Presentations session national funding 

EZ 

HTSM 

RVO 

4 november 2014

Innovation instruments

Session

National funding and TKI HTSM

UT Grants Week

21 October 2014

Marjolijn van Valkenhoef

Ministry of Economic Affairs

Department of Knowledge and Innovation

4 november 2014 Ministerie van Economische Zaken 2

Content

1. Ambitions enterprise policy 2. Innovation policy: two tracks 3. Innovation instruments

3.1 Fiscal instruments 3.2 Credits 3.3 TKI allowance (TKI-toeslag) 3.5 MIT (SME subsidy)

4. Scheme innovation instruments

4 november 2014 Ministerie van Economische Zaken 3

1. Ambitions enterprise policy • Top 5 knowledge economies (2020); 2014: nr. 8 (WEF) • 2,5% R&D (2020); 1,90% (2011), 1,97% (2012) • > 500 mln. innovation PPP (TKI’s), 40% private capital (on track)

4 november 2014 Ministerie van Economische Zaken 4

2. Innovation policy: two tracks

1. Generic Encourage innovation in all enterprises, esp. SME: - Provide an excellent innovation climate and promote

R&D investments - Availability of innovation funding and risk capital

2. Topsectors Encourage PPP in 9 Top Sectors: - Joint programming by knowledge institutes, researchers

and enterprises (Golden Triangle) - Joint research in TKI’s (Topconsortia Knowledge and

Innovation) through TKI Allowance - Involve SME’s through SME Top Sector Subsidy (MIT)

4 november 2014 Ministerie van Economische Zaken 5

3. Innovation instruments for enterprises

Instrument Budget 2015, mln. € # users 2013

Generic

WBSO (fiscal) 794 22.640

RDA (fiscal) 238 16.160

Innovation Box (fiscal) est. 625 app. 1.300

Innovatiefund SME+: Seed Capital

17 39

Innovatiefund SME+: Innovation Credit

76 44

Eurostars 11 49

Topsectors

TKI Allowance 81 app. 1.900 MIT Subsidy 30 app. 1.800

JTI’s/ Eureka Clusters 31 app. 100

4 november 2014 Ministerie van Economische Zaken 6

4 november 2014 6

3.1 Fiscal innovation instruments WBSO/ R&D Promotion Act (since 1994)

• WBSO: R&D tax deduction on wages (in labour tax)

RDA/ R&D Deduction (since 2012) • R&D tax deduction (in corporate income tax):

• R&D Investments • R&D Operating costs

Innovation Box (since 2010) • Tax deduction on innovation profits in corporate income tax (immaterial activum)

Ministeries van Economische Zaken & Financiën

4 november 2014 Ministerie van Economische Zaken 7

Innovationfund SME+

Budget 2012 – 2015 € 500 mln. First pillar

Innovation Credit •project financing • SME+ • “first come, first serve” • € 76 mln. in 2015

Second pillar

Seed Capital •financing enterprises through risk capital market • early stage venture capital market • tender • € 17 mln. in 2015

Third pillar

Fund-of-funds (DVI) •financing enterprises through risk capital market •later stage / growth venture capital market • “first come,first serve” • ambition € 200 – 300 mln. (ca. € 100 mln. MEA)

3.2 Innovation Fund SME+

4 november 2014 Ministerie van Economische Zaken 8

3.3 TKI Allowance

• Supplement (25%) on private (cash) contributions in PPP through TKI (first € 20.000 per enterprise 40% (cash& in kind) • TKI’s apply for the Allowance.

TKI Allowance can be used for: - PPP in R&D - network activities - innovation coaches

4 november 2014 Ministerie van Economische Zaken 9

3.4 SME Innovation Topsectors (MIT)

• Connecting innovative SME to topsectors • Encourage SME to collaborate on R&D (with each other, knowledge institutes) • Toolbox: SME - Feasability studies - R&D-collaboration - Innovation performance contracts (IPC) - Knowledge vouchers - Hiring temporary high educated staff TKI - Network activities - Innovation coaches

4 november 2014 Ministerie van Economische Zaken 10

4. Scheme innovation instruments

Introduction top sector HTSM Dr.ir. F.A. Karelse Deputy Director TKI HTSM frank.karelse@htsm.nl UT grants week Enschede, 21 October 2014

2

3

Dutch Top sector policy

• Economic growth through innovation • Industry in the driving seat • Transition from public grants to fiscal benefits • Overall reduction of public investments

• Top sectors = industry with (a lot of) R&D • Execution with the ‘golden triangle’

– Government + Industry + Science

4

9 topsectors • Agri&Food • Horticulture and propagation materials • High Tech Systems and Materials • Energy • Logistics • Creative industry • Life sciences & health • Chemical industry • Water

ICT, Nanotechnology and Biobased Economy are cross topsector themes.

5

HTSM: big in NL private R&D

HTSM

HTSM

Private R&D 5.6 B€

Public R&D 4.1 B€

2.6 B€, of which 0.5 B€ in PPP

CBS (mei 2013); HTSM Innovatiecontract (april 2012)

0.4 B€, of which 0.2 B€ in PPP

6

PPP R&D expense

05

101520253035404550

privaat, sectorprivaat, TKIpubliek, TO2publiek, NWO

% totaal

EZ (mei 2013)

7

Reference: the HTSM landscape

Top sector HTSM

Innovation contract HTSM

TKI HTSM

8

Public-private Collaboration Roadmaps Application Roadmaps Technology Roadmaps

Semiconductor equipment Components and circuits Printing Photonics Lighting Mechatronics and manufacturing Solar Embedded systems Health care High-tech materials Security Automotive Cross-topsectoral Roadmaps Aeronautics Nanotechnology Space ICT Advanced instrumentation

Innovation Contract

9

HTSM top sector ecosystem in NL

Industry: Philips ASML Thales DAF

Fokker FEI NXP Dutch Space Tata Océ

HTSM ROADMAPS

HTSM network organisations:

HightechNL PhotonicsNL Holland Instrumentation Lucht- en Ruimtevaart NL

AutomotiveNL NanoNextNL

500 SME’s: Lionix Cosine NTS group …

Universities Research Institutes

10

HTSM PPP by roadmap

Innovatiecontract 2014-2015 HTSM

11

TKI grant = 25% of TKI base

TKI base = Cash payment industry

TKI-board decision advice Roadmap

Council

TKI programs

Industry Industry contribution cash and/or in-kind

TKI regulation PPP-project: industry & R&D institute

Topconsortium for Knowledge and Innovation TKI HTSM

context: innovation contract

R&D institute

12

Example: STW HTSM-call 2012

• Call: – Total NWO budget 12 M€ – Industry contribution 30% (cash + in kind) – All roadmaps in HTSM

• Result: – 73 project proposals, of which 32 approved – Total budget all approved projects 19 M€ – Many new industrial partners (40%) – Significant SME contribution (28% of private cash)

13

Roundup: Possibilities

• MIT network activities • SME R&D cooperation • STW: HTSM-call; HTM-call; Perspectief • FOM: IPP • TNO TKI-projects

• Contact with Roadmaps!

OECD meeting HTSM

14

HTSM: 17 roadmaps

OECD meeting HTSM

15

Q&A

16

17

PPP by HTSM partner

Innovatiecontract 2014-2015 HTSM

18

Directeur (bedrijfsleven) Plv. Directeur (FOM)

Coördinatie

Roadmap Council (roadmaptrekkers HTSM)

• Advies programma en budget

• Advies passing bij roadmaps

TKI Bureau *)

•TKI-toeslag regeling •Administratie •Communicatie •Europese agenda •MKB loket

Bestuur en Raad van Toezicht (Topteam, bedrijfsleven incl MKB, publieke kennisorganisaties)

Besluitvorming en strategie

*) Postadres bij FOM in Utrecht; medewerkers vanuit FOM, STW, TNO, NLR, FME en Syntens

Governance TKI HTSM

19

Plan of action top sector HTSM

• Accept the top sector policy • Safeguard successful R&D PPP ecosystems • Safeguard European R&D PPP • Strengthen technical education • Increase private & public R&D expense • Enhance HTSM image in NL and abroad • R&D execution through existing institutes • Continuous improvement of PPP processes

R&D Funding

Session National funding and TKI HTSM

UT Grants Week 21 October 2014

Hans Netten

Rijksdienst voor ondernemend Nederland (RVO)

Content

• TKI Toeslag

• SME Innovation Topsectors (MIT)

• Vroege fase financiering (Pre seed finance)

• Eureka Clusters and JTI ECSEL

Basic principle TKI toeslag

25% toeslag op de grondslag

• TKI Toeslag (subsidy) is 25% of the private contribution to research organizations for R&D in public private partnership (PPP)

• TKI toeslag must be used for funding new R&D initiatives in PPP

• TKI’s must apply for the TKI Toeslag

• TKI’s decides how the TKI toeslag allocated

(1) TKI Toeslag:Example R&D program

Cash Private contr.

NWO funding

Companies Research organization

TKI

TKI-toeslag, 25% of the cash contribution

TKI-toeslag funding

In-kind In-kind

(2) TKI Toeslag:Example R&D program

Cash Private contr.

NWO funding

Companies Research organization

TKI

TKI-toeslag, 25% of the cash contribution TKI-toeslag funding

In-kind In-kind

Ongoing program

New projects

SME Innovation Topsectors (MIT)

• Encourage SME to collaborate on R&D (with each other, knowledge institutes)

• Only SME can apply for funding

• Toolbox:

• Feasability studies • R&D-cooperation • Innovation prestation contracts (IPC) • Knowledge vouchers • Hiring temporary high educated staff

• Topteam makes a selection on the instruments and assigns

budget

MIT: Feature per instrument (2014)

instrument max. subsidie max subsidiebedrag aanvrager afhandeling openstelling

haalbaarheidsstudies 40% € 50.000 MKB FCFS 15/4-12/5

Vouchers 40% € 3.750 MKB FCFS 15/4-12/5

Inhuur personeel 40% € 50.000 MKB FCFS 15/4-12/5

IPC 30% € 25.000 per dln € 3.000 per dln voor PV MKB FCFS 15/4-12/5

Netwerkactiviteiten 100% € 1.000 per deelnemend MKB TKI FCFS 15/4-12/5

Innovatiemakelaars 50% € 10.000 per MKB TKI FCFS 15/4-12/5

R&D samenwerking 30% € 200.000 per project € 100.000 per dln MKB Tender 3/6-22/9

MIT: Selection of instruments by topsector (2014)

3 juni - 22 september

MKB (tender)instrument →↓ topsector ↓ thema(s)

haalbaarheidsstudies

VouchersInhuur

personeelIPC

Netwerkactiviteiten

Innovatiemakelaars

R&Dsamenwerking

tuinbouw en uitgangs-

materialen 1 t/m 4 50.000 250.000 € 950.000 2.000.000

agri&food 1 t/m 11 478.400 € 1.913.600 2.392.000

1

2

3

life sciences & health 1 t/m 10 100.000 200.000 € 1.100.000 2.000.000

chemie 1C t/m 7C 550.000(samen met

haalbaarheid) 100.000 150.000 € 1.216.500 2.016.500

biobased 8B t/m 12B 400.000 100.000 150.000 € 1.350.000 2.000.000

HTSM / ICT 1 t/m 17 200.000 € 3.800.000 4.000.000

energie 13E t/m 39E 1.200.000 100.000 200.000 € 500.000 2.000.000

logistiek 1 t/m 5 100.000 100.000 € 900.000 2.000.000

1 t/m 6 100.000 100.000A t/m D

a, b

c, d

€ 8.000.000 8.000.000

21.567.200 30.408.500

openstelling 15 april - 12 mei

aanvrager is MKB (FCFS) TKI (FCFS)

750.000

water 1.002.900

100.000 € 897.100(samen methaalbaarheid)

600.000

creatieve industrie 860.000

(samen metvouchers) € 940.000

algemeen budget(voor alle topsectoren)

2.000.000

2.000.000

900.000

Pre-seed – VroegeFaseFinanciering (VFF) Ingredients: • Start-up • Pre seed financing • Market failure: no alternatives available • Revolving fund principle

3 categories: • SME-entrepreneur (RvO), • Innovative startup (RvO), • Academic innovative startup (STW/NWO) Take-off

Pre-seed finance

De vroege fase financiering moet ervoor zorgen dat een idee van de planfase naar de startfase komt.

VFF: SME-entrepreneur, Innovative startup

- Loan with interest tot SME, startup - Maximum loan € 350.000 - SME 35%-45% - Innovative Starterup 100% - Repayment 5 years 20% - Interest: 5% + Eur. Ref. (today 0,35%)

More information: - www.rvo.nl/vff - vff@rvo.nl - 088 042 42 42

Take-off Vroegefasetraject

• Development and validation business case

• Knowledge -> application -> commercial activities

• Loan with interest to academic startup

• Between 50.000 € and 250.000 €

• Execution < 2 years

• Repayment <10 years

• Interest: 5% + Eur. Ref. (today 0,35%)

Eureka clusters

R&D cooperation in Europe National funding ITEA3 software-intensive systems & services CATRENE nano elektronica

JTI ECSEL: public public private partnership

• ECSEL: Electronic

Components and Systems

for European Leadership

• Follow up Artemis, ENIAC

en EPoSS

• Embedded and smart systems, nano-elektronica • National and European funding

More information:

- www.rvo.nl/subsidies-regelingen/joint-technology-initiatives-jti

- Ecsel.eu

- www.aeneas-office.eu

- www.artemis-ia.eu

- www.itea3.org

- www.catrene.org

Questions?

More information: • www.rvo.nl