Presented by Tom DwyerVice Chancellor and Provost

EnterpriseRisk Management

Enterprise Risk Management

Informs Planning, Programming, Asset Allocation

and the Audit Function

Internal Controls

at JWU Enterprise Risk Management starts with Internal Controls:

• Concentration of Risk

• Employee Code of Conduct

• Polices & Procedures

• Financial Controls

Regulatory Concerns

• Title IV, VII, IX

• Clery Act

• Information Security & Privacy

• FERPA & HIPAA

Business Continuity

• Business Contingency Plan

• Integrated Contingency Plan

• Data and Network Security

• Financial Stability• Economic Equilibrium (Richard Cyert, Tony Ruger)

• Physical Plant

Portfolio Risk

• Academic Programs

• Succession Planning

• Endowment Risk

• Pricing / Debt Burden

Reputation

• Academic Quality

• Career Progression

• Student Success

• Food Safety

Questions?