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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Principles of Data Management Lecture #11 (Relational Operators: Other) Instructor: Mike Carey [email protected] Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Today’s Notable News See Piazza for “Mentored Big Data Projects” class info if you are potentially interested in it A course description is available there Project suggestions will appear there, too It is a projects-only class (no lectures, no long list of readings – rather, an opportunity to just do stuff )
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Page 1: Principles of Data Management Lecture #11 (Relational ... · 1. Find qualifying data entries ($ rids). 2. Sort rid’s of data records to be retrieved. 3. Fetch rids in order. Ensures

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Principles of Data Management

Lecture #11 (Relational Operators: Other)

Instructor: Mike Carey [email protected]

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Today’s Notable News

v  See Piazza for “Mentored Big Data Projects” class info if you are potentially interested in it §  A course description is available there §  Project suggestions will appear there, too §  It is a projects-only class (no lectures, no long list of

readings – rather, an opportunity to just do stuff J)

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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 3

Relational Operations

v  We will consider how to implement: §  Selection ( ) Selects a subset of rows from relation. §  Projection ( ) Deletes unwanted columns from relation. §  Join ( ) Allows us to combine two relations. (Done ) §  Set-difference ( ) Tuples in reln. 1, but not in reln. 2. §  Union ( ) Tuples in reln. 1 and in reln. 2. §  Aggregation (SUM, MIN, etc.) and GROUP BY

v  Since each op returns a relation, ops can be composed! After we cover the operations, we will discuss how to optimize queries formed by composing them.

σπ

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 4

Schema for Examples

v  Reserves: §  Each tuple is 40 bytes long, 100 tuples per page, 1000 pages.

(Total cardinality is thus 100,000 reservations)

v  Sailors: §  Each tuple is 50 bytes long, 80 tuples per page, 500 pages.

(Total cardinality is thus 40,000 sailing club members)

Sailors (sid: integer, sname: string, rating: integer, age: real) Reserves (sid: integer, bid: integer, day: dates, rname: string)

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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 5

Using an Index for Selections v  Cost depends on #qualifying tuples, and clustering.

§  Cost of finding qualifying data entries (typically small) plus cost of retrieving records (could be large w/o clustering).

§  In example, assuming uniform distribution of names, about 10% of tuples qualify (100 pages, 10,000 tuples). With a clustered index, costs 100+ I/Os; unclustered, 10,000+ I/Os!

v  Important refinement for unclustered indexes: 1. Find qualifying data entries (à rids). 2. Sort rid’s of data records to be retrieved. 3. Fetch rids in order. Ensures that each data page is looked at

once (though # of data pages is higher than with clustering).

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 6

Two Approaches to General Selections

v  First approach: Find the most selective access path, retrieve tuples using it, and apply any remaining terms that don’t match the index: §  Most selective access path: An index or file scan that we

estimate will require the fewest page I/Os. §  Terms that match this index reduce the number of tuples

retrieved; other terms are used to discard some retrieved tuples, but do not affect number of tuples/pages fetched.

§  Consider day<8/9/94 AND bid=5 AND sid=3. A B+ tree index on day can be used; then, bid=5 and sid=3 must be checked for each retrieved tuple. Similarly, a hash index on <bid, sid> could be used; day<8/9/94 must then be checked.

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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 7

Intersection of Rids v  Second approach (if we have 2 or more matching

indexes that use Alternatives (2) or (3) for data entries): §  Get sets of rids of data records using each matching index. §  Then intersect these sets of rids (we’ll discuss intersection

soon!) §  Retrieve the records and apply any remaining terms. §  Consider day<8/9/94 AND bid=5 AND sid=3. If we have a B

+ tree index on day and an index on sid, both using Alternative (2), we can retrieve rids of records satisfying day<8/9/94 using the first, rids of recs satisfying sid=3 using the second, intersect, retrieve records and check bid=5.

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 8

The Projection Operation

v  An approach based on sorting: §  Modify Pass 0 of external sort to eliminate unwanted fields.

Thus, runs of about 2B pages are produced, but tuples in runs are smaller than input tuples. (Size ratio depends on # and size of fields that are dropped.)

§  Modify merging passes to eliminate duplicates. Thus, number of result tuples smaller than input. (Difference depends on # of duplicates.)

§  Cost: In Pass 0, read original relation (size M), write out same number of smaller tuples. In merging passes, fewer tuples written out in each pass. Using Reserves example, 1000 input pages reduced to 250 in Pass 0 if size ratio is 0.25

SELECT DISTINCT R.sid, R.bid FROM Reserves R

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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 9

Projection Based on Hashing v  Partitioning phase: Read R using one input buffer.

For each tuple, discard unwanted fields, apply hash function h1 to choose one of B-1 output buffers. §  Result is B-1 partitions (of tuples with no unwanted fields).

2 tuples from different partitions guaranteed to be distinct.

v  Duplicate elimination phase: For each partition, read it and build an in-memory hash table, using hash fn h2 (<> h1) on all fields, while discarding duplicates. §  If partition does not fit in memory, can apply hash-based

projection algorithm recursively to this partition.

v  Cost: For partitioning, read R, write out each tuple, but with fewer fields. Less data read in next phase.

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 10

Discussion of Projection

v  Sort-based approach is the standard; less impacted by skew and result is sorted (a potential bonus). §  Grace hash-based approach is also an option, as we saw. §  As for joins, could do Simple or Hybrid hashed approach.

v  If any sort of index on the relation contains all wanted attributes in its search key, can do index-only scan. §  Apply projection techniques to data entries (much smaller!)

v  If an ordered (i.e., tree) index contains all wanted attributes as prefix of search key, can do even better: §  Retrieve data in order (index-only scan), discard unwanted

fields, compare adjacent tuples to check for duplicates.

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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 11

A Note on Hash-Based Operators

v  Can “always” choose Grace, Simple, or Hybrid §  Cost-based choice, depends on ratio of data to memory

v  Grace: Divide in pass 1, conquer in pass 2 (and 3…) §  Minimum pages needed for 2-pass operation: sqrt(|R|)

• Let P be the # of partitions that we divide the problem into. • We’ll need P output buffers to do the dividing work in pass 1 • Resulting size of each of pass 2’s input partitions ≈ |R|/P, and

this much data (one partition) must fit in memory in pass 2. •  If we have P buffers in pass 2, need (|R|/P) ≤ P, so |R| <= P2.

v  Simple: Conquer in pass 1, write out any leftovers. v  Hybrid: Similar, but write out partitioned leftovers.

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 12

Relational Set Operations v  Intersection and cross-product special cases of join. v  Union (Distinct) and Except similar; we’ll do union. v  Sorting-based approach to union:

§  Sort both relations (on combination of all attributes). §  Scan sorted relations and merge them. §  Alternative: Merge runs from Pass 0 for both relations.

v  Hash based approach to union (from Grace): §  Partition both R and S using hash function h1. §  For each S-partition, build in-memory hash table (using h2),

then scan corresponding R-partition, adding truly new S tuples to hash table while discarding duplicates.

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Aggregate Operations (AVG, MIN, ...) v  Without grouping:

§  In general, requires scanning the relation. §  Given index whose search key includes all attributes in the

SELECT or WHERE clauses, can do index-only scan.

v  With grouping: §  Sort on group-by attributes, then scan relation and compute

the aggregate for each group. (Can improve upon this by combining the sorting and aggregate computations.)

§  Or, similar approach via hashing on group-by attributes. §  Given tree index whose search key includes all attributes in

SELECT, WHERE and GROUP BY clauses, can do an index-only scan; if group-by attributes form prefix of search key, can retrieve data entries (tuples) in the group-by order.

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 14

Aggregation State Handling v  State: init( ), next(value), finalize( ) à agg. value v  Consider the following query

h(dname) mod 4

h

Toy

Shoe

2

2

35K

33K

SELECT E.dname, avg(E.sal) FROM Emp E GROUP BY E.dname

Emp ename dname sal Joe 10K Toy

Sue 20K Shoe

Mike 13K Shoe

Chris 25K Toy

Zoe 50K Book … … …

(dname count sum)

Aggregate state (per unfinished group): o  Count: # values o  Min: min value o  Max: max value o  Sum: sum of values o  Avg: count, sum of values

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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 15

Operators’ Buffering Considerations v  If several operations are executing concurrently,

estimating the “right” number of buffer pages is tough. (Also, intra- vs. inter-query considerations.)

v  Repeated access patterns can interact with buffer replacement policy. §  e.g., Inner relation is scanned repeatedly in Simple

Nested Loop Join. With enough buffer pages to hold entire inner, replacement policy does not matter.

§  Otherwise, MRU best and LRU worst (sequential flooding). §  Does replacement policy matter for Block Nested Loops? §  Why? What about Index Nested Loops? Sort-Merge Join?

Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 16

Summary v  A virtue of relational DBMSs: queries are composed of a

few basic operators; the implementation of these operators can be carefully tuned (and it is important to do this!).

v  Many alternative implementation techniques for each operator; no universally superior technique for most operators.

v  Must consider available alternatives for each operation in a query and choose best one based on system statistics, etc. This is part of the broader task of optimizing a query composed of several ops.


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