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PRODUCTION OF CELLULOLYTIC ENZYMES WITH TRICHODERMA ATROVIRIDE MUTANTS FOR THE BIOMASS-TO-BIOETHANOL PROCESS Cellulase Production, Enzymatic Hydrolysis and Simultaneous Saccharification and Fermentation Krisztina Kovács Doctoral Thesis 2009 Supervisors: Dr. György Szakács Department of Applied Biotechnology and Food Science Budapest University of Technology and Economics Prof. Guido Zacchi Department of Chemical Engineering Lund University, Sweden
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Page 1: PRODUCTION OF CELLULOLYTIC ENZYMES WITH …

PRODUCTION OF CELLULOLYTIC ENZYMES

WITH TRICHODERMA ATROVIRIDE MUTANTS

FOR THE BIOMASS-TO-BIOETHANOL PROCESS Cellulase Production, Enzymatic Hydrolysis and Simultaneous Saccharification and Fermentation Krisztina Kovács Doctoral Thesis 2009 Supervisors: Dr. György Szakács Department of Applied Biotechnology and Food Science Budapest University of Technology and Economics Prof. Guido Zacchi Department of Chemical Engineering Lund University, Sweden

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LIST OF ABBREVIATIONS CBH Cellobiohydrolase DM Dry matter DNS Dinitrosalicylic acid EG Endoglucanase FPA Filter paper activity FPU Filter paper unit HEC Hydroxyethyl cellulose HMF Hydroxymethylfurfural HPLC High performance liquid chromatography IU International unit NTG N-methyl-N’-nitro-N-nitrosoguanidine PDA Potato dextrose agar PNP p-nitrophenol rpm Revolutions per minute SPB Steam-pretreated bagasse SPS Steam-pretreated spruce SPW Steam-pretreated willow SPWS Steam-pretreated wheat straw SSF Simultaneous saccharification and fermentation v/v/min Volume of gas per volume of liquid per minute WIS Water-insoluble solids

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ABSTRACT The price of commercial enzymes used for the saccharification of pretreated lignocellulosic materials represents a significant part in the overall cost of the biomass-to-bioethanol process. Reduction of the production cost, hence development of more effective cellulase-secreting microorganisms and improvement of the hydrolytic properties of enzyme mixtures are of great importance. Trichoderma reesei has been chosen by many researchers and industrial companies to produce cellulases, even though this species practically does not secrete β-glucosidase, which is a key enzyme for the complete hydrolysis of cellulose. Therefore, the enzymes of T. reesei have to be supplemented with extra β-glucosidase activity in order to reach high glucose yield in the saccharification of cellulose. The aim of my PhD studies was to develop a Trichoderma mutant that produces better cellulolytic enzymes for the biomass-to-bioethanol process than T. reesei. Based on a screening of more than 150 wild-type Trichoderma isolates in shake flask fermentation on pretreated lignocellulosic substrates, T. atroviride TUB F-1505, the most promising cellulase-producing strain was selected for mutagenesis. The new mutants developed from F-1505 had good filter paper activities (~0.4-0.6 FPU/mL) and very high β-glucosidase activities (~6-10 IU/mL) when cultivated in lab-scale fermentors on steam-pretreated willow (SPW), spruce (SPS), wheat straw (SPWS) and sugarcane bagasse (SPB). Due to high β-glucosidase activities, the enzyme supernatants of T. atroviride hydrolyzed the pretreated substrates to glucose more efficiently than the supernatants of T. reesei Rut C30 and commercial cellulases produced by T. reesei. When the whole fermentation broths were used in the hydrolysis of SPS instead of the supernatants, i.e. the cell-wall-bound enzymes were also present, the hydrolytic capacity of T. reesei Rut C30 was significantly enhanced (by ~200%), while that of the T. atroviride isolates was improved to a much lesser extent (by ~15%). This suggested that in contrast to T. reesei Rut C30, the T. atroviride strains mostly secreted free extracellular enzymes into the fermentation medium. While the T. atroviride enzymes were efficient in the hydrolysis of cellulose to glucose, their ability to hydrolyze substrates containing high amounts of xylan and/or xylose oligomers (e.g. SPB) was inferior to that of a commercial enzyme

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mixture. This was due to the lack of β-xylosidase activity in the supernatants produced by T. atroviride. The Trichoderma enzyme supernatants and whole fermentation broths produced in-house were also investigated to produce ethanol in simultaneous saccharification and fermentation (SSF) of SPS. The T. atroviride enzymes and the whole broth of T. reesei proved to be as efficient in SSF as commercial cellulase mixtures (ethanol yields of 60-75% of the theoretical were achieved), while low ethanol yields (<40%) were obtained with the β-glucosidase-deficient T. reesei supernatant. In the future, further improvement of the well-known cellulolytic strains and their enzyme complexes, screening for new cellulolytic microorganisms, and optimization of the process of on-site enzyme production, could make the production of bioethanol from pretreated lignocelluloses more cost effective.

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CONTENTS 1 INTRODUCTION ...................................................................................... 1 1.1 Aim and outline of this thesis ................................................................. 2 

2 BACKGROUND ........................................................................................ 5 2.1 Lignocellulosic biomass .......................................................................... 5 2.1.1 The constituents of lignocellulose ..................................................................... 5 2.1.1.1 Cellulose ...................................................................................................... 6 2.1.1.2 Hemicellulose .............................................................................................. 6 2.1.1.3 Lignin .......................................................................................................... 7 2.1.1.4 Other compounds ........................................................................................ 7 

2.1.2 The composition of lignocellulose .................................................................... 7 2.2 Cellulase and hemicellulase enzyme systems ........................................ 8 2.2.1 Cellulases.......................................................................................................... 8 2.2.2 Hemicellulases ................................................................................................ 10 2.2.2.1 Xylan-degrading enzymes ......................................................................... 10 2.2.2.2 Mannan-degrading enzymes ...................................................................... 11 

2.2.3 Synergism........................................................................................................ 11 2.3 Application of cellulases and hemicellulases in biotechnology ......... 13 2.4 Production of fungal cellulases and hemicellulases ........................... 13 2.4.1 Production of cellulases ................................................................................. 13 2.4.2 Production of hemicellulases .......................................................................... 15 2.4.3 Improvement of cellulase fermentation for bioethanol production ................. 16 

2.5 Development of hypercellulolytic mutants ......................................... 17 2.6 Enzymatic conversion of lignocelluloses to ethanol ........................... 19 2.6.1 Pretreatment of biomass ................................................................................. 20 2.6.2 Enzymatic hydrolysis of lignocellulose ........................................................... 20 2.6.3 Fermentation .................................................................................................. 21 2.6.4 Process configurations ................................................................................... 22 2.6.4.1 Separate hydrolysis and fermentation........................................................ 22 2.6.4.2 Simultaneous saccharification and fermentation ....................................... 22 2.6.4.3 Direct microbial conversion ...................................................................... 23 

2.6.5 Product recovery ............................................................................................ 24 

3 MATERIALS AND METHODS ............................................................ 25 3.1 Microorganisms .................................................................................... 25 3.1.1 Trichoderma strains........................................................................................ 25 3.1.2 Preparation of mutants ................................................................................... 25 3.1.2.1 UV mutagenesis ........................................................................................ 25 3.1.2.2 Chemical mutagenesis ............................................................................... 26 

3.2 Substrates .............................................................................................. 26 3.2.1 Raw materials ................................................................................................. 26 3.2.2 Steam pretreatment ......................................................................................... 27 

3.3 Enzymes ................................................................................................. 29 3.3.1 Commercial enzymes ...................................................................................... 29 3.3.2 Enzyme production in shake flask ................................................................... 29 

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3.3.3 Enzyme production in lab-scale fermentors .................................................... 30 3.4 Enzymatic hydrolysis ............................................................................ 31 3.5 Simultaneous saccharification and fermentation ............................... 33 3.5.1 Yeast cultivation .............................................................................................. 33 3.5.2 SSF in shake flasks .......................................................................................... 33 3.5.3 SSF in lab-scale fermentors ............................................................................ 34 

3.6 Analytical methods................................................................................ 34 3.6.1 Filter paper activity assay ............................................................................... 34 3.6.2 β-glucosidase, β-xylosidase and β-mannosidase activity measurements ........ 34 3.6.3 Endoglucanase assay ...................................................................................... 35 3.6.4 Xylanase activity measurement ....................................................................... 35 3.6.5 Mannanase activity measurement ................................................................... 35 3.6.6 HPLC analysis ................................................................................................ 35 

4 RESULTS AND DISCUSSION .............................................................. 37 4.1 Screening and mutagenesis of Trichoderma strains ........................... 37 4.2 Enzyme production with T. atroviride mutants .................................. 40 4.2.1 Enzyme production in shake flasks .................................................................. 40 4.2.2 Enzyme production in 2-L fermentors ............................................................. 42 4.2.3 Temperature dependence of the produced enzymes ........................................ 44 4.2.4 FPA and β-glucosidase activities of enzyme mixtures .................................... 45 

4.3 Enzymatic hydrolysis ............................................................................ 47 4.3.1 Comparison of commercial preparations with in-house enzymes ................... 48 4.3.1.1 Enzymatic hydrolysis of washed SPW fibers ............................................ 48 4.3.1.2 Enzymatic hydrolysis of washed SPS fibers and unwashed SPS slurry .... 49 

4.3.2 Comparison of produced T. reesei and T. atroviride enzymes ........................ 52 4.3.2.1 Hydrolysis of washed SPW fibers with fermentation supernatants ........... 52 4.3.2.2 Hydrolysis of washed SPS fibers with supernatants and whole broths ...... 53 4.3.2.3 Temperature dependence of the hydrolysis capacity of the enzymes ........ 56 

4.3.3 Use of washed fermentation solids in hydrolysis of washed SPS fibers .......... 58 4.3.4 Effect of the substrate of enzyme production on the hydrolysis ...................... 60 4.3.5 Hydrolysis of SPB using enzymes supplemented with accessory activities ..... 64 4.3.6 Hydrolysis using T. reesei and T. atroviride enzyme mixtures ........................ 67 

4.4 Simultaneous saccharification and fermentation ............................... 69 4.4.1 SSF using the whole broths in comparison to the supernatants ...................... 70 4.4.2 SSF using in-house enzymes in comparison with commercial cellulases ........ 73 

5 SUMMARY .............................................................................................. 77 5.1 Conclusions ............................................................................................ 79 5.2 New scientific findings .......................................................................... 80 

6 REFERENCES ......................................................................................... 83 ACKNOWLEDGEMENTS .................................................................................... 95 

STATEMENT .......................................................................................................... 97 

LIST OF PUBLICATIONS .................................................................................... 99 

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1 INTRODUCTION

In the past few decades, bioethanol has become an attractive alternative to oil-based fuels, due to its much lower contribution to greenhouse effect and because of the growing demand for, and increased price of oil. Today, ethanol is mostly used as an additive to gasoline (5-20%) in cars with a catalyst without any major need to modify the engine, or it is used in flexible fuel vehicles which can run on any mixture of ethanol and gasoline. Ethanol as a fuel has several advantages and some disadvantages over gasoline. It has higher octane number and lower flame temperature, leading to greater efficiency of the engine [1]. Even though ethanol has only about 65% of the volumetric energy content of gasoline, at a given volume of fuel, a car with ethanol can run 75-80% of the distance of what a car with gasoline would drive [2]. Furthermore, ethanol has a higher oxygen/carbon ratio, which results in lower emission of non-combusted hydrocarbons and CO. On the other hand, the content of reactive aldehydes in the exhaust is higher when ethanol instead of gasoline is combusted in the engine [1]. Bioethanol can be produced from raw materials that contain high amounts of sugars, or compounds that can be converted into sugars, such as starch, cellulose or hemicellulose. Bioethanol feedstocks are classified into three types: 1) sucrose-containing feedstocks (e.g. sugar beet, sweet sorghum and sugarcane), 2) starchy materials (e.g. wheat, corn and barley) and 3) lignocellulosic biomass (e.g. wood, straw, stover and herbaceous grasses) [3]. The fuel ethanol commercially available today, also called 1st generation bioethanol, is mainly produced by using sugar- and starch-containing substrates as raw materials. However, these high-value agricultural products have competing applications in the food and feed industry, and are therefore more expensive feedstocks than low-value lignocellulosic residues. As the population on the planet and also the demand for bioethanol are increasing, agricultural products will not be sufficient in the future for both the food and the bioethanol industries. Therefore, production of ethanol from lignocellulosic biomass (2nd generation bioethanol) is required [2,4]. Ethanol can be produced from lignocellulosic biomass in various ways. All of the processes include the same main steps: hydrolysis of the polysaccharides to monomeric sugars, fermentation of the sugars to ethanol and concentration of the ethanol by distillation. The main difference between the process alternatives is in the hydrolysis step, which can be performed by the use of dilute acid, concentrated acid or enzymes [5]. The enzymatic way is advantageous because it

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is carried out at low temperatures using biodegradable enzymes instead of toxic acids as catalyst. Furthermore, due to the specificity of the enzyme reactions, high sugar yields can be achieved, and unlike in acid hydrolysis, the monomeric sugars are not further degraded. However, when enzymes are added to the native biomass, the degradation of cellulose and hemicellulose to sugars is extremely slow due to the complex structure of lignocelluloses [5]. It is therefore necessary to pretreat the raw materials prior to enzymatic hydrolysis in order to make the cellulose fibers more accessible for the enzymes. After pretreatment, the remaining polysaccharides are hydrolyzed to sugars by cellulases and hemicellulases, and the sugars are then converted to ethanol by a fermenting microorganism. Finally, the ethanol is concentrated and purified by distillation. According to techno-economical evaluations, the main contributors to the overall costs of the enzymatic way of producing bioethanol from lignocellulosic substrates are the raw material (~40%) and the capital investment (~45%), followed by the enzymes (~10%) [6-8]. To reduce the cost of enzymes required in the bioethanol process, improvement of the process of enzyme production and development of new, more efficient enzymes are needed.

1.1 Aim and outline of this thesis

The aim of this thesis was to develop new Trichoderma mutants that produce more efficient cellulolytic enzymes for the saccharification of pretreated lignocellulosic materials than T. reesei. In order to reduce the production cost of bioethanol, various process streams from the ethanol production process, such as steam-pretreated willow, spruce, wheat straw and sugarcane bagasse, were used as substrates for enzyme production. The crude enzymes produced in-house were characterized by different enzyme activity assays. The main objectives of the studies were to achieve higher glucose concentration in enzymatic hydrolysis and higher ethanol yield in simultaneous saccharification and fermentation (SSF) of pretreated biomass with enzymes produced in-house by the new Trichoderma mutants than with T. reesei enzymes or commercial preparations. The experimental part of the present work consisted of five main steps: 1) screening and selection of an appropriate wild-type Trichoderma strain for cellulase production on steam-pretreated lignocellulosic substrates; 2) development of Trichoderma mutants by UV-irradiation and chemical mutagenesis;

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3) production of cellulolytic enzymes with the most promising mutants on steam-pretreated substrates in shake flask fermentation and in lab-scale fermentors in comparison with the well-known mutant T. reesei Rut C30; 4) evaluation of the hydrolytic potential of the enzymes produced in-house by the mutants in comparison with commercial enzyme preparations; 5) investigation of the efficiency of the produced enzymes in SSF to produce ethanol from biomass. The work was carried out in collaboration between the Department of Applied Biotechnology and Food Science (BME, Hungary) and the Department of Chemical Engineering (LU, Sweden). The wild-type Trichoderma strains investigated in this thesis came from the culture collection of BME, and part of the experiments (steps 1-2 and the shake flask fermentations) were also carried out at BME. Steam pretreatment of the lignocellulosic substrates, enzyme production in lab-scale fermentors and steps 4-5 were performed at LU. The structure of this thesis is the following: Section 2 gives a general overview on the subject, comprising a description of; the constituents and composition of biomass; the enzymes needed for the degradation of lignocellulosic materials; the production and application of cellulases and hemicellulases; the strain improvement for cellulase production; and the enzymatic process to convert biomass to ethanol. The materials and methods used in the studies are summarized in Section 3. The experimental results obtained on screening, strain improvement, enzyme production, enzymatic hydrolysis and ethanol production are presented and discussed in Section 4. The conclusions of the studies presented in this thesis and the new scientific findings are summarized in Section 5. The references are listed in Section 6 followed by copy of the papers on which this thesis was based.

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2 BACKGROUND

2.1 Lignocellulosic biomass

Lignocelluloses such as wood, waste products from the forestry industry, agricultural residues and herbaceous crops are abundant and cheap feedstocks for bioethanol production. Agricultural residues, such as straw, stover and bagasse, which in most cases are left on the fields to be burned, are particularly interesting materials, as they are readily available on the sites where the plants for today’s bioethanol production are harvested. However, due to the recalcitrant structure of lignocellulose, its cost-efficient bioconversion to ethanol is more difficult than that of sucrose and starch [4].

2.1.1 The constituents of lignocellulose

All types of lignocellulosic materials are mainly constructed from cellulose, hemicellulose and lignin (Figure 1). The composition and proportions of these three components vary between plants, but together they constitute around 90% of the dry weight [9]. Small amounts of inorganic compounds, extractives and other components are also present.

Figure 1. The constituents of lignocelluloses

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2.1.1.1 Cellulose

Cellulose, the major component of lignocellulosic materials, is the most abundant renewable polysaccharide on earth. It is a linear homopolymer of β-1,4-linked D-glucose molecules, with the dimer cellobiose as the repeating unit (Figure 2). The long chains of cellulose with a degree of polymerization of up to 15000 are linked together with hydrogen bonds and van der Waals forces, which makes cellulose a highly insoluble crystalline macromolecule [10]. In addition, small amounts of non-organized chains are also present, forming amorphous cellulose, which is less resistant to chemical and enzymatic attack [11]. Cellulose is in nature associated with other plant compounds, which may affect its biodegradation.

Figure 2. The structure of cellulose 2.1.1.2 Hemicellulose

Hemicellulose, the second major constituent of lignocellulose, is the linking material between cellulose and lignin. It is a non-linear, branched heteropolymer with less resistance, more amorphous structure and lower degree of polymerization (<200) than cellulose [12]. It is mainly composed of various hexoses such as D-glucose, D-galactose and D-mannose, and of pentoses such as D-xylose and L-arabinose, linked together by β-1,4- and sometimes by β-1,3-glycosidic bonds. The primary structure of hemicellulose largely depends on its origin. Often two or three different hemicelluloses occur in the same plant, but in different proportions [13]. The major hemicellulose component of hardwood is glucuronoxylan, the major softwood hemicellulose is galactoglucomannan, and the most abundant hemicellulose in agricultural residues is arabinoxylan [14]. Xylans are built of a backbone of β-1,4-linked D-xylose units, randomly substituted with 4-O-methyl-D-glucuronic acid and L-arabinofuranose, and also with acetyl groups in hardwoods. The backbone of softwood mannans is built of β-1,4-linked D-mannose and D-glucose units distributed randomly and partially acetylated. The α-D-galactose residues are linked to the mannose in the main chain by α-1,6-linkages.

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2.1.1.3 Lignin

Lignin, the third major constituent of lignocellulose, is a highly complex, branched, amorphous, high-molecular weight, aromatic polymer, which is closely attached to both the cellulose and the hemicellulose part of the materials. In contrast to cellulose and hemicellulose, it is not composed of repeating units. Lignin is very resistant to chemical and microbial treatments, and together with cellulose, it gives an amazing strength to the trees, allowing them to stand upright and grow up to more than a 100 m in height. 2.1.1.4 Other compounds

Extractives comprise various compounds that can be extracted from lignocellulosic materials using organic or inorganic solvents. These compounds are proteins, fats, waxes, terpenes, phenols, alcohols and alkanes. Their role is to maintain various biological functions of the plant. The amounts of extractives vary among different species. Ash is the inorganic content of biomass, which remains after burning the organic compounds. It is mostly composed of Ca, K, Mg and Na, which are essential for the growth of the plants [15].

2.1.2 The composition of lignocellulose

Any kind of lignocellulosic biomass can be used for bioethanol production, and several materials, including willow [16-19], poplar [20], spruce [21-23], aspen [24], wheat straw [24-26], barley straw [27,28], corn stover [24,29], sugarcane bagasse [30,31], switchgrass [24], among others, have been investigated. Table 1 shows the typical compositions of lignocellulosic materials used in this thesis. The values can differ considerably for each plant due to genetic variability and environmental differences. The terms softwood and hardwood do not refer to the physical properties of the wood, but to the differences in the composition of the materials. In all lignocellulosic substrates, the most important component is glucan, which comprises about 30-50% of the dry weight. The dominating hemicellulose carbohydrate in hardwoods and agricultural residues is xylan, while the hemicellulose of softwoods mainly contains mannan, i.e. the pentose fraction in softwoods is significantly lower. Softwoods are generally more resistant to enzymatic degradation than hardwoods or agricultural residues, and need harsher conditions for successful pretreatment [5].

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Table 1. Typical compositions of spruce, willow, wheat straw and sugarcane bagasse (in % DM) Glucan Xylan Mannan Galactan Arabinan Lignin Reference Softwood Spruce 49.9 5.3 12.3 2.3 1.7 28.7 [32] 46.5 8.3 13.5 1.7 1.2 27.9 [33] Hardwood Willow 43.0 14.9 3.2 2.0 1.2 26.6 [16] 41.5 15.0 3.0 2.1 1.8 25.2 [17] Agricultural residues Wheat straw 32.6 20.1 0 0.8 3.3 26.5 [25] 38.2 21.2 0.3 0.7 2.5 23.4 [9] Sugarcane bagasse

40.2 22.5 0.5 1.4 2.0 25.2 [34]

2.2 Cellulase and hemicellulase enzyme systems

2.2.1 Cellulases

Cellulase systems from aerobic and anaerobic fungi and bacteria have been studied extensively during the past decades. Among bacteria, the cellulase system of the thermophilic anaerobic bacterium Clostridium thermocellum is the most investigated [35]. C. thermocellum and various other anaerobic bacteria produce a high molecular mass multienzyme complex called the cellulosome. The cellulosome complex is highly active on crystalline cellulose in the presence of Ca2+ and reducing agents [36]. It has been suggested that these bacteria have to attach themselves to the cellulose in order to effect hydrolysis, but the exact mechanism by which the cellulosome achieves cellulose degradation is unclear [35,36]. In contrast to anaerobic bacteria, fungi and aerobic bacteria produce non-complexed enzyme systems. The best characterized cellulase systems are those of aerobic fungi belonging to the genera of Chaetomium, Phanerochaete, Aspergillus, Fusarium, Myrothecium, Paecilomyces, Penicillium and Trichoderma. Three major types of activities are found in the cellulase systems of such fungi: 1) endoglucanases (EG), 2) exoglucanases including

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glucohydrolases and cellobiohydrolases (CBH) and 3) β-glucosidases or cellobiases (Table 2). Table 2. Components and mode of action of aerobic fungal cellulases [36]

Enzyme Mode of action Endoglucanase (EG) (Endo-1,4-β-D-glucan glucanohydrolase) EC 3.2.1.4

–G–G–G–G–G–G–G–G–G–G– ↑ ↑ Cleaves linkages at random

Cellobiohydrolase (CBH) (Exo-1,4-β-D-glucan cellobiohydrolase) EC 3.2.1.91

G–G–G–G–G–G–G–G–G–G–G ↑ ↑ Releases cellobiose either from the reducing or the non-reducing end

Glucohydrolase (Exo-1,4-β-D-glucan glucohydrolase) EC 3.2.1.74

G–G–G–G–G–G–G–G–G–G–G– ↑ Releases glucose from the non-reducing end

β-glucosidase or cellobiase (β-D-glucoside glucohydrolase) EC 3.2.1.21

G–G G–G–G G–G–G–G ↑ ↑ ↑ ↑ Releases glucose from cellobiose and short-chain glucose oligomers

Exoglucanases act in a processive manner on the ends of the cellulose chains, generating either glucose (glucohydrolases) or cellobiose (CBHs) as main products and have high activities on crystalline cellulose [37,38]. EGs attack the β-1,4-glycosidic bonds in the middle of long cellulose chains in the amorphous region liberating glucose oligomers of various length and consequently creating new chain ends for exoglucanases. Unlike exoglucanases, EGs can also hydrolyze substituted celluloses such as carboxymethylcellulose and hydroxyethylcellulose. β-glucosidases complete the hydrolysis by converting soluble glucose oligomers, most importantly cellobiose, to glucose. Cellulases are distinguished from other glycoside hydrolases by their ability to hydrolyze β-1,4-glycosidic bonds between glycosyl residues [39]. Strictly speaking, β-glucosidase is not a cellulase, since it does not act on the cellulose chain, however, it has a very important role in the hydrolysis of cellulose by preventing the accumulation of cellobiose that has inhibitory effect on the other cellulase components [38,40,41]. The cellulase system of the industrially most important cellulolytic fungus T. reesei has been most widely studied. This species produces at least two CBHs,

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five EGs, and two β-glucosidases [13,39]. CBHI, the dominant enzyme forming up to 60% of the secreted proteins, cleaves cellobiose units from the reducing ends of the cellulose chains, whereas CBHII acts on the non-reducing ends [42].

2.2.2 Hemicellulases

Hemicellulases comprise a variety of enzymes that are able to degrade the different types of hemicelluloses that occur in nature, primarily xylans and mannans. Due to the complexity of the structure of hemicellulases, high degree of coordination between the enzymes involved in the hydrolysis is required. Nearly every linkage has a specific enzyme responsible for its degradation, and the enzymes generally do not attack linkages other than those for which they are designed [43]. Hemicellulases can be classified into three general categories: 1) endo-acting enzymes that attack in the middle of the long polysaccharide backbones, 2) exo-acting enzymes that act on the ends of the main chains, and 3) “accessory” enzymes that cleave the side chains of hemicelluloses. Most hemicelluloses are quite water-soluble, due, in part, to the branched structure. Removal of branches with accessory enzymes can decrease the solubility of hemicelluloses, thereby deteriorating their degradability [43]. Hence, synergism between enzyme components is very important for efficient hemicellulose hydrolysis. 2.2.2.1 Xylan-degrading enzymes

Complete depolymerization of branched, substituted xylan needs the action of several enzymes (Figure 3). The most known xylan-hydrolyzing enzyme is endo-β-1,4-xylanase, which mainly acts on unsubstituted parts of the backbone, cleaving the internal β-1,4-xylosidic linkages and creating substituted and unsubstituted xylooligomers of varying length. These xylooligomers are then further hydrolyzed to xylose by β-xylosidase enzymes. The side groups of different xylans are cleaved from the main chain by α-glucuronidase, α-arabinofuranosidase and acetyl xylan esterase enzymes. The removal of side groups makes the backbone more accessible to endo-β-1,4-xylanases or β-xylosidases.

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―X―X―X―X―X―X―X―X―X―

X―X

1: endo-β-1,4-xylanase X: xylose unit 2: acetyl xylan esterase Ac: acetyl group 3: α-glucuronidase Ga: glucoronic acid 4: α-arabinofuranosidase A: arabinofuranose 5: β-xylosidase

| | |Ac Ga A

1

2 3 4

5

Figure 3. Schematic structure of xylan and the cleavage site of xylanases 2.2.2.2 Mannan-degrading enzymes

The backbone of softwood galactoglucomannan is degraded by endo-β-1,4-mannanases, and the liberated oligomers are further hydrolyzed by β-mannosidases and β-glucosidases. In order to cleave the side chain of mannans, α-galactosidase and acetyl glucomannan esterase enzymes are needed.

2.2.3 Synergism

Synergism occurs when the effect of two or more enzymes acting cooperatively is greater than the additive effect of the individual enzymes. Synergism between cellulase components during the hydrolysis of cellulose was first demonstrated by Gilligan and Reese in 1954 [44]. The authors showed that the amount of reducing sugars released from cellulose by combined fractions of chromatographically separated enzyme components of a fungal culture filtrate was greater than the sum of the amounts released by the individual enzyme components. Since that time, several researchers have demonstrated synergistic interaction between exo- and endo-acting cellulase components [36,45], in addition, cross-synergism between bacterial and fungal cellulases, and between the subunits of the Clostridium thermocellum cellulosome, has also been reported [36].

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Synergism between fungal cellulase components has been studied most extensively [36]. The extent of synergism is usually expressed in terms of a “degree of synergism”, which is the ratio of the observed activity of the enzyme mixture to the sum of the activities of the separate components. The degree of synergism is dependent upon several factors, including the type of substrate, the nature of the particular cellulase component and the concentration of components in a cellulase mixture [46]. The most common types of synergistic interactions in the hydrolysis of cellulose are between EG and CBH (endo-exo), CBH and CBH (exo-exo), EG and EG (endo-endo) and between EG or CBH and β-glucosidase [47]. Synergism between EGs and CBHs is the most widely studied and probably the most important type of synergy. It has been demonstrated that during the hydrolysis of cellulose, EGs create numerous new chain ends that are available for attack by CBHs. Efficient and complete hydrolysis of hemicellulose requires the synergistic action of main- and side-chain-cleaving enzymes. Due to the heterogeneous nature of hemicellulose and the various products formed during its degradation, synergism between hemicellulases is more difficult to demonstrate than that between cellulases. Three types of synergy between hemicellulases have been described: homeosynergy, heterosynergy and antisynergy [36]. Homeosynergy occurs between two or more types of main-chain-cleaving enzymes or between two or more types of side-chain-cleaving enzymes. Examples for homeosynergy have been reported between endoxylanases of different specificities, between endoxylanases and β-xylosidases, or between ferulic acid esterase and α-arabinofuranosidase. Heterosynergy is the synergistic interaction between side-chain- and main-chain-cleaving enzymes. It has been reported for example, between ferulic acid esterases and endoxylanases, α-arabinofuranosidases and endoxylanases as well as between acetyl xylan esterases and endoxylanases [36]. Antisynergy occurs when the action of one type of enzyme inhibits the action of another. This can be observed between a debranching enzyme and an enzyme that cleaves the main chain only in the presence of a particular substituent. For instance, the removal of arabinose by α-arabinofuranosidase inhibits the action of arabinoxylan xylanohydrolase, which would cleave the main chain only in the presence of an arabinose substituent [43]. During the hydrolysis of lignocellulose, hemicellulolytic enzymes can also act synergistically with cellulolytic enzymes, as supplementation of xylanase activity to cellulase enzymes increases cellulose digestibility [48-50]. It is presumed that the reason for this is that the removal of non-cellulosic polysaccharides by hemicellulases helps cellulases access cellulose.

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2.3 Application of cellulases and hemicellulases in biotechnology

The demand for cellulases and hemicellulases is growing rapidly, because of their numerous current and potential applications. At present, cellulases and hemicellulases are widely used in food, beer and wine, animal feed, textile and laundry, pulp and paper biotechnology, agriculture, and research and development [51]. Some of these applications employ one or two purified enzyme components, whereas others need multicomponent enzyme mixtures (Table 3). The two most important enzyme manufacturers today are Novozymes (www.novozymes.com) and Genencor (www.genencor.com).

2.4 Production of fungal cellulases and hemicellulases

For microorganisms to hydrolyze and metabolize high molecular weight polysaccharides, such as cellulose and hemicellulose, extracellular hydrolytic enzymes must be produced.

2.4.1 Production of cellulases

Cellulases are produced by various organisms, but due to highest extracellular yields, the most important sources for industrial production are filamentous fungi such as Trichoderma, Penicillium, Aspergillus and Phanerochaete species. To produce commercial enzymes for the enzymatic hydrolysis of cellulose, T. reesei mutants are most widely used [52-54]. The cellulase enzyme system of T. reesei is inducible with cellulose and its degradation products, such as cellobiose and other oligosaccharides, and also with other easily metabolizable carbohydrates, such as lactose and sophorose [13]. Sophorose (β-1,2-glucobiose), a positional isomer of cellobiose (β-1,4-glucobiose), has been reported to be a powerful inducer of Trichoderma cellulases, even at very low concentrations [36,55,56]. The mechanism of cellulase induction by lactose (1,4-O-β-galactopyranosyl-glucose) is not entirely understood, but it is clear that the galactokinase of T. reesei is a key enzyme in the process [57].

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Table 3. Application of cellulases and hemicellulases in biotechnology [51]

Enzyme Function Application Food biotechnology

Macerating enzymes (mixture of cellulases, hemicellulases and pectinases)

Hydrolysis of cell wall components, decreasing the viscosity of juice

Extraction and clarification of fruit and vegetable juices, production of fruit nectars and purees, extraction of olive oil

Endoxylanases, xylan debranching enzymes

Modification of cereal arabinoxylan

Improvement of the quality of bakery products

Beer and wine biotechnology

β-glucanases Hydrolysis of glucan, reducing the viscosity during fermentation

Improvement in primary fermentation, filtration and quality of beer

Macerating enzymes

Hydrolysis of plant cell walls

Improvement in color extraction, quality, stability and filtration of wines

β-glucosidase Modification of aromatic residues

Improvement of the aroma of wines

Animal feed biotechnology

Cellulases and hemicellulases

Partial hydrolysis of lignocellulosic materials

Improvement in the nutritional quality of animal feed for ruminants and monogastrics

β-glucanase and xylanase

Hydrolysis of non-starchy polysaccharides in cereals

Improvement in digestibility of feed for chickens and hens

Textile and laundry biotechnology

Endoglucanase rich cellulases

Removal of excess dye from denim, softening the cotton fabrics

Bio-stoning of denim fabrics, production of washing powders

Pulp and paper biotechnology

Cellulases and hemicellulases

Modification of coarse mechanical pulp, partial hydrolysis of polysaccharides, release of ink

Bio-mechanical pulping, modification of fiber properties, de-inking of recycled fibers

Xylanases and mannanases

Removal of xylan and glucomannan

Bio-bleaching of kraft pulps

Agriculture Cellulases and β-1,3 and 1,6 glucanases

Inhibition of spore germination and fungal growth

Bio-control of plant pathogens and diseases

Research and development

Cellulases and hemicellulases

Hydrolysis of lignocellulosic materials

Bioethanol production from biomass

Mixture of cellulases, hemicellulases and pectinases

Solubilization of plant or fungal cell walls

Production of protoplasts, hybrid and mutant strains

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However, the enzyme levels produced on sophorose or lactose were lower than the levels obtained on cellulose or on substrates rich in cellulose, which were found to be the best carbon sources for the production of high levels of cellulase by many microorganisms [35]. This observation raised the fundamental question of how a large, insoluble substrate as cellulose, which cannot enter the cell, can induce and regulate the production of cellulases [35]. It is generally accepted that cellulose is first hydrolyzed into smaller soluble sugars by the low amounts of cellulases produced constitutively by the microorganisms. These soluble oligosaccharides can then enter the cell, and induce the transcription of cellulase genes [13,58]. It has also been suggested that in the case of Trichoderma, the mycelium-bound CBH hydrolyzes the cellulose and releases oligosaccharides that induce cellulase synthesis [59]. The cellulase enzyme system of wild-type Trichoderma strains is repressed by glucose, the end product of cellulose hydrolysis. This means, that there is no cellulase synthesis in the presence of glucose [60-62].

2.4.2 Production of hemicellulases

Filamentous fungi are particularly interesting producers of hemicellulases, since they excrete the enzymes into the fermentation medium at higher levels than other microorganisms. Hemicellulolytic organisms are usually also cellulolytic, which is not surprising, since hemicellulose and cellulose are closely integrated in plant tissues [43]. Xylan- and mannan-degrading enzyme systems of Trichoderma have been most widely investigated, because of the great industrial potential of this species. More research has focused on xylanolytic systems, because xylans are by far the most abundant hemicellulases. Trichoderma strains are known to produce practically all of the xylanolytic enzymes required for complete degradation of xylans. The enzymes are induced by the presence of low levels of xylooligomers, coming from the degradation of xylan. Small amounts of xylanases are produced constitutively as well. Di- and trisaccharides are the best natural inducers of the enzyme system, while the best overall inducers of xylanases are synthetic analogues, such as thio-analogues, esters, or positional isomers of xylobiose [43]. Mannanases of different Trichoderma species have been much less studied than xylanases, and reports on the mannanases of only T. harzianum and T. reesei Rut C30 can been found [63-66].

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2.4.3 Improvement of cellulase fermentation for bioethanol production

A major problem today for economical biotechnological applications, e.g. for the biomass-to-bioethanol process, is the too high production cost of cellulases. Other difficulties include the relatively slow growth rates of cellulase-producing fungi, the long induction period for cellulase expression, the low specific activity of cellulases and the suboptimal levels of β-glucosidases [61]. It is therefore important to optimize the process technology, enhance the productivity of cellulolytic microorganisms, and improve the effectiveness of cellulases. Purified cellulosic substrates have been widely used for cellulase production studies, but they are too expensive for full scale industrial processes. One way to reduce the cost of the enzymes needed for the enzymatic hydrolysis of biomass might be the use of inexpensive substrates, such as natural lignocelluloses, instead of purified cellulose for cellulase production. However, the use of lignocellulosic biomass poses several challenges. Due to their complex structure, natural lignocelluloses have to be pretreated for optimal enzyme production. After pretreatment, inhibitory compounds, such as furfural, hydroxymethyl furfural (HMF) or phenolics are found in the hydrolyzate, which can impair the efficiency of the cellulase-producing microorganism. Using washed solids as substrates, instead of the whole pretreated material, is an option, however, this introduces an additional step, i.e. increases the capital costs. Moreover, the soluble sugars are also removed during washing. Therefore, in an industrial scale, use of the whole pretreated lignocellulose slurry is preferable. In that case, adaptation of the cellulolytic microorganism to the hydrolyzate is necessary for successful fermentation [61]. Trichoderma has been reported to grow and produce enzymes on several pretreated lignocellulosic materials including spruce [67,68], willow [67,69,70], oak [71], corn stover [67], corn cob residue [72], wheat straw [73,74], sugar cane bagasse [75] or sugar beet pulp [76]. It has also been hypothesized that cultivation of the fungus on a given lignocellulosic substrate would result in an enzyme profile especially suitable for the hydrolysis of that particular substrate [60,76,77]. For applications such as bioethanol production, on-site production of enzymes on part of the pretreated lignocellulosic substrate present in the ethanol process would be favorable. The crude enzymes produced in the bioethanol plant could be directly applied to make fuel alcohol from biomass. Another important factor to reduce the costs of enzyme production is the further improvement of cellulase production and effectiveness. Selection of an ideal

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cellulase producer is of great importance, and several candidates have been investigated. Despite their relatively low extracellular β-glucosidase activity, hypercellulolytic T. reesei mutants (including Rut C30) are the most widely used cellulase sources today. In order to achieve efficient conversion in the enzymatic hydrolysis of cellulose, the T. reesei enzymes have to be supplemented with a β-glucosidase from other origin [40,48,49,78]. β-glucosidase is a key enzyme in the complete hydrolysis of cellulose to glucose molecules. The lack of this enzyme results in an accumulation of cellobiose, which inhibits the action of CBHs and EGs, thereby decreasing the rate of hydrolysis [79,80]. Various methods of enhancing the hydrolytic potential of T. reesei enzyme mixtures without exogenous β-glucosidase supplementation have been investigated. The use of genetically manipulated T. reesei strains with improved extracellular β-glucosidase production is one method that has been used to obtain efficient cellulose-degrading enzymes [81-84]. The use of the whole culture broth of T. reesei [72,85] and the application of immobilized mycelia [86] have also been proposed, instead of the fermentation supernatant, as the major part of the β-glucosidase enzyme is tightly bound to the cell wall of the fungus during cultivation [87,88]. Another way to improve the hydrolytic potential of a T. reesei-derived enzyme system is to co-cultivate T. reesei with a good β-glucosidase-producing fungus, e.g. Aspergillus phoenicis [89-91]. The mixed culture of the fungi produces an enzyme mixture with better ratios between the individual enzyme components than the single cultures. Although much attention has been given to mixed fermentation, construction of mutants that have high β-glucosidase activity is probably more economical for the bioethanol process [61]. In the future, new strains with good filter paper activity (FPA) combined with enhanced extracellular β-glucosidase production may compete with T. reesei as sources of cellulases [42]. Various Penicillium species [77,92,93] and T. harzianum E58 [94] have also been shown to secrete enzyme mixtures with high ratio of β-glucosidase activity to FPA, resulting in similar or better hydrolytic potential than T. reesei.

2.5 Development of hypercellulolytic mutants

During the last four decades a lot of effort has been devoted to develop mutants capable of producing efficient cellulase enzymes in high quantities. T. viride

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QM 6a was initially selected for cellulase production by Mandels and Reese in the late 60’s based on screening of more than a 100 wild-type Trichoderma isolates [95]. This strain was later identified as a new species and named T. reesei in honor of E.T. Reese. The parent strain QM 6a was further developed by chemical mutagenesis and irradiation at the US Army Natick Laboratories to produce a mutant named QM 9414 that had higher FPA than the wild-type strain [96]. Although T. reesei strains produce the CBH and EG components of cellulase enzyme complex in high quantities, their β-glucosidase activity in the culture filtrate is low. β-glucosidase production of the mutants was not investigated by Mandels et al. [96] when they selected the best isolate for cellulase production. The biosynthesis and the role of β-glucosidase enzymes in the saccharification of cellulose were first studied by Sternberg [40]. The most common method for selection of hypercellulolytic T. reesei mutants was developed by Montenecourt and Eveleigh using Petri plate screening with Walseth-cellulose, colony growth inhibitor and catabolite repressor [97,98]. Mutagenesis was carried out using UV-irradiation and nitrosoguanidine and a range of mutants were isolated [99]. T. reesei Rut C30, probably the best known catabolite repression resistant mutant was selected as the strain of choice as it produced 4-5 times more cellulase than the wild-type QM 6a. Similar methods were used in other laboratories to produce hypercellulolytic T. reesei mutants, such as L27 (Cetus Corporation, USA) [100], VTT-D-80133 (VTT, Finland) [101] and CL-847 (Cayla, France) [102]. As a result of mutagenesis and screening, the amount of secreted protein has been improved in T. reesei mutants, however, the proportion of the different enzyme components has in most cases remained more or less constant compared to the parent strains, i.e. the screening method has not offered realistic possibilities for preparation of tailor-made enzyme mixtures for various biotechnological processes [103]. New T. reesei mutants with completely different cellulase profiles compared to the original strains have been developed by genetic engineering [103-105]. In 2002 US Department of Energy (DOE) supported two leading enzyme manufacturers (Novozymes, Genencor) to enhance the productivity of industrial mutants. Both companies invested in further development of T. reesei mutants in order to increase β-glucosidase production [84]. However, strain improvement of T. reesei might have achieved the genetical limit. Hypercellulolytic strain development to date has focused almost solely on a single species of Trichoderma (T. reesei) even though there are at least 45 different Trichoderma species currently identified and characterized [106-108]. Furthermore, selection of cellulase-producing isolates has only been carried out on pure cellulose, and

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therefore the selected strains might not be targeted to break down natural or pretreated lignocellulose substrates. In the future, substrate-specific cellulase enzymes that are more efficient in the hydrolysis of lignocellulosic materials are needed.

2.6 Enzymatic conversion of lignocelluloses to ethanol

The schematic overview of the enzymatic process of producing ethanol from biomass is presented in Figure 4. The lignocellulosic substrate is pretreated and hydrolyzed to monomeric sugars, which are fermented to ethanol by a microorganism (e.g. yeast). Finally, the ethanol is concentrated by distillation and the by-products, such as lignin can be used for the production of solid fuel or energy.

Enzymatic hydrolysis

Fermentation

Pretreatment

Enzyme production

Distillation

Lignocellulose

Yeast production

Simultaneous saccharification and fermentation

(SSF)

Microorganism

Enzymes

Yeast

Ethanol

Lignin and other co-products

Figure 4. Enzymatic process of producing ethanol from lignocellulosic materials In contrast to starch processing, which only requires α-amylase and amyloglucosidase (glucoamylase) enzymes for the hydrolysis and only needs the fermentation of a single sugar (glucose), complete bioconversion of lignocelluloses to ethanol is far more challenging. It requires complex cellulolytic and hemicellulolytic systems, and the fermentation of five different sugars (glucose, mannose, galactose, xylose and arabinose). In the next section,

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the main process steps involved in the enzymatic conversion of biomass to bioethanol, namely pretreatment, enzymatic hydrolysis, fermentation and product recovery are briefly presented.

2.6.1 Pretreatment of biomass

Natural lignocellulosic materials are very resistant to enzymatic attack, and therefore have to be pretreated for increased enzymatic degradability. The aim of pretreatment is to modify the structure of lignocellulose or to remove hemicellulose and/or lignin, thereby reducing the amount of enzymes needed for hydrolysis. Various types of pretreatment methods, including physical, biological, chemical pretreatments and the combination of these have been thoroughly investigated [109-111]. The most successful methods evaluated so far are steam explosion, alkali pretreatment using lime or ammonia, ammonia fiber explosion (AFEX), wet oxidation, and dilute-acid pretreatment. The choice of pretreatment method depends on the type of the raw material. Alkali pretreatments and AFEX mainly remove the lignin part of the materials, and are efficient for agricultural residues that have relatively low lignin content and, to some extent, for hardwood. On the other hand, steam explosion, wet oxidation and dilute-acid pretreatment mainly act on the hemicellulose fraction, and are used to pretreat both woody materials and agricultural residues [5,109]. Steam explosion performed with or without an acid catalyst (H2SO4 or SO2) is one of the most promising pretreatment methods [112]. In steam explosion, the chipped biomass is subjected to saturated, high-pressure steam (6-26 bar) at high temperature (around 200°C) for a certain period of time ranging from a few seconds to several minutes. During pretreatment, the major part of the hemicellulose is hydrolyzed. Due to the high temperature, the sugars liberated from the hemicellulose can be further degraded to compounds that are inhibitory in the enzymatic hydrolysis and the fermentation steps of the process of ethanol production. In addition, lignin can also be partially hydrolyzed. When an acid catalyst is used, milder pretreatment conditions can be employed, and therefore, less inhibitory by-products are formed.

2.6.2 Enzymatic hydrolysis of lignocellulose

Enzymatic conversion of the pretreated lignocellulosic substrate to fermentable sugars is the rate limiting step in the biomass-to-bioethanol process. Therefore, a

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lot of effort has been devoted to improve the efficiency of this step. The rate limiting factors are either related to the substrate, e.g. accessible surface area [113,114], particle size [113] and lignin content [115], or to the enzyme, such as end-product inhibition [79,116], inactivation [117,118] and irreversible adsorption [119]. Nowadays, the price of enzymes used for the hydrolysis of lignocellulose represents a significant part in the overall cost of the biomass-to-ethanol process. Furthermore, cellulolytic enzymes are mostly produced by T. reesei strains, even though the enzyme complex of this species has the major drawback of containing very low levels of extracellular β-glucosidase, which is a very important enzyme for the complete hydrolysis of cellulose [49]. Enzymatic hydrolysis of pretreated lignocellulosic materials is initially fast, but the rate decreases as the number of free cellulose ends decreases, and as the number of active enzymes diminishes due to deactivation and adsorption onto the lignin [47]. The rate of hydrolysis by a particular enzyme mixture depends on the nature of the substrate. It is difficult to predict the hydrolytic potential of the enzymes toward a specific lignocellulosic substrate based on only activity measurements using filter paper or soluble cellulose as substrates. Therefore, improvement of the efficiency of lignocellulose-degrading enzymes and optimization of the enzyme mixtures for each substrate are of great importance to make the production of bioethanol from biomass more economical.

2.6.3 Fermentation

The sugars coming from the pretreatment and hydrolysis of lignocellulosic materials are fermented to ethanol by yeasts or bacteria. The fermenting microorganism is desired to give a high ethanol yield, have a high productivity, ferment both pentoses and hexoses, withstand high ethanol concentrations and be tolerant to inhibitory compounds. Saccharomyces cerevisiae, the common baker’s yeast, is most widely used for ethanol production, but the bacteria Zymomonas mobilis and genetically engineered Escherichia coli are also extensively investigated. However, bacteria appear to be less robust than S. cerevisiae [120], therefore a detoxification step is needed prior to fermentation. The major drawback of wild-type S. cerevisiae and Z. mobilis is that they are unable to ferment pentoses to ethanol. Therefore, when the lignocellulosic substrate contains high amounts of pentoses (mostly xylose), a

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separate fermentation step using a xylose-fermenting microorganism has to be included in the process. There are some naturally occurring organisms, e.g. Pichia stipitis and Candida shehatae, which are able to utilize pentoses [121,122], however, their tolerance to inhibitors and ethanol is lower, and they require a well-controlled aeration, which make them less suitable for industrial applications [123,124]. To overcome the necessity of an extra fermentation step, and efficiently convert lignocellulose to ethanol, co-fermentation of hexoses and pentoses are desirable. Much research has been devoted to xylose fermentation, and numerous xylose-fermenting microorganisms have been developed using recombinant DNA technology [125-128].

2.6.4 Process configurations

2.6.4.1 Separate hydrolysis and fermentation

Separate hydrolysis and fermentation (SHF) uses separate process steps to first enzymatically hydrolyze cellulose to glucose with exogenously added cellulase, and then ferment glucose to ethanol [129]. The major advantage of SHF is the possibility to carry out each step at its optimal temperature, i.e. enzymatic hydrolysis at 40-55°C and fermentation at 30°C. In addition, it is possible to reuse the yeast cells and perform the fermentation in continuous mode. However, the most important disadvantage of SHF is that the sugars released during hydrolysis inhibit the enzymes, and therefore low solid concentrations are required, which in turn results in low ethanol concentrations. 2.6.4.2 Simultaneous saccharification and fermentation

Simultaneous saccharification and fermentation (SSF) has several advantages and some disadvantages over SHF. SSF combines lignocellulose hydrolysis and fermentation in one step, and therefore reduces the number of required vessels and also the capital costs compared to SHF [129]. Moreover, the glucose produced by enzymatic hydrolysis of the cellulose is immediately consumed by the fermenting microorganism, thereby avoiding the end-product inhibition of β-glucosidase. Consequently, lower enzyme loadings are required, and higher sugar producing rates are obtained [129]. Another benefit of SSF is that the inhibitors from the pretreatment can also be metabolized by the microorganisms [130]. Altogether, even though the fermentation product ethanol is, to some extent, inhibitory to enzymatic hydrolysis [79], the main advantage of SSF over SHF is

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the higher final ethanol yield, as shown previously on softwood [6,131] and corn stover [132]. According to a techno-economical evaluation performed on softwood, the production cost for SSF was lower than for SHF, due to lower capital cost and higher overall ethanol yield [6]. The major drawback of SSF in comparison with SHF is the difficulty in reusing the fermenting microorganism due to problems of separating it from the lignin residues after fermentation [6]. The optimal temperature for SSF (around 35-37°C) is a compromise between the optimal temperature for enzymatic hydrolysis and the best temperature for fermentation. Reduction of the difference between the temperature optima of the enzymes and the microorganism by developing thermotolerant strains that can ferment at elevated temperatures is anticipated to considerably enhance the performance of SSF. In order to obtain a high ethanol concentration in SSF, a high substrate content is needed. However, when the substrate content is increased, the ethanol yield tends to decrease [133]. High substrate content causes high inhibitor concentration and also, difficulties in stirring, which result in heat and mass transfer problems. These challenges might be solved by running SSF in fed-batch [134]. Another important factor for the economy of SSF is the enzyme loading. Previous studies have shown a very strong positive correlation between enzyme loading and the overall ethanol yield [27,135], but since the price of commercial enzymes is rather high, it is necessary to reduce the use of enzymes in SSF. Commercial cellulase preparations available today usually contain low β-glucosidase activities, and therefore need to be supplemented with extra β-glucosidase enzyme for efficient saccharification. Efforts have been devoted to decrease the amount of β-glucosidase enzymes needed in the fermentation by employing mixed cultures of S. cerevisiae and the β-glucosidase-producing yeast Brettanomyces clausenii [136], or using the glucose- and cellobiose-fermenting yeast Brettanomyces custersii [137] or applying recombinant cellobiose-fermenting S. cerevisiae strains [138-140]. 2.6.4.3 Direct microbial conversion

Direct microbial conversion (DMC) of cellulose to ethanol combines cellulase production, cellulose hydrolysis, and fermentation in one step [56,141]. The most investigated microorganisms for DMC of cellulose are thermophilic bacteria, e.g. Clostridium thermocellum [141], but the mesophilic filamentous fungus

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Fusarium oxysporum has also been studied [142-145]. The advantage of DMC is the reduced number of required vessels compared to SHF and SSF. On the other hand, the ethanol yield in DMC is quite low, due to, in part, the production of significant amounts of by-products, such as acetic acid and lactic acid. Furthermore, the ethanol tolerance of the currently used organisms is rather low (<4% ethanol) compared to ethanologenic yeasts (8-10% ethanol). However, genetically engineered strains may improve the efficiency of DMC in the future [129].

2.6.5 Product recovery

After fermentation the ethanol is recovered by distillation. The energy demand in the distillation step decreases with increased ethanol concentration, i.e. it is crucial for the economy of the process to obtain a high ethanol concentration in the fermentation step [146]. In order to achieve that, all of the fermentable sugars in the pretreated biomass, thus the whole pretreated slurry including both the liquid and the solid fractions should preferably be used. Moreover, the process should be run at high solids consistency, and/or the recirculation of process streams should be considered [147]. However, at high solids concentration the amount of compounds that can be inhibitory to the enzymes and to the fermenting organism would also be increased. After distillation the remaining solid fraction containing the valuable lignin and unfermented sugars, among other compounds, is separated by filtration. The solid residue can be pelletized and used as a solid fuel by-product, or burnt to generate the steam and electricity required to run the process [5].

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3 MATERIALS AND METHODS

In this chapter, the development of good cellulase- and β-glucosidase-producing Trichoderma mutants, the steam pretreatment of lignocellulosic substrates, the production of enzymes with the new Trichoderma mutants in shake flasks and fermentors, the application of the enzymes produced in-house in enzymatic hydrolysis and SSF, and the analytical methods (enzyme activity measurements and HPLC analysis) are described.

3.1 Microorganisms

3.1.1 Trichoderma strains

The majority of wild-type Trichoderma strains investigated came from the TUB (Technical University of Budapest) culture collection. These strains had been isolated from soil samples, purified to homogeneity and freeze-dried for long-term storage. Identification of isolate TUB F-1505 was carried out at the Technical University of Vienna. The methods used for identification are described in Paper I. T. reesei Rut C30 was kindly donated by Prof. D. E. Eveleigh (Rutgers University, New Jersey, USA). Revitalization of freeze-dried cultures was performed on potato-dextrose-agar (PDA) Petri plates at 30°C. Sporulating cultures were used for inoculation.

3.1.2 Preparation of mutants

Before mutation, total living spore number of a Petri plate culture of Trichoderma strains was determined by serial dilutions, propagation on PDA + 0.5% Triton X100 medium and colony counting. Mutants were prepared by both UV-irradiation and chemical mutagenesis (Paper I). 3.1.2.1 UV mutagenesis

The spores from a Petri plate culture were scraped and suspended in 100 mL sterile water containing 0.1% Tween-80. The spore suspension was then transferred to Petri dishes to a depth of ~3 mm. The time and distance of irradiation as key parameters were altered in order to obtain 99% lethality. Cellulase secretion of colonies were visualized by a semiquantitative plate

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assay [98], namely the treated spore suspensions were spread in 0.1 mL quantities on the surface of Walseth cellulose agar plates and incubated at 30ºC for 4-7 days. Walseth cellulose was prepared as described by Tansey [148]. The composition of the agar medium used for the plate clearing assay was as follows (in g/L): Walseth cellulose, 5; glycerol, 50; NaNO3, 2; (NH4)2SO4, 1; (NH4)2HPO4, 1; Tween-80, 1; KH2PO4, 1; MgSO4⋅7H2O, 0.5; KCl, 0.5; CaCl2, 0.5; yeast extract, 0.5; Triton X100, 5; agar, 15 and (in mg/L): CoCl2⋅6H2O, 2; MnSO4, 1.6; ZnSO4⋅7H2O, 3.45; and FeSO4⋅7H2O, 5. The pH before sterilization was 6. 3.1.2.2 Chemical mutagenesis

Two research protocols were used for N-methyl–N’-nitro-N-nitrosoguanidine (NTG) mutagenesis. In the first one, 9 mL spore suspension was treated with 0.1% NTG to 99% lethality, followed by spreading 0.1 mL of the treated suspension on Walseth-cellulose agar plates. After incubation at 30°C for 4-7 days, positive colonies were point inoculated into the mid-part of PDA Petri dishes. After growth, the mutants were used in the shake flask fermentation experiments on pretreated lignocellulosic substrates (see Section 3.3.2). In the second mutagenesis method, 100 mL spore suspension was treated with 0.1% NTG to 99% lethality, and the treated suspension was directly used for the inoculation of shake flask media. After fermentation, cultures with the highest cellulase activities were plated in 0.1 mL quantities on PDA media supplemented with 0.3% Triton X100 and incubated at 30°C for 6 days. Single colonies representing different and sometimes unique morphologies were point inoculated onto PDA dishes and were later re-tested in shake flasks. Primary colonies were transferred twice to PDA media and stable mutants were freeze-dried for long-term storage.

3.2 Substrates

3.2.1 Raw materials

A hardwood (willow), a softwood (spruce) and two agricultural residues (wheat straw and sugarcane bagasse) were chosen as substrates for the studies. Willow chips were gathered at the Agrobränsle AB plantation (Svalöv, Sweden), spruce chips were kindly provided by a sawmill in southern Sweden (Widtsköfle Sågwerk AB, Degeberga, Sweden), wheat straw was obtained from a local riding

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school (Lund, Sweden), and sugarcane bagasse was kindly provided by Florida Crystals Corporation (Okeelanta, FL, USA).

3.2.2 Steam pretreatment

Lignocelluloses are very resistant to biological attack, therefore, prior to use they have to be pretreated in order to make the cellulose more accessible to the microorganisms and the enzymes. Willow, spruce, wheat straw and sugarcane bagasse were steam pretreated at different conditions (see Table 4) in a steam pretreatment unit equipped with a 10-L reactor vessel described by Stenberg et al. [149]. The pretreatment conditions were mostly chosen based on previous optimization studies [17,25,149]. Table 4. Steam pretreatment (SP) conditions Willow Spruce Wheat straw Sugarcane bagasse (Paper I) (Papers II, III and IV) (Paper IV) (Paper IV) Size (mm) 2-10 2-10 2-10 n.d. a

Prior to SP Impregnated

with 3% SO2 b Impregnated with

2.5% SO2 b Soaked in 0.2% H2SO4 solutionc

Impregnated with 2% SO2 b

Temperature of SP (°C)

205 210 190 200

SP time (min) 5 5 10 5

a not determined, b based on w/w% moisture, c 20 g solution/g dry straw The slurries of steam-pretreated spruce (SPS), willow (SPW), wheat straw (SPWS) and sugarcane bagasse (SPB) were thoroughly mixed and stored at 4°C until use. The total dry matter (DM) and water-insoluble solids (WIS) content of the slurries were measured . Soluble sugar monomers, oligomers and degradation products were determined from the liquid fraction according to the standardized methods of the National Renewable Energy Laboratory (NREL, Golden, CO, USA) [150]. Part of the solid residue was washed with water in order to remove the soluble substances, and the composition of the WIS was determined according to Sluiter et al. [151] (see Table 5). Composition of SPW, SPS, SPWS and SPB are presented in Table 6.

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Table 5. Composition of WIS

Component SPW SPS SPWS SPB % of WIS Glucan 58.5 54.0 65.1 60.5 Xylan 1.4 0 2.1 6.7 Galactan 0.5 0.5 0.6 0 Arabinan 0 0 1.2 0.3 Mannan 0 2.3 0 0 Lignin 30.7 42.3 27.2 27.0

Table 6. Composition of steam-pretreated lignocellulosic substrates

Component SPW SPS SPWS SPB g/L whole slurry Total DM 249 203 113 139 WIS 180 135 77 99 Solid fraction Glucan 105.3 73.1 50.2 59.6 Xylan 2.6 0 1.6 6.6 Galactan 0.9 0.7 0.5 0 Arabinan 0 0 0.9 0.3 Mannan 0 3.1 0 0 Insoluble lignin 55.2 57.2 20.9 26.6 Liquid fraction Glucose 17.5 22.4 2.3 2.6 Glucose oligomers 2.6 1.7 0.6 1.3 Xylose 35.3 9.7 21.8 10.9 Xylose oligomers 2.1 0 3.5 18.1 Galactose 4.4 4.1 1.1 0.8 Galactose oligomers 0.2 0 0.1 0.7 Arabinose 2.4 2.3 3.3 1.5

Arabinose oligomers

0 0 0 0.6

Mannose 5.6 20.9 0 0.8 Mannose oligomers 1.5 0.1 0 0 Lactic acid* 2.0 2.4 0.1 0.5 Glycerol 0 0 0 0.3 Acetic acid 12.7 4.6 2.1 3.6 HMF 0.9 2.3 0.3 0.1 Furfural 1.2 1.4 1.0 1.0 Soluble lignin 5.8 2.3 2.1 3.0

HMF, hydroxymethylfurfural *The lactic acid component was probably some other organic acid that had the same retention time as lactic acid.

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3.3 Enzymes

3.3.1 Commercial enzymes

Celluclast 1.5L, a cellulase mixture produced by T. reesei, Novozym 188, a β-glucosidase preparation from Aspergillus niger, and Pulpzyme HC, a xylanase enzyme produced by a genetically modified Bacillus species were kindly provided by Novozymes A/S (Bagsvaerd, Denmark). AccelleraseTM 1000, a cellulase enzyme complex developed for lignocellulosic biomass hydrolysis, produced with a genetically modified strain derived from T. reesei, and Multifect xylanase, a commercial Trichoderma sp. xylanase preparation were both obtained from Genencor, Danisco A/S (Copenhagen, Denmark). For simplicity, Celluclast 1.5L, Novozym 188, AccelleraseTM 1000, Multifect xylanase and Pulpzyme HC are referred to in Section 4 as Cell, Nov, Accellerase, M and P, respectively.

3.3.2 Enzyme production in shake flask

Two different media containing SPS and SPW (whole pretreated slurries containing both the solid fibers and the liquid fraction) and two media with various types of pure cellulose powder were used for the shake flask experiments (Paper I). The compositions of the media are shown in Table 7. Shake flask fermentations were carried out in 750 mL cotton-plugged Erlenmeyer flasks containing 150 mL medium. After autoclaving at 121°C for 20 min the flasks were inoculated by removing the spores from a fully sporulating Petri plate (approx. 106 viable spores per mL of shake flask medium). Flask cultivation was performed at 30°C on a rotary shaker at 220 rpm. After 72 h of cultivation, samples were removed and centrifuged at 8000 rpm for 8 min and the clear supernatants were used for enzyme assays.

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Table 7. Composition of shake flask media

Component Concentration (g/L)

Med-1 Med-2 Med-3 Med-4 Whole pretreated slurry (total DM) 15 15 - - Cellulose powder* - - 10 10 KH2PO4 2 1.5 2 2 (NH4)2SO4 2 - 1.4 - (NH4)2HPO4 - 2 - 1.5 Proteose peptone 1 - 1 - Soybean meal, defatted - 1 - 1 Corn steep liquor (50% DM) - 1 - 2 NaCl - 0.5 - 0.5 Tween-80 1 0.5 1 1 Paraffin oil (antifoam) 0.5 0.5 1 1 MgSO4⋅7H2O 0.3 Urea 0.3 CaCl2 0.3 CaCO3 1 Concentration (mg/L) CoCl2⋅6H2O 2 4 MnSO4 1.6 3.2 ZnSO4⋅7H2O 3.45 6.9 FeSO4⋅7H2O 5 10 pH before sterilization 5.8 4.8 5.0 5.0

* Sigmacell Type 20 (Sigma-Aldrich, St. Louis, MO, USA), Cellulosepulver MN 301 (Macherey-Nagel GmbH, Duren, Germany) and Solka Floc 40 (Fiber Sales & Development Corp., Urbana, OH, USA) were used as cellulose powders

3.3.3 Enzyme production in lab-scale fermentors

Enzyme production with Trichoderma strains was performed on the whole slurries of SPW (Paper I), SPS (Papers II, III and IV), SPWS (Paper IV) and SPB (Paper IV) in 2-L Labfors fermentors (Infors AG, Bottmingen, Switzerland) with a working volume of 1.5-L. Due to strong foaming, only 50% of the whole volume was used as working volume. The composition of the media was the same as that of Med-2 (see Table 7) used for the shake flask fermentations, with the difference that no Tween-80 or paraffin oil was used in the fermentors. The pH of the media before inoculation was 5.2.

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Fermentors containing 900 mL of the medium were sterilized in an autoclave (ex situ) at 121°C for 30 min. Spores were harvested aseptically using a loop from one Petri plate culture and suspended in 100 mL sterile water. The spore suspensions were added to the fermentors after sterilization and cooling. The experiments were performed at 30°C, and the pH was controlled in the range of 4.5-5.6 by adding 5% NaOH and 5% H2SO4. The fermentors were aerated at a flow rate of 0.3 L/min, corresponding to 0.3 v/v/min. The dissolved oxygen level was maintained above 25% by varying the agitation speed (350-650 rpm). Antifoam agent (Dow Corning Antifoam RD Emulsion, VWR International Ltd.) was added manually (1-2 drops) when foaming was observed. Enzyme production was continued for 4 days, and samples were withdrawn every day. After fermentation, the whole fermentation broths, the centrifuged enzyme supernatants and/or the concentrated enzyme supernatants of the strains were maintained at 4°C until further use in enzymatic hydrolysis and SSF. The enzyme supernatants were concentrated using a Labscale TFF System and a Pellicon XL membrane with a 10-kDa cut-off (Millipore, Billerica, MA, USA). Prior to concentration the supernatants were filtered through a 0.2-µm nylon filter (Pall Corporation, New York, USA). For simplicity, the enzymes produced by T. atroviride TUB F-1505, F-1663 and F-1753 on SPS, SPW, SPWS and SPB are referred to in the text as F-1***/S, F-1***/W, F-1***/WS and F-1***/B, respectively. Similarly, the enzymes produced by T. reesei Rut C30 on SPS and SPW are referred to in the text as Rut C30/S and Rut C30/W.

3.4 Enzymatic hydrolysis

The pretreated and washed fibers or the whole unwashed steam-pretreated lignocellulosic slurries were diluted with 0.1 M sodium-acetate buffer (pH 4.8) to 20 or 50 g/L WIS in a total volume of 250 or 500 mL. Enzymatic hydrolysis was in most cases carried out in duplicates in a water bath at 40°C at a stirring rate of 180 rpm for 48-96 h. Samples were withdrawn regularly, centrifuged at 3000 rpm for 5 min, and stored at -18°C until analysis. When comparing the performance of the enzymes produced in-house to that of commercial preparations (Papers I and III), or studying the effect of the substrate of enzyme production on the hydrolysis potential (Paper IV), enzyme loadings were based on equal FPA/substrate dosage (3 or 5 FPU/g WIS), using

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Celluclast 1.5L, Novozym 188 and Accellerase as references. When comparing the efficiency of the various crude enzyme preparations produced in-house (Paper II), the addition of the same amount of produced enzyme per substrate dosage (10 g enzyme supernatant or whole fermentation broth/g WIS) was employed. In order to evaluate the hydrolysis efficiency of the washed fermentation solids (Paper II), mycelia and water-insoluble residual spruce from 100 mL fermentation broths were separated, washed twice with water, centrifuged and the DM content was measured. Approximately 50 mg DM washed wet fermentation solids per g WIS were added to the hydrolysis slurry either alone or together with 3 FPU/g WIS Celluclast 1.5L. Celluclast 1.5L at 3 FPU/g WIS and Novozym 188 at 55 IU/g WIS were used as references in this study, however, the hydrolytic potential of the washed solids was not directly comparable to that of commercial enzymes, since the activities of the bound enzymes were unknown. When studying the hydrolytic efficiency of T. reesei and T. atroviride enzyme mixtures (Papers III and IV), the crude enzyme supernatants of Rut C30 and F-1663 produced on SPS were mixed together at ratios of 0:1; 1:4; 2:3; 3:2; 4:1 and 1:0 (w:w), or Celluclast 1.5L and the supernatant of F-1663 produced on SPB were mixed together at ratios of 1:0; 2:1; 1:1; 2:5 and 0:1 (FPA:FPA). The resulting FPA of each mixture was measured and the hydrolysis was performed on SPS or SPB at an enzyme loading of 3 FPU/g WIS. The effect of the supplementation of extra β-glucosidase and β-xylosidase enzymes to the F-1663 supernatant produced on SPB was studied by adding Novozym 188 at 7.6 β-glucosidase IU/g WIS, and by employing Multifect xylanase and Pulpzyme at 2.7 and 5.9 β-xylosidase IU/g WIS, respectively (Paper IV). Temperature dependence of the hydrolysis capacity of the T. reesei and the T. atroviride enzymes produced on SPS was investigated between 35°C and 60°C and pH dependence was evaluated between pH 4 and pH 6 (Paper II). The effect of various inhibitors on the sugar concentrations during hydrolysis of washed SPS using living fungal mycelia was studied by adding 10 mg/L doxycycline-hyclate (antibacterial antibiotic from Sigma), 0.5 g/L NaN3 (inhibitor of cell respiration) or 2.5 mg/L Amphotericin B (antifungal antibiotic from Sigma) to the hydrolysis slurry (see Paper II).

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3.5 Simultaneous saccharification and fermentation

SSF was used to produce ethanol from SPS. The unwashed pretreated slurry was diluted with tap water to a final WIS concentration of 50 g/L and was then sterilized in an autoclave at 121°C for 30 min. The nutrients, (NH4)2HPO4, MgSO4⋅7H2O and yeast extract, were sterilized separately and added to the slurry to final concentrations of 0.5, 0.025 and 1.0 g/L, respectively.

3.5.1 Yeast cultivation

Baker’s yeast, Saccharomyces cerevisiae (Jästbolaget, Rotebro, Sweden), was first purified into single colonies by streaking on potato-dextrose-agar containing 100 µg/mL doxycycline. One-liter cotton-plugged Erlenmeyer flasks containing 200 mL sterile medium were inoculated with purified yeast from the agar plates. The composition of the medium was as follows (in g/L): glucose, 20; (NH4)2SO4, 10; KH2PO4, 5; MgSO4⋅7H2O, 1; yeast extract, 5, and (in mg/L): CoCl2⋅6H2O, 2; MnSO4, 1.6; ZnSO4⋅7H2O, 3.45; and FeSO4⋅7H2O, 5. The pH before inoculation was 5.2. Cultivation was performed on a shaker at 30°C and 220 rpm for 24 h. The culture broth was centrifuged at 4000 rpm for 10 min, the supernatant was discarded and the DM of the harvested cells was determined before further use in SSF.

3.5.2 SSF in shake flasks

In order to investigate whether the crude T. reesei and T. atroviride enzymes produced can be directly applied in SSF of SPS, the experiments were carried out in duplicate in 1-L Erlenmeyer flasks with a total working volume of 200 mL. The medium was inoculated with the centrifuged yeast suspension at 3.5 g/L dry yeast cells. The crude enzyme supernatants and whole fermentation broths of Rut C30 and F-1663 were used at 10 g enzyme solution (supernatant or whole broth) per g WIS. The initial pH was set to 5 with 5% NaOH. SSF was carried out for 4 days at 35°C, at 220 rpm. The flasks were covered with parafilm in order to provide semi-anaerobic conditions for the yeast. Samples were withdrawn after 0, 3, 8, 24, 48, 72 and 96 h, centrifuged at 3000 rpm for 5 min and analyzed using an HPLC.

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3.5.3 SSF in lab-scale fermentors

To compare the in-house-produced enzymes with commercial cellulases, the SSF experiments were performed in 2-L fermentors (Infors AG) with a total working volume of 1-L. The yeast suspension was added at a concentration of 2 g/L dry yeast cells. The performance of the concentrated enzyme supernatants of Rut C30 and F-1663 was compared to those of the 3:1 mixture of Celluclast & Novozym and Accellerase at 5 FPU/g WIS. SSF was carried out for 4 days at pH 5±0.2 and 35°C, and the pH was set with 5% NaOH. Samples were withdrawn after 0, 3, 5, 7, 24, 48, 72 and 96 h, centrifuged at 3000 rpm for 5 min and analyzed using an HPLC.

3.6 Analytical methods

3.6.1 Filter paper activity assay

FPA was determined as described by Ghose [152]. Briefly, a 1x6 cm strip (50 mg) of Whatman No. 1 filter paper was added to a total volume of 1.5 mL culture supernatant and 0.05 M citrate buffer (pH 4.8). The samples were incubated at 50°C for 1 h. The reaction was terminated by the addition of 3 mL dinitrosalicylic acid (DNS) solution, followed by boiling for 5 min. After cooling, 20 mL distilled water was added and the absorbancy was read at 540 nm. The liberated reducing sugars (glucose equivalent) were estimated according to Miller [153]. Reducing sugar content of the fermentation media was estimated indirectly from the enzyme blanks of the FPA measurement. Filter paper unit (FPU) was calculated as recommended by Ghose [152].

3.6.2 β-glucosidase, β-xylosidase and β-mannosidase activity measurements

β-glucosidase activity was determined using Berghem’s method [154] with slight modifications. The assay mixture contained 1 mL 5 mM p-nitrophenyl-β-D-glucopyranoside (Sigma) in 0.05 M sodium acetate buffer (pH 4.8) and 100 µL appropriately diluted enzyme solution. After incubation at 50°C for 10 min, 2 mL 1 M Na2CO3 was added to the mixture. After cooling, the sample was diluted with 10 mL distilled water and the liberated p-nitrophenol (PNP) was measured at 400 nm. One international unit (IU) of β-glucosidase activity liberates 1 µmol PNP per minute under the assay conditions. β-xylosidase and β-mannosidase activities were measured with 5 mM p-nitrophenyl-β-D-

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xylopyranoside (Sigma) and 5 mM p-nitrophenyl-β-D-mannopyranoside (Sigma), respectively, analogously to the β-glucosidase assay.

3.6.3 Endoglucanase assay

Endoglucanase activity was determined as described by Ghose [152] with 1% (w/v) hydroxyethyl cellulose (Fluka) in 0.05 M citrate buffer (pH 4.8) as substrate. The reaction mixture contained 1.8 mL substrate and 200 µl appropriately diluted enzyme solution. After 5 min incubation at 50°C, the liberated reducing sugars were estimated by the DNS method [153]. One unit (IU) of endoglucanase was defined as the amount of enzyme releasing 1 µmol glucose equivalent per min under the assay conditions.

3.6.4 Xylanase activity measurement

Xylanase activity was determined by the method of Bailey et al. [155]. The substrate solution contained 1% (w/v) birchwood xylan (Sigma) solubilized in 0.05 M citrate buffer (pH 5.3). The reaction mixture consisted of 1.8 mL substrate solution and 200 µL appropriately diluted enzyme. After 5 min incubation at 50°C, the liberated reducing sugars (xylose equivalent) were estimated by the DNS method [153]. One unit (IU) of xylanase was defined as the amount of enzyme releasing 1 µmol xylose equivalent per min under the assay conditions.

3.6.5 Mannanase activity measurement

The mannanase activity was measured as described by Stalbrand et al. [63] with 0.5% (w/v) locust bean gum (Sigma) as substrate. The substrate was homogenized at 80°C in 0.05 M citrate buffer (pH 5.3), heated to the boiling point, cooled and stored overnight with continuous stirring after which the insoluble particles were removed by centrifugation. The enzyme sample (200 µL) was incubated with the substrate (1.8 mL) at 50°C for 5 min. The reducing sugars liberated in the enzyme reaction were estimated by the DNS method [153]. One unit (IU) of mannanase was defined as the amount of enzyme releasing 1 µmol mannose equivalent per min under the assay conditions.

3.6.6 HPLC analysis

The composition of the pretreated materials and the samples from the enzymatic hydrolysis and SSF were analyzed using an HPLC instrument (Shimadzu, Kyoto, Japan) equipped with a refractive index detector (Shimadzu). Cellobiose,

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glucose, xylose, galactose, arabinose and mannose were separated using an Aminex HPX-87P column (Bio-Rad, Hercules, CA, USA) at 80°C, with deionized water as eluent at a flow rate of 0.5 mL/min, while ethanol, lactic acid, glycerol, acetic acid, hydroxyl-methyl-furfural and furfural were separated on an Aminex HPX-87H column (Bio-Rad) at 65°C, with 5 mM H2SO4 as eluent at a flow rate of 0.5 mL/min.

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4 RESULTS AND DISCUSSION

4.1 Screening and mutagenesis of Trichoderma strains

The aim of the work presented in this thesis was to develop Trichoderma mutants that produce better cellulolytic enzymes for the saccharification of pretreated lignocellulosic materials than T. reesei Rut C30. In this Section, the screening of wild-type Trichoderma isolates for cellulase production and the preparation of good cellulase-producing mutants are presented. Screening of a large number of microorganisms is often necessary to find the appropriate starting material for enzyme production. In this study, cellulase production of more than 150 wild-type Trichoderma strains coming from 30 countries was compared to that of T. reesei Rut C30 in a 72 h shake flask fermentation on two different media containing SPS and SPW (for composition see Section 3.3.2, Table 7) in order to select the most promising isolate for mutagenesis. The best strains were re-evaluated on shake flask media Med-1 SPS and Med-2 SPW (Figure 5). The isolate F-1505 was found to be the best extracellular cellulase producer, however, its FPA in shake flask on SPS and SPW was about 10-25% lower than that of T. reesei Rut C30. Since T. reesei Rut C30 is a mutant producing approximately four times more cellulase in terms of FPA than the original parent strain T. reesei QM 6a, it was presumed that better cellulolytic mutants than Rut C30 could be developed from the wild-type strain F-1505 for cellulase fermentation on pretreated lignocellulosic substrates. Therefore, the strain F-1505, identified later as T. atroviride (Paper I), was selected as the parent strain for the mutation experiments. Strain improvement of F-1505 and its mutants was performed with NTG treatment and UV irradiation as shown in Figure 6.

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0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

Rut C30

F-105

F-1485

F-1494

F-1505

F-1515

F-1526

F-1551

F-1558

F-1559

F-477

F-895

Strains

Med-1 SPSMed-2 SPW

FPA

(FPU

/mL)

Figure 5. Extracellular cellulase production (FPA) of the most promising wild-type Trichoderma strains compared to T. reesei Rut C30 after 72 h of shake flask fermentation at 30°C on 15 g/L DM SPS and SPW (whole pretreated slurries).

Figure 6. Development of UV- and NTG-mutants

NTG treatment

UV irradiation

Shake flask fermentation

Spore suspension

Spore suspension

Clearing zones around good cellulase-producing colonies

Selection on Walseth-cellulose agar plate

Point inoculation of positive colonies on agar plate

FPA, β-glucosidase measurement

Storage in vials (freeze-dried mutants)

Selection of best mutants

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Cellulolytic colonies with good clearing zones on Walseth-cellulose agar plates were transferred to PDA plates, and evaluated in shake flask fermentation for cellulase production. Altogether more than 30000 mutant colonies were produced and approximately 100 UV- and 200 NTG-mutants were selected for shake flask fermentation. The mutation tree of the best mutants, based on shake flask and subsequent fermentor experiments (see next Section 4.2), is presented in Figure 7.

Figure 7. The parent wild-type strain T. atroviride F-1505, and the development of good cellulase-producing mutants with UV-irradiation and N-methyl-N’-nitrosoguanidine (NTG) treatment. F-1663 and F-1664 were freeze-dried from different colonies of the same mutant. Most research has so far focused on the development of only T. reesei mutants for cellulase production. It was presumed, that some of the new T. atroviride mutants developed in this study might have better potential to produce cellulolytic enzymes for the saccharification of lignocellulosic materials than T. reesei, and therefore enzyme production of the mutants and application of the enzymes produced were further investigated. The only indication in the literature in the past few years that new Trichoderma strains (other than T. reesei) have been selected as a starting biological material

F-1505

NTG

F-1627

NTG

F-1663

F-1724 UV

F-1727

NTG

F-1721

F-1719

F-1740 UV

UV UV

F-1741

NTG UV

F-1748

F-1753

UV

= F-1664

UV

F-1752

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for new mutation programs is by Zaldivar et al., who have developed a good cellulase- and β-glucosidase-producing T. aureoviride mutant [156].

4.2 Enzyme production with T. atroviride mutants

In the next step, production of cellulases and β-glucosidases with the mutant T. atroviride strains was investigated in comparison with T. reesei Rut C30. The activities of the enzyme supernatants were first studied in shake flask fermentation on various media containing SPS, SPW (whole pretreated slurries) or pure cellulose. Afterwards, the most promising T. atroviride mutants and T. reesei Rut C30 were cultivated in 2-L lab-scale fermentors on different steam-pretreated lignocellulosic substrates. The enzymes produced were also compared in terms of temperature dependence. Furthermore, FPA and β-glucosidase activity of various mixtures of T. atroviride and T. reesei supernatants were evaluated.

4.2.1 Enzyme production in shake flasks

Final FPA and β-glucosidase activities of the enzyme supernatants produced by T. reesei Rut C30, the parent strain T. atroviride F-1505 and the best 8 mutants were compared after 72 h of shake flask fermentation on SPS and SPW slurries (Figure 8). Rut C30 produced about 0.35 FPU/mL and 0.63 FPU/mL cellulase enzymes on SPS and SPW, respectively, while FPA values of the mutant strains were found to be in the range of 0.31-0.39 FPU/mL on SPS, and 0.5-0.68 FPU/mL on SPW, which was an improvement of 5-65% compared to the wild-type strain F-1505 (Figure 8a). Rut C30 produced very small quantities of extracellular β-glucosidase enzyme (<0.1 IU/mL), whereas the T. atroviride strains proved to be excellent β-glucosidase excreters (3.6-11.7 IU/mL) on both pretreated lignocellulosic substrates (Figure 8b). Similar β-glucosidase activities were obtained with Rut C30 in previous reports on SPS [67,68] and SPW [67,70], but the fermentation conditions and the composition of the media were different in those studies. Different batches of SPW were used for the studies in Section 4.1 and Section 4.2, which explains why the FPA values of Rut C30 and F-1505 were quite different.

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(a)

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

Rut C30

F-1505

F-1663

F-1721

F-1724

F-1727

F-1740

F-1741

F-1748

F-1753

Strains

Med-1 SPS Med-2 SPSMed-1 SPW Med-2 SPW

FPA

(FPU

/mL)

(b)

0123456789

101112

Rut C30

F-1505

F-1663

F-1721

F-1724

F-1727

F-1740

F-1741

F-1748

F-1753

Strains

Med-1 SPS Med-2 SPSMed-1 SPW Med-2 SPW

β-gl

ucos

idas

e ac

t. (IU

/mL)

Figure 8. Final FPA values (a) and β-glucosidase activities (b) after 72 h of shake flask fermentation at 30°C on 15 g/L DM SPS and SPW (whole pretreated slurries) with T. reesei Rut C30, the parent strain T. atroviride F-1505 and the 8 best mutants. Cellulase production of some of the new T. atroviride mutants was also investigated and compared to that of Rut C30 on media containing various types

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of pure cellulose powders (for composition of the media see Table 7). The mutants proved to produce similar activities to that of Rut C30 on each medium, Med-4 with Sigmacell being the best combination for all the strains tested (Table 8.) Table 8. Cellulase production (FPA) of selected T. atroviride mutants in comparison to T. reesei Rut C30 on various pure cellulose-containing media in shake flasks Strain FPA (FPU/mL) Med-3 Med-4 Cellulosepulver Sigmacell Solka Floc Sigmacell Cellulosepulver 72 h 96 h 72 h 96 h 72 h 96 h 72 h Rut C30 0.32 0.90 0.73 1.00 1.09 1.09 0.41 F-1721 0.33 0.94 n.d. n.d. 1.14 1.12 0.33 F-1741 0.31 0.86 0.87 0.74 1.05 1.18 0.35 F-1753 0.35 0.89 0.79 0.80 1.11 1.14 0.30

n.d. no data

4.2.2 Enzyme production in 2-L fermentors

Cellulase and β-glucosidase production during cultivation of wild-type T. atroviride F-1505 and its two most promising mutant strains (F-1663 and F-1753) were measured and compared to T. reesei Rut C30 on SPS (Figure 9a and b), SPW (Figure 9c and d) and SPWS (Figure 9e and f). Enzyme production of a selected mutant (F-1663) was also performed on SPB (data not shown here). Enzyme activities obtained by F-1663 on SPB will be shown later in the “Enzymatic hydrolysis” chapter (see Section 4.3.4). The mutant strains grew quickly on the pretreated lignocellulosic substrates, indicated by the decrease in soluble oxygen level in the fermentors. The oxygen concentration dropped suddenly after 18-24 h of fermentation of the mutants, while it only started to drop after 32-48 h in the case of the parent strain and the control strain Rut C30 (data not shown). Therefore, in almost all cases, the mutants started to produce enzymes earlier than Rut C30 and F-1505. FPA values in the supernatants of T. reesei Rut C30 increased continuously during fermentation, reaching around 0.53, 0.57 and 0.76 FPU/mL on SPS, SPW and SPWS, respectively after 96 h. Mutant strains reached highest FPA values already after 72 h of fermentation, and produced around 0.41-0.43 FPU/mL on SPS (Figure 9a), 0.55-0.58 FPU/mL on SPW (Figure 9c), and 0.65-0.69 FPU/mL

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on SPWS (Figure 9e). Cellulase production of the mutants (in terms of FPA) was about 1.5-3 times better than that of wild-type strain F-1505.

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Figure 9. Variation of FPA (a, c, e) and β-glucosidase activity (b, d, f) during cultivation of T. reesei Rut C30, the parent strain T. atroviride F-1505 and the mutants F-1663 and F-1753 on SPS (a, b), SPW (c, d) and SPWS (e, f). T: 30°C, pH 4.8-5.6, substrate concentration: 15 g/L DM (whole slurries). Similarly to what was observed in shake flask fermentation, T. reesei Rut C30 yielded very low levels of extracellular β-glucosidase (<0.2 IU/mL) in the

b) a)

c) d)

f) e)

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fermentors on all of the pretreated substrates investigated, whereas the mutant strains produced around 7.1-9.2 IU/mL on SPS (Figure 9b), 6.2-8.4 IU/mL on SPW (Figure 9d), and 9-10.2 IU/mL on SPWS (Figure 9f). Although the T. atroviride strains achieved 5-20% lower FPA values than Rut C30 after 96 h of fermentation on each pretreated material, they had the advantage of producing considerable quantities of β-glucosidase. The ratios between β-glucosidase activity and FPA (IU/FPU) were 0.15-0.3 for Rut C30 and about 10-20 for the T. atroviride isolates. This latter is considered to be rather high, as enzyme preparations with good β-glucosidase content from Penicillium brasilianum were reported to have IU/FPU values around 8-9 [77].

4.2.3 Temperature dependence of the produced enzymes

The enzyme assays for FPA and β-glucosidase measurements are in most studies performed at 50°C, however, enzymes from different strains may have different temperature optima. Temperature dependence of FPA and β-glucosidase activities of the supernatants produced by T. reesei Rut C30 and the T. atroviride strains were investigated at pH 4.8, and the relative activities were calculated based on the values obtained at 50°C. Highest FPA of the Rut C30 and the T. atroviride enzymes was measured at 60°C and 50°C, respectively. All of the β-glucosidases studied showed maximal activity at 70°C, i.e. β-glucosidase enzymes had higher temperature optima than cellulases for each strain (Figure 10).

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Figure 10. Temperature dependence of FPA (solid lines) and β-glucosidase activities (dashed lines) of the produced enzymes at pH 4.8. The activities measured at 50°C were considered as 100% (T. reesei Rut C30 (▲): 0.42 FPU/mL and 0.12 IU/mL, T. atroviride F-1505 (■): 0.29 FPU/mL and 5.1 IU/mL F-1663 (○): 0.35 FPU/mL and 6.1 IU/mL, F-1753 (×):0.38 FPU/mL and 7.6 IU/mL).

4.2.4 FPA and β-glucosidase activities of enzyme mixtures

In this study, low-β-glucosidase-containing cellulases (i.e. Celluclast 1.5L (Cell) and the supernatant of Rut C30 produced on SPS) were mixed together with high-β-glucosidase-containing enzymes (i.e. Novozym 188 (Nov) and the supernatant of F-1663 produced on SPS) in different ratios in order to investigate the final FPA and β-glucosidase activities of the resulting mixtures. Figure 11a shows that Cell had an FPA of 61 FPU/g and a β-glucosidase activity of 35 IU/g, while Nov had a β-glucosidase activity of 502 IU/g with no detectable FPA. The measured FPA values of the Cell+Nov mixtures were always higher than the FPA values calculated based on the mixing ratio of the pure enzymes, the FPA of the 3:1 (w:w) mixture of Cell & Nov being the highest (68.7 FPU/g). This is in accordance with a previous study, which reported that the addition of Nov to commercial cellulase preparations increased the FPA of

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the enzymes considerably, suggesting a method for β-glucosidase-independent FPA measurements [68].

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Figure 11. Comparison of measured and calculated FPA and β-glucosidase activities of different mixtures of (a) Celluclast 1.5L & Novozym 188 (Cell:Nov ratio) and (b) T. reesei Rut C30 & T. atroviride F-1663 enzymes produced in-house on SPS (Rut C30/S:F-1663/S ratio).

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Similar results were obtained with the enzymes produced in-house on SPS, highest FPA (0.59 FPU/g) was achieved with the 3:2 (w:w) mixture of Rut C30/S & F-1663/S, whereas the pure enzyme supernatants of Rut C30 and F-1663 showed filter paper and β-glucosidase activities of 0.56 FPU/g, 5.1 IU/g and 0.37 FPU/g, <0.1 IU/g, respectively (Figure 11b). These are rather low activities, however, other authors also reported low FPA values with Rut C30 on SPS [67,68]. The fact that the FPA exhibited by the mixtures was greater than the sum of the FPA values of the pure enzyme solutions suggests that there is synergism between the T. reesei and T. atroviride enzyme components in short-term (1 h) hydrolysis of Whatman No. 1 filter paper. In contrast to the measured FPA values, the measured β-glucosidase activities of the mixtures were almost equal to those calculated based on the mixing ratio of the pure enzymes, in the case of both the commercial and the in-house-produced preparations (Figure 11). This may be due to the fact that β-glucosidase activity is determined on a simple substrate and is not influenced by other enzyme activities, while FPA is measured on a complex substrate where several different bonds have to be cleaved by different enzymes. The ratios of IU/FPU corresponding to the highest FPA values were 2.4 and 3.6 for the commercial and the in-house-produced enzyme mixtures, respectively.

4.3 Enzymatic hydrolysis

There is no strong positive correlation between the FPA of an enzyme and its ability to hydrolyze pretreated lignocelluloses [67,157]. Therefore, in the present study, hydrolytic efficiency of the enzymes produced in-house with T. reesei Rut C30 and the T. atroviride mutants on various steam-pretreated substrates (whole slurries) was thoroughly investigated in order to select the mutant with the greatest potential to be used in the enzymatic hydrolysis of lignocellulosic materials. The following studies were carried out:

• the efficiency of the T. reesei Rut C30 and the T. atroviride enzymes were compared to commercial cellulases at constant FPA/substrate enzyme loadings (Section 4.3.1)

• the T. atroviride supernatants and whole fermentation broths were studied in comparison with Rut C30 enzyme preparations at equal amount of enzyme/substrate (g enzyme/g WIS) dosage to evaluate the role of bound enzymes (Section 4.3.2)

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• the hydrolytic potential of the washed fermentation solids containing fungal mycelia and substrate residues was investigated (Section 4.3.3)

• the correlation between the substrate used for enzyme production and the hydrolytic capacity of the resulting enzymes was studied (Section 4.3.4)

• the T. atroviride enzymes produced were supplemented with commercial preparations in order to enhance the hydrolytic performance (Section 4.3.5)

• the efficiency of enzyme mixtures was compared to that of the single enzymes (Section 4.3.6)

4.3.1 Comparison of commercial preparations with in-house enzymes

4.3.1.1 Enzymatic hydrolysis of washed SPW fibers

The aim of this study was to compare the hydrolytic potential of the enzyme supernatants produced on SPW with that of the commercial cellulase Cell at equal FPU/g WIS dosage. Previous research indicated that at high substrate content during enzymatic hydrolysis, the β-glucosidase is influenced by end-product inhibition [157], and glucose has a significant negative effect also on CBH and EG activities [158]. Steam-pretreated lignocellulosic substrates contain compounds inhibitory to enzymatic hydrolysis, thus, the use of high WIS content would result in high concentration of these inhibitors, which would impair the action of cellulases [159]. In order to avoid inhibition, the enzymatic hydrolysis of SPW was performed using washed fibers at low WIS concentration (20 g/L). The activities and the loadings of the enzymes investigated are presented in Table 9, and the final sugar concentrations achieved after 96 h of hydrolysis are shown in Figure 12. Table 9. FPA, β-glucosidase activity and loading of the enzymes used in the hydrolysis of washed SPW at 3 FPU/g WIS

Enzyme Enzyme activity Enzyme loading in hydrolysis of SPW

FPU/g β-glucosidase IU/g IU/FPU FPU/g WIS β-glucosidase IU/g WIS Cell 80 40 0.5 3.0 1.5 Rut C30/W 0.63 <0.1 <0.2 3.0 <0.3 F-1505/W 0.24 2.5 10.4 3.0 31 F-1663/W 0.49 6.1 12.4 3.0 37 F-1753/W 0.62 8.8 14.2 3.0 43

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Figure 12. Final glucose yields (as % of the theoretical) and final glucose and cellobiose concentrations after 96 h of enzymatic hydrolysis of washed SPW fibers at 3 FPU/g WIS enzyme dosage. Used enzymes: Celluclast 1.5L (Cell) and the crude supernatants produced on SPW by T. reesei Rut C30 and the T. atroviride (F-1***) strains. (T: 40°C, pH 4.8, 20 g/L WIS) As expected, when Cell and the Rut C30/W enzymes were used in the hydrolysis, the final cellobiose concentrations were found to be very high (4.5-6 g/L), and the glucose concentrations proved to be low (~2 g/L), corresponding to glucose yields of only 15-16% of the theoretical. This was due to the fact that both enzyme preparations were produced by T. reesei, which species is known to be deficient in free, extracellular β-glucosidase. Hydrolysis efficiencies of the enzymes produced by the wild-type T. atroviride strain and its mutants were about 3-4 times better than those of the T. reesei enzymes. Due to high β-glucosidase activities of the new T. atroviride strains, hydrolysis of cellobiose to glucose was more efficient, and relatively low levels of cellobiose (<1.6 g/L) were detected in the hydrolysis liquid. 4.3.1.2 Enzymatic hydrolysis of washed SPS fibers and unwashed SPS

slurry

In an industrial process it is desirable to use a high WIS concentration as well as the whole slurry as it is after pretreatment, without separating the solid fraction from the liquid. Therefore, in the next step, the performance of the enzymes

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produced on SPS was compared with that of commercial enzymes in the hydrolysis at higher substrate concentration (50 g/L). The substrates used in the hydrolysis were washed and filtered SPS fibers (referred to as washed SPS) and whole unwashed SPS slurry containing both the fibers and the liquid fraction (hereafter referred to as unwashed SPS). A higher enzyme dosage (5 FPU/g WIS) was used, and therefore the produced crude enzyme supernatants had to be concentrated by ultrafiltration prior to hydrolysis. Due to significant differences in the activities of the enzyme preparations, the specific β-glucosidase activities corresponding to 5 FPU/g WIS were very different (Table 10). Table 10. FPA, β-glucosidase activity and loading of the enzymes used in the hydrolysis of SPS at 5 FPU/g WIS

Enzyme Enzyme activity Enzyme loading in hydrolysis of SPS

FPU/g β-glucosidase IU/g IU/FPU FPU/g WIS β-glucosidase IU/g WIS Cell+Nov 62.8 162 2.6 5.0 12.9 Accellerase 50.7 450 8.9 5.0 44.4 F-1663/S* 3.3 55 16.7 5.0 83.3 Rut C30/S* 7.0 1.1 0.2 5.0 0.8

* Enzymes concentrated by ultrafiltration Figure 13 shows the final glucose yields and the final glucose and cellobiose concentrations obtained after 96 h of hydrolysis with the 3:1 mixture of Cell & Nov, Accellerase, and the concentrated F-1663/S and Rut C30/S supernatants, on washed and unwashed SPS. In the case of the unwashed SPS, 8.3 g/L glucose (coming from the pretreatment step) was already present at the start of enzymatic hydrolysis. Since the theoretical glucose concentration was calculated based on the glucose concentration produced by enzymatic hydrolysis alone, the initial glucose content of unwashed SPS was not included in the glucose yields. All enzymes performed better on the washed than on the unwashed material, which is consistent with previous findings on SPS [130]. On the washed SPS, the F-1663/S enzyme was found to be the most efficient (glucose yield of 62% of the theoretical was achieved) and the Rut C30/S enzyme the least efficient (16%), while on the unwashed SPS, Cell+Nov performed slightly better (48%) than the F-1663/S enzyme (46%). The enzymes produced by Rut C30 performed best on the unwashed material regarding the sums of the sugar concentrations (24.2 g/L cellobiose + glucose), however, only

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52% of the resulting sugars proved to be glucose due to the deficiency of β-glucosidase in this enzyme preparation.

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Figure 13. Final glucose yields (as % of the theoretical) and final glucose and cellobiose concentrations after 96 h of hydrolysis of washed (W) and unwashed (UW) SPS using the 3:1 mixture of Celluclast 1.5L & Novozym 188 (Cell+Nov), AccelleraseTM 1000, the concentrated enzyme supernatant of T. atroviride F-1663 and that of T. reesei Rut C30. The dark bars show the glucose concentrations produced by the hydrolysis of the substrate and the hashed bars show the glucose concentrations present in the unwashed substrate before hydrolysis. (T: 40°C, pH 4.8, 50 g/L WIS, enzyme loading: 5 FPU/g WIS) Nevertheless the lower β-glucosidase IU/g WIS loading of Cell+Nov, this commercial enzyme mixture proved to cleave cellobiose to glucose more efficiently than the T. atroviride enzymes (Figure 13). This could be explained by the fact that the β-glucosidase activity of the enzymes was assayed on p-nitrophenyl-β-D-glucopyranoside, while the actual substrate present in the hydrolysis of SPS was cellobiose. It is also possible that β-glucosidase of Trichoderma origin (e.g. F-1663) is less efficient on cellobiose or more sensitive to glucose inhibition than the enzymes in Nov, which are obtained from Aspergillus niger. The lower cellobiose levels in the case of Cell+Nov might also be due to better synergism between the Aspergillus niger β-glucosidase and the T. reesei cellulases than between the Trichoderma enzyme components.

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Altogether, it seems that the performance of an enzyme preparation in the hydrolysis of pretreated lignocellulosic substrates depends strongly, but not exclusively, on the FPA and β-glucosidase activity of the enzyme. Previous studies also suggested that besides cellulases and β-glucosidases, accessory enzymes can have significant effects on enzymatic hydrolysis, presumably by improving cellulose accessibility [48,49].

4.3.2 Comparison of produced T. reesei and T. atroviride enzymes

Besides investigating the performance of the enzymes at equal FPU/g WIS loading, hydrolysis efficiency based on the addition of the same amount of crude enzyme supernatants or whole fermentation broths to the same amount of substrate was also studied. In this case, addition of 10 g crude enzyme/g WIS was used, and therefore, the FPU/g WIS loadings of the enzymes were different. 4.3.2.1 Hydrolysis of washed SPW fibers with fermentation supernatants

Table 11 shows the specific FPA and β-glucosidase activities of the enzyme supernatants produced on SPW by Rut C30, the parent strain F-1505 and the mutants F-1663 and F-1753 used in the hydrolysis of washed SPW fibers at an enzyme loading of 10 g supernatant/g WIS. Table 11. FPA, β-glucosidase activity and loading of the enzymes used in the hydrolysis of washed SPW fibers at 10 g supernatant/g WIS dosage

Enzyme Enzyme activity Enzyme loading in hydrolysis of SPW

FPU/g β-glucosidase IU/g IU/FPU FPU/g WIS β-glucosidase IU/g WIS Rut C30/W 0.63 <0.1 <0.2 6.3 <1 F-1505/W 0.24 2.5 10.4 2.4 25 F-1663/W 0.49 6.1 12.4 4.9 61 F-1753/W 0.62 8.8 14.2 6.2 88

Regarding the T. atroviride strains, both the FPU/g WIS and the β-glucosidase IU/g WIS loadings were highest in the case of the F-1753/W supernatant, consequently, highest glucose (11.2 g/L, 87% of the theoretical) and lowest cellobiose (0.6 g/L) levels were obtained with this enzyme (Figure 14).

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Figure 14. Final glucose yields (as % of the theoretical) and final glucose and cellobiose concentrations after 96 h of enzymatic hydrolysis of washed SPW fibers. Enzyme loading: 10 g crude fermentation supernatants produced on SPW by T. reesei Rut C30 and the T. atroviride (F-1***) strains per g WIS. (T: 40°C, pH 4.8, 20 g/L WIS) Although F-1505/W had almost 3 times lower FPA than Rut C30/W, higher final glucose concentration was achieved with the supernatant of the wild-type T. atroviride strain (5.1 g/L) than with that of T. reesei Rut C30 (3.7 g/L). In addition, due to good extracellular β-glucosidase activity, hydrolysis of cellobiose into glucose was efficient with F-1505/W, whereas the use of Rut C30/W resulted in an accumulation of cellobiose of about 7.5 g/L in the hydrolysis slurry. 4.3.2.2 Hydrolysis of washed SPS fibers with supernatants and whole

broths

The performance of the whole fermentation broths produced on SPS by T. reesei Rut C30 and the T. atroviride F-1505, F-1663 and F-1753 strains was compared to that of the fermentation supernatants in order to study whether the enzymes remained bound to the mycelium or adsorbed on the solid residues after fermentation can play a role in the enzymatic hydrolysis. Figure 15a and b show the glucose concentrations during hydrolysis of washed SPS at 40°C and 50°C, respectively, using the enzyme supernatants and the fermentation broths produced in-house.

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Figure 15. Comparison of hydrolytic capacities of the whole fermentation broths to the fermentation supernatants (sup.) produced on SPS by T. reesei Rut C30 and the T. atriviride strains (F-1***). Evaluation of glucose concentration at 40°C (a) and at 50°C (b), and final glucose and cellobiose concentrations after 48 h of hydrolysis on washed SPS fibers (c). (20 g/L WIS, pH 4.8, enzyme loading: 10 g supernatant or broth/g WIS) The Rut C30 enzymes proved to be more active at 50°C than at 40°C, whereas all the T. atroviride enzymes were found to be deactivated after 8 h at 50°C. The whole fermentation broths proved to be more efficient in the hydrolysis than the corresponding enzyme supernatants both at 40°C and 50°C for each strain. Most considerable improvement was observed with Rut C30, as the fermentation broth of this strain performed about 170-200% better than the supernatant, while the fermentation broths of T. atroviride mutants hydrolyzed the substrate only about 15% more efficiently than the corresponding supernatants. This indicated that the T. atroviride strains mostly produced free extracellular enzymes, while Rut C30 produced high amount of enzymes that remained bound to the mycelium or adsorbed to the solids and thereby considerably contributed to the glucose formation during hydrolysis. However, the bound enzymes did not exert any positive effect on the FPA values (data not shown) which was probably due to the short reaction time of activity measurement.

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Figure 15c shows the final glucose and cellobiose concentrations after 48 h of hydrolysis. The highest glucose concentration was obtained with the fermentation broth of Rut C30 at 50°C, which was by 17% higher than that obtained with the most promising T. atroviride F-1663 broth. On the other hand, even though T. reesei Rut C30 gave the highest FPA in the fermentors on SPS (Figure 9), the T. atroviride strains performed better in the hydrolysis of washed SPS when the enzyme supernatants were used, due to the production of high levels of extracellular β-glucosidase enzymes. These results were consistent with the findings on SPW in Section 4.3.1.1, with results obtained on pretreated aspenwood comparing T. reesei Rut C30 to the good extracellular β-glucosidase-producing T. harzianum E58 [94], and also with the observations on pretreated Douglas-fir and lodgepole pine using various cellulase preparations with different β-glucosidase content [49]. Due to the action of bound β-glucosidase enzymes, accumulation of cellobiose was significantly reduced when the whole fermentation broths of Rut C30 were used instead of the supernatants (Figure 15c). However, the final cellobiose concentrations were still about 5-8 times higher than in the hydrolysis using T. atroviride enzymes, suggesting that the amount or the activity of the bound β-glucosidases of Rut C30 was not high enough to achieve as efficient conversion of cellobiose as with the free enzymes of T. atroviride. Lower cellobiose concentrations were obtained at 50°C than at 40°C, which could be due to the fact that β-glucosidases were more active at elevated temperatures, as observed in the temperature dependence studies (Figure 10). 4.3.2.3 Temperature dependence of the hydrolysis capacity of the enzymes

In Section 4.2.3 it was found that the enzymes produced in-house on SPS by T. reesei and T. atroviride had different temperature optima for FPA measurement. In order to investigate the temperature dependence of the hydrolysis capacity of the enzymes produced, the hydrolysis of washed SPS was performed in the temperature range of 35-60°C. Figure 16 shows the final glucose concentrations obtained after 48 h. The T. atroviride supernatants (F-1505/S, F-1663/S and F-1753/S) proved to be most efficient at 40°C, and were found to be sensitive to elevated temperatures, such as 50°C or higher, whereas the performance of the Rut C30 enzyme supernatant and that of the whole fermentation broth was best at 50°C and decreased considerably at 60°C. In accordance to what was observed in Section 4.3.2.2, significantly higher glucose concentrations were obtained with the whole broth than with the enzyme supernatant of Rut C30 at all temperatures investigated.

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These results suggested that the Rut C30 enzymes could be more suitable for applications that demand heat stable enzymes, while the T. atroviride supernatants might be more efficient in processes requiring good hydrolytic performance at low temperatures, e.g. in simultaneous saccharification and fermentation (SSF). SSF is generally carried out at 35-37°C [5,134,160-162], which is a compromise between the optimal temperature of the yeast Saccharomyces cerevisiae (30°C) and that of the enzymatic hydrolysis (45-55°C).

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. (g/

L)

Figure 16. Glucose concentrations after 48 h of hydrolysis of washed SPS at different temperatures using the enzymes produced on SPS by T. reesei Rut C30 and the T. atroviride strains. (20 g/L WIS, pH 4.8, enzyme loading: 10 g produced enzyme supernatant or whole fermentation broth/g WIS) For all the enzymes investigated, the optimal temperature of incubation to release reducing sugars from the filter paper strip during FPA measurement was found to be higher than the optimal temperature to hydrolyze the pretreated lignocellulose substrate (see Figure 10 and Figure 16). This was probably due to the fact that the FPA assay was carried out for 60 min, while the hydrolysis was continued over a period of 48 h, which resulted in a stronger deactivation of the enzymes. Similar observations were described with T. harzianum E58 in a previous paper [94].

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4.3.3 Use of washed fermentation solids in hydrolysis of washed SPS fibers

The activities of the washed solids, including the fungal mycelia and the spruce residues obtained from the fermentation broths, were not measurable. However, in order to obtain a quantitative value of the efficiency of the washed fermentation solids, enzymatic hydrolysis was performed using an enzyme loading of approximately 50 mg DM washed wet fermentation solids per g WIS. Final glucose and cellobiose concentrations after 48 h of hydrolysis at 40°C were compared with those obtained using Cell at 3 FPU/g WIS and Nov at 55 β-glucosidase IU/g WIS (see Figure 17a). These activities were chosen as references because the enzyme loading of 10 g T. atroviride enzyme solution (supernatant or whole broth) per g WIS used in Section 4.3.2.2 corresponded to approximately 3 FPU/g WIS and 55 β-glucosidase IU/g WIS. Highest glucose yields were obtained with Cell, while the Rut C30 enzymes proved to have the best hydrolytic capacity among the washed fermentation solids. All washed fermentation solids were found to be more efficient than Nov, which was probably due, in part, to the fact that besides β-glucosidases, other enzyme components (eg. EGs and CBHs) were also bound to the cell wall of the fungi or adsorbed on the solid residues. It is well-known, that the β-glucosidase level in Cell is suboptimal for complete hydrolysis of cellulose [48,78,157,159]. Therefore, the washed solids obtained from fermentation of T. reesei and T. atroviride were tested as potential β-glucosidase supplements to Cell in order to obtain higher glucose values. Hydrolytic potential of the resulting mixtures was compared to that of Cell+Nov. Figure 17b shows that similarly to when Nov was added, hydrolysis efficiency of Cell was considerably improved by using the washed fermentation solids as β-glucosidase sources. The supplementation of Nov and the washed fermentation solids to Cell enhanced the final glucose yields by 90-155%, and subsequently reduced the cellobiose accumulation by 55-85%.

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0

1

2

3

4

5

Cell Nov Rut C30/S w.s.

F-1505/S w.s.

F-1663/S w.s.

F-1753/S w.s.

Enzymes

(a) CellobioseGlucose

Suga

r con

c. (g

/L)

0

1

2

3

4

5

Cell Cell+ Cell+ Cell+ Cell+ Cell+

Nov Rut C30/S w.s.

F-1505/S w.s.

F-1663/S w.s.

F-1753/S w.s.

Enzymes

(b) CellobioseGlucose

Suga

r con

c. (g

/L)

Figure 17. Glucose and cellobiose concentrations after 48 h of hydrolysis of washed SPS fibers with Celluclast 1.5 L (Cell), Novozym 188 (Nov), washed fermentation solids (w.s.) of T. reesei Rut C30 and those of the T. atroviride (F-1***) strains (a). Hydrolysis of washed SPS using Cell supplemented with Nov and washed fermentation solids (b). (T: 40°C, pH 4.8 and 20 g/L WIS, enzyme loadings: Cell: 3 FPU/g WIS, Nov: 55 β-glucosidase IU/g WIS, washed solids: ~50 mg DM/g WIS)

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4.3.4 Effect of the substrate of enzyme production on the hydrolysis

The aim of the studies presented here was to investigate the relation between the substrates used for enzyme production and the hydrolytic efficiency of the resulting enzyme supernatants towards the particular substrates. Three different pretreated lignocellulosic materials, namely SPS, SPWS and SPB (whole unwashed slurries), were used to produce cellulolytic enzymes with the mutant T. atroviride F-1663. The measured activities of the enzymes produced after 96 h of fermentation and also those of the commercial enzymes (used in the next Section 4.3.5) are summarized in Table 12. The final FPA values (0.36-0.37 FPU/g) and endoglucanase activities (70-73 IU/g) obtained with the mutant F-1663 on the three substrates were similar, which suggested that cellulase production was only affected by the quantity and not the quality of the carbon source. On the other hand, there was a clear positive correlation between xylanase activity and the xylan content of the substrates; higher xylanase activities being measured on SPWS and SPB (~40 IU/g) than on SPS (5 IU/g). Earlier studies also reported that the production of xylan-degrading enzymes was induced by the presence of xylan in the cultivation medium [67,77]. Table 12. Activities of commercial enzymes and enzyme supernatants produced in-house on SPS, SPWS and SPB

Enzyme Enzyme activity

FPA

(FPU/g) β-glu (IU/g)

Xyl (IU/g)

β-xyl (IU/g)

Endoglu (IU/g)

Mann (IU/g)

β-mann (IU/g)

Cell 56.2 30.8 750 63.6 13087 122 ~0.08 Nov n.d. 502 34.7 6.7 296 17.9 5.4 Multifect 0.15 26.6 22969 26.5 454 n.a. n.a. Pulpzyme 17.9 12.9 1343 118.2 6961 n.a. n.a. F-1663/S 0.36 7.6 5.0 <0.01 71.6 1.1 ~0.02 F-1663/WS 0.36 5.2 39.5 ~0.05 72.7 0.98 ~0.02 F-1663/B 0.37 4.8 40.1 ~0.03 69.6 0.88 ~0.02

β-glu: β-glucosidase, Xyl: xylanase, β-xyl: β-xylosidase, Endoglu: endoglucanase, Mann: mannanase, β-mann: β-mannosidase n.d.: not detectable, n.a.: not analyzed Cell: Celluclast 1.5L, Nov: Novozym 188, Multifect: Multifect xylanase, Pulpzyme: Pulpzyme HC F-1663/S, WS, B: the crude enzyme supernatants of T. atroviride F-1663 produced on SPS, SPWS and SPB.

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β-xylosidase is a key enzyme in the hydrolysis of xylan, i.e. a high ratio of β-xylosidase to xylanase should indicate a good capacity to hydrolyze the xylan backbone. The (β-xylosidase/xylanase)*100 ratio was found to be around 0.1-0.2 in the case of the F-1663 enzymes, which was considerably lower than that measured in Cell (8.5), or previously reported for T. reesei culture filtrates (9.0) [163].

0

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12

14

16

18

Star

t con

c.

Cel

l+N

ov

F-16

63/S

F-16

63/W

S

F-16

63/B

Star

t con

c.

Cel

l+N

ov

F-16

63/S

F-16

63/W

S

F-16

63/B

Star

t con

c.

Cel

l+N

ov

F-16

63/S

F-16

63/W

S

F-16

63/B

SPS SPWS SPB Substrates

Enzymes

CellobioseXyloseGlucose

Suga

r con

c. (g

/L)

Figure 18. Glucose, xylose and cellobiose concentrations at the start and after 96 h of hydrolysis of unwashed SPS, SPWS and SPB using the 3:1 (w:w) mixture of Celluclast 1.5L & Novozym 188 (Cell+Nov) and the crude enzyme supernatants produced by T. atroviride F-1663 on SPS (F-1663/S), SPWS (F-1663/WS) and SPB (F-1663/B). (T: 40°C, pH: 4.8, substrate concentration: 20 g/L WIS, enzyme loading: 3 FPU/g WIS) The enzyme supernatants produced in-house on SPS, SPWS and SPB were used at equal FPU/g WIS dosage to hydrolyze the three unwashed pretreated substrates (whole slurries). The results were compared with those obtained using the 3:1 mixture of Cell+Nov. Figure 18 shows the concentrations of glucose, xylose and cellobiose that are present in the unwashed SPS, SPWS and SPB at

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the start of hydrolysis, and the final concentrations of these sugars achieved after 96 h of enzymatic hydrolysis. The concentrations of mannose, arabinose and galactose are not presented, since their levels did not change during hydrolysis. SPS fibers contained 2.3% mannan (Table 5), however, no degradation of mannan was observed (data not shown), possibly due to low β-mannosidase activity of the enzymes (Table 12). SPWS was found to be the easiest substrate to hydrolyze, as glucose levels up to 9.6-10.4 g/L, corresponding to glucose yields of 60-65% of the theoretical (based on hydrolysis of the glucan and the glucose oligomers found in unwashed SPWS) were obtained on this material (see Figure 18 and Table 13). SPS proved to be the most resistant substrate to enzymatic hydrolysis, since glucose levels of only 6.8-6.9 g/L, and glucose yields of about 29% of the theoretical were achieved by the enzymes (see Figure 18 and Table 13). Table 13. Concentrations and yields of glucose and xylose obtained in the hydrolysis of unwashed SPS, SPWS and SPB

Substrate Enzymea Glucose from

hydrolysis (g/L)

Xylose from hydrolysis

(g/L)

Glucose yield (% of

theoreticalb)

Xylose yield (% of

theoreticalb) SPS Cell+Nov 3.6 - 29 - F-1663/S 3.6 - 29 - F-1663/WS 3.5 - 28 - F-1663/B 3.6 - 29 - SPWS Cell+Nov 8.7 1.1 60 72 F-1663/S 9.5 0.2 65 13 F-1663/WS 9.4 0.2 64 13 F-1663/B 9.1 0.2 62 13 SPB Cell+Nov 6.8 3.0 50 53 F-1663/S 6.8 0.4 50 7 F-1663/WS 7.5 0.5 55 9 F-1663/B 7.2 0.7 52 12

a Cell+Nov: the 3:1 (w:w) mixture of Celluclast 1.5L & Novozym 188, F-1663/x: the crude enzyme supernatants of T. atroviride F-1663 produced on SPS (F-1663/S), SPWS (F-1663/WS) and SPB (F-1663/B). b Theoretical sugar concentrations from hydrolysis (glucose and xylose originating from glucan + glucose oligomers and xylan + xylose oligomers, respectively) were 12.3 g/L glucose on SPS, 14.6 g/L glucose and 1.5 g/L xylose on SPWS, and 13.7 g/L glucose and 5.7 g/L xylose on SPB.

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This was probably due, in part, to the rigid structure and the high lignin content of SPS [5]. The reason why lignin impedes the performance of the enzymes during hydrolysis is that it creates non-productive enzyme-lignin bonds [164,165]. To overcome this problem, partial delignification of pretreated materials before enzymatic hydrolysis has been proposed in order to increase the sugar yields [166,167]. Lower conversion of cellulose in SPS may also be related to the fact that the SPS slurry contained a much higher amount of glucose (~3.3 g/L) than SPWS (~0.9 g/L) and SPB (~0.8 g/L) at the start of hydrolysis, which could have had a negative effect on the rate of hydrolysis [79,130,157,168]. Another reason for the lower glucose yields obtained on SPS may be that spruce was pretreated at higher severity than wheat straw and sugarcane bagasse (Table 4), which resulted in higher concentrations of various inhibitors (Table 6). Regarding the three F-1663 enzyme supernatants produced in-house, no significant difference in their performances could be seen, i.e. very similar concentrations of sugars were achieved with all the enzymes on each substrate. This indicated that the substrate used for enzyme production did not influence the hydrolytic potential of the resulting enzymes.

0

1

2

3

4

5

6

7

8

9

Start conc. Cell+Nov F-1663/WS F-1663/B Start conc. Cell+Nov F-1663/WS F-1663/B

SPWS SPB

Enzymes

Xylose oligomers

Xylose monomers

Xyl

ose

conc

. (g/

L)

Figure 19. Concentration of xylose monomers and oligomers after 96 h of hydrolysis of SPWS and SPB (whole slurry) using the 3:1 (w:w) mixture of Celluclast 1.5L & Novozym 188 (Cell+Nov) and the crude enzyme supernatants produced by T. atroviride F-1663 on SPWS (F-1663/WS) and SPB (F-1663/B). (T: 40°C, pH: 4.8, substrate concentration: 20 g/L WIS, enzyme loading: 3 FPU/g WIS)

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The performances of the F-1663 enzymes were similar, or even slightly better than that of the commercial mixture Cell+Nov in terms of the glucose yields produced from the substrates, however, hydrolytic potential of the enzymes produced differed from that of Cell+Nov in their ability to degrade xylan and xylose oligomers. Xylose concentrations and yields were considerably higher in SPWS and SPB when Cell+Nov was employed, than when the enzymes produced in-house were used (Figure 18 and Table 13). In addition, higher levels of xylose oligomers were found in the hydrolysis slurry in the case of the F-1663 enzymes (Figure 19). The reason for this may be that although the F-1663 enzyme supernatants had good xylanase activity, in contrast to Cell+Nov, their level of β-xylosidase was insufficient for the efficient degradation of xylan to xylose. This is in accordance with a previous study on the hydrolysis of xylan using T. reesei culture filtrates in which it was reported that the xylose yield correlated better with the level of β-xylosidase than with that of xylanase [169]. In another study, both the glucose and the xylose yields achieved with in-house-produced Penicillium brasilianum enzymes were found to be higher than those obtained with a commercial Celluclast & Novozym mixture on wet-oxidized wheat straw [74]. This was probably due to the fact that, in contrast to the F-1663 enzymes, the Penicillium brasilianum enzymes had both higher β-glucosidase-to-FPA and higher β-xylosidase-to-FPA ratios than the commercial mixture. Despite the good β-glucosidase activity of the F-1663 cellulases, surprisingly high amounts of cellobiose remained unhydrolyzed in SPWS and SPB (1.3-1.7 g/L) in comparison to SPS (~0.5 g/L) (Figure 18), suggesting that the effectiveness of a β-glucosidase could vary with the type of substrate, as reported earlier [50].

4.3.5 Hydrolysis of SPB using enzymes supplemented with accessory activities

To investigate whether the accumulation of cellobiose could be reduced and the xylose yield increased when the F-1663/B supernatant is used in the hydrolysis of unwashed SPB, extra β-glucosidase (Nov) and β-xylosidase-containing xylanase enzymes (M and P) were added to the enzymes produced. Table 14 shows the β-glucosidase and β-xylosidase activities (in IU/g WIS) of the single enzymes Cell and F-1663/B corresponding to 3 FPU/g WIS enzyme loading, and

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the β-glucosidase and β-xylosidase loadings of the mixtures calculated from Table 12, based on the mixing ratio of the enzymes. Table 14. β-glucosidase and β-xylosidase loadings (IU/g WIS) of the enzymes used in the hydrolysis of unwashed SPB

Enzymea β-glucosidase IU/g WIS

β-xylosidase IU/g WIS

Cell 1.6 3.4 Cell+Nov 9.3 3.5 F-1663/B 39 0.24 F-1663/B+Nov 47 0.35 F-1663/B+M 42 2.9 F-1663/B+P 40 6.2

a Cell: Celluclast 1.5L (3 FPU/g WIS), Nov: Novozym 188 (7.6 β-glucosidase IU/g WIS), F-1663/B: enzyme supernatant of T. atroviride F-1663 produced on SPB (3 FPU/g WIS), M: Multifect xylanase (2.7 β-xylosidase IU/g WIS), P: Pulpzyme HC (5.9 β-xylosidase IU/g WIS) Due to higher β-glucosidase and lower β-xylosidase loadings of F-1663/B, the final glucose concentration was found to be much higher, whereas that of xylose was lower with the enzymes produced than with Cell (Figure 20) using the same FPA dosage (3 FPU/g WIS). The sum of glucose and xylose monomers obtained was 11 g/L with F-1663/B and 9 g/L with Cell. The addition of Nov to Cell considerably reduced the accumulation of cellobiose, from 3.7 g/L to 0.2 g/L, and subsequently increased the glucose concentration from 3.5 to 8.3 g/L. Although F-1663/B contained good β-glucosidase activity, supplementation of the enzyme with extra Nov was found to decrease the final cellobiose accumulation from ~1 g/L to 0.4 g/L, and improve the glucose level from 6.7 to 7.5 g/L. Similar results were obtained in a previous study, where improved saccharification was observed when extra Nov was added to Penicillium supernatants that already contained good β-glucosidase levels [93]. This could be explained by the fact that in addition to the high β-glucosidase activity, Nov also contains other activities (e.g. EG, xylanase, β-xylosidase) (Table 12), which may contribute to the increased saccharification of the supplemented enzymes.

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Interestingly, although Cell supplemented with Nov had a lower β-glucosidase loading than the F-1663/B supplemented with Nov (Table 14), a higher final glucose concentration was obtained with Cell+Nov (8.3 g/L) than with F-1663/B+Nov (7.5 g/L) (Figure 20). The reason for this could be the fact that the addition of Nov to Cell significantly increased the overall FPA of the resulting mixture [68]. In addition, Cell+Nov had a higher β-xylosidase content than F-1663/B+Nov (Table 14). An increase in xylose levels was also observed for both Cell (5.5%) and F-1663/B (14%) when additional β-glucosidase was used, which may have resulted from xylanase and β-xylosidase activities in Nov. Improvement of xylose yields by using Novozym 188 has also been reported by other authors [50].

0

2

4

6

8

10

12

14

16

Cell Cell+Nov F-1663/B F-1663/B F-1663/B F-1663/B

Enzymes

CellobioseXyloseGlucose

+Nov +M +P

Suga

r con

c. (g

/L)

Figure 20. Glucose, xylose and cellobiose concentrations after 96 h of hydrolysis of unwashed SPB with various enzyme mixtures. Cell: Celluclast 1.5L, 3 FPU/g WIS; Nov: Novozym 188, 7.6 β-glucosidase IU/g WIS; F-1663/B: enzyme supernatant of T. atroviride F-1663 produced on SPB, 3 FPU/g WIS; M: Multifect xylanase, 2.7 β-xylosidase IU/g WIS; P: Pulpzyme, 5.9 β-xylosidase IU/g WIS. (T: 40°C, pH: 4.8, substrate concentration: 20 g/L WIS) Supplementation of F-1663/B with xylanase enzymes (M and P) resulted in an increase of 40% in the xylose level and an improvement of 21% in the glucose concentration. Previous studies have also shown that the addition of xylanase to cellulase enzymes enhanced both the glucan and the xylan conversions of a high-xylan-containing pretreated substrate, due to better accessibility of cellulose after

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xylan degradation [48,167]. Furthermore, it was suggested that supplementation of β-xylosidase improved glucose release during hydrolysis by decreasing the accumulation of xylose oligomers, which were found to inhibit cellulase activity [50].

4.3.6 Hydrolysis using T. reesei and T. atroviride enzyme mixtures

It has been well documented that the hydrolytic potential of commercial T. reesei cellulase preparations (e.g. Cell) can be improved by supplementation with β-glucosidase-rich enzymes such as Nov [48,78,157,159]. Since both the crude enzyme mixtures produced in-house and the commercial enzyme mixtures showed synergism in the short-term hydrolysis of filter paper (Section 4.2.4), we hypothesized, that mixtures of T. reesei and T. atroviride enzyme supernatants would result in better hydrolytic efficiency than the single enzymes alone. Enzymatic hydrolysis of washed SPS fibers with mixtures of in-house-produced Rut C30/S and F-1663/S supernatants was performed at a relatively high WIS content (50 g/L) and low enzyme loading (3 FPU/g WIS), since differences in the performance of the enzymes are more noticeable at low enzyme/substrate ratios. As seen previously in Figure 16, hydrolysis potential of the Rut C30/S supernatant was only about 10% lower at 40°C than at 50°C, and the optimal temperature for F-1663/S was found to be 40°C, therefore, hydrolysis of washed SPS with mixtures of Rut C30/S and F-1663/S was carried out at 40°C. Figure 21 shows that higher IU/FPU values resulted in increased final glucose yields; and the highest glucose concentration (12.5 g/L) was obtained with the pure F-1663/S enzyme, which had the highest IU/FPU value (14.7). This means that the hydrolytic efficiency, in terms of the glucose produced by the T. reesei enzyme, was improved by mixing it with T. atroviride supernatant, but the potential of the T. atroviride supernatant was impaired since all the mixtures studied yielded lower glucose concentrations than the T. atroviride supernatant alone. On the other hand, the sum of the glucose and cellobiose concentrations was very similar for all enzymes (12.8 to 13.9 g/L), which was probably due to the FPU/g WIS dosage being the same.

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0

2

4

6

8

10

12

14

0:1 1:4 2:3 3:2 4:1 1:0

14.7 8.5 5.9 3.6 2.0 0.1

Rut C30/S:F-1663/S ratio (w:w)IU/FPU

Suga

r con

c. (g

/L)

CellobioseGlucose

Figure 21. Glucose and cellobiose concentrations after 96 h hydrolysis of washed SPS fibers with mixtures of enzymes produced on SPS slurry by T. reesei Rut C30 and T. atroviride F-1663 (Rut C30/S:F-1663/S ratio) (T: 40°C, pH 4.8, 50 g/L WIS, enzyme loading: 3 FPU/g WIS) In the next step, the aim was to investigate whether the saccharification of unwashed SPB, containing a high amount of xylan and xylose oligomers, could be improved by mixing of a good β-xylosidase- but poor β-glucosidase-containing enzyme (Cell) with a supernatant that has good β-glucosidase but low β-xylosidase activity (F-1663/B). Figure 22 shows that at the same enzyme loading (3 FPU/g WIS) the final glucose and xylose concentrations obtained on unwashed SPB with various Cell & F-1663/B mixtures were correlated to the β-glucosidase and β-xylosidase activities of the mixtures, respectively. The lowest glucose (3.5 g/L) and highest xylose (5.5 g/L) concentrations were obtained with Cell, whereas the highest glucose (6.7 g/L) and lowest xylose (4.3 g/L) levels were achieved with F-1663/B. The 2:5 Cell:F-1663/B mixture proved to be slightly more efficient than the other enzyme mixtures tested in terms of the sum of glucose and xylose monomers (11.3 g/L). The sums of glucose and cellobiose concentrations were almost the same for Cell and F-1663/B due to the use of the same loading, but the percentage of glucose

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was much higher in the case of the high-β-glucosidase-containing F-1663/B enzyme (88%) than with the commercial enzyme (48%).

Cell:F-1663/B ratio (FPA:FPA)

0

2

4

6

8

10

12

14

1:0 2:1 1:1 2:5 0:1

3.4 1.6 1.4 1.2 0.24

1.6 11 17 27 39

β-xyl. act. (IU/g WIS)

β-gluc. act. (IU/g WIS)

Suga

r con

c. (g

/L)

CellobioseXyloseGlucose

Figure 22. Glucose, xylose and cellobiose concentrations after 96 h of hydrolysis of unwashed SPB with various mixtures of Celluclast 1.5L (Cell) and the enzyme supernatant produced by T. atroviride F-1663 on SPB (F-1663/B). (T: 40°C, pH: 4.8, substrate concentration: 20 g/L WIS, enzyme loading: 3 FPU/g WIS) In previous studies, the β-glucosidase deficiency of Rut C30 has been overcome by co-culturing it with Aspergillus phoenicis, which is a good β-glucosidase-producing fungus [89-91]. The hydrolysis efficiency of the mixed enzymes was higher than that of commercial enzymes and the enzyme obtained from the single culture of T. reesei. Our hydrolysis results indicated that co-cultivation of Rut C30 and F-1663 would not result in an enzyme mixture with a better hydrolysis efficiency than the single culture of T. atroviride.

4.4 Simultaneous saccharification and fermentation

The main goal of the studies presented in this thesis was to develop Trichoderma mutants that produce efficient cellulolytic enzymes for the biomass-to-bioethanol

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process. Therefore, the final step of the work was to investigate how the enzymes produced in-house by the mutant T. atroviride F-1663 perform in SSF in comparison to in-house T. reesei enzymes and commercial cellulases. Unwashed SPS, containing both the solid and liquid fractions after pretreatment, was chosen as the substrate for SSF, because it contained the lowest amount of xylose among the steam-pretreated lignocellulosic materials used in this thesis (Table 6). This was important, since the wild-type Saccharomyces cerevisiae does not ferment pentoses to ethanol. Furthermore, unlike the other substrates, unwashed SPS did not contain xylan or xylose oligomers, and therefore, the use of the β-xylosidase-deficient T. atroviride enzymes was justified. The ethanol yield was based on the amount of glucan in the solid substrate and the soluble glucose and mannose in the liquid fraction present at the start of SSF. Glucose and mannose were the sugars fermented by the yeast used in this study. The ethanol yield was calculated assuming that 1 g of glucose or mannose theoretically gives 0.51 g of ethanol and 1 g of glucan gives 1.11 g of glucose. Since the substrate concentration used in the SSF studies was 50 g/L WIS, the theoretical ethanol concentration was 23.7 g/L (calculated from Table 6).

4.4.1 SSF using the whole broths in comparison to the supernatants

It was shown in Section 4.3.2.2 that using enzyme preparations from the good extracellular β-glucosidase-producing strain F-1663, and employing the whole fermentation broth of Rut C30, containing both the free and the bound enzymes, improve the hydrolysis of washed SPS. In the present study, the possibility of using these supernatants and whole broths was further investigated to produce ethanol from unwashed SPS in shake flasks. The enzyme loadings of 10 g enzymes (i.e. Rut C30 supernatant, Rut C30 whole broth, F-1663 supernatant or F-1663 whole broth) per g WIS corresponded to 5.4, ~5.1, 4.9 and ~4.2 FPU/g WIS, respectively. Enzyme dosage based on equal amounts of enzyme produced per g substrates (g enzyme/g WIS) was chosen instead of equal FPU per g WIS loading since the determination of the FPA of the whole fermentation broths was uncertain due to the presence of solid residues. Figure 23 shows the concentrations of sugars and ethanol as a function of time during SSF of unwashed SPS.

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(a)

0

2

4

6

8

10

12

14

16

0 12 24 36 48 60 72 84 96 108Time (h)

Con

cent

ratio

n (g

/L)

(b)

0

2

4

6

8

10

12

14

16

0 12 24 36 48 60 72 84 96 108Time (h)

Con

cent

ratio

n (g

/L)

Figure 23. Variation in concentration of sugars and ethanol with time during SSF of unwashed SPS in shake flasks using the enzyme supernatants (solid lines) and the whole fermentation broths (dashed lines) of T. reesei Rut C30 (a) and T. atroviride F-1663 (b) produced on SPS. Glucose (■), xylose+mannose+galactose (▲), cellobiose (○) and ethanol (●) (T: 35°C, pH 5, 50 g/L WIS, 3.5 g DM/L yeast, enzyme loading: 10 g supernatant or broth per g WIS) The glucose was quickly consumed and the concentration was less than 0.7 g/L already after 3 h with all the enzymes investigated. During the same period, a

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rapid increase in the ethanol concentration, up to 7.3-7.9 g/L, was observed. A considerable accumulation of cellobiose, up to 4 g/L, and only a small increase in the ethanol concentration (from 7.7 to 8.4 g/L) were observed after 8 h of SSF with the Rut C30 supernatant, due to the lack of free extracellular β-glucosidase enzymes (Figure 23a). In contrast, when the whole fermentation broth of the Rut C30 strain was used in SSF, the ethanol concentration increased to 14.4 g/L and the cellobiose concentration decreased to 1 g/L, due to the presence of bound β-glucosidase enzymes. In the case of the F-1663 enzymes (Figure 23b), the final cellobiose concentrations were below 1 g/L, and ethanol concentrations of 13.1 g/L and 15.7 g/L were achieved with the supernatant and the whole fermentation broth, respectively. Use of the whole broth instead of the enzyme supernatant increased the final ethanol yields (expressed as % of the theoretical) from 36% to 61% and from 55% to 66%, in the case of the T. reesei and the T. atroviride enzymes, respectively (Figure 24).

0

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Rut C30/S sup. Rut C30/S broth F-1663/S sup. F-1663/S broth

Enzymes

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Figure 24. Ethanol concentrations and yields (% of the theoretical) in SSF of unwashed SPS in shake flasks using the enzyme supernatants and the whole fermentation broths of T. reesei Rut C30 and T. atroviride F-1663 produced on SPS. The theoretical maximum ethanol concentration was 23.7 g/L. (T: 35°C, 96h, pH 5, 50 g/L WIS, 3.5 g DM/L yeast, enzyme loading: 10 g supernatant or broth per g WIS)

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These results showed that the role of bound enzymes was greater for the T. reesei strain than for T. atroviride, since the latter mostly produced free extracellular enzymes. These findings are in accordance with hydrolysis results using these strains on washed SPS in Section 4.3.2.2. Use of the whole fermentation broth of T. reesei in SSF of pure cellulose has been investigated previously by Schell et al. [85], who reported that the broth showed improvements in the ethanol yields of 8-25% over the supernatants. However, no study has so far been carried out using whole fermentation broths in the SSF of pretreated lignocellulosic materials.

4.4.2 SSF using in-house enzymes in comparison with commercial cellulases

The in-house-produced and the commercial enzymes were compared in SSF based on equal FPU/g WIS dosage. The β-glucosidase activities (in IU/g WIS) of the enzymes corresponding to 5 FPU/g WIS loading was the same as in the enzymatic hydrolysis in Section 4.3.1.2 (Table 10). The enzyme with the highest β-glucosidase activity, i.e. the concentrated F-1663/S supernatant, proved to be the most efficient in SSF of unwashed SPS (Figure 25). A final ethanol concentration of 18.0 g/L was achieved with this enzyme, which is about 10% higher than that obtained with the commercial cellulases. Although the commercial enzymes had quite different specific β-glucosidase activities, their efficiencies proved to be very similar, resulting in ethanol concentrations of about 16.5 g/L with both preparations. As expected, the lowest ethanol concentration (7.5 g/L) was obtained with the β-glucosidase-deficient concentrated Rut C30/S supernatant.

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02468

1012141618

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cent

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cent

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Figure 25. Variation in concentration of sugars and ethanol with time during SSF of unwashed SPS in 2-L fermentors using the 3:1 mixture of Celluclast 1.5L & Novozym 188 (a), AccelleraseTM 1000 (b), and the concentrated enzyme supernatants of T. atroviride F-1663 (c) and T. reesei Rut C30 (d) produced on SPS. Glucose (■), xylose + mannose + galactose (▲), cellobiose (○) and ethanol (●) (T: 35°C, pH 5, 50 g/L WIS, 2 g DM/L yeast, enzyme loading: 5 FPU/g WIS) The corresponding final ethanol yields (% of the theoretical) were found to be 76%, 70%, 69% and 31% for F-1663/S, Cell+Nov, Accellerase and Rut C30/S, respectively (Figure 26). During SSF using the T. reesei enzyme supernatant, an accumulation of up to 6.0 g/L cellobiose was observed, and at the end of SSF 1.3 g/L glucose were not consumed (Figure 25d), while both the glucose and the cellobiose concentrations were found to be around 0 g/L for the other enzyme preparations (Figure 25a, b and c).

a)

c) d)

b)

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0

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18

Cell+Nov Accellerase F-1663/S Rut C30/SEnzymes

Etha

nol c

onc.

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31%

76%69%70%

Figure 26. Ethanol concentrations and yields (% of the theoretical) in SSF of unwashed SPS in 2-L fermentors using the 3:1 mixture of Celluclast 1.5L & Novozym 188, AccelleraseTM 1000, and the concentrated enzyme supernatants of T. atroviride F-1663 and T. reesei Rut C30 produced on SPS. The theoretical maximum ethanol concentration was 23.7 g/L. (T: 35°C, 96h, pH 5, 50 g/L WIS, 2 g DM/L yeast, enzyme loading: 5 FPU/g WIS) In accordance with the results obtained from the hydrolysis of washed and unwashed SPS in Section 4.3.1.2, the performance of the different enzyme preparations in SSF at the same FPU/g WIS was found not to be directly correlated to the β-glucosidase content of the enzyme.

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5 SUMMARY

The work presented in this thesis shows the development of good β-glucosidase-producing Trichoderma atroviride mutants, the production of cellulolytic enzymes with the mutants on various steam-pretreated lignocellulosic substrates, and the application of the enzymes produced in-house in enzymatic hydrolysis and simultaneous saccharification and fermentation (SSF) of the pretreated materials. Enzyme production with T. atroviride strains T. atroviride F-1505 proved to be the most promising extracellular cellulase producer among more than 150 wild-type Trichoderma strains in a screening program performed in shake flask fermentation on steam-pretreated spruce (SPS) and willow (SPW), and was therefore selected as the parent strain for mutagenesis. No mutation-selection program has previously been carried out using cheap pretreated lignocellulosic materials, instead of pure cellulose, in order to find a good candidate strain for cellulolytic enzyme production. The new T. atroviride mutants, developed from F-1505 with UV-irradiation and chemical mutagenesis, proved to have excellent extracellular β-glucosidase activities and grew faster on pretreated lignocellulosic substrates than the control strain T. reesei Rut C30. Furthermore, the mutants produced significantly higher cellulase and β-glucosidase activities than the parent strain both in shake flask fermentation and in fermentors. The maximal FPA of the mutants was, however, about 5-30% lower than that of Rut C30. Enzymatic hydrolysis of steam-pretreated lignocellulosic substrates Due to high levels of extracellular β-glucosidase activities, enzyme supernatants of the T. atroviride strains hydrolyzed the pretreated lignocellulosic substrates to glucose more efficiently than the supernatant of Rut C30. Enzymes bound to the mycelia or to the lignocellulose residues proved to play a role in the hydrolysis, especially in the case of Rut C30. Application of the whole fermentation broths instead of the supernatants resulted in an improvement in the final glucose concentration of about 200% and 15% for Rut 30 and the T. atroviride strains, respectively. These results suggested that the T. atroviride strains mostly secreted free extracellular enzymes into the medium, while Rut C30 produced high amounts of bound enzymes. Due to bound enzymes, the

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use of the washed fermentation solids of T. reesei and those of the T. atroviride mutants as supplements to the low-β-glucosidase-containing Celluclast 1.5L, proved to improve the hydrolytic performance of this commercial preparation by 90-155%. Hydrolytic performance of the enzyme supernatants of T. atroviride F-1663 produced in-house was equal to that of commercial cellulases on each pretreated lignocellulosic substrates investigated in terms of the glucose produced at same FPU/g WIS enzyme dosage. However, the T. atroviride enzymes had relatively low ratio of β-xylosidase to xylanase activity and therefore hydrolyzed the xylan part of the substrates less efficiently, i.e. accumulation of xylose oligomers instead of xylose monomers was observed. Therefore, in order to degrade all the polysaccharides in substrates containing a high amount of xylan and/or xylose oligomers to monomeric sugars for bioethanol production, supplementation of the enzyme supernatants produced by the mutant F-1663 with additional β-xylosidase activity appears to be necessary to achieve good xylan conversion. Alternatively, more severe pretreatment conditions could be employed to break down the xylan content of the substrate more efficiently, rendering the addition of β-xylosidase in enzymatic hydrolysis unnecessary. However, at more severe pretreatment conditions, the concentration of the inhibitory compounds that limit the enzymatic hydrolysis would be higher. Another option could be the application of xylose oligomers accumulated during enzymatic hydrolysis for other purposes, such as for biogas production. Enzyme components in mixtures of crude T. reesei and T. atroviride fermentation supernatants acted synergistically in the FPA measurement, but did not show improved glucose production from washed SPS over the single supernatant of T. atroviride in long-term hydrolysis. When hydrolytic capacities of various mixtures of a commercial T. reesei enzyme and a produced T. atroviride supernatant were investigated on a high xylan-containing substrate, it appeared that the glucose yield correlated with the β-glucosidase activity, while the xylose yield correlated with the β-xylosidase level of the mixtures. The T. atroviride cellulases proved to have lower temperature optima for FPA assay (50°C) and for hydrolysis of washed SPS (40°C) than the Rut C30 enzymes (60°C for FPA and 50°C for hydrolysis), suggesting that enzymes produced by the mutants may be more suitable in applications requiring low temperature, e.g. ethanol production in SSF, while the Rut C30 enzymes are more stable at elevated temperatures. Interestingly, the temperature optimum

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measured for β-glucosidase activity was found to be higher (70°C) than that for FPA assay in the case of both the T. reesei and the T. atroviride enzymes. SSF of SPS using enzymes produced in-house The direct use of the crude fermentation supernatants and the whole broths of T. atroviride F-1663 and T. reesei Rut C30 in SSF of unwashed SPS was studied in shake flasks. In accordance with the results obtained in the enzymatic hydrolysis, the application of the whole broths enhanced the final ethanol yields compared to when only the supernatants were used. Greater improvement was observed in the case of the Rut C30 enzymes, where the use of the whole broth instead of the enzyme supernatant increased the final ethanol yield from 36% to 61% of the theoretical (based on the glucan, glucose and mannose content of unwashed SPS). However, the highest ethanol yield (66% of the theoretical) was obtained with the whole fermentation broth of T. atroviride. The concentrated supernatants of T. reesei Rut C30 and T. atroviride F-1663 were compared to commercial cellulases in SSF of unwashed SPS in lab-scale fermentors. The highest ethanol yield (76% of the theoretical) was achieved with the T. atroviride enzymes. Ethanol yields of about 70% of the theoretical were obtained with the commercial enzymes, whereas low ethanol yield (<35% of the theoretical) was obtained with the β-glucosidase-deficient T. reesei supernatant.

5.1 Conclusions

New enzymes, produced on-site on cheap lignocellulosic substrates by a Trichoderma strain with good FPA and high extracellular β-glucosidase activity (e.g. T. atroviride mutants) or enzyme preparations that also contain the cell-wall-bound β-glucosidase of T. reesei, could lead to more cost-effective production of second-generation bioethanol. The new T. atroviride mutants described in this thesis have the advantage of producing high levels of extracellular β-glucosidase activities, and may be potential strains of choice for the production of cellulases. The enzymes produced by the mutant T. atroviride F-1663 were found to be somewhat more efficient than commercial enzymes in the enzymatic hydrolysis and the production of ethanol by SSF of SPS. On the other hand, the mutant had the drawback of secreting suboptimal levels of β-xylosidase enzymes, leading to inefficient xylan conversion. However, the strain could be further improved by

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additional mutation experiments. Alternatively, more severe pretreatment conditions could be employed to break down the xylan content of the lignocellulosic substrates more efficiently, rendering the addition of β-xylosidase in enzymatic hydrolysis unnecessary. In the future, further improvement of the well-known cellulolytic strains and their enzyme complexes, optimization of the technology of enzyme production and screening for new cellulolytic microorganisms, could make lignocellulose hydrolysis, the bottleneck of the biomass-to-bioethanol process these days, more efficient.

5.2 New scientific findings

1. Good extracellular cellulase- and β-glucosidase-producing mutants were developed from the wild-type strain Trichoderma atroviride F-1505 (Paper I).

2. Due to high levels of extracellular β-glucosidase activities, the enzyme supernatants produced in-house by the new T. atroviride mutants proved to have better hydrolytic potentials than the T. reesei Rut C30 supernatants and the commercial Celluclast 1.5L preparation on steam-pretreated willow (SPW) (Paper I) and spruce (SPS) (Papers II and III).

3. The T. atroviride cellulases produced in-house proved to have about 10°C lower temperature optima than the Rut C30 enzymes for both short- and long-term hydrolysis (Paper II). This fact can be beneficial in simultaneous saccharification and fermentation (SSF).

4. The use of the whole fermentation broth of T. reesei Rut C30, containing both the free and the bound enzymes, significantly improved the glucose yield in enzymatic hydrolysis (Paper II) and the ethanol yield in SSF (Paper III) compared to the fermentation supernatant. This suggested that T. reesei had high amount of mycelium-bound β-glucosidase enzymes, whereas the T. atroviride strains mostly secreted free extracellular β-glucosidases (Papers II and III).

5. The enzymes produced in-house by the mutant T. atroviride F-1663 proved to be more efficient than commercial preparations in SSF of SPS at equal FPA/substrate loadings (Paper III).

6. Due to the low ratio of β-xylosidase to xylanase activity, the supernatants produced by T. atroviride F-1663 on various steam-pretreated lignocellulosic

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substrates hydrolyzed the xylan and the xylose oligomers found in steam-pretreated wheat straw and sugarcane bagasse less efficiently than the commercial preparation tested. It was shown, that while T. reesei wild-type strains and mutants produce low levels of extracellular β-glucosidase, the new T. atroviride mutants secrete suboptimal quantities of β-xylosidase (Paper IV).

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ACKNOWLEDGEMENTS

Above all, I am most grateful to Professor Guido Zacchi, for giving me the possibility to carry out most of my experiments in the “ethanol group” at the Department of Chemical Engineering (LU, Sweden). Thank you for always being helpful and supportive! Thank you for the many useful pieces of advice throughout the years! And most of all, thank you for preventing me from giving up my PhD studies halfway! I would like to acknowledge my supervisor, Dr. George Szakács, for giving me the opportunity to start my PhD studies in his group at the Department of Applied Biotechnology and Food Science (BME, Hungary), and for helping me carry out my research at different interesting places around the world. Special thanks to Dr. Mats Galbe, for always being available and for helping me in all kinds of “emergencies” in the lab. I would like to thank all my former and present colleagues, and especially - Viviána Nagy, for sharing all those unforgettable experiences while working together in India and Malaysia, and for her friendship; - Borbála Erdei, for being my best friend and colleague in Sweden; - Dóra Dienes for reading the manuscript and giving me helpful suggestions. I am grateful to the Swedish Energy Agency for the financial support. Köszönettel tartozom családomnak és barátaimnak, hogy mindvégig kitartóan támogattak és bíztattak. Last but not least, I would like to thank Leo for his love and patience throughout my PhD studies. Hvala dragi!

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STATEMENT

I, the undersigned, hereby declare that this PhD thesis was written by me, and I only used the sources indicated in the reference list. NYILATKOZAT Alulírott Kovács Krisztina kijelentem, hogy ezt a doktori értekezést magam készítettem és abban csak a megadott forrásokat használtam fel. Minden olyan részt, amelyet szó szerint, vagy azonos tartalomban, de átfogalmazva más forrásból átvettem, egyértelműen, a forrás megadásával megjelöltem. Lund, 2009.11.16. Kovács Krisztina

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LIST OF PUBLICATIONS

This thesis is based on the following papers, which were referred to in the text by their Roman numerals.

I. Kovacs K, Megyeri L, Szakacs G, Kubicek CP, Galbe M, Zacchi G. (2008) Trichoderma atroviride mutants with enhanced production of cellulase and beta-glucosidase on pretreated willow. Enzyme and Microbial Technology 43:48-55. IF (2008): 2.375

II. Kovacs K, Szakacs G, Zacchi G. (2009) Comparative enzymatic

hydrolysis of pretreated spruce by supernatants, whole fermentation broths and washed mycelia of Trichoderma reesei and Trichoderma atroviride. Bioresource Technology 100:1350-7. IF (2008): 4.453

III. Kovacs K, Szakacs G, Zacchi G. (2009) Enzymatic hydrolysis and

simultaneous saccharification and fermentation of steam-pretreated spruce using crude Trichoderma reesei and Trichoderma atroviride enzymes. Process Biochemistry 44:1323-9. IF (2008): 2.414

IV. Kovacs K, Macrelli S, Szakacs G, Zacchi G. (2009) Enzymatic

hydrolysis of steam-pretreated lignocellulosic materials with Trichoderma atroviride enzymes produced in-house. Biotechnology for Biofuels 2:14.

Other publications by the author Nampoothiri KM, Nagy V, Kovacs K, Szakacs G, Pandey A. (2005) L-leucine aminopeptidase production by filamentous Aspergillus fungi. Letters in Applied Microbiology 41:498-504. Kovacs K, Szakacs G, Pusztahelyi T, Pandey A. (2004) Production of chitinolytic enzymes with Trichoderma longibrachiatum IMI 92027 in solid substrate fermentation. Applied Biochemistry and Biotechnology 118:189-204.

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Oral presentations and posters Kovacs K, Zacchi, G, Szakacs, G. Cellulase production, enzymatic hydrolysis and ethanol production on steam-pretreated spruce using Trichoderma atroviride mutants. 31st Symposium on Biotechnology for Fuels and Chemicals, San Francisco, USA, May 3-6, 2009. (poster) Kovacs K, Szakacs, G, Zacchi, G. Cellulase production, enzymatic hydrolysis and ethanol production on steam-pretreated spruce using Trichoderma atroviride mutants. The Second Annual Workshop of Biotechnology for lignocellulose biorefineries, Biel, Switzerland, Dec. 4-5, 2008. (oral presentation) Kovacs K, Zacchi, G, Szakacs, G. Cellulase production and hydrolysis of steam-pretreated spruce using Trichoderma atroviride mutants for bioethanol production. 16th European Biomass Conference & Exhibition, Valencia, Spain, June 2-6, 2008. (poster) Kovacs K, Megyeri, L, Szakacs, G, Galbe, M, Zacchi, G. Fermentation and hydrolysis experiments with new Trichoderma mutants in comparison with Trichoderma reesei Rut C30. 9th International Workshop on Trichoderma and Gliocladium, Vienna, Austria, Apr. 6-8, 2006. (poster) Kovacs K, Megyeri, L, Szakacs, G, Chipeta, Z, Christopher, L. Production of xylanase with low cellulase activity on eucalyptus soda aq pulp in solid state fermentation by Trichoderma strains. 9th International Workshop on Trichoderma and Gliocladium, Vienna, Austria, Apr. 6-8, 2006. (poster) Kovacs, K, Szakacs, G, Nagy, V, Szendefy, J, Megyeri, L, Takacs, K, Poppe, L, Pandey, A, Tengerdy, RP, Christopher, L, Che Omar, I. Production of enzymes by solid-state fermentation. 1st Central European Forum for Microbiology (CEFORM) and the annual meeting of the Hungarian Society for Microbiology, Keszthely, Hungary, Oct. 26-28, 2005. (oral presentation) Szakacs, G, Megyeri, L, Kovacs, K, Zacchi, G. Selection of Trichoderma mutants with enhanced cellulase production and resistant to catabolite repression. 8th International Workshop on Trichoderma and Gliocladium, Hangzhou, China, Sept. 20-23, 2004. Journal of Zhejiang University, Agriculture and Life Sciences, 30(4): 433 (2004). (poster)

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Kovacs, K, Szakacs, G, Pusztahelyi, T. Production of chitinolytic enzymes with Trichoderma longibrachiatum IMI 92027 in solid substrate fermentation. 8th International Workshop on Trichoderma and Gliocladium, Hangzhou, China, Sept. 20-23, 2004. Journal of Zhejiang University, Agriculture and Life Sciences, 30(4): 434 (2004). (poster) Kovacs, K, Szakacs, G, Christopher, L. Xylanase production by Trichoderma strains in solid substrate fermentation. 8th International Workshop on Trichoderma and Gliocladium, Hangzhou, China, Sept. 20-23, 2004. Journal of Zhejiang University, Agriculture and Life Sciences, 30(4): 436 (2004). (poster) Kovacs, K, Nagy, V, Szakacs, G. Biotechnology at Budapest University of Technology and Economics, Hungary. International Seminar on Biotechnology, Sree Ayyappa College For Women, Chunkankadai, India, Febr. 10, 2004. (oral presentation) Kovacs, K, Szakacs, G, Pusztahelyi, T, Pandey, A. Production of chitinase with Trichoderma longibrachiatum IMI 92027 and separation of isoenzyme components. 14th International Congress of the Hungarian Society for Microbiology, Balatonfüred, Hungary, Oct. 9-11, 2003. (poster) Kovacs, K, Megyeri, L, Zacchi, G, Szakacs, G. Trichoderma mutants capable of producing cellulase on pretreated spruce and willow. 14th International Congress of the Hungarian Society for Microbiology, Balatonfüred, Hungary, Oct. 9-11, 2003. (poster) Kovacs, K, Szakacs, G, Pandey, A. Production of chitinase with Trichoderma longibrachiatum IMI 92027 by solid substrate fermentation. International Conference on the Emerging Frontiers at the Interface of Chemistry and Biology (ICB-2003), Trivandrum, India, Apr. 28-30, 2003. (poster)


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