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Professionalism + Ethics

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Page 1: Professionalism + Ethics

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Professionalism + Ethics

presented by Jason Beehler

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How?

2

What?

Why?

Our Role

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Part OneHow did we get here?

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AttentiveFairRespect

Good WriterOrator

Open-minded

PerspectiveProactive

Thoughtful

Logical

Detail-Oriented

Just

ControlledSmart

HonestHard Working

Focused

Considerate

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French thinker

1831-32

“Democracy in America”

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“In America, there are no nobles or literary men, and the people are apt to mistrust the wealthy; lawyers consequently form the highest political class and have the most cultivated portion of society.”

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Joe Jamail Depo in Texas for case in Delaware

It goes about as well as that last depo

Jamail calls opposing counsel an a**shole

Belittles his trial skills

Says “You could gag a maggot off a meat wagon.”

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Joe Jamail

Show cause why you shouldn’t be barred from ever appearing in Delaware again.

I’d rather have a nose on my ass

than ever appear in Delaware again.

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CBA Survey 500 non-lawyers polled

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Public Opinion of Lawyers

Make Too MuchGreedyCaringEthicalHonest

Put Clients 1stSolve Problems

Smart

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More interested in making money than serving clients?

Agree/Strongly agree47%

Disagree/Strongly disagree

41%

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Lack fundamental integrity?

Agree/Strongly agree19%

Disagree/Strongly disagree

60%

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Use complicated language most people cannot

understand?

Agree/Strongly agree60%

Disagree/Strongly disagree

33%

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Arrogant?

Agree/Strongly agree40%

Disagree/Strongly disagree

45%

No opinion15%

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Only available for rich people?

Agree/Strongly agree48%

Disagree/Strongly disagree

38%

No opinion14%

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Source of Opinion

News + Media

Don't Know

Friend's Experience

Overall Impressions

Lawyers I Know

TV

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Even lawyers don’t like lawyers

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Dissatisfied with life19%

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Would not become lawyers again24%

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Do not desire to remain in law practice 46%

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Felt lonely/remote from others42%

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Consume 3-5 alcoholic beverages a day16%

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are unhappy with their careers

Lawyers say that they…

wouldn’t become lawyers again

wouldn’t advise others to become lawyers

hope to leave practice of law

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I am no longer comfortable working for a group largely populated by gossips, backstabbers and Napoleonic personalities.

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In fact, I dare say that I would rather be dressed up like a piñata and beaten than remain with this group any longer.

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I wish you continued success in your goals to turn vibrant, productive, dedicated associates into an aimless, shambling group of dry, lifeless husks.

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Part TwoWhat is professionalism?

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Take 5 minutes and think of an example of unprofessional behavior that you have experienced.

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Pessimistic

CynicalLiarsUptight

VainStubborn

UnreasonableConceited

Dispassionate

Poor Social Skills

Out of Touch

Mean

ControllingBossy

UnhappyOverbearing

Don’t return calls

Egotistical

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ABA Commission Report (1986)

Social changes of the 50s, 60s + 70s

Rise in number of attorneys

Younger Bar

Kinship among specialists > bar as whole

Technology

Expense of litigation

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What does professionalism

mean?

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“We know what it is, we just can’t

describe it.”

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+ Ethics/integrity+ Competence/independence+ Meaningful CLE+ Civility+ Obligations to justice

system and rule of law+ Pro bono

Jerome J. Shestack(ABA)

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Chief Justice Veasey(Delaware)

“Trouble Spots”+ Rambo tactics+ Gouging on windfall fees+ Misleading advertising+ Frivolous motions+ Handling matters beyond

capability+ Disingenuous dealings

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“Ethics is that which is required and

professionalism is that which is expected.”

Georgia Supreme Court

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__________________________________________________________

__________________________________________________________

Professionalism

Ethics

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Howbadis it?

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1992

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Commission on Professionalism

To promote professionalism among attorneys

+Monitor + coordinate professionalism in courts, bar associations + law schools+Develop educational materials

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1997

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A Lawyer’s CreedA Lawyer’s Creed

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Aspirational Ideals

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Lawyers’ primary obligations are to the institutions of law and

the betterment of society

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In the end, it’s simple…

don’t be a jerk

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Part ThreeWhy should we care?

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To Opposing Party

You are a sh*! head PhD

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To Judge

You are a marginal incompetent

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To Opposing Counsel

[insert obscenities here]

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Court’s Response

Part of the role of an attorney is to remove

himself from the emotions of the moment

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Part 3: Our Role

Part FourOur role

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Why did you want to be a lawyer?

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AttentiveFairRespect

Good WriterOrator

Open-minded

PerspectiveProactive

Thoughtful

Logical

Detail-Oriented

Just

ControlledSmart

HonestHard Working

Focused

Considerate

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CBA Survey 500 non-lawyers polled

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Most Favorable Things Lawyers Do?

Help people41%

17%Protect Rights

21%Provide good representation

12%Uphold Justice

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“What is, however, surprising and unsettling is how reluctant

attorneys have been to address conditions of practice over which

they have control. “

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What would improve your impression of lawyers?

Communicate more honestly with clients

89%

More fully explain fees to clients

85%

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Do

Review local rules

Arrive on timeCooperate on scheduling

Be preparedBe courteous and civil

Go off the record if necessary

Disconnect devices

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Don’tDepose to burden/harass

Coach the deponentInstruct witness not to answer

Beat opponent to the punchBe rude or degrading

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Do

Be prepared

Arrive on timeDress appropriately

Stand when addressing judgesBe accurate

Stipulate to facts not in dispute

Disable electronic devices

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Don’tAd hominem attacks

React negatively or display angerInterrupt

“You’ve committed reversible error”Move freely without consent

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Ohio tips on our handout

Are standards of professionalism

learned behaviors?

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Be part of the solution

Mind your mannersCooperateBe reasonable

MentorUse available resources

So . . .

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Part 3: Our Role

Litany of Charges

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1. C.I.

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Armengaurepresents C.I.

C.I. has evidence

against 2 others

C.I. plea agreement,

“fully cooperate”

Armengausigns the 2

others as clients

Armengaueventually removed

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1.7 – Conflict of Interest

1.9 – Duties to Former Clients

3.3 – Candor toward the tribunal

1.3 - Diligence

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2. Pack

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Armengaurepresents Pack

(possession)

Also represents Stephenson (passenger)

Stephenson indicted for

murder

Pack has evidence against

Stephenson

Armengaueventually removed

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1.7 – Conflict of Interest

1.9 – Duties to Former Clients

3.3 – Candor toward the tribunal

1.3 - Diligence

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3. Martin

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Armengaurepresents

Martin

Martin sentenced to 10

years

Armengau files for judicial

release

Application untimely

(frivolous)

Armengaudoesn’t return

fee

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1.7 – Conflict of Interest

1.9 – Duties to Former Clients

3.3 – Candor toward the tribunal

1.3 - Diligence

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4. Maschke

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Armengaurepresents Maschke

$15,000 flat fee to appeal

Armengau fails to file transcript

Appeal dismissed

Armengaudoesn’t return

fee

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1.3 – Diligence

1.4 – Communication

1.5 – Clearly excessive fee

1.1 - Competence

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5. Money

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Commingled personal & IOLTA funds

Misappropriated client funds

Non-client funds to keep IOLTA afloat

Didn’t give clients refunds

Didn’t maintain ledgers

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1.3 – Diligence

1.15 – Client funds

8.4 - Dishonesty

1.1 - Competence

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6. Ads

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“Armengau & Associates” “Specialization”

Lists other states of practice

Didn’t give clients refunds

Didn’t maintain ledgers

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7.5 – Firm name/letterhead

7.4(e) - Specialty

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7. Indictment

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Sexual assault Kidnapping Gross indecency

Gross sexual imposition Rape

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7.2 – gifts to clients

8.4 – illegal acts

8.4 – Dishonesty/fitness

1.7 - conflict

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8. Professionalism

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“you will end up rotting in

prison”“What you say

means nothing”“You are a very

dishonest person”

“You’re going to sink like the

Titanic”“Have a

wonderful day”

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Part 3: Our Role

Procedural History

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Order of Proceedings

1 Indictment

2 CBA Proceeding

4 Felony Suspension

3 Conviction

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Thank You!

Jason H. [email protected] ohiolegalethics.com


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