CHAPTER SIX
Occupational Chemicals:Metabolism, Toxicity, and Mode ofActionSheila Flack, Leena A. Nylander-FrenchDepartment of Environmental Sciences and Engineering, Gillings School of Global Public Health, Universityof North Carolina at Chapel Hill, CB# 7431, Rosenau Hall, Chapel Hill, North Carolina, USA
Contents
1.
ProgISShttp
Introduction
ress in Molecular Biology and Translational Science, Volume 112 # 2012 Elsevier Inc.N 1877-1173 All rights reserved.://dx.doi.org/10.1016/B978-0-12-415813-9.00006-4
164
2. Structure and Function of Biological Membranes 1672.1
Lungs 167 2.2 Skin 168 2.3 Eyes 171 2.4 Gastrointestinal tract 1723.
Quantitative Approaches in Exposure Assessment 173 3.1 Occupational versus environmental exposures 173 3.2 Inhalation exposure 174 3.3 Dermal exposure 174 3.4 Ingestion exposure 175 3.5 Exposure and dose metrics 1754.
Integrating Biological Monitoring and Toxicology into Risk Assessment 177 4.1 Biomarker selection 177 4.2 Biomarker validation 181 4.3 Exposure modeling 183 4.4 Exposure–dose modeling 186 4.5 Toxicokinetics and toxicodynamics 1885.
Emerging Issues and Technologies 191 5.1 Variability and uncertainty 191 5.2 Gene–environment interaction 192 5.3 In vitro models in risk assessment 1956.
Research Needs and Data Gaps 197 6.1 Developing and conducting exposure monitoring studies 197 6.2 Interpreting biological monitoring studies 198 6.3 Evaluating toxicogenomic studies for risk assessment 1997.
Concluding Remarks 200 References 201163
164 Sheila Flack and Leena A. Nylander-French
Abstract
Workers experience large interindividual variability in exposure and biological responsefollowing exposure to chemicals. Quantitative methods to investigate occupationalexposures and their relationship with biomarker levels, toxicokinetics of chemicals,and gene–environment interactions in disease development can be performed to un-lock the black-box paradigm in exposure–disease associations. Exposure to a chemicalat work is generally greater than that experienced in the wider environment. While in-halation exposure has traditionally been the main focus in exposure assessment, there isgrowing awareness of the significance of contact and uptake of chemicals throughdermal and ingestion routes. Biological monitoring can provide information on expo-sure and uptake of a chemical, biological response to exposure, early subclinicalchanges, and susceptibility for disease. Thus, biomarkers can provide an important linkbetween exposure and disease and may be an important tool for risk assessment. In-tegration of toxicology with exposure assessment, dose–response, and toxicogenomicscan be used to improve one's understanding of exposure–disease relationships andshape risk assessment strategies to protect worker health.
1. INTRODUCTION
In order to understand the causes of diseases in human populations,
associations are sought between various exposures and disease using an
approach termed “black-box” epidemiology. The hypothesized causal link
between exposure and disease is termed “black box” because the causal link
is unknown (“black”) but its existence is implied (“box”).1 One important
limitation of the black-box approach is that it identifies risk factors but not an
explanatory theory for how disease arises, which limits the development of
effective prevention and intervention strategies.2 Therefore, a complemen-
tary “mechanistic” approach is required to identify molecular-based mech-
anisms for occupational disease development, such as asbestosis and silicosis.3
By integrating these two approaches, a broader conceptualization of the
exposure–disease framework (i.e., systems theory approach) can be utilized
to unlock the black-box paradigm.4 This more expansive view changes the
simplistic black-box approach and allows for development of more compre-
hensive investigations on disease etiology and methodologies for evaluating
prevention and intervention strategies.
The mechanistic approach to determine how an exposure to a chemical
produces adverse effects in humans, in both occupational and environmental
settings, is based in toxicology research. Therefore, the main goal of toxi-
cology is to establish causal links between exposure and disease, and thus,
165Toxicology of Occupational Chemicals
toxicology plays a fundamental role in risk assessment. Establishing causal links
is achieved not only through conducting dose–response analyses in laboratory
animals to obtain toxicity estimates but also by investigating how toxicants are
absorbed, distributed, and metabolized in animal models and scaled to the
human body. The bioavailability of toxicants depends upon the exposure
level, rate of uptake into systemic circulation, retention or residence time
in storage tissues, biotransformation into water-soluble compounds, and elim-
ination from the body. Interindividual differences in how various toxicants are
metabolized or in DNA repair capacity and efficiency based on genotypic
polymorphisms may influence individual susceptibility to disease. Conse-
quently, large uncertainties exist along the exposure–dose continuum that will
influence interpretation of human health risks.
Biological monitoring, in conjunction with exposure monitoring, is fre-
quently applied in occupational exposure assessment to reduce uncertainties in
exposure and risk assessment. Biological monitoring involves a direct mea-
surement of biomarker levels in human specimens (e.g., blood, urine, saliva).
The concomitant quantification of exposure and biomarker levels can provide
information regarding variability and time trends in exposure.5 Biomarker
data can be included in a variety of computational models to evaluate exposure
at the individual or population level and be used to predict the incidence or
outcome of disease.6,7 Biomarkers provide a better understanding of exposure
factors, permit the estimation of biological effective dose arising from
exposure, provide a more sensitive assessment of effects, allow for earlier
recognition of health outcomes with long latency periods, and set priorities
for research on human health effects.8 A biological monitoring framework
can be developed and used as a guide to interpret biomarker data, identify
knowledge gaps, develop new studies to answer exposure and risk-based
questions, prioritize research needs, and integrate knowledge across
multiple scientific disciplines to improve understanding of human health
risks.6 Consequently, biological monitoring data can be used to meet one
of the most critical objectives of risk assessment: to determine whether
individuals or a population are at increased risk of experiencing adverse
health effects associated with an exposure to a specific substance. For these
reasons, biological monitoring is quickly becoming the “gold standard” of
environmental exposure assessment.9
A great strength of biological monitoring data is that it represents an
integration of exposure from all sources and routes, which provides an im-
portant perspective on overall exposure.5 However, measuring biomarkers
alone does not provide adequate information for calculating health risks. For
166 Sheila Flack and Leena A. Nylander-French
any particular chemical exposure, risk assessment can be summarized with
the equation
Risk¼Toxicity�Exposure: ½6:1�Toxicity studies are necessary to identify a hazard and to establish a
relationship between administered dose and health effects. The use of phys-
iologically based pharmacokinetic (PBPK) modeling supports the interpre-
tation of biological monitoring data in the context of exposure
reconstruction and risk characterization. Aided with toxicokinetic knowl-
edge, biological monitoring data can represent short-term exposure or a cu-
mulative internal dose due to repeated exposure. PBPK models have been
used to improve understanding of absorption, distribution, metabolism, and
excretion (ADME) processes for a variety of chemicals and often work in
conjunction with studies on their mode of action (i.e., biochemical interac-
tions that produce their toxic effect). Hence, toxicity and toxicokinetic stud-
ies provide the means to unlock black-box epidemiology by linking
exposure and biological monitoring data to health outcomes and, therefore,
enable improved calculation of risk in exposed populations (Fig. 6.1).
- Intra- and interindividual variation
- Intra- and interindividual variation
- Intra- and interindividual variation
- Intra- and interindividual variation
- Toxicity studies
- Toxicogenomics- Toxicokinetic modeling
Exposure
Biological Monitoring
Toxicology research
Disease
“Black Box”
Figure 6.1 Approaches to unlock “black-box” epidemiology to better informexposure–disease associations.
167Toxicology of Occupational Chemicals
The objective of this chapter is to describe how toxicology can be uti-
lized in the context of occupational exposure assessment to better inform
individual susceptibility and disease risk within an exposed population.
The biological membranes through which chemicals enter the body are
described and metabolism within each type of membrane is compared. In
addition, the current knowledge base for exposure characterization, biolog-
ical monitoring strategies, PBPKmodeling, animal toxicity, and the integra-
tion of these studies is presented to determine human health risk. Lastly,
several important current and future areas of research and technologies that
have emerged as a result of advances in genomic research, bioinformatics,
and computational tools, which have created exciting possibilities for new
applications of toxicology in human health risk assessment, are summarized.
2. STRUCTURE AND FUNCTION OF BIOLOGICALMEMBRANES
2.1. Lungs
The lungs are the main organs of the respiratory system and serve severalimportant functions: (1) gas exchange (oxygen and carbon dioxide), (2)
removal of waste and toxins, and (3) defense against infection and harmful
substances (e.g., dirt, bacteria, viruses). The lungs are the largest organ of the
respiratory system (80 m2), which enables easy and efficient exchange of ox-
ygen and carbon dioxide between the body and the environment. Approx-
imately 10% of the lung volume is made up of solid tissue, while the
remainder is filled with air and blood. The functional structure of the lungs
can be divided into the gas exchange region and the conducting airways
(dead space). Gas exchange occurs in the alveolus, where blood flow and
inspired air are separated only by a thin tissue layer. During inspiration,
air enters the conducting airways reaching the alveoli where oxygen is ex-
changed for carbon dioxide through simple diffusion. During expiration,
carbon dioxide and other waste products diffuse out to the external environ-
ment. The body’s entire blood volume passes through the lungs each minute
in the resting state (approximately 5 l/min).
In addition to gas exchange, the lungs have a number of metabolic func-
tions. Bronchial epithelial cells, such as Clara cells, are known to be a pri-
mary defense against pulmonary toxicants. These epithelial cells express
chemical-metabolizing enzymes that are involved in the biotransformation
of inhaled environmental chemicals10 through phase 1 and 2 metabolism
(Fig. 6.2). Phase 1 involves activation of the parent compound by oxidizing
Elimination
EliminationReaction with DNA
Inactive metabolites
Inactive metabolitesActive metabolitesXenobioticPhase 1 Phase 2
Phase 1
Figure 6.2 Metabolism of xenobiotics to inactive and active metabolites by phase 1 en-zymes (predominately CYP family) via oxidation and to inactive metabolites by phase 2enzymes via conjugation (e.g., by glucuronidation, sulfonation).
168 Sheila Flack and Leena A. Nylander-French
enzymes, such as cytochrome P450 (CYP)-dependent enzymes, to highly
reactive intermediates. In phase 2, the highly reactive intermediates may
bemetabolized by other enzymes, such as transferases, to more water-soluble
metabolites that can leave the cells. The major chemical-metabolizing
enzymes expressed in bronchial epithelial cells are the phase 1 CYP superfam-
ily of enzymes, which catalyze the oxidative metabolism and metabolic acti-
vation of chemical compounds in the lung.11 Phase 2 enzymes, such as
glutathione-S-transferases (GST) and N-acetyltransferases (NAT), are also
expressed in bronchial epithelial cells and aremainly considered to be involved
in the detoxification of several chemical compounds. These phase 2 chemical-
metabolizing enzymes may also, in certain conditions, contribute to toxic
pathways. For example, Clara cells have been shown to be important in
the detoxification of styrene,12 a chemical that is widely used in the plastics
industry with extensive exposure and possible risk of cancer. In the lung,
impairment of NAT activity by oxidative damage, such as air pollution,
may alter biotransformation of aromatic amines and result in important tox-
icological consequences.13 Therefore, these studies demonstrate the important
role of the lungs in chemical uptake, metabolism, and detoxification.
2.2. SkinThe skin is the largest human organ by weight (about 16% of the body
weight) and serves as an anatomical barrier. The skin is also an important
organ for containing chemical metabolism and dynamic immune response
systems. It was long viewed only as a passive physical barrier between the
body and the environment. But within the last few decades, skin has been
shown to possess significant metabolic capacity due to enzymes located
169Toxicology of Occupational Chemicals
mainly in the epidermis. Many chemicals can be absorbed and metabolized
in the skin where they can interact with nucleophilic macromolecules and/
or components of the skin immune system.While the skin is recognized as a
target for environmental and occupational chemical exposures, very little is
known about the basic functions of chemical metabolism in human skin and
its role in mediating drug/chemical-induced adverse effects (e.g., allergy,
cancer).14
Human skin is composed of two primary layers: (1) the epidermis, which
provides the barrier and metabolic functions, and (2) the dermis, a highly
vascularized layer that is the location for the appendages of the skin (i.e., hair
follicles, sweat glands, sebaceous and apocrine glands, lymphatic vessels, and
blood vessels). The epidermis, consisting of the stratum corneum (outer
layer) and the viable epidermis (inner layer), has complex and diverse func-
tions. The stratum corneum forms the waterproof, protective barrier and is
made up of 20–30 thin layers of continually shedding, dead keratinocytes.
The viable epidermis is composed of four layers: (1) stratum lucidum (trans-
lucent layer), (2) stratum granulosum (granular layer), (3) stratum spinosum
(spinous layer), and (4) stratum basale (innermost, basal layer). The epithe-
lium is maintained by cell division within the basal layer, and the differen-
tiated cells are displaced through the epidermal layers. In the stratum
corneum, the cells lose their nucleus and fuse to form squamous sheets,
which are eventually shed from the surface. The entire epidermis is replaced
by new cell growth over a period of about 48 days.
Three important cell types of the epidermis are melanocytes, Merkel
cells, and Langerhans’ cells. Skin color is due to the production of melanin
by melanocytes located in the stratum basale. Merkel cells, which are clear
cells found in the stratum basale, are involved in detecting somatosensory
stimuli (e.g., pain, temperature, touch). The Langerhans’ cell is found in
the upper stratum spinosum and is part of the immune system. In skin
exposure and infections, Langerhans’ cells take up and process microbial
antigens to become fully functional antigen-presenting cells. Once in the
lymphoid tissue, the antigen-presenting cells activate T-cells, facilitating
immune response.
In addition to structural barrier and immune response function, there is
increasing evidence for a biochemical barrier function of the skin. While the
liver is considered the principal organ of chemical and xenobiotic metabo-
lism, the metabolic capabilities of the skin must not be discounted. In human
skin, chemicalmetabolismoccurs through at least three phases. Phases 1 and 2
are involved in activation and transformation to water-soluble metabolites,
170 Sheila Flack and Leena A. Nylander-French
respectively (Fig. 6.2). Phase 3 is mediated by influx and efflux transporter
proteins that are present in cutaneous cells, such as keratinocytes and
antigen-presenting cells. Therefore, skin provides the capability for active
uptake, biotransformation, and transport of a range of chemicals including
drugs, solvents, and carcinogens.
In Table 6.1, a skin cocktail of CYP enzymes is compared with a liver
CYP cocktail to reflect differences in metabolic capacity in these two sys-
tems (e.g., CYP1B1 and CYP2B6 are present in skin but not in the liver).15
CYP1B1 activates various environmental carcinogens, such as polycyclic
aromatic hydrocarbons (PAHs), while CYP2B6 metabolizes several
chemicals, such as nicotine and some anticancer drugs. CYP1A1 and
CYP1A2 play prominent roles in the metabolic activation of carcinogenic
PAHs and heterocyclic aromatic amines/amides, respectively, to reactive in-
termediates, leading to toxicity and cancer.16 Tissue-specific expression and
Table 6.1 Comparison of cytochrome P450 isoenzymes and compounds that theymetabolize in the liver versus skin cytochrome P450 cocktaila
CYPisoenzyme
Liver(pmol)
Skin(pmol) Xenobiotics that are metabolized
1A1 – 3.6 PAHs (e.g., benzo[a]pyrene)
1A2 20 – PAHs (e.g., compounds in cigarette smoke)
1B1 – 2.0 Procarcinogens (e.g., PAHs)
2B6 – 0.035 Nicotine, anticancer drugs (cyclophosphamide,
ifosphamide)
2C9 17 – Therapeutic drugs (e.g., warfarin, phenytoin, losartan)
2C19 8 – Anticonvulsive drugs (e.g., mephenytoin, diazepam,
omeprazole)
2D6 3 – Analgesics (e.g., codeine, dihydrocodeine, tramadol)
2E1 11 11 Anesthetics, ethanol, industrial toxins (e.g., benzene,
dimethylformamide)
3A4 45 – Many drugs (e.g., acetaminophen, codeine, diazepam,
erythromycin), some steroids and carcinogens
3A5 – 5.6 Therapeutic drugs (e.g., nifediprine, cyclosporine)
Total 104 22
aFindings from Merk.15
PAH, polycyclic aromatic hydrocarbon; CYP, cytochrome P450.
171Toxicology of Occupational Chemicals
metabolism of chemicals could lead to the relative proportion of reactive
metabolites produced in the skin to differ from those in the liver.15 Little
is known about the association between the distribution of reactive products
and toxicological effects in various tissues. For example, CYP1A2, which is
the predominant form of the two CYP1Amembers in the liver, is capable of
activating various carcinogens, which give rise to extrahepatic tumors.17
Therefore, it is possible that CYP1A2 represents a case in which activation
occurs in the nontarget tissue and reactive products are transferred to the
target tissue.
Metabolism by CYP enzymes is dependent upon a variety of factors,
including organ, tissue, route and time of administration, individual factors
(e.g., age, gender), multiple concomitant exposures to different agents, and
pathophysiological conditions.16 In addition, genotypic polymorphisms
may influence interindividual differences in chemical activation/deactiva-
tion, which would, thus, contribute to differences in disease susceptibility.
Investigating the roles of various organs and tissues in metabolism and de-
toxification would help understand the interindividual variability in disease
risk with chemical exposure.
2.3. EyesThe eyesmay also be another route of entry for chemicals in the occupational
setting. Typically, ocular exposures occur during handling of chemicals
resulting in accidental splashes or overspray into unprotected eyes. For exam-
ple, agricultural workers are at high risk of ocular exposure to pesticides and
associated ocular toxicity.18 Fortunately, the eye is well protected against
absorption of foreign materials due to the presence of eyelids, tear flow,
and the cornea and conjunctival epithelial barriers of the eye. Furthermore,
although the mammalian eye is seldom considered as an organ of chemical
metabolism, the capacity for phase 1 and phase 2 metabolic activities is pre-
sent.19Most ocular tissues have a rich blood supply, except for the cornea and
lens. The retina receives its blood supply from the retinal artery, which enters
the eyeball along the optic nerve. The outer layer of the retina is adherent to
the choroids, which is a highly vascular tissue that supplies the outer segment
of the retina and the other optic structures with nutrients and oxygen.20 The
blood–ocular barrier regulates the entrance of circulating compounds and
transports metabolic by-products and/or toxicants out of the eye. The three
major sites of transport for polar nutrients into the eye are the uvea, which
consists of the ciliary body and iris, the retina, and the lens.21
172 Sheila Flack and Leena A. Nylander-French
Phase 1 metabolic activities are highest in the ocular structures adjacent
to regions of highest uveal blood flow.19 CYP metabolizing enzymes,
monoamine oxidase, cholinesterase, glucuronidase, and aldehyde dehydro-
genase have been found in ocular tissues of mammals, including
humans.22–26 The aldehyde dehydrogenase of the ocular tissues has been
proposed to be involved in ethanol metabolism, lipid peroxidation, and
carbohydrate metabolism.27 Several studies have shown that various
tissues of the eye are also capable of phase 2 conjugation activity; the iris/
ciliary body had the highest GST activity, while the cornea exhibited the
highest activities for NAT and sulfotransferases.28 In addition, ocular
activity for these phase 2 enzymes has been compared to that of the liver
and other extrahepatic organs. The NAT activity in the iris/ciliary body
was nearly as high as that in liver, kidney, or intestine, whereas the GST
activity in the iris/ciliary body was 89% of the activity in the intestine,
and the sulfotransferase activity of the cornea was greater than the same
activity measured in the kidney.19 This supports the hypothesis that the
eye, particularly the cornea, is susceptible to exposure to chemical
compounds and therefore possesses the capacity for chemical biochemical
transformation and elimination.
2.4. Gastrointestinal tractThe gastrointestinal (GI) tract is another important route of entry for
chemicals and is a prominent part of the immune system. The GI tract gen-
erally refers to the stomach and intestine but sometimes to all the structures
from the mouth to the anus. The low pH of the stomach is fatal for most
microorganisms that enter it, and the presence of enzymes, such as CYP3A4,
is important in the detoxification of antigens and chemicals.29 The presence
of gut microflora can produce compounds that induce or inhibit detoxifica-
tion activities. Pathogenic bacteria can produce toxins that enter circulation
and enhance susceptibility to disease combined with exposure to chemicals.
In addition, gut microflora has the ability to remove some conjugation moi-
eties, such as glucuronosyl side chains, converting the chemical to its original
and allowing it to reenter circulation.
The GI tract can be divided into four layers: mucosa, submucosa, muscle
layers, and serosa. The mucosa (innermost layer) is responsible for the
absorption, digestion, and secretion of ingested compounds. Hence, the
mucosa is responsible for the important processes in digestion. The mucosa
is highly specialized in each organ of the GI tract and thus varies structurally
173Toxicology of Occupational Chemicals
depending on the different functions of these organs. For example, the
mucosa can be folded in order to increase surface area within the small in-
testine, which allows for enhanced absorption of water and nutrients. Com-
promised barrier function of the mucosa will easily allow chemicals to transit
into circulation without opportunity for detoxification. Thus, healthy gut
mucosa is important in reducing toxic load.29
The GI tract is lined with epithelial cells whose cellular membranes are
permeable to small, uncharged (nonionic) solutes. Hence, whether or not a
molecule is ionized will affect its absorption into the circulatory system. The
pH of the environment will determine the proportion of a particular sub-
stance that will be ionized. A weak acid will be in their nonionic form in
the acidic environment of the stomach, while weak bases will be in their
nonionic form in the basic environment of the intestines. Facilitated passive
diffusion and active transport are additional processes that allow compounds
with low lipid solubility (e.g., glucose) to penetrate cell membranes. Follow-
ing absorption in the stomach or small intestine, compounds are taken up
into the liver and undergo first-pass metabolism.
3. QUANTITATIVE APPROACHES IN EXPOSUREASSESSMENT
3.1. Occupational versus environmental exposures
Exposure to chemicals at work is generally greater than that experienced inenvironmental settings.30 For example, a farmer’s exposure to pesticides will
be several orders of magnitude greater than residents who are environmen-
tally exposed to pesticides that are emitted from a nearby farm or using pes-
ticides in the home. However, the intensity and duration of environmental
exposures may vary greatly. Residents using pesticides in the home may be
exposed throughout the day compared to a farmer spraying pesticides for
only a couple of hours per day. In addition, the route of exposure may also
be different depending on whether the exposure is occupational or environ-
mental. A farmer applying pesticide may inhale the product and/or have
pesticide deposited on the skin and absorbed into his body. This is in contrast
to environmental or consumer-type exposures in which an individual’s
exposure may occur solely by ingestion of unwashed produce or by transfer
from hand to mouth. Different populations may become exposed to a sub-
stance differently, given the same situation. Children and infants are likely to
experience greater ingestion of pesticide residues than adults due to their
mouthing behavior and greater contact with floor surfaces. While it is
174 Sheila Flack and Leena A. Nylander-French
convenient in risk assessment to consider exposed groups in discrete bound-
aries of occupational, environmental, and consumer-type exposure, it is
important to remember that in the real world, exposure is a complex process
influenced by the magnitude, duration, and routes of exposure, as well as a
variety of personal and environmental factors in a number of different
settings.
3.2. Inhalation exposureInhalation exposure has traditionally been the main focus in occupational ex-
posure assessment. Chronic occupational diseases, such as silicosis from expo-
sure to mineral silica, asbestosis and mesothelioma from inhaling asbestos, and
asthma from exposure to diisocyanates, are well recognized and docu-
mented.31–34 Solvents have been shown to cause chronic toxic
encephalopathy, and trichloroethylene exposure has been implicated in
renal cancer in epidemiology studies.35,36 Workers in the polyurethane
industrial sector are exposed to diisocyanates, which are potent lung and
dermal sensitizers and a major cause of work-related asthma worldwide.37
Inhalation exposure is typically measured by drawing a volume of
workplace air using a personal sampling pump and measuring the material
that has deposited on an attached filter or sorbent, which is often placed in
the breathing zone of the worker. The total mass collected is then divided
by the volume of air sampled to obtain a concentration expressed as mg/
m3, ppm, or fibers/ml. A variety of validated sampling and analytical
methods exists for a wide range of chemicals and pollutants, such as
benzene,38 trichloroethylene,39 nitrogen dioxide,40 and sulfur dioxide.41
3.3. Dermal exposureDermal exposure to a variety of chemicals, such as epoxy resins and form-
aldehyde, can lead to irritant or allergic contact dermatitis. Many lipophilic
chemicals can be absorbed readily through unbroken skin and enter the
bloodstream. Dermal exposure and uptake of pesticides and solvents is con-
sidered a significant problemwithin occupational settings. Nonetheless, der-
mal exposure is much less understood compared to inhalation exposure, and
the current methods applied in dermal sampling are nonstandardized and
suffer from methodological issues. Dermal sampling methods can be
grouped into three main categories: surrogate skin, visualization, and
removal techniques. Studies have used surrogate skin techniques, such as
patches or body suites, to collect material that would have been deposited
175Toxicology of Occupational Chemicals
on the skin surface.42,43 These methods do not measure what fraction will be
absorbed into the skin and hence can overestimate exposure fractions.
Visualization methods use fluorescent tracers to provide information on the
area of skin exposed and, though analysis of fluorescence intensity, the
semiquantitative amount of material deposited.44,45 However, difficulty of
use and their introduction into commercial products has limited their
application in dermal exposure assessment. Removal techniques may
involve wiping or washing materials that remain on the skin surface after
the exposure event.44,46 These methods do not measure what has already
been absorbed into the skin and, hence, can underestimate exposure. Tape
stripping, another removal technique, samples the amount of chemical in
the stratum corneum.47–50 In tape stripping, part of the stratum corneum is
removed, and the rate and extent of dermal absorption may be quantified.
Several occupational exposure studies have demonstrated tape stripping to
be predictive of internal dose, which can be of great benefit in exposure
assessment and epidemiology studies.48,51–53
3.4. Ingestion exposureIngestion exposure to chemicals is not well understood but can be an impor-
tant route. Workers involved in crop harvesting may have considerable in-
gestion exposure to pesticides.54Workers handling products containing lead
(e.g., lead paints, lead batteries) may also experience ingestion exposure to
lead if basic hygiene practices are not followed.55,56 Ingestion exposure is
difficult to assess directly but can be carried out using biological
monitoring when contribution from other routes is well understood.
Data from urine or blood samples can be combined with PBPK models
to enable estimation of how much is absorbed from the ingestion route.57
In addition, ingestion exposure can be assessed using data on surface
residues and observing work practices and activities for hand-to-mouth
and object-to-mouth contact.
3.5. Exposure and dose metricsIn epidemiology, cumulative exposure (CE) is the most commonly used
exposure metric to express the total amount of chemical available to be
absorbed by the subject:
CE¼Xn
1
E� t; ½6:2�
176 Sheila Flack and Leena A. Nylander-French
where CE is the cumulative exposure, E is the exposure concentration for a
given job or task, and t is the duration of the exposure. Exposure from each
task is summed across a particular period of time to obtain the CE value for
that subject. This metric, however, does not necessarily indicate the biolog-
ically relevant exposure that can be related to health effects. Checkoway and
Rice suggested that excursions above a certain exposure level (i.e., relative
peak or daily maximum exposure metric) may be better related to certain
disease processes than CE.58 When detoxification occurs by enzyme pro-
cesses that are induced at a certain threshold level, relative peak exposure
metrics may be more closely linked with health effects. Consequently,
selection of an exposure metric should identify the essential factor of the
exposure that causes the health effect (i.e., the metric should be closely
linked with the disease process).30
Exposure assessment does not usually end with the measurement of ex-
posure concentration because that information alone is not useful in
predicting risk of developing adverse health effects unless it is converted
to dose. Biological monitoring plays an important role in providing data
on dose, of which several different types are relevant to exposure estima-
tion (Fig. 6.3).59 The potential (total) dose is the amount of chemical that
could be ingested, inhaled, or deposited on the skin. The applied (contact)
dose is the portion of the potential dose in direct contact with molecules of
the body’s absorption barriers, such as the skin, lung tissue, and GI tract,
and available for absorption. The internal (absorbed) dose, sometimes
called “body burden,” is the portion of the applied dose that is absorbed
into the body through biological membranes (e.g., the lungs, skin, GI
tract) and is therefore available for metabolism, transport, storage, or elim-
ination. The delivered (tissue) dose is the portion of the internal dose that
reaches a tissue of interest. The biologically effective (target) dose is the
portion of the delivered dose that reaches the site(s) of toxic action. PBPK
models predict the portion of the potential dose that is absorbed, delivered
to target tissues, metabolized, and excreted. Thus, biological monitoring
can be used to identify high priority exposures, evaluate the effectiveness
of intervention and prevention strategies, recognize time trends in expo-
sure, establish reference ranges of tissue concentrations, and provide inte-
grated dose measurements.59 Moreover, biological monitoring can be used
to investigate the inter- and intraindividual variability in response to
exposure and, thereby, identify susceptible individuals/groups for further
evaluation of health risks.
Emission Source
Pathways
Exposure Concentration
Applied Dose
Internal Dose
Biologically Effective Dose
Biological Effect(s)
BiologicalMonitoring
Intake
External
Internal
Absorption Barriers
(skin, lung tissue, GI tract)Uptake
Adverse Effect(s)
Delivered Dose
Potential Dose
Figure 6.3 Dose types relevant to biomonitoring within exposure assessmentframework (modified from Pirkle et al.59).
177Toxicology of Occupational Chemicals
4. INTEGRATING BIOLOGICAL MONITORING ANDTOXICOLOGY INTO RISK ASSESSMENT
4.1. Biomarker selection
Biological monitoring is not a new phenomenon. For more than a century,physicians and industrial hygienists have monitored body fluids in worker
populations for exposure to a variety of hazardous substances. Clinical med-
icine provides historical and contemporary lessons on the value of measuring
body fluids for indicators of adverse health risk.9 The expanding availability
of biomarkers in exposure assessment and epidemiology offers increasing
potential to apply biomarker data to evaluate exposure, quantify dose,
and predict health effects in exposed populations. The absorbed doses for
hundreds of chemicals can be measured by looking for biomarkers of
178 Sheila Flack and Leena A. Nylander-French
exposure in human tissues and fluids, including saliva, blood, urine, hair,
feces, breast milk, and fingernails. For unchanged chemicals (i.e., parent
compounds), such as heavy metals, polychlorinated biphenyls (PCBs),
and solvents, the biomarker measured is the chemical absorbed into the
body. For chemicals that are metabolized/biotransformed in the body,
the biomarker measured is the metabolite of the chemical (e.g., phenol as
a biomarker for benzene). In addition, endogenously produced molecules
can be used as exposure markers for some compounds (e.g.,
acetylcholinesterase enzyme activity can be the biomarker for uptake of
organophosphate pesticide). Biomarkers of effect can also include disease
markers, molecular changes, and cellular/tissue changes (e.g., DNA adducts,
protein adducts, and sperm count can reflect the effects of some chemical).
Genotypes responsible for interindividual differences in enzymes involved in
bioactivation and detoxification of chemicals are recognized as biomarkers
of susceptibility to toxicity. Table 6.2 summarizes common biological
matrices and corresponding chemicals that have been sampled and analyzed
in occupational exposure studies.
Table 6.2 Biological matrix and chemicals analyzed in occupational exposureassessment studiesBiologicalmatrix
Chemicals(examples)
Type ofsamples Collection Issues References
Blood Low MW
compounds,
gases, metals,
pesticides,
semivolatile
organics,
VOCs,
diisocyanates
Whole
blood, red
blood cells,
white blood
cells, plasma,
protein
Invasive,
quick,
requires
trained
phlebotomist
Plasma can be
analyzed for
lipophilic
substances
60–62
Breath Gases,
semivolatile
organics,
volatile
organics
Mixed air,
alveolar air
Noninvasive,
quick,
requires air
sampling
apparatus
Represents
recent
exposure
63
Hair Cotinine,
metals, PCBs
Scalp Noninvasive,
standardized
collection
location
High potential
for external
contamination
64–66
Table 6.2 Biological matrix and chemicals analyzed in occupational exposureassessment studies—cont'dBiologicalmatrix
Chemicals(examples)
Type ofsamples Collection Issues References
Saliva Metals,
pesticides,
semivolatile
organics
Mixed saliva Noninvasive,
easy for
participant
Potential for
contamination
from materials
in mouth
67,68
Skin Volatile
organics,
pesticides,
diisocyanates
Top skin
layer
(stratum
corneum)
Tape
stripping,
noninvasive
Measures
absorption into
skin, can
standardize by
keratin content
48–50
Urine Low MW
compounds,
metals,
mutagens,
pesticides,
semivolatile
organics,
diisocyanates
Spot or grab
samples, first
morning
void, 24-h
urine
samples, total
urine void
Noninvasive May have to
standardize to
creatinine
concentration
or specific
gravity
48,53,69,70
PAHs, polycyclic aromatic hydrocarbons; PCBs, polychlorinated biphenyls; PBDE, polybrominateddiphenyl ethers.
179Toxicology of Occupational Chemicals
Chemicals and/or their metabolites that are readily absorbed through bi-
ological membranes are distributed through blood vessel networks within the
body. Hence, blood is one of the most frequently used matrices to measure
biomarkers of exposure and calculate dose. Additionally, many relevant bio-
markers of effect, which include early biological response as well as clinical
effects, can be measured in blood. For example, widespread perturbation of
gene expression following chronic benzene exposure among workers was ob-
served, indicating gene expression biomarkers of early effects.71 Therefore,
blood biomarkers can provide the apparent link between exposure, dose,
and health effect. Abundant blood proteins, such as albumin and hemoglobin,
can be isolated andmeasured for protein adducts.72,73 Because the lifespan of a
red blood cell is 90–120 days, and the half-life of albumin is 20 days, protein
adducts may reflect past exposures to chemicals. However, collecting blood is
invasive and many oppose having their blood drawn. Blood sample volume is
relatively small, which may limit detectability of biomarkers and the number
180 Sheila Flack and Leena A. Nylander-French
of assays performed. Additionally, blood concentrations may not be accurate
measurements of the total body burden of lipophilic compounds, such as
heavy metals, which concentrate in fatty tissues and tend to have long
biological half-lives. Therefore, knowledge on the magnitude and timing
of exposure and the distribution/elimination kinetics of these compounds
in the body is important in interpreting and utilizing blood biomarker data
in risk assessment.
Urine is often the preferred sample for collection in biological monitoring
programs.Urine collection is noninvasive, and the sample volumes can be large,
which facilitates sample collection and analysis relative to blood. However, for
many chemicals, it may not be a reliable indicator of exposure because it often
contains excreted metabolites instead of parent compounds. Lipophobic (i.e.,
hydrophilic) compounds have relatively short biological half-lives and tend
tometabolize rapidly. Theirmetabolites are evenmore lipophobic than the par-
ent compounds and are excreted in the urine. Consequently, assessment of ex-
posure to nonpersistent compounds is generally conducted using urinary
biomarkers, and concentrations are reported as the amount/volume in urine
or on an adjusted basis using creatinine, specific gravity, or osmolality.74 How-
ever, interindividual differences in phase 1 or 2 metabolism of chemicals due to
genetic polymorphisms can complicate exposure–dose and dose–response
associations. For example, there has been increased attention focused on the role
of genetic factors in modifying individual susceptibility to asthma. Polymor-
phisms in GST or NAT genes may result in interindividual variation in GST
or NAT enzyme activities that are involved in 1,6-hexamethylene diisocyanate
metabolism, and could lead to an increased risk of asthma development.75
Workers possessing the slow N-acetylator phenotype may excrete less acety-
lated metabolites than those with the fast N-acetylator phenotype and, thus, fa-
vor oxidation pathways that may increase the risk of disease development.76
Thus, the types and relative amounts of metabolites formed as well as suscep-
tibility of disease are partially driven by the worker’s genetic makeup.
The timing of sample collection requires detailed knowledge of
toxicokinetics of the compound. Some compounds have both short- and
long-term elimination kinetics (i.e., biphasic elimination) due to the variable
excretion of formed protein adducts and unbound metabolites, which can
also influence exposure–dose relationships.53 Urine tests, such as urine
osmolality, protein level, and creatinine clearance, can be used to assess
kidney function, which can adversely affect chemical metabolism and
clearance. Lastly, urine collection is often employed in large-scale exposure
assessment and epidemiology studies due to ease of sample collection.
181Toxicology of Occupational Chemicals
Selection of the appropriate tissue or fluid for biological monitoring is
based on the properties of the particular compound of interest and, in some
cases, the time interval since the last exposure.9 For example, certain lipophilic
chemicals, including dioxins, PCBs, and organochlorine pesticides, have long
biological residence times in the body (months or years), whereas lipophobic
chemicals, such as organophosphate pesticides and volatile organic com-
pounds, have relatively short biological residence times (hours or days) and
undergo rapid metabolism and excretion in the urine. Therefore, lipophilic
chemicals are typically measured in blood and lipophobic chemicals are mea-
sured in urine. The time since the last exposure and toxicokinetics of the com-
pound can also play a role in determining the best biological specimen for
analysis. For example, benzene, a nonpersistent compound, is excreted rela-
tively rapidly (within hours), and urine is collected immediately following
exposure.77 Therefore, urine or blood collection should be tailored according
to the exposure pattern and physical–chemical properties of the compound.
4.2. Biomarker validationValidation of biomarkers of exposure, effects, and susceptibility occurs at
three levels: (1) sample collection and stability, (2) sensitivity and reproduc-
ibility of analytical method, and (3) sensitivity and specificity of the biolog-
ical marker itself to the exposure or health effects. For biomarkers of
exposure, the biological marker must demonstrate that an exposure is occur-
ring or has occurred, and can be used to separate individuals on the basis of
their level of exposure. The temporal relevance of the marker, identifying
background variability, and determining potential confounding factors are
important components of biomarker validation. Temporal relevance is crit-
ical since it relates the timing of exposure to the appearance of a measurable
biomarker and to the duration of time that the biomarker is measurable fol-
lowing cessation of exposure. Validation of a biomarker occurs in the lab-
oratory, pilot, and ultimately in population studies, which will demonstrate
application of the biomarker in environments that most closely resemble the
population exposure settings under investigation.
For occupational exposure assessment, compound-specific markers of
exposure, such as blood lead concentrations,maybe thepreferred choice.How-
ever, compound-class-specific markers (e.g., PAH–DNA adducts) or non-
specific markers (e.g., acetylcholinesterase inhibition) may be available.
Dialkylphosphatebiomarkers (i.e., dimethylphosphate, dimethylthiophosphate,
dimethyldithiophosphate, diethylphosphate, diethylthiophosphate, and
182 Sheila Flack and Leena A. Nylander-French
diethyldithiophosphate) are compound-class-specific markers of organophos-
phorus pesticide (OP) exposure. For example, dimethylphosphate is the bio-
marker for malathion, dichlorvos, and mevinphos, exposure, while
diethylphosphate is the biomarker for thion, terbufos, and diazinon exposure.78
Different OPs can cause different health effects; some cause developmental or
reproductive harm, some are carcinogenic, and others are known or suspected
endocrine disruptors. Therefore, association between biomarkers of OP expo-
sure and health risksmay require some knowledge of the exposure environment
andwhich pesticides are being used.Nonspecificmarkers of contaminants (e.g.,
non-chemical-specificbiological changes) as indicatorsofexposuremaybemore
sensitive than externalmeasures of exposure to predict an individual’s total dose.
Acetylcholinesterase inhibition is widely regarded as a good biomarker of
exposure to OPs. However, acetylcholinesterase activity is also inhibited by
metals, organochlorines, herbicides, and surfactants, which has led to questions
regarding the use of acetylcholinesterase inhibition as a specific marker of OP
exposure.79 Because nonspecific markers are neither source- nor chemical-
specific, characterizationof thevariabilityof thesemarkers inhumanpopulations
is an important validation component prior to use in exposure assessment.
The complexity of exposures from occupational and/or environmental
sources and interindividual variability in response to exposure can result in ad-
ditive, multiplicative, or antagonistic effects on health end points. For exam-
ple, smoking status and occupations with known risk for bladder cancer
demonstrated a multiplicative effect between these two factors on risk of uri-
nary tract cancer.80Conversely,NATpolymorphismmay be a protective bio-
marker of susceptibility, indicating an antagonistic effect for developing
disease; subjects with the NAT1 allele 10 had a significantly reduced risk of
developing bladder cancer.81 Greater than additive joint effects were observed
for the presence of the Ala/Ala genotype (i.e., polymorphism in the manga-
nese superoxide dismutase gene, Ala-9Val), smoking, radiation to the chest,
and occupational exposure to ionizing radiation on breast cancer develop-
ment, while antagonism was observed between the Ala/Ala genotype and
the use of nonsteroidal anti-inflammatory drugs.82 Such complex interactions
between various exposure scenarios and individual susceptibility markers on
disease development require multiple phases of biomarker validation, ranging
from establishing analytical reliability (e.g., sensitivity and specificity) of the
biomarker to evaluating the relationship between external variables (i.e.,
chemical exposure) on the association between the biomarker and health out-
come and to investigating the associations between exposure, biomarker, and
health outcome in population studies.
183Toxicology of Occupational Chemicals
Ideally, biological monitoring data from environmental or occupational
settings are supported by quality control, analytical standardization, avail-
ability of control groups, and other mechanisms to limit uncertainty and var-
iability.5 Biological monitoring programs for assessing exposures to
environmental chemicals generally require that the measurements of the rel-
evant analytes are at much lower concentrations than needed in clinical or
animal toxicology studies, thus posing considerable analytical challenges.
Therefore, biological monitoring approaches for assessing exposures to en-
vironmental chemicals must employ analytical methods with high sensitivity
and specificity to limit the uncertainty for measuring low-level concentra-
tions. Analytical methods used for quantifying exposure and biomarker
levels should also demonstrate reproducibility, particularly at the low levels
of exposure. Improved analytical capabilities make possible the accurate and
precise measurement of many chemicals at low levels in the environment
and in human specimens, demonstrating human exposure to and absorption
of chemicals, and often their ADME in exposed populations.5
4.3. Exposure modelingDirect and indirect exposure measurements involve several important issues:
measurements may be expensive and difficult to obtain, provide only a single
snapshot of exposure at a given time, and vary greatly between individuals in
the same exposure setting. Measurements will vary between people in the
same environment (interindividual variation) and for the same person over
time (intraindividual variation). Therefore, exposure assessment should at-
tempt to assess the variability in exposure between people and across a period
of time through repeated sampling. The ideal measure of exposure (e.g.,
breathing-zone concentration) should accurately reflect the dose or biolog-
ically relevant amount of material absorbed into the body. Exposure model-
ing can address these issues to some extent by providing a mechanism to
mathematically characterize exposure variability and a means to evaluate
exposure when data measurements are sparse or absent.
Exposure models can be divided into three broad categories: statistical,
deterministic, or probabilistic models. Statistical (e.g., regression) models are
generally numerical best fits between collected exposure measurements and
potentially related factors (e.g., personal protective equipment (PPE)). Such
models cannot be considered reliable for predicting exposures outside the
original study population and environmental setting without validating
them for that specific purpose. Deterministic (or physical) models are based
184 Sheila Flack and Leena A. Nylander-French
on logical constructs of the physical environment and human behavior. Such
models need to be validated using exposure data and can in principle be used
for exposure prediction in new populations and environmental settings. De-
terministic assessments use point assessments of specific variables to generate
a single estimate of exposure and risk based on various assumptions about the
exposure scenario. Deterministic assessments often begin with the worst-
case assumptions (e.g., maximum application rate of pesticide), then can
be refined by more realistic values that remain point estimates (e.g., average
application rate per day).
For short-term or acute operator exposure assessments, regulatory pro-
cedures require the assessment to address maximum permitted application
parameters. Thus, each deterministic assessment provides a single value
estimate for exposure regardless of the input information. Therefore, the
advantages of the deterministic approach are that it is easy to conduct com-
pared to probabilistic assessment and that input variables do not require ex-
tensive supporting databases. In addition, a single risk estimate is easy to
understand, and the risk assessment process has been developed around
the deterministic approach to risk assessment, which is already well under-
stood among industry groups and regulators. The primary disadvantage of
the deterministic approach to exposure and risk assessment is that large
amounts of knowledge regarding patterns and exposure potential are not in-
corporated into exposure assessment. In addition, the variability and uncer-
tainty that surrounds the point estimate of exposure are not reflected, and
there is hidden compounding of conservatism built into the point estimate.83
In contrast, probabilistic exposure models incorporate the measured or
estimated distributions of the input variables (e.g., dermal and inhalation
exposure levels), and thus, they produce more realistic population exposure
distributions than deterministic models. In probabilistic risk assessment, one
or more variables in the risk equation are defined as a probability distribution
rather than a single number. Regulatory decisions regarding operator or
consumer exposure to pesticide products have traditionally been based on
deterministic exposure assessments. However, with the development of
computer modeling and exposure databases, probabilistic assessments, some-
times referred to as Monte Carlo analysis because of the underlying use of
probabilities, are being developed more frequently and utilized in regulatory
processes.
The most common numerical technique for probabilistic risk assessment
is Monte Carlo simulation. All probabilistic assessments utilize the distribu-
tion of possible occurrences for the input variables in the exposure or risk
185Toxicology of Occupational Chemicals
assessment algorithm. Based on the statistical description of the distribution
of each variable, the probability program will randomly select a discreet rep-
resentative point estimate for that variable. When the same algorithm is cal-
culated repeatedly, the distribution of predicted outputs begins to represent
the range of possible outcomes for the exposure assessment of interest.
Monte Carlo simulation integrates varying assumptions, usually about expo-
sure, to come up with possible distribution (or ranges) of risk. Therefore,
probability analysis uses all the information available to provide a more
accurate and detailed assessment of possible exposure outcomes instead of
a single point deterministic assessment. The main advantage of the probabi-
listic approach is that it can provide a quantitative description of the degree
of variability or uncertainty (or both) in risk estimates. The quantitative anal-
ysis of variability and uncertainty can provide a more comprehensive char-
acterization of risk than is possible with the deterministic approach. Another
important advantage of the probabilistic approach is the additional informa-
tion and potential flexibility it affords the risk manager. The risk manager can
select a specific upper-bound level from the high-end range of percentiles of
risk, rather than high-end point values. The primary disadvantages of the
probabilistic approach are that generally it requires more time, resources,
and expertise on the part of the assessor, reviewer, and risk manager than
a deterministic approach. Also, the distribution of the likely outcomes un-
covers the higher end of the exposure distribution, which can receive too
much focus while having small chances of occurrence.83
Probabilistic risk assessment is an important tool in risk management strat-
egies. For example, a non-dietary exposure probabilistic model was developed
for regulatory purposes regarding pesticide products, based on the use of
databases available to assess operator or residential non-dietary exposure.83
Here, the goal of the probabilistic assessment was to characterize the variability
and uncertainty in the exposure and risk assessment. In the process, the vari-
ables that impart the greatest influence on determining exposure can be
determined, which can become the focal points of exposure mitigation strat-
egies that are identified by the risk assessment.While these assessments utilize a
greater amount of data available to assess exposure, the complexity of the
exposure and risk assessment is increased. Therefore, guiding principles
among regulatory agencies, industry, and affected populations are needed
to assess exposures and interpret the outputs of these assessments.
Many process or scenario-specific exposure models exist to predict
exposures among populations.30 The U.S. Environmental Protection
Agency (EPA) has developed a variety of exposure assessment tools and
186 Sheila Flack and Leena A. Nylander-French
models to help evaluate what happens to chemicals when they are used and
released into the environment and how workers, the general public, con-
sumers, and aquatic ecosystems may be exposed to chemicals.84 In regard
to occupational exposure, the Wall Paint Exposure Assessment Model
helps predict the likely level of a worker’s exposure to chemicals during
brush or roll painting activities. Among the other tools available is the
Chemical Screening Tool for Exposures and Environmental Releases.
The system allows users to enter data about a particular product and typical
use scenarios to estimate occupational inhalation and dermal exposures to a
chemical during industrial and commercial manufacturing, processing, and
use operations involving the chemical. Another tool is the Use Clusters
Scoring System, which screens clusters of chemicals that are used in a par-
ticular work task. The system uses health risk or toxicity scores for each
chemical to calculate an overall cluster score, which is an indicator of po-
tential risk for the cluster.
4.4. Exposure–dose modelingA fundamental issue in the quantitative aspect of exposure assessment is the
characterization of interindividual variability in exposure. The pattern of ex-
posure may differ within individuals, groups, or populations. For example,
workers in the same factory may have different exposures as a result of dif-
fering work habits.85 Therefore, observational schemes should not be relied
upon by investigators to guarantee that groups of workers are uniformly ex-
posed. Biomarkers represent one strategy to assess interindividual variability
in exposures whenmeasured environmental concentrations do not differ be-
tween individuals. Genotype, dietary habits, body mass index, state of
health, lifestyle habits (e.g., smoking), and behavior may all play a role in
determining an individual’s exposure. Predictive models describing the
relationship between chemical exposure and biomarkers can be used to
identify the major routes of exposure (i.e., dermal, inhalation, ingestion),
and workplace and individual-level covariates that modify these relation-
ships (e.g., engineering controls, PPE use). These models may also be used
to investigate interindividual variability in metabolism to better understand
susceptibility to disease, such as NAT or GST gene polymorphisms.
Linear regression models have been used to demonstrate relationships
between occupational exposure to chemicals and biomarker levels in blood
and urine,52,53,60,73,86 indicating the utility of these biomarkers in exposure
assessment. Logistic regression, or generalized linear modeling, has also been
187Toxicology of Occupational Chemicals
used to investigate associations between biomarker levels and PPE use, which
is important in evaluating intervention and prevention strategies.86,87 Linear
mixed effectsmodeling can be implemented to identify themain determinants
of exposure levels88,89 and biomarker levels52,86 where repeated measures
have been performed. Mixed models are statistical models that incorporate
both fixed and random effects in making predictions of a dependent
variable (e.g., biomarker concentration). The models are useful in settings
where repeated measures are made on the same statistical unit (e.g.,
worker) over time. Due to the likelihood of serial correlation with
repeated measures, the mixed model approach would be appropriate
method for biological samples, where biomarkers may persist for extended
periods.
The general form of the linear mixed model investigating the association
of exposure concentration, as well as workplace covariates, and biomarker
concentration is
Yij ¼ b0þb1X1ijþb2X2ijþaiþ eij; ½6:3�where Yij represents the log-transformed biomarker concentration (the jth
measurement obtained for the ith worker), X1ij represents the log-
transformed exposure concentration (e.g., inhalation exposure), X2ij
represents the covariate being tested (e.g., respirator use), b1 and b2 representregression coefficients of the explanatory variables, b0 represents the
intercept, and ai and eij represent the random effects associated with the
worker (ai for i¼1, 2, . . ., n worker) and an error term (eij for j¼1, 2,
. . ., N measurement for the ith worker). The between- and within-worker
variance can be expressed as s2b and s2w, respectively, and the total variance
is s2Y¼s2bþs2w. It is assumed that Yij is normally distributed with mean
my¼b0þb1X1ijþb2X2ij and variance s2Y.These statistical models have been used to evaluate the association be-
tween exposure and biomarker concentrations, and how personal and work-
place covariates, such as PPE use, modify these associations. For example,
protective and engineering controls, such as coverall use and ventilated
booth type, have been shown to affect blood and urine concentration levels
of 1,6-hexanediamine, a biomarker of 1,6-hexamethylene diisocyanate
exposure among painters in the auto-repair industry 52,86. Identifying
sources of the between- and within-worker variability in biomarker
measurement would be important in investigating prevention and
intervention strategies to reduce exposures and help validate biomarkers
for use in exposure assessment.
188 Sheila Flack and Leena A. Nylander-French
4.5. Toxicokinetics and toxicodynamicsToxicokinetics describes the ADME of an exogenous compound, while
toxicodynamics describes the actions and interactions of the compound
within an organism or tissue. Understanding the toxicokinetics and
toxicodynamics of an agent is critical for the development and use of bio-
markers of exposure and investigation of their relationship with exposure
and health effects. Characterizing the ADME of exogenous compounds is
important for both the understanding and application of the mode of action
in predicting toxicity. Differences in toxicokinetics and toxicodynamics across
species, individuals, and exposure patterns (routes, level, duration, frequency)
can lead to different biological effects for the same total exposure to a chem-
ical. Thus, information on toxicokinetics and toxicodynamics can be used to
establish the relationship between degree of exposure and related biomarkers
to determine allowable levels for chemical exposure (e.g., Biological Exposure
Indices (BEI)90 or Biological Tolerance Values (BAT)91), to establish proper
sampling time of biological samples, and to identify sources of biological
variability in response to exposure.92 The biological half-life of the chemical
and timing of sampling relative to the exposure are important factors in de-
termining the utility of biomarkers for assessing exposure. Differing elimina-
tion kinetics determine whether the biomarker reflects recent exposure,
historical exposure, or an integrated measure of exposure over time (i.e., CE).
Traditional risk assessment is generally based on external exposures. The
administered dose, identified as the no-adverse-effect level or lowest-
observed-adverse-effect level, in animal toxicity studies, is incorporated
with uncertainty factors or adjustments to determine a safe exposure level
for humans. The estimated daily exposures in human populations are then
compared with the health-based criteria for acceptable, safe, or tolerable
daily intakes (e.g., Reference Doses (RfDs), Tolerable Daily Intakes, or
Minimal Risk Levels) to evaluate whether exposures exceed such criteria.
Alternatively, biological monitoring data is a measure of internal exposure
and, thus, has the potential to provide a more biologically relevant measure
of true exposure, that is, provide estimates that are more directly related to
the concentration of the active chemical at the target site or organ, a key
determinant of toxicity and biological response than external exposure mea-
sures. To be put in a risk context, the integration of biological monitoring
data, human exposure data, and animal toxicity data needs to be performed.
Three approaches exist for linking biological monitoring data to health
risks: direct comparison to toxicity values, forward dosimetry, and reverse
Reverse dosimetry
(Administered dose intoxicity studies)
PBPK ModelingHuman blood/tissue chemicalconcentration(biological monitoring studies)
Animal blood/tissue chemicalconcentration(toxicity studies)
PBPK Modeling
Forward dosimetry
Human exposures
Animal exposures
Traditional
Risk AssessmentMargin of Safety
(Chemical concentrations inthe environment)
Figure 6.4 Relationship between human biomonitoring data, animal toxicity data, andhuman exposure data for application in risk assessment (modified from Tan et al.93).
189Toxicology of Occupational Chemicals
dosimetry using PBPK modeling (Fig. 6.4).93 PBPK models are useful in
that they support the low-dose and interspecies extrapolations from animal
toxicity studies to humans that are important components of current risk
assessment methodologies.94 Despite its well-accepted role in improving
the scientific basis of risk assessment procedures, PBPK modeling has been
applied only recently in estimating human exposure distributions or health
risks using biological monitoring data.93,95–97
Biological monitoring data can be directly compared to toxicity values in
cases where the relationship of the biomarker to health effect of concern has
been characterized in the humans. In forward dosimetry, PBPK data from
experimental studies and human exposure data can be used to estimate
the chemical concentration in target tissues, providing an estimate of the
margin of safety in humans. In one example of forward dosimetry, a
dermatotoxicokinetic (DTK) model was developed to predict the ADME
of aliphatic and aromatic components of jet fuel (JP-8) following dermal
exposure in humans.51 Exposure is a concern among workers in the military
and commercial airline industry, who are exposed to JP-8 through inhala-
tion and dermal contact. Kinetic data were obtained from 10 volunteers fol-
lowing a single dose to JP-8, and the measured biomarkers in the blood were
used to develop the DTK model. The model was developed to better
understand the relationship between exposure to JP-8 components in the
skin and the internal dose received and further to be used for the develop-
ment of strategies to investigate multiroute exposures. Investigating multiple
exposure pathways, which are typical in occupational exposure scenarios, is
necessary to accurately predict doses to target tissues and target tissue effects
thereby improving risk assessment.
Inhalation
Lung airspace
Lung blood
Fat
Skin
Rapidly perfused tissue
Slowly perfused tissue
Kidney
Venous blood
Liver
Metabolism
Wateringestion
Dermalexposure
Figure 6.5 Schematic of the PBPK model for chloroform, bromodichloromethane,dibromochloromethane, and bromoform.93 (Reprinted with permission fromMacmillanPublishers Ltd: Journal of Exposure Science and Environmental Epidemiology 17:591–603, copyright 2007.)
190 Sheila Flack and Leena A. Nylander-French
In contrast, reverse dosimetry uses PBPK data from experimental studies
and biomonitoring data to estimate a distribution of exposure levels for
comparison with an animal-based health standard, such as an RfD or
Reference Concentration. In one example of reverse dosimetry, a PBPK
model for trihalomethanes (THMs), consisting of chloroform,
bromodichloromethane, dibromochloromethane, and bromoform, was de-
veloped (Fig. 6.5) and used, in combination with Monte Carlo simulation
and probabilistic information, to generate a distribution of trihalomethane
exposures consistent with human biomonitoring data.93 The estimated dis-
tribution of exposure can be compared with regulatory guidelines (e.g.,
191Toxicology of Occupational Chemicals
maximum contaminant level), established using animal toxicity data, to
estimate the proportion of the population above levels associated with health
risk. Because trihalomethane exposure can occur through inhalation, inges-
tion, and dermal contact, the PBPK model should examine multiroute
exposure scenarios. Another important factor in this study was to accurately
characterize metabolism of THMs using biological monitoring data when
estimating relevant health risks. This is because the toxic substances are
metabolites of THMs, not the parent compounds. Therefore, identifying
the extent of metabolic inhibition may be important for interpreting
biomarker concentrations and predicting health risks.
5. EMERGING ISSUES AND TECHNOLOGIES
5.1. Variability and uncertainty
Biological monitoring data can be used inmultiple ways (e.g., exposure assess-ment, to investigate metabolic pathways). In terms of risk assessment and risk
management, biological monitoring has the potential to be a valuable tool.
Given the increasing sensitivity of analytical methods, detection of a chemical
in biological samples, such as blood or urine, should not be confused with or
equated to increased risk. Exposure information and statistical associations be-
tween exposure and dose must be evaluated against relevant toxicology data
and human epidemiology data to imply causation between exposure and
health effects.5 With enhanced methods for detection and collection of large
exposure data sets, issues related to variability and uncertainty become impor-
tant considerations in risk assessment and risk management. In the context of
exposure assessment, variability may refer to measurable differences in expo-
sure between individuals in a population, which can be assessed through sam-
pling methods and quantitative analyses. Uncertainty arises from one’s lack of
complete knowledge, and it may be related to a model used to characterize
risk, the parameters used to provide values for the model, or both. Therefore,
uncertainty may result in making a nonoptimal choice because one may ex-
pect one outcome but a different outcome might actually occur.
An increased consideration of variability and uncertainty in risk assess-
ment, combined with significant advancements in computational speed
and capability, has motivated a greater shift toward probabilistic risk assess-
ment.98 Sensitivity analysis is one method to address uncertainty by chang-
ing one uncertain input at a time and showing how the results of a model
change across the range of possible values. As the number of inputs allowed
to vary increases, the sensitivity analysis transitions into a probabilistic
192 Sheila Flack and Leena A. Nylander-French
uncertainty analysis (typically usingMonte Carlo simulation methods). Such
methods are improvements over past practices of using point estimates of
risks and benefits since any point estimate most likely represents a gross sim-
plification that ignores important underlying dynamics.98 Therefore, this
quantitative analysis can provide a more comprehensive characterization
of risk than is possible in the point estimate approach. Because assessment
techniques are often based on qualitative or experience measures, and
chronic and potential cancer risks of chemicals lack clearly defined quanti-
tative assessment methods, difficulties arise in assessing risk scientifically and,
consequently, in delivering prompt solutions to occupational risk assess-
ment.99 The primary advantage of a probabilistic risk assessment is that it
can provide a quantitative description of the degree of variability or uncer-
tainty (or both) in risk estimates for both cancer and chronic health effects
and thus ensuring a scientific basis to control occupational hazards. How-
ever, much work still needs to be done to develop effective ways to present
the results of probabilistic risk assessments and sensitivity analyses to risk
managers and to the public to ensure that the results ultimately lead to
improved risk management decisions.
5.2. Gene–environment interactionToxicology has been relied upon as the foundation to assess risks to human
populations from environmental and occupational factors. New advances in
systems biology and technologies derived from genomic research have created
exciting possibilities for application in human health risk assessment.
Toxicogenomics is the application of genomic technologies (e.g., trans-
criptomics, proteomics, metabolomics, genome sequence analysis) to study
the effects of environmental chemicals on human health and the environment.
While biological research is considered primarily reductionist in its history
(i.e., hypothesis-based research in what makes up biological systems/organs),
systems biology is viewed as holistic in seeking to discern interactions between
components of a biological system and integrating these interactions into
networks/pathways using rigorous mathematical models.100 Therefore, its
ultimate goal is to understand the dynamic networks of regulation and inter-
actions (e.g., metabolism, cell signaling, DNA repair) that allow cells and or-
ganisms to live in a highly interactive environment and to understand how
perturbations in the system (e.g., chemical exposure) cause disease.100 With
this information, interindividual differences in how chemicals interact with
biological systems to cause disease can be determined.
193Toxicology of Occupational Chemicals
Interindividual differences in how various toxicants are metabolized or in
DNArepair capacity and efficiency based on gene polymorphism,whose source
may include single nucleotide polymorphisms (SNPs) or copy number varia-
tions, may influence susceptibility to disease (i.e., gene–environment interac-
tion). Polymorphisms in genes regulating enzymatic metabolism may result in
higher levels of activemetabolites,which, in turn, can lead to increased reactions
with DNA and macromolecules and susceptibility for disease. Various occupa-
tional studieshave linkedgenotypepolymorphismson levelsof chemicals and/or
their metabolites in biological samples,101–103 early biological indicators of
genotoxicity (e.g., chromosomal damage and micronucleated binucleated
cells),101,104,105 and disease risk from occupational chemical exposure.21,106
For example, candidate gene and genomewide association analyses were
performed to investigate individual differences in SNPs as genetic markers
associated with naphthyl–keratin adduct levels measured in the skin of fuel-
cell maintenance workers exposed to naphthalene.103 The relative
contribution of these SNPs, as well as personal and workplace factors, on
naphthyl–keratin adduct levels was determined using a multivariate linear
regression model. Thus, advances in genotyping strategies (e.g., DNA
microarrays), exposure assessment studies utilizing biological monitoring, and
computational methods to identify candidate significant polymorphisms (e.g.,
using candidate gene and genomewide association analyses) can improve
predictive models linking exposure and disease.103
Genomic data have the potential to inform toxicodynamics,
toxicokinetics, inter- and intraspecies differences in toxicodynamics and
toxicokinetics, modes of action, and dose–response assessment. Inclusion
of individual genetic differences into exposure models will aid in the predic-
tion of adverse health effects to a susceptible population. Epigenetic markers
that regulate gene expression, such as DNA methylation or histone modi-
fication, may be affected by CE to chemicals. For example, DNA methyl-
ation was inversely associated with lead exposure, which may have
important implications for the mechanisms of action of lead on health out-
comes.107 In mines and refineries, workers become exposed to harmful par-
ticulate or soluble metal ions, which has been associated with increased
susceptibility to cancer. Exposure to ambient air particulate matter (PM)
containing metal-rich particles was associated with peripheral blood leuko-
cyte DNA methylation in tumor suppressor genes among steel workers,
suggesting that methylation alterations may reflect processes related to
PM-induced lung carcinogenesis.108 Exposure to insoluble nickel com-
pounds may play a role in the development of lung and nasal cancers.
194 Sheila Flack and Leena A. Nylander-French
The formation of nickel ions in cells induces the production of reactive
oxygen species and may repress tumor suppressor gene expression through
histone modification.109 Thus, research on the contribution of genetic dif-
ferences in metabolism and disease development should lead to the devel-
opment of more sophisticated predictive models and improved protection
strategies for exposure and risk assessment.
Investigating gene–environment interaction with chemical exposures
poses unique challenges in case–control studies. In general, case–control stud-
ies are the most feasible study design for investigating occupational exposures
and rare diseases. However, exposure data of many specific agents in the study
population may be lacking, and workplace records to reconstruct exposures
accurately may be difficult to obtain. A comparison of two different methods
of occupational exposure assessment for lead in a case–control study of adult
brain tumors concluded that high-quality exposure data are needed to detect
gene–environment interactions.110 In that study, effect modification of the
association between expert-assessed lead exposure and risk of brain tumors
was perceived by a single SNP in the ALAD gene.110 However, when a less
intensive method of exposure assessment (i.e., job exposure matrix) was
employed, no such evidence for effect modification by genotype was found.
The results indicated that investigators would benefit from using the most
accurate method of exposure assessment available. The attenuating effects
of exposure misclassification would result in increased sample size require-
ments to detect effectmodification, whichwould offset any savings from using
a less costly method of exposure assessment. Thus, high-quality exposure data
are needed to improve the ability to detect genetic effect modification.
These rapid advances in systems biology and genomics can be over-
shadowed by several challenges, including inconsistencies in study design
and sampling strategies, lack of quantitative or qualitative correlations of
exposure, dose or adverse health effects, and the lack of bioinformatics
and analytical tools to manage the volume of research findings.111 Much
work needs to be done determining how these advances in systems biology
and genomic research may be integrated and applied for improving toxicol-
ogy, epidemiology, risk assessment, and the protection of human health.
Currently, the EPA provides no set strategies for incorporating genomic data
into risk assessments of environmental agents. However, the EPA has con-
ducted an evaluation of the potential impact of genetic polymorphisms in
key metabolizing enzymes on the variability in enzyme function across eth-
nically diverse populations.112 In addition, efforts are being made to enhance
interdisciplinary collaboration that will foster the integration of genomics
195Toxicology of Occupational Chemicals
into exposure and risk assessment strategies. The Developmental Toxicol-
ogy Exploratory Research program, sponsored jointly by the National
Institute of Environmental Health Sciences and the American Chemistry
Council’s Long-Range Research Initiative, was formed to stimulate the in-
teraction and collaboration of developmental toxicologists, developmental
biologists, and geneticists to integrate these new research directions and ex-
pand knowledge on the mode of action of developmental toxicants. The
mission of the program is to improve interdisciplinary advances in toxicol-
ogy by better linking databases of developmental toxicology, developmental
biology, and genomics and to establish multidisciplinary outreach programs
for the effective exchange of information and techniques related to the
assessment of toxicity.113
5.3. In vitro models in risk assessmentTraditionally, much of the hazard data on chemicals have been generated by
applying technologies developed for histological and clinical chemical analyses
to animal models. Today, improved cell- and/or tissue-based (human and
animal) in vitromodels are becoming increasingly available, and new technol-
ogies, such as proteomics and bioinformatics approaches, have generated and
interpreted new types of nonanimal data.114 However, developing ways to
integrate these data into making risk-based decisions represents a major chal-
lenge. The new technologies being developed (i.e., “omics” technologies, in-
formatics, advanced analytical methods, and bioengineering) could enhance
the scientific basis of public health protection and enable the transition away
from animal testing.114 Human tissue models are now used routinely in the
pharmaceutical industry to predict human metabolism, select appropriate
animal models, and identify potential drug–drug interactions. Quantitative
parameters derived from in vitro human cell and tissue models are being used
in conjunction with physiological models to predict metabolism, transport,
clearance, and pharmacodynamic outcome with increasing sophistication
and success 115. A recent report from the U.S. National Research Council,
commissioned by the EPA, states that: “Advances in toxicogenomics, bioin-
formatics, systems biology, epigenetics, and computational toxicology could
transform toxicity testing fromwhole animal testing to one founded primarily
on in vitromethods that evaluate changes in biologic processes using cells, cell
lines, or cellular components, preferable of human origin”.116
The in vitro reconstructed human skin, such as EpiskinÒ (SkinEthic) or
EpiDermTM (MatTek), is a biological model widely used in safety or efficacy
196 Sheila Flack and Leena A. Nylander-French
prescreening tests and is of growing interest for regulatory purposes as an
alternative to animal testing.117 This skin model consists of normal human
epidermal keratinocytes that form a stratified, highly differentiated,
organotypic tissue model of the human epidermis.118 Thus, this model
can be used as a metabolically active tissue and a physiologic barrier.
Metabolism is an important event to consider in genotoxicity and skin sen-
sitization evaluation. Hence, reconstructed human skin can provide the
means to investigate metabolism and toxicity of cutaneous exposures to
chemicals.118,119 Compared with cell models, a broad variety of chemicals
with different chemical properties can be evaluated in this skin model
(e.g., compounds with different pH and physical state) and is much
closer to physiological conditions than a monolayer cell culture.
Alternative end points, such as mutation and gene expression changes,
can also be investigated in this skin model.
The in vitro three-dimensional model of respiratory tract tissue, Epi-
AirwayTM (MatTek), consists of normal, human-derived tracheal/bronchial
epithelial cells that form a pseudostratified, highly differentiated model
which closely resembles the epithelial tissue of the respiratory tract. This air-
way model may provide the means to investigate barrier properties of the
airways, chemical-metabolizing capabilities, and gas-phase exposure of
volatile materials in airway inflammation and irritancy studies as well as
inhalation genotoxicity studies to occupational and environmental
chemicals.120 For example, measurable toxic responses in EpiAirway tissue
model (e.g., decreased cell viability, epithelial resistance, and elevated cyto-
kine release) were induced following treatment with tobacco smoke com-
ponents (i.e., nicotine, formaldehyde, cadmium, and urethane).121
Thus, improved cell culture technologies and the recognition that stud-
ies using cultured human cells and tissues can play an important role in stud-
ies of toxicity, metabolism, and transport have resulted in an increasing
utilization of these models in toxicological risk assessment and in quantita-
tive modeling of metabolism and transport processes.115 These in vitro studies
with human tissues can be integrated into PBPK models of in vivo exposure
scenarios. The in vitro kinetic data may be used to estimate metabolic
parameters for PBPK models, which can then estimate internal tissue con-
centrations in humans when ranges of chemical exposures are known. Thus,
use of these approaches with human in vitro systems in human health risk
assessments can not only reduce the use of animals in toxicology studies
but also help to decrease the uncertainties of extrapolating animal toxicity
data to humans.
197Toxicology of Occupational Chemicals
6. RESEARCH NEEDS AND DATA GAPS
6.1. Developing and conducting exposure monitoringstudies
Dermal exposure is much less understood compared to inhalation exposure
despite the well-accepted recognition of the importance of the dermal route
on risk of developing disease. Historically, efforts to control occupational
exposures to hazardous agents have focused on inhalation rather than dermal
exposure. As a result, the current methods applied in dermal sampling are
nonstandardized and suffer from methodological issues. Also, the various
techniques employed in dermal exposure assessment have not been ade-
quately compared. Therefore, standardized dermal sampling techniques
need to be developed that accurately characterize exposure to the skin,
are noninvasive, and are easy to implement. PBPK models could be con-
ducted to not only investigate ADME of various chemicals but also compare
dermal sampling techniques (e.g., tape stripping vs. wipe sampling) in sample
recovery and association with relevant biomarkers. Dermal measurements
and their association with biomarkers need to be established to demonstrate
suitability in risk assessment. Additionally, little work has been done to assess
the effectiveness of workplace strategies and equipment designed to protect
against dermal exposure. Such studies would investigate and aid in filling-in
key data gaps in the field of dermal risk assessment and management.
While assessment strategies and methods are standardized and well devel-
oped for inhalation exposure in the workplace, there continues to be research
needs to further develop inhalation risk assessment and management. The
introduction and subsequent changes in health and safety legislation (i.e.,
Occupational Safety andHealth Act), changes and reduction in occupational
exposure limits, and the implementation of guidance on control and good
practice are several factors that may have had some impact on temporal
trends in inhalation exposure.122 The efforts to track temporal trends in ex-
posure levels have provided information for legislators to build upon existing
programs and develop new strategies aimed at reducing occupational expo-
sures and achieving long-term occupational health targets. However, the
collection and storage of new measurements appear to be decreasing, partic-
ularly if data collection is compliance-driven.122 Continued collection and
storage of quantitative exposure data is important to monitor changes in
exposure levels, which would help evaluate the effectiveness and inform
the future direction of initiatives aimed at reducing inhalation exposures.
198 Sheila Flack and Leena A. Nylander-French
The introduction of new, potentially hazardous chemicals in the workplace
requires continued validation of inhalation exposure assessment strategies
and collection of longitudinal data sets containing inhalation exposure mea-
sures and other workplace variables. Accurate exposure measurements are
also necessary to detect gene–environment interactions, which will be im-
portant components of future risk assessment strategies.
6.2. Interpreting biological monitoring studiesBiological monitoring data can provide important information on exposure
and uptake of a variety of occupational and environmental chemicals. The
data collected can be integrated with exposure characterization, PBPK
modeling, and animal toxicity data to inform risk assessment. However, crit-
ical knowledge gaps exist, which add to the uncertainty of the interpretation
of biological monitoring data. Filling these knowledge gaps is essential to
reduce these uncertainties, thus providing the most reliable data for risk
management and public health decisions.5
In September 2004, the Health and Environmental Research Institute,
EPA, Centers for Disease Control and Prevention, Agency for Toxic
Substances and Disease Registry, and the International Council of Chemical
Associations cosponsored the International BiomonitoringWorkshop to ex-
plore processes and information needed for placing biological monitoring
data into perspective for risk assessment. Based on the workshop, activities
in several areas to advance scientific understanding and application of bio-
logical monitoring data were proposed.5 One important proposed research
focus was to strengthen the understanding of the predictive relationships/
linkages between measures of exposure, dose, and effect. This insight would
allow the development of an interpretation strategy and specific criteria for
filling data gaps in the source–disease framework. Continued emphasis on
biomarker validation and analytical precision of biomarker measurements
(e.g., interlaboratory comparison) was also proposed for establishing their
application in exposure assessment. In addition, characterizing a baseline
for biomarker levels and applying statistical methods to assess temporal
departures from baseline can aid in identifying subpopulations at increased
risk of exposure or understanding factors affecting exposure. Biological
monitoring study designs could be improved to better assess intra- and inter-
individual variability related to measures of exposure, dose, metabolism, and
health effects, which would influence the chance of observing predictive
relationships between these variables. These studies would also clarify the
199Toxicology of Occupational Chemicals
relevance of biomarkers for the target tissues of interest. Lastly, new tech-
nologies in the area of genomics and systems biology could be applied to
develop potential biomarkers and used as screening tools for identifying can-
didates for biological monitoring.5
6.3. Evaluating toxicogenomic studies for risk assessmentApproaches for evaluating genomic data for risk assessment should be both sys-
tematic and flexible enough to accommodate different health and risk assess-
ment practices.This includes steps to evaluate the available genomic data set for
its application to a broad range of information types (e.g., toxicodynamics,
toxicokinetics, intra- and interspecies differences in toxicokinetics and
toxicodynamics) that are useful to risk assessment. Toxicity, human, and tox-
icogenomic data sets can be considered together to determine the relationship
between gene and pathway changes to health or toxicity outcomes.
In order to facilitate the use of genomic data into human health risk as-
sessment, EPA has identified several approaches for incorporating informa-
tion on genetic polymorphisms into risk assessment strategies 112. The
conversion of genotype-based information into enzyme variability distribu-
tions may provide useful input into modeling internal dose (i.e., PBPK
modeling) usingMonte Carlo analysis approaches that better capture human
variability in internal dose and risk. One approach would be to prioritize
pathways that may most contribute to pharmacokinetic variability for a
given chemical based on analysis of genotype influence on enzyme activity.
Because PBPK modeling is resource-intensive, the analysis of variability in
enzyme activity is an important first step when deciding whether to describe
variability in internal dose via PBPK modeling. In addition, a screening
approach could be developed utilizing a pathway-specific pharmacokinetic
adjustment factor, which would be supported by in vivo pharmacokinetic
data or with biomarker data (e.g., DNA adducts). Lastly, polymorphism-
based changes in enzyme function may be incorporated into a PBPK model
so that the influence of variability in a single pathway can be assessed in a
framework that takes into account other pharmacokinetic factors (e.g.,
blood flow, organ size). Therefore, enzyme activity would be represented
by a population distribution rather than a single point-estimate rate constant.
The output from a PBPK/Monte Carlo analysis would depict the full dis-
tribution of internal doses and possible risks across the population. As the
number and types of genomic studies performed increases, genomic data will
likely inform multiple steps of the risk assessment process beyond the mode
200 Sheila Flack and Leena A. Nylander-French
of action. These approaches to convert genomic data into enzyme variability
distributions, through prioritizing pathway analysis, developing pathway-
specific pharmacokinetic adjustment factors, and incorporating genetic
polymorphism data into PBPK modeling, may be performed to facilitate
the use of genomics in risk assessment.112
As the use of genomewide association studies to identify genetic and epi-
genetic polymorphisms associated with intermediate phenotypes and disease
becomes more frequent, there is increasing interest in evaluating individual
genome interaction with environmental factors. Expert assessment of expo-
sure has been reported to provide greater statistical power than other
methods (e.g., job exposure matrices) for detecting associations between
exposure and disease.123 In the analysis of gene–environment effect modi-
fication, statistical power becomes an even greater issue as studies typically
require large sample sizes to detect effect modification.124 Even small errors
in the assessment of environmental factors can result in increased sample size
requirements for the detection of effect modification.125 Thus, approaches
for obtaining the highest quality exposure data in gene–environment inter-
action studies need to be established and tested.
7. CONCLUDING REMARKS
Aworker’s risk of developing an occupationally related disease, such as
allergic contact dermatitis or diisocyanate-induced asthma, may result from a
unique combination of exposure; genetic/epigenetic variation; and various
individual, workplace, and lifestyle factors. This chapter highlights and dis-
cusses important areas and data gaps within the exposure–disease framework
and how toxicology can be utilized in the context of occupational exposure
assessment to unlock the black-box paradigm. Work practices, such as pro-
tective clothing or equipment used and duties performed at work, may
influence the amount of exposure received. The exposure route and biolog-
ical membrane(s) involved in uptake will drive the ADME of chemicals and
location of the subsequent toxic action in the body. A person’s genome/
epigenome may dictate the metabolism of chemicals, repair mechanisms,
and rate of uptake and clearance of chemicals from the body. Recent ad-
vances in toxicogenomics, systems biology, computational methods, in vitro
systems, and analytical methods for quantifying exposures and biomarkers
have generated interest in investigating genome–environment modifications
on risk of developing disease. In addition, recent scientific evidence suggests
that the success of finding such modifications relies on the quality of
201Toxicology of Occupational Chemicals
exposure assessment measures. Future work should consider standardizing
and collecting high-quality longitudinal exposure measures, validating bio-
markers and investigating their relationship with exposure and health effects,
and facilitating the use of genomic data into risk assessment. Development of
a multidisciplinary approach including longitudinal exposure assessment
with biomonitoring, epidemiology, toxicology, and genomics will be
important in shaping the future direction of risk assessment and risk manage-
ment strategies to protect worker health.
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