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Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”)....

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1 Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated 19 May 2020 (the Prospectus”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”) and Hong Kong Securities Clearing Company Limited (“ HKSCC”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement is for information purposes only and does not constitute an offer or an invitation to induce an offer by any person to acquire, purchase or subscribe for any Shares or securities of the Company. Potential investors should read the Prospectus carefully for detailed information about the Company and the Share Offer before deciding whether or not to invest in the Shares. This announcement is not for release, publication, distribution, directly or indirectly, in or into the United States (including its territories and possessions, any state of the United States and the District of Columbia) or any other jurisdiction where such distribution is prohibited by law. This announcement does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in Hong Kong, the United States or in any other jurisdiction. The Offer Shares have not been, and will not be, registered under the United States Securities Act of 1933, as amended from time to time (the “U.S. Securities Act ”) or securities laws of any state or jurisdiction of the United States. The securities may not be offered or sold in the United States except pursuant to registration or an exemption from, or in a transaction not subject to the registration requirements of the U.S. Securities Act. There will be no public offer of securities in the United States. The Offer Shares are being offered and sold outside the United States as offshore transactions in accordance with Regulation S under the U.S. Securities Act. Potential investors of the Offer Shares should note that the Sole Global Coordinator (for itself and on behalf of the Public Offer Underwriters) shall be entitled to terminate the obligations of the Public Offer Underwriters under the Public Offer Underwriting Agreement in certain circumstances as set out in the section “Underwriting – Underwriting Arrangements, Commissions and Expenses – Public Offer – Grounds for Termination” in the Prospectus, at any time prior to 8:00 a.m. (Hong Kong time) on the Listing Date (which is currently expected to be Tuesday, 2 June 2020).
Transcript
Page 1: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

1

Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those def ined in the prospectus dated 19 May 2020 ( the “Prospectus”) issued by SMC Electric Limited (the “Company”).

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

This announcement is for information purposes only and does not constitute an offer or an invitation to induce an offer by any person to acquire, purchase or subscribe for any Shares or securities of the Company. Potential investors should read the Prospectus carefully for detailed information about the Company and the Share Offer before deciding whether or not to invest in the Shares.

This announcement is not for release, publication, distribution, directly or indirectly, in or into the United States (including its territories and possessions, any state of the United States and the District of Columbia) or any other jurisdiction where such distribution is prohibited by law. This announcement does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in Hong Kong, the United States or in any other jurisdiction. The Offer Shares have not been, and will not be, registered under the United States Securities Act of 1933, as amended from time to time (the “U.S. Securities Act”) or securities laws of any state or jurisdiction of the United States. The securities may not be offered or sold in the United States except pursuant to registration or an exemption from, or in a transaction not subject to the registration requirements of the U.S. Securities Act. There will be no public offer of securities in the United States. The Offer Shares are being offered and sold outside the United States as offshore transactions in accordance with Regulation S under the U.S. Securities Act.

Potential investors of the Offer Shares should note that the Sole Global Coordinator (for itself and on behalf of the Public Offer Underwriters) shall be entitled to terminate the obligations of the Public Offer Underwriters under the Public Offer Underwriting Agreement in certain circumstances as set out in the section “Underwriting – Underwriting Arrangements, Commissions and Expenses – Public Offer – Grounds for Termination” in the Prospectus, at any time prior to 8:00 a.m. (Hong Kong time) on the Listing Date (which is currently expected to be Tuesday, 2 June 2020).

Page 2: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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(Incorporated in the Cayman Islands with limited liability)

SMC ELECTRIC LIMITED蜆殼電業有限公司

(Stock Code: 2381)

LISTING ON THE MAIN BOARD OFTHE STOCK EXCHANGE OF HONG KONG LIMITED

BY WAY OF SHARE OFFER

Number of Offer Shares : 500,000,000 Shares (comprising 275,000,000 New Shares and 225,000,000 Sale Shares)

Number of Public Offer Shares : 150,000,000 Shares (as adjusted after reallocation)

Number of Placing Shares : 350,000,000 Shares (comprising 125,000,000 New Shares and 225,000,000 Sale Shares) (as adjusted after reallocation)

Offer Price : HK$0.25 per Offer Share (plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%)

Nominal Value : HK$0.01 per ShareStock Code : 2381

Sole Sponsor

Sole Global Coordinator

Joint Bookrunners and Joint Lead Managers

Page 3: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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ANNOUNCEMENT OF ALLOTMENT RESULTS

SUMMARY

Net Proceeds from the Share Offer

• Based on the Offer Price of HK$0.25 per Offer Share (exclusive of brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%), the net proceeds from the Share Offer to be received by the Company, after deduction of underwriting fees and commissions and estimated expenses payable by the Company in connection with the Share Offer, are estimated to be approximately HK$42.5 million. The Company intends to apply such net proceeds in accordance with the purposes as set out in the section headed “Net Proceeds from the Share Offer” in this announcement.

Applications under the Public Offer

• The Offer Shares initially offered under the Public Offer have been very significantly over-subscribed. A total of 17,548 valid applications have been received pursuant to the Public Offer for a total of 1,864,870,000 Public Offer Shares, representing approximately 37.30 times of the total number of 50,000,000 Public Offer Shares initially available for subscription under the Public Offer.

• Since the over-subscription in the Public Offer is more than 15 times but less than 50 times of the number of Offer Shares initially available under the Public Offer, and the Offer Shares initially available under the Placing was slightly over-subscribed by approximately 0.13 times, the reallocation mechanism as disclosed in the paragraph headed “Structure of the Share Offer – Reallocation between the Placing and the Public Offer” in the Prospectus has been applied and 100,000,000 Offer Shares have been reallocated from the Placing to the Public Offer. As a result of such reallocation, the final number of Offer Shares allocated to the Public Offer is 150,000,000 Offer Shares, representing 30.0% of the total number of Offer Shares initially available under the Share Offer.

The Placing

• The Offer Shares initially offered under the Placing have been slightly over-subscribed by approximately 0.13 times. The final number of Offer Shares under the Placing is 350,000,000, which is equivalent to approximately 77.7% of the total number of 450,000,000 Placing Shares ini t ial ly available for subscription under the Placing.

• The final number of Placing Shares allocated to 146 placees under the Placing is 350,000,000 Placing Shares, representing 70.0% of the total number of Offer Shares available under the Share Offer. A total number of 18 placees and 48 placees have been allotted one board lot and five board lots or less of Offer Shares, representing approximately 12.3% and 32.9% of the total number of 146 placees under the Placing, respectively. These placees have been allotted 0.05% and 0.26% of the Offer Shares available under the Placing, respectively.

Page 4: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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• The Directors confirm that no Offer Shares have been allocated to applicants who are core connected persons (as defined in the Listing Rules), directors, existing shareholders of the Company or existing beneficial owners of the Shares and/or any of the Company’s subsidiaries, or their respective associates (as defined in the Listing Rules), whether in their own names or through nominees. The Placing is in compliance with the placing guidelines for equity securities as set out in Appendix 6 to the Listing Rules (the “Placing Guidelines”). None of the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers and their respective affiliates, companies and connected clients of the lead broker or of any distributors (as defined in paragraph 5(1) of Appendix 6 to the Listing Rules) or persons set out in paragraph 5(2) of the Placing Guidelines, whether in their own names or through nominees, have taken up any Placing Shares for its own benefit under the Placing. No placee will, individually, be placed more than 10% of the enlarged issued share capital of the Company immediately after the Share Offer. None of the placees under the Placing will become a substantial shareholder (as defined in the Listing Rules) of the Company after the Placing. The Directors confirm that (i) the three largest public Shareholders do not hold more than 50% of the Offer Shares held in public hands at the time of the Listing in compliance with Rules 8.08(3) and 8.24 of the Listing Rules; (i i) the Offer Shares will be held by at least 300 shareholders at the time of Listing in compliance with Rule 8.08(2) of the Listing Rules; (iii) the number of Offer Shares in public hands and the market capitalisation of the number of shares to be held by the public will satisfy the minimum requirement prescribed under Rule 8.08(1) of the Listing Rules; and (iv) none of the Offer Shares subscribed by the placees and the public has been financed directly or indirectly by any of the Directors, chief executives of the Company, substantial Shareholders, Controlling Shareholders, existing Shareholders or any of its subsidiaries or their respective close associates, and none of the placees and the public who has subscribed for the Offer Shares is accustomed to taking instructions from any of the Directors, chief executives of the Company, the substantial Shareholders, Controlling Shareholders, existing Shareholders or any of its subsidiaries or their respective close associates in relation to the acquisition, disposal, voting or other disposition of the Shares registered in his/her/its name or otherwise held by him/her/it.

Results of Allocations under the Public Offer

The results of allocations, including applications made under WHITE and YELLOW Application Forms, through giving electronic application instructions to HKSCC via CCASS, and through the HK eWhite Form service which will include the Hong Kong identity card/passport/Hong Kong business registration numbers of successful applicants under the Public Offer will be available at the times and dates and in the manner specified below:

• in the announcement to be posted on the Company’s website at www.smcelectric.com.hk and the Stock Exchange’s website at www.hkexnews.hk by no later than 9:00 a.m. on Monday, 1 June 2020;

Page 5: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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• from the designated results of allocations website at www.ewhiteform.com.hk/results with a “search by ID” function on a 24-hour basis from 9:00 a.m. on Monday, 1 June 2020 to 12:00 midnight on Sunday, 7 June 2020. The user will be required to key in the Hong Kong identity card/passport/Hong Kong business registration number provided in his/her/its application to search for his/her/its own allocation result;

• by telephone enquiry line by calling (852) 2153 1688 between 9:00 a.m. and 6:00 p.m. from Monday, 1 June 2020 to Friday, 5 June 2020;

• in the special allocation results booklets which will be available for inspection during opening hours from Monday, 1 June 2020 to Thursday, 4 June 2020 at all the designated branches of the receiving bank set out in the paragraph headed “Results of Allocations under the Public Offer” in this announcement.

Despatch/Collection of Share Certificates and Refund Monies

For applications under WHITE Application Forms

• Applicants who have applied for 1,000,000 or more Public Offer Shares under WHITE Application Forms and have provided all information required by the relevant Application Form, may collect their refund cheque(s) and/or share certificate(s) from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited, at 2103B, 21/F, 148 Electric Road, North Point, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Monday, 1 June 2020 or such other date as notified by the Company on the Company’s website at www.smcelectric.com.hk and the website of the Stock Exchange at www.hkexnews.hk on the date of despatch/collection of share certificates/e-Refund payment instructions/refund cheques. If such applicants do not collect their refund cheque(s) and/or share certificate(s) personally within the time specified for collection, they will be despatched promptly to the address specified in their Application Forms by ordinary post at their own risk.

• Applicants who have applied for less than 1,000,000 Public Offer Shares under WHITE Application Forms and have provided all information required by the relevant Application Form, will have their refund cheque(s) and/or share certificate(s) sent to their address on the relevant Application Form on or before Monday, 1 June 2020, by ordinary post and at their own risk.

Page 6: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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For applications through the eWhite Form service

• Wholly or partially successful applicants who have applied for 1,000,000 or more Public Offer Shares through the eWhite Form service may collect their share certificate(s) from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited, at 2103B, 21/F, 148 Electric Road, North Point, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Monday, 1 June 2020, or such other date as notified by the Company. If such applicants do not collect their share certificate(s) personally within the time specified for collection, and for applicants who have applied for less than 1,000,000 Public Offer Shares through the eWhite Form service, their share certificate(s) will be sent to the address specified in their application instructions by ordinary post at their own risk.

• For applicants using the eWhite Form service and who have paid the application monies from a single bank account, any refund monies will be despatched to that bank account in the form of e-Refund payment instructions. For applicants using the eWhite Form service and who have paid the application monies from multiple bank accounts, any refund monies will be despatched to the address as specified in their application instructions in the form of refund cheque(s) by ordinary post at their own risk.

For applications using YELLOW Application Forms and/or via electronic application instructions to HKSCC

• Wholly or partially successful applicants using a YELLOW Application Form or who gave electronic application instructions to HKSCC will have their share certificate(s) issued in the name of HKSCC Nominees and deposited into CCASS for credit to their designated CCASS Participant’s stock account or their CCASS Investor Participant stock account as stated in their applications on Monday, 1 June 2020, or, on any other date determined by HKSCC or HKSCC Nominees.

• Wholly or partially unsuccessful applicants who have applied for 1,000,000 or more Public Offer Shares under YELLOW Application Forms and have provided all information required by the relevant Application Form, may collect their refund cheque(s) from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited, at 2103B, 21F, 148 Electric Road, North Point, Hong Kong from 9:00 a.m. to 1:00 p.m. on Monday, 1 June 2020, or such other date as notified by the Company on the Company’s website at www.smcelectric.com.hk and the website of the Stock Exchange at www.hkexnews.hk on the date of despatch/collection of share certificates/e-Refund payment instructions/refund cheques. If such applicants do not collect their refund cheque(s) and/or share certificate(s) personally within the time specified for collection, they will be despatched promptly to the address specified in their Application Form by ordinary post at their own risk.

Page 7: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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• Wholly or partially unsuccessful applicants who have applied for less than 1,000,000 Public Offer Shares under YELLOW Application Forms will have their refund cheque(s) sent to the address on the relevant Application Form on or before Monday, 1 June 2020, by ordinary post and at their own risk.

• Refund monies for wholly or partially unsuccessful applications who gave electronic application instructions to HKSCC will be credited to their designated bank account or the designated bank account of their broker or custodian if such applicants have applied through a CCASS Clearing Participant or CCASS Custodian Participant, on Monday, 1 June 2020.

Validity of the Title and Receipts for Application Monies Paid

Share certificates issued in respect of the Public Offer Shares will only become valid certificates of title at 8:00 a.m. on Tuesday, 2 June 2020, provided that the Share Offer has become unconditional in all respects and the right of termination as described in the paragraph headed “Underwriting – Underwriting Arrangements, Commissions and Expenses – Public Offer – Grounds for Termination” in the Prospectus has not been exercised.

The Company will not issue any temporary documents of title in respect of the Public Offer Shares or any receipts for sums paid on application.

Commencement of Dealings

Dealings in the Offer Shares on the Stock Exchange are expected to commence at 9:00 a.m. on Tuesday, 2 June 2020. The Offer Shares will be traded in board lots of 10,000 Shares each. The stock code of the Offer Shares is 2381.

NET PROCEEDS FROM THE SHARE OFFER

Based on the Offer Price of HK$0.25 per Offer Share (exclusive of brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%), the net proceeds from the Share Offer to be received by the Company, after deduction of underwriting fees and commissions and estimated expenses payable by the Company in connection with the Share Offer, are estimated to be approximately HK$42.5 million. The Company currently intends to apply such net proceeds as follows:

• Approximately HK$6.3 million or approximately 14.8% of the net proceeds will be used for improving the Group’s efficiencies in its daily operations;

• Approximately HK$25.9 million or approximately 60.9% of the net proceeds will be used for strategically expanding the Group’s manufacturing capabilities; and

• Approximately HK$10.3 million or approximately 24.3% of the net proceeds will be used for devoting resources on new products and applications.

Page 8: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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Please refer to the section headed “Future Plans and Use of Proceeds” in the Prospectus for further details of the Company’s intended use of the net proceeds from the Share Offer.

APPLICATIONS UNDER THE PUBLIC OFFER

The Offer Shares offered under the Public Offer have been very significantly over-subscribed.

The Company announces that at the close of the application lists at 12:00 noon on Friday, 22 May 2020, a total of 17,548 valid applications pursuant to the Public Offer on WHITE and YELLOW Application Forms and through giving electronic application ins t ruc t ions t o HKSCC v i a CCASS and unde r t he eWhi te Form s e rv i ce (www.ewhiteform.com.hk) for a total of 1,864,870,000 Public Offer Shares have been received, representing approximately 37.30 times of the total number of 50,000,000 Public Offer Shares initially available for subscription under the Public Offer.

Out of the 17,548 valid applications for a total of 1,864,870,000 Public Offer Shares:

• 17,543 valid applications in respect of a total of 1,739,870,000 Public Offer Shares were for the Public Offer with an aggregate subscription amount of HK$5 million or less, representing approximately 69.59 times of the 25,000,000 Public Offer Shares initially comprised in Pool A; and

• 5 valid applications in respect of a total of 125,000,000 Public Offer Shares was for the Public Offer with an aggregate subscription amount of more than HK$5 million, representing approximately 5.00 times of the 25,000,000 Public Offer Shares initially comprised in Pool B.

Since the over-subscription in the Public Offer is more than 15 times but less than 50 times of the number of Offer Shares initially available under the Public Offer, and the Offer Shares ini t ial ly avai lable under the Placing was sl ightly over-subscribed by approximately 0.13 times, the reallocation mechanism as disclosed in the paragraph headed “Structure of the Share Offer – Reallocation between the Placing and the Public Offer” in the Prospectus has been applied and 100,000,000 Offer Shares have been reallocated from the Placing to the Public Offer. As a result of such reallocation, the final number of Offer Shares allocated to the Public Offer is 150,000,000 Offer Shares, representing 30.0% of the total number of Offer Shares initially available under the Share Offer.

No application has not been completed in accordance with the instructions set out in the Application Forms and has been rejected. No application has been rejected due to invalid applications. 40 multiple application or suspected multiple applications have been identified and rejected. No application has been rejected due to bounced cheques. No application for more than 50% of the Public Offer Shares initially available under the Public Offer (that is, more than 25,000,000 Public Offer Shares (being 50% of the 50,000,000 Offer Shares initially available under the Public Offer) has been identified.

Page 9: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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The Public Offer Shares available for subscription and validly applied for were conditionally allocated on the basis as set out in the paragraph headed “Basis of Allocation under the Public Offer” below.

BASIS OF ALLOTMENT UNDER THE PUBLIC OFFER

Subject to the satisfaction of the conditions set out in the paragraph headed “Structure of the Share Offer – Conditions of the Share Offer” in the Prospectus, valid applications made by the public on WHITE and YELLOW Application Forms, under the eWhite Form service and through giving electronic application instructions to HKSCC via CCASS will be conditionally allocated on the basis set out below:

No. of Shares applied for

No. of valid applications

Basis ofallotment/ballot

Approximate percentage allotted of the total no. of shares

applied for

Pool A

10,000 11,088 3,675 out of 11,088 to receive 10,000 Shares

33.14%

20,000 1,940 679 out of 1,940 to receive 10,000 Shares 17.50%30,000 1,592 694 out of 1,592 to receive 10,000 Shares 14.53%40,000 474 246 out of 474 to receive 10,000 Shares 12.97%50,000 412 247 out of 412 to receive 10,000 Shares 11.99%60,000 185 111 out of 185 to receive 10,000 Shares 10.00%70,000 41 26 out of 41 to receive 10,000 Shares 9.06%80,000 132 84 out of 132 to receive 10,000 Shares 7.95%90,000 71 48 out of 71 to receive 10,000 Shares 7.51%

100,000 540 378 out of 540 to receive 10,000 Shares 7.00%150,000 253 190 out of 253 to receive 10,000 Shares 5.01%200,000 189 151 out of 189 to receive 10,000 Shares 3.99%250,000 46 38 out of 46 to receive 10,000 Shares 3.30%300,000 71 64 out of 71 to receive 10,000 Shares 3.00%400,000 150 10,000 Shares 2.50%500,000 56 10,000 Shares 2.00%600,000 21 10,000 Shares 1.67%700,000 78 10,000 Shares 1.43%800,000 20 10,000 Shares 1.25%900,000 8 10,000 Shares 1.11%

1,000,000 57 10,000 Shares 1.00%1,500,000 20 10,000 Shares plus 10 out of 20 to receive

additional 10,000 Shares1.00%

2,000,000 23 10,000 Shares plus 21 out of 23 to receive additional 10,000 Shares

0.96%

2,500,000 4 20,000 Shares plus 1 out of 4 to receive additional 10,000 Shares

0.90%

Page 10: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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No. of Shares applied for

No. of valid applications

Basis ofallotment/ballot

Approximate percentage allotted of the total no. of shares

applied for

3,000,000 9 20,000 Shares plus 4 out of 9 to receive additional 10,000 Shares

0.81%

4,000,000 7 30,000 Shares 0.75%5,000,000 2 30,000 Shares plus 1 out of 2 to receive

additional 10,000 Shares0.70%

6,000,000 1 40,000 Shares 0.67%7,000,000 2 40,000 Shares 0.57%8,000,000 3 40,000 Shares plus 2 out of 3 to receive

additional 10,000 Shares0.58%

9,000,000 1 50,000 Shares 0.56%10,000,000 7 50,000 Shares 0.50%20,000,000 40 70,000 Shares 0.35%

17,543

Pool B

25,000,000 5 15,000,000 Shares 60.00%

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THE PLACING

The Company further announces that the Offer Shares initially offered under the Placing have been slightly over-subscribed by approximately 0.13 times. The final number of the Offer Shares under the Placing is 350,000,000 Shares, which is equivalent to approximately 77.7% of the total number of 450,000,000 Placing Shares initially available for subscription under the Placing. The final number of Placing Shares allocated to 146 placees under the Placing is 350,000,000 Placing Shares, representing 70.0% of the total number of Offer Shares available under the Share Offer. A total number of 18 placees and 48 placees have been allotted one board lot and five board lots or less of Offer Shares, representing approximately 12.3% and 32.9% of the total number of 146 placees under the Placing, respectively. These placees have been allotted 0.05% and 0.26% of the Offer Shares available under the Placing, respectively.

Page 11: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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SHAREHOLDING CONCENTRATION ANALYSIS

We set out below a summary of allotment results under the Share Offer:

– top 1, 5, 10 and 25 of the placees out of the Placing Shares, total Offer Shares and total issued Shares of the Company upon the Listing:

Aggregate number of

Placing Shares allotted under

the Placing

Aggregate number of

Shares held upon Listing

Approximate aggregate% of

the total number of

Placing Shares allotted under

the Placing

Approximate aggregate% of

the total number of

Offer Shares under the

Share Offer

Approximate aggregate% of

the entire issued share

capital immediately

upon completion

of the Capitalisation Issue and the

Share Offer

Top placee 26,969,000 26,969,000 7.70 5.39 1.35Top 5 placees 102,820,000 102,820,000 29.38 20.56 5.14Top 10 placees 147,620,000 147,620,000 42.18 29.52 7.38Top 25 placees 218,620,000 218,620,000 62.46 43.72 10.93

Note: Any discrepancies in the table between the totals and the sums of amounts listed therein are

due to rounding.

Page 12: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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– top 1, 5, 10 and 25 of all Shareholders out of the Placing Shares, total Offer Shares and total issued Shares of the Company upon the Listing (note 1):

Aggregate number of

Placing Shares allotted under

the Placing

Aggregate number of

Shares held upon Listing

Approximate aggregate% of

the total number of

Placing Shares allotted under

the Placing

Approximate aggregate% of

the total number of

Offer Shares under the

Share Offer

Approximate aggregate% of

the entire issued share

capital immediately

upon completion

of the Capitalisation Issue and the

Share Offer

Top Shareholder 0 1,500,000,000 0.00 0.00 75.00Top 5 Shareholders 90,820,000 1,590,820,000 25.95 18.16 79.54Top 10 Shareholders (note 2) 90,820,000 1,665,820,000 25.95 33.16 83.29Top 25 Shareholders (note 2) 194,620,000 1,769,620,000 55.61 53.92 88.48

Note:

1. Any discrepancies in the table between the totals and the sums of amounts listed therein are

due to rounding.

2. There are five public Shareholders who held in aggregate 75,000,000 Shares upon Listing,

representing approximately 3.75% of the entire issued share capital immediately upon

completion of the Capitalisation Issue and the Share Offer.

The Directors confirm that no Offer Shares have been allocated to applicants who are core connected persons (as defined in the Listing Rules), directors, existing shareholders of the Company or existing beneficial owners of the Shares and/or any of the Company’s subsidiaries, or their respective associates (as defined in the Listing Rules), whether in their own names or through nominees. The Placing is in compliance with the placing guidelines for equity securities as set out in Appendix 6 to the Listing Rules (the “Placing Guidelines”). None of the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers and their respective affiliates, companies and connected clients of the lead broker or of any distributors (as defined in paragraph 5(1) of Appendix 6 to the Listing Rules) or persons set out in paragraph 5(2) of the Placing Guidelines, whether in their own names or through nominees, have taken up any Placing Shares for its own benefit under the Placing.

Page 13: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

13

None of the placees under the Placing will become a substantial shareholder (as defined in the Listing Rules) of the Company after the Placing. The Directors confirm that (i) the three largest public Shareholders do not hold more than 50% of the Offer Shares held in public hands at the time of the Listing in compliance with Rules 8.08(3) and 8.24 of the Listing Rules; (ii) the Offer Shares will be held by at least 300 shareholders at the time of Listing in compliance with Rule 8.08(2) of the Listing Rules; (iii) the number of Offer Shares in public hands and the market capitalisation of the number of shares to be held by the public will satisfy the minimum requirement prescribed under Rule 8.08(1) of the Listing Rules; and (iv) none of the Offer Shares subscribed by the placees and the public has been financed directly or indirectly by any of the Directors, chief executives of the Company, substantial Shareholders, Controlling Shareholders, existing Shareholders or any of its subsidiaries or their respective close associates, and none of the placees and the public who has subscribed for the Offer Shares is accustomed to taking instructions from any of the Directors, chief executives of the Company, the substantial Shareholders, Controlling Shareholders, existing Shareholders or any of its subsidiaries or their respective close associates in relation to the acquisition, disposal, voting or other disposition of the Shares registered in his/her/its name or otherwise held by him/her/it.

LOCK-UP UNDERTAKINGS

Pursuant to the respective agreements and/or rules, each of the following Shareholders is subject to certain lock-up undertakings and the following table sets for the dates when such lock-up periods expire:

Share held upon completion of the Share Offer

Name of Shareholder NumberApproximately

percentage

Date when the lock-up

period expires (note 1)

Controlling Shareholders 1,500,000,000 75%Shell HoldingsRed DynastyMr. YungMrs. Yung

– First Six-Month Period after the Listing 1 December 2020(note 2)

– Second Six-Month Period after the Listing 1 June 2021

Page 14: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

14

Notes:

1. Relevant Shares can be dealt with freely on the day after the date indicated (subject to any restriction disclosed herein).

2. Except for disposing of, nor enter into any agreement to dispose of or otherwise create any options, rights, interests or encumbrances in respect of, any of the securities referred to in the Prospectus if, immediately following such disposal or upon the exercise or enforcement of such options, rights, interests or encumbrances, it/he would cease to be a controlling shareholder (as defined in the Listing Rules) of the Company.

RESULTS OF ALLOCATIONS UNDER THE PUBLIC OFFER

The results of allocations and the Hong Kong identity card/passport/Hong Kong business registration numbers of successful applicants under the Public Offer will be available at the times and dates and in the manner specified below:

• in the announcement to be posted on the Company’s website at www.smcelectric.com.hk and the Stock Exchange’s website at www.hkexnews.hk by no later than 9:00 a.m. on Monday, 1 June 2020;

• from the designated results of allocations website at www.ewhiteform.com.hk/results with a “search by ID” function on a 24-hour basis from 9:00 a.m. on Monday, 1 June 2020 to 12:00 midnight on Sunday, 7 June 2020. The user will be required to key in the Hong Kong identity card/passport/Hong Kong business registration number provided in his/her/its application to search for his/her/its own allocation result;

• by telephone enquiry line by calling (852) 2153 1688 between 9:00 a.m. and 6:00 p.m. from Monday, 1 June 2020 to Friday, 5 June 2020;

• in the special allocation results booklets which will be available for inspection during opening hours from Monday, 1 June 2020 to Thursday, 4 June 2020 at all the designated branches of the receiving bank set out below:

Hang Seng Bank Limited

Hong Kong Island Head Office 83 Des Voeux Road Central

North Point Branch 335 King’s Road

Kowloon Tsimshatsui Branch 18 Carnarvon Road, Tsimshatsui

Kowloon Main Branch 618 Nathan Road, Mongkok

The indications of level of interests in the Placing, the level of applications in the Public Offer and the basis of allocation of the Public Offer Shares are also published on Monday, 1 June 2020 on the Company’s website at www.smcelectric.com.hk and the website of the Stock Exchange at www.hkexnews.hk.

Page 15: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by WHITE Application Forms or eWhite FormThe following are the identification document numbers (where supplied) of wholly or partially successful applicants using WHITE Application Forms or eWhite Form and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

A8953581 10,000

E9799307 10,000

G1761829 10,000

G6539725 10,000

K1852957 10,000

K4911431 10,000

Y7869035 10,000

Z0854027 10,000

Z7305797 10,000

Section 1: Applications using White Application Forms & eWhite Form Page: 1

Page 16: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by YELLOW Application Forms (through designated CCASS Clearing/Custodian Participants)The following are the identification document numbers (where supplied) of wholly or partially successful applicants using YELLOW Application Forms through designated CCASS Clearing/Custodian Participants and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

D2308526 10,000

D2478197 10,000

D4390459 10,000

E4551684 10,000

G6895068 10,000

K4066375 10,000

XG425348 10,000

Y0056098 10,000

Z2450527 10,000

Z9102605 10,000

Section 2: Applications using Yellow Application Forms through designated CCASS Clearing/Custodian Participants Page: 1

Page 17: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

0002103 10,000

0007587 10,000

0009556 20,000

001050019 10,000

001055130 10,000

001057080 10,000

001067218 10,000

001077173 10,000

001077268 10,000

001101969 10,000

001131023 10,000

00114174X 10,000

001155734 10,000

001161527 10,000

00120504X 10,000

001225548 10,000

001280013 10,000

0013360 10,000

0014299 10,000

002055518 10,000

002080096 10,000

002102524 10,000

002274814 10,000

002284412 10,000

0022958 10,000

003052439 10,000

003081435 10,000

003094237 10,000

0031284 10,000

003158013 10,000

003180828 10,000

00321083X 10,000

003224513 10,000

003250021 10,000

003273730 10,000

003291013 10,000

00329251X 10,000

003312715 10,000

0033455 10,000

0033843 10,000

0035193 10,000

0035822 10,000

0036140 10,000

0036186 10,000

0036790 10,000

00404351X 10,000

004103109 10,000

004120323 10,000

004132020 10,000

004136139 10,000

004137156 10,000

004165510 10,000

004180520 10,000

004182435 10,000

00421652X 10,000

00427873X 10,000

004281430 10,000

004294116 10,000

005044832 10,000

005081819 10,000

005122626 10,000

005180037 10,000

005222635 10,000

005223858 10,000

005280020 10,000

006020018 10,000

006030091 10,000

006054131 10,000

006057526 10,000

006084500 10,000

006110016 10,000

006141024 10,000

006180020 10,000

006194853 10,000

006201515 10,000

006210014 10,000

006252567 10,000

006451100 10,000

007054010 10,000

007076565 10,000

007083713 10,000

007102519 10,000

007103647 10,000

00710501X 10,000

007150518 10,000

00715513X 10,000

007159247 10,000

007245517 10,000

007260513 10,000

007261941 10,000

007315516 10,000

008082010 10,000

008085113 10,000

008093013 10,000

008093257 10,000

008172222 10,000

008209402 10,000

008231695 10,000

008233118 10,000

008237027 10,000

008238011 10,000

008242027 10,000

00826021X 10,000

008295017 10,000

009050310 10,000

009086811 10,000

009087727 10,000

009135593 10,000

009165014 10,000

009172422 10,000

009220063 10,000

009270031 10,000

009281011 10,000

009284320 10,000

010038533 10,000

01010020 10,000

010123242 10,000

010125761 10,000

010144883 10,000

010162060 10,000

01017119 10,000

010191284 10,000

01021344X 10,000

01023822 10,000

01026341X 10,000

01028006X 10,000

010290629 10,000

01030530 10,000

01031213 10,000

01045052 10,000

01050511 10,000

01052023 10,000

01070014 10,000

01080739 10,000

01086516 10,000

01097031 10,000

011013221 10,000

01102238 10,000

011053225 10,000

011060016 10,000

011061719 10,000

011112758 10,000

01120622 10,000

01125259 10,000

011290301 10,000

01130014 10,000

01131728 10,000

01133218 10,000

01163118 10,000

01170311 10,000

0118004X 10,000

01190525 10,000

01193017 10,000

01198123 10,000

01201555 10,000

012030038 10,000

012064523 10,000

01210718 10,000

012107520 10,000

01211055 10,000

01212411 10,000

012140030 10,000

012165420 10,000

012191051 10,000

01220031 10,000

01222110X 10,000

012221546 10,000

01222713 10,000

012242410 10,000

012291226 10,000

01231123X 10,000

0123272X 10,000

0123301X 10,000

01245012 10,000

01254076 10,000

01280015 10,000

01280535 10,000

0146610 10,000

0158240 10,000

02 190019 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 1

Page 18: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

02011135 10,000

02011853 10,000

02014314 10,000

02020015 10,000

02030919 10,000

02033034 10,000

02033616 10,000

02035945 10,000

02042828 10,000

02054434 10,000

0206162X 10,000

02067664 10,000

02068752 10,000

02071622 10,000

02080312 10,000

02095949 10,000

02114720 10,000

02121926 10,000

02128625 10,000

02130710 10,000

02131418 10,000

02131536 10,000

02153133 10,000

02160011 10,000

02180514 10,000

02183434 10,000

02184020 10,000

02184411 10,000

02203113 10,000

02204320 10,000

02210025 10,000

02211643 10,000

02230713 10,000

02233515 10,000

02233813 10,000

02235114 10,000

02254215 10,000

02265921 10,000

02287016 10,000

023810001 10,000

023810002 10,000

023810003 10,000

023810004 10,000

023810005 10,000

023810006 10,000

023810009 10,000

023810013 10,000

023810014 10,000

023810016 10,000

023810018 10,000

023810021 10,000

023810024 10,000

023810026 10,000

023810029 10,000

023810030 10,000

023810033 10,000

023810036 10,000

023810038 10,000

023810039 10,000

023810043 10,000

023810044 10,000

023810045 10,000

023810048 10,000

023810053 10,000

0241050 10,000

03011139 10,000

0306005X 10,000

0307101X 10,000

03074611 10,000

03120024 10,000

03121652 10,000

03141017 10,000

03156518 10,000

0317202X 10,000

03172030 10,000

03181210 10,000

03183805 10,000

0320002X 10,000

03200918 10,000

03220444 10,000

03238727 10,000

0324051X 10,000

03256209 10,000

03260338 10,000

03290249 10,000

03291721 10,000

03294444 10,000

03304031 10,000

03305019 10,000

03315229 10,000

0392815 10,000

04020980 10,000

04042552 10,000

04050419 10,000

04054412 10,000

04060040 10,000

04060617 10,000

04090072 10,000

04102412 10,000

0412721X 10,000

0413051X 10,000

04132805 10,000

04140019 10,000

04143222 10,000

04143550 10,000

04150422 10,000

04160210 10,000

04160412 10,000

04160628 10,000

04167323 10,000

04176219 10,000

04177436 10,000

04192127 10,000

04273039 10,000

04286534 10,000

0429262X 10,000

04302443 10,000

05010022 10,000

0501032X 10,000

05033717 10,000

05040735 10,000

05047217 10,000

05054081 10,000

05060619 10,000

05075309 10,000

05083624 10,000

05086272 10,000

05100220 10,000

05104564 10,000

05110076 10,000

05123420 10,000

05124120 10,000

05137462 10,000

051532240 10,000

05161113 10,000

05172521 10,000

05173129 10,000

05176818 10,000

05181529 10,000

05184224 10,000

05190018 10,000

05191877 10,000

05195819 10,000

05200029 10,000

052056777 10,000

05220669 10,000

05234612 10,000

0524002X 10,000

05243111 10,000

05263212 10,000

0527431X 10,000

05291922 10,000

0530101X 10,000

05311334 10,000

06010512 10,000

06013302 10,000

06050012 10,000

06051058 10,000

06080014 10,000

06081516 10,000

06083915 10,000

0611086X 10,000

06112817 10,000

06127429 10,000

06130013 10,000

0614233X 10,000

06144514 10,000

0615394X 10,000

06164932 10,000

06183819 10,000

06194613 10,000

06204850 10,000

06210769 10,000

06211341 10,000

06219491 10,000

06240313 10,000

06240532 10,000

06250325 10,000

06251618 10,000

06254055 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 2

Page 19: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

0628038X 10,000

06300014 10,000

06300018 10,000

07010025 10,000

07010211 10,000

07010495 10,000

07013174 10,000

07038430 10,000

07052119 10,000

07052213 10,000

07052950 10,000

07081629 10,000

07084062 10,000

0709301X 10,000

07100039 10,000

07130929 10,000

07140032 10,000

07140033 10,000

07151714 10,000

07171724 10,000

0717651X 10,000

07184015 10,000

07189211 10,000

07190816 10,000

07191518 10,000

07195410 10,000

07230059 10,000

07231931 10,000

07246226 10,000

07252019 10,000

07266554 10,000

07270432 10,000

07272671 10,000

07280044 10,000

07280538 10,000

07300019 10,000

07310037 10,000

07313612 10,000

08010616 10,000

08013632 10,000

08032735 10,000

08034910 10,000

08039753 10,000

08042329 10,000

08050062 10,000

08051339 10,000

0805542X 10,000

08060419 10,000

08060818 10,000

08075030 10,000

08080619 10,000

08085212 10,000

08085418 10,000

08100654 10,000

08104212 10,000

08111026 10,000

08132713 10,000

0814063X 10,000

08142314 10,000

08160827 10,000

08170084 10,000

08181539 10,000

08182516 10,000

08182541 10,000

08190013 10,000

08200050 10,000

08261024 10,000

08276963 10,000

08283653 10,000

08283742 10,000

08294072 10,000

0830001X 10,000

08314739 10,000

09 020021 10,000

09013037 10,000

0902558X 10,000

09036438 10,000

09037842 10,000

09042821 10,000

09085951 10,000

09120214 10,000

09123215 10,000

09126373 10,000

09130832 10,000

09140553 10,000

09155953 10,000

09161353 10,000

09162023 10,000

09162052 10,000

09180213 10,000

09184345 10,000

09190649 10,000

09200412 10,000

09203913 10,000

09204797 10,000

09213417 10,000

09227005 10,000

09244025 10,000

0925567 10,000

09260512 10,000

09261813 10,000

09270031 10,000

09270070 10,000

09280313 10,000

09280474 10,000

09283410 10,000

09293027 10,000

09297392 10,000

0C2898495 10,000

0C3767637 10,000

0C5336889 10,000

0C6463043 10,000

0D322007A 10,000

0D3896227 10,000

0D4439016 10,000

0E3774553 10,000

0E4131953 10,000

0E5344321 10,000

0E5371604 10,000

0E5796982 10,000

0E8054189 10,000

0E8815597 10,000

0G0460299 40,000

0G0992266 10,000

0G1004203 10,000

0G1138986 10,000

0G250028A 10,000

0G4076086 10,000

0G4360086 10,000

0G5376903 10,000

0G6238849 10,000

0G7072723 10,000

0G8029112 10,000

0GA125884 10,000

0H0462804 10,000

0H3259074 10,000

0H4376430 10,000

0K0656216 10,000

0K0697761 10,000

0K1435264 10,000

0K1609440 10,000

0K2018526 10,000

0K2444097 10,000

0K2970384 10,000

0K3218120 10,000

0K3973352 10,000

0K4935411 10,000

0K5457246 10,000

0K557949A 10,000

0K5793270 10,000

0K791234A 10,000

0K8397155 10,000

0K8448906 10,000

0K8459975 10,000

0K8803552 10,000

0M0308191 10,000

0M0721846 10,000

0M1182701 10,000

0M1449678 10,000

0M2447520 10,000

0M2579699 10,000

0M2609172 10,000

0M3813407 10,000

0M4773166 10,000

0M5464817 10,000

0M7370070 10,000

0M8765397 10,000

0M9228263 10,000

0P0067516 10,000

0P0127950 10,000

0P0261215 10,000

0P0346695 10,000

0P1143879 10,000

0P2701964 10,000

0P373050A 10,000

0P3792130 10,000

0P4075335 10,000

0P5106021 10,000

0P655723A 10,000

0P6865406 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 3

Page 20: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

0P7123918 10,000

0P7410666 10,000

0P751321A 10,000

0P8508570 10,000

0P8610480 10,000

0P8962204 10,000

0P9075007 10,000

0P9201517 10,000

0P9211873 10,000

0R0500754 10,000

0R0955646 10,000

0R1222847 10,000

0R1787372 10,000

0R1841830 10,000

0R2324023 10,000

0R2779500 10,000

0R3299847 10,000

0R3700266 10,000

0R3912891 10,000

0R4041150 10,000

0R4211862 10,000

0R4577174 10,000

0R4715143 10,000

0R475033A 10,000

0R4883194 10,000

0R4885774 10,000

0R4904095 10,000

0R5106426 10,000

0R5113678 10,000

0R5419483 10,000

0R5429616 10,000

0R6212165 10,000

0R6583457 10,000

0R7178300 10,000

0R7195787 10,000

0R7295595 10,000

0R8435501 10,000

0R8762278 10,000

0R9506437 10,000

0V0391484 10,000

0V0464775 10,000

0V0556807 10,000

0V0569046 10,000

0V0647306 10,000

0V0962228 10,000

0V1083546 10,000

0V1242903 10,000

0V1338951 10,000

0V1442805 10,000

0V1469525 10,000

0Y0313171 10,000

0Y0512867 10,000

0Y0578701 10,000

0Y1076211 10,000

0Y1158153 10,000

0Y1480853 10,000

0Y2004729 10,000

0Y200530A 10,000

0Y2217080 10,000

0Y2308809 10,000

0Y2564074 10,000

0Y2696094 10,000

0Y2753187 10,000

0Y3172900 10,000

0Y3206503 10,000

0Y3509484 10,000

0Y3601712 10,000

0Y3795029 10,000

0Y3987408 10,000

0Y4378901 10,000

0Y4446400 10,000

0Y4784519 10,000

0Y4900594 10,000

0Y4918930 10,000

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0Y5828641 10,000

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10250519 10,000

10251512 10,000

10257455 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 4

Page 21: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

10268118 10,000

1027051X 10,000

10273224 10,000

10274913 10,000

10275317 10,000

10290034 10,000

10290080 10,000

10290622 10,000

10294411 10,000

103016812 10,000

103023521 10,000

103026275 10,000

103040021 10,000

103046611 10,000

10310013 10,000

10311044 10,000

103115023 10,000

103151292 10,000

103157528 10,000

10317192X 10,000

10318443X 10,000

103230023 10,000

104051219 10,000

104060040 10,000

104060111 10,000

104063224 10,000

104078014 10,000

10414022X 10,000

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105055717 10,000

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105141618 10,000

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10527192X 10,000

105293638 10,000

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12080039 10,000

1208011X 10,000

12090419 10,000

12094616 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 5

Page 22: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

12100014 10,000

12100025 10,000

12130711 10,000

12141120 10,000

12146015 10,000

12148025 10,000

1216301X 10,000

12163039 10,000

12164412 10,000

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212090018 10,000

212102378 10,000

212109048 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 6

Page 23: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

212202564 10,000

212241887 10,000

212275272 10,000

212280016 10,000

212291657 10,000

22010319 10,000

220223267 10,000

22030219 10,000

220502197 10,000

222347478 10,000

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23010219 10,000

230105198 10,000

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230506197 10,000

23052319 10,000

23060319 10,000

23070619 10,000

23262219 10,000

240279778 10,000

2448972 70,000

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310200838 10,000

31021141X 10,000

310224159 10,000

31022519 10,000

31022619 10,000

31022619 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 7

Page 24: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

31022719 10,000

31022719 10,000

31022719 10,000

310234071 10,000

31027056X 10,000

311101319 10,000

31113302X 10,000

311153021 10,000

311194247 10,000

311200044 10,000

311226656 10,000

311300017 10,000

312014013 10,000

312015858 10,000

312021865 10,000

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31210261X 10,000

312110424 10,000

312130013 10,000

31213285 10,000

312140012 10,000

312157471 10,000

312191074 10,000

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312307167 10,000

318288 10,000

32010219 10,000

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32020219 10,000

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32068319 10,000

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320923197 10,000

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330211197 10,000

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33028219 10,000

33030219 10,000

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330302199 10,000

330304199 10,000

330324199 10,000

33032619 10,000

33032719 15,000,000

33032719 15,000,000

33038119 10,000

33038219 10,000

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330382198 10,000

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33068119 10,000

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33078119 10,000

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33090219 10,000

331021198 10,000

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33250219 10,000

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340222199 10,000

34032119 10,000

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341221198 10,000

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36031219 10,000

36031219 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 8

Page 25: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

36040219 10,000

36040219 10,000

36042319 10,000

36042519 10,000

36042819 10,000

36043019 10,000

36060219 10,000

36060219 10,000

36060219 10,000

36068119 10,000

36068119 10,000

36072119 10,000

360722199 10,000

36073019 10,000

36073019 10,000

36073119 10,000

36210219 10,000

36213119 10,000

36213119 10,000

36213119 10,000

36213519 10,000

362203199 10,000

36222819 10,000

36232219 10,000

36242119 10,000

36242119 10,000

36242419 10,000

36242619 10,000

362502199 10,000

36252819 10,000

367054707 10,000

37010219 10,000

370104195 10,000

370105197 10,000

370202198 10,000

37020319 10,000

37020419 10,000

37020419 10,000

37020519 10,000

37020519 10,000

37022219 10,000

37028319 10,000

37028519 10,000

37030219 10,000

370302199 10,000

37030319 10,000

37032119 10,000

37040319 10,000

370403198 10,000

37048119 10,000

37050219 10,000

37050219 10,000

37052119 10,000

37060219 10,000

37061219 10,000

37062919 10,000

37063119 10,000

37063119 10,000

37072219 10,000

370722197 10,000

37078619 10,000

37098319 10,000

371015171 10,000

37112219 10,000

37132119 10,000

37132319 10,000

37132719 10,000

371422199 10,000

37150219 20,000

371523198 10,000

37290119 10,000

37290119 10,000

375237807 10,000

380053926 10,000

384330981 10,000

385100367 10,000

385122445 10,000

388467001 10,000

388467002 10,000

388467003 10,000

388467004 10,000

388467005 10,000

388467006 10,000

388467007 10,000

388467008 10,000

388467009 10,000

388467010 10,000

388467011 10,000

388467012 10,000

388467013 10,000

388467014 10,000

388467015 10,000

388467016 10,000

388467017 10,000

388467018 30,000

388467019 30,000

388467020 20,000

388467021 40,000

388467022 15,000,000

388467023 10,000

388467024 10,000

388467025 10,000

388467026 10,000

388467027 10,000

388467028 10,000

388467029 10,000

388467030 10,000

388467031 10,000

388467032 10,000

388467033 10,000

388467034 10,000

388467035 10,000

388467036 10,000

388467037 10,000

388467038 10,000

388467039 10,000

388467040 10,000

388467041 10,000

388467042 10,000

388467043 10,000

388467044 10,000

388467045 10,000

388467046 10,000

388467047 10,000

388467048 10,000

388467049 10,000

388467050 10,000

388467051 10,000

388467052 10,000

388467053 10,000

388467054 10,000

388467055 10,000

388467056 10,000

388467057 10,000

388467058 10,000

388467059 10,000

388467060 10,000

388467061 10,000

388467062 20,000

388467063 20,000

388467064 50,000

388467065 50,000

388467066 50,000

388467067 20,000

388467068 10,000

390800530 10,000

391637337 10,000

394311013 10,000

395297104 10,000

395499001 10,000

395499002 10,000

395499003 10,000

395499005 20,000

395499006 10,000

395499007 10,000

395499008 10,000

395499010 10,000

395499011 10,000

395499012 10,000

395499013 10,000

395499014 10,000

395499015 10,000

395499016 10,000

395499017 10,000

395499019 10,000

395499021 10,000

395499022 10,000

395499023 10,000

395499024 10,000

395499025 10,000

395499026 10,000

395499027 10,000

395499028 10,000

395499029 10,000

395499030 10,000

395499034 10,000

395499035 10,000

395499037 10,000

395499040 10,000

395499041 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 9

Page 26: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

395499042 10,000

395499043 10,000

395499047 10,000

395499048 10,000

395499050 10,000

395499051 10,000

395499054 10,000

395499055 40,000

395499058 10,000

395499060 10,000

395499064 10,000

395499066 10,000

395499071 10,000

395499072 10,000

395499073 10,000

395499074 10,000

395499075 10,000

395499079 10,000

395499080 10,000

395499082 10,000

395499084 10,000

395499085 10,000

395499087 10,000

395499088 10,000

395499089 10,000

395499093 10,000

395499094 20,000

395499096 10,000

395499097 10,000

395499098 10,000

395499099 10,000

395499101 10,000

395499105 10,000

395499106 10,000

395499107 10,000

395499109 10,000

395499110 10,000

395499111 10,000

395499113 10,000

395499114 10,000

395499116 10,000

395499121 10,000

395499122 10,000

395499123 10,000

395499124 10,000

395499125 10,000

395499127 10,000

395499129 10,000

395499130 10,000

395499132 10,000

395499133 10,000

395499138 10,000

395499146 10,000

395499147 10,000

395499155 10,000

395499157 10,000

395499158 10,000

395499159 10,000

395499162 10,000

395499164 10,000

395499165 10,000

395499166 10,000

395499171 10,000

395499172 10,000

395499174 10,000

395499178 10,000

395499179 10,000

395499182 10,000

395499183 10,000

395499186 10,000

395499187 10,000

395499189 10,000

395499191 10,000

395499192 10,000

395499195 10,000

395499198 10,000

395499199 10,000

395499201 10,000

395499203 10,000

395499204 10,000

395499205 10,000

395499207 10,000

395499208 10,000

395499210 10,000

395499212 10,000

395499214 10,000

395499215 10,000

395499216 10,000

395499217 10,000

395499219 10,000

395499226 70,000

395499227 10,000

395499228 20,000

395499229 10,000

395499231 10,000

395499232 10,000

395499233 10,000

395499235 10,000

395499236 10,000

395499237 10,000

395499238 10,000

395499241 10,000

395499243 10,000

395499244 10,000

395499246 10,000

395499247 10,000

395499248 10,000

395499250 10,000

395499251 10,000

395499252 10,000

395499253 10,000

395499257 10,000

395499258 10,000

395499260 10,000

395499263 10,000

395499264 10,000

395499265 10,000

395499266 10,000

395499267 10,000

395499268 10,000

395499271 10,000

395499273 10,000

395499275 10,000

395499278 10,000

395499279 10,000

395499280 10,000

395499282 10,000

395499284 10,000

395499285 10,000

395499287 50,000

395499288 10,000

395499290 10,000

395499291 10,000

395499292 10,000

395499293 10,000

395499294 10,000

395499297 10,000

395499298 10,000

395499299 10,000

395499300 10,000

395499301 10,000

395499303 10,000

395499304 10,000

395499305 10,000

395499306 10,000

395499307 10,000

395499308 10,000

395499310 10,000

395499311 10,000

395499312 10,000

395499314 10,000

395499315 10,000

395499318 20,000

395499319 10,000

395499320 10,000

395499322 10,000

395499323 10,000

395499329 10,000

395499330 10,000

395499331 10,000

395499333 10,000

395499334 10,000

395499335 10,000

395499336 10,000

395499337 10,000

395499339 10,000

395499340 10,000

395499341 10,000

395499342 10,000

395499344 10,000

395499346 10,000

395499347 10,000

395499348 10,000

395499350 10,000

395499352 10,000

395499355 30,000

395499357 10,000

395499358 10,000

395499359 10,000

395499360 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 10

Page 27: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

395499361 10,000

395499363 10,000

395499364 10,000

395499365 10,000

395499366 10,000

395499367 10,000

395499373 10,000

395499375 10,000

395499377 10,000

395499380 10,000

395499382 10,000

395499384 10,000

395499387 10,000

395499388 10,000

395499389 10,000

395499392 50,000

395499393 10,000

395499395 10,000

395499396 10,000

395499397 10,000

395499398 10,000

395499399 10,000

395499400 10,000

395499401 10,000

395499402 10,000

395499403 10,000

395499405 10,000

395499407 10,000

395499409 10,000

395499410 10,000

395499412 10,000

395499413 10,000

395499414 10,000

395499415 10,000

395499417 10,000

395499419 10,000

395499420 10,000

395499422 10,000

395499423 10,000

395499424 10,000

395499425 10,000

395499426 10,000

395499427 10,000

395499428 10,000

401040816 10,000

401064436 10,000

401071561 10,000

401203825 10,000

401212218 10,000

401213121 10,000

401271827 10,000

402012765 10,000

402016634 10,000

402031316 10,000

402060013 10,000

402060017 10,000

40212472X 10,000

402144877 10,000

402160814 10,000

402194078 10,000

402230014 10,000

402262011 10,000

403036311 10,000

403041213 10,000

403042438 10,000

40307531X 10,000

403130588 10,000

40313094X 10,000

403150032 10,000

403275818 10,000

404032118 10,000

404032410 10,000

404057096 10,000

404085041 10,000

404094015 10,000

404243182 10,000

404283057 10,000

405014518 10,000

405023386 10,000

405132834 10,000

40517004X 10,000

405182758 10,000

405252437 10,000

405300312 10,000

406056683 10,000

406097215 10,000

406152378 10,000

406243254 10,000

406253490 10,000

406253919 10,000

406280615 10,000

407016856 10,000

407042311 10,000

407050246 10,000

407111640 10,000

407185510 10,000

407186227 10,000

407214374 10,000

407283672 10,000

408020913 10,000

408022919 10,000

408052830 10,000

408066629 10,000

408093353 10,000

408166886 10,000

408182326 10,000

408224410 10,000

408257217 10,000

408262725 10,000

408270822 10,000

408272536 10,000

408305138 10,000

409013828 10,000

409024035 10,000

409051817 10,000

409081536 10,000

409091584 10,000

409111530 10,000

409140041 10,000

409178939 10,000

409240054 10,000

409263138 10,000

409271263 10,000

410057524 10,000

41010219 10,000

41010219 10,000

410121499 10,000

41012419 10,000

410131008 10,000

410150041 10,000

410152414 10,000

410154337 10,000

410189049 10,000

41021227X 10,000

41022119 10,000

410248113 10,000

410290525 10,000

41038119 10,000

410402197 10,000

41042219 10,000

41042319 10,000

410426198 10,000

41050319 10,000

41050319 10,000

41050319 10,000

41050319 10,000

41050319 10,000

41052619 10,000

410726198 10,000

41081119 10,000

41082319 10,000

41092319 10,000

411046814 10,000

41105594X 10,000

411064414 10,000

411074827 10,000

41107591X 10,000

411103110 10,000

41112319 10,000

411150048 10,000

411204475 10,000

41122219 10,000

411253831 10,000

411272787 10,000

41132719 10,000

41142519 10,000

41142519 10,000

41142519 10,000

41148219 10,000

41150319 10,000

41152619 10,000

411527199 10,000

412164748 10,000

412190022 10,000

412201213 10,000

412222042 10,000

412293223 10,000

41272119 10,000

41272319 10,000

41272319 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 11

Page 28: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

412724198 10,000

41282219 10,000

41282719 10,000

420102197 10,000

42010619 20,000

42010619 10,000

42010619 10,000

42010619 10,000

420106196 10,000

42011519 10,000

42011519 10,000

42011619 10,000

42011719 10,000

42011719 10,000

42011719 10,000

42012219 10,000

42012319 10,000

42012319 10,000

42032119 10,000

420381198 10,000

42050219 10,000

42052119 10,000

42052119 10,000

42052119 10,000

42052119 10,000

42052119 10,000

42052119 10,000

42052119 10,000

42052119 10,000

42052619 10,000

42058119 10,000

42058119 10,000

42058319 10,000

420606198 10,000

42062119 10,000

42068219 10,000

42068319 10,000

42068319 10,000

42068319 10,000

42070419 10,000

42082219 10,000

42092119 10,000

42092219 10,000

42100219 10,000

42100219 10,000

421002199 10,000

42102319 10,000

42108119 10,000

42108119 10,000

42108719 10,000

421087199 10,000

42112619 10,000

42112619 10,000

421126199 10,000

42112719 10,000

42112719 10,000

42118119 10,000

422101198 10,000

422103197 10,000

42213019 10,000

42220219 10,000

42272119 10,000

42272119 10,000

42900119 10,000

42900419 10,000

42900619 10,000

42902119 10,000

430104198 10,000

43010519 10,000

43012219 10,000

430122199 10,000

43012419 10,000

43032119 10,000

43040319 10,000

43040719 10,000

430410894 10,000

43042219 10,000

43042219 10,000

43042219 10,000

43042519 10,000

43052119 10,000

43052219 10,000

43052219 10,000

430522196 10,000

430522196 10,000

430522198 10,000

43052819 10,000

43052819 10,000

430602196 10,000

430602198 10,000

43062319 10,000

43070219 10,000

43070319 10,000

43070319 10,000

43072319 10,000

430723198 10,000

43090319 10,000

43092219 10,000

430922198 10,000

43092319 10,000

43102319 10,000

43102319 10,000

43102319 10,000

43102619 10,000

43112119 10,000

43112119 10,000

432322197 10,000

43250319 10,000

43252219 10,000

43252219 10,000

43252219 10,000

43252219 10,000

43252420 10,000

432902197 10,000

44010219 10,000

44010219 10,000

44010219 10,000

440102197 10,000

44010319 10,000

44010319 10,000

44010419 10,000

44010419 10,000

44010419 10,000

440104195 10,000

44010519 10,000

44010519 10,000

44010519 10,000

440111198 10,000

44018319 10,000

44020419 10,000

44030119 10,000

44030119 10,000

44030119 10,000

44030119 10,000

44030119 10,000

44030119 10,000

44030619 10,000

44030619 10,000

44030620 10,000

44040219 10,000

44050319 10,000

44050819 10,000

440508198 10,000

44050919 10,000

44050919 10,000

44058219 10,000

44058219 10,000

44058219 10,000

44058219 10,000

440582198 10,000

44058319 10,000

44058319 10,000

44060219 10,000

44068219 10,000

44068219 10,000

44068219 10,000

44068219 10,000

44068219 10,000

440726196 10,000

44078219 10,000

44080219 10,000

44082319 10,000

44088119 10,000

44088219 10,000

44092319 10,000

44098219 10,000

44128319 10,000

441283199 10,000

44128419 10,000

441302198 10,000

44132219 10,000

44132219 10,000

44132319 10,000

44132319 10,000

44132319 10,000

44132319 10,000

44132319 10,000

44132319 10,000

441381198 10,000

44142119 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 12

Page 29: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

44142219 10,000

441422197 10,000

441426199 10,000

44148119 10,000

44148119 10,000

44148119 10,000

44150219 10,000

44152119 70,000

44152119 10,000

44152219 10,000

44152219 10,000

441522198 10,000

44160219 10,000

44160219 10,000

44160219 10,000

44160219 10,000

44160219 10,000

44161119 10,000

44161119 10,000

44161119 10,000

44161119 10,000

44161119 10,000

44162119 10,000

44162119 10,000

44162120 10,000

44162219 10,000

44162219 10,000

44162319 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162419 10,000

44162519 10,000

44162519 10,000

44162520 10,000

44162520 10,000

44170219 10,000

44180219 10,000

44182119 10,000

44182119 10,000

44188119 10,000

44190019 10,000

44252519 10,000

44252519 10,000

44252519 10,000

44252619 10,000

442527196 10,000

44510219 10,000

44510219 10,000

44512119 10,000

44512119 10,000

44512119 10,000

44512119 10,000

44512219 10,000

44512219 10,000

44522119 10,000

44522219 10,000

44522419 10,000

44528119 10,000

44528119 10,000

445281198 10,000

44532219 10,000

45010319 10,000

45012119 10,000

45032519 10,000

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509165922 10,000

509241475 10,000

509261550 10,000

509273023 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 13

Page 30: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

510047825 10,000

510084921 10,000

51010619 10,000

51011319 10,000

51013219 10,000

510146531 10,000

51018419 10,000

51021219 10,000

510213198 10,000

510215015 10,000

510241418 10,000

510252417 10,000

510293446 10,000

51030219 10,000

51050319 10,000

510524198 10,000

51060219 10,000

51060319 10,000

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51070219 10,000

51072219 10,000

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51082419 10,000

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511186468 10,000

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51209821X 10,000

512104983 10,000

512114464 10,000

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512120714 10,000

512126838 10,000

512181498 10,000

512212211 10,000

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51303019 10,000

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65312619 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 14

Page 31: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

65400119 10,000

661203037 10,000

69092102 10,000

701061899 10,000

701067315 10,000

701081973 10,000

701120027 10,000

701123040 10,000

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701235026 10,000

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773033002 15,000,000

773033003 10,000

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800350-M 10,000

800396-S 10,000

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800423-S 10,000

800448-M 10,000

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800681-M 10,000

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805230818 10,000

80529942X 10,000

806050747 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 15

Page 32: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

806051881 10,000

806083915 10,000

806104432 10,000

806181128 10,000

806237829 10,000

807080020 10,000

807205645 10,000

807241830 10,000

808011587 10,000

808030818 10,000

808046515 10,000

808050235 10,000

808074335 10,000

808084518 10,000

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906093534 20,000

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911070013 10,000

911071531 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 16

Page 33: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

91108685X 10,000

911094882 10,000

911126835 10,000

911145010 10,000

911160923 10,000

911160923 10,000

912034436 10,000

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912090021 10,000

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912103031 10,000

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BC1215166 10,000

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C435872 10,000

C435884 10,000

C435885 10,000

C435893 10,000

C435899 10,000

C435901 10,000

C435918 10,000

C435943 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 17

Page 34: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

C435956 10,000

C435958 10,000

C435968 10,000

C435972 10,000

C435987 10,000

C435990 10,000

C435998 10,000

C436021 10,000

C436550 10,000

C436552 10,000

C436554 10,000

C436555 10,000

C438046 10,000

C438103 10,000

C438130 10,000

C438145 10,000

C438220 10,000

C438222 10,000

C438333 10,000

C438334 10,000

C438336 10,000

C440768 10,000

C440769 10,000

C440770 10,000

C440772 10,000

C440789 10,000

C440797 10,000

C440833 10,000

C440864 10,000

C440874 10,000

C440935 10,000

C440968 10,000

C440979 10,000

C441095 10,000

C441127 10,000

C441139 10,000

C443980 10,000

C443981 10,000

C443983 30,000

C443984 10,000

C443985 20,000

C443987 10,000

C444553 10,000

C444558 10,000

C444563 10,000

C444573 10,000

C444603 10,000

C444634 10,000

C444648 10,000

C444651 10,000

C444656 10,000

C444696 10,000

C444704 10,000

C444722 10,000

C444728 10,000

C444759 10,000

C444760 10,000

C444776 10,000

C444783 10,000

C444806 10,000

C444825 10,000

C448296 10,000

C448297 10,000

C448299 10,000

C448430 10,000

C448553 10,000

C448563 10,000

C4561323 10,000

C4604723 10,000

C4675620 10,000

C49590766 10,000

C5226315 10,000

C536856A 30,000

C5508523 10,000

C5524510 10,000

C59176684 10,000

C594076 10,000

C6615137 10,000

C6729809 10,000

C6745766 10,000

C6747815 10,000

C87185110 10,000

D045523 10,000

D1275071 10,000

D132658A 10,000

D164600 10,000

D1763629 10,000

D2048036 10,000

D226913A 10,000

D2336163 10,000

D2522013 10,000

D2811147 10,000

D2866219 10,000

D3101399 10,000

D3165435 10,000

D3258506 10,000

D3442951 10,000

D3693660 10,000

D3927645 10,000

D4176392 10,000

D424133A 10,000

D4381697 10,000

D4710453 10,000

D4825196 10,000

D4846940 10,000

D4868731 10,000

D5300321 10,000

D5343357 10,000

D5426325 10,000

D5552495 10,000

D5655081 10,000

D5832110 10,000

D5916543 70,000

D608771 10,000

D633757 10,000

D6486585 10,000

D6623817 10,000

D6732713 10,000

D6848428 10,000

D7500212 10,000

D8538728 10,000

D8542903 10,000

D8577715 10,000

D8580988 10,000

E1008008 10,000

E1234025 10,000

E212181A 20,000

E2364992 10,000

E254118 10,000

E26886553 10,000

E26887979 10,000

E2769860 10,000

E2956377 10,000

E31350996 10,000

E31351902 10,000

E3147543 10,000

E3869338 10,000

E3954734 20,000

E423042A 10,000

E45360205 10,000

E4649080 10,000

E4697204 10,000

E4908922 10,000

E5076823 10,000

E5404995 10,000

E5643809 10,000

E573458 10,000

E5947859 10,000

E6040180 10,000

E6147333 10,000

E6179863 10,000

E627167 10,000

E6346433 10,000

E66260351 10,000

E674112A 10,000

E7007586 10,000

E7015996 10,000

E7107033 10,000

E7122334 10,000

E7411085 10,000

E7464986 10,000

E7489238 10,000

E7490864 10,000

E753005A 10,000

E7621144 10,000

E77214916 10,000

E7803625 10,000

E8023224 10,000

E8325549 10,000

E8527079 10,000

E8541950 10,000

E8583173 10,000

E8639853 10,000

E8695788 10,000

E8756116 10,000

E8962905 10,000

E9006137 10,000

E904554A 10,000

E9071451 10,000

E91024831 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 18

Page 35: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

E9143959 10,000

E9463899 10,000

E9914777 10,000

EB8503541 10,000

G0006385 10,000

G0351228 10,000

G0467765 10,000

G0539367 10,000

G0644578 10,000

G0838984 10,000

G0954240 10,000

G1004025 10,000

G1006117 10,000

G1243925 10,000

G1514600 10,000

G1799060 10,000

G1815678 10,000

G1881441 10,000

G21020400 10,000

G2219602 10,000

G2350377 10,000

G258260A 10,000

G2625562 10,000

G271980A 10,000

G2792272 10,000

G3009482 10,000

G301057A 10,000

G3059439 10,000

G3222518 10,000

G33864697 10,000

G3416010 10,000

G3585432 10,000

G3679771 10,000

G3738824 10,000

G3825603 10,000

G3875023 10,000

G3946427 10,000

G4024914 10,000

G4056425 10,000

G4160826 10,000

G4296809 10,000

G4538667 10,000

G4616757 10,000

G4883968 10,000

G49295933 10,000

G501519 10,000

G5024667 10,000

G50849369 10,000

G5149788 10,000

G52229769 10,000

G5317958 10,000

G535502-7 10,000

G53665786 10,000

G53746162 10,000

G546926A 10,000

G5524155 10,000

G5951460 10,000

G6053164 10,000

G6230678 50,000

G6311643 10,000

G6330311 10,000

G6556824 10,000

G6697029 10,000

G6765326 10,000

G6815978 10,000

G8089395 10,000

G8094054 10,000

GS006998B 10,000

GS010780B 10,000

GS028376B 10,000

GS062069B 10,000

GS071326B 10,000

GS073933B 10,000

GS075238B 10,000

GS075793B 10,000

GS082376B 10,000

GS082381B 10,000

GS086192B 20,000

GS087673B 10,000

GS089185B 10,000

GS090187B 10,000

GS091055B 10,000

GS092917B 10,000

GS105018B 10,000

GS110027B 10,000

GS112569B 10,000

GS112979B 10,000

GS115301B 10,000

GS117176B 10,000

GS123925B 10,000

GS127580B 10,000

GS129111B 10,000

GS132038B 10,000

GS136383B 10,000

GS137561B 10,000

GS137680B 10,000

GS138078B 10,000

GS151605B 10,000

GS157920B 10,000

GS159863B 10,000

GS160328B 10,000

H0349757 10,000

H0462669 10,000

H0724221 10,000

H1281900 10,000

H22023377 10,000

H3230130 10,000

H3617132 10,000

H3855491 10,000

H4031069 10,000

H4269162 10,000

H4286466 10,000

H4331917 10,000

H4380969 10,000

H4395079 10,000

H4511966 10,000

H4644133 10,000

H4644184 10,000

H4713356 10,000

H4713364 10,000

H4800461 10,000

HG020186 10,000

I223403 10,000

I223408 10,000

I223410 10,000

I223414 10,000

I223440 10,000

I223444 10,000

I223446 10,000

I223449 10,000

I223453 10,000

I223454 10,000

I223455 10,000

I223457 10,000

I223459 10,000

I223465 10,000

I223467 10,000

I223468 10,000

I223469 10,000

I223471 10,000

I223473 10,000

I223475 10,000

I223482 10,000

I223489 50,000

I223492 10,000

I223494 10,000

I223498 10,000

I223503 10,000

I223510 10,000

I223513 10,000

I223516 10,000

I223517 10,000

I223518 10,000

I223520 10,000

I223521 10,000

I223525 10,000

I223526 10,000

I223528 10,000

I223530 10,000

I223531 10,000

I223532 10,000

I223533 10,000

I223539 10,000

I223542 10,000

I223545 10,000

I223547 10,000

I223551 10,000

I223552 10,000

I223553 10,000

I223554 30,000

I223555 10,000

I223556 10,000

I223558 10,000

I223561 10,000

I223562 10,000

I223566 10,000

I223567 10,000

I223569 10,000

I223570 20,000

I223571 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 19

Page 36: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

I223573 10,000

I223574 10,000

I223575 10,000

I223583 10,000

I223584 10,000

I223585 10,000

I223587 10,000

I223588 10,000

I223590 10,000

I223591 10,000

I223593 10,000

I223594 10,000

I223595 10,000

I223597 10,000

I223600 10,000

I223601 10,000

I223604 10,000

I223605 10,000

I223607 10,000

I223611 10,000

I223616 10,000

I223620 10,000

I223623 10,000

I223625 10,000

I223632 10,000

I223637 10,000

I223639 10,000

I223649 20,000

I223679 10,000

I223711 10,000

I223713 10,000

I223714 10,000

I223717 10,000

I223721 10,000

I223722 10,000

I223723 10,000

I223724 10,000

I223726 10,000

I223727 10,000

I223729 10,000

I223798 10,000

I223802 10,000

I223811 10,000

I223814 10,000

I223816 10,000

I223817 10,000

I223820 10,000

I223821 10,000

I223854 10,000

I223878 10,000

I223879 10,000

I223880 10,000

I223882 30,000

I223883 10,000

I223884 10,000

I223910 10,000

I223917 10,000

I223929 10,000

I224297 10,000

I224299 10,000

I224301 10,000

I224303 10,000

I224306 10,000

I224309 10,000

I224317 10,000

I224318 10,000

I224496 50,000

I224499 10,000

I224517 10,000

I224827 10,000

I224868 10,000

I224873 10,000

I225028 10,000

I225061 10,000

I225157 10,000

I225160 10,000

I225203 10,000

I225211 10,000

I225212 10,000

I225275 10,000

I225277 30,000

I225278 10,000

I225279 10,000

I225280 10,000

I225283 10,000

I225346 10,000

I225512 10,000

I225514 10,000

I225542 10,000

I225572 10,000

I225724 10,000

I225727 10,000

I225729 10,000

I225736 10,000

I225737 10,000

I225744 10,000

I225854 10,000

I225855 10,000

I225856 10,000

I225859 10,000

I225862 10,000

I225863 10,000

I226123 10,000

I226147 10,000

I226633 10,000

I226634 10,000

I226661 10,000

I226662 40,000

I226664 10,000

I226906 10,000

I226907 10,000

I226908 10,000

I226912 10,000

I226915 10,000

I226916 10,000

I226918 10,000

I226921 10,000

I226922 10,000

I227206 10,000

I227208 10,000

I227214 10,000

I227300 10,000

I227311 10,000

I227316 10,000

I227320 10,000

I227325 10,000

I227333 10,000

I227398 10,000

I227399 10,000

I227402 10,000

I227407 10,000

I227414 10,000

IS1055233 10,000

IS1058821 10,000

IS1101048 10,000

IS1261828 10,000

IS1265688 10,000

IS1274645 10,000

IS1276239 10,000

IS1291601 10,000

IS1323994 10,000

IS1326690 10,000

IS1370959 10,000

IS1376246 10,000

IS1393850 10,000

IS1428369 10,000

IS1514036 10,000

IS1541919 10,000

IS1631513 10,000

IS1639050 10,000

IS1677205 10,000

IS1679311 10,000

IS1745231 10,000

IS1747556 10,000

IS1771138 10,000

IS1846400 10,000

IS1852880 10,000

IS2075956 10,000

IS2139997 10,000

IS2325000 10,000

IS2333790 10,000

IS2335549 10,000

IS2421264 10,000

IS2444989 10,000

IS2614904 10,000

IS2652605 10,000

IS2696172 10,000

IS2806345 10,000

IS2905559 10,000

IS2971133 10,000

IS3011004 10,000

IS3082257 10,000

IS3202119 10,000

IS3211736 10,000

IS3260682 10,000

IS3286193 10,000

IS3431221 10,000

IS3443601 10,000

IS3466934 10,000

IS3471623 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 20

Page 37: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

IS3477958 10,000

IS3711685 10,000

IS3740997 10,000

IS3817616 10,000

IS3895932 10,000

IS3908816 10,000

IS3939063 10,000

IS3989647 10,000

IS3991831 10,000

IS4250460 10,000

IS4282748 10,000

IS4420610 10,000

IS4428476 10,000

IS4454080 10,000

IS4573214 10,000

IS4717100 10,000

IS4787817 10,000

IS5027930 10,000

IS5077917 10,000

IS5086105 10,000

IS5124046 10,000

IS5177159 10,000

IS5337617 10,000

IS5524370 10,000

IS5597109 10,000

IS5657291 10,000

IS5771853 10,000

IS5799797 10,000

IS5950061 10,000

IS5954225 10,000

IS5983112 10,000

IS6002277 10,000

IS6036194 10,000

IS6040340 10,000

IS6191147 10,000

IS6198462 10,000

IS6296013 10,000

IS6527489 10,000

IS6561733 10,000

IS6564655 10,000

IS6583762 10,000

IS6639217 10,000

IS6674972 10,000

IS6685022 10,000

IS6686454 10,000

IS6744517 10,000

IS6775243 10,000

IS6807586 10,000

IS6867715 10,000

IS7030246 10,000

IS7085013 10,000

IS7205557 10,000

IS7258941 10,000

IS7404477 10,000

IS7457705 10,000

IS7515947 10,000

IS7738326 10,000

IS7796232 10,000

IS7848840 10,000

IS7863644 10,000

IS7924107 10,000

IS7960354 10,000

IS7989988 10,000

IS8110321 10,000

IS8141591 10,000

IS8155816 10,000

IS8169980 10,000

IS8214119 10,000

IS8240749 10,000

IS8268161 10,000

IS8314242 10,000

IS8342596 10,000

IS8344028 10,000

IS8399264 10,000

IS8470774 10,000

IS8501240 10,000

IS8595199 10,000

IS8630846 10,000

IS8684377 10,000

IS8749872 10,000

IS8791123 10,000

IS8870968 10,000

IS8877166 10,000

IS8883145 10,000

IS8913238 10,000

IS8934607 10,000

IS8939094 10,000

IS8947272 10,000

IS9110625 10,000

IS9115933 10,000

IS9180494 10,000

IS9186825 10,000

IS9334502 10,000

IS9394324 10,000

IS9654883 10,000

IS9765903 10,000

IS9768737 50,000

IS9769276 10,000

IS9830307 10,000

IS9836165 10,000

IS9896496 10,000

JK415600 10,000

JK449684 10,000

K0073466 10,000

K0378461 10,000

K0485438 10,000

K054510 10,000

K0630934 10,000

K0858269 10,000

K1046519 10,000

K1131397 10,000

K1222171 10,000

K1531441 10,000

K165683A 10,000

K1715852 10,000

K1909800 10,000

K2033364 10,000

K2038250 10,000

K2471019 10,000

K2712474 10,000

K2763087 10,000

K2807955 10,000

K2812738 10,000

K284348A 10,000

K2891603 10,000

K2998211 10,000

K3016196 10,000

K3048462 10,000

K306235A 10,000

K3466159 10,000

K3470199 10,000

K350781 10,000

K3550397 10,000

K3592669 10,000

K3666158 10,000

K3820440 10,000

K3852695 10,000

K4041747 10,000

K4071719 10,000

K4133773 10,000

K415665A 10,000

K4497341 10,000

K4501357 70,000

K4534921 10,000

K4602676 10,000

K482234A 10,000

K4924673 10,000

K5567807 10,000

K5574552 10,000

K5597420 10,000

K5696208 10,000

K616367A 10,000

K6313825 10,000

K6501915 10,000

K6602991 10,000

K6810934 10,000

K6957641 10,000

K7031130 10,000

K7032455 10,000

K7080891 10,000

K756979 10,000

K7636164 10,000

K7879172 10,000

K803639 10,000

K836219A 10,000

K8599424 10,000

K8685169 10,000

K8890757 10,000

K8903972 10,000

K9028056 10,000

K910051 10,000

K914174A 10,000

K9214445 10,000

K9277412 10,000

K9671757 10,000

L0002324 10,000

L20303498 10,000

M0121687 10,000

M0150431 10,000

M0210973 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 21

Page 38: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

M047821(6 10,000

M0510640 10,000

M064194A 10,000

M0972873 10,000

M145485A 10,000

M1546436 10,000

M1665508 10,000

M210691A 10,000

M257587(1 10,000

M2605045 10,000

M2813519 10,000

M2941878 10,000

M3043709 10,000

M3094400 10,000

M326358A 10,000

M3680083 10,000

M4085464 10,000

M4174866 10,000

M4192708 10,000

M4246980 10,000

M4380180 10,000

M4637505 10,000

M4891649 10,000

M5009966 10,000

M5369806 10,000

M5897446 10,000

M6068710 10,000

M6195828 10,000

M6216108 10,000

M6359693 10,000

M6524333 10,000

M7013774 10,000

M7153983 10,000

M739588A 10,000

M8011716 10,000

M820898(6 10,000

M9287359 10,000

M955419 10,000

N12192934 10,000

OS119279 10,000

OS123175 10,000

OS152625 10,000

OS153738 10,000

OS165195 10,000

OS165846 10,000

OS171736 10,000

OS177086 10,000

OS179512 10,000

OS180276 10,000

OS182420 10,000

OS186502 10,000

OS187205 10,000

OS190537 10,000

OS204150 10,000

OS204460 10,000

OS205662 10,000

OS207267 10,000

OS210105 10,000

OS212842 10,000

OS216619 10,000

OS224212 10,000

OS241077 10,000

OS242345 10,000

OS242608 10,000

OS243273 10,000

OS243283 10,000

OS243369 10,000

OS244786 10,000

OS245101 10,000

OS300139 10,000

OS380067 10,000

OS504252 10,000

OS514615 10,000

OS519995 10,000

OS520416 10,000

OS521705 10,000

P0143336 10,000

P0184792 10,000

P0339524 10,000

P0425544 10,000

P0568701 10,000

P1204967 10,000

P1719576 10,000

P1735997 10,000

P2652505 10,000

P268580 10,000

P3068408 10,000

P3542770 10,000

P3928989 10,000

P397266A 10,000

P4165652 10,000

P4506212 10,000

P4648955 10,000

P4699355 10,000

P4750822 10,000

P5144071 10,000

P514537A 10,000

P5614221 20,000

P6403739 10,000

P642521A 10,000

P6539444 10,000

P654435 10,000

P687412A 10,000

P7504431 10,000

P7702152 10,000

P793777A 10,000

P800968A 10,000

P8085424 10,000

P8153497 10,000

P8189165 10,000

P8463178 10,000

P8487255 10,000

P8663754 10,000

P9399961 10,000

P9484861 10,000

P9631910 10,000

P9662530 10,000

P9748044 10,000

R0051712 10,000

R0130752 10,000

R018849 10,000

R0234132 10,000

R0519412 10,000

R059953A 10,000

R072793 10,000

R1024182 10,000

R1199608 10,000

R1211489 10,000

R1219420 10,000

R1290311 10,000

R1418156 10,000

R1487654 10,000

R1838805 10,000

R1894934 10,000

R2234180 10,000

R2372559 10,000

R2456531 10,000

R2477938 10,000

R2786299 10,000

R3098388 10,000

R3564443 10,000

R3569593 10,000

R3703095 10,000

R3927112 10,000

R4084348 10,000

R4408283 10,000

R4627341 10,000

R4654616 10,000

R4660888 10,000

R4925741 10,000

R4998056 10,000

R5069067 10,000

R5727943 10,000

R5780720 10,000

R5878569 10,000

R6148521 10,000

R617789 10,000

R6322920 20,000

R650937 10,000

R6665135 10,000

R696512 10,000

R7123662 10,000

R7136020 10,000

R7136047 10,000

R7206029 10,000

R7231120 10,000

R7268253 10,000

R7411315 10,000

R7546822 10,000

R7599179 10,000

R7646061 50,000

R7661869 10,000

R7668359 10,000

R782419 10,000

R7925327 10,000

R8107695 10,000

R8170702 10,000

R8317142 10,000

R8373050 10,000

R8398649 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 22

Page 39: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

R881137 10,000

R9105882 10,000

R914108(0 10,000

R9592562 10,000

R962056 10,000

V0014540 10,000

V0028401 10,000

V0237043 10,000

V0309001 10,000

V0311375 10,000

V0459518 10,000

V0475416 10,000

V057418 10,000

V066054A 10,000

V0690368 10,000

V0898422 10,000

V0898945 10,000

V0986143 10,000

V1044168 10,000

V1157639 10,000

V1175998 10,000

V1273027 10,000

V1362488 10,000

V1414895 10,000

V1800957 10,000

VCL010028 10,000

VCL010041 10,000

VCL010311 10,000

VCL010495 10,000

VCL010621 10,000

VCL010677 10,000

VCL011014 10,000

VCL011210 10,000

VCL011472 10,000

VCL011511 10,000

VCL01169X 10,000

VCL012536 20,000

VCL013016 10,000

VCL013021 10,000

VCL013138 10,000

VCL013632 10,000

VCL014015 10,000

VCL014424 10,000

VCL014518 10,000

VCL014710 10,000

VCL015356 10,000

VCL015821 10,000

VCL016356 10,000

VCL016910 10,000

VCL020026 10,000

VCL020026 10,000

VCL020610 10,000

VCL020824 10,000

VCL02154X 10,000

VCL022417 10,000

VCL02291X 10,000

VCL023110 10,000

VCL024817 10,000

VCL025171 10,000

VCL025753 10,000

VCL025822 10,000

VCL028028 10,000

VCL030015 10,000

VCL030419 10,000

VCL03054X 10,000

VCL030645 10,000

VCL030919 10,000

VCL03183X 10,000

VCL03251X 10,000

VCL032746 10,000

VCL03702X 10,000

VCL039817 10,000

VCL04011X 10,000

VCL040525 10,000

VCL040613 10,000

VCL042010 10,000

VCL042514 10,000

VCL043347 10,000

VCL043639 10,000

VCL04392X 10,000

VCL045015 10,000

VCL045978 10,000

VCL046315 10,000

VCL04651X 10,000

VCL047210 10,000

VCL050030 10,000

VCL050105 10,000

VCL050286 10,000

VCL051615 10,000

VCL051636 10,000

VCL052117 10,000

VCL052417 10,000

VCL053052 10,000

VCL053696 10,000

VCL054033 10,000

VCL055734 10,000

VCL055819 10,000

VCL05598X 10,000

VCL056212 10,000

VCL056411 10,000

VCL056683 10,000

VCL05757X 10,000

VCL060041 10,000

VCL060631 10,000

VCL060743 10,000

VCL060928 10,000

VCL061028 10,000

VCL061596 10,000

VCL062261 10,000

VCL063302 10,000

VCL063517 10,000

VCL064021 10,000

VCL064099 10,000

VCL065999 10,000

VCL068752 10,000

VCL070056 10,000

VCL070521 10,000

VCL070817 10,000

VCL070916 10,000

VCL070919 10,000

VCL071331 10,000

VCL071920 10,000

VCL07203X 10,000

VCL072961 10,000

VCL074135 10,000

VCL075435 10,000

VCL075519 10,000

VCL076127 10,000

VCL076138 10,000

VCL077026 10,000

VCL078492 10,000

VCL080014 10,000

VCL08001X 10,000

VCL08022X 10,000

VCL080741 10,000

VCL081336 10,000

VCL08232X 10,000

VCL082421 10,000

VCL082464 10,000

VCL082615 10,000

VCL082622 10,000

VCL082628 10,000

VCL08341X 10,000

VCL084017 10,000

VCL084516 10,000

VCL085418 10,000

VCL087033 10,000

VCL090018 10,000

VCL090023 10,000

VCL090051 10,000

VCL090054 10,000

VCL09012X 10,000

VCL090437 10,000

VCL090728 10,000

VCL090864 10,000

VCL091013 10,000

VCL092026 10,000

VCL092420 10,000

VCL092517 10,000

VCL093634 10,000

VCL094844 10,000

VCL095816 10,000

VCL096175 10,000

VCL097714 10,000

VCL100013 10,000

VCL100028 10,000

VCL100591 10,000

VCL10107X 10,000

VCL101514 10,000

VCL101529 10,000

VCL102353 10,000

VCL103615 10,000

VCL103685 10,000

VCL104080 10,000

VCL104416 10,000

VCL104514 10,000

VCL104534 10,000

VCL105024 10,000

VCL106717 10,000

VCL106915 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 23

Page 40: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

VCL110026 10,000

VCL110514 10,000

VCL110817 10,000

VCL111028 10,000

VCL111042 10,000

VCL111879 10,000

VCL112758 10,000

VCL113022 10,000

VCL11303X 10,000

VCL114090 10,000

VCL114239 10,000

VCL114618 10,000

VCL115031 10,000

VCL115614 10,000

VCL116017 10,000

VCL117797 10,000

VCL120049 10,000

VCL120513 10,000

VCL120711 10,000

VCL121591 10,000

VCL121652 10,000

VCL122516 10,000

VCL122584 10,000

VCL123025 10,000

VCL123215 10,000

VCL12391X 10,000

VCL124835 10,000

VCL125229 10,000

VCL126711 10,000

VCL128057 10,000

VCL130015 10,000

VCL13007X 10,000

VCL130625 10,000

VCL131614 10,000

VCL13201X 10,000

VCL132224 10,000

VCL132911 10,000

VCL13301X 10,000

VCL133024 10,000

VCL133218 10,000

VCL13332X 10,000

VCL134110 10,000

VCL134118 10,000

VCL134772 10,000

VCL136021 10,000

VCL138470 10,000

VCL140015 10,000

VCL14001X 10,000

VCL140219 10,000

VCL140235 10,000

VCL140516 10,000

VCL143222 10,000

VCL144814 10,000

VCL145476 10,000

VCL146039 10,000

VCL148035 10,000

VCL148218 10,000

VCL14886X 10,000

VCL150023 10,000

VCL150024 10,000

VCL150032 10,000

VCL150054 10,000

VCL150512 10,000

VCL150813 10,000

VCL15081X 10,000

VCL151318 10,000

VCL151373 10,000

VCL151525 10,000

VCL152062 10,000

VCL152267 10,000

VCL152414 10,000

VCL152527 10,000

VCL153016 10,000

VCL153767 10,000

VCL154014 10,000

VCL156133 10,000

VCL156964 10,000

VCL157212 10,000

VCL160010 10,000

VCL160014 10,000

VCL160022 10,000

VCL160048 10,000

VCL160210 10,000

VCL160616 10,000

VCL160819 10,000

VCL161012 10,000

VCL161472 10,000

VCL162023 10,000

VCL162778 10,000

VCL163027 10,000

VCL163118 10,000

VCL16352X 10,000

VCL163613 10,000

VCL163635 10,000

VCL16402X 10,000

VCL164219 10,000

VCL164426 10,000

VCL164431 10,000

VCL165693 10,000

VCL166524 10,000

VCL168(3) 10,000

VCL170312 10,000

VCL170612 10,000

VCL171016 10,000

VCL171619 10,000

VCL172035 10,000

VCL172042 10,000

VCL172447 10,000

VCL172619 10,000

VCL172819 10,000

VCL172820 10,000

VCL174589 10,000

VCL174614 10,000

VCL17501X 10,000

VCL175233 10,000

VCL175772 10,000

VCL176416 10,000

VCL179446 10,000

VCL180015 10,000

VCL180812 10,000

VCL180813 10,000

VCL182430 10,000

VCL183037 10,000

VCL183805 10,000

VCL184420 10,000

VCL184631 10,000

VCL185027 10,000

VCL188022 10,000

VCL190013 10,000

VCL190021 10,000

VCL19008X 10,000

VCL190212 10,000

VCL190948 10,000

VCL191877 10,000

VCL192419 10,000

VCL192621 10,000

VCL193017 10,000

VCL19391X 10,000

VCL194421 10,000

VCL195237 10,000

VCL196629 10,000

VCL200013 10,000

VCL200018 10,000

VCL20005X 10,000

VCL200083 10,000

VCL201212 10,000

VCL201533 10,000

VCL201538 10,000

VCL202085 10,000

VCL202654 10,000

VCL204514 10,000

VCL204660 10,000

VCL205123 10,000

VCL20621X 10,000

VCL206788 10,000

VCL20803X 10,000

VCL209137 10,000

VCL209406 10,000

VCL210298 10,000

VCL210510 10,000

VCL210911 10,000

VCL211011 10,000

VCL211510 10,000

VCL211733 10,000

VCL212017 10,000

VCL212411 10,000

VCL214318 10,000

VCL216038 10,000

VCL216525 10,000

VCL217290 10,000

VCL220015 10,000

VCL220027 10,000

VCL221295 10,000

VCL222917 10,000

VCL223627 30,000

VCL224439 10,000

VCL225539 10,000

VCL230010 10,000

VCL230032 10,000

VCL230354 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 24

Page 41: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

VCL230417 10,000

VCL231016 10,000

VCL231319 10,000

VCL232361 10,000

VCL233019 10,000

VCL237050 10,000

VCL23741X 10,000

VCL238413 10,000

VCL240355 10,000

VCL240916 10,000

VCL24159X 10,000

VCL242837 10,000

VCL243549 10,000

VCL243728 10,000

VCL244691 10,000

VCL246068 10,000

VCL246403 10,000

VCL247029 10,000

VCL247864 10,000

VCL248017 10,000

VCL248250 10,000

VCL250036 10,000

VCL250045 10,000

VCL250126 10,000

VCL250155 10,000

VCL250833 10,000

VCL25101X 10,000

VCL251066 10,000

VCL251520 10,000

VCL251617 10,000

VCL252119 10,000

VCL253131 10,000

VCL253232 10,000

VCL253513 10,000

VCL254055 10,000

VCL254215 10,000

VCL254328 10,000

VCL254465 10,000

VCL254677 10,000

VCL254737 10,000

VCL256016 10,000

VCL256039 10,000

VCL256684 10,000

VCL256913 10,000

VCL25917X 10,000

VCL260062 10,000

VCL26040X 10,000

VCL260612 10,000

VCL260811 10,000

VCL261304 10,000

VCL261426 10,000

VCL261714 10,000

VCL263111 10,000

VCL264017 10,000

VCL264215 10,000

VCL264416 10,000

VCL264920 10,000

VCL267624 10,000

VCL26771X 10,000

VCL270016 10,000

VCL270031 10,000

VCL270620 10,000

VCL271027 10,000

VCL271213 10,000

VCL271518 10,000

VCL272016 10,000

VCL272671 10,000

VCL273247 10,000

VCL27431X 10,000

VCL274422 10,000

VCL275822 10,000

VCL27603X 10,000

VCL280030 10,000

VCL280053 10,000

VCL28015X 10,000

VCL281586 10,000

VCL282442 10,000

VCL282538 10,000

VCL283109 10,000

VCL284017 10,000

VCL284526 10,000

VCL287535 10,000

VCL287713 10,000

VCL290010 10,000

VCL290014 10,000

VCL290018 10,000

VCL290034 10,000

VCL290442 10,000

VCL290517 10,000

VCL29132X 10,000

VCL292033 10,000

VCL292425 10,000

VCL292434 10,000

VCL292454 10,000

VCL29262X 10,000

VCL292823 10,000

VCL293135 10,000

VCL294062 10,000

VCL294514 10,000

VCL294994 10,000

VCL29509X 10,000

VCL29602X 10,000

VCL299012 10,000

VCL300018 10,000

VCL300026 10,000

VCL300030 10,000

VCL300045 10,000

VCL30031X 10,000

VCL300827 10,000

VCL30101X 10,000

VCL302010 10,000

VCL302359 10,000

VCL302412 10,000

VCL303019 10,000

VCL30303X 10,000

VCL303137 10,000

VCL305414 10,000

VCL305613 10,000

VCL306016 10,000

VCL306018 10,000

VCL307729 10,000

VCL309639 10,000

VCL310090 10,000

VCL311916 10,000

VCL31199X 10,000

VCL312715 10,000

VCL318434 10,000

VCL342(3) 10,000

VCL790(7) 10,000

VCL917(5) 10,000

VCL996(7) 10,000

W68139822 10,000

W82993251 10,000

Y0030862 10,000

Y0167620 10,000

Y023249A 10,000

Y0506271 10,000

Y0564670 10,000

Y0622069 10,000

Y0647894 10,000

Y0692636 10,000

Y1037933 10,000

Y1039839 10,000

Y1128963 10,000

Y1229158 10,000

Y1243193 10,000

Y1266606 10,000

Y1569358 10,000

Y1615260 10,000

Y1773524 10,000

Y1789056 10,000

Y1793983 10,000

Y1824692 10,000

Y1867898 10,000

Y1936075 10,000

Y1937195 10,000

Y1995365 70,000

Y227453A 10,000

Y2364849 10,000

Y2393180 10,000

Y2483791 10,000

Y2598246 10,000

Y2606907 10,000

Y268603A 10,000

Y2703309 10,000

Y282057 10,000

Y2831455 10,000

Y2838751 10,000

Y2915470 10,000

Y2963645 10,000

Y3166285 10,000

Y3172463 10,000

Y3271534 10,000

Y3352488 10,000

Y3470448 10,000

Y3500495 10,000

Y3558752 10,000

Y3727902 10,000

Y3821275 10,000

Y3832951 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 25

Page 42: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

Results of applications made by giving electronic application instructions to HKSCC via CCASSThe following are the identification document numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer Shares/Units conditionally allotted to them. Applicants who have not provided their identification document numbers are not shown.

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

Identificationdocumentnumber(s)

No. of Shares/Units

allotted

No. of Shares/Units

allotted

No. of Shares/Units

allotted

Y3930260 10,000

Y4084037 10,000

Y4118497 10,000

Y4181431 10,000

Y4256326 10,000

Y4416315 10,000

Y4442413 10,000

Y4537600 10,000

Y464637A 10,000

Y5157615 10,000

Y5206071 10,000

Y5337656 10,000

Y5432578 10,000

Y5451904 10,000

Y5662131 10,000

Y5927763 10,000

Y6244171 10,000

Y6439398 10,000

Y8339692 10,000

Y8607581 10,000

Z0200639 10,000

Z0558061 10,000

Z0565769 10,000

Z0588491 10,000

Z0591824 10,000

Z0664465 10,000

Z0833941 10,000

Z087274 10,000

Z097989A 10,000

Z0994325 10,000

Z0998703 10,000

Z1162048 10,000

Z116329A 10,000

Z1180720 10,000

Z1182316 10,000

Z1639391 10,000

Z1672119 10,000

Z1862627 30,000

Z1879600 10,000

Z2078644 10,000

Z2306604 10,000

Z2468078 10,000

Z2476739 10,000

Z2799848 10,000

Z2850843 10,000

Z2877687 10,000

Z2925940 10,000

Z2934613 10,000

Z3084524 10,000

Z3085016 10,000

Z3171583 10,000

Z3265049 10,000

Z3300626 10,000

Z3358942 10,000

Z347246A 10,000

Z3726879 10,000

Z3742203 10,000

Z3914446 10,000

Z4093233 10,000

Z4127642 10,000

Z4146310 10,000

Z4766955 10,000

Z4840934 10,000

Z4854617 10,000

Z4870426 10,000

Z5184666 10,000

Z5191506 10,000

Z5361126 10,000

Z5485178 10,000

Z5543887 10,000

Z605649 10,000

Z6128301 10,000

Z6339574 10,000

Z6341013 10,000

Z6367713 10,000

Z643965A 10,000

Z6580921 10,000

Z6641793 10,000

Z6870911 10,000

Z750711A 10,000

Z7587830 10,000

Z7605359 10,000

Z7609079 10,000

Z7653787 10,000

Z7735619 10,000

Z7738294 10,000

Z7885661 10,000

Z8196509 10,000

Z8450359 10,000

Z8867500 10,000

Z8910945 10,000

Z906293A 10,000

Z9090208 10,000

Z9247255 10,000

Z949869A 10,000

Z9504932 10,000

Z9505599 10,000

Z9573497 10,000

Z9611097 10,000

Z9668633 10,000

Z9681117 10,000

Z9821504 10,000

Section 4: Applications by giving electronic application instructions to HKSCC via CCASS Page: 26

Page 43: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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DESPATCH/COLLECTION OF SHARE CERTIFICATES AND REFUND MONIES

For applications under WHITE Application Forms

Applicants who have applied for 1,000,000 or more Public Offer Shares under WHITE Application Forms and have provided all information required by the relevant Application Form, may collect their refund cheque(s) and/or share certificate(s) from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited, at 2103B, 21/F, 148 Electric Road, North Point, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Monday, 1 June 2020 or such other date as notified by the Company.

Individual applicants eligible for personal collection must not authorise any other person to collect for them. Corporate applicants which are eligible for personal collection must be attended by their respective authorised representative bearing a letter of authorisation from such corporation stamped with such corporation’s chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to the Hong Kong Branch Share Registrar. If such applicants do not collect their refund cheque(s) and/or share certificate(s) personally within the time specified for collection, they will be despatched promptly to the address specified in their Application Forms by ordinary post at their own risk.

Applicants who have applied for less than 1,000,000 Public Offer Shares under WHITE Application Forms and have provided all information required by the relevant Application Form, will have their refund cheque(s) and/or share certificate(s) sent to their address specified in the relevant Application Form on or before Monday, 1 June 2020, by ordinary post and at their own risk.

For applications through the eWhite Form service

Wholly or partially successful applicants who have applied for 1,000,000 or more Public Offer Shares through the eWhite Form service may collect their share certificate(s) from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited, at 2103B, 21/F, 148 Electric Road, North Point, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Monday, 1 June 2020 or such other date as notified by the Company on the Company’s website at www.smcelectric.com.hk and the website of the Stock Exchange at www.hkexnews.hk on the date of despatch/collection of share certificates/e-Refund payment instructions/refund cheques. If such applicants do not collect their share certificate(s) personally within the time specified for collection, and for applicants who have applied for less than 1,000,000 Public Offer Shares through the eWhite Form service, their share certificate(s) will be sent to the addresses specified in their application instructions by ordinary post at their own risk.

Page 44: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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For applicants using the eWhite Form service and who have paid the application monies from a single bank account, any refund monies will be despatched to that bank account in the form of e-Refund payment instructions. For applicants using the eWhite Form service and who have paid the application monies through multiple bank accounts, any refund monies will be despatched to the addresses as specified in their application instructions in the form of refund cheque(s) by ordinary post at their own risk.

For applications through YELLOW Application Forms and/or via electronic application instructions to HKSCC

Wholly or partially successful applicants using a YELLOW Application Form or who gave electronic application instructions to HKSCC will have their share certificate(s) issued in the name of HKSCC Nominees and deposited into CCASS for credit to their designated CCASS Participant’s stock account or their CCASS Investor Participant stock account as stated in their applications on Monday, 1 June 2020, or, on any other date determined by HKSCC or HKSCC Nominees.

Wholly or partially unsuccessful applicants who have applied for 1,000,000 or more Public Offer Shares under YELLOW Application Forms and have provided all information required by the relevant Application Form may collect their refund cheque(s) from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited, at 2103B, 21F, 148 Electric Road, North Point, Hong Kong from 9:00 a.m. to 1:00 p.m. on Monday, 1 June 2020 or such other date as notified by the Company on the Company’s website at www.smcelectric.com.hk and the website of the Stock Exchange at www.hkexnews.hk on the date of despatch/collection of share certificates/e-Refund payment instructions/refund cheques. Individual applicants eligible for personal collection must not authorise any other person to collect for them. Corporate applicants which are eligible for personal collection must be attended by their respective authorised representative bearing a letter of authorisation from such corporation stamped with such corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to the Hong Kong Branch Share Registrar. If such applicants do not collect their refund cheque(s) and/or share certificate(s) personally within the time specified for collection, they will be despatched promptly to the address specified in their Application Form by ordinary post at their own risk.

Wholly or partially unsuccessful applicants who have applied for less than 1,000,000 Public Offer Shares under YELLOW Application Forms will have their refund cheque(s) sent to the address on the relevant Application Form on or before Monday, 1 June 2020, by ordinary post and at their own risk.

Page 45: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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Applicants applying through a designated CCASS Participant (other than a CCASS Investor Participant) using YELLOW Application Forms or by giving electronic application instructions to HKSCC via CCASS should check the number of Public Offer Shares allocated to them and the amount of refund monies (if any) payable (if they applied by giving electronic application instructions to HKSCC) with that CCASS Participant.

Refund monies for wholly or partially unsuccessful applications who gave electronic application instructions to HKSCC will be credited to their designated bank account or the designated bank account of their broker or custodian on Monday, 1 June 2020. Applicants applying as a CCASS Investor Participant should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Monday, 1 June 2020, or, on any other date as determined by HKSCC or HKSCC Nominees. Applicants applying as a CCASS Investor Participant using YELLOW Application Forms or by giving electronic application instructions to HKSCC may also check the number of Public Offer Shares allotted to them and the amount of their refund monies (if any) payable (if they applied by giving electronic application instructions to HKSCC) via the CCASS Phone System and the CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time) on Monday, 1 June 2020. HKSCC will also make available to CCASS Investor Participants an activity statement showing the number of Public Offer Shares credited to their CCASS Investor Participant stock account and (if they applied by giving electronic application instructions to HKSCC) the amount of the refund monies credited to their designated bank account.

VALIDITY OF TITLE AND RECEIPTS FOR APPLICATION MONIES PAID

Share certificates issued in respect of the Public Offer Shares will only become valid certificates of title at 8:00 a.m. on Tuesday, 2 June 2020, provided that the Share Offer has become unconditional in all respects and the right of termination as described in the paragraph headed “Underwriting – Underwriting Arrangements, Commissions and Expenses – Public Offer – Grounds for Termination” in the Prospectus has not been exercised.

The Company will not issue any temporary documents of title in respect of the Public Offer Shares or any receipts for sums paid on application.

PUBLIC FLOAT

Immediately following completion of the Share Offer, no less than 25% of the total issued share capital of the Company will be held by the public in compliance with the requirements under Rule 8.08(1) of the Listing Rules. The Directors confirm that the three largest public Shareholders do not hold more than 50% of the Shares held in public hands at the time of the Listing in compliance with Rules 8.08(3) and 8.24 of the Listing Rules. The Directors also confirm that there will be at least 300 Shareholders at the time of the Listing in compliance with Rule 8.08(2) of the Listing Rules.

Page 46: Prospectus Company ”). · “Prospectus ”) issued by SMC Electric Limited (the “Company”). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited

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COMMENCEMENT OF DEALINGS

Assuming that the Share Offer becomes unconditional in all aspects at 8:00 a.m. on Tuesday, 2 June 2020, dealings in the Offer Shares on the Stock Exchange are expected to commence at 9:00 a.m. on Tuesday, 2 June 2020. The Offer Shares will be traded in board lots of 10,000 Shares each. The stock code of the Offer Shares is 2381.

On behalf of the Board of DirectorsSMC Electric LimitedYung Kwok Kee Billy

Chairman

Hong Kong, 1 June 2020

As at the date of this announcement, the Chairman and non-executive Director is Mr. Yung Kwok Kee Billy; the executive Directors are Mr. Leung Chun Wah and Mr. Tang Che Yin; and the independent non-executive Directors are Mr. Leung Man Chiu Lawrence, Mr. Poon Chak Sang Plato and Mr. Lam Sai Yu Geoffrey.


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