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1
Essential aspects in the ACE and
ANDA IR QbD case studies
June 6, 2012
Michal Arnon, Formulation R&D Manager,
Perrigo Pharmaceuticals Israel
Agenda
• QbD Definition
• QbD Example for NDA “ACE Tablets” Case study
• Specific emphasis for Generic Products
(GPhA/FDA CMC Workshop – May 2012)
• QbD Example for ANDA – IR Tablets
• Summary
2
QbD - Definition
• Systemic Approach
• Predefined Objectives
• Product and Process Understanding
• Control
• Based on Quality Risk Management
Six Steps to QbD1. Define QTPP
2. Define CQA
3. Risk Assessment
4. Lab work, DOE to
identify Critical
Parameters
5. Determine Control
Strategy
6. Update Risk
Assessment
Define Your Quality Target
Product Profile
Critical Quality Attributes
3
Pharmaceutical Development
Case Study:
“ACE Tablets”
Prepared by CMC-IM Working Group
March 13, 2008
CriticalityTargetQuality Attribute
Not ApplicableTablet, Maximum weight 200mgDosage form
CriticalTablet confirm with the description of
shape and sizeAppearance
Critical95-105%Assay
CriticalACE 12345 NMT 0.5%
Other imp. NMT 0.2%
Total NMT 1%
Impurities
Not critical – API not
sensitive to hydrolysisNMT 1%Water content
CriticalMeets USPContent Uniformity
Not critical since related to
dissolution5-12 kPHardness
Not CriticalNMT 1%Friability
CriticalConsistent with immediate releaseDissolution
Not critical, a precursor to
dissolutionNMT 15 min.Disintegration
Critical only if drug product
support microbial growthMeets USP criteriaMicrobiology
QTPP – Quality Target Product Profile
4
Ingredient % w/w Total tablet weight Function
Intra-Granular
Acetriptan 10 Active
Lactose monohydrate 40.25 Diluent
Microcrystalline Cellulose 40 Diluent
Croscarmellose Sodium 3.0 Disintergrant
Magnesium Stearate 1.5 Lubricant
Extra-granular
Talc 5.0 Glidant
Magnesium Stearate 0.25 Lubricant
Total 100
Initial Prototype Formulation
(Was used in the pivotal clinical trial)
Formulation Attributes
DP CQAs API
Level
API
Particle
size
Lactose
level
Disintergrant
level
MCC
particle
size
Glidant
level
Mg. St.
level
Appearance Low Low Low Low Low Low High
Identity Low Low Low Low Low Low Low
Assay Low Low Low Low Low Low Low
Imp. Low Low Low Low Low Low Low
Content
UniformityHigh High Low Low High Low Low
DissolutionHigh
High Low High Low Low High
Formulation Composition Risk Assessment
5
Ingredient % w/w Total tablet weight Function
Intra-Granular
Acetriptan 10 Active
Lactose monohydrate 40.25 Diluent
Microcrystalline Cellulose 40 Diluent
Croscarmellose Sodium 3.0 Disintergrant
Magnesium Stearate 1.5 Lubricant
Extra-granular
Talc 5.0 Glidant
Magnesium Stearate 0.25 Lubricant
Total 100
Initial Prototype Formulation
(Was used in the pivotal clinical trial)
Factors:
• Acetriptan particle size D90: 10, 25 & 40 µm
• Lubricant (Magnesium Stearate) level: 1, 1.5 & 2%
Responses:
• Tablet Hardness
• Dissolution average at 30 min.
• Tablet weight uniformity
DOE Study – API PSD and Magnesium stearate
(Lubricant) Interaction Study
6
Interaction Profile for Hardness Response at fixed
compression pressure
Contour Plot of Dissolution at a Set Target Tablet
Hardness of 12kP
(Dissolution Acceptance Criteria > 80%)
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Summary – Formulation Components Studies
FDA QbD Example for an ANDA
Acetriptan IR Tablets
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FDA OGD-QbD Expectations Lawrence Yu Deputy Director of Science and Chemistry
Encouraged• Quality target product profile (QTPP), including CQA identification
• Product design and understanding
• Process design and understanding
• Control strategy, including justification
Optional • PAT: Process Analytical Technology
• Real time release
Others • Design space
• Risk assessment
• DOE - Design of experiments and data analysis
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RLD Characterization
10
QTPP
Suzan Zuk - OGD
QTPP – Continue
Suzan Zuk - OGD
11
CQA – Critical Quality Attributes
Suzan Zuk - OGD
• Identification of a CQA is based on the severity of harm
to a patient (safety and efficacy) resulting from failure to
meet that quality attributes.
• Only the subset of CQA’s that have a high potential to be
impacted by the formulation or process variables will be
investigated and discussed in details.
Identification of CQA – Critical Quality Attributes
IdentificationPositive for
AcetriptanYes*
12
Formulation Risk Assessment
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Risk Assessment Justification
• Drug Substance particle size: Data demonstrate that particle size of drug substance significantly impacts dissolution profile.
• MCC/Lactose Ratio can effect dissolution via the hardness of the tablets. Hardness can be controlled during compression.
• Disintegrant Level: Due to the need for rapid dissolution and the need for product disintegration not to be a limiting step.
Study Design
Testing Parameters:
• Acetriptan PS D90: 15, 30 & 45mn
• MCC/ Lactose Ratio: 0.5, 1 & 2
• Disintegrant level: 1-4%
Response Variables:
• Tablet hardness at fixed compression force
• Dissolution average at fixed hardness of 12kP (11-13)
• Tablet content uniformity
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Results - Dissolution
15 30 45 1 2.5 4
Disintegrant %PS D90
Dissolution
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Updated Risk Assessment
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Dissolution
Compression
Force: 7-13 kN
Hardness
Ranges: 5-10 kP
Pre-compression Force: 0-1kN
One Parameter Test: Press Speed
Pre-compression force: 0.5kN
Compression force: 9.0 kN
Press Speed (rpm) Tablet weight Range
(mg)
RSD %
15 198-202 1.8
25 197-203 2.3
30 198-203 1.5
35 197-204 3.0
50 197-205 2.9
RSD > 5
Conclusion: Press Speeds was not critical at small scales.
17
In-Process Controls
Test Limits Comments
Individual Weight Variation 200mg + 3.0% Discussed above
Weight of 20 tablets 4.00g + 3.0% Discussed above
Hardness 5-10kP Discussed above
Friability NMT 1.0%
Based upon actual data.
Controlled by compression force,
which is correlated with
hardness.
Table 43: Proposed in Process Limits for tablets compression
18
Summary: Compression Process Parameters
Summary
• Use the FDA examples to create a template for development planning, results summary and conclusions.
• Make sure you have all the necessary stages: Start from Defining your target product (QTPP), and direct your development to achieve this target.
• QBD summery reflects the product development process:
� A systematic approach
� Using predefined objectives
� Product and process understanding
� process control
� based on sound science and quality risk management.
19
• Pharmaceutical Development Case Study:
“ACE Tablets” Prepared by CMC-IM Working Group March 13, 2008
• Quality by Design for ANDA’s – An Example for Immediate release
dosage forms.
• FDA presentations GPhA/FDA CMC workshop, May 2012
References
Questions?
Thank you for your attention