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    UNIVERSITI TEKNIKAL MALAYSIA, MELAKA

    QUALITY IMPROVEMENT USING SIX SIGMA

    CONCEPTS IN INJECTION MOULDINGMANUFACTURING

    Thesis submitted in accordance of with the requirement of the Universiti Teknikal

    Malaysia Melaka for the Degree of Bachelor of Engineering (Honours)

    Manufacturing (Manufacturing Process)

    By

    SURESH S/O VASU

    B050510019

    Faculty of Manufacturing EngineeringApril 2008

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    ABSTRACT

    This thesis has focused on the quality improvement of major defect injection

    moulding assembly line in the ALPS MALYSIA Sdn.Bhd. The objectives of this

    thesis were to identify current quality problem and to improve major quality problem

    in the 30 tone injection moulding operation department using Six-Sigma DMAIC

    methodology. In order to analyze the data some of Statistical Quality Control (SQC)

    tools were used such as pareto chart, histogram, cause and effect diagram and control

    chart. The main defects in the assembly line determined and proper tool is used to

    analyze the quality problem. Major defects were highlighted and analyzed. Root

    causes for the problems were determined and suggestions for improvement were

    suggested. After the improvement stage, suggestions for control the quality also were

    suggested.

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    ABSTRAK

    Tesis ini bertujuan untuk memperbaiki kualiti pada produk yang di hasilkan melaui

    proses injection moulding di ALPS MALAYSIA Sdn.Bhd. Objektif tesis ini

    adalah, untuk mengenalpasti masalah kualiti yang dihadapi pada masa kini di

    kawasan kajian dan seterusnyamemperbaiki masalah tersebut dengan menggunakan

    metodologi enam-sigma(DMAIC). Untuk menganalisa data yang diperbaiki,

    beberapa komponen-komponen kawalan kualiti secara statistik (SQC) seperti rajah

    pareto, histogram, rajah sebeb dan akibat dan rajah kawalan. Masalah-masalah kualiti

    yang wujud pada produk yang dihasilkan dikesan. Daripada masalah-masalah ini

    masalah utama akan dikenalpasti dan dianalisis. Sebab-sebab utama masalah tersebut

    berlaku dan cadangan untuk memperbaiki masalah tersebut akan dicadangkan.

    Selepas itu, cadangan untuk mengawal kualiti pada produk siap juga akan

    dicadangkan.

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    CHAPTER 1INTRODUCTION

    1.1 Project Background

    Quality has become one of the most important competitive strategic tools which

    many organizations have realized it as a key to develop products and services in

    supporting continuing success. Quality system is designed to set a clear view for

    organization to follow enabling understanding and involvement of employees

    proceeding towards common goal.

    The aim of business is long term profitability. Over a considerable length of time,

    earning is achieved by pleasing customers with good products or services while

    keeping production cost at a minimum. The use of quality tools and technique

    provides long term dividends through lower costs and productivity improvements.

    As competition increases and changes occur in the business world, one should need

    to have a better understanding of quality. Quality concerns affect the entire

    organization in every competitive environment. Consumer demands high quality

    level of product or services at reasonable prices to achieve value and customers

    satisfaction.

    There is an increasing focus on quality throughout the world. With increased

    competition, companies have recognized the importance of quality system

    implementation in maintaining effectiveness in a volatile business environment.

    Specifically meeting the needs and desired of the customers is critical and must be

    done much better and efficiently than it has done in the past.

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    Total Quality Management (TQM) is one of the most common quality management

    practices in todays industrial environment. TQM refer to the broad set of

    management and control processes designed to focus an entire organization and all of

    its employees on providing products or services that do the best possible job of

    satisfying the customer. According to Sashkin and Kiser (1993), TQM means that the

    organizations culture is defined by, supports, the constant attainment of customer

    satisfaction through an integrated system of tools, techniques, and training. This

    involves the continuous improvement of organizational process, resulting in high

    quality products and services.

    Thus, the TQM philosophy of management is customer-focused. TQM incorporates

    the concepts of product quality, process control, quality assurance, and qualityimprovement. Some advise that customer satisfaction is the driving force behind

    quality improvement; other suggest quality management is achieved by internal

    productivity or cost improvement programs; and still others consider TQM as mean

    to introduce participatory management. In general, the Japanese concentrate on

    customer satisfaction with a particular focus on understanding customer needs and

    expectations.

    Besides TQM there are other quality system used to improve quality such as Lean

    and Six Sigma. These two are related, but distinct. Among the several quality

    management concepts that have been developed, the lean concept, as in lean

    manufacturing, lean production, etc. is one of the more wide-spread and successful

    attempts. Briefly, lean is about controlling the resources in accordance with the

    customers needs and to reduce unnecessary waste (including the waste of time). The

    concept was introduced at a larger scale by Toyota in the 1950s, but not labeled lean

    manufacturing until the now famous book about the automobile appeared in 1990

    (Womack et al., 1990). While there are many formal definitions of the lean concept,

    it is generally understood to represent a systematic approach to identifying and

    eliminating elements not adding value to the process. Consequences of this are

    striving for perfection and a customer-driven pull of the process.

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    Meanwhile, most recent quality philosophy to be adopted by businesses around the

    world is known as Six Sigma. The founder of the Six Sigma philosophy is Mikel

    Harry (Harry and Schroeder, 2000). Mikel Harry developed and implemented his

    Six Sigma philosophy with the Motorola Corporation and the philosophy has had

    great success at the GE Corporation (Harry and Schroeder, 2000). Six sigma focuses

    on the reduction and removal of variation by the application of an extensive set of

    statistical tools and supporting software. This powerful business management

    strategy has been exploited by many world class organizations such as General

    Electric (GE), Motorola, Honeywell, Bombardier, ABB, Sony, to name a few from

    the long list. Six sigma applications in the service sector are still limited although it

    has been embraced by many big service oriented companies such as J P Morgan,

    American Express, Lloyds TSB, Egg, City Bank, Zurich Financial Services, BT, etc.

    Six sigma today has evolved from merely a measurement of quality to an overall

    business improvement strategy for a large number of companies around the world.

    The concept of six sigma was introduced by Bill Smith in 1986, a senior engineer

    and scientist within Motorolas communication Division, in response to problems

    associated with high warranty claims. The success of the efforts at Motorola was not

    just achieving six sigma quality level rather the focus was on reducing defect rate in

    processes through the effective utilization of powerful and practical statistical tools

    and techniques. This would lead to improved productivity, improved customer

    satisfaction, enhanced quality of service, reduced cost of operations or costs of poor

    quality, and so on.

    This thesis mainly focused on six sigma quality philosophy and other related

    philosophy that would be implemented in these studies in order to identify the

    current problem or rejection criteria facing by the company. The Six Sigma

    philosophy used because, it provides a step-by-step quality improvement

    methodology that uses statistical methods to quantify variation. An extensive on

    related literature reviews was carried in order to enhance more knowledge on the

    related study field.

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    1.2 Problem Statement

    Currently in Alps Electric Parts Production Department which produce Plastic

    product for Electronic Component especially Remote Control as main businessfacing many rejection problem. The main defect cause this rejection is Black dot

    on the appearance of the product. There are also some other causes that lead to

    rejection such as part breakage, scratches, oily surface, white mark silver mark,

    parting burr and etc. In order to study the problem a research has carried out with

    help of an engineer by study the literature review on TQM, Six Sigma and PDCA

    philosophies and other reference for this analysis and research method.

    1.3 Objectives

    The objectives of this thesis are:

    To utilize six sigma methodology in performing the study.

    To study the black dot rejects utilizing QC tools at the identified assembly

    lines.

    To identify the root causes of the black dotrejects

    To recommend actions to improve the black dot rejects and sigma level.

    1.4 Scope Of Project

    The scope of the study is limited to part production 30 tone assembly lines only and

    the analysis is focused on major defect only. Six Sigma DMAIC methodologies will

    be used where DMA is applied and IC will be suggested to the company. The data

    will be collected for the assembly line for six month period from May 07 to October

    07.

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    1.5 Report outline

    Chapter 1 gives an introduction to the projects which are including objectives, scope,

    and background. In this chapter, it describes the background of quality problem as

    the case study of Company.

    Chapter 2 presents the literature review on concepts of TQM, Six-Sigma Quality, and

    what the correlation about DMAIC with other Quality Improvement approaches

    (PDCA). It also presents some quality tools that incorporate with the study.

    Chapter 3 describes the company background and the description of the methodology

    used in this project.

    Chapter 4 presents the data analysis using Six-Sigma methodology. In this chapter

    the collected data from the case Study Company was analyzed stage by stage. First,

    the analysis starts with Define stage, which is continued with Measurement stage and

    then followed by Analyze stage. After analyze the problem based on the data

    collected, and then we go to the Improve stage and culminate with Control stage.

    Chapter 5 presents the conclusions of the whole project and suggestions for future

    work.

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    CHAPTER 2

    LITERATURE REVIEW

    2.1 Introduction

    Literature review includes study and research of published materials like journals,

    thesis, case studies, technical documents and online library. Generally, the purpose of

    a review is to analyze critically a segment of a published body of knowledge through

    summary, classification and comparison of prior research studies, reviews of

    literature, and theoretical articles. This chapter will describe topics that related to

    quality such as Total Quality Management, Quality Management Philosophies, Six-

    Sigma methodology, ISO 9000, Lean manufacturing, concept of quality, quality tools

    and other relevant quality topics. Emphasizes is more on six sigma methodology

    since the study conducted in a Six Sigma manner.

    Besides that, this chapter also includes review on injection moulding process which

    currently applied by the studied company and the types of defects that frequently

    occurs in the production line.

    2.2 Definitions of quality

    In the Websters New World Dictionary, quality is defined as physical or

    nonphysical characteristic that constitutes the basic nature of a thing or is one of its

    distinguishing features.

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    Shewhart (1980), mention that there are two common aspects of quality; one of these

    has to do with the consideration of the quality of a thing as an objective reality

    independent of the existing of man. The other has to do with what we think, feel or

    sense as a result of the objective reality. This subjective side of quality is closely

    linked to value. It is convenient to think of all matters related to quality of

    manufactured product in terms of these three functions of specification, production

    and inspection. (Grant and Leavenworth, 1988).

    Quality is fitness for use, (Juran, 1989). Quality is conformance to requirements

    (Crosby, 1986) and quality should be armed at the needs of the customer present and

    future (Deming, 1986).

    Feigenbaum (1983) said that quality is the total composite product and service

    characteristics of marketing, engineering, manufacture and maintenance through

    which he product and service in use will meet the expectations of the customer.

    Mizuno (1988) mention that product quality encompasses those characteristics which

    the product most posses if it is to be used in the intended manner. Actually, quality

    can take many forms. All the definitions mentioned above can be classified into three

    types. They are quality of design, quality of conformance and quality of

    performance. Quality of design means that the product has been designed to

    successfully fill a consumer need, real or perceived. Quality of conformance refers to

    the manufacture of the product or the provision of the service that meets the specific

    requirements that set by customer. Finally, quality of performance brings out the

    definitions that the product or service performance its intended function as identified

    by the customer.

    2.3 Quality Management Philosophies

    More managers than ever before are focusing on quality as a way of increasing

    productivity, reducing costs, and meeting customer needs. These managers are

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    beginning to understand the importance of continuously improving the quality of

    their services and products as a means of achieving these goals. Those who begin to

    learn about quality quickly become familiar with the names of Philip B. Crosby,

    W.Edwards Deming, and Joseph M. Juran--renowned quality experts--who have

    been carrying forth the message of quality for more than 30 years. At an age when

    most people have retired, Philip B. Crosby and Joseph M. Juran continue an untiring

    pace of work conducting seminars, consulting with clients, and writing new texts.

    They have devoted their lives to helping organizations improve the quality of their

    products and services. Their influence is now worldwide and their accomplishments

    are legendary in the discipline.

    2.3.1 The Deming Philosophy

    W. Edwards Deming was originally trained as a statistician, and much of his

    philosophy can be traced to these roots. He worked for Western Electric during its

    pioneering era of statistical quality control development in the 1920s and 1930s.

    During World War II, he taught quality control courses as part of the national

    defense effort. Deming began teaching statistical quality control in Japan shortly

    after Word War II a is credited with having been an important contributor to the

    Japanese quality improvement programs. In fact, the highest award for quality

    improvement in Japan is called the Deming Prize. While Japan embraced his

    methods for 30 years, he was virtually unknown in the United States until 1980.

    Deming focuses on the improvement of product and service conformance to

    specifications by reducing uncertainty and variability in the design and

    manufacturing process. In Deming's view, variation is the chief culprit of poor

    quality. In mechanical assemblies, for example, variations from specifications for

    part dimensions lead to inconsistent performance and premature wear and failure.

    Likewise, inconsistencies in service frustrate customers and hurt the reputation of the

    company. To achieve reduction of variation refines a never-ending cycle of product

    design, manufacture, test, and sales, followed by market surveys, then redesign, and

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    so forth. Deming claims that higher quality leads to higher productivity, which in

    turn leads to long-term competitive advantage. The Deming "chain reaction" theory

    summarizes this view; the theory states that process improvements lead to lower

    costs due to less rework, fewer mistakes, delays and snags, and more efficient use of

    materials. Lower costs, in turn, lead to productivity improvements. With better

    quality and lower prices, the firm can achieve a greater or larger market share and

    remain competitive and provide more meaningful and rewarding jobs. Upper

    management needs to recognize the benefits of quality as a strategic factor and strive

    to create a culture that supports empowerment, continuous improvement and

    customer satisfactions. Deming stresses that top management has the overriding

    responsibility for quality improvement (Deming, 1986)

    2.3.1.1 Deming's 14 Points for Management

    1. Create and publish to all employees a statement of the aims and

    purposes of the company or other organization. Management must

    demonstrate constantly their commitment to this statement

    2. Learn the new philosophy throughout all areas everybody.

    3. Understand the purpose of inspection. It should evaluate process

    improvements and cost reductions.

    4. End the practice of awarding business on the basis of price alone

    5. Improve constantly and forever the system of production and service

    6. Institute training

    7. Teach and institute leadership

    8. Drive out fear. Create trust. Create a climate for innovation

    9. Optimize all efforts toward the aims and purposes of the company.

    10. Eliminate exhortations for the work force

    11. (a) Eliminate numerical quotas for production Instead learn and institute

    methods for improvement

    (b) Eliminate management by objectives (MBO). Instead, learn the

    capabilities of processes, and how to improve them.

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    12. Remove barriers that rob people of pride of workmanship.

    13. Encourage education and self-improvement for everyone.

    14. Take action to accomplish the transformation

    2.3.2 Jurans Quality Trilogy

    Dr. J. M. Juran, whose impact on the quality movement in Japan, was second only to

    Demings, developed a useful framework to what referred to as "a universal thought

    process-a universal way of thinking about quality, which fits all functions all levels,

    all product lines. He called it the "quality trilogy: The underlying concept of the

    quality trilogy is that managing for quality consists of three basic quality orientedprocesses:

    Quality planning

    Quality control

    Quality improvement

    The starting point is quality planning which involves creating a process that will be

    able to established goals. Once the process is turned over to the operating forces,

    their responsibility is to run the process at optimal effectiveness and take corrective

    action when the process or product does not conform to established specifications.

    Finally, quality improvement is "the process for breaking through to unprecedented

    levels of performance. But quality improvement does not happen of its own accord.

    It results from purposeful action taken by upper management to introduce a new

    managerial approach throughout the organization of quality improvement process.

    This quality improvement process is super-imposed on the quality control process. It

    is implemented in addition to quality control, not instead of it. Juran's approach is

    essentially the same as Demings. Quality is a management responsibility that needs

    to be performed systematically to achieve continuous improvement over time.

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    This is the same basic idea behind the so-called PDCA cycle, known in Japan as the

    Deming wheel, which is considered to be the essence of the Japanese approach to

    total quality control:

    Plan: The basic planning process described by Juran.

    Do: The implementation of the plan.

    Check: Evaluation of performance according to critical measures appropriate

    methods

    Act: Quality improvement efforts based on the lessons learned from

    experiences. These experiences feed into the new plan, since PDCA is a

    cyclical process (Costin, 1994)

    2.3.3 The Crosby philosophy

    Philip B. Crosby was corporate vice president for quality at International Telephone

    and Telegraph (ITT) for 14 years after working his way up from line inspector. After

    that he e established Philip Crosby Associates in 1979 to develop and offer training

    programs related to quality. He is also the author of several popular books. His first

    book, Quality is Free published in 1979, sold about one million copies.

    The essence of Crosby's quality philosophy is embodied in what he calls the

    "Absolutes of' Quality Management and the Basic Elements of Improvement."

    Crosby's Absolutes of Quality Management areas follow:

    Quality means conformance to requirement, not elegance

    There is no such thing as quality problem only opportunities to improve.

    There is no such thing as the economics of quality; it always cheaper to

    do the job right the first time.

    The only performance measurement is the cost of quality approach.

    The only performance standard is Zero Defect

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    Crosby's Basic Elements of Improvement include determination, education, and

    implementation. By determination, Crosby means that top management must be

    serious about quality improvement. The Absolutes should be understood by

    everyone; this can be accomplished only through education. Finally, every member

    of the management team must understand the implementation process. (Evans &

    Lindsay,1993).

    2.4 Introduction and Implementation of Total Quality Management

    (TQM)

    Total Quality Management is a management approach that originated in the 1950's

    and has steadily become more popular since the early 1980's. Total Quality is a

    description of the culture, attitude and organization of a company that strives to

    provide customers with products and services that satisfy their needs. The culture

    requires quality in all aspects of the company's operations, with processes being done

    right the first time and defects and waste eradicated from operations.

    Total Quality Management, TQM, is a method by which management and employees

    can become involved in the continuous improvement of the production of goods and

    services. It is a combination of quality and management tools aimed at increasing

    business and reducing losses due to wasteful practices. Some of the companies who

    have implemented TQM include Ford Motor Company, Phillips Semiconductor,

    SGL Carbon, Motorola and Toyota Motor Company (Gilbert, 1992).

    2.4.1 TQM Definination

    TQM is a management philosophy that seeks to integrate all organizational functions

    such as marketing, finance, design, engineering, and production, customer service,

    etc. to focus on meeting customer needs and organizational objectives.

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    TQM views an organization as a collection of processes. It maintains that

    organizations must strive to continuously improve these processes by incorporating

    the knowledge and experiences of workers. The simple objective of TQM is "Do the

    right things, right the first time, every time". TQM is infinitely variable and

    adaptable.

    Although originally applied to manufacturing operations, and for a number of years

    only used in that area, TQM is now becoming recognized as a generic management

    tool, just as applicable in service and public sector organizations. There are a number

    of evolutionary strands, with different sectors creating their own versions from the

    common ancestor.

    TQM is the foundation for activities, which include commitment by senior

    management and all employees, meeting customer requirements, reducing

    development cycle times, Just In Time/ Demand flow manufacturing and

    improvement teams. This shows that all personnel, in Manufacturing, Marketing,

    Engineering, R&D, Sales, Purchasing, HR, etc must practice TQM in all activities.

    (Hyde,1992).

    2.4.2 Implementation Principles and Processes of TQM

    A preliminary step in TQM implementation is to assess the organization's current

    conditions. Relevant preconditions have to do with the organization's history, its

    current needs, precipitating events leading to TQM, and the existing employee

    quality of working life. If the current reality does not include important

    preconditions, TQM implementation should be delayed until the organization is in a

    state in which TQM is likely to succeed.

    If an organization has a track record of effective responsiveness to the environment,

    and if it has been able to successfully change the way it operates when needed, TQM

    will be easier to implement. If an organization has been historically reactive and has

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    little skill at improving its operating systems, there will be both employee skepticism

    and a lack of skilled change agents. If this condition prevails, a comprehensive

    program of management and leadership development may be instituted. A

    management audit is a good assessment tool to identify current levels of

    organizational functioning and areas in need of change. An organization should be

    basically healthy before beginning TQM. If it has significant problems such as a very

    unstable funding base, weak administrative systems, lack of managerial skill, or poor

    employee morale, TQM would not be appropriate (Tichey, 1993).

    However, a certain level of stress is probably desirable to initiate TQM. People need

    to feel a need for a change. Kanter (1983) addresses this phenomenon as building

    blocks, which are present in effective organizational change. These forces includedepartures from tradition, a crisis or galvanizing event, strategic decisions, individual

    "prime movers," and action vehicles. Departures from tradition are activities, usually

    at lower levels of the organization, which occur when entrepreneurs move outside the

    normal ways of operating to solve a problem. A crisis, if it is not too disabling, can

    also help create a sense of urgency, which can mobilize people to act. In the case of

    TQM, this may be a funding cut or threat, or demands from consumers or other

    stakeholders for improved quality of service. After a crisis, a leader may intervene

    strategically by articulating a new vision of the future to help the organization deal

    with it. A plan to implement TQM may be such a strategic decision. Such a leader

    may then become a prime mover, who takes charge in championing the new idea and

    showing others how it will help them get where they want to go. Finally, action

    vehicles are needed and mechanisms or structures to enable the change to occur and

    become institutionalized (Smith, 1999).

    2.4.3 Summary for TQM

    TQM encourages participation amongst shop floor workers and managers. There is

    no single theoretical formalization of total quality, but Deming, Juran and Ishikawa

    provide the core assumptions, as a:

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    "...discipline and philosophy of management which institutionalizes planned and

    continuous improvement ... and assumes that quality is the outcome of all activities

    that take place within an organization; that all functions and all employees have to

    participate in the improvement process; that organizations need both quality systems

    and a quality culture."

    2.5 Six-Sigma Quality

    Six-Sigma refers to the philosophy and methods companies such as General Electric

    and Motorola use to eliminate defects in their products and processes. A defect is

    simply any component that does not fall within the customers specification limits.

    Each step or activity in a company represents an opportunity for defects to occur and

    Six-Sigma programs seek to reduce the variation in the processes that lead to these

    defects. Indeed, Six-Sigma advocates see variation as the enemy of quality and much

    of the theory underlying Six-Sigma is devoted to dealing with this problem. A

    process that is in Six-Sigma control will produce no more than 3.4 defects out of

    every million units.

    One of the benefits of Six-Sigma thinking is that it allows managers to readily

    describe the performance of a process in terms of its variability and to compare

    different processes using a common metric. This metric is defects per million

    opportunities (DPMO). (Raisinghani,M.S 2005).This calculation requires three

    pieces of data:

    Unit: The item produced or being serviced.

    Defect: Any item or event that does not meet the customers

    requirements.

    Opportunity: A chance for a defect to occur.

    A straightforward calculation is made using the following formula:

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    2.5.1 Six-Sigma methodology

    Six Sigmas methods include many of the statistical tools that were employed in

    other quality movements, Six-Sigma is employed in a systematic project-oriented

    fashion through define, measure, analyze, improve, and control (DMAIC) cycle. The

    DMAIC cycle is a more detailed version of the Deming PDCA cycles, which

    consists of four steps Plan, Do, Check, and Act within continuous improvement.

    Continuous improvement, also called Kaizen, seeks continual improvement of

    machinery, materials, labor utilization, and production methods through application

    of suggestions and ideas of company teams. Like Six Sigma, it also emphasizes the

    scientific method, particularly hypothesis testing about the relationship between

    process inputs (Xs) and outputs (Ys) using design of experiments (DOE) methods.

    The availability of modern statistical software has reduced the drudgery of analyzing

    and displaying data and is now part of the Six-Sigma tool kit. The overarching focus

    of the methodology, however is, understanding and achieving what the customer

    wants, since that is seen as the key to profitability of a production process. In fact, to

    get across this point, some use the DMAIC as an acronym for Dumb Managers

    Always Ignore Customers.

    The standard approach to Six-Sigma projects is the DMAIC methodology developed

    by General Electric (G.E). The DMAIC methodology is central to Six Sigma process

    improvement projects. The following phases provide a problem-solving process in

    which specific tools are employed to turn a practical problem into a statisticalproblem, generate a statistical solution and then convert that back into a practical

    solution (Henderson, Evans and et al, 2000).

    DPMO = Number of defects

    Number of opportunities for error per unit x Number of unit

    X 1,000,000

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    2.5.1.1 Define (D)

    The purpose of the Define phase is to clearly identify the problem, the requirements

    of the project and the objectives of the project. The objectives of the project should

    focus on critical issues, which are aligned with the companys business strategy and

    the customers requirements. The Define phase includes:

    Define customer requirements as they relate to this project. Explicit

    customer requirements are called Critical-to-Quality (CTQ)

    characteristics;

    Develop defect definitions as precisely as possible;

    Perform a baseline study (a general measure of the level of performance

    before the improvement project commences);

    Create a team charter and Champion;

    Estimate the financial impact of the problem; and

    Obtain senior management approval of the project

    Some of the key questions addressed in this stage are:

    What matters to the customers?

    What Defect are we trying to reduce?

    By how much and by when?

    What is the current Cost of defects?

    Who will be in the project team?

    Who will support us to implement this project?

    The most applicable tools in this phase are the following:

    Project Charter - this document is intended to clearly describe the

    problem, defects definitions, team information and deliverables for a

    proposed project and to obtain agreement from key stakeholders.

    Trend Chart - to see (visually) the trend of defect occurrence over a

    period of time.

    Pareto Chart - to see (visually) how critical each input is in contributing

    negatively or positively to total output or defects.

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    Process Flow Chart - to understand how the current processes functions

    and the flow of steps in current process

    2.5.1.2 Measure (M)

    The purpose of the Measure phase is to fully understand the current performance by

    identifying how to best measure current performance and to start measuring it. The

    measurements used should be useful and relevant to identifying and measuring the

    source of variation. This phase includes:

    Identifying the specific performance requirements of relevant Critical-to-

    Quality

    (CTQ) characteristics;

    Map relevant processes with identified Inputs and Outputs so that at each

    process step, the relevant Outputs and all the potential Inputs (X) that

    might impact each Output are connected to each other;

    Generate list of potential measurements

    Analyze measurement system capability and establish process capability

    baseline;

    Identify where errors in measurements can occur;

    Start measuring the inputs, processes and outputs and collecting the data;

    Validate that the problem exists based on the measurements;

    Refine the problem or objective (from the Analysis phase)

    Some of the key questions addressed in this stage are:

    What is the Process? How does it function?

    Which Outputs affect CTQs most?

    Which Inputs affect Outputs (CTQs) most?

    Is our ability to measure/detect sufficient?

    How is our current process performing?

    What is the best that the process was designed to do?

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    The most applicable tools at this phase include the following:

    Fishbone Diagram to demonstrate the relationships between inputs and

    outputs

    Process Mapping - to understand the current processes and enables the

    team to define the hidden causes of waste.

    Preliminary Failure Mode & Effect Analysis (FMEA) - using this in the

    Measure phase helps to identify and implement obvious fixes in order to

    reduce defects and save costs as soon as possible.

    Gauge Repeatability & Reproducibility (GR&R) - used to analyze the

    variation of components of measurement systems so minimize any

    unreliability in the measurement systems.

    2.5.1.3 Analyze (A)

    In the Analyze phase, the measurements collected in the Measure phase are analyzed

    so that hypotheses about the root causes of variations in the measurements can be

    generated and the hypothesis subsequently validated. It is at this stage that practical

    business problems are turned into statistical problems and analyzed as statistical

    problems. This includes:

    generate hypotheses about possible root causes of variation and potential

    critical

    Inputs (Xs);

    identify the vital few root causes and critical inputs that have the most

    significant impact; and

    Validate these hypotheses by performing Multivariate analysis.

    Some of the key questions addressed in this stage are:

    Which Inputs actually affect our Critical to qualitys most (based on

    actual data)?

    By how much?

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    Do combinations of variables affect outputs?

    If input is changed, does the output really change in the desired way?

    How many observations are required to draw conclusions?

    What is the level of confidence?

    The Analyze phase offers specific statistical methods and tools to isolate the key

    factors that are critical for a comprehensive understanding of the causes of

    defects:

    Tests for normality (Descriptive Statistics, Histograms) this is used to

    determine if the collected data is normal or abnormal so as to be properly

    analyzed by other tools.

    Correlation/Regression Analysis - to identify the relationship between

    process inputs and outputs or the correlation between two different sets of

    variables.

    Analysis of Variances (ANOVA) - this is an inferential statistical

    technique designed to test for significance of the differences among two

    or more sample means.

    FMEA (Failure Mode and Effect Analysis) - applying this tool on current

    processes enables identification of sufficient improvement actions to

    prevent defects from occurring.

    Hypothesis testing methods - these are series of tests in order to identify

    sources of variability using historical or current data and to provide

    objective solutions to questions, which are traditionally answered

    subjectively.

    Cause & Effect Matrix - to quantify how significant each input is for

    causing variation of outputs.

    2.5.1.4 Improve (I)

    The Improve phase focuses on developing ideas to remove root causes of variation,

    testing and standardizing those solutions. This involves:

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    identify ways to remove causes of variation;

    verify critical Inputs;

    discover relationships between variables;

    establish operating tolerances which are the upper and lower specificationlimits (the engineering or customer requirement) of a process for judging

    acceptability of a particular characteristic, and if strictly followed will

    result in defect-free products or services;

    Optimize critical Inputs or reconfigure the relevant process.

    Some of the key questions addressed in this stage are:

    Once we know for sure which inputs most affect our outputs, how do we

    control them?

    How many trials do we need to run to find and confirm the optimal

    setting/procedure of these key inputs?

    Who should the old process be improved and what is the new process?

    How much have Defects per Millions Opportunities (DPMO) decreased?

    The most applicable tools at this phase are:

    Process Mapping - this tool helps to represent the new process subsequent

    to the improvements.

    Process Capability Analysis (Cpk) - in order to test the capability of

    process after improvement actions have been implemented to ensure we

    have obtained a real improvement in preventing defects.

    DOE (Design of Experiment) - This is a planned set of tests to define the

    optimum settings to obtain the desired output and validate improvements.

    2.5.1.5 Control (C)

    The Control phase aims to establish standard measures to maintain performance and

    to correct problems as needed, including problems with the measurement system.

    This includes:

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    validate measurement systems;

    verify process long-term capability;

    Implement process control with control plan to ensure that the same

    problems dont reoccur by continually monitoring the processes thatcreate the products or services.

    Some of the key questions addressed in this stage are:

    Once defects have been reduced, how do we ensure that the improvement

    is sustained?

    What systems need to be in place to check that the improved procedures

    stay implemented?

    What do we set up to keep it going even when things change?

    How can improvements be shared with other relevant people in the

    company?

    Most applicable tools at the Control phase include:

    Control Plans this is a single document or set of documents that outlines

    the actions, including schedules and responsibilities, which are needed to

    control the key process inputs variables at the optimal settings.

    Operating Flow Chart(s) with Control Points - this is a single chart or

    series of charts that visually display the new operating processes.

    Statistical Process Control (SPC) charts - these are charts that help to

    track processes by plotting data over time between lower and upper

    specification limits with a center line.

    Check Sheets - this tool enables systematic recording and compilation of

    data from historical sources, or observations as they happen, so that

    patterns and trends can be clearly detected and shown (Hagemeyer and

    Gershenson, 2005).

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    2.6 Analytical tools for Six-Sigma and continuous improvement

    The analytical tools of Six-Sigma have been used for many years in traditional

    quality improvement programs. What makes their application to Six-Sigma unique is

    the integration of these tools in a corporate wide management system. The tools

    common to all quality efforts, including Six-Sigma, are flowcharts, run charts, Pareto

    charts, histograms, check sheets, cause-and-effect diagrams, and control charts.

    Examples of these, along with an opportunity flow diagram, are shown in Figure 2.1

    to Figure 2.5 arranged according to DMAIC categories where they commonly

    appear.

    1. Flow charts. There are many types of flow charts. The one shown infigure 2.1 depicts the process steps as part of a SIPOC (supplier, input,

    process, output and customer) analysis. SIPOC in essence is a formalized

    input-output model, used in the define stage of a project.

    Figure 2.1: An example of SIPOC analysis diagram for Define stage

    (Hagemeyer,C. and Gershenson, J.K. (2005))

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    2. Run charts shown in the Figure 2.2A. They depict trends in data over

    time, and thereby help to understand the magnitude of a problem at the

    define stage. Typically, they plot the median of a process.

    3. Pareto charts shown in the Figure 2.2C. These charts help to break down a

    problem into the relative contributions of its components. They are based

    on the common empirical finding that a large percentage of problems are

    due to a small percentage of causes. In the example, 80 percent of

    customer complaints are due to late deliveries, which are 20 percent of the

    causes listed.

    4. Check sheets shown in Figure 2.2B. These are basic forms that helpstandardize data collection. They are used to create histograms such as

    shown on the Pareto chart.


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