r r F..990-PF Department of the Treasury Internal Revenue Sere a Note. Th Return of Private Foundation or Section 4947( a)(1) Nonexempt Charitable Trust Treated as a Private Foundation n may be able to use a copy of this return to satisfy state reF For calendar year 2011 or tax year beainnina CJ. CO• O a Lu. z 07 / 01 . 2011 . and ending OM B N o 1 54 5- 0052 X011 06/30. 2012 Name of foundation A Employer identification number THE STONE FOUNDATION OF NEW JERSEY 13-3947516 Number and street (or P O box number if mail is not delivered to street address) Room / suite B Telephone number ( see instructions) (732) 291-0327 179 AVENUE OF THE COMMONS 2 City or town, state , and ZIP code C If exemption application is ► q h k SHREWSBURY, NJ 07702 pending, c ec here . . . . . . . G Check all that apply Initial return Initial return of a former public charity D 1 Foreign organ izations check here . ► Final return Amended return , 2 Foreign organizations meeting the Address chan g e Name chan g e e chan g e test, attach 85 % c check here and. . . ► a H Check type of organization: Section 501 (%N exempt private foundation Section 4947 ( a )( 1 nonexem p t charitable trust X Other taxable p rivate foundation 1-1 E If private foundation status was terminated under section 507(b )( 1)(A), check here . ► I Fair market value of all assets at end Accounting method X Cash Accrual F If the foundation is in a 60-month termination of year (from Part ll, col. (c), line Other ( specify ) _ ____ _ ___ _ ___ _ _ __ __ _ _ _ undersection5O7(b Xl)(B),theckhere , ► 16) ► $ 2, 919,217. (Part 1, column (d) must be on cash basis.) Analysis of Revenue and Expenses (The (d ) Disbursements total of amounts in columns (b), (c), and (d) (a) Revenue and (b) Net investment ( c) Adjusted net for charitable may not necessarily equal the amounts in expenses per books income income purposes column (a) (see instructions ) ( cash basis onl y) 1 Contnbulwnf)s, grants , etc, received (attach schedule ) s , g 305, 000 if the foundation is not required to 2 Check DO. attach Sch B . . . . . . . . . 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 42,165 . 42, 165. ATCH 1 5a Gross rents . . . . . . . . . . . . . . . . . b Net rental income or (loss) 1 6a Net gain or (loss) from sale of assets not on line 10 36,372 , b Gross sales pnce for all 3,253,892 . assets on line 6a v 7 Capital gain net income (from Part IV, line 2) , 3 6, 37 2 . 8 Net short - term capital gain . . . . . . . . . 9 Income modifications . . . . . . . . . . . 10 a Gross sales less returns and allowances b Less Cost of goods sold c Gross profit or (loss ) ( attach schedule) . . 11 Other income ( attach schedule ) . . . . . . . 537 383 78 537 12 Total. Add lines 1 throu g h 11 . , . , 13 Compensation of officers , directors, trustees, etc . 14 Other employee salaries and wages . . . . . ^- -^ U 15 Pension plans, employee benefits s D 1 O 16a Legal fees ( attach schedule) u CL X 2 b Accounting fees (attach schedule )TC 10 , 333. 10, 333. . c Other professional fees (attach schedule ). 31, 919. 31, 919. )) - 17 Interest . . . . . . . . . . . . . . . . . . . - s ^_ - » 18 Taxes ( attach schedule ) ( see i nstruct i ons) . . . . . . 19 Depreciation ( attach schedule ) and depletion. = 20 Occupancy . . . . . . . . . . . . . . . . . 21 Travel , conferences , and meetings . . . . . , 22 Printing and publications . . . 23 Other expenses ( attach schedule ) ATCH 4 . 538. 538. 24 Total operating and administrative expenses. M Add lines 13 through 23 . . . . . . . . . 42, 790. 42, 790. 25 Contributions , gifts, grants paid 366, 500. 386, 500 26 Total exp enses anddisbursements Add lines 24and25 429, 290. 42,790. 386,500 27 Subtract line 26 from line 12 _ a Excess of revenue over expenses and disbursements -45 , 753. b Net investment income (if negative, enter -0-) 35,747 .1 c Ad j usted net income ( if n eg ative , enter -0- ) . For Paperwork Reduction Act Notice , see instructions *H1'LH .3 JSA Form 990-PF (2011) 1E1410 1 000 9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 2 N
Transcript
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F..990-PFDepartment of the TreasuryInternal Revenue Sere a Note. Th
Return of Private Foundationor Section 4947( a)(1) Nonexempt Charitable Trust
Treated as a Private Foundationn may be able to use a copy of this return to satisfy state reF
For calendar year 2011 or tax year beainnina
CJ.
CO•
O
aLu.z
07 / 01 . 2011 . and ending
OMB No 1 54 5-0052
X01106/30. 2012
Name of foundation A Employer identification number
THE STONE FOUNDATION OF NEW JERSEY 13-3947516
Number and street (or P O box number if mail is not delivered to street address) Room /suite B Telephone number (see instructions)
(732) 291-0327179 AVENUE OF THE COMMONS 2
City or town, state , and ZIP code
C If exemption application is ► qh k
SHREWSBURY, NJ 07702pending, c ec here . . . . . . .
G Check all that apply Initial return Initial return of a former public charity D 1 Foreign organ izations check here . ►Final return Amended return
,
2 Foreign organizations meeting the
Address change Name changee changetest, attach85%
ccheck here and. . . ►a
H Check type of organization: Section 501 (%N exempt private foundation
Section 4947 ( a )( 1 nonexem pt charitable trust X Other taxable p rivate foundation1-1E If private foundation status was terminated
under section 507(b )( 1)(A), check here . ►
I Fair market value of all assets at end Accounting method X Cash Accrual F If the foundation is in a 60-month termination
of year (from Part ll, col. (c), line Other ( specify ) _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ __ _ _ _ undersection5O7(b Xl)(B),theckhere , ►
16) ► $ 2, 919,217. (Part 1, column (d) must be on cash basis.)-
Analysis of Revenue and Expenses (The (d ) Disbursementstotal of amounts in columns (b), (c), and (d) (a) Revenue and (b) Net investment (c) Adjusted net for charitablemay not necessarily equal the amounts in expenses per
booksincome income purposes
column (a) (see instructions ) ( cash basis only)
1 Contnbulwnf)s, grants , etc, received (attach schedule )s , g 305, 000
if the foundation is not required to2 Check DO. attach Sch B . . . . . . . . .
3 Interest on savings and temporary cash investments
4 Dividends and interest from securities 42,165 . 42, 165. ATCH 1
5 a Gross rents . . . . . . . . . . . . . . . . .
b Net rental income or (loss)
1 6a Net gain or (loss) from sale of assets not on line 10 36,372
,b Gross sales pnce for all 3,253,892 .
assets on line 6a
v 7 Capital gain net income (from Part IV, line 2) , 3 6, 37 2 .
8 Net short - term capital gain . . . . . . . . .
9 Income modifications . . . . . . . . . . .10 a Gross sales less returns
and allowances
b Less Cost of goods sold
c Gross profit or (loss ) ( attach schedule) . .
11 Other income ( attach schedule ) . . . . . . .537383 78 53712 Total. Add lines 1 throu g h 11 ., .,
13 Compensation of officers , directors, trustees, etc .
14 Other employee salaries and wages . . . . . ^- -^U
Analysis of Changes in Net Assets or Fund Balances1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with
eComplete onl y for assets showing gain in column ( h ) and owned by the foundation on 12/31 /69 (I) Gains ( Col (h) gain minus
(t) F M V as of 12 /31/69 U ) Adjusted basisas of 12 /31/69
(k) Excess of col (1)over col U), if any
col ( k), but not less than -0-) orLosses (from col (h))
ab
cd
e
2 Capital gain net income or (net capital loss)If gain , also enter in Part I, line 7
{ If (loss ), enter - 0- inPart
I, line 7 } 2 36,372.
3 Net short-term capital gain or (loss ) as defined in sections 1222(5) and (6)
If gain , also enter in Part I, line 8 , column (c) (see instructions) If (loss ), enter -0- in i
Part I, line 8 f 3 0
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period" F] Yes a NoIf "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part
-t enter the appropriate amount in eacn column or eacn year, see the instructions Derore maKing any enines
Base period
Calendar year (or taxx year beginning in)Adjusted qualifying distributions Net value of nonhantable-use assets
Distributiondedbyy col(C01 (b) divided (c))
2010 414,118. 3,209,371. 0.129034
2009 348,000. 2,926,554. 0.118911
2008 332,958. 2,601,740. 0.127975
2007 388,985. 3,411,692. 0.114015
2006 339,413. 3,280,355. 0.103468
2 Total of line 1, column (d) ........................ 2 0.593403
3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the
number of years the foundation has been in existence if less than 5 years , , , , , , , , . , , 3 0.118681
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5 4 2,899,584.
6 Enter 1 % of net investment income (1 % of Part I, line 27b) . . . . . . . . . . . . .. . . . 6 357.
7 Add lines 5 and 6 7 344, 483.
8 Enter qualifying distributions from Part XII, line 4 8 386, 500.
If line 8 is eaual to or oreater than line 7. check the box in Part VI. line 1b. and complete t hat D art uslna a 1% tax rate See thePart VI Instructions
JSA1E1430 1 000Form 990-PF (2011)
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I Form 9^0-PF (2011 ) THE STONE FOUNDATION OF NEW JERSEY 13-3947516 Page 4
WXMWA Excise Tax Based on Investment Income (Section 4940(a), 4940( b), 4940 ( e), or 4948 - see instructions)
1 a Exempt operating foundations described in section 4940(d)(2), check here ► Li and enter "N/A" on line 1 , , ,
Date of ruling or determination letter _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ (attach copy of letter if necessary - see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 357
here Do- and enter 1 % of Part I, line 27b
c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of
Part I, line 12, col. (b).
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2
3 Add lines 1 and 2 3 357...............................................
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . 4 0
5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . . . . . . . . 5 357.
6 Credits/Payments
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 3,200.
b Exempt foreign organizations - tax withheld at source , , , , , . 6b
c Tax paid with application for extension of time to file (Form 8868), 6c
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? , , , Yes X N o
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons Yes X N o
(5) Transfer any income or assets to a disqualified person (or make any of either available for
the benefit or use of a disqualified person)' . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No
(6) Agree to pay money or property to a government official'? (Exception . Check "No" if the
foundation agreed to make a grant to or to employ the official for a period after
termination of government service, if terminating within 90 days ) . . . . . . . . . . . . . . . . q Yes If I No
b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? . . . . . . . . . . . . . 1b
Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . ► q
c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that
were not corrected before the first day of the tax year beginning in 2011? . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 c X
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 49420)(3) or 4942(j)(5))
a At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and
6e, Part XIII) for tax year(s) beginning before 2011? . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No
If "Yes," list the years ► _ _ _ _ _ -------------------------------b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to
all years listed, answer "No" and attach statement - see instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 b
c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here
I---------I--------I--------3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise
at any time during the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No
b If "Yes," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or
disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the
Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of
the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the
foundation had excess business holdings in 2011) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 b
4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes' . . . . . . . . 4a X
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from ieooardv before the first day of the tax year beamnma in 2011? . . 4b X
Form 990-PF (2011)
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Form 940-PF (2011 THE STONE FOUNDATION OF NEW JERSEY 13-3947516 Page 6Statements Regarding Activities for Which Form 4720 May Be Required (continued)
S a During the year did the foundation pay or incur any amount to
7 q q(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e)) . . . . . . Yes No
(2) Influence the outcome of any specific public election (see section 4955), or to carry on,
directly or indirectly, any voter registration drive? . . . . . . . . . . . Yes X No
(3) Provide a grant to an individual for travel, study, or other similar purposes'. . . . . . . . . . . . Yes X No
(4) Provide a grant to an organization other than a charitable, etc , organization described in
' q qsection 509(a)(1), (2), or (3), or section 4940(d)(2) (see instructions) . . . . . . . . . . . . . . Yes No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational
? El qpurposes, or for the prevention of cruelty to children or animals . . . . . . . . . . . . . . . . . Yes No
b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions)? . . . . . . . . . 5b
Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . ►
c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax
? qbecause it maintained expenditure responsibility for the grant . . . . . . . . . . . . . . . . . . . Yes No
If "Yes,' attach the statement required by Regulations section 53 4945-5(d)
6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums
on a personal benefit contract , , , , , , , , , , , , , q Yes No
b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . . . . . . 615 X
If "Yes" to 6b, file Form 8870
7 a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? . q Yes No
b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transactions 7b X
i i^j Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees,iand Contractors
I List all officers . directors . trustees . foundation managers and their comnensation ( see instructionsl_
z Gompensatton of live highest-paid employees (other than those included on line 1 - see instructions). It none, enter'NONE."
(a) Name and address of each employee paid more than $50,000 (b)hoursTitle, and
gaper week
avers
devoted to position
(c) Compensation
(d) Contributions toemployee benefitplans and deferredcom p ensation
(e) Expense account,other allowances
-------------------------------------NONE
-------------------------------------
-------------------------------------
-------------------------------------
-------------------------------------
Total number of other employees paid over $50,000 . . ►Form 990-PF (2011)
JSA
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THE STONE FOUNDATION OF NEW JERSEY 13-3947516
Form 990-PF (2011) Page 7
Information About Officers, Directors , Trustees , Foundation Managers , Highly Paid Employees,and Contractors (continued)
3 Five highest - paid independent contractors for professional services ( see instructions ). If none , enter "NONE."(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
Total number of others receiving over $50,000 for professional services . . ►
Summary of Direct Charitable Activities
List the foundation 's four largest direct charitable activities during the tax year Include relevant statistical information such as the number oforganizations and other beneficiaries served, conferences convened , research papers produced, etc
Minimum Investment Return ( All domestic foundations must complete this part . Foreign foundations,see instructions.)
I Fair market value of assets not used (or held for use) directly in carrying out charitable, etc,
purposes:
a Average monthly fair market value of securities . Ia 2, 897, 043.
b Average of monthly cash balances .....................................
.
1 b 4 6, 697.
c Fair market value of all other assets (see instructions) ic
d Total (add lines 1a, b, and c) . . . . . . . . . . . . . . Id 2, 943, 740.
e Reduction claimed for blockage or other factors reported on lines la and
1 c (attach detailed explanation) le
t Acquisition indebtedness applicable to line 1 assets ............................ 2
3 Subtract line 2 from line 1d .........................................
.
3 2,943,740.
1 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see
instructions) . ... ........ ... ......... . ........ 4 44, 156.i Net value of noncharitable - use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 2,899,584.
3 Minimum investment return . Enter 5% of line 5 6 144, 979.
Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operatingfoundations and certain foreign organizations check here ► and do not complete this part )
I Minimum investment return from Part X, line 6 . . . . . . .. . . . . .. . .. .. . . . . . . . .. 1 144, 979.
?a Tax on investment income for 2011 from Part VI, line 5 2a 357.
b Income tax for 2011 (This does not include the tax from Part VI. ) 2b a;, ?
c
.
Add lines 2a and 2b 2c 357.
3...........................................
Distributable amount before adjustments Subtract line 2c from line 1 , , , , , , , , , , , , , , , , , , 3 144, 622.
t Recoveries of amounts treated as qualifying distributions , , , , , , , , , , , , , , , , , , , , , ,
i Add lines 3 and 4________________________
144 , 622.
3 Deduction from distributable amount (see instructions)
.
Distributable amount as adjusted Subtract line 6 from line 5. Enter here and on Part XIII,
line 1 144, 622.
Qualifying Distributions (see instructions)
I Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes
a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 . . . . . . . . . . . . . . . . . 1a 386, 500.
b Program-related investments - total from Part IX-B 1 b.............................2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes 2...................................................3 Amounts set aside for specific charitable projects that satisfy the 11a Suitability test (prior IRS approval required) 3a
b Cash distribution test (attach the required schedule) . . . . .. . . .. . . . . . . . . . . . . . . . 3b
t Qualifying distributions . Add lines 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . . . . . . 4 386,500.
5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income
Enter 1 % of Part I, line 27b (see instructions), , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 5 357.
3 Adjusted qualifying distributions . Subtract line 5 from line 4 . . 6 386, 143.
Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundationqualifies for the section 4940(e) re duction of tax in those years
Form 990-PF (2011)
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THE STONE FOUNDATION OF NEW JERSEY 13-3947516
Form 990-PF(2011). Page 9
Undistributed Income (see instructions)
(a) (b) (c) (d)1 Distributable amount for 2011 from Part XI, Corpus Years prior to 2010 2010 2011
line? ..................... 144, 622.
2 Undistributed income, if any, as of the end of 2011
a Enter amount for 2010 only . , , ,
b Total for pnor years 20 09 ,20 08 20 07
3 Excess distributions carryover, if any , to 2011
a From 2006 188, 569.
b From 2007 222, 430.
c From 2008 202, 955.
d From 2009 207, 416.
e From 2010 259, 413.
f Total of lines 3a through e , , , , , , , , , , , 1,080,783.
4 Qualifying distributions for 2011 from Part XII,
c Treated as distributions out of corpus ( Electionrequired - see instructions ) , , , , , , , , , , ,
d Applied to 2011 distributable amount 144, 622.
e Remaining amount distributed out of corpus 241,878.
5 Excess distributions carryover applied to 2011 ,(If an amount appears in column (d), the sameamount must be shown in column (a))
6 Enter the net total of each column asindicated below:
a Corpus Add lines 3f , 4c, and 4e Subtract line 5 1, 322, 661.
b Prior years ' undistributed income Subtractline 4b from line 2b
c Enter the amount of prior years ' undistributedincome for which a notice of deficiency has beenissued , or on which the section 4942 ( a) tax hasbeen previously assessed . . . . . . . . . . . .
d Subtract line 6c from line 6b Taxableamount - see instructions
e Undistributed income for 2010 Subtract line4a from line 2a Taxable amount - seeinstructions . . . . . . . . . . . . . . . . . .
f Undistributed income for 2011 Subtract lines4d and 5 from line 1 This amount must bedistributed in 2012 , , , ,
7 Amounts treated as distributions out of corpus
to satisfy requirements imposed by section
170(b)(1)(F) or 4942( g)(3) (see instructions)
8 Excess distributions carryover from 2006 not
applied on line 5 or line 7 (see instructions ) , , , 188, 569.
9 Excess distributions carryover to 2012.
Subtract lines 7 and 8 from line 6a 1 , 139 , 092.
10 Analysis of line 9
a Excess from 2007 222, 430.
b Excess from 2008 , 202, 955.
c Excess from 2009 207, 416.
d Excess from 2010 259, 413.
e Excess from 2011 . 241, 878.
Form 990-PF (2011)
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' Form 90-PF (2011 ) THE STONE FOUNDATION OF NEW JERSEY 13- 3947516 Page 10
Private Operating Foundations ( see instructions and Part VII-A, question 9 ) NOT APPLICABLE
1 a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling ►
b Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 49420)(5)
2 a Enter the lesser of the ad-
lusted net income from Partor the minimum investmentI
return from Part X for each
year listed . . . . . . .
b 85% of line 2a . . . . .
C Qualifying distributions from Part
XII, line 4 for each year listed ,
d Amounts included in line 2c not
used directly for active conduct
of exempt activities . . . . .
e Qualifying distributions made
directly for active conduct of
exempt activities Subtract line
2d from line 2c . . .
3 Complete 3a, b, or c for the
alternative test relied upon
a -Assets' alternative test - enter
(1) Value of all assets . . .
(2) Value of assets qualifying
under section
4942(I)(3)(B)(i). . . . .b 'Endowment' alternative test-
enter 2/3 of minimum invest-
ment return shown in Part X.
line 6 for each year listed . .
C -Support' alternative test - enter
(1) Total support other thangross investment income(interest, dividends, rents,payments on secunbes
loans (section 512(a)(5)).or royalties) _ . . . .
(2) Support from generalpublic and 5 or moreexempt organizations asprovided in section 4942
0X3)(B)(ni) . . . . . .
(3) Largest amount of sup-port from an exemptorganization , . . . .
Tax year Prior 3 years(e) Total
(a) 201 1 (b) 2010 (c) 2009 (d) 2008
(4) Gross investment income ,
GMEF Supplementary Information (Complete this part only if the foundation had $5 , 000 or more in assetsat any time during the year - see instructions.)
1 Information Regarding Foundation Managers:
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundationbefore the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )
CAROLINE HUBER
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
N/A
2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship, etc., Programs:
Check q if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d
a The name, address, and telephone number of the person to whom applications should be addressed:
ATTACHMENT 8
b The form in which applications should be submitted and information and materials they should include
ATTACHMENT 9c Any submission deadlines
FEBRUARY 1.
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors.
ATTACHMENT 10JSAE1 Form 990-PF (2011)11 E 1490 1 000
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ITHE STONE FOUNDATION OF NEW JERSEY 13-3947516
Form 990-PF ( 2011) Page 11
1301571-Supplernentary Information (continued)
3 Gra nts and Contributions Paid Durina the Year or Aonroved for Future PaymentRecipient If recipient is an i ndividual ,
show any relationship toFoundation
Purpose of grant or A tName and address (home or business)
(6) Performance of services or membership or fundraising solicitations . . . . . . . . . . . . . . . . . . . . . . . .b 6 X
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . . . . . . .. .. . . . . . . . . 1 c X
d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair marketvalue of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair marketvalue in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line no (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions , and sharing arrangements
N/A N/A
2a Is the foundation directly or indirectly affiliated with , or related to, one or more tax-exempt organizations
described in section 501 ( c) of the Code ( other than section 501 ( c)(3)) or in section 527? , , , , , , , , , , , , , q Yes I No
b If "Yes " cmmniete the fnllnwinn sr.hPriuIP
(a) Name of organization (b) Type of organization (c) Description of relationship
Under penalties of per I ded t I have examined this return , including accompanying schedules and statements , and to the best of my knowledge and belief , it is true,
Sign correcr;m
m^
pleteP.
a^ anon f preps er (other than taxpayer) is based on all information of which preparer has any knowledge
Here
'
k^wr 10 x,;-
Signature
the IRS d iscuss this return
Signature of officer or trustee Date
Prmt/Ty preparer's name Prep ti irePaid +'
D9n
____
^
r'-- Firm's name ► WITHUMSMITH+BROWN, PC -
Use Only Firm's address ► 331 NEWMAN SPRINGS RD STE
RED BANK, NJ
JSA
1E1493 2 000
9XSONN M997 10/8/2012 9:38:53 AM
Schedule B'(Form 99Q , 990-EZ,
or 990-PF)Department of the TreasuryInternal Revenue Seance
Schedule of Contributors
► Attach to Form 990, Form 990-EZ, or Form 990-PF.
OMB No 1545-0047
20011Name of the organization
THE STONE FOUNDATION OF NEW JERSEY
Employer identification number
13-3947516
Organization type (check one)
Filers of:
Form 990 or 990-EZ
Form 990-PF
Section:
q 501(c)( ) ( enter number) organization
q 4947(a)(1) nonexempt charitable trust not treated as a private foundation
q 527 political organization
q 501(c)( 3) exempt private foundation
q 4947(a)(1) nonexempt charitable trust treated as a private foundation
0 501( c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule.
Note . Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See
instructions
General Rule
For an organization filing Form 990 , 990-EZ , or 990- PF that received , during the year , $5,000 or more ( in money or
property ) from any one contributor . Complete Parts I and II
Special Rules
q For a section 501 ( c)(3) organization filing Form 990 or 990-EZ that met the 33 1 /3 % support test of the regulations
under sections 509(a )(1) and 170(b)(1)(A)(vl) and received from any one contributor , during the year , a contribution of
the greater of (1) $5 , 000 or ( 2) 2% of the amount on (I) Form 990 , Part VIII, line 1 h , or (it) Form 990- EZ, line 1
Complete Parts I and II
q For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary,
or educational purposes, or the prevention of cruelty to children or animals Complete Parts I, II, and Ill.
D For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total to more than $1,000 If this box is checked, enter here the total contributions that were received during the
year for an exclusively religious, charitable, etc , purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc , contributions of $5,000 or
(Complete Part II If there is----------------------------------- -- a noncash contribution )
SSA Schedule B (Form 990 , 990-EZ, or 990-PF) (2011)
1 E1253 1 000
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 17
Schedule B (Form 990, 990-EZ , or 990-PF) (2011)
Name of organization THE STONE FOUNDATION OF NEW JERSEY Employer identification number
13-3947516
3
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)Description of noncash property given
FMV (or estimate)
(see instructions)
(d)Date received
(a) No.
from
Part I
(b)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)Date received
(a) No.
from
Part I
b
()Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
d
( )Date received
(a) No.
from
Part I
(b)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)Date received
(a) No.
from
Part I
b()
Description of noncash property given
(c)FMV (or estimate)
(see instructions)
d( )
Date received
(a) No.
from
Part I
(b)Description of noncash property given
(c)FMV (or estimate)
(see instructions)
d( )
Date received
JSA
1E1254 1 000
9XSONN M997 10/8/2012 9:38:53 AM
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
77309 PAGE 18
Schedule B (Form 990, 990-EZ, or 990-PF) (2011) Page 4Name of organ ization THE STONE FOUNDATION OF NEW JERSEY Employer identification number
13-3947516
,Exclusively religious , charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizationsthat total more than $1 , 000 for the year . Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,contributions of $1,000 or less for the year (Enter this information once. See instructions.) ► $Use duDllcate coDies of Part III if additional space is needed.
(a) No.fromPart l
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to tra n sferee
(a) No.fromPart I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
(a) No.fromPart I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to tran sfe ree
(a) No.fromPart I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
JSA Schedule B (Form 990 , 990-EZ, or 990 -PF) (2011)
1 E1255 1 000
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 19
THE STONE FOUNDATION OF NEW JERSEY 13-3947516
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
P
Kind of Property Descriptionp
Dateacquired
Date sold
Gross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
expenses of sale all owable baqi,, 12131/69 12131 mo ad basis (loss )
SHORT TERM - SEE SCHEDULE ATTACHED
-224,717. -224,717.
LONG TERM - SEE STATEMENT ATTACHED
261, 089. 261, 089.
TOTAL GAIN( OSS) ..... ....................................... 36,372.
JSA1 E1730 1 000
9XSONN M997 10/8/2012 9: 38:53 AM 77309 PAGE 15
THE STONE FOUNDATION OF NEW JERSEY
REALIZED CAPITAL GAINS AND LOSSES
July 1, 2011 through June 30, 2012
Open Close Cost Gain or Loss
Date Date Quantity Security Basis Proceeds Short Term Long Term
06-06-11 07-05-11 275 Scotts Miracle-Gro Co 14,522.50 13,840.87 (681 63)
FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES
DESCRIPTION
DIVIDEND INCOME - STOCKSINTEREST INCOME - BONDSDISTRIBUTION INCOME
REVENUEAND
EXPENSESPER BOOKS
33,590.39.
8,536.
NETINVESTMENT
T*1rnML'
33,590.39.
8,536.
TOTAL 42,165. 42,165.
ATTACHMENT 19XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 20
THE STONE FOUNDATION OF NEW JERSEY
REVENUE
FORM 990PF, PART I - ACCOUNTING FEES
AND NET ADJUSTEDEXPENSES INVESTMENT NET
DESCRIPTION PER BOOKS INCOME INCOME
PROFESSIONAL FEES 10,333. 10,333.
TOTALS
13-3947516
CHARITABLEPURPOSES
10,333. 10,333.
ATTACHMENT 29XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 21
THE STONE FOUNDATION OF NEW JERSEY
FORM 990PF, PART I - OTHER PROFESSIONAL FEES
DESCRIPTION
INVESTMENT FEES
TOTALS
REVENUEAND
EXPENSESPER BOOKS
31,919.
NETINVESTMENT
INCOME
31,919.
31,919. 31,919.
13-3947516
ATTACHMENT 3
ATTACHMENT 3
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 22
THE STONE FOUNDATION OF NEW JERSEY 13-3947516
Hl IHl.t11"1ri114 1 'f
FORM 990PF, PART I - OTHER EXPENSES
DESCRIPTIONFILING FEESFEDERAL EXCISE TAX
TOTALS
REVENUEAND
EXPENSESPER BOOKS
456.82.
NETINVESTMENT
INCOME456.82.
538. 538.
ATTACHMENT 4
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 23
THE STONE FOUNDATION OF NEW JERSEY
FORM 990PF, PART II - OTHER INVESTMENTS
DESCRIPTION
MARKETABLE SECURITIES
TOTALS
9XSONN M997 10/8/2012 9:38:53 AM
ATTACHMENT 5
ENDINGBOOK VALUE
2,565,125.
ENDINGFMV
2,898,570.
2,565,125. 2,898,570.
13-3947516
ATTACHMENT 577309 PAGE 24
THE STONE FOUNDATION OF NEW JERSEY
FORM 990PF, PART VII-A, LINE 10 - NEW SUBSTANTIAL CONTRIBUTORS
NAME AND ADDRESS DATE
CAROLINE HUBER 06/15/2012ONE BROWNS DOCK ROADLOCUST, NJ 07760
TOTAL CONTRIBUTION AMOUNTS
DIRECTPUBLIC
305,000.
305, 000.
13-3947516
Hl lHl. ri111f1V1 t7 '
ATTACHMENT 69XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 25
THE STONE FOUNDATION OF NEW JERSEY 13-3947516
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 7
CONTRIBUTIONS EXPENSE ACCT
TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER
NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
CAROLINE P. HUBER PRES/TREAS 0 0 0
179 AVENUE OF THE COMMONS 1.00
SHREWSBURY, NJ 07702
SAMUEL G. HUBER SECRETARY 0 0 0
179 AVENUE OF THE COMMONS 1.00
SHREWSBURY, NJ 07702
ELEANOR H. HUBER LOVINS VP 0 0 0
179 AVENUE OF THE COMMONS 1.00
SHREWSBURY, NY 07702
JOSEPH W. HUBER DIRECTOR 0 0 0
179 AVENUE OF THE COMMONS 1.00
SHREWSBURY, NJ 07702
MARTHA HUBER DIRECTOR 0 0 0
179 AVENUE OF THE COMMONS 1.00
SHREWSBURY, NJ 07702
GRAND TOTALS 0 0 0
ATTACHMENT 7
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 26
THE STONE FOUNDATION OF NEW JERSEY 13-3947516
ATTACHMENT 8
FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS
CAROLINE HUBER179 AVENUE OF THE COMMONS , SUITE 2SHREWSBURY , NJ 07702732-291-0327
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 27
THE STONE FOUNDATION OF NEW JERSEY 13-3947516
ATTACHMENT 9
990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS
WRITTEN APPLICATION SHOULD INCLUDE YOUR MISSION STATEMENT, LIST OF
OFFICERS & DIRECTORS, FORM 990, IRS DETERMINATION LETTER, FINANICAL
STATEMENTS, 1 PAGE SUMMARY OF THE SPECIFIC PROJECT FOR WHICH YOU ARE
ARE SEEKING A GRANT, INLCUDING ITS PURPOSE & BENEFITS, STAFFING AND
OTHER REQUIRED SOURCES, & THOSE MEASURES YOU WILL USE TO EVALUATE ITS
SUCCESS, AND A 1 PAGE FINANCIAL SUMMARY INCLUDING THE GRANT AMOUNT
REQUESTED AND THE TOTAL PROJECT BUDGET INCLUDING ANY ALLOCATIONS AND
OTHER SOURCES OF FUNDING. SEND THE APPLICATION WITH A COVER LETTER.
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 28
• THE STONE FOUNDATION OF NEW JERSEY 13-3947516
ATTACHMENT 10
990PF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS
GRANTS TYPICALLY RANGE FROM $5,000 TO $30,000 AND ARE FOR A ONE YEARPERIOD. FOR THOSE ORGANIZATIONS AWARDED GRANTS, THE STONE FOUNDATIONMAY WISH TO MAKE A SITE VISIT OR MEET WITH PROJECT PERSONNEL FROM TIMETO TIME.
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 29
THE STONE FOUNDATION OF NEW JERSEY
FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT
TWO RIVER THEATRE
223 MAPLE AVENUE
RED BANK, NJ 07701
180 TURNING LIVES AROUND
1 BETHANY ROAD
BLDG. 3, STE. 42
HAZLET, NJ 07730
HABCORE, INC.
P.O. BOX 2361
RED BANK, NJ 07701
GREATER NEWARK CONSERVANCY
972 BROAD STREET, 8TH FLOOR
8TH FLOOR
NEWARK, NJ 07102
ENVIRONMENTAL ADVOCATES OF NY
353 HAMILTON STREET
ALBANY, NY 12210
CPC BEHAVIORAL HEALTHCARE
10 INDUSTRIAL WAY EAST
EATONTOWN, NJ 07724
NONE
501(C)(3)
NONE
501 (C) (3)
NONE
501 (C) (3)
NONE
501(C)(3)
NONE
501 (C) (3)
NONE
501(C) (3)
13-3947516
ATTACHMENT 11
PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
TO SUPPORT THE THEATRICAL ARTS EDUCATION PROGRAMS 30,000.
IN MONMOUTH, OCEAN AND MIDDLESEX COUNTIES.
AMANDA'S EASEL PROGRAM SERVING CHILDREN IN HOMES 15,000.
EXPERIENCING DOMESTIC VIOLENCE.
TO SUPPORT EXPANSION OF CASE MANAGEMENT SERVICES 15,000.
TO NEW APARTMENT PROGRAM.
GENERAL OPERATING SUPPORT. 10,000.
SUPPORT OF THE FISCAL POLICY PROGRAM. 15,000.
TO PROVIDE CONTINUED SUPPORT OF CLINICAL POSITION 15,000.
WITH EXPERTISE IN TRAUMA COUNSELING,
PROGRAM-RELATED TRANSPORTATION SERVICES.
ATTACHMENT 11
9XSONN M997 10/8/2012 9:38:53 AM 77309 PAGE 30
THE STONE FOUNDATION OF NEW JERSEY
FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT
AMERICAN LITTORAL SOCIETY
18 HARTSHORNE DRIVE
SUITE 1
HIGHLANDS, NJ 07732
SMAPA
14 SOUTH PARK STREET
2ND FLOOR
MONTCLAIR, NJ 07042
NJ CONSERVATION FOUNDATION
170 LONGVIEW ROAD
FAR HILLS, NJ 07931
NJ HIGHLANDS COALITION
508 MAIN ST
BOONTON, NJ 07005
WASHINGTON COUNTY CHILD & YOUTH BOARD
PO BOX 311
MACHAISE, ME 04654
DOWNEAST COASTAL CONSERVANCY
P.O. BOX 760
MACHIAS, ME 04654
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
TO SUPPORT CONTINUANCE OF THE PERFORMANCE
WORKSHOPS BY PROVIDING FUNDS TO COVER COSTS.
GENERAL OPERATING SUPPORT.
25,000.
15,000.
TO CONTINUE TO PROVIDE INFORMATION AND ANALYSIS 10,000.
OF STATE BUDGET TO ENVIRONMENTAL ADVOCATES.
TO PROVIDE SUPPORT CONTINUATION OF VITAL SERVICES 10,000.
FOR CHILDREN WITH SPECIAL NEEDS AND THEIR
FAMILIES.
TO HELP ACQUIRE 925 ACRES AND 4 MILES ALONG 2 15,000.
