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Assessing & Improving Organizational Readiness for Integrated Care to Reduce Health Disparities We will present our work on increasing readiness for integrating behavioral health and primary care services in diverse healthcare practices via the Integrated Care Leadership Program (ICLP). The ICLP is a multi-year initiative aimed at promoting health equity among vulnerable populations through developing the capacity of health leaders. We will describe the ICLP hybrid model of capacity building, and how the Readiness for Integrated Care Questionnaire (RICQ) is used to assess and improve integrated care efforts.
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Page 1: Readiness for Integrated Care

Assessing & Improving Organizational

Readiness for Integrated Care

to Reduce Health Disparities

We will present our work on increasing readiness for integrating behavioral health and primary care services in diverse healthcare practices via the Integrated Care Leadership Program (ICLP). The ICLP is a multi-year initiative aimed at promoting health equity among vulnerable populations through developing the capacity of health leaders. We will describe the ICLP hybrid model of capacity building, and how the Readiness for Integrated Care Questionnaire (RICQ) is used to assess and improve integrated care efforts.

Page 2: Readiness for Integrated Care

Assessing & Improving

Erin Godly-Reynolds, MEd & Sharon A. Rachel, MA, MPH, CSEUniversity of North Carolina at Charlotte Morehouse School of Medicine

Presenting on behalf of the ICLP/Readiness Team:

Victoria Scott, PhD, MBA, Gilberte “Gigi” Bastien, PhD, Tara Kenworthy, Sayon Cooper, MPH, Ariel Domlyn, MA, Courtney McMickens, MD, MPH, Glenda Wrenn, MD, MSHP, & Abraham Wandersman, PhD

Organizational Readiness for Integrated Care

to Reduce Health Disparities

Page 3: Readiness for Integrated Care

Session Overview

How integrated care can improve health equity

o The Integrated Care Leadership Program (ICLP)

Organizational readiness (specifically, R=MC 2).

o The utility of the R=MC2 approach to measuring and improving readiness for integrated care.

The Readiness for Integrated Care Questionnaire (RICQ)

Practical uses of the RICQ

o Practice #1: MacCreery Center*

o Practice #2: Eastchester Family Services

* Pseudonym

Page 4: Readiness for Integrated Care

Why Integrated Care?

• Practices that effectively integrate behavioral health services and primary care have been shown to improve:

o Clinical outcomes

o Mental health, wellbeing, and quality of life

o Team performance

o Satisfaction

o Health system cost savings

Page 5: Readiness for Integrated Care

Integrated Care and Health Equity

• Developing the next generation of public health leaders.

• Primary care practices that effectively integrate behavioral health services are better positioned to improve clinical outcomes and quality of life for their patients.

• ICLP emphasizes creation and advancement of opportunities for underserved populations to experience optimal health outcomes.

There is no health without mental health.

Page 6: Readiness for Integrated Care

The Integrated Care Leadership

Program (ICLP)

• 12-month learning collaborative/communities of practice

• Components

o Online training curriculum

o Technical assistance and coaching

o Webinars

o Site visits

o Eligibility for innovation awards (Georgia-based sites)

• Program evaluation

• Semi-annual analysis of site-specific readiness data

Page 7: Readiness for Integrated Care

ICLP 2016 Inaugural Cohort

• 11 sites (5 states)o Children/

adolescents (2)o Adults (8) o Seniors (1)

• FQHC primary care practices, non-profit, for-profit

• “Reverse integration”ICLP Kickoff , January 11, 2016 Morehouse School of Medicine

Page 8: Readiness for Integrated Care

Online Curriculum

Three modules:1. Transformative leadership

2. Essentials for practice change & improvement

3. Sustainability

Jinjie Zheng, PhD, unveils the ICLP curriculum at the 2016 kickoff

Page 9: Readiness for Integrated Care

Technical Assistance & Coaching

• Coaching callso Small groups (monthly)o All sites (quarterly)

• Leadership and clinical coaching

• Leadership observations and feedback

• Successes, challenges

• Knowledge-sharing

Sharon Rachel, MA, MPH and Sayon Cooper, MPH lead an ICLP coaching call

Page 10: Readiness for Integrated Care

Webinars• Topics:

o Models of integrated careo Hiring behavioral health

specialistso Getting to Outcomes®

o Burnout preventiono The role of nurses in

integrated careo Reaching hard-to-reach

populationso Child & adolescent

populationso Cultural competency in

integrated careo Accreditation 101o Older adult populations

Dr. Kisha Holden leads a webinar on stress management and burnout prevention

Page 11: Readiness for Integrated Care

Site Visits• Facility tour

o Clinical environment to better understand Assets and barriers for patient experience

• Personalized feedback and intensive technical assistanceo Site engagement,

facilitators, and barriers to integrated care

• Site reflectionso Feedback, other questions

and concernsLaurie Auora, Bryan Dovichi, Sharon

Rachel, & Dr. Gwen Graddy at PACE Southeast Michigan site visit

Page 12: Readiness for Integrated Care

Innovation Awards (GA sites)• One (1) year, $5,000 grants

• Supports projects to “jumpstart” systems change for integrated care

Page 13: Readiness for Integrated Care

Research & Evaluation

Internal (program-level) External (clinic-level)

Process evaluation

• Did ICLP deliver information and skills as intended?

• What are the lessons learned?

• How will we sustain the program?

Outcome evaluation

• What did the sites report in their PDSAs?

• How was theparticipants’ experience?

• What are the benefits of integrated care to the practices?

• What are the barriers to implementing integrated care?

• What impact did the project have on the practice?

• Were desired outcomes achieved?

• How will practices sustain integrated care?

ICLP research protocol approved by Morehouse School o f Medicine Inst i tut ional Review Board (IRB)

Page 14: Readiness for Integrated Care

Pair & Share…Think of a time when your organization worked to adopt a new innovation (policy, program, practice) or an innovation your organization is implementing now…

Tell your partner (30 seconds each):

What does your organization need to be ready to adopt a new innovation?

Page 15: Readiness for Integrated Care

R=MC2 Definitions• Motivation: Beliefs about an intervention

which contribute to the desire to adopt a practice.

• Innovation-specific capacity: The human, technical and fiscal conditions important to the successful implementation of a particular innovation.

• General capacity: Pertains to aspects of organizational functioning (e.g., culture, climate, staff capacity, leadership).

Organizational Readiness:

The extent to which an organization is both willing and able to implement a particular practice.

Ready to Implement

Motivation Innovation-Specific Capacity

General Capacity

Page 16: Readiness for Integrated Care

The Readiness for Integrated Care Questionnaire (RICQ)

Motivation:

• Relative Advantage

• Complexity

• Priority

• Compatibility/ Alignment

Innovation-Specific Capacities:

• Intervention-specific KSAs

• Program Champion

• Implementation Climate Supports

• Inter-organizational Relationship

General Capacities:

• Culture

• Climate

• Org. Innovativeness

• Resource Utilization

• Leadership

• Structure

• Staff Capacity

• Process Capacity

Readiness for Integrated Care Questionnaire (RICQ)

Page 17: Readiness for Integrated Care

R=MC2: Defining Features

o Readiness is viewed on a continuum, rather than dichotomously as “ready or not.”

o Readiness is dynamic. The readiness of an organization for implementation fluctuates over time.

o R=MC2 is part of a comprehensive planning, implementation, and evaluation approach. Readiness is not just a precursor to implementation, but also a construct that encompasses the conditions necessary to quality implementation throughout the lifespan of the EBI.

Page 18: Readiness for Integrated Care

Practice #1: MacCreery Center*

* Pseudonym

Page 19: Readiness for Integrated Care

• Innovation grant: Retreat as an intervention

• RICQ completion:

o Prior to the retreat (May – July)

o After participants attended the retreat (August)

• The report compares how respondents rated the readiness of their practice at both time points.

o Aggregate

o Specialty: Participants grouped based on their position

• Nurses

• Mental health providers

• Physicians

MacCreery Center

Page 20: Readiness for Integrated Care

MacCreery Center: Reporting on the retreat as an intervention

Hard copy being passed around the room.

Page 21: Readiness for Integrated Care

5.66 5.69

5.64 5.90

5.67 5.80

5.66 5.79

Motivation

General Capacity

Innovation-Specific Capacity

Full Readiness Score

1.00 2.00 3.00 4.00 5.00 6.00 7.00

Changes in Organizational Readiness: Data Collected Pre & Post-Retreat (N=22)

MacCreery Center: All retreat attendees

Page 22: Readiness for Integrated Care

5.47

5.575.49

5.56 5.75

5.53 5.57

Motivation

General Capacity

Innovation-Specific Capacity

Full Readiness Score

1.00 2.00 3.00 4.00 5.00 6.00 7.00

Mental Health Providers (N=7)Changes in Organizational Readiness, Before & After Retreat

Mental Health Providers

Page 23: Readiness for Integrated Care

Nurses5.85 5.92

5.84 5.98

5.88 5.99

5.86 5.96

Motivation

General Capacity

Innovation-Specific Capacity

Full Readiness Score

1.00 2.00 3.00 4.00 5.00 6.00 7.00

Nurses (N=12) Changes in Organizational Readiness, Before & After Retreat

Nurses

Page 24: Readiness for Integrated Care

Physicians5.31 5.66

4.78 5.29

5.15 5.37

5.08 5.44

Motivation

General Capacity

Innovation-Specific Capacity

Full Readiness Score

1.00 2.00 3.00 4.00 5.00 6.00 7.00

Physicians (N=2) Changes in Organizational Readiness, Before & After Retreat

Physicians

Page 25: Readiness for Integrated Care

1.00

2.00

3.00

4.00

5.00

6.00

7.00

Compatibility/Alignment

Program Champion

Priority

Relative Advantage

Leadership

Process Capacities

Resource Utilization

Culture

Innovation-Specific Knowledge& Skills

Organizational Innovativeness

Implementation ClimateSupports

Climate

Inter-OrganizationalRelationships

Structure

Staff Capacity

Complexity

Pre-Retreat

Nurses (N=12) Mental Health Providers (N=7) Physicians (N=2)

Page 26: Readiness for Integrated Care

1.00

2.00

3.00

4.00

5.00

6.00

7.00

Compatibility/Alignment

Program Champion

Priority

Relative Advantage

Leadership

Process Capacities

Resource Utilization

Culture

Innovation-Specific Knowledge &Skills

Organizational Innovativeness

Implementation Climate Supports

Climate

Inter-OrganizationalRelationships

Structure

Staff Capacity

Complexity

Post-Retreat

Nurses (N=12) Mental Health Providers (N=7) Physicians (N=2)

Page 27: Readiness for Integrated Care

Comparing Changes by Position

Figure 19. Comparing Changes in Nurses’, Mental Health Providers’, and Physicians’ Average Subcomponent Scores Pre-Retreat & Post-Retreat

Component/Subcomponent Physicians (N=2) Mental Health Providers (N=7) Nurses (N=12)

Priority 0.83 -0.14 0.11

Compatibility/Alignment 0.38 0.11 0.13

Relative Advantage 0.67 0.24 0.17

Complexity 0.17 -0.52 0.14

MOTIVATION AVERAGE 0.51 -0.08 0.14

Program Champion 0.00 -0.57 0.08

Innovation-Specific Knowledge & Skills 0.75 0.43 0.00

Inter-Organizational Relationships 0.67 0.00 -0.05

Implementation Climate Supports 0.00 0.14 0.25

INNOVATION-SPECIFIC CAPACITY AVERAGE 0.35 0.00 0.07

Culture 0.83 0.05 0.39

Process Capacities 0.32 -0.06 -0.11

Staff Capacity 0.50 0.43 0.25

Leadership -0.19 -0.08 -0.07

Organizational Innovativeness 0.13 0.21 0.16

Resource Utilization 0.33 0.57 -0.19

Structure -0.17 0.40 0.29

Climate 0.00 0.00 0.21

GENERAL CAPACITY AVERAGE 0.22 0.19 0.12

FULL READINESS 0.36 0.04 0.10

Page 28: Readiness for Integrated Care

Practice #2:Eastchester Family Services

Page 29: Readiness for Integrated Care

Eastchester Family Services:

Reporting on Waves 1-3

Hard copy being passed around the room.

We hope this report can help you:

• Understand different aspects of readiness.

• Identify changes in readiness across three assessment time points and 11 months of ICLP participation: Wave 1 (January 2016) vs. Wave 2 (June 2016) vs. Wave 3 (November 2016).

• Identify strengths and areas for improving your practice’s readiness for integrated care.

Page 30: Readiness for Integrated Care

Eastchester Family Services

Wave 1 (N=4) Wave 2 (N=11) Wave 3 (N=11)

Innovation-Specific Capacity 4.41 5.28 5.42

General Capacity 5.33 6.04 6.10

Motivation 5.66 5.21 5.31

Overall Readiness Score 5.13 5.51 5.61

1

2

3

4

5

6

7HIGH READINESS

LOW READINESS

Page 31: Readiness for Integrated Care

Wave 3, 6.10

Wave 3, 5.42

Wave 1, 5.33

Wave 1, 4.41

1 2 3 4 5 6 7

General Capacity Average

Innovation-Specific Capacity Average

Increases in Capacity (Wave 1 to Wave 3)

Figure 2. Statistically Significant Changes in Organizational Readiness at the Component-Level

Eastchester Family Services

Scores range from 1-7: Strongly Disagree (1), Disagree (2), Slightly Disagree (3), Neither Agree or Disagree (4), Slightly Agree (5), Agree (6), or Strongly Agree (7). Note: Wave 1 N=4; Wave 3 N=11.

Page 32: Readiness for Integrated Care

Figure 3. Statistically Significant Changes in Organizational Readiness at the Subcomponent-Level

Eastchester Family Services

Wave 3, 6.31

Wave 3, 5.93

Wave 3, 5.13

Wave 3, 5.05

Wave 1, 5.66

Wave 1, 5.06

Wave 1, 4.30

Wave 1, 3.13

1 2 3 4 5 6 7

Climate(General Capacity):

How employees collectively perceive, appraise, andfeel about their current working environment.

Process Capacities(General Capacity):

General knowledge and skills needed to implement aninnovation.

Implementation Climate Supports(Innovation-Specific Capacity):

The extent to which the innovation is supported (i.e.the presence of strong, convincing, informed, and

demonstrable management support).

Innovation-Specific Knowledge & Skills(Innovation-Specific Capacity):

The knowledge and skills needed for the innovation.

Increases in Subcomponents (Wave 1 to Wave 3)Within Innovation-Specific Capacity & General Capacity

Page 33: Readiness for Integrated Care

5.88

5.64

5.13

5.05

5.42

5.67

5.70

4.96

4.77

5.28

4.88

5.33

4.30

3.13

4.41

1 2 3 4 5 6 7

INTER-ORGANIZATIONAL RELATIONSHIPS

PROGRAM CHAMPION

IMPLEMENTATION CLIMATE SUPPORTS*

INNOVATION-SPECIFIC KNOWLEDGE & SKILLS*

INNOVATION-SPECIFIC CAPACITY AVERAGE SCORE*

Innovation-Specific Capacity

Wave 1 (N=4) Wave 2 (N=11) Wave 3 (N=11)

Scores range from 1-7: Strongly Disagree (1), Disagree (2), Slightly Disagree (3), Neither Agree or Disagree (4), Slightly Agree (5), Agree (6), or Strongly Agree (7). Note: Wave 1 N=4; Wave 2 N=11; Wave 3 N=11.* Indicates statistically significant change (p < .05).

Figure 6. Innovation-Specific Capacity Component: Comparing Wave 1, Wave 2 and Wave 3 Scores

Eastchester Family Services

Page 34: Readiness for Integrated Care

Component and Subcomponents

Wave 1 AverageJanuary ’16

(N=4)

Wave 2 Average June ’16

(N=11)

Wave 3 Average November ’16

(N=11)

Compatibility/Alignment 6.56 5.98 6.09Relative Advantage 6.17 5.67 5.82Priority 5.67 5.48 5.79Complexity 4.25 3.73 3.55Motivation Average Score 5.66 5.21 5.31Program Champion 5.33 5.70 5.64Inter-Organizational Relationships 4.88 5.67 5.88Implementation Climate Supports 4.30 4.96 5.13Innovation-Specific Knowledge & Skills 3.13 4.77 5.05

Innovation-Specific Capacity Average Score 4.41 5.28 5.42Culture 6.25 6.44 6.47Leadership 6.08 6.44 6.38Organizational Innovativeness 6.03 6.38 6.23Structure 5.71 6.24 6.21Climate 5.66 6.23 6.31Process Capacities 5.06 5.91 5.93Resource Utilization 4.78 5.58 6.09Staff Capacity 2.00 5.09 5.18General Capacity Average Score 5.33 6.04 6.10

Table 1. Average Scores from Readiness for Integrated Care Questionnaire

Eastchester Family Services

Page 35: Readiness for Integrated Care

16. An influential person in our practice strongly promotes integrated care.

7.00 (0.00) 6.09 (1.04) 6.18 (0.60) -0.91* 0.09 -0.82**

17. At least one person we work with clearly communicates the needs and benefits of integrated care.

6.75 (0.50) 5.91 (0.83) 5.55 (1.13) -0.84 -0.36 -1.20

18. We have designated a person to share our progress in integrating care with other practices.

2.25 (1.50) 5.09 (0.70) 5.18 (0.98) 2.84* 0.09 2.93**

PROGRAM CHAMPION AVERAGE (INNOVATION-SPECIFIC CAPACITY)

5.33 (0.47) 5.70 (0.77) 5.64 (0.57) 0.36 -0.06 0.30

Item

Wave 1January

(N=4)Mean (SD)

Wave 2June

(N=11)Mean (SD)

Wave 3November

(N=11)Mean (SD)

Mean DifferenceW2 minus

W1

Mean DifferenceW3 minus

W2

Mean DifferenceW3 minus

W1

Table 2. Average Individual Item-Level Scores from Readiness for Integrated Care Questionnaire

(RICQ)

Note: Scores range from 1-7: Strongly Disagree (1), Disagree (2), Slightly Disagree (3), Neither Agree or Disagree (4), Slightly Agree (5), Agree (6), or Strongly Agree (7). *, **, *** Denotes a statistically significant difference at alpha level of p < .05, p < .01, p < .001, respectively. These cells are also highlighted yellow.

Eastchester Family Services

Page 36: Readiness for Integrated Care

Utility of R=MC2

o Sheds insight into organizational readiness

o Enhances member engagement

o Provides data to foster buy-in

o Facilitates progress monitoring

5.18

4.59

4.88

4.92

Innovation-Specific Capacity

General Capacity

Motivation

Full Readiness Score

5.75

5.73

5.86

5.78

1.00 2.00 3.00 4.00 5.00 6.00 7.00

Consistent, positive changes in organizational readiness from Wave 1 (Nov. 2015-Mar.) to Wave 2 (May-July) to Wave 3 (Aug.)

W1W1 W2W2W2

Term DefinitionMotivation SubcomponentsRelative Advantage The degree to which a particular innovation is perceived as being better

than comparative processes or methods.

Compatibility/Alignment The degree to which an innovation is perceived as being consistent with existing values, cultural norms, experiences, and needs of potential users.

Complexity The degree to which an innovation is perceived as relatively difficult to understand and use.

Priority The extent to which the innovation is regarded as more important than others.

Innovation-Specific Capacity SubcomponentsInnovation-Specific Knowledge and Skills

The knowledge and skills needed for the innovation.

Program Champion The individual(s) who put charismatic support behind an innovation through connections, expertise, and social influence.

Specific Implementation Climate Supports

The extent to which the innovation is supported; in particular, this subcomponent assesses the presence of strong, convincing, informed, and demonstrable management support.

Inter-Organizational Relationships Relationships between providers and support systems, as well as relationships between different provider organizations that are used to facilitate implementation.

General Capacity SubcomponentsCulture How the organization functions, namely expectations about how things

are done in an organization.

Climate How employees collectively perceive, appraise, and feel about their current working environment.

Organizational Innovativeness General receptiveness toward change.

Resource Utilization How discretionary and uncommitted resources are devoted to innovations.

Leadership Whether power authorities articulate and support organizational activities.

Process Capacities General knowledge and skills needed to implement an innovation.

Structure Processes that affect how well an organization functions on a day-to-day basis.

Staff Capacity General skills, education, and expertise that the staff possesses.

Page 37: Readiness for Integrated Care

Conclusion• Health inequities impact individuals and

communities, threaten economic productivity, and trivialize our nation’s character and commitment to social justice.

• Integrated care is a promising mechanism for addressing disparities.

• The ICLP develops health leaders equipped to further integrate behavioral health in primary care.

• Use of the RICQ for measuring readiness and guiding integrated care implementation has the potential to further health equity.

Page 38: Readiness for Integrated Care

Comments and Questions

Special thanks to Eastchester Family Services for their high level of engagement in the ICLP, and for granting us permission to share their data/stories with you today!

Page 39: Readiness for Integrated Care

CONTACT US

• Erin Godly-Reynolds: [email protected]

• Sharon Rachel: [email protected]

SUBSCRIBE TO OUR NEWSLETTER

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