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    28 www.cepmagazine.org July 2003 CEP

    Reactions and Separations

    HEMICAL ENGINEERS HAVE BEENsolving their distillation problems using theequilibrium stage model since Sorel rst used

    the model for the distillation of alcohol over 100 years

    ago. Seader (1) has provided an elegant history of therst century of equilibrium stage modeling. Real distil-lation and absorption processes, however, normally donot operate at equilibrium.

    In recent years, it has be-come more common to simu-late distillation and absorptionas a mass-transfer-rate-basedoperation, using what have be-come known as nonequilibri-um, or rate-based, models. Thisarticle presents a brief outlineof nonequilibrium modeling

    and provides pointers to thegrowing literature in this eld.

    Modeling theold-fashioned way

    To model a plant like theone shown in Figure 1, we de-compose the entire plant intosmaller units. In this case, theplant contains a distillation col-umn that is shown enlarged inthe center panel of the gure.There are many ways to model

    an entire column, but the most common approach is todivide the column into a number of discrete stages,as depicted in the third panel. Thus, the question to beaddressed rst is: How do we model these stages ?

    The equations that model equilibrium stages areknown as the MESH equations. MESH is an acronymreferring to the different types of equation that are usedin the model:

    Previously, simulations based onnonequilibrium, or rate-based, models wereconsidered impractical due to their complexity.However, with ever-increasing computing

    power, these simulations are not only feasible,but in some circumstances they should beregarded as mandatory.

    Real-WorldModeling of Distillation

    C

    Ross Taylor,Clarkson University

    and University of Twente

    Rajamani Krishna,University of Amsterdam

    Harry Kooijman,Shell Global Solutions International

    The Stage Concept

    A

    A, B, C

    C

    B

    A,C

    A

    B

    V 1 Reflux

    V 2 L1

    V j L j-1

    V j+1 L j

    Stage 1

    Stage j Figure 1.Decomposition of a chemicalplant into unit operations, anddecomposition of the distillation into stages.

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    CEP July 2003 www.cepmagazine.org 29

    M stands for material balances E stands for equilibrium relationships (to express the

    assumption that the streams leaving the stage are in equi-

    librium with each other) S stands for summation equations (mole fractions areperverse quantities and wont sum to unity unless youforce them to)

    H stands for heat or enthalpy balances (processes con-serve energy, as well as mass).

    There are few mathematical models in any branch of engineering that are as well-suited to computer solutionsand that have prompted the development of as many differ-ent algorithms as have the MESH equations. It would notbe too far from the truth to claim that it is equilibrium

    stage calculations thatbrought computing into

    chemical engineering and chemical engineersto computers (1) .

    The equilibrium stagemodel is so simple inconcept, so elegant fromthe mathematical view-point, the basis for somany commercial col-umn simulation pro-grams, and been used tosimulate and design somany real columns, that

    it seems almost hereticalto mention that themodel is fundamentallyawed. However, chemi-cal engineers have longbeen aware of the factthat the streams leavinga real tray or section of apacked column are not inequilibrium with eachother. In fact, the separa-tion actually achieveddepends on the rates of

    mass transfer from thevapor to the liquid phas-es, and these rates de-pend on the extent towhich the vapor and liq-uid streams are not inequilibrium with eachother. The next questionis: What have we doneabout this fundamentalweakness ?

    The conventional wayaround this shortcoming

    of what is referred to frequently as the rigorous model (withsome disregard for semantic accuracy), is to employ effi-ciencies. Several kinds of efficiency have been used in distil-

    lation column modeling and design, including the overall,Murphree, Hausen and vaporization efficiencies. The Mur-phree efficiency (2) is arguably the most widely employedby distillation engineers and is dened by:

    where the overbars indicate the average mole fraction in theentering ( E ) and leaving ( L) streams, as depicted in Figure 2.

    For packed columns, we use something analogous to the

    stage efficiency called the HETP (Height Equivalent to aTheoretical Plate). In practice, efficiencies and HETPsoften are estimated simply from past experience with simi-lar processes. However, for new processes, this approach isof no use whatsoever (and often fails even for old ones).Chemical engineers have, therefore, devoted a great deal of

    effort to devising methods for estimating efficiencies andHETPs (3, 4) .These different kinds of efficiencies all attempt to repre-

    sent the extent to which the real trays in a tray column (orthe entire column itself) depart from equilibrium. TheHETP is a number that is easy to use in column design.However, there are several drawbacks to employing effi-ciencies and HETPs in a computer simulation based on theequilibrium stage model:

    There is no consensus on which denition of efficien-cy is best (although many distillation experts will admit toa preference for Murphree-type efficiencies).

    The Murphree vapor-phase efficiency is not the same

    E y y y yi MV

    iL iE

    iL iE , *

    =

    (1)

    Nomenclature

    c = number of components,dimensionless

    ct = total concentration, mol/m 3

    d = driving force for masstransfer, m 1

    D i,k = Maxwell-Stefan diffusivity, m 2 /s E i,MV = Murphree tray efficiency,

    dimensionless f = proportionality coefficientk = mass transfer coefficient, m/sK = vapor-liquid equilibrium

    constant, N i = molar ux of species i,

    mol/m 2-sP = pressure, Pa

    p = partial pressure, Pa R = gas constant, J/mol-Kt = time, sT = temperature, Ku = average velocity

    x = mole fraction, dimensionless y = mole fraction, dimensionless

    Greek letters = mass transfer coefficient of

    binary pair in multicomponentmixture, m/s

    = Chemical potential, J/mol = distance along diffusion path,

    dimensionless

    Subscriptsi = component index

    I = referring to interface j = stage indexk = alternative component indexm = reaction indext = total

    SuperscriptsF = referring to feed stream

    I = referring to interface L = referring to liquid phaseV = referring to vapor phase

    L

    L = LiquidV = Vapory E = Mole fraction in

    entering streamy L = Mole fraction in

    leaving stream

    L V,y L

    V,y E

    Figure 2. Idealized ow patterns on a distillation column tray.

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    as the liquid-phase efficiency on the same tray (the Hausenefficiency does not share this property).

    The generalized Hausen efficiencies (sometimes

    known as Standart efficiencies (5) ) are the most fundamen-tally sound, but are impractically complicated to calculateand are never used in practice.

    Vaporization efficiencies, favored by some in the pastbecause they are easy to include in computer programs, arenot often used today.

    Efficiencies vary from component to component, andfrom tray to tray, in a multicomponent mixture. Very rarelyis this fact taken into account in a simulation model thatuses efficiencies.

    Efficiencies vary from stage to stage in a tray column.HETPs are a function of height in a packed column. Thesebehaviors of efficiencies and HETPs are often not account-

    ed for in conventional column simulation software.These weaknesses of the standard model have beenknown for a long time (6) . Thus, our third question is: Howshould we deal with the shortcomings of the standard model ?

    Modeling in the real worldIn recent years, a new approach to the modeling of dis-

    tillation and absorption processes has become available the so-called nonequilibrium, or rate-based, models. Thesemodels treat these classical separation processes as themass-transfer-rate-governed processes that they really are.

    The building blocks of the nonequilibrium model shownin Figure 3 are sometimes referred to as the MERSHQ

    equations, where: M represents material balances E represents energy balances R represents mass- and heat-transfer rate equations S represents summation equations H represents hydraulic equations for pressure drop Q represents equilibrium equations.Some of these equations are also used in building equi-

    librium stage models; however, there are crucial differencesin the way in which the conservation and equilibrium equa-tions are used in the two types of model. In a nonequilibri-um model, separate balance equations are written for eachdistinct phase. Figure 3 shows that the material balance for

    each phase includes terms to represent the mass transferredfrom one phase to the other. For the equation used in theequilibrium stage model, the sum of the phase balancesyields the material balance for the stage as a whole. The en-ergy balance is treated in a similar way it is split intotwo parts, one for each phase, each part containing a termfor the rate of energy transfer across the phase interface.

    Modeling distillation and related operations as the rate-based processes that they really are requires us to face up tothe challenge of modeling interfacial mass and energy trans-fer in tray and packed columns. This is something that we donot do in the conventional equilibrium stage model (al-though we face essentially the same problem if efficiencies

    are to be estimated from a mathematical model (3, 4) ). Themolar uxes at a vapor liquid interface may be expressed as:

    where c iV and ci L are the molar densities of the superscript-ed phases, yiV is the mole fraction in the bulk vapor phase,

    x i L is the mole fraction in the bulk liquid phase, and x i I and yi I are the mole fractions of species i at the phase interface.k iV and k i L are the mass-transfer coefficients for the vaporand liquid phases.

    The inclusion in the model of the mass transport equa-tions introduces the mole fractions at the interface, some-thing we have not had to deal with so far, at least not explic-

    itly. It is common to assume that the mole fractions at the in-terface are in equilibrium with each other. We may, there-fore, use the very familiar equations from phase equilibriumthermodynamics to relate the interface mole fractions:

    where the superscript I denotes the interface compositionsand K i is the vapor-liquid equilibrium ratio for componenti. These K -values are evaluated at the interface composi-tions and temperature using the same thermodynamic mod-els used in conventional equilibrium stage simulations. Theinterface composition and temperature must, therefore, be

    computed during a nonequilibrium column simulation. Inequilibrium stage calculations, the equilibrium equationsare used to relate the composition of the streams leavingthe stage and the K -values are evaluated at the compositionof the two exiting streams and the stage temperature (usu-ally assumed to be the same for both phases).

    y K x i I

    i i I

    = (4)

    N c k x x i L

    i L

    i L

    i I

    i L

    = ( ) (3)

    N c k y yi

    V

    i

    V

    i

    V

    i

    V

    i

    I = ( ) (2)

    Reactions and Separations

    30 www.cepmagazine.org July 2003 CEP

    Vapor

    VaporFilm

    MassTransfer

    EnergyTransfer

    LiquidFilm

    Y V L,y L

    LE ,x E

    LE = Liquid entering streamLL = Liquid leaving streamT = TemperatureV E = Vapor entering streamV L = Vapor leaving stream

    V E ,y E

    LL,x L

    T X

    I n t e r f a c e

    Liquid

    x E = Liquid mole fraction in entering streamx L = Liquid mole fraction in leaving streamy E = Vapor mole fraction in entering streamy L = Vapor mole fraction in leaving stream

    Figure 3. Schematic diagram of a nonequilibrium stage.

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    Physical propertiesFigure 4 identies the major physical property require-

    ments. It is obvious that nonequilibrium models are moredemanding of physical property data than are equilibriumstage models (except when tray-efficiency or HETP andequipment-design calculations are carried out, but thoseare done after a simulation and are not needed to carry outthe column simulation). The only physical properties re-

    quired for an equilibrium stage simulation are those neededto calculate the K -values and enthalpies. Those same prop-erties are needed for nonequilibrium models as well.

    Mass-transfer coefficients and interfacial areas mustbe computed from empirical correlations or theoreticalmodels. There are many correlations for mass-transfercoefficients in the literature (3, 4) . These coefficientsdepend on the column design, as well as its method of operation.

    We do not believe that the need for additional physi-cal properties should be a reason not to use a nonequilib-rium stage model. Estimation methods are available forthese properties, although they are typically much less

    accurate than methods for evaluating thermodynamicproperties (7) . However, these properties are needed onlyin so far as they are required to estimate mass-transfercoefficients. In fact, the sensitivity of these coefficientsto any of these properties is not that large, and the factthat we do not always have accurate estimation methodsshould not act as a deterrent to their use. Rather, itshould serve as a spur to more research and to the devel-opment of better methods for transport property predic-tion and estimation in much the same way as the need forreliable phase equilibrium models has served as motiva-tion for the development of methods to predict thermo-dynamic properties.

    Equipment designThe estimation of mass-transfer coefficients and inter-

    facial areas from empirical correlations nearly always re-quires us to know something about the column design. Atthe very least, we need to know the diameter and type of internal (although usually we need to know more thanthat, since most empirical correlations for mass-transfercoefficients have some dependency on equipment design

    parameters, such as the weir height of trays). This need forcomplete equipment design details suggests that nonequi-librium models cannot be used in preliminary process de-sign (before any actual equipment design has been carriedout). However, this is not true. Column design methodsare available in the literature, as well as in most processsimulation programs. It is straightforward to simultane-ously solve equipment sizing calculations and stage-equi-librium calculations (8) . This does not add signicantly tothe difficulty of the calculations, and it allows nonequilib-rium models to be used at all stages of process simulation,including preliminary design, detailed plant design andsimulation, troubleshooting and retrotting. In fact,

    nonequilibrium models can be particularly valuable introubleshooting and retrotting, even to the point of help-ing identify what particular equipment design detail mightbe responsible for a column failing to do what it was de-signed to do.

    Solving the model equationsThere has been so much work done on developing com-

    putational methods for solving the equilibrium stage modelequations that we may essentially use the same approachesto solve the nonequilibrium model equations (8) . The equa-tions required by the two kinds of model are summarizedin Figure 5. The fact that the nonequilibrium model in-

    CEP July 2003 www.cepmagazine.org 31

    Physical Property Requirements

    Activity CoefficientsVapor Pressures

    Fugacity CoefficientsDensities

    Enthalpies

    DiffusivitiesViscosities

    Surface TensionThermal Conductivities

    Mass-Transfer CoefficientsHeat-Transfer CoefficientsInterfacial Areas

    Activity CoefficientsVapor Pressures

    Fugacity CoefficientsDensities

    Enthalpies

    Model Requirements: Equations

    Phase Mass Balances

    Phase Energy Balances

    Equilibrium Eqs.

    Summation Eqs.

    Mass-Transfer inVapor Phase

    Mass-Transfer inLiquid Phase

    Energy Transfer

    Mass Balances

    Energy Balances

    Equilibrium Eqs.

    Summation Eqs.

    Figure 4. Physical propertyneeds of equilibrium (right)and nonequilibrium (left)models.

    Figure 5. Equations used inequilibrium (right) andnonequilibrium (left) models.

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    volves more equations is not a concern. In our experience,the equations of both models are about equally simple (ordifficult) to solve.

    Numerical solution of the nonequilibrium model equa-tions provides the chemical engineer with all of the quan-tities normally associated with the conventional equilibri-um stage model temperatures, owrates, mole frac-

    tions, etc. Nonequilibrium-model calculations also pro-vide a great deal of additional information, such as physi-cal and transport property proles, and equipment designand operating data.

    Example 1: A simple debutanizer . Consider thesimple debutanizer shown in Figure 6. The flowrate andcomposition profiles do not differ to any significant ex-tent from the results that you would obtain with a con-ventional equilibrium stage model (although the numberof stages and feed stage location would be different).However, a nonequilibrium model can also provide con-siderable additional information, such as mass-transferrates and predicted efficiency profiles (Figure 7). The

    nonequilibrium model, it must be re-membered, does not use efficiencies.McCabe-Thiele diagrams (9) can be

    constructed from the results of anonequilibrium simulation (Figure 8),and are just as useful for understandingcolumn behavior as they are for binarydistillation. Note how the triangles donot touch the equilibrium line.

    Example 2: A not-so-simple ab-sorber. Consider the simple packedcolumn depicted in Figure 9. The richammonia and air mixture enters at thebottom where the ammonia is ab-sorbed. The enthalpy of absorption isreleased, causing the temperature of

    the liquid to rise. As a result, waterevaporates. The mass transfer processin the gas therefore involves threespecies ammonia, water and (essen-tially stagnant) air. Toward the top of the column, the gas encounters coldentering water. Therefore, water vaporcondenses near the top of the column,and we now have co-diffusion of am-monia and water through air. Weshould not ignore water vaporization atthe bottom and condensation at the topin the analysis. The resulting tempera-

    Reactions and Separations

    32 www.cepmagazine.org July 2003 CEP

    Figure 7. Murphree efficiency proles (predict-ed) for the debutanizer shown in Figure 6.

    28 Sieve Traysp = 5.5 to 6 bar

    Properties:Peng Robinson

    C3: 1.5i -C4: 56.5n -C4: 4.5i -C5: 1.9C6: 2.9C7: 4.9C8: 34.3C9: 3.9

    C3: 1.5i -C4: 56.5n -C4: 4.5i -C5: 0.03

    i -C5: 1.86C6: 2.9C7: 4.9C8: 34.3C9: 3.9

    mol s -1

    Downcomer Area10% 11%

    Hole Area % of Active12% 10%

    Weir Length1.9m 2.1m

    0.6m

    Figure 6. Debutanizer adapted from Example 9.1 in Ref. 9.The simulation program created the tray design.

    5 10 15 20 25

    1.2

    1

    0.4

    0.8

    0.6 M u r p

    h r e e

    E f f i c i e n c y

    Stage Number

    PropaneIsobutane

    n -ButaneIsopentane

    n -Hexanen -Heptane

    n -Octanen -Nonane

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    ture profiles along the column show a pronounced bulgenear the bottom (Figure 9).

    The Maxwell-Stefan approachEquations 2 and 3 are included in all basic mass trans-fer texts and chemical engineering handbooks, and aretaught to all chemical engineers in undergraduate chemi-cal engineering degree programs. Strictly speaking, theseequations are valid only for binarysystems and under conditions wherethe rates of mass transfer are low.Most industrial distillation and absorp-tion processes, however, involve morethan two different chemical species.

    The most fundamentally sound wayto model mass transfer in multicompo-

    nent systems is to use the Maxwell-Ste-fan (MS) theory (1113) . In our opin-ion, the MS approach to mass transfershould be what is taught to students,but rarely is that done, even at the grad-uate level; most texts give little or noserious attention to the matter of masstransfer in systems with more than twocomponents (exceptions include thetexts by Seader and Henley (9) andBenitez (14) ).

    The MS equation for diffusion in abinary ideal gas mixture is:

    where d 1 is the driving force for diffusion and u i is the av-erage velocity of species i.This expression may be derived using nothing more

    complicated than Newtons second law the sum of theforces acting on the molecules of a particular species is di-rectly proportional to the rate of change of momentum(Ref. 11 provides a more complete derivation). The rate of change of momentum between different species is propor-tional to the concentrations (mole fractions) of the differentspecies and to their relative velocity. In Eq. 5, f 12 is the co-efficient of proportionality and is related to a friction fac-tor. Eq. 5 is more often written in the form:

    where D 12 is the MS diffusion coefficient.The MS equations are readily extended to multicompo-

    nent systems simply by adding similar terms on the right-hand side to account for momentum exchanged betweeneach pair of differing types of molecules. For a ternarymixture, for example, we would have two terms on theright, one of momentum exchange between molecules of types 1 and 2, and a second term for momentum transferbetween molecules of types 1 and 3:

    with the equations for species 2 and 3 obtained by rotatingthe subscripts.

    d x x u u D

    x x u u D1

    1 2 1 2

    12

    1 3 1 3

    13

    =

    ( ) ( ) (7)

    d x x u u

    D11 2 1 2

    12

    =

    ( )(6)

    d f x x u u1 12 1 2 1 2= ( ) (5)

    CEP July 2003 www.cepmagazine.org 33

    Figure 8. McCabe-Thiele diagram for the debutanizer shown in Figure 6.

    0

    1

    0.8

    0.6

    0.4

    0.2

    0.2 0.4 0.6 0.8 10

    Y C4

    Y C4 + Y C5

    X C4X C4 +

    X C5

    Figure 9. Ammonia absorber adapted from Example 8.8 in (10).

    Water

    Air Ammonia

    Gas Temperature

    LiquidTemperature

    20 25 30 35

    H e i g h t

    Temperature, C

    Condensation of WaterAbsorption of Ammonia

    Evaporation of WaterAbsorption of Ammonia

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    The generalization of this expression to mixtures withany number of different species is:

    which is more familiar to us in the form:

    where we have replaced the velocities with the molar ux-es N i = c iu i.

    For an ideal gas mixture, the driving force is the partialpressure gradient:

    Solving the MS equations might involve the computationof various matrices and functions thereof (11) . In practice,we most often employ a simple lm model for mass transferwith a simple difference approximation to the MS equations:

    where x i is the average mole fraction over the lm. The MSmass-transfer coefficients ij can be estimated from exist-ing correlations. For a nonideal uid, the driving force isrelated to the chemical potential gradient:

    The difference approximation of this expression issomewhat more involved, since we have to include thederivative of the activity (or fugacity) coefficient (13) .

    Example 3: The need for rigorous Maxwell-Ste-fan-based nonequilibrium models. The differencesin column composition profiles predicted by a rigorousnonequilibrium model that incorporates the MS equa-tions may differ significantly from those predicted byan equilibrium stage model. Consider the experimentalwork of Springer et al. (15) on the distillation of water(1), ethanol (2) and acetone (3) carried out in a 10-traycolumn operated at total reflux. The residue curve map

    for this system is shown in Figure 10a. This systemshows a binary minimum boiling azeotrope betweenwater and ethanol; an almost-straight distillationboundary connects the azeotrope with pure acetone.

    A measured composition profile, carried out in the re-gion to the left of the distillation boundary, is shown inFigure 10b. Simulations of the column, starting with thevapor composition at the column top, are also shown. It isevident that the nonequilibrium model is able to followthe experimentally observed column trajectories muchbetter than the equilibrium model. The differences in thecolumn composition trajectories are due to differences inthe component Murphree efficiencies (Figure 10c).

    Differences in component efficiencies could have asignificant impact on a column design that aims for a spe-cific purity at either ends of the column. For example, forthe water (1), ethanol (2) and acetone (3) system operat-

    d x

    RT d dzi

    i i=

    (12)

    x x N x N

    cii k k i

    t ik k

    c=

    = 1

    (11)

    d P

    dpdz

    dx dz

    i i1

    1= = (10)

    d x N x N

    c Di k k i

    t ik k

    c

    11

    =

    =

    (9)

    d x x u u D

    i k i k

    ik k

    c1

    1=

    =

    ( ) (8)

    Reactions and Separations

    34 www.cepmagazine.org July 2003 CEP

    Figure 10. Distillation of water (1), ethanol (2) and acetone (3) in a bubble cap tray column: (a) residue curve map; (b) experimental compositionry for Run 6, compared with the nonequilibrium and equilibrium simulations; and (c) component Murphree efficiencies for Run 6 (15).

    WaterEthanolAcetone

    0.0

    0.6

    0.8

    1.0

    0.4

    0.0

    0.2

    0.2 0 .4

    Residue Curve LinesAzeotropeDistillation Boundary

    0.6 0.8 1.0

    E t h a n o

    l C o m p o s

    i t i o n

    Water Composition

    2 4 6 8 10

    0.5

    1.0

    1.5

    2.0

    0.0 C o m p o n e n t

    M u r p

    h r e e

    E f f i c i e n c y ,

    E i

    Stage Number

    a c

    0.02

    0.6

    0.8

    1.0

    0.40.060.04

    E t h a n o

    l C o m p o s

    i t i o n

    Water Composition

    b

    Nonequilibrium ModelEquilibrium ModelExperimental Data

    -

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    ing in the region to the left of the distillation boundary,let us demand a purity of 96% ethanol at the top of thecolumn. For a specified feed composition and refluxratio, the column composition trajectories for thenonequilibrium model and the equilibrium model (assum-ing 60% efficiencies for all components) are presented inFigure 11. The nonequilibrium model suggests that 39

    stages are needed to reach the specified 96% ethanol pu-rity at the top, whereas the equilibrium model indicatesthat only 25 stages are needed. In this case, the nonequi-

    librium model takes the scenic route to reach the de-sired top purity. Ignoring the differences in component ef-ficiencies may lead to severe underdesign.

    Columns operating close to the distillation boundarymay experience much more exotic differences in the col-umn composition trajectories predicted by the nonequi-librium and equilibrium models. For operation with thesame water, ethanol and acetone system, Figure 12ashows that the experiments cross the straight-line distil-lation boundary (15) , something that is forbidden by theequilibrium model (16) . The nonequilibrium model isable to retrace this boundary-crossing trajectory, whereasthe equilibrium model remains on one side of the distil-

    lation boundary. The nonequilibrium model predicts thatthe column gets progressively richer in water as we pro-ceed down the column to the reboiler, whereas the equi-librium model anticipates that the column gets enrichedin ethanol as the reboiler is approached. The root causeof this behavior lies with the differences in the efficien-cies of the individual species (Figure 12b); the compo-

    nent efficiency of ethanol varies sig-nificantly from tray to tray. Compar-ing the component efficiency valuesin Figures 10c and 12b reveals thateven though the mass transfer param-eters used in the nonequilibrium

    model are identical for these two runs,the calculated component efficiencyvalues bear no resemblance to one an-other. This underlines the difficulty of trying to emulate the performance of the nonequilibrium model by fudgingcomponent efficiency values. There isno way that this can be achieved.

    Other applicationsThe principles outlined above are

    applicable to a wide range of relatedprocesses. Below, we very briefly

    consider some of these applications.Three-phase distillation. Three-phase distillation remains relatively poorly understoodcompared to conventional distillation operations involv-ing just a single liquid phase. Simulation methods cur-rently in use for three-phase systems employ the equi-librium stage model (16) . It is important to be able tocorrectly predict the location of the stages where a sec-ond liquid phase can form (to determine the appropriatelocation for a sidestream decanter, for example). Thelimited experimental data available suggest that effi-ciencies can be low and highly variable. Clearly, amodel based on the assumption of equilibrium on every

    CEP July 2003 www.cepmagazine.org 35

    Figure 11. Comparison of nonequilibrium and equilibrium models fordistillation of water (1), ethanol (2) and acetone (3) in a bubble cap tray col-umn with the objective of reaching 96% ethanol purity at the top.

    0.00

    1.0

    0.8

    0.6

    0.4

    0.2

    0.0

    0.04 0.08

    E t h a n o

    l C o m p o s

    i t i o n

    Water Composition

    Nonequilibrium ModelEquilibrium Model +60% Efficiency

    NEQ = 39 StagesEQ, 60% Efficiency = 25 Stages

    Figure 12. Distillation of water (1), ethanol (2) and acetone (3) in a bubblecap tray column: (a) experimental composition trajectory for Run 26, com-pared with the nonequilibrium and equilibrium simulations; and (b) Compo-nent Murphree efficiencies for Run 26 (15).

    0.0

    0.6

    0.8

    1.0

    0.4

    0.20.20.1

    E t h a n o

    l C o m p o s

    i t i o n

    Water Composition

    2 4 6 8 10

    0.6

    0.8

    1.4

    1.2

    1.0

    0.4

    0.2

    0.0 C o m p o n e n

    t M u r p

    h r e e

    E f f i c i e n c y ,

    E i

    Stage Number

    Ethanol-WaterBinary Azeotrope

    Nonequilibrium ModelExperimental DataDistillation BoundariesEquilibrium Model

    WaterEthanolAcetone

    a b

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    stage cannot predict column performance. Springer andothers (17) stress the limitations of simulation modelsassuming equal Murphree efficiencies for all compo-nents in the mixture.

    It is straightforward in principle to extend the ideasthat underlie nonequilibrium models to systems withmore than two phases, as first shown by Lao and Tay-lor (18) . A complete nonequilibrium model for the sys-tem depicted in Figure 13 contains three phase bal-

    ances, each of which contains terms for mass transferto or from both of the other two phases. In addition,the model contains up to six sets of the MS equations,two for each phase boundary (vaporliquid I,vaporliquid II, and liquid Iliquid II). Three sets of equilibrium equations, one for each possible interface,complete the model. In practice, it is quite likely thatthe vapor phase and a dispersed liquid phase see only acontinuous liquid phase, thereby considerably simpli-fying the model (17) .

    Example 4. Heterogeneous azeotropic system.Sometimes the curvature of the distillation boundary issuch that its crossing by the equilibrium stage model is

    allowable (16) . This is illustrated in Figure 14 for thewater (1), cyclohexane (2) and ethanol (3) system. For acolumn operating at total reflux with the top composi-tion corresponding to the heterogenous ternaryazeotrope, the equilibrium model has no difficultycrossing the curved distillation boundary from the con-vex side, moving in the direction of high water compo-sitions and proceeding down the column. However, theexperimental data of Springer et al. (17) show that theboundary is not crossed in practice and the column com-position trajectories are anticipated very well by anonequilibrium model.

    Reactive distillation. The design and operation issues

    for reactive distillation processes are considerably morecomplex than those of either conventional reactors orconventional distillation columns. The introduction of an in situ separation function within the reaction zoneleads to complex interactions between vapor-liquidequilibrium, vapor-liquid mass transfer, intra-catalystdiffusion (for heterogeneously catalyzed processes) andchemical kinetics. For such systems, the chemical reac-tion influences the efficiencies to such an extent that theconcept loses its meaning (19) .

    Building a nonequilibrium model of a reactive sepa-

    ration process is not as straightforward as building anequilibrium stage model, in which we simply add aterm to account for reaction to the liquid-phase materialbalances. It must be recognized that no single nonequi-librium model can deal with all possible situations.Separate models are needed depending on whether thereaction takes place within only the liquid phase or if asolid phase is present to catalyze the reaction. Refer toRefs. 16, 19 and 20 for further discussion.

    Gas absorption. Efficiencies in gas absorption tendto be much lower than in distillation, sometimes as lowas 5%. In addition, many important gas absorption pro-cesses involve chemical reactions. It does not seem to

    Reactions and Separations

    36 www.cepmagazine.org July 2003 CEP

    Figure 13. Schematic representation of a three-phase nonequilibrium stage.

    Vapor Liquid l

    Liquid ll Transfer

    Transfer Transfer

    Figure 14. Distillation of water (1), cyclohexane (2), ethanol (3) and ace-tone (3) in a bubble cap tray column: experimental composition trajectory,

    compared with the nonequilibrium and equilibrium simulations (17).

    0.04

    0.6

    0.4

    0.2

    0.00.12 0.160.08

    C y c

    l o h e x a n e

    C o m p o s

    i t i o n

    Water Composition

    Liquid-LiquidPhase

    Splitting

    HeterogenousTernary Azeotrope

    Ethanol-WaterBinary AzeotropeNonequilibrium Model

    Experimental DataDistillation BoundariesEquilibrium Model

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    Available software

    AspenTech developed RateFrac, in collaboration withKoch Engineering, Inc. This implementation is based large-

    ly on the nonequilibrium model described in the originalpapers by Krishnamurthy and Taylor (29, 30) , with the im-portant additional capability of being able to handle sys-tems with chemical reactions. The inuence of reaction onmass transfer is modeled by means of enhancement factors.RateFrac has one mass-transfer coefficient model for eachtype of column internal, but it has the facilities to add usermodels for the calculation of transfer coefficients, pressure

    drop and interfacial area. RateFrac can use any of the ther-modynamic packages that exist within AspenPlus, and canmodel columns with sidestreams, interstage heaters/coolers

    and pumparounds. Complex specications can designatedfor product purity or internal streams. RateFrac is especiallyuseful for modeling columns with chemical reactions thatinuence the separation. Illustrations of the use of RateFracare described in Seader and Henley (9) . For more informa-tion, visit www.aspentech.com/includes/product.cfm?Indus-tryID=0&ProductID=110

    CHEMCAD from Chemstations, Inc. (www.chemsta-

    Reactions and Separations

    38 www.cepmagazine.org July 2003 CEP

    Literature Cited1. Seader, J. D., The B. C. (before computers) and A. D. of Equilibri-

    um-Stage Operations, Chem. Eng. Educ., 19 (2), pp. 88103

    (Spring 1985).2. Murphree, E. V., Rectifying Column Calculations with Particular

    Reference to n-component Mixtures, Ind. Eng. Chem., 17, pp.747750 (1925).

    3. Kister, H. Z., Distillation Design, McGraw-Hill, New York (1992).4. Lockett, M. J., Distillation Tray Fundamentals, Cambridge Uni-

    versity Press, Cambridge, MA (1986).5. Standart, G., Distillation. V. Generalized Denition of Theoretical

    Plate or Stage of Contacting Equipment, Chem. Eng. Sci., 20, pp.611622 (1965).

    6. Seader, J. D., The Rate-Based Approach for Modeling Staged Sepa-rations, Chem. Eng. Prog., 85, pp. 4149 (1989).

    7. Poling, B. E., et al. , The Properties of Gases and Liquids, 5th Edi-tion, McGraw-Hill, New York (2001).

    8. Taylor, R., et al. , A 2nd Generation Nonequilibrium Model forComputer-Simulation of Multicomponent Separation Processes,Comput. Chem. Eng., 18, pp. 205217 (1994).

    9. Seader, J. D., and E. J. Henley, Separation Process Principles,John Wiley, New York, NY (1998).

    10. Treybal, R. E., Mass-Transfer Operations, 3rd Edition, McGraw-Hill, New York, NY (1980).

    11. Taylor, R., and R. Krishna, Multicomponent Mass Transfer, JohnWiley, New York, NY (1993).

    12. Krishna, R., and J. A. Wesselingh, The Maxwell-Stefan Approachto Mass Transfer, Chem. Eng. Sci., 52, pp. 861911 (1997).

    13. Wesselingh, J. A., and R. Krishna, Mass Transfer in Multicompo-nent Mixtures, Delft University Press, Delft (2000).

    14. Benitez, J., Principles and Modern Applications of Mass TransferOperations, John Wiley, New York, NY (2002).

    15. Springer, P. A. M.,et al.

    , Crossing of the Distillation Boundary inHomogeneous Azeotropic Distillation: Inuence of Interphase MassTransfer, Ind. Eng. Chem. Res. , 41, pp. 16211631 (2002).

    16. Doherty, M. F., and M. F. Malone, Conceptual Design of Distilla-tion Systems, McGraw-Hill, New York, NY (2001).

    17. Springer, P. A. M., et al. , Composition Trajectories for Heteroge-neous Azeotropic Distillation in a Bubble-cap Tray Column: Inu-ence of Mass Transfer, Chem. Eng. Res. Des., 81, pp. 413426(2003).

    18. Lao, M. Z., and R. Taylor, Modeling Mass-Transfer in 3-PhaseDistillation, Ind. Eng. Chem. Res., 33, pp. 26372650 (1994).

    19. Taylor, R., and R. Krishna, Modeling Reactive Distillation,Chem. Eng. Sci., 55, pp. 51835229 (2000).

    20. Sundmacher, K., and A. Kienle, Reactive Distillation. Status andFuture Directions, Wiley-VCH Verlag, Weinheim, Germany (2003).

    21. Cornelisse, R., et al. , Numerical Calculation of SimultaneousMass Transfer of Two Gases Accompanied by Complex Reversible

    Reactions, Chem. Eng. Sci., 35, pp. 12451260 (1980).22. Pacheco, M. A., and G. T. Rochelle, Rate-Based Modeling of Re-

    active Absorption of CO 2 and H 2S into AqueousMethyldiethanolamine, Ind. Eng. Chem. Res., 37, pp. 41074117(1998).

    23. Kooijman, H. A., and R. Taylor, A Nonequilibrium Model forDynamic Simulation of Tray Distillation-Columns, AIChE Journal,41, pp. 18521863 (1995).

    24. Baur, R., et al. , Dynamic Behaviour of Reactive DistillationColumns Described by a Nonequilibrium Stage Model, Chem. Eng.Sci., 56, pp. 20852102 (2001).

    25. Gunaseelan, P., and P. C. Wankat, Transient Pressure and FlowPredictions for Concentrated Packed Absorbers Using a DynamicNonequilibrium Model, Ind. Eng. Chem. Res., 41, pp. 57755788(2002).

    26. Higler, A., et al. , Nonequilibrium Cell Model for Multicomponent(Reactive) Separation Processes, AIChE Journal, 45, pp.23572370 (1999).

    27. Higler, A , et al. , Nonequilibrium Cell Model for Packed Distilla-tion Columns The Inuence of Maldistribution, Ind. Eng. Chem.

    Res., 38, pp. 39883999 (1999).28. Baur, R., et al. , Dynamic Behaviour of Reactive Distillation Tray

    Columns Described with a Nonequilibrium Cell Model, Chem. Eng. Sci., 56, pp. 17211729 (2001).

    29. Krishnamurthy, R., and R. Taylor, A Nonequilibrium StageModel of Multicomponent Separation Processes. Part I: Model De-scription and Method of Solution, AIChE Journal, 31, pp. 449456(1985).

    30. Krishnamurthy, R., and R. Taylor, A Nonequilibrium Stage

    Model of Multicomponent Separation Processes. Part III: The Inu-ence of Unequal Component Efficiencies in Process Design Prob-lems, AIChE Journal, 31, pp. 19731985 (1985).

    31. Kooijman, H. A., and R. Taylor, The ChemSep Book, Books onDemand, Norderstedt, Germany (2001).

    32. Lewis, W. K., and K. C. Chang, Distillation. III. The Mechanismof Rectication, Trans. Am. Inst. Chem. Eng., 21, pp. 127138(1928).

    33. Krishna, R., A Unied Theory of Separation Processes Based on Irre-versible Thermodynamics, Chem. Eng. Commun., 59, pp.33-64 (1987).

    Further ReadingFor further reading, visit www.chemsep.org/publications

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    tions.net) contains a nonequilibrium model for both steady-state and dynamic simulation.

    ChemSep (31) incorporates some of the most recent de-

    velopments in nonequilibrium modeling. Many correla-tions for the mass-transfer coefficients, interfacial area andow models are built into ChemSep. It also contains a vari-ety of thermodynamic and physical property models.ChemSep can also provide a detailed design of the equip-ment selected for the simulation. This allows the programto simulate columns for preliminary design purposes. It hasa limited component library but allows the user to addcomponents with a databank manager. ChemSep is avail-able through CACHE (www.cache.org) for educational useonly. Applications of ChemSep are discussed in Refs. 9,14, 31. For more information, visit www.chemsep.org.

    Many other models have been implemented primarily

    for research purposes and are not available to others.Conclusion

    Within the last two decades, a new way of simulatingmulticomponent distillation operations has come of age.These nonequilibrium, or rate-based, models abandon theidea that the vapor and liquid streams in a distillation col-umn ever are in equilibrium with each other. The idea of modeling distillation as a mass-transfer-rate-based opera-tion is hardly new. Equations 2 and 3 (albeit in differentunits) actually appear in the classic paper by E.V. Mur-phree (2) that introduced us to efficiencies. Murphree wentso far as to say: the use of the general [mass-transfer]

    equation in rectifying column problems would cause thecalculations to become very much involved, and it is there-fore not considered feasible for practical purposes. Nowa-days, such calculations not only are feasible, there are cir-cumstances where they should be regarded as mandatory.

    Of course, models based on equilibrium stage conceptswill not be abandoned, nor is there any need for us to doso. For design of new columns in which the column con-guration is not xed, it is best to start with the equilibri-um model to determine the conguration, optimum reux,etc. (16) . The nal design should be checked against thenonequilibrium model because, as we have seen, it is pos-sible for the predictions of the nonequilibrium model to

    differ considerably from those of the equilibrium model.Nonequilibrium models are of great value in simulatingexisting columns. No longer is it necessary to guess thenumber of equilibrium stages, the location of the feed andany intermediate product streams, and the individual com-ponent efficiencies in order to try and model a column thatno longer is performing as intended.

    Reactive distillation is an emerging application that hasintroduced additional complications. Here it is not uncom-mon to assume equilibrium with regard to mass transfer,but allow for nite reaction rates. This is ne for conceptu-al design. But for equipment sizing, the problem of deter-mining column heights remains. For reactive distillation,

    HETPs and efficiencies have no physical meaning, as theseare also inuenced by reaction.

    Rigorous nonequilibrium models require the use of

    the MS equations to properly describe mass transfer inmulticomponent systems. These equations have, in fact,been with us for much longer than has the equilibriumstage model (see Ref. 11 for original citations). The ap-plication of the MS equations to modeling mass transferin distillation is also not all that recent. Lewis and Chang(32) , in a remarkably prescient paper that appears tohave been largely ignored, used the MS equations to in-vestigate the mechanism of rectification. They wrote:engineers generally are unfamiliar with them a situ-ation that has persisted until relatively recent times. Notonly do the MS equations allow us to model mass trans-fer in conventional operations like distillation, absorp-

    tion and extraction, they also describe transport in manyless common separation processes, such as membraneprocesses. Indeed, the MS formulation of mass transferprovides a rational basis for unifying the treatment of separation processes (33) . CEP

    CEP July 2003 www.cepmagazine.org 39

    ROSS TAYLOR is the Kodak Distinguished Professor of Chemical Engineering at Clarkson Univ. in Potsdam, New York ([email protected]), where hehas been since 1980. He currently serves as chair of the Dept. of ChemicalEngineering. He received his PhD degree from the Univ. of ManchesterInstitute of Science and Technology in England. His research interests arein the areas of separation process modeling, multicomponent masstransfer, thermodynamics, and developing applications of computeralgebra to process engineering (and cartography). He is a coauthor (withKrishna) of the textbook Multicomponent Mass Transfer (Wiley, 1993).He also holds a joint appointment as Professor of Reactive Separations inthe Dept. of Chemical Technology at the Univ. of Twente in TheNetherlands, and is a trustee of The CACHE Corp.

    R. KRISHNA is a professor at the Univ. of Amsterdam ([email protected]).He graduated in chemical engineering from the Univ. of Bombay and wasawarded a PhD in 1975 from the Univ. of Manchester. He then joined theRoyal Dutch Shell Laboratory in Amsterdam, where he was engaged inresearch, development and design of separation and reaction equipment.After nine years of industrial experience, he returned to India to take overthe Directorship of the Indian Institute of Petroleum. Since 1990, heoccupies the position of Professor of Chemical Reactor Engineering at theUniv. of Amsterdam. His current research interests range from molecular

    modeling, bubble and particle dynamics, and reactor scale-up to processsynthesis. Krishna has co-authored three textbooks. His researchcontributions have won him the Conrad Premie of the Royal DutchInstitution of Engineers in 1981, and the Akzo-Nobel prize in 1997.

    HARRY KOOIJMAN is a research distillation specialist at the Amsterdamlaboratory of Shell Global Solutions International BV, The Netherlands([email protected]). He graduated from Delft Univ. of Technologyand received his PhD in 1995 from Clarkson Univ. He joined the BOC Groupin 1996 as a senior research engineer, where he was involved with thedevelopment of structured packing for cryogenic distillation. In 1999, hemoved to Germany where he worked at science+computing as a consultantin high-performance computing. He joined Shell Global Solutions in 2002,where he focuses on the development of distillation tray technology andseparation equipment.


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