Gregory Barnett
RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
The problem that inspires my essay is an old one: Vivaldi’s era falls wellwithin our canonic common-practice period of major-minor tonality, and yetmodal theory looms large in the musical thinking from his time. Zaccaria Tevo’sIl musico testore (1706), for example, devotes some forty-five pages to the modes,covering not only ancient, medieval and Renaissance theory but also morerecent modal practice.1 Francesco Gasparini feels duty bound to explain why hedoes not discuss them in his 1708 treatise on keyboard accompaniment, writing:
I would be obliged to set forth the number and nature of the modes, and theirformation but because this is material that would require a long treatise moreappropriate to those who study composition, and because this is well discussed bymany celebrated authors [...], a fall-back idea occurs to me that will enable theingenious keyboardist to clarify without great confusion that which pertains toplaying in every mode with the proper accompaniments. It will thus suffice to notethat every composition is formed with either the major third or the minor third.2
The modes are thus the province of the composer, whereas Gasparini’streatise is directed at accompanying keyboardists who need only distinguishbetween major- and minor-third compositions. And the composer who knowsno better than this is the object of scorn in Benedetto Marcello’s well-knownsatire of opera. In Marcello’s scathing portrait, the ignorant composer (perhapsmodeled on Vivaldi himself)
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Gregory Barnett, Rice University, The Shepherd School of Music-Ms 532, P.O. Box 1892,Houston, TX 77251-1892, USA.
e-mail: [email protected] ZACCARIA TEVO, Il musico testore, Venice, Bortoli, 1706, pp. 234-269, comprises the bulk of his
treatment of modal theory. Pages 223-233 include duos – first in each of the twelve modes ofRenaissance theory and then in each of the eight modes of seventeenth-century theory, known inmodern scholarship as the “church keys” or “church tones”. Tevo’s term throughout is tuono, a termfirst introduced on p. 234 as “tuoni o modi armoniali”.
2 FRANCESCO GASPARINI, L’armonico pratico al cimbalo, Venice, Bortoli, 1708, p. 73: “Pare, che quìsarei in obbligo di dar a conoscer la qualità, e quantità de’ Toni, e loro formazione. Mà perche questaè materia, che richiederebbe un lungo trattato, più propria per chi studia il Contrapunto, abbastanzadimostrata da tanti Celebri Autori, tra quali non mancherà allo Studioso dove possa sodisfarsi: pernon prolungarmi in ciò che per noi non è tanto necessario, e per non ingombrar la mente in doppiaapplicazione, mi nasce nell’Idea un ripiego, che senza tante confusioni potrà il mio ingegnosoSuonatore venir in chiaro di ciò che appartiene al ben modulare ogni Tono con i suoi giustiaccompagnamenti. Basterà dunque avvertire, che qualsivoglia Composizione è formata o con laTerza maggiore, o con la Terza minore”.
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GREGORY BARNETT
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will not know how many modes there are or how to distinguish them, how they aredivided, or what their properties are. Rather, he will say on the matter that there areonly two modes, major and minor [...].3
Marcello’s initial remarks to the composer, on the whole, include the modesas part of basic information on practical counterpoint; the fundamentals, as hesaw them, were intervals, part-writing and, as quoted here, the modes and theirproperties.
All three publications – each representing a distinct sphere of Italian writingson music and each emanating from Vivaldi’s milieu of early Settecento Venice –thus acknowledge the modes in contemporary practice. And this raises thequestions at the heart of my essay: how do the modes inform the early –Settecento composer’s tonal perspective – and how, if at all, does modal theoryintersect with Vivaldi’s compositional style?
POLYPHONIC MODAL THEORY
The modes originated in Western music as an eight-fold system derived fromthe Byzantine oktoechos for classifying ecclesiastical plainchant: first antiphons andlater all chants.4 In this, medieval theory focused primarily on the terminatingpitch (final), on high or low ambitus (that is, authentic or plagal), and sometimes,in a borrowing from psalmody, on a recitation pitch (repercussa).5 By the lateMiddle Ages, the concept of modal ambitus had been refined to comprise a properspecies of fifth and fourth shared by each of the four authentic and plagal pairs ofmodes with the same final. Thus in the tenor voice, for example, the first twomodes, D-authentic and D-plagal, use the same species of fifth and fourth, butarrange them differently to form distinct ambitus: the authentic comprises a fifth(d–a) plus a fourth (a–d') above the D-final; the plagal uses the same intervalspecies and final, but with the fifth (d–a) above and the fourth (A–d) below.
Figure 1, taken from Tevo’s summary of medieval theory, shows the ambitus ofeach of the eight modes (with Greek names) comprising the fifths and fourthsproper to each.6
3 BENEDETTO MARCELLO, Il teatro alla moda, Venice, Borghi di Belisania [Poletti], [1720], p. 15:“Non dovrà il moderno Compositore di Musica possedere notizia veruna delle Regole di bencomporre, toltone qualche principio universale di prattica. Non comprenderà le Musicali numericheProporzioni, non l’ottimo effetto de Movimenti contrarj, non la mala Relazione de Tritoni, e d’Esachordimaggiori. Non saprà quali, e quanti siano li Modi overo Tuoni, non come divisibili, non le Proprietà demedesimi. Anzi sopra di ciò dirà, non darsi che due soli Tuoni, Maggiore, e Minore: cioè, Maggiorequello c’hà la Terza maggiore, & Minore quello, che l’hà Minore; non rilevando propriamente ciò chedagli Antichi per Tuono maggiore, e minore si comprendesse”.
4 FRANS WIERING, The Language of the Modes, New York and London, Routledge, 2001, pp. 2-10,provides a clear and concise summary of medieval modal theory.
5 For a detailed overview of the theory, particularly that of the so-called eleventh-century synthesisof the anonymous Dialogus de musica and Guido of Arezzo’s Micrologus, see HAROLD S. POWERS andFRANS WIERING, “Mode”, in The New Grove Dictionary of Music and Musicians, 2nd edn, eds Stanley Sadieand John Tyrrell, New York, Grove’s Dictionaries Inc., 2001, 29 vols, 16, pp. 796-823.
6 ZACCARIA TEVO, Il musico testore, cit., p. 263.
Figure 1. Zaccaria Tevo, Il musico testore, Venice 1706, p. 263: modal ambitus, tenor voice
A crucial landmark in the history of modal theory lay in its application in thesixteenth century to polyphonic repertory, marked by Pietro Aron’sclassification of polyphonic compositions according to the traditional eight-mode system and then by Heinrich Glarean’s analyses within his newlyconceived twelve-mode theory.7 However, most influential in the Italiantheoretical tradition of the seventeenth and eighteenth centuries was GioseffoZarlino’s synthesis of contrapuntal and modal principles in his Le istitutioniharmoniche (1558). According to the precepts of Zarlino’s treatise, the ranges ofthe individual voices complement one another to exemplify the mode of thepolyphony. In his words,
The voices should be joined in such a way that if the tenor occupies the notes of anauthentic mode, the bass ought to embrace the notes of the plagal, and vice-versa [...]When the tenor and the bass are linked in this manner, it will be easy to put the otherparts in their places and arrange them in the composition. The extreme notes of thesoprano will be distant by an octave from the extreme notes of the tenor, and thus thesoprano as well as the tenor will be sung in the notes of [the same mode...] Similarly,the notes of the alto will be placed in the same mode as those of the bass, distant fromthem by an octave [...].8
7 PIETRO ARON, Trattato della natura et cognitione di tutti gli tuoni di canto figurato, Venice, de Vitali,1525. HEINRICH GLAREAN, Dodecachordon, Basel, Petri, 1547.
8 GIOSEFFO ZARLINO, Le istitutioni harmoniche, Venice, 1558, pp. 337-338: “Et sopra il tutto [ilcompositore] debbe cercare con ogni diligenza di fare, che tal Tenore sia tanto più regolato, & bello;leggiadro, et pieno di soavità; quanto più, che la cantilena si vuol fondare sopra di lui; acciochevenga ad essere il nervo, & e il legame di tutte le sue parti; lequali debbeno essere unite insieme intal maniera, & in tal modo congiunte; che occupando il Tenore le chorde di alcun Modo autentico, oPlagale; il Basso sia quello, che abbraccia le chorde del suo compagno [...]. Stando poi in tal guisalegati il Basso col Tenore, sarà facil cosa di porre al suo luogo, & collocar nella cantilena l’altre parti:Imperoche le chorde estreme del Soprano si porranno con le estreme del Tenore distanti per unaDiapason; & cosi tanto il Tenore, quanto il Soprano verranno a cantare nelle chorde del Modoautentico. Simigliantemente quelle dell’Alto con quelle del Basso si porranno al medesimo mododistanti per una Diapason; & saranno collecate poi queste parti in tal maniera, che occuparanno lechorde del Modo plagale”.
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RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
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GREGORY BARNETT
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On the modal ambitus of each part, Zarlino allows for some flexibility:if the tenor goes up or down beyond the notes of the octave that contains the modeby one or two steps, this would be of little import [...] It would be good if each of theparts did not exceed eight notes and remained confined within the notes of its octave,but parts do exceed eight notes, and it sometimes turns out to be of great convenienceto the composer [...].9
This much conveys fundamentals of modal part-writing; turning now todemonstrations, early seventeenth-century duos by Girolamo Diruta that werereproduced a century later in Tevo’s treatise (Example 1) show the first twoExample 1. From Zaccaria Tevo, Il musico testore, Venice 1706, pp. 322-323
modes – authentic and plagal ending on D – as written for soprano and tenor.In the Mode 1 duo the soprano and tenor move an octave apart from oneanother, each within an authentic ambitus that ranges from the modal final toan octave above it, just as Zarlino prescribes. Mode 2, the lowest of the twelvemodes because it is the plagal built on the lowest final, D, was oftentransposed upward for the convenience of singers’ ranges. Diruta thus writeshis Mode 2 duo a perfect fourth higher, ending on G instead of D andrequiring a flat in the key signature in order to maintain the proper octavespecies for this mode. He is careful, however, to keep the voices within theplagal ambitus that ranges from a fourth below the final to a fifth above, andwhich is now just as high as the previous Mode 1 example because of thetransposition. And, applying a further modal characteristic, Diruta also
9 Ibid., p. 338: “Et se bene il Tenore trappassasse ultra le chorde della Diapason continenti ilModo nel grave, o nell’acuto per una chorda, over per due questo importarebbe poco [...]. Sarebbebene il dovere, che ciascuna di esse non passasse più di otto chorde, & stesse raccolta nelle chordedella sua Diapason: ma perche si passa più oltra, & torna alle volte commodo grandemente alliCompositori [...]”.
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Example 2. Angelo Berardi, Miscellanea musicale, Bologna 1689, pp. 180-181
Like Diruta, Angelo Berardi (Example 2) transposes the second modeupwards – in this instance by a full octave, so that his Mode 2 fugue is the higherof the two. Unlike Diruta, however, Berardi does not employ rising and falling
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RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
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– 130 –
GREGORY BARNETT
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motifs to signal authentic and plagal, treating that feature as elective. Berardi’sfugues, because they are written for soprano, alto, tenor and bass, show howcontiguous voice parts occupy complementary authentic-plagal ambitus asZarlino had outlined: thus the soprano and tenor of the Mode 1 fugue movewithin the authentic ambitus, while the alto and bass follow the plagal. TheMode 2 fugue then reverses this: soprano and tenor are now plagal; alto andbass are authentic. And although Berardi’s fugues employ differentiatedcleffings that reflect the contrasting authentic and plagal ambitus, his design laynot in filling out the respective ambitus but in crafting a fugal exordium thatunderscores the interval species that form the mode. The Mode 1 (or D-authentic) fugue opens with an ascending d–a fifth in the tenor, to which thebass responds with an ascending A–d fourth. Soprano and alto voices thenfollow the tenor and bass in similar fashion. The Mode 2 fugue (D-plagal) onceagain presents a reversal: the opening voice, now the soprano, sounds the a'–d''fourth, while the alto responds with the d–a' fifth.
The result, in modern terms, is a “tonal” fugue, and Italian theorists ofVivaldi’s time described it as having the “formation of a tuono” – not in themodern sense of confirming the tonic harmony of a major or minor key but,instead, in its earlier sense of tracing the interval species that define a mode.11
And theoretical testimony from Diruta (1609) to Giovanni Battista Martini (1774)is unequivocal on the opposition of modal propriety, on the one hand, and exactimitation, on the other.12 To quote a representative opinion, Marco Scacchi,writing in the late 1640s explains:
This different division of the octave [i.e. unequally into a fifth plus a fourth or vice-versa] constitutes the true ambitus of whatever piece you like, from which no voice,especially in the beginning, ought to step out or stray. Moreover, no mode, whetherauthentic or plagal, is found which is formed with two fifths or fourths [...].13
11 The use of the tonal answer in modal exemplification goes back to Girolamo Diruta (see note12 below), and theorists from closer to Vivaldi’s time define the tonal fugue in terms of the modaloctave that comprises a fifth and a fourth. GIOVANNI MARIA BONONCINI, Musico prattico, Monti,Bologna, 1673, p. 82, contrasts the fuga propria (real) and the fuga impropria (tonal). Examples of thelatter, according to Bononcini, p. 83, “abbracciano tutte le corde dell’ottava, che forma il Tuono[comprehend all of the pitches of the octave that forms the mode]”. ANGELO BERARDI, Documentiarmonici, Bologna, Monti, 1687, p. 37, notes that examples of the fuga reale (real fugue) “non hannola formatione del tuono, poi che il tuono non si può formare di due quinte, nè di due quarte [do nothave the formation of the mode since the mode cannot be formed of two fifths or of two fourths]”.On this subject, Tevo (1706) cites the same rule of the modal octave, quoting first Berardi (pp. 311-312) and then Bononcini (p. 314).
12 On Girolamo Diruta’s Il Transilvano, Seconda parte, Venice, Vincenti, 1609, and the association ofthe tonal answer with polyphonic modal representation, see PAUL MARK WALKER, Theories of Fugue fromthe Age of Josquin to the Age of Bach, Rochester, University of Rochester Press, NY, 2000, pp. 72-74.
13 MARCO SCACCHI, Cribrum musicum ad triticum Syferticum, seu Examinatio succinta psalmorum,Venice, Vincenti, 1643, p. 11: “Et haec diversa Octavae divisio constituit verum ambitum cujuslibetcantilenae, ex quo nulla Vox, praefertim in principio, egredi & evagari debet. Nullus autem Tonus,sive Authenticus sive Plagalis, reperitur, qui duabus Quintus vel Quartis efformetur”. This excerpt
Example 3. Giovanni Maria Bononcini, Musico prattico, Op. 8, Bologna 1673, pp. 124-126
In short, exact imitation in fugal polyphony effectively precludes modaldesign.
A further set of pieces in Modes 1 and 2 – those of Bononcini from 1673(Example 3) – illustrates one more criterion by which composers mightexemplify the modes: proper cadence points occurring on the final (and theoctave above in the authentics), the fifth (and the fourth below in the plagals)and the third. These may be traced back to Zarlino, who specifies the regularcadences as occurring on “the extreme notes of the fifth and the fourth” and onthe median note by which the fifth is divided into a major and minor third”.14
(The concept of the repercussa, taken over from, or influenced by, the psalmodicreciting tones of church tradition, plays no part in this decidedly neoclassicalstrain of modal theory. Rather, ambitus and final are the determining criteria.)
and translation are taken from PAUL MARK WALKER, Theories of Fugue, cit., p. 145. As Walker explains(pp. 143-145), Scacchi uses the term fuga to describe points of imitation, and the points of imitationmust, according to him, obey modal criteria.
14 GIOSEFFO ZARLINO, Le istitutioni harmoniche, cit., p. 320: “La onde bastarà in questo luogosolamente dire hora per sempre; che le Cadenze si trovano di due sorti, cioè Regolari, & Irregolari. LeRegolari sono quelle, che sempre si fanno ne gli estremi suoni, o chorde delli Modi; & dove laDiapason in ciascun Modo harmonicamente, overo arithmeticamente è mediata, o divisa dalla chordamezzana; che saranno nelle estreme chorde della Diapente, & della Diatessaron; Simigliantementedove la Diapente è divisa da una chorda mezana in un Ditono, & in uno Semiditono; & per dirlameglio; ove sono li veri, & naturali Principij di ciascun Modo; l’altre poi faciansi dove si vogliano, sichiamano Irregolari. Sono adunque le Cadenze regolari del Primo modo quelle, che si fanno in questechorde D, F, a, & d; & le Irregolari sono quelle, che si fanno nell’altre chorde”. The regular cadencesfor the second mode, according to Zarlino (p. 323), are: a, F, D and A.
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RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
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GREGORY BARNETT
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Bononcini’s duos, which represent the most precise and detailed of modalexemplars, thus cadence reliably where Zarlino recommends. His duos alsofeature the precise ambitus and differentiated clefs for the respective modes;rising motion in the authentic and falling in the plagal; and subjects with tonalanswers that outline the proper species of fourth and fifth.
To summarize, some or all of five different features could indicate modaldesign in Vivaldi’s time:
1) modal final, which in polyphony signifies the fundamental of the finalsonority rather than the last pitch of a melody;2) ambitus, often underscored by differentiated cleffing between authenticand plagal;3) authentic and plagal melos – that is, the use of an ascending or descendingmotif to represent authentic or plagal modes;4) the fugal exordium that underscores the proper species of fourth and fifth,which entails the so-called “tonal” answer of the modal fugue;5) cadence points or, in a more general sense, areas of tonal focus.
VIVALDI AND MODAL DESIGN
This much fleshes out the background theory, giving us a sense of the“nature and formation” of the modes, to which Gasparini refers, or, according toMarcello, their “properties and how they are divided”. The link between thistradition of modal composition and Vivaldi lies in a striking example of modaldesign – Giuseppe Antonio Bernabei’s setting of the offertory Ad te levavianimam meam (Example 4) – that Vivaldi possessed in a copy made by his father.The piece has no designation of mode, but bears the distinct stamp of modalexordium of overlapping authentic and plagal octaves (cf. Figure 1).15 Theopening motif sounds the Mode 1 D–D octave, divided by the fifth, A; the altoresponds with the complementary A–A plagal octave, divided by the modalfinal on D. Tenor and bass voices follow in kind, and the overall cast of theauthentic mode is underlined by the upward skips of the beginning measures.The individual parts do in fact exceed the ambitus prescribed by theory, but,except for the bass, not in such a way as to create ambiguity. Rather, the sopranoand alto accentuate their different ranges – the higher voice running that muchhigher and the lower, that much lower. And, last, the principal cadences of thecomplete piece comprehend those prescribed for the mode on D, A and F.
Bernabei offers a near-textbook demonstration of Baroque-era modalpolyphony, and while it is possible that Vivaldi did not recognize the modelbefore him as modal, this would have required an almost willful ignorance on
15 Tevo’s diagram of modal boundary notes – showing the overlapping octaves that are divided,in alternation, harmonically and arithmetically – is little different from those of other theorists goingback to Zarlino (Le istitutioni harmoniche, cit., p. 310). Bernabei’s offertory – like, I would argue, otherfugal works – thus applies a topos of the theoretical tradition to the fugal exordium withunmistakable clarity.
his part of both the musical theory and the style of his time. I would insteadargue that the Bernabei manuscript in Vivaldi’s possession demonstrates thelatter’s keen awareness of modal design – hardly the ignorant composer ofMarcello’s caricature. What, then, of the treatment of mode in Vivaldi’s ownmusic? For that, we need to compare selected pieces by Vivaldi with the modelin his possession. The pieces I have chosen offer an initial survey of likeliestcandidates because they are stylistically closest to the Bernabei: each constitutesliturgical repertory scored for SATB choir, where Vivaldi has added only doublingstring parts (I have omitted these parts in the transcribed examples). The first ofthese, Example 5, is taken from the final section of Vivaldi’s Domine ad adjuvandumme festina, RV 593. The subject and answer in the soprano and alto parts,
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RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
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w wmam me
.w ˙a ni˙ ˙# .˙ œ
vi a ni
w wme
w w¶ # § ¢ £
˙ ˙ ˙ ˙ === ====œ_œ
œ œ W
Bernabei's
ambitus
mode 1
ambitus & final
&am le va vi
˙ .˙ œ ˙ === ====œ___œ __œ œ W&
mam a ni mam
˙# .˙ œ ˙ === ====œ_œ
Wœ œVmam a ni mam
w ˙ ˙ === ====œœ_ Wœ œ?
am le va
w ˙ ˙#
- - - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - -
&
&
V?
?
9
Wam.
œ œ ˙ wni mam me.˙ œ w
a ni mam
w ˙ ˙vi le va
w ˙ ˙¢ £
˙ ˙Le va
w wam
w ˙ ˙me am a˙ ˙# .˙ œn
vi a ni˙ ˙# w¢™
˙ w ˙#
w ˙ ˙ad te le
œ œ ˙ œ œ œ ˙ni mam mew w
mam mew w¶ § ¶ #§
˙ ˙ ˙ ˙vi ad te le
˙ œ œ wva
˙ .˙ œ ˙am a ni mam
Wam
W¢ £
œ œ œ œ ˙va
wvi
w ˙ ˙me am a
˙ w ˙le va vi
w w¢ £
Wvi
w ˙ ˙ad te le
œ œ ˙ ˙ ˙ni mam me.˙ œ ˙ ˙#
a
˙ w ˙#¢™ £ §
˙ w ˙#le va vi
œ œ œ œ wva
˙ ˙ wam
.˙ œ ˙ ˙ni mam le
w wª • ¢ £
- - - - - -
- - - - - - -
- - - - - - - - - - - -
- - - - - - - - - -
&
&
V?
&
2
4
2
4
2
4
2
4
2
4
C
C
C
C
C
1
wsoprano
contralto
tenore
basso
________
____
____
BB
B
?
˙ ˙Ad te le
worgano
____B ˙ ˙
œ œ œ œ wva
œ œ œ œ w
Wvi
w ˙ ˙Ad te le
Ww ˙ ˙
˙ w ˙#le va vi
œ œ œ œ wva
ww w¶ #§
V
.˙ œ ˙ ˙a ni mam le
wvi
w ˙ ˙Ad te le
w ˙ ˙b
w ˙ ˙va vi a
˙ w ˙#le va vi
œ œ œ œ wva
w w¶ #§
?
œ œ ˙# ˙ ˙ni mam me am
.˙ œ ˙ ˙a ni mam le
Wvi
w ˙ ˙Ad te le
w ˙ ˙¢ £ #
.˙ œ ˙ ˙a ni mam me
w ˙ ˙va vi a
˙ w ˙#le va viœ œ œ œ wva
w w¶ #§
- - - - - - - - - - - - - -
- - - - - - - - -
- - - -
- -
Example 4. Giuseppe Antonio Bernabei, Ad te levavi, RV Anh. 36
– 134 –
GREGORY BARNETT
– 10 di 16 –
interpreted modally, outline a fifth and fourth that pertain to the divided G–D–Goctave of Mode 11 transposed down a fourth from its original position on C. Buta contrasting subject used for “et in saecula saeculorum” in the bass introducesa new modal octave (D–D), divided by its fifth. Almost simultaneously, thatsame octave appears in the soprano. Strictly speaking, this new octave should
&
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#
#
#
#
#
c
c
c
c
c
˙soprano
contralto
tenore
basso
____
____
____
____
B
B
B
?
˙A
œ____? œ œ œ œ œ œ œ
˙n œ œ
œ œ œ œ œ œ œ œ§n
œ œ œ œ
œ œ œ œ œ œ œ œ¶
œ œ œ œ# œ Œmen,
Ó ˙A
Ó Œ Jœ Jœet inœ œ œ œ œ œ œ œ œ
#§
‰ jœ œ jœ j̊œ j̊œ œ œ œ œin sae cu la sae cu
˙# ˙n
Jœ Jœ Jœ œ œ œ œ Jœ Jœœ œ œ œ
sae cu la sae cu lo rum, sae cu
œ œ œ œ œ œ œ œ# n¶
Jœ jœ ‰ Jœ ˙lo rum, in sae
œ ˙ œ
Œ Jœ Jœ œ# œSae cu lo rum,
Jœ Jœ Jœ Jœ Jœ Jœ Jœ Jœ Jœlo rum, et in sae cu la sae cu
œ œ œ œ œ œ œ œ¶#
- - - - - - -
-
- - -
- - - - - - - - - - - -
&
&
V
?
?
#
#
#
#
#
jœ j̊œ j̊œ jœ jœ jœ jœ Œcu la sae cu lo rum,
œ œ œ œ œ œ
œ œ# œ Œa men..œ Jœ œ œ œ œ
lo rum, a
œ œ œ œ œ œ œ œ¢ #£
Œ jœ jœ Jœ Jœ Jœ œ œ œ œet in sae cu la sae cu
œ Œ ‰ jœ œmen, in sae
˙ ˙A
jœ jœ Œ Ómen,
œ œ œ œ œ œ œ œ
jœ jœ œ œn œ œ Jœ Jœ Jœ Jœlo rum, sae cu lo rum, et in
jœ j̊œ j̊œ œ œ œ œn jœ jœ‰ jœ
cu la sae cu lo rum, in
˙n œ œ
Ó Œ Jœ Jœsae cu
œ œ œ œ œ œ œ œn¶
Jœ Jœ Jœ jœ jœ .œ Jœsae cu la sae cu lo rum,
˙ jœ j̊œ j̊œ jœ jœsae cu la sae cu
œ œ œ œ
œ ˙ œlo rum, a
œ œœ œ œ œ œ œ
§ ™
œ œ œ œ jœ jœ Œa men,
jœ jœŒ Œ jœ jœ
lo rum et in
œ œ œ œ# œ Œmen.
œ Œ ˙men. A
œ œ œ œ# œ œ œ œ
- - - - - - - - - - - - - - - - - - -
- - - - - - - - - - -
- -
- - - - - -
&
&
V
?
?
#
#
#
#
#
˙ ˙a
jœ j̊œ j̊œ œ œ œ œ jœ jœ œ œ œ œsae cu la sae cu lo rum, sae cu
‰ jœ œ jœ j̊œ j̊œ œ œ œ œin sae cu la sae cu
˙# ˙n
œ# œ œ œ œn œ œ œ
œJœ Jœ œ# œ
men, sae cu lo rum,
jœ jœ jœ jœ jœ j̊œ j̊œ jœ jœlo rum, et in sae cu la sae cu
Jœ jœ ‰ Jœ ˙lo rum, in sae
œ ˙ œ
œ œ œ œ œ œ œ œ§# ¢
œ œ# œ === ==== ====
Vivaldi'sambitus
mode 11(down a 4th)ambitus & final
mode 7(down a 4th)ambitus & final
Wœ œ& # œ œ Wœœ
a men,
.œ jœ œ œ === ==== ====W__œ œ& #œ œ W__œ
œlo rum, a
Jœœ Jœ# œ œ œŒ === ==== ====Wœ œV # Wœ
œcu la,
œ œ œ œ === ==== ====œ Wœ œ? # œ œ_ Wœ_
œ œ œ œ œ œ
- - - - -
- - - - - - - - - - - - -
- - - - - - -
Example 5. Domine ad adjuvandum, RV 593, final section (beginning, without instruments)
occur in its given form either in the soprano/tenor or in the alto/bass pairs ofvoices. In soprano and bass (parts that should occupy contrasting ambitus), theD–D octave suggests both Mode 7 and Mode 8 for the composition as a whole.It also offsets the overall ambitus outlined by all four voices, which nowcomprehend an authentic-plus-plagal range of either G – or D – modes.Example 6. Magnificat, RV 610, final section (beginning, without instruments)
– 135 –
RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
– 11 di 16 –
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?
bb
b b
b b
b b
b b
c
c
c
c
c
.˙soprano
contralto
____
____
B
B œA
Œtenore
basso
____
____
B
?
Jœ Jœ Jœ Jœ Jœ Jœ Jœet in sae cu la sae cu
œ____? œ œ œ œ œœ œ
b n
œ ˙ œ œ#
Jœnjœ Jœ Jœb
jœ jœ œ œlo rum, sae cu lo rum. A
œ œ œ œ œ œ œ œ¶n b §b #§
.˙ œA
jœ jœ Jœjœ jœ jœ œ
men. Sae cu lo rum. A
œ Jœ Jœ Jœ Jœ Jœ Jœn Jœmen. Et in sae cu la sae cu
Œ Jœ Jœ Jœ Jœ Jœ Jœ Jœet in sae cu la sae cu
œ œ œ œ œ œ œ œ§
œ ˙ œ œ#
œ Œ Ómen.
Jœ Jœ œ œ Œlo rum. A men,
Jœ# Jœ Jœ Jœn Jœnjœ Jœ Jœ
lo rum, sae cu lo rum, sae cu
œ# œ œ œn œn œ œ œ§ § #§
.œ Jœ ˙
Œ jœ jœ Jœ Jœ Jœjœ jœ
Et in sae cu la sae cu
.˙ œa
œ œn œ œ œ œlo rum. A
œ œn œ œ œ œ
-
- - - - - - - - -
- - - - - - - - - - - - - - - -
- - - - - - - - - - - -
&
&
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?
?
bb
b b
b b
b b
b b
œ Jœ Jœ Jœ Jœ Jœ Jœ Jœmen. Et in sae cu la saecujœ jœ
jœ Jœjœ jœ Œ
lo rum, sae cu lorum,
œ œ œ œ
œ# ˙ œnmen, a
œ# ˙ œn§ b§¢™
Jœnjœ Jœ Jœb
jœ jœ œlo rum, sae cu lorum. A
œ jœ Jœ Jœ Jœ Jœ Jœ Jœmen. Et in sae cu la sae cu
œ ˙ œ œ
œ ˙ œ œ¢n™ § ¢™ §
œ œ œ œ œ
Œ jœ jœ Jœ Jœ Jœjœ jœ
Et in sae cu la sae cu
œ œ Ólo rum,
.œ œ œ œ œmen, a
.œ œ œ œ œª b§ §
œ œ œ œ œ œ
jœ# jœ ˙ œnlo rum. A
Œ œ Jœ Jœ œsae cu lo
œ Jœ Jœ Jœ Jœ Jœ Jœjœ
men. Et in saecu la saecu
œ œ œ œ œ œ œ œ¶ ¶ § n £
˙ œ Œmen.
œ ˙ œœ jœ jœ Jœ
j̊œ j̊œ Jœ Jœrum. Et in sae cu la sae cu
jœn jœ Jœ Jœ Jœ Jœ Jœ jœblo rum, sae cu lorum, sae cu
œn œœ œ œ œ œ œb
§ §b
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- - - - - - - - - -
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- - - - - - - - - - - -
&
&
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?
?
b b
b b
b b
b b
b b
Œ jœ jœ Jœ Jœ Jœjœ jœ
Et in sae cu la sae cu
œ œ œ jœ# jœ Œmen.
œ œ œ œ œlo rum. A
Jœ Jœ œ œ Œlo rum. A men.
œ œ œ œ œ
¶ § §
jœ# jœ Jœ Jœ Jœjœ Jœ Jœ
lo rum, sae cu lo rum, sae cu
Ó jœ jœ jœ jœSae cu lo rum,
œ œ œ œ Œmen.
œ œ œ œ œ œ œ œ
# ¢™ § # §
jœ jœ ˙ === ==== ====
mode 10(down a 2nd)ambitus & final
œ œ& b bœ
œ WWœ œ
lo rum. A
jœ jœ jœ jœ œ === ==== ====œ œ__ ____& b bœ_ œ
WWœ œsae cu lo rum, sae
Jœ Jœ Jœjœ Œ === ==== ====
Vivaldi'sambitus
mode 9(down a 2nd)ambitus & final
œ œV b b œ œ WWœ œ
Sae cu lo rum.
Œ Jœ Jœ Jœjœ === ==== ====W œ œ? b b œ
œ_ Wœ œ_Sae cu lo rum,œ œ œ œ œ œ
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- - - - - - -
- - - - -
- - - - -
– 136 –
GREGORY BARNETT
– 12 di 16 –
Vivaldi’s piece is therefore modally ambiguous in two respects: first, itsimultaneously outlines two different octave species, and, second, theindividual parts comprehend an extended authentic-plagal ambitus, as shown inthe summary at the end of the excerpt. This suggests not that Vivaldi’s piece isdefective but, rather, that he had no interest in signaling modal style. The finalsection of his Magnificat, RV 610/611 (Example 6), too, bears little indication ofmodal planning. Except for the tenor, each of the voices is ambiguous withregard to the authentic or plagal ambitus: the bass and soprano cover bothranges; the alto, low for the authentic and high for the plagal, falls betweenthem. More problematic is the soprano’s real answer to the tenor’s opening“Amen” soggetto, thus sketching G–D and D–A fourths. Such a small detailwould hardly seem a decisive feature, were it not for the fact that Italian theoryfrom Diruta onward is unequivocal in prohibiting this, and that Bernabei’sexample is equally clear in avoiding it. By contrast, a strong case for modalpolyphony in Vivaldi lies in the “Tu es sacerdos” section from his Dixit Dominus,RV 595 (Example 7).Example 7. Dixit Dominus, RV 595, “Tu es sacerdos” (without instruments)
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#
#
c
c
c
c
c
‰, ( )
soprano I & II
basso
____B Jœ Jœ Jœ Jœ Jœ Jœ JœTu es sa cer dos in ae
Œcontralto
tenore
____
____
____
B
B
?
‰ jœ Jœ Jœ Jœ JœTu es sa cer dos
‰____B œ œ œ œ œ œ œ
Œ ‰ Jœœ œ œ œ
Jœ Jœ Jœ Jœ œ œter num, in ae ter num
Jœ Jœjœ jœ Jœ Jœ
jœ jœin ae ter num in ae ter num
Œ ‰ Jœ Jœ Jœ Jœ JœTu es sa cer dos
Ó ‰ Jœ Jœ JœTu es sa
œ œ œ œœ œ œ œ œ œ œ œ?
Œ ‰ Jœ Jœ Jœ Jœ Jœse cun dum or di
‰ Jœjœ jœ jœ jœ œ
se cun dum or di nem,
Jœ Jœ Jœ Jœ Jœ Jœ Jœ Jœin ae ter num, in ae ter num
Jœ Jœ Jœ Jœ Jœ Jœ ‰ Jœcer dos in ae ter num seœ œ œ œ œ œ ‰ œ
œ ‰ Jœjœ jœ Jœ Jœ
nem, se cun dum or di
‰ jœ jœ jœ jœ jœ œse cun dum or di nem
‰ Jœ Jœ Jœ Jœ Jœ œse cun dum or di nem,
Jœ Jœ Jœ Jœ œ ‰ Jœcun dum or di nem, se
œ œ œ œ œ ‰ Jœ
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#
#
#
#
#
œ ‰ Jœ œ œnem Mel chi se
‰ jœ jœ jœ œ œMel chi se dech, Mel
‰ Jœjœ jœ .œ Jœ
se cun dum or di
Jœ Jœ Jœ Jœ .œ Jœcun dum or di nem Mel
œ œ œ œ .œ Jœ
œ œ .œ jœdech, Mel chi se
œ ˙ œchi se
œ œ œ œ œnem Mel chi se
.˙ œchi se
w£ §¢ ¢ £
œ ‰ jœ œ œdech, Mel chi se
œ ‰ jœ œ œdech, Mel chi se
œ ‰ Jœ œ œdech, Mel chi se
œ ‰ Jœ œ œdech, Mel chi se
œ ‰ Jœ œ œ¢ £
wu === ====œœ Wœ œ
Vivaldi'sambitus
mode 11
(down a 4th)
ambitus & final
& #dech.
wU
=== ====Wœ œ œ œ& #dech.
wU=== ====Wœ œ œ œV #
dech.
wU
=== ====Wœ_œ œ œ_? #
dech.
wU
- - - - - - - - -
- - - - - - - - -
- - - - - - - - - -
- - - - - - - - -
Example 8. Giovanni Battista Martini, Esemplare o sia Saggio fondamentale pratico dicontrapunto fugato, Bologna, 1774, pp. 4-6
The interlocking of carefully regulated authentic and plagal ambitus, and theprominent sounding of the modal interval species within proposed subject andtonal answer evidence the defining features of Baroque-era mode. But this is notactually Vivaldi’s music. It is, instead, a slightly reworked and transposedborrowing from an anonymous Dixit Dominus – that is, music from the Anhang,just like Bernabei’s offertory.
At least at this stage of my inquiry, the intersection between Vivaldi andmodal design lies only in the music he studied or borrowed, but not in what hehimself composed. Vivaldi thus knew the principles of modal polyphony quitewell, but, similarly to his treatment of the stile antico as described by MichaelTalbot, he showed little interest in them, or hesitated to assimilate them into hispersonal style.16
But there is a further point to make on the nature of the modes and of modalpolyphony, and what these meant to musicians of Vivaldi’s time. Recall that thedemonstration pieces of Diruta, Berardi and Bononcini differ from one anotherin the number of mode-defining features and their relative importance. If weprobe further into demonstrations of Baroque-era modal polyphony, we findmanifest contradictions among them.
Example 8 shows a duo by Giacomo Antonio Perti, which was reproducedby Giovanni Battista Martini as an example of the fuga del tuono.17 In Martini’sanalysis, the A–A octave mediated by D formed by the soprano’s fifth and thealto’s fourth makes this a Mode 2 (D-plagal) duo. And yet the ambitus of bothvoices conforms perfectly to Mode 1, so that exordium would seem to trumpambitus in Perti’s representation of the mode. And, if we continue searchingthrough modal exemplars, we find, in a different author, just the reverse – inwhich ambitus may trump exordium.
16 MICHAEL TALBOT, The Sacred Vocal Music of Antonio Vivaldi (“Quaderni vivaldiani”, 8), Florence,Olschki, 1995, offers a comprehensive and detailed treatment of its topic. One of Talbot’s conclusions(p. 465) focuses on the composer’s lack of interest in, or discomfort with, the so-called stile antico, or,rather, the eighteenth-century evocation of the vocal polyphonic style of Palestrina and other late-Renaissance composers of sacred music.
17 GIOVANNI BATTISTA MARTINI, Esemplare o sia saggio fondamentale pratico, Bologna, Lelio dallaVolpe, 1775, vol. 2, pp. xxviii-xxx, sets forth the principles of the fuga del tuono. Perti’s example withMartini’s analysis is found in vol. 2, pp. 4-6.
– 137 –
RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
– 13 di 16 –
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C
ÓGiacomo Antonio Perti, Fuga del Secondo Tuono
contralto
E
soprano____
____
B
B
˙ .˙ œ .˙ œ œ ˙ ˙
Ó ˙ .˙ œ
˙ œ œ ˙ ˙
.˙ œ œ œ œ ˙w Ó ˙
˙ ˙# .˙ œ
.˙ œ .˙ œ œ˙ ˙ ˙ ˙
˙ w ˙
.˙ œ œ w=== ====
=== ====
˙ ˙ wPerti'sambitus
mode 2ambitus & final
œœ
Wœ_ œ_&˙ w ˙ œ
œ_Wœ œV
– 138 –
GREGORY BARNETT
– 14 di 16 –
Example 9, an examination piece by Pietro Giuseppe Sandoni for admissioninto the Accademia Filarmonica of Bologna, features a modally ambiguous exacttransposition of the opening motif, no clear-cut modal intervals and the outlinenot of a fourth plus a fifth that would define the modal octave but of a fourthplus a fourth in both subject (a'–d'') and answer (d'–g'). We may note, however,that Sandoni respects the Mode 1 ambitus carefully in all four voices, and that theareas of tonal focus throughout the piece (as shown in the continuation ofExample 9) are D, A and F.Example 9. Pier Giuseppe Sandoni, Laudate Dominum à 4 del Po Tuono, 1702 (mm. 1-17)
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C
C
C
1
Ósoprano
contralto
tenore
basso
____
____
____
____
B
B
B
?
˙ ˙ ˙#Lau - da - te
Ó ˙ ˙ ˙#Lau- da - te
.˙ œ ˙ œ œDo - mi - num
.˙ œ ˙ œ œDo - mi - num
œ œ œ œ .˙ œom -
œ œ œ œ# œ œ œ œom -
˙ ˙ .˙ œnes
Ó ˙Lau -
˙ œ œ .˙ œ
w wgen - tes
Ó ˙Lau -
˙ ˙# .˙ œda - te Do -
˙ ˙ ˙ ˙nes om -
Ó ˙lau -
˙ ˙# .˙ œda - te Do -
˙ œ œ œ œ œ œmi - num om -
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˙ œ œ wgen -
Ó ˙lau -œ œ w ˙#
nes gen -
˙ ˙ w
˙ Ó Ó ˙tes lau -
˙ ˙# œ œn œ œda - te e -˙ ˙ ˙ œ œtes om - nes
˙ ˙ ˙# ˙nes
˙ ˙# œ œ œ œda - te e -
w œ œ œ œ
˙ ˙ wgen - tes
˙ ˙ ˙ ˙gen - tes lau -
w ˙# ˙ium
˙ w ˙ium
Ó ˙lau -
˙ ˙# .˙ œda - te e - ium
˙ Ó
w .˙ œom -
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œ œ w ˙#
˙ ˙ wium om -
˙ ˙ .˙ œnes po - pu -
w wbda - te
˙ w ˙
˙ ˙ ˙ ˙
˙ ˙ ˙ ˙li om -
˙ ˙ ˙ ˙e - ium om - nes
˙ ˙ ˙ ˙nes po -
˙ ˙ wnes po -
˙ ˙b wnes
.˙ œ wpo - pu - li
˙ w ˙
w œ œ ˙pu -
Ó ˙lau -
˙ œ œ œom -
w .˙
w Óli
˙ ˙# .˙da - te e -
Pier Giuseppe Sandoni, Laudate Dominum à 4 del Po Tuono, 1702 (mm. 48-56)
All of this serves to illustrate the nature of both the theory of the modes andof the polyphonic pieces written to demonstrate them. Originally conceived asa scheme for classifying monophonic repertory, this theory was alwaystroublesome in its application to polyphony. A survey of modal analyses fromthat of Pietro Aron in the early sixteenth century18 to those of Giulio CesareMonteverdi contra Giovanni Maria Artusi19 and Maurizio Cazzati contra GiulioCesare Arresti in the seventeenth century emphasizes, above all, theepistemological uncertainties of rationalizing polyphonic compositionaccording to the modes.20 Moreover, with rules centering on melodic ranges,cadence points and fugal exordia, modal theory never functioned well as a toolfor analyzing harmonic syntax and tonal coherence. Nor was it ever meant to doso. One could instead satisfyingly illuminate the tonal practice of Vivaldi’s time
18 Recent studies of Aron’s treatise and modal analyses are HAROLD S. POWERS, Is Mode Real?Pietro Aron, the Octenary System, and Polyphony, “Basler Jahrbuch für historische Musikpraxis”, 16,1992, pp. 9-52; and CRISTLE COLLINS JUDD, Reading Renaissance Music Theory: Hearing with the Eyes,Cambridge and New York, Cambridge University Press, 2000, pp. 37-81.
19 The original sources are GIOVANNI MARIA ARTUSI, L’Artusi ovvero delle imperfettioni della musicamoderna, Venice, Vincenti, 1600; “OTTUSO ACCADEMICO”, quoted in Artusi, L’Artusi, Parte seconda,Venice, Vincenti, 1603; and CLAUDIO MONTEVERDI, Dichiaratione, in the same composer’s Scherzimusicali a tre voci, Venice, Amadino, 1607.
20 GIULIO CESARE ARRESTI, Dialogo fatto tra un maestro ed un discepolo desideroso d’approfittare nelcontrappunto (1659: I-Bc, C. 55); MAURIZIO CAZZATI, Risposta alle oppositioni fatte dal Signor Giulio CesareArresti nella lettera al lettore posta nell’opera sua musicale, Bologna, Heredi del Dozza, 1663. See URSULABRETT, Music and Ideas in Seventeenth-Century Italy: the Cazzati-Arresti Polemic, New York, Garland,1989, pp. 178-182 and 316-321.
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RECONSTRUCTING VIVALDI’S TONAL PERSPECTIVE
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and of Vivaldi himself in terms of major and minor tonalities withoutperpetrating anachronisms – exactly as Gasparini’s and other accompanimenttreatises attest.21
This is not to dismiss the modes from Vivaldi’s perspective as mereantiquated irrelevancies. On the contrary, they are part of the musical landscapeof his time (Marcello’s testimony unambiguously asserts as much) – significantnot because they sustain a tonal language comparable with major-minortonality but because they supply a meaningful topos of compositional style. Twomodal examples quoted in the present essay that do not originate in treatises –Bernabei’s Ad te levavi animam meam and Sandoni’s Laudate Dominum – illustratethis final point. They were conceived, respectively, for the setting of a propertext of the liturgy and to impress the censors of a musical academy. In bothcases, their modal design is an element of style that underscores, in the one case,respected tradition, and, in the other, sacred doctrine. A well-versed composerwould have that resource at his disposal, just as he would have facility inintroducing pastoral or military topoi into his music. And, as with all expressivetopoi, composers constructed mode each after his own manner – and some, likeVivaldi, not at all.
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GREGORY BARNETT
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21 For a different interpretation of both the modes and their influence in Vivaldi’s music, seeBELLA BROVER-LUBOVSKY, Between Modality and Tonality: Vivaldi’s Harmony, “Informazioni e studivivaldiani“, 21, 2000, pp. 111-133.