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Regulatory Framework, Challenges and Policy EIA in the Philippines was originally conceived in 1977 with the issuance of the Philippine Environmental Policy (Presidential Decree 1151). This law mandates all national government agencies, including government-owned and controlled corporations, as well as private corporations, firms and entities to prepare an Environmental Impact Statement (EIS) for any project or activity that significantly affects the quality of the environment. Presidential Decree 1586 issued on 11 June 1978 established the Philippine EIS System (PEISS). PD 1586 provides that no person, partnership or corporation shall undertake or operate any such declared environmentally critical project (ECP) or project within an environmentally critical area (ECA) without first securing an environmental compliance certificate (ECC). Scope of the Philippine EIS System Presidential Proclamation 2146 issued in 1981 provided technical description of projects considered as ECPs which includes Heavy industries, Resource extractive industries, Infrastructure projects. Following is the definition proveded in the said presidential proclamation: I. Heavy Industries a.Non-ferrous metal industries b. Iron and steel mills c.Petroleum and petro-chemical industries including oil and gas d. Smelting plants II. Resource Extractive Industries a.Major mining and quarrying projects b. Forestry projects 1. Logging 2. Major wood processing projects . 3. Introduction of fauna (exotic-animals) in public private forests 4. Forest occupancy 5.Extraction of mangrove products 6. Grazing c. Fishery Projects 1. Dikes for / and fishpond development projects III. Infrastructure Projects a. Major dams b. Major power plants (fossil-fueled, nuclear fueled, hydroelectric or geothermal) c.Major reclamation projects d. Major roads and bridges. The construction, development and operation of golf courses was added to the list of ECPs through Presidential Proclamation 803 issued on June 6, 1996. Based on PP 2146, undertakings that are not classified as ECP but are located in Environmentally Critical Areas are likewise required to secure ECCs. Following is the technical description of ECAs as provided for in PP 2146:
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Regulatory Framework, Challenges and Policy EIA in the Philippines was originally conceived in 1977 with the issuance of the Philippine Environmental Policy (Presidential Decree 1151). This law mandates all national government agencies, including government-owned and controlled corporations, as well as private corporations, firms and entities to prepare an Environmental Impact Statement (EIS) for any project or activity that significantly affects the quality of the environment.   Presidential Decree 1586 issued on 11 June 1978 established the Philippine EIS System (PEISS). PD 1586 provides that no person, partnership or corporation shall undertake or operate any such declared environmentally critical project (ECP) or project within an environmentally critical area (ECA) without first securing an environmental compliance certificate (ECC). Scope of the Philippine EIS System Presidential Proclamation 2146 issued in 1981 provided technical description of projects considered as ECPs which includes Heavy industries, Resource extractive industries, Infrastructure projects. Following is the definition proveded in the said presidential proclamation: I. Heavy Industries a.Non-ferrous metal industries b. Iron and steel mills c.Petroleum and petro-chemical industries including oil and gas d. Smelting plants II. Resource Extractive Industries a.Major mining and quarrying projects b. Forestry projects 1. Logging 2. Major wood processing projects . 3. Introduction of fauna (exotic-animals) in public private forests 4. Forest occupancy 5.Extraction of mangrove products 6. Grazing c. Fishery Projects 1. Dikes for / and fishpond development projects III. Infrastructure Projects a. Major dams b. Major power plants (fossil-fueled, nuclear fueled, hydroelectric or geothermal) c.Major reclamation projects d. Major roads and bridges. The construction, development and operation of golf courses was added to the list of ECPs through Presidential Proclamation 803 issued on June 6, 1996. Based on PP 2146, undertakings that are not classified as ECP but are located in Environmentally Critical Areas are likewise required to secure ECCs. Following is the technical description of ECAs as provided for in PP 2146:

1. All areas declared by law as national parks, watershed reserves, wildlife preserves and sanctuaries; 2. Areas set aside as aesthetic potential tourist spots; 3. Areas which constitute the habitat for any endangered or threatened species of indigenous Philippine Wildlife (flora and fauna); 4. Areas of unique historic, archaeological , or scientific interests; 5. Areas which are traditionally occupied by cultural communities or tribes; 6. Areas frequently visited and or hard-hit by natural calamities geologic hazards, floods, typhoons, volcanic activity, etc. 7. Areas with critical slopes; 8. Areas classified as prime agricultural lands; 9. Recharged areas of aquifers; 10. Water bodies characterized by one or any combination of the following conditions; a. tapped for domestic purposes; b. within the controlled and or protected areas declared by appropriate authorities; c. which support wildlife and fishery activities. 11. Mangrove areas characterized by one or any combination or the following conditions: a. with primary pristine and dense young growth; b. adjoining mouth of major river systems; c. near or adjacent to traditional productive fry or fishing grounds; d. which act as natural buffers against shore erosion, strong winds and storm floods; e. on which people are dependent for their livelihood. 12. Coral reef characterized by one or any combination of the following conditions: a. with 50% and above live coralline cover; b. Spawning and nursery grounds for fish; c. Which act as natural breakwater of coastlines More detailed guidelines on this is prescribed in a Procedural Manual.   EIA Report Requirement Depending on the type and status of the project, there are different types of EIA Report required for ECC applications: Environmental Impact Statement (EIS) for proposed new ECPs and some Non-ECPs (single projects). Initial Environmental Examination (IEE) Checklist report form for new Non-ECPs in ECAs (single projects). Programmatic EIS for new co-located projects and for existing facilities with significant expansion/change in operation, an Environmental Performance Report and Management Plan (EPRMP) is required - this also has a "programmatic" version for co-located projects of this type. Sectoral guides and forms are now available for further guidance and standardization.   Procedures and Standards Procedures and Standards in the review of EIA Reports as well as in monitoring and reporting for compliance is prescribed in various levels of administrative issuances, manuals and guidelines the latest of which is the technical guidelines for the Integration of Disaster Risk

Reduction (DRR) and Climate Change Adaptation (CCA) in the Philippine EIS System (I guess, the 1st in Asia). All of these are available in the EMB Website : www.emb.gov.ph   The EMB had also prescribed forms to customize, standardize and simplify EIA requirements under the Philippine EIS System. To facilitate the scoping process, the first step in the Philippine EIS system where proponents, EIA preparers and the EMB meet to discuss the scope of the EIA report that will be submitted, EMB have prepared project-specific EIS screening forms that outline the data/ study requirement for EIS.  The forms can be used for agricultural plantation, food and beverages plants, non-food manufacturing (textile, rubber, chemical), forestry projects, hydropower/dam projects, mining projects, sanitary landfill projects, and thermal power plant projects.  We are currently preparing more screening forms – for this year.   The bureau had also prepared project- or sector-specific IEE checklists including a generic form.  The IEE Checklist Report form is designed for non-ECPs to standardize and simplify compliance with the EIA Requirement and replaces the use of an IEE Report.  Sectors covered include fisheries/aquaculture projects, housing project, livestock and piggery projects, resorts and other tourism projects, and many others. Additional checklists is currently being finalized.   For ECC issued projects, pro-forma compliance monitoring report forms for project owners as well as MMTs are prescribed for purposes of simplification and standardization but still emphasizing the need to properly identify and monitor critical impacts of projects to the various environmental parameters. Under the PEISS, certain projects are also required to establish a multipartite monitoring team (or MMT).  It is composed of the proponent, EMB, local government units and other stakeholders.  The MMT is required for certain projects to serve as a third party monitoring group.  It validates the self-monitoring of the proponent and serves as a venue for public participation.  It is also a frontline grievance mechanism. For projects deemed to pose significant public risk, an environmental guarantee fund (or EGF) is required.  Financed by the proponent and co-managed with EMB, the EGF is a compensatory mechanism for damages that may be caused by the project. The EGF also serves to ensure adequate financial resources are available for the rehabilitation and restoration measures needed upon project closure.   The Bureau had also established an EIS Information system.  The system serves to provide management support by providing real time data for decision makers as well as to improve the operational efficiency of our personnel. The EIS information system allows for on-line query on application status.  It provides updates and a document tracking feature.  Together with other institutional enhancement measures, the average processing time for ECC application have considerably dropped.   Challenges EMB operates as a line Bureau with direct line of command down to the regional offices.  The EIA Management Division (or EIAMD) is the unit responsible for processing ECC applications and post-ECC monitoring.

The institutional capacity of the EMB is facing challenges due to inadequate manpower, very high turnover rate of staff due to security of tenure issue, and budgetary constraint.  This is compounded further with the demands for more thorough yet streamlined processes which overwhelms DENR manpower and budget resources.The high turnover rate and budgetary constraints have seriously affected the current level of technical skills and capability of our people, both at the central and regional level.A key institutional limitation is the status itself of the Division.  We have finished the personnel rationalization plan making the EIA a full pledged division, but still awaiting approval from the DBM. On another aspect, the high awareness and appreciation of the Philippine EIS System on the part of other government agencies, financial and banking institutions, and local government unit have significantly improve the compliance rate especially in the last 10 years.  On the other hand, with the “high popularity” of the EIS System, the Bureau is now subjected to numerous external pressures. Overlapping mandates with local government units have brought about political pressures and sometimes, institutional conflicts with the LGU concerned.   Another external factor is the strengthening of the judicial system in terms of environmental enforcement.  Green courts have been established to exclusively handle environmental cases   Despite the high awareness and policy enhancements, the Environmental Compliance Certificate (or ECC) is still subject to some misconceptions. Under the law, the system is premised on the use of the EIA process as a planning/management tool.  However, there is still a significant portion of our regulated community who still view the ECC as a permit or as a regulatory instrument. As such, the real benefits of the EIA process have not been fully realized in such cases since proponent have viewed the process of obtaining the ECC as a regulatory requirement.   Another challenge is to improve the disclosure mechanisms.  On one hand, proponents are reluctant for public releases of information especially concerning business and proprietary information.  On the other hand, NGOs have criticized the difficulty in getting access to information about proposed projects.   Finally, with 16 regional units implementing the system across the country.  Enforcement issues have been raised in terms of uniformity and standardization.  There are criticisms that there are different and varying interpretations in different regions of the country.  Also, enforcement procedures are known to be varied in different regions. Policy Directions Facing the challenges head-on, the bureau had continually implemented progressive enhancement and improvement initiatives for the PEISS. The current targets consist of six major strategic policy thrusts aimed at addressing the challenges. First, the EMB strives to formulate a screening system that is more objective.  The procedure of determining project coverage should be devoid of ambiguities and inconsistency.  Likewise, the process should be updated to consider new technologies and processes.

Second, Considering the variety of project types, with varying type and scale of environmental impacts,  covered by the ECC requirement, the Bureau is into the development of standard list of application requirements per project type/sector is projected to result in simplified compliance and a more uniform enforcement across the country.  For smaller projects with minimal environmental impacts a pro-forma EIA Report has also been formulated.   The third thrust of Streamlining of procedures will facilitate implementation of development projects.  By coming up with a standard and streamlined procedures, the rules are more understandable and concise for both the regulated communities and public stakeholders.   The fourth strategic priority is aimed at enhancing the transparency mechanism.  By making the screening and other procedures available on the web, public disclosure and transparency would be improved.  This would also improve productivity by lessening the workload of the bureau’s limited manpower. The fifth area for enhancement is the monitoring mechanism.  The PEISS is only effective if the environmental performance of the regulated communities is efficiently monitored.  On the other hand, it is also projected that the enhancement initiative should make compliance by proponents easier. further, with a total of over 40,000 ECCs issued, the EMB is also into institutionalization of an environmental risk-based monitoring prioritization scheme. The last, but not least, of the priorities is the institutionalization and enhancement of capability building programs.  This would ensure that policy implementers and enforcers have the sufficient and sustained skills and knowledge to properly enforce the system.  

The Philippine EIS System Regulatory Framework: Challenges, Initiatives & Policy Directions

First National Convention on the Philippine EIS System19-21 June 2013 Manila Hotel, City of Manila, Philippines

Establishment & Administration Authority

PD 1586 (1978) - Established the Philippine EIS System- National Environmental Protection Council (or NEPC)

was given the authority to administer

Executive Order No. 192 (1987)- transfer of Philippine EIS System administration

authority to EMB under DENR

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Environmentally Critical Projects (ECPs)

Heavy IndustriesResource Extractive IndustriesMajor Infrastructure ProjectsGolf Course Projects

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Environmentally Critical Areas (ECAs)

1. national parks, watershed reserves, wildlife preserves and sanctuaries;

2. aesthetic potential tourist spots;3. habitat for any endangered or threatened species

of indigenous Philippine Wildlife (flora and fauna);4. unique historic, archaeological , or scientific

interests areas5. Areas which are traditionally occupied by cultural

communities or tribes;6. Areas frequently visited and/or hard-hit by natural

calamities geologic hazards, floods, typhoons, volcanic activity, etc.

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Environmentally Critical Areas (ECAs)

7. Areas with critical slopes;8. Areas classified as prime agricultural lands;9. Recharged areas of aquifers;10. Water bodies11. Mangrove areas characterized by one or

any combination or the following conditions:12. Coral reef characterized by one or any

combination of the following conditions:

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Forms of EIA Report for ECC Applications

• Environmental Impact Statement (EIS)• Initial Environmental Examination

(IEE)• Programmatic EIS• Environmental Performance Report and

Management Plan (EPRMP)• Programmatic EPRMP

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

EIA Review and Monitoring Procedures and Standards

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Recent InitiativesCustomize, Standardize and Simplify

EIA Requirements• Project Type Specific EIS Screening Forms

• Project Type Specific IEE Checklist Report Forms

• Pro-forma monitoring and validation report forms for project proponents and MMTs

• Environmental Risk-based Monitoring Prioritization

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Key Features of Post ECC Requirements

• Multi-Partite Monitoring Team (MMT)

• Environmental Guarantee Fund (EGF)

EIA Information System

• Decision support tool

• Improve operational efficiency

• On-line query on application status for transparency purposes

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Operational Challenges

• Technical skills and capability

• Institutional Limitations

• External Pressures

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Other Challenges

• Misconceptions about ECCs

• Uniform enforcement across 16 regional offices

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Policy Directions

• Objective screening system

• Simplified application requirements

• Streamlined procedures

• Enhanced transparency mechanisms

• Strengthened monitoring system

• Capability building

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Support from Multi-lateral Agencies

Past: AIDAB, UNDP, USAID, ADB, Worldbank

Present:

ADB TA 7566-REG: ‘’Enhancing the Philippine EIS System Improvement Initiatives”

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Philippine EIS System Regulatory Framework Challenges, Initiatives and Policy Directions

Let us all work together to achieve our economic goals within the framework of sustainable development and environmentally sound practices.

Thank you and good day.


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