Key Inormation Memorandum Cum Application Form or Reliance Fixed Horizon Fund XIV Series 9 Please reer complete details on all pages and scheme description / details while applying. Broker / Agent Code Sub Broker / Sub Agent Code Date and Time of Receipt Registrar Serial No. 11th foor & 12th foor, One Indiabulls Centre, Tow er 1, Jupiter Mills Compound, 841, Senapati Bapa t Marg, Elphinstone Road, Mumbai - 400 013. PAN - Mandatory (Ref. Instruction No.10) Pan 1st applicant Attached Pan Proof [Are you KYC Compliant Please ( ) Yes or No. ] Pan 2nd applicant Attached Pan Proof [Are you KYC Compliant Please ( ) Yes or No. ] Pan 3rd applicant Attached Pan Proof [Are you KYC Compliant Please ( ) Yes or No. ] CONTACT DETAILS T el. No. STD Code ______________________________ Office _____________________ Residence ____________________________ Fax ______________________________ Mobile No. ____________________________________ E-mail ID. _________________________________________________________________________________________ ACkNOwLEDgEMENT Received fr om __________________________________________________________________________________ an application for allotment of Units under Reliance Fixed Horizon Fund - XIV - Series 9. Name of Sole / 1st applicant/Minor/Karta of HUF/Non-Individual Mr. / Miss / Master / M/s. Date of Birth Name of Parent / Guardian in case of Minor / or Contact Person for Non-Individual applicants Mr. Mrs. Miss Relation with Minor/Designation Name of 2nd applicant Mr. Mrs. Miss Date of Birth D D M M Y Y Y Y Name of 3rd applicant Mr. Mrs. Miss Date of Birth D D M M Y Y Y Y D D M M Y Y Y Y OPTION Growth Option Dividend Payout Option Sinature, Date & Stamp Cheque / DD No. _________________________ Dated ___________________ Rs. ___________________ Drawn on ___________________________________________________ Acceptance of the Application is subject to the application being complete in all respects and submission of the relevant required documents. App. No. FHF XIV Sr 9 App. No. FHF XIV Sr 9 UnitholdinOption - Demat Mode Physical Mode DEMAT ACCOUNT DETAILS - (Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of the Depository Participant. Ref . Instruction No.20) Demat Account details are compulsor y if demat mode is opted above. National Securities Depository Limited Depository participant Name __________________________________________ DP ID No. Beneficiary Account No. Central Depository Securities Limited Depository participant Name _________________________________________ Target ID No. I N TO BE FILLED IN CAPITAL LETTERS. Pl. use one box for each letter, leaving one box blank between two words. Please tick whichever is applicab le. EXISTINg FOLIO NO. Name of Sole / 1st Applicant Upfront commission shall be paid d irectly by the investor to the AMFI reistered Distributors based on the investors ’ assessment of various factors includinthe service rendered by the distributor. *E-MAIL COMMUNICATION *If the investor has provided his E-mail Address in application Form or future communication shall be in the electronic mode. Add 1 Add 2 Add 3 State Country Pin Mailing Address (Please provide complete address, P.O. Box alone is not adequate) Overseas Address (Mandatory for NRI/FII Applicants) Addess for Correspondence (for NRI Applicants only) Indian Foreign City Country Zip District City APPLICANT INFORMA TION MODE OF HOLDINg OCCUPATION STATUS INDIVIDUAL STATUS NON-INDIVIDUAL ( T i c k w h i c h e v e r i s a p p l i c a b l e ) Single Joint Anyone or Survivor(s) Former or Survivor (In case of minor with Joint Applicant Business Professional Service Retired Student Housewife Civil Servant Politici an Forex Dealer Current/Former MP/MLA/MLC/Head of State Senior Executive of State owned corporation Political Party Official Others __________________________________ 1st Applicant Resident Indian NRI 2nd Applicant Resident Indian NRI 3rd Applicant Resident Indian NRI Partnership firm FIIs Society AOP/BOI Banks FIs Trust Company/Body Corporate HUF Others ARN-25682
Transcript
8/9/2019 Reliance Fixed Horizon Fund XIV Series 9 Application Form
Mobile No. ____________________________________ E-mail ID. _________________________________________________________________________________________
ACkNOwLEDgEMENTReceived from __________________________________________________________________________________ an application for allotment of Units under Reliance Fixed Ho
Fund - XIV - Series 9.
Name of Sole / 1st applicant/Minor/Karta of HUF/Non-Individual Mr. / Miss / Master / M/s. Date of Birth
Name of Parent / Guardian in case of Minor / or Contact Person for Non-Individual applicants Mr. Mrs. Miss Relation with Minor/Design
Acceptance of the Application is subject to the application being complete in all respects and submission of the relevant required documents.
App. No. FHF XIV Sr 9
App. No. FHF XIV Sr 9
Unitholdin Option - Demat Mode Physical Mode
DEMAT ACCOUNT DETAILS - (Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of the
Depository Participant. Ref. Instruction No.20) Demat Account details are compulsory if demat mode is opted above.NationalSecuritiesDepositoryLimited
Depositoryparticipant Name __________________________________________
DP ID No.
Beneficiary Account No.
CentralDepositorySecuritiesLimited
Depositoryparticipant Name _________________________________________
Target ID No.I N
TO BE FILLED IN CAPITAL LETTERS. Pl. use one box for each letter, leaving one box blank between two words. Please tick whichever is applicable.
EXISTINg FOLIO NO. Name of Sole / 1st Applicant
Upfront commission shall be paid directly by the investor to the AMFI reistered Distributors based on the investors’ assessment of various factors includin the service rendby the distributor.
*E-MAIL COMMUNICATION
*If the investor has provided his E-mail Address in application Form or future communication shall be in the electronic mode.
Add 1
Add 2
Add 3
State Country Pin
Mailing Address (Please provide complete address, P.O. Box alone is not adequate)
Overseas Address (Mandatory for NRI/FII Applicants) Addess for Correspondence (for NRI Applicants only) Indian Fo
City Country Zip
District
City
APPLICANT INFORMATION
MODE OF HOLDINg OCCUPATION STATUS INDIVIDUAL STATUS NON-INDIVIDUAL
( T i c k w h i c h e v e r
i s a p p l i c a b l e ) Single
JointAnyone or Survivor(s)Former or Survivor
(In case of minor with Joint Applicant
Business Professional Service
Retired Student Housewife
Civil Servant Politician Forex Dealer
Current/Former MP/MLA/MLC/Head of State
Senior Executive of State owned corporation
Political Party Official
Others __________________________________
1st Applicant Resident IndianNRI
2nd Applicant Resident IndianNRI
3rd Applicant Resident IndianNRI
Partnership firm FIIs Societ
AOP/BOI Banks FIs
Trust Company/Body Corpora
HUF Others _____________
ARN-25682
8/9/2019 Reliance Fixed Horizon Fund XIV Series 9 Application Form
BANk ACCOUNT DETAILS MANDATORY (Refer Instruction No. 5)
A/c. type SB Current NRO NRE FCNR Account No.
Bank M A N D A T O R Y
BranchAddress M A N D A T O R Y
M A N D A T O R Y
BranchCity M A N D A T O R Y PIN
I.F.S.C. CodeM A N D A T O R Y M A N D A T O R
M A N D A T O R Y
9 Digit MICR Code
RMF will endeavour to provide payment of Dividend / Redemption / Refund(If any) through ECS,NEFT, Cheque, Demand Draft or Direct Credit into investors bank account whepossible.
MODE OF PAYMENT / SUBSCRIPTION DETAILS MANDATORY (Refer Instruction No. 12)Reliance Fixed Horizon Fund - XIV - Series 9 Growth Option Dividend Payout Option
Instrument Details: Cheque DD No.: Dated:
Investment Amount Rs.
Drawn on __________________________________________________________ ______________________________________________ _____________________________
Source of Funds : SB Current NRO NRE* FCNR* Rupee Draft purchased abroad* Other* Pl. Specify
* Please attach a photocopy of instrument or Account Debit Certificate from Ban
I/We _________________________________________________, ___________________________________________ and __________________________________________
(Unit holder 1) (Unit holder 2) (Unit holder 3)do hereby nominate the person(s) more particularly described hereunder/and*/cancel the nomination made by me/us on the ________day of __________________________
in respect of the Units under Folio No. (* strike out which is not oapplica
Name and Address of Nominee(s) Dateof Birth
Date of Name and Address of Guardian Signature of Guardian Proportion (%) by which the units will be shareeach Nominee (should aggregate to 100%)
I/We would like to invest in Reliance Fixed Horizon Fund - XIV - Series 9 subject toterms of the Scheme Information Document and subsequent amendments thereto. I/We have read the instructions and the Scheme Information Document before fillingthe Application Form. I/We have understood the details of the scheme and I/We have
not received nor been induced by any rebate or gifts, directly or indirectly, in makingthis investment.
The ARN holder has disclosed to me/us all the commissions (in the form of trailcommission or any other mode), payable to him for the different competing Schemesof various Mutual Funds from amongst which the Scheme is being recommended tome/us.
APPLICABLE TO NRIs ONLY
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroadthrough normal banking channels or from funds in my/our Non-Resident External/Ordinary Account/FCNR Account.
Place : _________________________________ Date : _____________________
SIgNATURE/S
Sole / 1st applicantGuardianAuthorised Signatory
2nd ApplicantAuthorised Signatory
3rd ApplicantAuthorised Signatory
CHECk LIST
Please ensure that:
Your Application Form is complete in all respect, Name, Address & contact detailsare mentioned in full, signed by all applicants.Bank Account Details are entered completely and correctly.Permanent Account Number (PAN) of all the applicants are mandatory.Please refer to instruction no. 10 for details.For investment of Rs. 50,000 or above, investor needs to be KYC compliant.Appropriate Option is ticked.The Cheque / DD is drawn in favour of “Reliance Fixed Horizon Fund”, dated and dulysigned.Application Number is mentioned on the reverse of the Cheque / DD.Documents as listed alongside are submitted along with the Application (asapplicable to your specific case).
CUSTODIANDeutsche Bank A.G.Kodak House, 222, Dr. D.N. Road, Mumbai - 400 001
AUDITORS TO THE SCHEMEHaribhakti & Co.Chartered Accountants42, Free Press House, Nariman Point, Mumbai - 400 021
E-mail : [email protected]‘Touchbase’ [Customer Helpline] 3030 1111Investors using mobile phones need to prefx STD Code o theirrespective city beore 3030 1111.
MTL/BSNL subscribers need to dial 022 - 3030 1111.Overseas callers need to dial 91 - 22 - 3030 1111.Website: www.reliancemutual.com
This Key Inormation Memorandum (KIM) sets orth the inormation, which a prospective investor ought to know beore investing. For urther detailsthe scheme/Mutual Fund, due diligence certifcate by the AMC, Key Personnel, investors’ rights & services, risk actors, penalties & pending litigationassociate transactions etc. investors should, beore investment, reer to the Scheme Inormation Document available ree o cost at any o the InvestService Centres or distributors or rom the website www.reliancemutual.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board o India (Mutual Funds) Regulations 1996, as amendtill date, and fled with Securities and Exchange Board o India (SEBI). The units being oered or public subscription have not been approved disapproved by SEBI, nor has SEBI certifed the accuracy or adequacy o this KIM.Disclaimer:“As required, a copy of this Scheme Information Document has been submittedto National Stoc Exchane of India Limited (hereinafter referred to NSE). NSE has iven vide its letter NSE/LIST/118617-6 dated September 16, 2009 permission to the Mutual Fund to use the Exchane’s name in thScheme Information Document as one of the stoc exchanes on hich the Mutual Fund’s units are proposed to be listed subject to, the Mutual Fufulfillin the various criteria for listin. The Exchane has scrutinized this Scheme Information Document for its limited internal purpose of decidion the matter of rantin the aforesaid permission to the Mutual Fund. It is to be distinctly understood that the aforesaid permission iven by NSshould not in any ay be deemed or construed that the Scheme Information Document has been cleared or approved by NSE; nor does it in any mannarrant, certify or endorse the correctness or completeness of any of the contents of this Scheme Information Document; nor does it arrant that tMutual Fund’s units ill be listed or ill continue to be listed on the Exchane; nor does it tae any responsibility for the financial or other soundneof the Mutual Fund, its sponsors, its manaement or any scheme of the Mutual Fund.
Every person ho desires to apply for or otherise acquire any units of the Mutual Fund may do so pursuant to independent inquiry, investiation aanalysis and shall not have any claim aainst the Exchane hatsoever by reason of any loss hich may be suffered by such person consequent to or connection ith such subscription /acquisition hether by reason of anythin stated or omitted to be stated herein or any other reason hatsoeve
Ne Fund Offer Opens Ne Fund Offer Closes Duration of the Scheme
7th April, 2010 15th April, 2010 25 months rom the date o allotment o units
INSTRUCTIONS TO HELP YOU COMPLETE THE MAIN APPLICATION FORM
1. Please read the Key Inormation Memorandum and the Scheme Inormation Document o Reliance Fixed Horizon Fund - XIV - Series 9 careully beore investiAll applicants are deemed to have read, understood and accepted the terms subject to which this oer is being made and bind themselves to the terms upsigning the Application Form and tendering payment.
2. The application orm must be flled in English in BLOCK letters using Black or Dark Blue Colored ink. Incomplete applications are liable to be rejected. Plereer to the checklist at the bottom o the application orm to ensure that the requisite details and attachments have been provided. This will help in avoidprocessing delays and / or rejection o your Application Form.
3. The Applicants’ name and address must be given in ull (P.O. Box No. alone is not sufcient). In case o multiple applicants, all communication and paymetowards dividend / redemption will be made in the name o / avoring frst applicant only. I the frst applicant is a minor, the name o the Guardian who wsign on behal o the minor should be flled in the space provided. Please fll in your date o birth as this may be required or validating your identity or certtransactions/communication. Also, please provide Telephone No./E-mail Id. o the frst applicant, so as to acilitate aster and efcient communication.
4. The Minimum investment amount or Reliance Fixed Horizon Fund - XIV - Series 9 is Rs. 5,000 and in multiples o Re. 1 thereater.
5. As per the SEBI guidelines, it is mandatory or investors to mention their bank account details in the application orm. In the absence o the bank details application orm will be rejected.
6. In case o non-individual applicants, i.e. HUF / Companies / AOP / BOI / Trusts / Societies / FIIs etc. the name, email-ID and telephone number o the contperson to whom the correspondence should be addressed to should be provided.
I the investor(s) has/have provided his/their email address in the application orm or any subsequent communication in any o the olio belonging to tinvestor(s),RMF/Asset Management Company reserves the right to use Electronic Mail (email) as a deault mode to send various communication which incluaccount statements or transactions done by the investor(s).
The investor(s) may request or a physical account statement by writing or calling RMF’s Investor Service Center/ Registrar & Transer Agent. In case o specifc requreceived rom the investor(s), RMF shall endeavor to provide the account statement to the investor(s) within 5 working days rom the receipt o such request. RMshall comply with SEBI Circular No. IMD/CIR/12/80083/2006 dates November 20, 2006 with respect to dispatch o the account statement.
7. Signatures should be in English or in any other Indian language. Thumb impressions must be attested by a Judicial Magistrate/Notary Public under his/her ofseal. In case o HUF, the Karta should sign on behal o the HUF. Authorised signatories, signing on behal o a Co./Body Corp./ Society/Trust etc. should sunder their ofcial designation. A list o Authorised Signatories with their names & designations duly certifed /attested by the bankers should be attached w
the application orm.
8/9/2019 Reliance Fixed Horizon Fund XIV Series 9 Application Form
8. In case the application is made under a Power o Attorney (PoA), a duly certifed copy thereo duly notarised should be submitted with the application. The Pdocument should contain the signatures o both the Applicant & the constituted Attorney.
9. Application made by a Limited Company or by a Body Corporate or a registered Society or a Trust, should be accompanied by a copy o the relevant resolution or authoto make the application, as the case may be, alongwith a certifed copy o the Memorandum and Articles o Association or Trust Deed / Bye Laws / Partnership Dewhichever is applicable.
10. Permanent Account Number (PAN) As per SEBI circular number MRD/DoP/Cir- 05/2007 dated April 27, 2007, PAN shall be the sole identifcation number or all participatransacting in the securities market, irrespective o the amount o transaction w.e.. July 2, 2007.
Accordingly, it is mandatory or investor’s to provide their PAN alongwith a sel attested copy o PAN card.
I the investment is being made on behal o a minor, the PAN o the minor or ather or mother or the guardian, who represents the minor, should be provided.
Applications received without PAN/PAN card copy will be rejected.
11. Prevention ention o Money Laundering & Know Your Customer (KYC):
W.e. 01st Feb 2008 it is mandatory or all applications or subscription o value o Rs.50,000/- above to quote the KYC Compliance Status o each applicant (guardiancase o minor) in the application or subscription and attach proo o KYC Compliance viz. KYC Acknowledgement Letter (or the erstwhile Mutual Fund Identifcation Numb(MIN) Allotment Letter). The KYC Status will be validated with the records o the Central Agency beore allotting the units. Reliance Mutual Fund will not be held responsand /or liable or rejection o KYC Form, i any, by the Central Agency. Applications or subscriptions o Value o Rs. 50,000/- and above without a valid KYC complianmay be rejected. Provided urther, where it is not possible to veriy the KYC Compliance status o the investor at the time o allotment o unit s, the Trustee/AMC shall vethe KYC compliance status o the investor within a reasonable time ater the allotment o units. In the event o non compliance o KYC requirements, the Trustee/Areserves the right to reeze the olio o the investor(s) and aect mandatory redemption o unit holdings o the investors at the applicable NAV, subject to payment o eload, i any.
All investors (both individual and non- individual) can apply or KYC compliance. However, applications should note that minors cannot apply or KYC compliance and ainvestment in the name o minors should be through a Guardian, who should be KYC compliant or the purpose o investing with a Mutual Fund. Also applicants/ uholders intending, to apply or units currently holding units and operating their Mutal Fund olios through a Power o Attorney (PoA) must ensure that the issue o PoA athe holder o the PoA must mention their KYC compliance status at the time o investment, i such investment(s) are above the prescribed threshold limit. PoA holders not permitted to apply or KYC compliance on behal o the issuer o the PoA, Separate procedures are prescribed or change in name, address, and other KYC related detashould the applicant desire to change such inormation, POS will extend the services o eecting such changes.
* Valid only where investors who have already obtained the erstwhile Mutual Fund Identifcation Number (MIN) by submitting the PAN copy as the proo o identity.
For details on “Prevention o Money Laundering & Know Your Customer” please reer to Scheme Inormation Document.
12. Payment should be made by a single cheque/DD and must be payable locally, in the city where the ofcial collection centre o RMF is located / where the applicatiosubmitted. Out station cheques/DDs or cash will not be accepted.
The applications (including Switches/transers rom other eligible Reliance Mutual Fund Schemes / Plans) will be accepted at all the Designated Investor Service Cento Reliance Mutual Fund (i.e. Branches o Reliance Capital Asset Management Limited & Karvy Computershare Private Limited) mentioned in the KIM.
The Cheque/DD should be crossed/marked “Account payee” and drawn in avour o “Reliance Fixed Horizon Fund”
13. Please mention the application serial no. on the reverse o the cheque/demand drat tendered with the application.
14. In case payment is made through Indian Rupee drat purchased abroad or rom FCNR / NRE A/c., an Account Debit Certifcate rom the Bank issuing the drat, confrmthe debit should be submitted. For subscription made by NRE / FCNR Account cheques, the application orms must be accompanied with a photocopy o the chequeAccount Debit Letter / Certifcate rom the bankers.
15. Nomination:
(a) Nomination acility is available to individuals applying on their own behal i.e. singly or jointly.
(b) Only one person, resident or NRI, including minors, can be nominated. Nomination can also be in avour o the Central Government, State Government, a local authoany person designated by virtue o his ofce or a religious or charitable trust.
(c) Nomination o an NRI is subject to requirements, i any, prescribed by RBI and SEBI rom time to time.
(d) Nomination can be changed at any time during the currency o the investment by the same persons who have made the nominations.
(e) Unitholder being either parent or lawul guardian on behal o a minor and an eligible institution, societies, bodies corporate, HUF, AoPs, BoIs and partnership frshall have no right to make any nomination.
() The nominee shall not be a trust (other than a religious or charitable trust), society, body corporate, partnership frm, karta o HUF or power o attorney holder.(g) On registration o nomination a suitable endorsement shall be made on the statement o account or in the orm o a separate letter.
(h) The acility o nomination is available to a unitholder under SEBI (MFs) Regulations and guidelines issued by SEBI rom time to time.
(i) Nomination in respect o units stands rescinded, upon the transer o units.
(j) On cancellation o nominations, the nomination shall stand rescinded and RMF shall not be under any obligation to transer the units in avour o the nominee
(k) Where a nomination in respect o any unit has been made, the units shall, on the death o the unitholder(s), vest in the nominee and on compliance o necessormalities the nominee shall be issued a SOA in respect o the units so vested subject to any charge or encumbrance over the said units. Nominee would be ablehold the units provided he is otherwise eligible to become a unitholder o the scheme.
(l) Where there are two or more unitholders one o whom has expired the title to units shall vest in the surviving unitholder(s) who may retain the nomination or chaor cancel the same. However, non-expression o desire to change or substitute the nominee by surviving unitholder shall be deemed to be the consent o survivunitholder or the existing nomination.
(m) Transmission made by the AMC as aoresaid, shall be a ull discharge to the AMC rom all liabilities in respect o the said units.
(n) The Maximum number o Nominees shall be limited to 3(three).
16. In case o NRI/FII investors the Account Statements and other correspondence will be sent to the mailing address mentioned. The Redemption cheques and dividend warrawill be sent to the bankers directly.
17. Investors desirous o receiving documents through email need to indicate such option by ticking the relevant box provided in the application orm.
18. All applications are accepted subject to detailed scrutiny and verifcation. Applications which are not complete in all respects are liable or rejection, either at the collectpoint itsel or subsequently ater details scrutiny/verifcation at the back ofce o the registrars.
19. Please contact your nearest Investor Service Centre or write to the Registrars, Ms. Karvy Computershare Pvt. Ltd., Madhura Estate, Municipal No.1-9/13/C, Plot No.13 & 1Survey No.74 & 75, Madhapur Village,Serlingampally Mandal & Municipality, R.R.District, Hyderabad - 500 081. or send an email to [email protected] o non-receipt o account statement within 30 days rom the date o submission o the application.
20. The Unit holders are given an Option to hold the units by way o an Account Statement or in Dematerialized (‘Demat’) orm. Unit holders opting to hold the units in demorm must provide their Demat Account details in the specifed section o the application orm. The Unit holder intending to hold the units in Demat orm are requiredhave a benefciary account with the Depository Participant (DP) (registered with NSDL / CDSL as may be indicated by the Fund at the time o launch o the Plan) and be required to indicate in the application the DP’s name, DP ID Number and the benefciary account number o the applicant with the DP. Applicants must ensure that sequence o names as mentioned in the application orm matches that o the account held with the Depository Participant. Client ID, Names, Address and PAN detaother KYC norms mentioned in the application orm Depository master. Only those applications where the details are matched with the depository data will be treatedvalid applications.
I the details mentioned in the application are incomplete/incorrect, not matched with the depository data, the application shall be treated as invalid and shall be liablebe rejected.
In case Unit holders do not provide their Demat Account details, an Account Statement shall be sent to them. Such investors will not be able to trade on the stock exchantill the holdings are converted in to demat orm.
Instructions continued
8/9/2019 Reliance Fixed Horizon Fund XIV Series 9 Application Form
The primary investment objective o the scheme is to seek to generate regular returnsand growth o capital by investing in a diversifed portolio o: -
• Central and State Government securities and
• Other fxed income/ debt securities normally maturing in line with the time profle othe scheme with the objective o limiting interest rate volatility
ASSET ALLOCATION PATTERN OF THE SCHEME:
Asset Allocation: The anticipated asset allocation is as under:
Instruments Asset Allocation Ris Profile
Minimum Maximum
Money Market instruments 0% 70% Medium to Low
Government Securities issued byCentral &/or State Govt & other fxedincome/ debt securities* includingbut not limited to Corporate bondsand securitized debt
30% 100% Medium to Low
*Debt Securities will also include Securitised Debt, which may go up to 75% o theportolio. Average maturity o the securities will be in line with the maturity profle othe scheme.
In terms o SEBI /IMD/Circular No. 12/147132/08 dated December 11, 2008, thescheme shall invest only in such securities which mature on or beore the date o thematurity o the scheme.
Under the Scheme investment managers would have the exibility to invest the debtcomponent into oating rate debt securities in order to reduce the impact o risinginterest rates in the economy. Derivatives may be used to create synthetic fxed ratebond/ oating rate bonds.
The above is only indicative and the AMC reserves the right to change the above patternin the interest o the investors depending on the market conditions or a short-term
period o deensive consideration. In case o deviation, i any, rom the asset allocationpattern, the AMC will endeavor to rebalance within a period o 90 days.
Duration: 25 months rom the date o allotment o units. However i the maturitydate alls on a non working day, the succeeding working day shall be considered or thepurpose o maturity o the scheme.
RISk PROFILE OF THE SCHEME:
Mutual Fund Units involve investment risks including the possible loss o principal. Pleaseread the SID careully or details on risk actors beore investment. Scheme specifc RiskFactors are summarized below:
i) Schemes investin in Bonds:
Interest Rate Ris: As with all debt securities, changes in interest rates will aect theScheme’s Net Asset Value as the prices o securities generally increase as interest ratesdecline and generally decrease as interest rates rise.
Liquidity or Maretability Ris: This reers to the ease at which a security can be soldat or near its true value.
Credit Ris: Credit risk or deault risk reers to the risk which may arise due to deaulton the part o the issuer o the fxed income security (i.e. will be unable to make timely
principal and interest payments on the security).Reinvestment Ris: This risk reers to the interest rate levels at which cash ows receivedrom the securities in the Scheme or rom maturities in the Scheme are reinvested.
(ii) Riss associated ith Investin in Derivatives
Derivatives require the maintenance o adequate controls to monitor the transactioentered into, the ability to assess the risk that a derivative adds to the portolio athe ability to orecast price or interest rate movements correctly. There is a possibithat a loss may be sustained by the portolio as a result o the ailure o anotparty (usually reerred to as the “counterparty”) to comply with the terms o derivatives contract. Other risks in using derivatives include the risk o mispricingimproper valuation o derivatives and the inability o derivatives to correlate perewith underlying assets, rates and indices.
Derivative products are leveraged instruments and can provide disproportionate gaas well as disproportionate losses to the investor.
The risks associated with the use o derivatives are dierent rom or possibly greathan, the risks associated with investing directly in securities and other traditioinvestments.
(iii) Riss associated ith Investin in Securitized Debt
As with any other debt instrument, investments in Securitized Debt has Credit RLiquidity Risk, Price Risk / Interest Rate Risk.
Specific Ris Factors - Credit And Rating Downgrade Risk, Prepayment And ForeclosuRisk or Senior PTC Series, Prepayment And Foreclosures Risk or Senior PTC SerServicing Agent Risk, Co-mingling Risk, Bankruptcy o the Seller.
(iv) Riss associated ith Listin of Units
Listing o the units o the und does not necessarily guarantee their liquidity and thcan be no assurance that an active secondary market or the units will develop ormaintained. Consequently, the Fund may quote below its ace value / NAV.
There have been times in the past, when settlements have been unable to keep pace wthe volume o securities transactions, making it difcult to conduct urther transactioDelays or other problems in settlement o transactions could result in temporary periwhen the assets o the Scheme are not invested and no return is earned thereon.
The liquidity and valuation o the Scheme’s investments due to its holdingsunlisted securities may be aected i they have to be sold prior to their target date
divestmentOptions
Reliance FixedHorizon Fund -XIV - Series 9 }
groth Option
Dividend Payout Option
Applicable Net Asset Value
In terms o Regulation 48(2) o the SEBI Mutual Funds Regulation 1996, and SEBIMD/CIR No. 12/147132/08 dated December 11, 2008 NAV shall be calculated published at least in 2 daily newspapers on a daily basis. The NAV also shall be uploadon the AMFI website, www.amfindia.com and Reliance Mutual Fund website i.e. wwreliancemutual.com on a daily basis. Since the Scheme is proposed to be listed orecognized Stock Exchange, the listed price would be applicable on the respective StExchange.
Sale of units by Reliance Mutual Fund : The Scheme will have a New Fund Oer perduring which investors may purchase units rom the Fund.
Ater the expiry o the specifed New Fund Oer period, the scheme will be closed purchase o units.
(Business Day shall have the same meaning as working day, wherever used)
MINIMUM APPLICATION AMOUNT/ NUMBER OF UNITS
PURCHASE REPURCHASE (Redemption)
The Minimum investment amount for Reliance Fixed Horizon Fund - XIV - Series 9 is Rs.5,000 and in multiples of Re. 1 thereafter.Since the Scheme is a close ended scheme, unitscan be subscribed for, only during the New Fund offer period of the Scheme.
No redemption/repurchase of units shall be allowed prior to the maturity the scheme. Investors wishing to exit may do so by selling their units througstock exchanges. The scheme shall be fully redeemed on the date of maturity aredemption proceeds shall be paid out within 10 business days, subject to availabiof all relevant documents and details.
DESPATCH OF REPURCHASE (REDEMPTION) REQUEST
No redemption/repurchase of units shall be allowed prior to the maturity of the scheme. Investors wishing to exit may do so by selling their units through stock exchanges. scheme shall be fully redeemed on the date of maturity and redemption proceeds shall be paid out within 10 business days, subject to availability of all relevant documents adetails.
Dematerialization:
The Unit holders are given an Option to hold the units by way of an Account Statement (Physical form) or in Dematerialized (‘Demat’) form. Mode of holding shall be cleaspecified in the KIM cum application form. Unit holders holding the units in physical form will not be able to trade or transfer their units till such units are dematerialized.
Unit holders opting to hold the units in demat form must provide their Demat Account details in the specified section of the application form. The Unit holder intending to hold units in Demat form are required to have a beneficiary account with the Depository Participant (DP) (registered with NSDL / CDSL as may be indicated by the Fund at the tiof launch of the series) and will be required to indicate in the application the DP’s name, DP ID Number and the beneficiary account number of the applicant with the DP.
In case Unit holders do not provide their Demat Account details, an Account Statement shall be sent to them. Such investors will not be able to trade on the stock exchantill the holdings are converted in to demat form..
Transfer of Units:
Units held by way of an Account Statement (Physical form) cannot be transferred. Units held in Demat form are transferable in accordance with the provisions of SEBI (Depositoand Participants) Regulations, as may be amended from time to time. Transfer can be made only in favour of transferees who are capable of holding units and having a DemAccount. The delivery instructions for transfer of units will have to be lodged with the DP in requisite form as may be required from time to time and transfer will be affectedaccordance with such rules / regulations as may be in force governing transfer of securities in dematerialized mode
BENCHMARk INDEX: The Benchmark index for Reliance Fixed Horizon Fund - XIV - Series 9 is CRISIL Short Term Bond Fund Index.
DIVIDEND POLICY: Dividend will be distributed from the available distributable surplus after the deduction of the dividend distribution tax and the applicable surcharge, if an
The Mutual Fund is not guaranteeing or assuring any dividend. Please read the Scheme Information Document for details. Further payment of all the dividends shall becompliance with SEBI Circular No. SEBI/IMD/CIR No. 1/64057/06 dated 4/4/06.
8/9/2019 Reliance Fixed Horizon Fund XIV Series 9 Application Form
Balance 1.50% Marketing & Selling Expenses including Agents Commission and statutory advertisement 0.20
Brokerage & Transaction Cost pertaining to the distribution of units 0.70
Audit Fees / Fees and expenses of trustees 0.01
Costs related to investor communications 0.01
Costs of fund transfer from location to location -
Other Expenses 0.02
Total Recurring Expenses 2.25
Investors are requested to note that w.e.f December 11, 2008, listing fees is a permissible expense which will be charged to the scheme within the above mentioned limitsunder Regulation 52(4).
* Expenses on an ongoing basis will not exceed the above percentage of the daily average net assets or such maximum limits as may be specified by SEBI Regulations from time to tim
** These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Ty
of expenses charged shall be as per the SEBI (MF) Regulations. Please read the Scheme Information Document for details.
LOAD STRUCTURE ENTRY LOAD EXIT LOAD
Reliance Fixed Horizon Fund - XIV - Series 9 Nil Nil
There is no Entry load on the subscriptions, which can be made only during the NFO period. Since the scheme shall be listed on Stock Exchange, loads shall not be applicable. For series No load will be charged on Inter-Option Switch (i.e. within growth and dividend option).
In accordance with the requirements specifed by the SEBI circular no. SEBI/IMD/CIR No.4/168230/09 dated June 30, 2009 no entry load will be charged or purchaseadditional purchase / switch-in accepted by RMF with eect rom August 01, 2009. The upront commission on investment made by the investor, i any, will be paid to the AHolder (AMFI registered Distributor) directly by the investor, based on the investor’s assessment o various actors including service rendered by the ARN Holder
wAIVER OF LOAD FOR DIRECT APPLICATIONS
Pursuant to SEBI circular No. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009, no entry load shall be charged or all the mutual und schemes. Thereore the procedor the waiver o load or direct application is no longer applicable.Daily Net Asset Value (NAV) Publication: The NAV shall be computed on daily basis. It shall be published at least in two daily newspapers on a daily basis. It shall be uploadon the AMFI website, www.amfiindia.com and Reliance Mutual Fund website i.e. www.reliancemutual.com on a daily basis.
Since the Scheme is proposed to be listed on a recognized Stock Exchange, the listed price would be applicable on the respective Stock Exchange.
TAX TREATMENT FOR THE INVESTORS (UNITHOLDERS): Investors are advised to refer to the details in the Statement of Additional Information and al so independenrefer to his tax advisor.
Reliance Mutual Fund :- 11th oor & 12th oor, One Indiabulls Centre, Tower 1, Jupiter Mills Compound, 841, Senapati Bapat Marg, Elphinstone Road, Mumbai - 400 01Tel No. - 022-30994600 Fax No. - 022-30994699
UNITHOLDERS’ INFORMATION :
Accounts statement (on each transaction), Annual fnancial results and Hal yearly portolio disclosure shall be provided to investors by post or published as per SERegulations.
Date : 31st March, 2010.RMF/R&T/APP/VER 1.0/03-03-
NAME OF THE FUND MANAgER: Mr. Amit Tripathi
NAME OF THE TRUSTEE COMPANY: Reliance Capital Trustee Co. Limited
PERFORMANCE OF THE SCHEME:This Series is a new Series launched under Reliance Fixed Horizon Fund - XIV and hence does not have any performance track record.
8/9/2019 Reliance Fixed Horizon Fund XIV Series 9 Application Form
