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Running head: DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY
DSHEA: An Examination of the Science and Policy
Andrew Leahey
Drexel University
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 2
Abstract
This article examines the science and policy debate between supporters of the Dietary
Supplement Health and Education Act of 1994, amending the existing Food, Drug and Cosmetic
Act, and its opponents. It is broken in to two subsections, one each for an examination of the
science, and a critique of the policy of the act itself. The examination of the science of
supplements turns on the concept of there being two distinct schools of thought amongst
proponents: the first calls for supplementation to offset nutrition deficiencies; the second
advocates ³megadosing´ of supplements for positive health benefits. The policy examination
evaluates the findings of Congress as the framing of the bill, and its intended economic and
public health outcomes.
Keywords: dshea, dietary supplements, food policy
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 3
DSHEA: An Examination of the Science and Policy
Prior to the Dietary Supplement Health and Education Act of 1994 (DSHEA), the term
³dietary supplement´ was not defined in American food and drug policy. The act was largely
championed and lobbied for by the manufacturers of dietary supplements (Nestle, 2002); broadly
seen as vitamins, minerals, herbal extracts, and any combination thereof. These lobbyists aimed
to restrict the Food and Drug Administration¶s (FDA) oversight over their products, with the
stipulation that their efficacy claims be restricted to ³structure/function´ claims
(Structure/Function Claims). These claims are limited to general statements as to the role a
nutrient or supplement plays in the human body. Therefore, the goal of DSHEA lobbyists was to
define an umbrella term, under which their products would be able to be marketed outside of
FDA regulatory practices.
The proponents of a scientific base to the DSHEA fall in to three distinct categories: first,
there are those who advocate for the supplementation of the American diet with nutritional
supplements in pill form. This school of thought generally points to an overall deficiency, or
historical decline in the quality of, the American diet. This framing of advocacy has unique
policy implications as proponents intend to utilize their claims to place dietary supplements far
towards the ³food´ end of the FDA regulatory spectrum, with ³drugs´ occupying the opposite
end. This framing¶s prevalence and success is evident in the naming of the DSHEA itself.
The second school of thought with regards to the proponent science is those that believe
so-called ³megadosing´ carries with it positive health benefits. Megadosing can be defined as the
overdosing with nutrient supplements in quantities larger than the recommended daily
allowances (RDA) set forth by the United States Department of Agriculture (USDA).
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 4
Both schools of thought rest upon the assumption that ³natural´ supplements are
inherently safer than ³synthetic´ drugs. These proponents place the origins of dietary
supplements, including but not limited to herbs, above their chemical composition. This article
intends to examine the claims made by these schools of thought, and attempt to draw a
conclusion as to the truth value of their claims to a scientific body of evidence.
Following the examination of the science of the DSHEA, this article will continue with a
look at the policy of the act itself; an examination of the framing of the bill, and a conclusion as
to the success of its predicted outcomes. Finally, an overall examination of the bill¶s role in
public health will conclude with future policy recommendations.
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 5
THE SCIENCE OF DIETARY SUPPLEMENTS
The proponents of a scientific base for dietary supplements and the DSHEA broadly fall
in to two categories: the first, the ³Dosers´, advocate for the supplementation of the American
diet due to nutritional deficiencies. The second, the ³Megadosers´, predominantly relies on the
claim that overdosing on supplements, especially vitamins, is safe and carries with it positive
health benefits. Each of these relies on the unstated premise that dietary supplements, deriving
from natural sources, are safe to be self-administered without the oversight of a doctor. This
inferred safety from nature, then, can be used as logic for removing FDA regulation of marketed
dietary supplements ± as the DSHEA did. This concept will be discussed further in the policy
section of this article.
Dosers
The science of Dosers typically revolve around claims regarding a perceived deficiency
in certain nutrient, and then attempt to point causal arrows in the direction of a specific disease,
or set of diseases, perceived to be increasing in prevalence. The most apparent of these claims at
the time of this publication were those of a Vitamin D deficiency in the American diet. The
implication, therefore, is that dietary supplementation, and the DSHEA, is the path to alleviating
these deficiencies.
The claim to vitamin D deficiency is made by Michael F. Holick in a 2007 article, where
he states: ³Once foods were fortified with vitamin D and rickets appeared to have been
conquered, many health professionals thought the health problems resulting from vitamin D
deficiency had been resolved. « In fact, vitamin D deficiency remains common in children and
adults « vitamin D deficiency can cause growth retardation and skeletal deformities and may
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 6
increase the risk of hip fracture later in life´ (Holick, 2007). In this article, widely reported on
and cited, Holick finds a strong correlation between a deficiency in vitamin D and bone
disorders, as well as associations with autoimmune diseases, diabetes, cardiovascular disease,
and even schizophrenia and depression in cases of D deficiency.
Vitamin D is produced by the human body, with a number of factors influencing levels.
The most apparent mitigating factor is sun exposure. With increased levels of sun exposure also
having links to skin cancer (Holick, 2007), he makes a recommendation of dietary
supplementation of vitamin D to counteract deficiency: ³ Excessive exposure to sunlight,
especially sunlight that causes sunburn, will increase the risk of skin cancer. Thus, sensible sun
exposure (or ultraviolet B irradiation) and the use of supplements are needed to fulfill the body's
vitamin D requirement´ (Holick, 2007). Holick does make mention of a weak correlation
between subjects that took vitamin D supplements and a reduction in the likelihood of presenting
with the aforementioned diseases.
Vitamin D supplement proponents argue that Vitamin D, specifically Vitamin D3, can be
safely administered because of the fact that it is produced by the human body. The vitamin ³is
naturally produced in humans and animals when sunlight hits the skin, fur, or feathers « vitamin
D3 is generally considered safer than vitamin D2, which has more reported cases of overdose or
toxicity´ (Khalsa, 2009). The unstated premise here is that vitamin D3 in supplement form,
assuming purity, interacts with the human body in exactly the same way the endogenously-
produced vitamin does. Furthermore, the claims of safety are made via claims to the vitamins
occurrence in nature.
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This section has utilized research and statements made regarding a specific supplement,
vitamin D, for the sake of brevity; however, the overarching premises and implications can be
seen at work in virtually all of the dietary supplement proponent literature. From vitamins E and
C (Hathcock & Azzi, et. al, 2005), to valerian root extract supplementation for psychotherapy
(Fugh-Berman & Cott, 1999), proponents equate ³natural´ with ³safe´. Additionally, in the cases
involving vitamins the assumption is made that no distinction is necessary between endogenous
and exogenous forms. It is upon these premises, along with an American diet that is lacking in
necessary nutrients, that the case of the Dosers rests.
Criticism of Dosers
The most clear-cut criticism of Dosers is the body of evidence indicating their chief
precept, the lacking of key nutrients in the American diet, is itself flawed. This argument has
been put forth by mainstream science since well before the DSHEA was a point of contention
between science and CAM. This section will begin by looking at the difference between
individuals taking dietary supplements and those relying on their diet, in two polar opposite sets:
those individuals with illnesses supposed to be caused by deficiency, and those individuals
taking part in athletic competition. This choice reflects the position given by proponents of
dietary supplementation: that an ³ordinary´ American diet is lacking in the nutrition needed to
maintain health; with this assertion in mind, it would be pointless to include individuals not
partaking in an ordinary diet. For this reason, studies involving groups such as the substantially
infirm, geriatric nursing home patients, and individuals in abject poverty were intentionally not
included.
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Fiber is, in some ways, the earliest of the advocated dietary supplements. Author Andrew
Lockie asserts: ³bowel problems such as diverticular disease « and some cancers of the bowel
may be caused by a lack of fiber´ (Lockie, 1993) in his book he advocated ³self-help´ in the
form of fiber supplementation. This is in spite of the fact that, as early as 1981, a study looking
for a correlation between increased fiber intake, in the form of isphagula, and alleviation of
diverticular disease of the colon found the treated individuals no better off than those taking a
placebo (Ornstein et al, 1981). The placebo group¶s comparable number of symptoms seems to
indicate that, even if the American diet is perceived to be lacking, the supplementation with
fiber, does nothing to counteract that fact.
Additional studies were conducted in to the supplementation of vitamins and minerals
with the aim of increased athletic performance. In a study by M.H. Williams, the attempt to pin
down a claimed ³racers edge´, in the form of dietary supplements, found no link between
performance and supplementation (Williams, 1984). Indeed, the Williams study urged further
investigation to the possible negative side-effects of overdosing on vitamin B and C, amongst
athletes. It seems the positive benefits to supplementation are not likely to be found in short-
term health maintenance or improvement.
If dietary supplements are not beneficial in the short-term, the only logical defense
proponents can mount is that they are beneficial to health from a longitudinal perspective. Here,
Dosers have made some headway. A notable study was conducted in 2004 that seemed to
indicate the usage of vitamin E and C supplements in combination was weakly inversely
correlated with Alzheimer Disease (AD) in elderly individuals (Zandhi & Anthony &
Khachaturian, 2004). While interesting, this study was relatively small (n = 4740), limited in
scope, and very limited in duration. Additionally, this being an observational study, there were
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numerous factors not accounted for, long term dietary supplement use was ascertained by
interview, and a large percentage of the respondents were considered ³at-risk´ at the start of the
study. This study was comparable to a number of similarly conducted positive studies in both
methods and size.
A later study, concluded in 2007, sought to zero in on this proposed long-term benefit to
vitamin C and E supplementation. This study made only two key changes; the duration was
increased to 5.5 years, and the participants were selected on the basis of not presenting with AD
or dementia symptoms at the start of the study. When the study concluded, there was correlation
between supplement intake and AD diagnosis (Gray & Anderson et. al, 2007). This seems to
indicate the longitudinal effect of vitamin E and C supplementation on preventing AD is
exceedingly questionable.
The claims by the Dosers as to the safety of vitamin D3 due to its presence in the human
body have been proven unfounded. There have been a number of cases of overdoses, most
prominently the case of a 2 year old in New York suffering from hypercalcemia and
hypertension following supplementation of vitamin D3 by his mother (Barrueto & Wang-Flores,
et al, 2005). The child was administered an exceedingly large dose, but the effects were
nonetheless marked and life threatening. While the patient eventually recovered, his
hypercalcemia remained for a total of 14 days following his admittance to the hospital, rendering
the ³safety´ of vitamin D3 supplementation, despite its presence in the body, in question.
The chief criticism of the Dosers exists in the body of evidence indicating that the human
body makes no distinction between chemicals from natural sources and chemicals created
synthetically. That is to say, the body cannot tell the difference between the methyl salicylate in
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the bark of the willow tree, or aspirin, which is a synthetic form of the compound. An instructive
study that undermines the position of the Dosers is a 1999 examination of the Chinese herbal
supplement Dong quai. Dong quai had been a popular herbal supplement, largely trading on the
argument that it had been known to the Chinese for thousands of years; an absurd argument from
antiquity. The phytochemical analysis of the compounds contained in the herb returned
compounds comparable to Coumadin, a potent blood thinner, various chemicals that influence
heart rate, and carcinogenics (Page & Lawrence, 1999). It would seem that simply deriving from
nature does not necessarily guarantee the safety of a chemical.
This assertion is backed up by the science surrounding ephedra, an extract from an herb
native to Asia. In 2003 it was found that ephedra usage correlated with a ³2- to 3-fold increases
in the odds of psychiatric symptoms, autonomic symptoms, upper gastrointestinal symptoms, and
heart palpitations´ (Fontanarosa & Rennie & DeAngelis et. al, 2003). Unfortunately, ephedra
went unregulated for nearly a decade, was implicated in several deaths (Knight, 2004), and even
now is only subject to extremely fine pointed regulation, with similarly derived supplements
freely available ± and presenting similar risks (Hess & Sullivan, 2005). This is largely due to a
naturalistic fallacy; when origins, rather than chemical composition, are the dominant classifying
condition for what constitutes an unregulated dietary supplement or a drug subject to oversight,
such outcomes are inevitable.
Megadosers
The preponderance of the existing research with regards to the claim to a scientific basis
for megadosing is found from journals associated with chiropractic, homeopathy, and the
complementary and alternative medicine movement (CAM). They are often marked by a claim to
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commitment to the individual patient, juxtaposing science¶s generalizability, and viewing that
de-emphasis of individual¶s uniqueness as a negative. This makes alternative medicine avenues
such as homeopathy, sharing similar views of individualized treatments (Odes, 2006), and
chiropractic, eschewing the mainstream ³disease-treatment business´ (Rondberg, 2005) as
extremely attractive. This, coupled with the fact that the dietary supplement industry is a
comparatively recent arrival on the scene of CAM, may account for the fact that the vast
majority of published literature by proponents of megadosing and, to some extent the DSHEA,
are by journals of related CAM avenues.
Megadosers take the advocacy of dietary supplementation a step further than Dosers; they
typically understand the recommended daily allowance (RDA) of nutrients to be sub optimal.
Their argument, therefore, does not hinge on the quality of the American diet, but instead turns
on an entirely separate claim: that the existing RDAs of vitamins and minerals are too low. In the
Chiropractic Journal, Michael T. Murray critiques existing RDAs: ³RDAs for vitamins and
minerals have been prepared by the Food and Nutrition Board of the National Research Council
to reduce the rates of severe nutritional deficiencies - not to achieve optimal health´ [Murray,
1999]. The claim here is that the RDAs have been set at levels that are minimums, and not to be
considered optimal levels.
Furthermore, proponents of megadosing argue that environmental factors render a
universal recommended daily allowance impossible to ascertain; ³RDAs do not adequately take
into consideration environmental and lifestyle factors (smoking, alcohol consumption, food
additives, pesticides or chemical toxins, etc.) which can destroy vitamins and bind minerals´
(Murray, 1999). As such, the claim is that the actual function of the RDAs set forth by the USDA
was never to set a ceiling to nutrient intake, as the term ³allowance´ might indicate, but merely
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to act as a floor or minimum. Therefore the USDAs perceived avoidance of making upper-limit
claims to nutrients can, in the view of megadosers, be taken as an implicit statement of there not
being a dosage at which supplements become dangerous.
Criticism of Megadosers
The chief criticism of Megadosers lies in the substantial body of evidence indicating that
toxicity levels of vitamins and minerals are reachable with the use of dietary supplementation.
The most visible recent publication has been a meta-analysis conducted in 2005 that indicated a
non-statistically significant increase in total mortality associated with megadosing vitamin E
(Miller & Barriuso et. al, 2005). The report, as a meta-analysis, had substantial shortcomings and
limitations; the individuals receiving exceedingly high dosages were relatively small, and thus
the ability to extrapolate out to the general population may be tenuous.
The assertion by Megadosers of the RDA being a floor rather than a ceiling has also been
roundly criticized. Marion Nestle finds that the RDA¶s ³population-based definition meant that
the RDA is higher ± sometimes significantly higher ± than the amount needed by 97% of the
individuals´ (Nestle, 2002). This assertion seems to be supported by the fact that the RDA for a
number of vitamins and minerals, notably vitamin C and calcium, has been increased since the
USDA¶s original publication. This fact, in the absence of widespread malnutrition or rampant
scurvy, seems to indicate that the USDA does view the RDA as a recommended dosage; a level
to be aimed for with as much concern for exceeding as for not meeting.
Megadoser¶s claim to nutritional relativity and variance amongst individuals is in some
ways a reflection of their emphasis on individuals, and simultaneously a manifestation of their
eschewing the generalizability of science. As such, there is no direct retort to their claims in the
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scientific body of literature due to the fact that the underlying claim of megadosers is that the
entire system of science through extrapolation is flawed. While it is impossible to imagine a
condition wherein the studies conducted to ascertain RDAs did not take in to account such
obvious confounding factors as tobacco usage and alcohol consumption, as Murray has claimed;
this is an ancillary claim atop the megadosers chief position that there is nothing generalizable
about nutrition.
Science Conclusion
In conclusion, the premises upon which both the Dosers and Megadosers base their
positions on the safety of dietary supplements are flawed. They rely on what amounts to the
logical fallacy of the appeal to nature; that is, what is natural is good. Furthermore, a
misunderstanding of what constitutes a ³chemical´ allows them to underestimate the potency and
potential toxicity of compounds derived from natural sources. This fact alone undermines their
entire position: that dietary supplementation should be unregulated.
Furthermore, there is a substantial body of evidence contraindicating the need for
widespread dietary supplementation, regulated or otherwise. From the treatment and prevention
of conditions said to be brought on by nutritional deficiencies, such as diverticulitis; to dietary
supplements for the athlete, the range of applicability for supplements is growing ever smaller
with each published study. Their claims to efficacy are largely clustered around areas lacking
studies of quality or depth; their position has become a retreat to obscure corners of
pseudoscience.
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The Policy of the DSHEA
In this section, this article will examine the text of the Dietary Supplement Health and
Education Act (DSHEA) of 1994. The intention is to examine the findings of Congress, and the
intended outcomes of the bills passage. These claims fall in to several categories, of which each
will make up a subsection of this article. The first of which will be an examination of the
economic claims made within the DSHEA; second, a look at the public health framing within the
bill; third, an examination of the claims to supplement prevalence and plea for freedom of
choice; and fourth and finally, an examination of the claims of safety.
Economic Frame
There are two competing avenues of economic claims being simultaneously put forth: the
first, is a claim for the individual citizen¶s reduction of healthcare costs; the second, is a claim to
the buoyant burgeoning supplement market, and its sales figures.
(B) clinical research has shown that several chronic diseases can be prevented simply
with a healthful diet, such as a diet that is low in fat, saturated fat, cholesterol, and
sodium, with a high proportion of plant-based foods;
(4) healthful diets may mitigate the need for expensive medical procedures, such as
coronary bypass surgery or angioplasty. (S.784, 1994)
The finding of Congress here, with respect to dietary supplements, is a non sequitur. The
conclusion of this argument, of course, is that the DSHEA should be passed and dietary
supplements should be unregulated. These findings, acting as premises, do not in any way
advance that argument. The implicit assumption when these two statements are read in the
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context of the overall findings of Congress (Appendix A) is that a healthy diet is conducive to
overall health, and that dietary supplements help achieve a healthy diet. The conclusion, then,
would be that the DSHEA should unregulated only those compounds that would ordinarily be
found in a diet; perhaps, if we are to get greedy, the compounds should be unregulated only in
dosages comparable to what might be found in an ideal diet, as well. However, this is a
constraint that the DSHEA does not wish to impose on dietary supplement manufacturers.
(C) the estimated 600 dietary supplement manufacturers in the United States produce
approximately 4,000 products, with total annual sales of such products alone reaching at
least $4,000,000,000; (S.784, 1994)
This is perhaps getting closer to the meat of the argument surrounding the DSHEA¶s
passage. This too, however, is not a cogent argument for the bill¶s passage. This sales figure,
presented to be impressively high, does not provide a compelling argument for the deregulation
of dietary supplements. Indeed if the supplement industry is doing so well, how constraining can
the regulation of supplements truly be? The argument for a lifting of regulation would be that the
industry cannot survive, or individual dietary supplement companies cannot turn a profit, under
the existing oppressive oversights. Instead, the DSHEA utilizes a pseudo-argument from
popularity to substantiate its claims; if sales figures are so high and so many consumers are
choosing to use dietary supplements, it must be both safe and positive.
Furthermore, upon what precedence is the argument for deregulation, deriving from the
popularity of a product or type of products, built? This author can find no indication that there is
now, or ever has been, an economic argument for the deregulation of an industry based on its
popularity and widespread adoption. Indeed, there is substantial evidence of the opposite: we
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need look no further than the FD&C to see this in effect. The original Federal Food, Drug, and
Cosmetic Act was passed substantially due to the increase usage of pharmacological substances,
and the need to insure regulation and safety after the release of a toxic drug killed more than 100
people. With increased adoption comes an increase in the stakes, the potential loss of life, when
things go wrong.
Public Health Frame
(5) preventive health measures, including education, good nutrition, and appropriate use
of safe nutritional supplements will limit the incidence of chronic diseases, and reduce
long-term health care expenditures; (S.784, 1994)
The DSHEA was passed in 1994, with national health care expenditures topping $912.5
billion annually in 1993, or 13.7% of the total GDP (Appendix B). In 2008, the figure was
$2,338.7 billion, just above 16% of GDP. The DSHEA is sufficiently vague, and hedges its
claims for dietary supplements against education, good nutrition, and the weasel-word
³including´ in such a way that drawing any clear claim correlating healthcare expenditures and
dietary supplements out of the text is difficult.
However, while the text may make claims towards the positive benefits that will come
with increased health education, it does nothing to further that goal. The clear intention of the
DSHEA is to increase the access to dietary supplements in the market, and therefore the claim
for ³appropriate use of safe nutritional supplements´ being linked to a decrease in the ³incidence
of chronic diseases, and reduce long-term health care expenditures´ is the salient portion. Here,
the only terms in question are what constitutes the ³limit[ing]´ of disease and how ³long-term´
the net expenditure benefit to the DSHEA¶s passage should be. In fourteen years, the health care
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expenditure has more than doubled, helping us achieve the dubious distinction of second highest
per capita amongst United Nations countries, as of 2008 (WHO, 2008). If fourteen years is not
long-term enough, how long must we wait to see the positive benefits, amidst all of the negative
effects?
Freedom of Choice
(7) there is a growing need for emphasis on the dissemination of information linking
nutrition and long-term good health;
(8) consumers should be empowered to make choices about preventive health care
programs based on data from scientific studies of health benefits related to particular
dietary supplements. (S.784, 1994)
The text of the DSHEA frames the bill in terms of maintaining consumer choice. The
exact phrasing of the finding conveys the idea that consumers should be enabled to utilize
³scientific studies of health benefits´ to inform their choices. This phrasing is particularly
frustrating, as it leaves the door open to substantial amounts of interpretation.
First, an examination of what this portion of the Congress¶ findings is actually stating: An
argument can be made that it is as much arguing for open access to journals in which the results
of dietary supplement studies are published, as it is proclaiming the right to have access to the
supplements themselves. This change, in so much as this author can tell, has not been made. A
cursory glance at any of the studies cited in this article will find that they are not presented in any
way free of charge by the FDA.
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Safety Frame
(13) although the Federal Government should take swift action against products that are
unsafe or adulterated, the Federal Government should not take any actions to impose
unreasonable regulatory barriers limiting or slowing the flow of safe products and
accurate information to consumers;
(14) dietary supplements are safe within a broad range of intake, and safety problems
with the supplements are relatively rare; (S.784, 1994)
This portion of the DSHEA has been largely found to be false, as has been discussed in
this article. Dietary supplements are simply not inherently safe. There is more rational of a basis
for making a sweeping claim to the safety of ³dietary supplements´ as there is to the safety of
³chemical compounds usually taken in small doses.´ It is akin to claiming any prescription drug
safe, if administered in a relatively low dosage; it is simply not true.
Furthermore, the claim that safety problems are ³relatively rare´ is entirely subjective. If
every FDA regulated drug with ³relatively rare´ side effects were left on the market, freely
available, the prescription Fen-Phen would continue to be sold as a weight loss drug. Indeed,
some studies claim only 37 (Avorn, 2004) of potentially millions of individuals had serious
medical issues following taking the drug. This, possibly ³relatively rare´, dangerous side effect
however was enough not only to get the drug banned, but to lead to more than a billion dollars in
legal settlements. Relative rarity for safety problems is not an argument for lack of regulation,
complete safety is, and dietary supplements are not completely safe.
In 2002 the FDA issued an advisory regarding the supplement kava. Kava had been
found to cause liver failure, with 11 documented cases (Foote, 2007). Due to the construction of
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the DSHEA, no safety studies were required of any of these supplements. Due to a lack of FDA
enforcement ability, supplements containing kava, and bearing no warning, remain on the
market. This ³relatively rare´ number of 11 cases of liver failure is almost assuredly
proportionally much higher than the cases involving the aforementioned Fen-Phen, having the
marketing resources of a large pharmaceutical company.
Conclusion
In conclusion, the Dietary Supplement Health and Education Act of 1994 not only fails
due to its support of an unfounded pseudoscience relying on magical thinking and 19th century
woo, it fails in its stated policy objectives. It does nothing to advance the dietary education of
Americans, and is merely a thinly veiled absolution for an industry that could not shoulder the
slightest burden of proof. Its objectives, to reduce health care expenditures and promote well-
being, have simply not come to fruition. Thus, a reexamination of the role of the FDA in
regulating dietary supplements must be undertaken; with substantial oversight vested in some
regulatory body, if not the FDA.
In his ³Theories of Economic Regulation´ Richard Posner states that the ³public interest
theory [of economic regulation] « holds that regulation is supplied in response to the demand of
the public for the correction of inefficient or inequitable market practices´ (Posner, 1974). Even
if an argument can be made that at the time of the passing of the DSHEA, the dietary supplement
industry needed to be propped up; that it needed legislation removing oversight and sheltering it
from direct competition with the established pharmaceutical industry, that time has now passed.
It is no longer a burgeoning industry, lacking the marketing ability, or financial means to meet
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 21
standards. There is a substantially inefficient and inequitable market practice in place, and a
demand must be made for regulation.
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 22
Appendix A
The findings of Congress in bill S.784 (1993) or the Dietary Supplement Health and Education
Act:
§2. Findings.
Congress finds that -
y (1) improving the health status of United States citizens ranks at the top of the national
priorities of the Federal Government;
y (2) the importance of nutrition and the benefits of dietary supplements to health
promotion and disease prevention have been documented increasingly in scientific
studies;
y (3)(A) there is a link between the ingestion of certain nutrients or dietary supplements
and the prevention of chronic diseases such as cancer, heart disease, and osteoporosis;
and
y (B) clinical research has shown that several chronic diseases can be prevented simply
with a healthful diet, such as a diet that is low in fat, saturated fat, cholesterol, and
sodium, with a high proportion of plant-based foods;
y (4) healthful diets may mitigate the need for expensive medical procedures, such as
coronary bypass surgery or angioplasty;
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 23
y (5) preventive health measures, including education, good nutrition, and appropriate use
of safe nutritional supplements will limit the incidence of chronic diseases, and reduce
long-term health care expenditures;
y (6)(A) promotion of good health and healthy lifestyles improves and extends lives while
reducing health care expenditures; and
y (B) reduction in health care expenditures is of paramount importance to the future of the
country and the economic well-being of the country;
y
(7) there is a growing need for emphasis on the dissemination of information linking
nutrition and long-term good health;
y (8) consumers should be empowered to make choices about preventive health care
programs based on data from scientific studies of health benefits related to particular
dietary supplements;
y (9) national surveys have revealed that almost 50 percent of the 260,000,000 Americans
regularly consume dietary supplements of vitamins, minerals, or herbs as a means of
improving their nutrition;
y (10) studies indicate that consumers are placing increased reliance on the use of
nontraditional health care providers to avoid the excessive costs of traditional medical
services and to obtain more holistic consideration of their needs;
y (11) the United States will spend over $1,000,000,000,000 on health care in 1994, which
is about 12 percent of the Gross National Product of the United States, and this amount
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 24
and percentage will continue to increase unless significant efforts are undertaken to
reverse the increase;
y (12)(A) the nutritional supplement industry is an integral part of the economy of the
United States;
y (B) the industry consistently projects a positive trade balance; and
y (C) the estimated 600 dietary supplement manufacturers in the United States produce
approximately 4,000 products, with total annual sales of such products alone reaching at
least $4,000,000,000;
y (13) although the Federal Government should take swift action against products that are
unsafe or adulterated, the Federal Government should not take any actions to impose
unreasonable regulatory barriers limiting or slowing the flow of safe products and
accurate information to consumers;
y (14) dietary supplements are safe within a broad range of intake, and safety problems
with the supplements are relatively rare; and
y (15)(A) legislative action that protects the right of access of consumers to safe dietary
supplements is necessary in order to promote wellness; and
y (B) a rational Federal framework must be established to supersede the current ad hoc,
patchwork regulatory policy on dietary supplements.
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 25
Appendix B
Table 1 of the National Health Expenditures by the Center for Medical Statistics (2008):
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DSHEA: AN EXAMINATION OF THE SCIENCE AND POLICY 26
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