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EeBGuide Draft Guidance document – Products What is EeBGuide?
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What is EeBGuide?
The European EeBGuide research project develops methods, rules and operational guidance for the preparation of life cycle assessment (LCA) studies for energy-efficient buildings and building products. Ongoing research under the framework of the Energy-Efficient Building European Initiative creates technologies for an energy-efficient Europe. LCA is used to assess the environmental benefits of new technologies. The EeBGuide manuals and guidance will support LCA practitioners in obtaining comparative results from their work.
Authors
Bastian Wittstock1, Johannes Gantner1, Katrin Lenz1
Tom Saunders2, Jane Anderson2, Claire Carter2, Zsoka Gyetvai2, Johannes Kreißig2, Anna Braune2
Sébastien Lasvaux3, Boris Bosdevigie3, Manuel Bazzana3, Nicoleta Schiopu3, Emmanuel Jayr3, Sylviane Nibel3, Jacques Chevalier3, Julien Hans3
Pere Fullana-i-Palmer4 , Cristina Gazulla4
Jo-Anne Mundy5, Tim Barrow-Williams5
Christer Sjöström6 1 Fraunhofer Institute for Building Physics (IBP), Germany 2 PE International AG, Germany 3 Centre Scientifique et Technique du Bâtiment (CSTB), France 4 Escola Superior de Comerç International (ESCI), Spain 5 BRE Global Ltd (BRE), UK 6 Prof Ch Sjöström Consultancy, Sweden
Disclaimer
The EeBGuide project is a Coordination and Support Action (CSA), co-funded by the Europe-an Commission under FP7.
Coordination and Support Action – ‘EeB.ENV.2011.3.1.5-2: Operational guidance for Life Cy-cle Assessment studies of the Energy-Efficient Buildings Initiative’
Contract: 285490 Start date of contract: 1 November 2011; duration: 1 year
The authors are solely responsible for this information, and it does not necessarily represent the opinion of the European Community. The European Community is not responsible for any use that might be made of the data appearing there.
EeBGuide Draft Guidance document – Products Executive summary
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Executive summary
Operational guidance for life cycle assessment studies of the Energy-Efficient Buildings Initia-tive (EeBGuide) is a European Commission funded project aimed at producing expert guid-ance for conducting life cycle assessment (LCA) studies for energy-efficient buildings and building products under the framework of the Energy-Efficient Building European Initiative (E2B EI).The EeBGuide guidance document will provide a common methodology supporting reliable assessment and comparison of efficient new buildings and products. It will support LCA practitioners in industry and research.
In order to ensure acceptance by LCA practitioners, the EeBGuide was developed with a strong focus on applicability. Therefore stakeholders and LCA experts were involved from the beginning, describing the questions and problems that usually appear while conducting an LCA study.
The critical questions and problems suggested by stakeholders and LCA experts were col-lected and documented. In response to the strong interest from LCA practitioners, those questions and problems were further explained and combined with potential solutions. The documentation was reviewed for relevance by internal and external experts, and amended for missing aspects. An additional workshop with European experts, and a public consultation with industry partners, provided further feedback on applicability.
The final EeB Guidance document is accessible as a web-based interactive document with filter functions to facilitate its use. It also provides links to further detailed information sources, training materials and reporting templates.
EeBGuide Draft Guidance document – Products Contact
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Contact
Company Contact person E- Mail: Address Fraunhofer IBP Johannes Gantner [email protected]
PE International Tom Saunders [email protected]
CSTB Sebastien Lasvaux [email protected]
ESCI Cristina Gazulla [email protected]
BRE Joanne Mundy [email protected]
Prof Ch Sjöström Consultancy
Christer Sjöström [email protected]
EeBGuide Draft Guidance document – Products Table of Contents
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Table of Contents
Executive summary ......................................................................................................... 1
Table of Contents ............................................................................................................ 1
1 Introduction ............................................................................................................. 8
1.1 Energy-efficient buildings in Europe ..................................................................... 8
1.2 Basic information about this guidance document ................................................. 10
1.2.1 Goal of this guidance .................................................................................. 10
1.2.2 Scope of this guidance ................................................................................ 10
1.2.3 Primary audience for EeBGuide ................................................................... 11
1.2.4 Secondary audience for EeBGuide ............................................................... 12
1.3 Life cycle analysis in the construction sector ....................................................... 12
1.3.1 Previous European projects on LCA of buildings ............................................ 12
1.3.2 European standardization works on LCA of buildings ..................................... 14
1.3.3 LCA studies within research projects of the Energy-Efficient Building European Initiative (E2B EI) .................................................................................................... 16
1.4 EeBGuide within the European context ............................................................... 17
2 Methodological approach of the EeBGuide ................................................................ 24
2.1 Identification of important aspects for product and building LCA studies ............... 24
2.2 Reference documents for the EeBGuide .............................................................. 24
2.3 Procedure for choosing provisions from both CEN TC 350 standards and the ILCD Handbook ................................................................................................................... 24
2.3.1 EeBGuide provisions for different goal definition: strictness vs. flexibility ........ 27
2.4 Use of three study types .................................................................................... 27
2.4.1 Screening LCA ............................................................................................ 31
2.4.2 Simplified LCA ............................................................................................ 33
2.4.3 Complete LCA ............................................................................................ 36
2.5 Use of a baseline scenario ................................................................................. 39
3 How to use this guidance document ......................................................................... 43
3.1 Structure of the guidance document ................................................................... 43
3.1.1 Implementation of the study type definitions ................................................ 47
3.2 How to conduct an LCA study within the field of energy-efficient buildings ........... 51
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3.2.1 How to start and proceed with an LCA study ................................................ 52
3.2.2 LCA study set-up: generic template ............................................................. 53
3.3 Compliance with this guidance ........................................................................... 55
3.4 How to proceed with the service life assessment in building and product LCA studies 57
3.5 Further information and training materials .......................................................... 62
4 Overview of the aspects covered in the guidance document ....................................... 64
5 General aspects ...................................................................................................... 67
5.1 Overview .......................................................................................................... 67
5.2 Goal and Scope ................................................................................................. 69
5.3 Life Cycle Inventory Analysis (LCI) ................................................................... 125
5.4 Life Cycle Impact Assessment (LCIA) ................................................................ 138
5.5 Interpretation ................................................................................................. 158
5.6 Reporting ....................................................................................................... 173
6 Aspects concerning Module A – Product and Construction Process stage ................... 180
6.1 Overview ........................................................................................................ 180
6.2 Module A1 – A3 – Raw material supply, Transport, Manufacturing ...................... 181
6.3 Module A4 – Transport to the site .................................................................... 189
6.4 Module A5 - Construction installation process .................................................... 194
7 Aspects concerning Module B – Use stage............................................................... 195
7.1 Overview ........................................................................................................ 195
7.2 Module B1 – Use ............................................................................................. 196
7.3 Module B2 – Maintenance ................................................................................ 201
7.4 Module B3 - Repair .......................................................................................... 203
7.5 Module B4 – Replacement ............................................................................... 207
7.6 Module B5 - Refurbishment .............................................................................. 212
7.7 Module B6 – Operational energy use ................................................................ 213
7.8 Module B7 – Operational water use .................................................................. 215
7.9 Module B – other aspects not related to a single life cycle stage ........................ 218
8 Aspects concerning Module C – End of Life stage .................................................... 228
8.1 Overview ........................................................................................................ 228
8.2 Module C1 – De-construction, demolition stage ................................................. 236
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8.3 Module C2 – Transport .................................................................................... 237
8.4 Module C3 – Waste processing ......................................................................... 241
8.5 Module C4 - Disposal ....................................................................................... 243
9 Aspects concerning Module D – Benefits and loads beyond the building life cycle ...... 246
9.1 Overview ........................................................................................................ 246
10 Discussions and perspectives ................................................................................. 253
Additional Information/ links ......................................................................................... 256
Glossary ....................................................................................................................... 265
Literature ..................................................................................................................... 275
Annex C: List of available references for Life Cycle Impact Assessment indicators chosen in EN 15804/EN 15978 ..................................................................................................... 287
EeBGuide Draft Guidance document – Products List of Tables
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List of Tables
Table 1: Selected standard set of parameter values for the baseline scenario ..................... 41 Table 2: Modular information for the different stages of the building assessment, according to EN 15978 and EN 15804 ............................................................................................. 44 Table 3: Example of the template document for each important aspect in the EeBGuide ..... 45 Table 4: Description of the icons used ............................................................................. 45 Table 5: Implementation of the different study types for buildings .................................... 48 Table 6: The ISO 15686 standards, with the general title Building and constructed assets – Service life planning, includes the following parts ............................................................. 61 Table 7: Combination of two main aspects of the decision context: decision oriented and type of consequences in background system or other systems [ILBD 2010a] ..................... 74
List of Figures
Figure 1: Ratio of use phase to production/EoL for a 10–20 year old building compared with a newly built Passivhaus .................................................................................................. 9 Figure 2: Relation between product LCA and building LCA along the life cycle modules. Figure based on EN 15804and EN 15978 ......................................................................... 15 Figure 3: Current European situation in the context of EPD and building LCAs .................... 18 Figure 4: EeBGuide within the European context ......... Fehler! Textmarke nicht definiert. Figure 5: Procedure for adaptation from the CEN TC 350 standards and ILCD Handbook .... 26 Figure 6: LCA as an iterative process [ILCD 2011a] .......................................................... 28 Figure 7: Life cycle assessment framework according to ISO 14040/ ISO 14044 ................. 51 Figure 8: Decision tree to identify relevant aspects for a study .......................................... 53 Figure 9: The working life of construction works as illustrated in the CPD Guidance Paper on Durability [Guidance Paper F 2004]. ................................................................................ 59 Figure 10: the service life planning concept ...................................................................... 60 Figure 11: Cradle-to-grave, cradle-to-gate and gate-to-gate datasets as parts of the complete life cycle .......................................................................................................... 98 Figure 12: Concept of precision ..................................................................................... 131 Figure 13: Focusing efforts on key data ......................................................................... 131 Figure 14: Concept of precision ..................................................................................... 165 Figure 15: Example of performance over time relation depending on operations [EN 15804] ................................................................................................................................... 220 Figure 16: Replacement rate [EN15804] ........................................................................ 221
EeBGuide Draft Guidance document - Products List of Abbreviations
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List of Abbreviations
ADP abiotic depletion potential
ADPE abiotic resource depletion potential for elements
ADPF abiotic resource depletion potential of fossil fuels
AP acidification potential
BLBSB benefits and loads beyond the system boundary
BREEAM BRE Environmental Assessment Method
BWR basic work requirements
CML Centrum voor Milieukunde, Leiden (NL)
CPD Construction Products Directive
CPR Construction Products Regulation
CRU components for reuse
DGNB Deutsche Gesellschaft für Nachhaltiges Bauen (German Sustainable Building Council)
DSLT dynamic surface leaching test
E2B EI Energy-Efficient Building European Initiative
ECO European Construction Product Organization
EE exported energy per energy carrier
EMAS Eco-Management and Audit System Regulations
EoL end of life
EP eutrophication potential
EPBD Energy Performance of Buildings Directive
EPD Environmental Product Declaration
ESL estimated service life
ETAP Environmental Technologies Action Plan
FW use of net fresh water
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GPP Green Public Procurement
GWP global warming potential (climate change)
HQE Haute Qualité Environmentale (French association and certification mark)
HWD hazardous waste disposed
IBU Institut Bauen und Umwelt e.V. (German EPD programme)
ID Interpretative Documents
ILCD International Reference Life Cycle Data System
IPP Integrated Public Policy
LCA life cycle assessment
LCC life cycle costing
LCI life cycle inventory (analysis)
LCIA life cycle impact assessment
LHV low heating value
MER materials for energy recovery
MFR materials for recycling
NHWD non-hazardous waste disposed
NPP net primary production
NRSF use of non-renewable secondary fuels
ODP ozone layer depletion potential
PCM phase change material
PCR Product Category Rules
PENRE use of non-renewable primary energy (excluding non-renewable primary energy resources used as raw materials)
PENRM non-renewable primary energy resources used as raw materials
PENRT total use of non-renewable primary energy resources
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PERE use of renewable primary energy (excluding renewable primary energy resources used as raw materials)
PERM use of renewable primary energy resources used as raw materi-als
PERT total use of renewable primary energy resources
POCP photochemical ozone creation potential
ReqSL required service life
RSF use of renewable secondary fuels
RSL reference service life
RSP reference study period
RWD radioactive waste disposed
SBA Sustainable Building Alliance
SIP Sustainable Industrial Policy
SLP service life planning
SM use of secondary material
EeBGuide Draft Guidance document – Buildings Introduction
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1 Introduction
1.1 Energy-efficient buildings in Europe
In the last 20 years energy efficiency has become an increasingly important aspect of the planning and evaluation of buildings, as well as a subject of legislation within the EU. As a result, the operational energy consumption of new and refurbished buildings has decreased considerably during this time. Figure 1 shows the ratio between the operational energy (for regulated uses such heating, ventilation, cooling and lighting according to the EPBD1) during the use phase, and the embodied energy due to the fabrication of the building products as well as their end of life (EoL). The use phase for the older buildings dominates all other life cycle stages. Today, new buildings may consume less than 15 kWh final energy for heating per m² per year if they complying with the Passivhaus standard.2 The new types of ‘energy surplus’ or ‘positive energy’ building may even be net producers of energy. Therefore the ratio between operational impacts (the use phase) and the embodied impacts (e.g. for pro-duction and EoL) is now more or less balanced (Figure 1).
1 Energy Performance of Buildings Directive (Directive 2002/91/EC, EPBD): www.epbd-ca.eu 2 http://www.passiv.de/en_/02_informations/02_passive-house-requirements/02_passive-house-requirements.htm
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EeBGuide Draft Guidance document – Buildings Introduction
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1.2 Basic information about this guidance document
1.2.1 Goal of this guidance
This guidance document – the EeBGuide – provides information on calculation rules, metrics, provisions and instructions for LCA studies of energy-efficient buildings and building products for European research projects of the E2B Initiative. The core objective is to give pragmatic and relevant guidance to LCA practitioners and construction experts on how to move forward in the field of LCA towards comparative, meaningful study results, both within individual studies and between them.
This document is the outcome of the European research project ‘EeBGuide – Operational guidance for Life Cycle Assessment Studies of the Energy-Efficient Buildings Initiative’, which ran from November 2011 to October 2012. The project was co-funded as a coordination and support action (CSA) by the European Commission under the Seventh Framework Pro-gramme, contract no. 285490. The project was coordinated by the Fraunhofer Institute for Building Physics Sustainable Construction Group (Germany). Other members of the consorti-um were PE International AG (Germany), Centre Scientifique et Technique du Bâtiment (France), Escola Superior de Comerç International (Spain), BRE Global Ltd (UK) and Prof Ch Sjöström Consultancy (Sweden). As members of the review panel, Friderik Knéz and Dr Wolf-ram Trinius contributed to the development of the document, as well.
LCA studies are generally conducted for one specific scope. Within the construction sector, such a scope typically refers to construction products or to buildings, particularly in the field of research for energy-efficient buildings. In order to simplify access to relevant guidance of for practitioners, the EeBGuide project yielded two separate documents: one for building products, and one for buildings. Some elements are common to the two documents, but others differ, owing to the different scope.
1.2.2 Scope of this guidance
This guidance is focused on LCA studies of buildings and building products within the frame-work of the Energy-Efficient Building European Initiative (E2B EI), which creates technolo-gies for an energy-efficient Europe. LCA assesses the environmental loads and performance of these new products and technologies, demonstrated mainly within building applications. LCA is used within European research projects on matters of energy efficiency in the con-struction sector that are managed under the E2B EI umbrella. The main aim of this guidance is to provide rules and instructions on how to conduct LCA studies consistently within such research projects.
A variety of questions, aspects and topics often arise during such an LCA study, but the an-swers in the literature and standards are often not coherent, or sufficiently extensive. The key objective of this guide is therefore to provide information on definitions, calculation
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rules, assumptions and comparative results of LCA studies for energy-efficient buildings and building products with regard to such aspects.
The guidance is based on existing ISO standards on LCA [ISO 14040-44], European stand-ards [EN 15804] and [EN 15978] with regard to LCA, and other reference documents [ILCD 2010a], [ILCD 2010b], [ILCD 2010c], as well as on current discussion topics within the LCA construction community. It brings this information together in one comprehensive guide. It also clarifies aspects that are not totally consistent or may even be contradictory in the vari-ous LCA-related standards and reference documents, as well as those aspects that are gen-erally not specified.
There are two main approaches to LCA studies: attributional and consequential. Attributional LCA studies generally do not investigate the potential consequences of a product system for the background system or for other systems (the ILCD Handbook denotes this as decision context situation A). By contrast, consequential LCA studies do investigate those conse-quences (decision context situation B in the ILCD Handbook). In section G-02, guidance is given on how to identify the decision context of a study. In general, this guidance document is limited to the case of attributional LCA studies. This is consistent with CEN standards EN 15804 and EN 15978, which are limited solely to this case.
For consequential LCA studies, various scientific aspects are yet to be clarified, and a broad scientific consensus on the different aspects is yet to be reached. If a practitioner identifies the need to conduct a consequential LCA study, guidance can be found in the literature and in the ILCD Handbook.
1.2.3 Primary audience for EeBGuide
The EeBGuide is oriented mainly at LCA practitioners and/or building LCA tool developers. It is not an introduction for novice LCA users, as it assumes a basic knowledge of the standards [ISO 14040], [ISO 14044], the ILCD Handbook, and EN 15978 and EN 15804, as well as practical experience, although detailed knowledge of these is not required. However, it is assumed that the reader using this document has access to these sources (especially the ISO and CEN standards) as they are referred to, and need to be consulted in detail for some items.
The principal audience for this document is the LCA practitioner who is required to deliver an LCA study within a European research project, particularly those that fall under the EeB PPP framework (see 1.3.3). For this audience, the document contains the rules and guidance to produce the study in a generally agreed and consistent way. The goal of projects of the EeB PPP framework is to “deliver, implement and optimize building and district concepts that
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have the technical, economic and societal potential to drastically decrease energy consump-tion and reduce CO2 emissions in both new and existing buildings across the European Un-ion”.4 LCA plays a large role as a measuring instrument in these projects, but the main focus clearly lies on technical innovations. The target audience of the project outcomes is mainly researchers, companies, designers and consultants in the field of construction.
1.2.4 Secondary audience for EeBGuide
The secondary audience includes LCA practitioners who seek practical yet scientifically sound guidance to deliver an LCA study that is, as far as possible, in line both with the European standards on environmental performances of buildings (EN 15804 and EN 15978) and with the ILCD Handbook. Another secondary audience comprises developers of LCA software for buildings. They can use the EeBGuide provisions and guidance as guidelines in choosing con-sistent data, methodology, reference or default values according to the various study types when developing or updating their LCA software for buildings.
A further secondary audience comprises experts responsible for the definition of calculation rules for building labelling systems, as well as for national or European EPD programmes. For these people, the EeBGuide provides generally agreed calculation methods that are charac-terized by good consistency with existing approaches, and a general agreement among Eu-ropean stakeholders on the calculation method. Using the EeBGuide as a basis for the devel-opment of new EPD or building rating programmes, or for the revision of existing ones, will improve the overall consistency of the application of LCA in the context of the European con-struction industry, which is surely a key concern of many stakeholders.
In the case of the secondary audience, a basic knowledge and experience of LCA methodol-ogy and standards is also presumed.
1.3 Life cycle analysis in the construction sector
1.3.1 Previous European projects on LCA of buildings
Several European projects dealing with LCA and buildings have been conducted over the past few years. Most of them were aimed at adapting the methodological rules for LCA stud-ies in the construction sector and enabling the development of user-friendly tools that can be used by building stakeholders, who are usually not LCA experts. These projects included, for
4 Website of the EeB PPP Initiative: http://www.e2b-ei.eu/e2bjti_about.php?sSe=1
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example, REGENER,5 Annex 31 IEA,6 PRESCO,7 IMPRO-Building,8 ENSLIC Building9 and LoRe-LCA.10
Two previous projects conducted under the Seventh Framework Programme (ENSLIC-Building and LoRe-LCA) may be seen as closely connected with the goals and scope of the EeBGuide project. These two projects have helped to define LCA methodology for the con-struction sector, and have identified needs for further research. Below are presented the citations from the projects’ websites.
“The ENSLIC project (ENergy Saving through promotion of Life Cycle assessment in build-ings) promotes the use of life cycle assessment (LCA) techniques in design for new buildings and for refurbishment, in order to achieve an energy saving in the construction and opera-tion of buildings. This action draw on the existing information generated from previous re-search projects regarding: design for low energy consumption, integrated planning, envi-ronmental performance evaluation of buildings, design for sustainability and LCA techniques applied to buildings. The output – compiled with the collaboration of key target groups – is a set of guidelines with a methodology which clarifies the various aspects of the LCA, e.g. pur-pose, benefits, requirements, flexibility and different techniques. This is applied to real build-ings by a number of collaborating target groups. The results are disseminated to a wide tar-get group through multiple channels and the potential for energy saving highlighted. Through this project tools for use in an integral planning process are being promoted to stakeholders who require a means to optimize environmental performance of buildings in a truly sustainable way.” [ENSLIC 2011]
“LoRe-LCA (“Low Resource consumption buildings and constructions by use of LCA in design and decision making”) aims to coordinate activities regarding the application of LCA in the European construction sector, focusing on comparing and improving the functional units used for LCA for whole buildings, improving the possibilities to compare results for different alternatives during design stage, and for comparison of results for different buildings. The project focuses on harmonisation and use of LCA-methods in design and decision-making for reaching overall goals of reduced resource consumption.” [LoRe-LCA 2011]
Another interesting initiative covering European countries and some others is the Sustainable Building Alliance (SBA). Officially created in 2008, the SBA is a collaboration between inter-national research institutes, certification bodies and other actors in the building industry. The main research action of SBA aims at answering the need of the real estate and construction
5 www-cep.ensmp.fr/francais/themes/cycle/pdf/cib_regener.pdf 6 www.iisbe.org/annex31/index.html 7 www.etn-presco.net/ 8 http://ftp.jrc.es/EURdoc/JRC46667.pdf 9 http://circe.cps.unizar.es/enslic/index.htm 10 www.sintef.no/Projectweb/LoRe-LCA/
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industry for the development and application of harmonized common metrics for assessing building performance, to be implemented in existing certification schemes. A draft Frame-work for Common Metrics was elaborated in 2009 and 2010 by a core group of SBA mem-bers. It covered six main impacts, which included four environmental indicators based on LCA methodology: these deal with energy, water, greenhouse gases (GHG) and waste. The next step was to ensure the operational feasibility and comparability of LCA results for build-ings, especially in terms of calculation rules, Environmental Product Declaration (EPD) data-bases, life cycle stages and considered contributors (i.e. all the factors that are considered in an LCA). This was done in 2011, when the availability and maturity of methods, data and tools were studied. The SBA Common Metrics Framework was pilot-tested on real buildings to analyse its applicability, and possible future integration into existing certification rating schemes. This work has involved seven research and certification bodies in five European countries and in the USA. The working group highlighted the fact that the availability of ho-mogeneous EPDs in each country is a crucial issue. The comparability of LCA environmental indicators is being tested in 2012 through a modelling study in each country, based on a single building design.
In these previous projects, no comprehensive guidance was given in a structured way ac-cording to the LCA steps as defined in ISO 14040 and the life cycle stages of the new Euro-pean standards from CEN TC 350.
1.3.2 European standardization works on LCA of buildings
LCA, as an instrument to assess the environmental performance of buildings and building products, is generally seen as a way to provide a holistic overview of a building’s or product’s life cycle. It is generally standardized in ISO 14040 and ISO 14044 as an instrument to as-sess the environmental performance of products and services. For the construction sector, it is now subject to the standardization activities of the European standardization body CEN TC 350’s committee on sustainability of construction works.
The European standards EN 15804 and EN 15978 provide general calculation rules for LCA of products and buildings. Both standards use a modular description to structure information for the various stages of the building or product life cycle. For some modules, information is provided primarily at the product level; for other modules, it is typically gathered at the building level. Information on the production and assembly of building products (Modules A1–A3) is typically assessed in detail in product LCA studies. In building LCA studies, this information is aggregated to reflect product utilization within the building. Information on operational energy use (Module B6), on the other hand, may be provided for individual products with the use of default scenarios, but information on actual operational energy use is generally gathered within a building LCA study. These relations are reflected in Figure 2.
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Figure 2: Relation between product LCA and building LCA along the life cycle modules. Figure based on EN 15804and EN 15978
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1.3.3 LCA studies within research projects of the Energy-Efficient Building Euro-pean Initiative (E2B EI)
In numerous European research projects, LCA is used as a supporting study method that is typically seen to be somewhat independent from the rest of the project. If, for instance, LCA is used at the end of a project, the environmental optimization potentials cannot be exploit-ed, as the LCA results cannot be fed back into the technology development cycle.
This guidance document is aimed at improving the use of LCA within such research projects. This chapter therefore gives guidance on how LCA studies should preferably be conducted in European research projects of the Energy-Efficient Building European Initiative (E2B EI).
The primary decision to be made during the compilation of a project proposal is whether LCA should be used as a comparison method for a developed technology (i.e. the developed technology is assessed against a reference scenario that, for example, reflects the conven-tional alternative technology), or whether it should be used as a decision support tool, identi-fying environmental weak points in technical designs and associated improvement potentials that can be realized during technology development. In both cases, certain considerations need to be addressed.
For LCA as an ex-post assessment of a developed technology, such considerations include the following:
Data supply: The critical barrier to obtaining meaningful LCA results is the lack of specific data. LCA is typically not taken into consideration during technology devel-opment processes, and no responsibility is defined for the provision of data. Moreo-ver, intellectual property concerns may hinder the provision of data. This needs to be taken into account by ensuring that, within the work items of tech-nology development, one or several participants are mandated to provide information to the LCA work team.
Definition of objectives for the LCA study: Often, the expectations of participants in a research project concerning the results available from the LCA study do not match the results that the study can provide. Within a project consortium, the expected and possible outcome of an LCA study should be made clear for all stakeholders involved. This includes discussion of the questions that the study needs to answer, the associated level of detail for the study, and the corresponding requirement for data. Also, sufficient resources need to be al-located to the LCA work item to meet the expected outcome.
Usually, it is advisable to define one stand-alone work item (a work package or a task within a work package) for the LCA calculation, and to define data collection for the LCA study as part of technology-related work packages. LCA is a flexible and iterative methodology, and the findings and results of its various steps will influence subse-quent ones. For this reason, it is also advisable that the LCA work item duration be
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suitable and sufficient to provide relevant feedback to other work items of the pro-ject.
For LCA as a decision support tool in technology development, such considerations include the following:
Integration into the development cycle: To use LCA as a supporting tool within tech-nology development, the LCA study work item should be included directly in the technology development work item. This supports direct interaction between the LCA experts and the technology development experts, and ensures direct data exchange. It also means that procedures need to be established that allow the technology de-velopment to consider relevant LCA results, and that the exchange between technol-ogy development and the LCA study needs to be set up with iterative cycles.
Iterative approach to LCA: The results are only as meaningful as the technical data that is fed into the LCA calculations. This means that a procedure should be estab-lished that takes account of the fact that imprecise data are provided in the early de-sign stages, and that imprecise LCA feedback is provided then. With several iteration cycles, the data provision and LCA feedback have to be refined in a stepwise fashion.
Such a use of LCA is challenging, because it requires significant flexibility from all ac-tors, and asks for innovative development procedures. But it also it has the potential to yield the best outcome in terms of improving the environmental performance of a technical system, which should always be the ultimate goal of using environmental assessment methods.
1.4 EeBGuide within the European context
The primary objective of the EeBGuide is to provide consistent calculation rules and opera-tional guidance for LCA studies conducted within the context of research projects within the Energy-Efficient Buildings European Initiative (E2B EI, or Energy-Efficient Buildings Public Private Partnership, EeB PPP). Such research projects use LCA for supporting decisions dur-ing the development of technologies, and/or as an assessment method for quantifying the environmental benefits of innovative technologies (see 1.3.3). LCA studies – whether they cover comparative assertions or investigate individual products or buildings – are intended to be comparable in the wider context of the E2B Initiative. This means that they should be based on similar methods, assumptions and mechanisms, and yield credible, comparable results.
To give the full picture of the EeBGuide, it is useful to understand how it is embedded in the European context, and to discuss what its role could be within this context. Figure 3 illus-trates the current, potentially confusing situation relating to EPDs, building LCA, building labelling and legislative activities in the European context.
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Figure 3: Current European situation in the context of EPD and building LCAs
LCA is currently used as the basis for product assessments, and especially in providing EPDs, which form an important data source for building assessments used in building labelling schemes. This basis is not consistently defined by the various standards and the ILCD Hand-book; definitions may conflict, and different approaches to conducting a study may be cho-sen. The forthcoming Construction Products Regulation (CPR) [CPR 2011] contains additional Basic (Work) Requirements (BWR),11 particularly the addition of ‘environment’ to BWR 3 (hy-giene and health) and the new BWR 7 (Sustainable use of natural resources), stating that “EPD should be used when available for the assessment of the sustainable use of resources and of the impact of construction works on the environment.”
Both the European standards EN 15804 and EN 15978 and the ILCD Handbook are based on the international standards ISO 14040 and ISO 14044. The European standards define the general framework and general calculation methods for building and product LCAs. The Eu-
11 Former ‘essential requirements’, as defined in the Construction Products Directive (CPD 89/106/EEC) of 1989, are replaced by ‘basic requirements’ (sometimes called ‘basic work require-ments’, BWR) in the new Construction Products Regulation (CPR 305/2011/EU) of 2011.
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ropean ECO EPD platform (as the potential umbrella body for national EPD programmes) and national EPD programmes have individual sets of rules, and may refer to EN 15804. Building labelling schemes (such as DGNB,12 HQE,13 VERDE14 or BREEAM15) use their own individual sets of calculation rules for building LCA, and may refer to EN 15978. As a consequence, the European landscape of LCA calculation rules is currently not harmonized, and the links be-tween EPD data and building LCAs (which use EPD data for the products used) are not nec-essarily well established. However, the ongoing efforts of projects such as SBA Common Metrics are contributing to the development of common rules.
In the field of legislation, the revision of the Building Products Directive (CPD) to the Building products Regulation (CPR) has created a demand for building product EPDs as a mechanism to meet the additional requirements (see above). Consequently, building product manufac-turers are faced with the need for EPDs for their products, and the subsequent provision of such EPDs will lead to a stock of product-specific environmental information not seen to date. The utilization of such information may well lead to a wide use of LCA for assessing the environmental performance of buildings. One core requirement for such an application is consistency between data supply (product data/EPD) and data use (building LCA). In this context, consistency will be enhanced by this guidance document, which represents an ex-cellent step towards consistent LCA calculation models within the European construction in-dustry. Figure 4 illustrates the link that the EeBGuide is able to establish between the various standards, building labelling schemes, EPD programmes, legislation and other items within the European context.
12 http://www.dgnb.de/dgnb-ev/de/ 13 http://assohqe.org/hqe/ 14 http://www.gbce.es/pagina/certificacion-verde 15 http://www.breeam.org/
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Figure 4: EeBGuide within the European context
Altogether, several dimensions of impact and scope can be associated with the EeBGuide. These impacts are explained in more detail in the following paragraphs.
Impact on LCA practitioners and technology development within E2B EI research projects
The EeBGuide enables LCA practitioners, from both private and public organizations, to quantify environmental impacts in a consistent way. The guidance can be applied in as-sessing the life cycle of whole buildings (existing and new) and of existing building products and technological solutions (existing or under development) within the E2B Initiative. It al-lows practitioners to perform LCA studies in a clear, predefined and well-structured way by delivering scientifically sound, practically applicable, and quality-assured guidance. In addi-tion, high-quality life cycle inventory (LCI) data on buildings and building products can be obtained by following the EeBGuide, applying time- and cost-saving mechanisms for con-ducting future LCA studies and providing reporting templates.
By using the guidance document in future studies (beyond the FP7 arena), the EeBGuide will help LCA practitioners to produce more robust, harmonized, and quality-assured LCA results. The ability to quantify the environmental performance of newly developed products consist-ently, and to compare this performance with that of existing products, may lead both to the reduction of their environmental impacts and to significant promotion of these new products, and thus contribute considerably to technology development in the EU.
Impact on building labelling schemes and national EPD programmes
Labelling schemes for sustainable buildings have received tremendous attention over recent years, and are seen as a major driver for innovation and implementation of sustainable
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thinking in the European construction sector. This document, and the additional reporting templates for buildings, may quite likely form a basis for integrating LCA into labelling schemes. In this context, building LCA depends strongly on calculation methods that are suitably applicable to such studies, and on reliable data for individual construction products. Such data may be provided by the EPDs of manufacturer-specific products, or by generic LCA data for average construction products. For the purpose of setting up generic databases, and to enable a growing number of LCA experts to contribute to that task, common rules and specifications as well as guidance will be required, and these are provided by the EeBGuide.
For the further consideration of aspects related to building labelling, relevant stakeholders have been invited to participate in the public consultation on the EeBGuide. Special attention has therefore been paid to the expected impacts of the EeBGuide on labelling schemes, and to the potential resulting benefits and opportunities for stakeholders.
This EeBGuide may also have an impact on the various EPD programmes throughout Europe. Although EPD programmes generally provide the required provisions for conducting the LCA study for an EPD, these provisions may differ between different EPD programmes, and oper-ational guidance on how to conduct the product LCA study may be missing. The EeBGuide will be useful in the formulation of Product Category Rules (PCR) as the basis for EPD for ‘new’ product categories, or for EPD programmes that are being newly established. In par-ticular, for innovative solutions that are currently under development, or which will be devel-oped within the Energy-Efficient Buildings Initiative, guidance on how to conduct an ade-quate study may help the formulation of appropriate PCRs. Here, the EeBGuide may yield useful guidance.
Impact on standards, legislation and political background
In the past, practice in building-related LCA studies has been quite diverse. On the one hand, the building and construction sector appeared to be the most advanced sector in terms of ongoing standardization activities concerning LCA studies. On the other hand, many LCA studies are still conducted without proper (or even any) reference to current standards, because of a lack of either resources or knowledge concerning the existing standards and ongoing standardization activities.
Current and recent activities cover both the definition of LCA calculation rules in detail for building labelling by individual labelling schemes (for example, the German DGNB scheme includes building LCA on the basis of very specific rules) and framework standardization ac-tivities such as those developed within CEN TC 350. A general consensus is needed for the future development of LCA methodology, but the resulting standards do not advise the prac-titioner in sufficient detail on how to conduct a study.
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In this context, the EeBGuide fills a current gap, and thereby has the potential to reach be-yond the impact originally anticipated within the E2B Initiative. With regard to current and future standardization activities, the EeBGuide may serve as a guideline for the development of directly applicable and highly operational standards for the application of LCA within the building and construction sector, and possibly even within other sectors. This would result in generally improved quality and scientific soundness of LCA studies within the E2B Initiative and beyond. In this way, the EeBGuide will enables legislative bodies to place greater reli-ance on LCA as a policy instrument. It will increase the usefulness of LCA studies, and foster their use in decision support and policymaking, ensuring that decisions and policies are formed on the basis of integrated environmental assessments.
At the European policy level, the EeBGuide will provide a direct link from the construction industry to the European Platform on LCA and the ILCD data network. In addition, this guide will have an indirect impact on the following European policies:
The Integrated Product Policy (IPP) Communication (2003), which aims to pro-vide general support, through a series of broad activities and measures, for re-ducing the environmental impacts of goods and services (products) throughout their life cycle. According to the IPP, LCA is the best framework for assessing the potential environmental impacts of products. Following the IPP, the European Commission has developed the ILCD Handbook, among other activities. This EeBGuide uses the ILCD Handbook to give more pragmatic and specific guidance to LCA practitioners within the construction sector.
The Thematic Strategy on the Prevention and Recycling of Waste, and the The-matic Strategy on the Sustainable Use of Natural Resources, both from 2005, which tackle the topic from the waste and resource sides respectively. A key de-velopment of the Resource Thematic Strategy is the development of decoupling indicators for Europe. Key deliverables of the Waste Thematic Strategy are the development of waste guidelines. LCA in general and the EeBGuide in particular have the potential to address related issues, with the use of appropriate environ-mental indicators and the assessment of impact categories.
The new Construction Products Regulation (CPR) has amended the third basic work requirement with the reference to environment and added the seventh basic work requirement, sustainable use of natural resources. The amended and the new basic work requirements will need quantitative assessment on the amount and type of resource consumption related to one product, and the European Par-liament suggested the use of EPD for this purpose. As the CPR will have to be broadly implemented in the harmonized European product standards, standardi-zation for such LCA studies in conjunction with intensive guidance is required, and the EeBGuide will contribute to the provision of such guidance, in support of EPD programmes and of both published and forthcoming CEN standards.
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The Lead Market Initiative for Europe on Sustainable Construction, in which LCA is directly mentioned as a means to describe sustainable construction and an in-tegrated life-cycle-oriented approach to construction, which is seen as an ap-proach to the successful promotion of sustainable construction.
The most important and recent instruments are the Sustainable Consumption and Production Action Plan (SCP) and the Sustainable Industrial Policy (SIP). SCP and SIP will build on, and further develop, among others, the Integrated Product Poli-cy (IPP), the Resource and Waste Thematic Strategies, Green Public Procurement (GPP), the Environmental Technologies Action Plan (ETAP), and the Eco-label and Eco-Management and Audit System (EMAS) Regulations. It will also further de-velop the Energy-using Products Directive (EuP). The JRC-IES, with its European Platform on LCA project (ILCD data network), is mandated to support the imple-mentation of the SCP with data and methods.
Social impact
The social impacts derived from the development of this EeBGuide can be diverse in nature. Among the most relevant ones are the creation of new, high-technology jobs by improving Europe’s competitiveness, healthy and secure working conditions, and the general well-being offered by a healthy environment. These are the impacts that can be directly linked with technologies, and their contribution to our future lives. The integration of participatory ap-proaches into the development of this guidance document strengthens these aspects of the social impact, contributing to a more democratic and more knowledge-based society.
Impact on European competitiveness
The EeBGuide will enhance the competitiveness of European industry by its contribution to sustainable development. It supports the goal of decoupling growth from resource depletion, which is an economic, environmental, and social necessity for European industry. Assessing and improving the environmental performance of products, technologies and services, EeBGuide delivers the framework for a consistent environmental evaluation.
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2 Methodological approach of the EeBGuide
2.1 Identification of important aspects for product and building LCA studies
The EeBGuide benefits from a comprehensive approach to identifying key aspects of the LCA methodology applied to products and buildings that need further clarification. Using the steps of the LCA framework (goal and scope definition, inventory analysis, impact assess-ment, interpretation), as well as the life cycle stages of a building from cradle to grave, al-lowed identification of aspects where provisions and guidance were missing. The need to adapt the guidance to different stakeholders and different stages of a project also led to the definition of different study types: screening, simplified and complete LCA (see below).
The various aspects were defined based on literature searches, analysis of reference docu-ments (see below), and consultation with LCA experts during brainstorming meetings among the EeBGuide partners. For example, aspects such as definition of the functional unit for a product, the use of EPD data in building LCA studies, end-of-life scenarios, the choice of en-vironmental indicators, and the normalization step led to many questions that need to be addressed, and provisions and guidance clearly documented.
2.2 Reference documents for the EeBGuide
The EeBGuide refers to several sources that provide rules and guidance for LCA practitioners. The first such source is the original ISO standards on life cycle assessment, i.e. [ISO 14040] and [ISO 14044]. In addition, the ILCD Handbook provides extended guidance on LCA in general. The ILCD series of technical guidance documents for LCA have been developed to support LCA practitioners in the planning, performance and documentation of complete and detailed LCAs. The recommendations given in the handbook are in line with the requirements of ISO 14040 and ISO 14044. Other important sources of guidance for the LCA practitioner are [EN 15804] and [EN 15978], which define LCA of building products and buildings more specifically. These European standards were developed by the CEN technical committee on sustainability of construction works (CEN TC 350). Other reference documents considered for setting provisions and rules were the ISO standards on service life planning (the ISO 15686 series), and various scientific reports and articles.
2.3 Procedure for choosing provisions from both CEN TC 350 standards and the ILCD Handbook
The ILCD Handbook was written by a panel of scientific researchers and experts in LCA, whereas the CEN TC 350 standards were written by a panel of building stakeholders as well
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as LCA experts. The level of detail varies considerably between the CEN standards (around 50 pages) and the ILCD Handbook (around 1000 pages in total). The main differences be-tween the ILCD and CEN TC 350 standards can be found in their terminology and provisions. For example, EN 15804/EN 15978 proposed new terms such as the ‘functional equivalent’ of a building to adapt the ‘functional unit’ term defined in ISO 14040 and in the ILCD for the building sector. As a result, these documents may often conflict in the definition, the level of detail and finally the provisions to adopt for each LCA step, and for each life cycle stage. A systematic procedure was therefore adopted in the EeBGuide for choosing the basis of the guidance included for each aspect.
As mentioned above, the EeBGuide tries to combine provisions and guidance from the EN 15804 and EN 15978 standards and the ILCD Handbook (see Figure 5). If cases of contradic-tory approaches appear in the reference sources, then the EeBGuide always tries to state a provision or guidance transparently for both the standard and the ILCD Handbook. As far as possible, the EeBGuide provisions follow the European standards [EN 15804] and [EN 15978] closely. If the standard does not mention a certain aspect, or if it is not very clear on that aspect, provisions and guidance from the ILCD Handbook are provided. Where no existing guidance is available, other provisions are proposed by the EeBGuide.
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2.3.1 EeBGuide provisions for different goal definition: strictness vs. flexibility
LCA has been developed as a flexible system that can be adjusted to answer different kinds of question [CALCAS 2009]. In this context, standardization is always a difficult task, as it is done under a specific goal definition (e.g. EN 15804 is developed for giving rules for EPD). According to [CALCAS 2009], standards contribute to the harmonization of terms and proce-dures that are needed for comparison (as practised by rating agencies or consumer agen-cies). Thus standardization is often not helpful for the optimization of specific processes. Individual concepts that address the specific problems and goals are often more appropriate for such cases.
The practitioner should be aware that for some key aspects, such as goal definition, follow-ing the ILCD Handbook may lead to provisions that are different from those in the EN 15804/EN 15978 standards. Hence it is very important to distinguish the different provisions found in the EeBGuide. Although some provisions can be used for all studies, others may be used only under the goals and scope of the EN 15804/EN 15978 standards. For example, most of the time provisions for product LCA are in line with EN 15804.
The EeBGuide has two related objectives when choosing provisions from both CEN TC 350 standards and the ILCD Handbook. First, it is structured in line with the EN 15804 and EN 15978 standards (Modules A, B, C and D), so the provisions (based either on ILCD or EeBGuide) provides consistent rules for implementation of the two standards in practice. This is the ‘rigid’ part of the EeBGuide, which enables it to be in line with more operational pro-jects such as the SBA Common Metrics. Such a perspective is more likely to fall under the secondary audience, e.g. for EPD and building certification purposes (but not only these).
Second, it is structured according to the life cycle steps of the LCA framework. It clearly de-fines provisions for the different goals and scope of building and product LCA studies. Here, the intention is to detail the different definitions of goal and scope that may be found in practice, for example in comparing two innovative products in an E2B EI research project, or assessing the introduction of a new technology into the market by the use of consequential modelling. This is the ‘flexible’ part of the EeBGuide. Such a perspective is more likely to fall under the primary audience, as E2B EI projects (but not only these).
2.4 Use of three study types
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ability, or the state of development of the product or building being assessed. These levels of detail have several implications for the following aspects:
- Completeness of the assessment o System boundaries (e.g. selection of building components included,
and inclusion of selected life cycle stages or information modules) o Calculation rules (e.g. for energy and water consumption) o Life cycle impact assessment (LCIA) (e.g. for number of indicators to
be used) o Interpretation for building-level applications of the LCA results (e.g.
comparability) - Data representativeness (e.g. use of specific or generic LCA data, input data
based on estimations or on precise calculations) - Documentation of LCA results - Communication of LCA report and results
For building assessments, the aim of both screening and simplified LCAs is to simplify the completion of a building LCA study by the practitioners, for example, in the early design stages. Several aspects need to be adapted (e.g. data types and calculation rules) to stream-line the LCA of buildings. For example, default values and adapted calculation rules can be used for estimating the impacts of the building components, water and energy consumption. It is also possible to adapt the system boundaries in screening and simplified LCA, for exam-ple by omitting details such as joints or individual services during the use stage.
In this guidance, as far as possible, for screening and simplified LCA the insignificance or irrelevance of a life cycle stage, or a contributor (e.g. deconstruction activities), or an indica-tor (e.g. ADP, GWP, POCP) should be justified by the scientific evidence for each aspect (e.g. by a comparison between a full building LCA study and a simplified one omitting one of these aspects).17 As far as possible, the EeBGuide supports this approach of justified, sound simplification, as shown in previous studies e.g. [Kellenberger 2009]. It enables the LCA methodology for the building sector to be streamlined, while maintaining the precision of the results as far as possible, and adapting the LCA methodology to the needs of the building stakeholders.
As a result, the EeBGuide provides mainly guidance on the data types (e.g. use of default values in early design stages) and calculation rules for both screening and simplified LCA. The final choice of omitting life cycle stages or LCIA indicators is left to the practitioner.
17 The practitioner will not have to conduct such a work of validation. It is intended to be done more by researchers, or within an expert group, in order to support and strengthen the simplification rules proposed in the EeBGuide study types.
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Note: However, it is strongly recommended that LCA studies be performed with more than one LCIA indicator, and covering several life cycle stages; the results of single-stage or sin-gle-indicator studies can be misleading, and the approach does not match life cycle thinking. Issues such as burden shifting can occur, but may not be detected, and it is the core objec-tive of the LCA methodology to obtain a comprehensive view of the environmental perfor-mance of a technical system. As the EeBGuide is related primarily to energy-efficient build-ings and products, the inclusion of at least PENRT (total use of non-renewable primary ener-gy resources) and if relevant the GWP (global warming potential) and PERT (total use of renewable primary energy resources) is strongly recommended.
The complete LCA approach is proposed for the more advanced phases of a building project. In this case, precise calculation rules have to be followed, and comprehensive system boundaries have to be used in developing a complete LCA study.
The following section explains the different study types in more detail.
Focused assessment
The concept of life cycle assessment generally has two basic connotations:
LCA that covers the entire life cycle of a product or service; LCA that covers more than one environmental area of concern.18
If a practitioner concludes from the goal and scope of a study that the assessment should cover only selected life cycle stages or selected information modules, or that only one single indicator should be assessed, then the practitioner is free to do so. For example, aspects such as specific building components or services can be considered without requiring an in-depth analysis of the entire building. However, under these circumstances such a study can-not be referred to as ‘life cycle assessment’ within the context of this guidance, but should be denoted as a focused assessment.
It is strongly recommended that the calculation methods and applicable provisions given in this document be used for the elements selected for assessment, to ensure the minimum comparability for such studies.
18 This connotation reflects the understanding of the authors of this guidance. ISO 14040/14044 ask for the selection of environmental impact categories based (among other reasons) on the impact category’s relevance for the assessed product system. The authors conclude that this generally leads to the assessment of more than just one indicator to ensure that shifting of burdens is identi-fied.
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Examples of focused assessment:
- Study focused mainly on operational energy use (B6), in order to show the re-sults of different energy supply systems.
- Study for a facility management company, focusing on maintenance (B2), re-pair (B3, B4) and operational water use (B7).
2.4.1 Screening LCA
Purpose
A screening LCA study may serve for an initial (quick) overview of the environmental impacts of a building or a product. The challenge is to adapt the LCA methodology and simplify the use of LCA at the early design stage. With a screening LCA, it is not possible to retrieve de-tailed results on the environmental performance of a building or a product, and comparative assertions according to ISO 14044 cannot be based on it. Comparisons can be made inter-nally, but these comparisons should not be published. This type of study yields an estimate of the environmental performance, which can be helpful in the early stages of design (e.g. for an architect’s draft design0 in of a research project (e.g. to identify environmental hotspots that require an additional, in-depth assessment).
Completeness of assessment
A screening study would typically focus on the main contributors to the system under as-sessment, including (but not limited to) the input materials, water and energy use, and the transportation of users (if relevant). In screening LCA, to avoid misleading results, care is needed to ensure that omitted building products are not significant for the chosen environ-mental indicators. It is also important to use adapted calculation rules for screening LCA (e.g. the use of statistical data for assessing impacts of water consumption). More infor-mation on the calculation rules can be found in Table 5.
Cut-off rules, as specified in EN 15978 and EN 15804, and in the ILCD Handbook, may not apply to screening LCA studies for buildings or products. For example, in the early design stages not all the input raw materials and components are known in detail, which means that some of them are omitted. Rather than systematically neglect them, one option is to try to model these omitted processes using default values. Generally speaking, life cycle modules, inputs and services should be omitted only if their insignificance for the corresponding envi-ronmental indicator can be scientifically justified.
A screening study might focus on one single indicator or several, and most studies should include PENRT (total use of non-renewable primary energy resources) and if relevant the GWP (global warming potential) and PERT (total use of renewable primary energy re-sources). As a general rule, a set of between five and seven additional relevant core LCIA
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indicators can be used (see the corresponding aspect in section 5 They may be taken from either EN 15804 or EN 15978, and from additional indicators described in the ILCD Hand-book (if relevant for the purpose of the study).
Data representativeness
In comparison with the other study types, a screening study is likely to be based on generic assumptions, according to the goal and scope of the study. For example, if the goal is to conduct an LCA study within a European project, then the use of generic assumptions for the EU context may be sufficient. However, if the goal is (as in most cases) to conduct an LCA study that is representative within a national context, then generic assumptions for the na-tional context are appropriate. Five major areas related to the representativeness of data can be considered: geography, technology, age, time and precision. It is also important to en-sure consistency within the data used.
Geography The data used in a screening study should, as far as is practical, given the existing time and budget constraints, relate to the country from which the building or product originates, and in which it is built or produced. However, as this is not always possible, it is also acceptable to use assumptions from a neighbouring country (with a similar context), or average Europe-an data, or even average global data. In this case, the data used, and their limitations, should be highlighted in the documentation. These provisions do not apply to data on ener-gy, water and waste treatment processes, as national data are preferable (e.g. electricity mix, natural gas) but, otherwise, European data can be used if relevant.
Technology The data used should represent the technology used as closely as possible. For example, if different heating systems are to be assessed from a product or building perspective, or if a comparison of bearing structures from reinforced concrete against timber framing is intend-ed, then the data should reflect an equivalent state-of-the-art technology.
Precision Average environmental quantitative information on the building or product may be taken from generic LCA data, or from default values for major components. For other sources of impacts related to the operational energy and water, and to the construction site, refer to the provisions given in the guidance document.
Consistency A qualitative assessment of whether the LCA methodology is applied uniformly to the various components and processes should be made in relation to the goal and scope of the study.
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Documentation
Use the reporting template provided. The minimum requirements for items reported on can be summarized as follows:
Definition of the goal and scope Life cycle stages included Main input materials/items included, as well as processes for energy, water
etc. Overview of calculation rules, and comment on degree of approxima-
tion/uncertainties Impact categories considered Life cycle impact results and interpretation (conclusions) Statement regarding consistency Results
Communication of LCA report and results
Screening LCAs are for internal communication purposes only (e.g. during an architectural competition), not public comparative purposes. A statement about the uncertainty of the results due to the screening process must be included.
Examples of screening LCAs:
Building LCA study to identify environmental optimization potentials in the early design stages (for an architect or stakeholder, helping to improve the building design).
Supporting documentation for an architectural competition. Comparison of a, innovative new product and an existing one (e.g. within
a company).
2.4.2 Simplified LCA
Purposes
A simplified LCA study can be conducted for a quick assessment of a building or a product. The challenge is to adapt the LCA methodology and simplify its use, but to a more advanced LCA stage than for a screening LCA. With a simplified LCA, a pragmatic approach is applied to a building or product LCA. It makes possible studies based on information that is already available, e.g. in the planning process. The simplified LCA lies somewhere between the screening LCA and the complete LCA. It may be adapted by the practitioner or the building stakeholder (e.g. the construction company or the design engineer), and to a given stage of the building planning process. For example, if a construction company conducts a simplified
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LCA, more precise data can be used for the on-site related impacts, but the study can still rely on the definitions of the screening LCA for the other life cycle stages.
The simplified LCA has to be interpreted as an ‘adapted’ LCA, depending on the effort that the LCA practitioner wants to put in for every life cycle stage and contributor.
Completeness of assessment
The main focus here is on the major contributing input materials, water and energy use. More details should be given, compared with a screening study, in order to increase the rep-resentativeness of the study’s results. It is also important to use adapted calculation rules for simplified LCAs (e.g. the possible use of dynamic thermal simulation for assessing operation-al energy use). More information on the calculation rules can be found in Table 5. The study may consider a more comprehensive set of environmental impact categories than for a screening LCA, for example taken from both EN 15804 and EN 15978, and additional indica-tors described in the ILCD Handbook (if relevant for the purpose of the study).
Cut-off rules as specified in EN 15978 and 15804 may not apply to simplified LCA studies for buildings, products or services. In early design, for example, not all the input raw materials and components are known in detail, so that some of them have to be omitted. Rather than systematically neglect them, one option is to try to model them using default values . How-ever, life cycle modules, inputs and services should be omitted only if a scientific justification shows their insignificance for the corresponding environmental indicator.
Data representativeness
Compared with a screening LCA, the data used for simplified studies should be more repre-sentative of the product, component, element or part of a building under assessment.
Geography The data used in a simplified study should, as far as practicable, given the existing time and budget constraints, relate to the country where the building or building products are pro-duced or being used. However, as this is not always possible, it is also acceptable to use assumptions, for example using data that represent a country with a similar electric energy grid mix and manufacturing technology. When the goal of the study is to conduct an LCA study within a European project, it is also possible to use average European data, as they are more relevant. The use of global average data should be avoided wherever possible. These provisions do not apply to data on energy, water and waste treatment processes, as national data are preferable (e.g. electric mix, natural gas); or European data can be used if relevant.
Technology The data should represent the technology used as closely as possible. If no directly applica-ble dataset is available, a justification for the selection of a dataset should be given.
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In the trade-off between the geographical and technological representativeness of data, careful consideration should be given to using the most appropriate data. No general prefer-ence can be given here, as this is directly dependent on the geographical and technical pa-rameters.
Precision Specific, quantitative environmental information on f building elements, products, materials, components or services should be used wherever possible. EPDs of average products may be used, as well as generic LCA data (e.g. if additional impact categories need to be assessed). For other sources of impacts related to the operational energy, water and the construction site, refer to the provisions given in the guidance document.
Consistency A qualitative assessment of whether the LCA methodology is applied uniformly to the various components and processes should be made in relation to the goal and scope of the study.
Documentation
Use the reporting template provided. The minimum requirements for items reported on can be summarized as follows:
Definition of goal and scope Life cycle stages included, and a clear definition of the system boundary Input materials/items included and excluded, with justification, as well as pro-
cesses for energy, water etc. Overview of calculation rules, and comments on the degree of approxima-
tion/uncertainties Impact categories considered (with justification) Limitations Life cycle impact results and interpretation Statement regarding consistency Results Review statement
Communication of LCA report and results
Communication can be internal or external. For external communication purposes, an inde-pendent review is needed before publication.
Special precautions have to be taken, if it is intended to conduct comparative assertions on the basis of a simplified LCA. The comparability of the focus areas of a simplified study has to be ensured, and the parameters used and assumptions made for the comparison have to be documented in sufficient detail. The limitations of representativeness have to be estimat-ed, reported and discussed, with regard to the consequences for the comparison.
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When performing comparative LCA studies, the same functional equivalent should be used, and similar system boundaries have to be applied to each product system.
Examples of a simplified LCA:
Building LCA study for labelling schemes. LCA of a building conducted by a stakeholder (e.g. environmental engi-
neer, construction engineer, etc.) interested in getting a more detailed ad-vanced assessment than from a screening LCA.
LCA for developing an environmental fact sheet for a specific product.
2.4.3 Complete LCA
Purpose
A complete LCA study reflects the regular approach to LCA, following ISO 14040/14044. It meets the requirements of ISO 14044, and reflects the basis for comparative assertions and other external communication. It covers the entire building’s or product’s life cycle, and yields a comprehensive view of the environmental performance of the building or product. This type of study serves to identify environmental hotspots, and gives assurance concerning the contribution to environmental impacts from individual life cycle stages, building ele-ments, products, components or services. It is recommended that this type of study be used to provide relevant decision support for the detailed design of a building.
Completeness of assessment
Complete LCAs should ideally consider the whole life cycle – that is, from cradle to grave (Module A1 to C4), as well as Module D (if relevant to the goal and scope of the study) – and should consider a comprehensive set of environmental impact categories taken from both EN 15804/EN 15978 and additional indicators described in the ILCD Handbook (if relevant for the purpose of the study).
When a complete LCA is undertaken, to understand the impact of a building over its full life cycle (cradle to grave), care must be taken to review the relevant scenarios that may be applicable to the use phase. Very different assumptions on service life, energy in use, pat-terns of use, disposal and recycling may be appropriate, leading to more than one scenario evaluation to reflect different practice and impacts. In addition, hundreds of different prod-ucts are used in the construction of buildings, and it may be very challenging to obtain quan-titative environmental information about their production, transportation, service life, recy-clability, etc.
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The assessment should accurately represent the quantification of the building and scenarios used. In EN 15804 and EN 15978 the following criteria for exclusion of inputs and outputs are defined:
o “1% of renewable and non-renewable primary energy usage and o 1% of the total mass input of that unit process. o The total of neglected input flows per module, e.g. per Module A, B, C or D
shall be a maximum of 5% of energy usage and mass.”19
In the ILCD Handbook these criteria for exclusion of inputs and outputs are defined more strictly as an iterative approach to get as close to 100% as possible.
For a complete LCA the recommendations of the ILCD Handbook should be followed. The definition of the cut-off rules mentioned in EN 15804 and EN 15978 could possibly generate misleading results in specific cases (e.g. in studies with a focus on toxicity). Therefore the EeBGuide stresses that the cut-off rules have to be defined in accordance with the goal and scope of the study.
Whenever LCI data are available for describing, for example, a raw material (for a product LCA) or LCA or EPD data on a building product (for a building LCA), it should be taken into account in the study. Cut-off rules aim only at easing the process of doing an LCA, for exam-ple by neglecting plastic bags for an upstream raw material (for a product LCA), or for ne-glecting minor components in a building (but ensuring that the simplification does not bias the results). For more information, see the cut-off aspect in the guidance document.
In practice, LCA practitioners may face significant challenges to meet these requirements for buildings, as extensive documentation of the building products used in a construction project is required. To-day, such extensive documentation is not generally state-of-the-art for typical construction projects. Experience shows that the situation may be improved significantly if the project developer/investor, the architect and the construction company cooperate from the early design stages onwards, to establish extensive and automated documentation sys-tems for the construction materials and specific products used.
Data representativeness
For a complete LCA, stricter requirements must be considered to ensure an appropriate level of data representativeness. ISO 14044 provides a full list of the rules in the following areas:
19 EN 15804: Sustainability of construction works – Environmental product declarations – Core rules for the product category of construction products. CEN – European Committee for Standardization. Brussels: CEN – CENELEC 2011.
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- Time-related coverage: the period over which the data should be collected, and how recent this data must be.
- Geographical coverage: the geographical area from which data should be collected in order to meet the requirements of the goal and scope of the study.
- Technology coverage: the LCI data should reflect the technology applicable to the product, component, element or part of the building under study.
- Precision: a measure of the variability of the data values. - Completeness: the percentage of flow that is measured or estimated. - Representativeness: a qualitative assessment of the degree to which the dataset re-
flects the true population of interest (i.e. geographical coverage, time period and technology coverage).
- Reproducibility: a qualitative assessment of the extent to which information about the methodology and data values would allow an independent practitioner to reproduce the results reported in the study.
- Sources of the data. - Uncertainty of the information (e.g. data, models and assumptions).
Geography LCI data should represent the country in which the material is sold, or in which the process or activity is taking place (wherever it occurs in the life cycle).
Technology LCI data should reflect the technology applicable to the product, component, element or part of the building under study.
Precision Specific descriptions of the products (component, element, or part of the building) should be used. Specific EPDs may be used (e.g. if the chosen indicators are covered by the EN 15804/EN 15978 list of indicators), as well as specific LCA data (e.g. if additional impact cat-egories need to be assessed). For other sources of impacts related to the operational energy, water and the construction site, refer to the provisions given in the guidance document.
Consistency A qualitative assessment should be made of whether the study methodology is applied uni-formly to the various components of the analysis.
Documentation
Use the reporting template provided. The minimum requirements for items reported on can be summarized as follows:
- Definition of the goal and scope - Life cycle stages included, and a clear definition of the system boundary
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- Input materials/items included, and any excluded, with justification (cut-off rules) - Impact categories considered (with justification) - Assumptions and comment on degree of approximation/uncertainties - Main assumptions and limitations - Life cycle impact results, broken down by life cycle stage and module - Statement on consistency - Interpretation and conclusions - Review statement
Communication of LCA report and results
Communication can be internal or external. For external communication purposes, an inde-pendent review/verification is needed before publication.
Most complete LCAs will be conducted for producing LCA studies of buildings for the detailed design and assessment stages. If a complete LCA is to be used to provide a comparative assertion intended to be disclosed to the public, then there are further requirements set within ISO 14044, and the LCA will require critical review by a panel of interested parties.
Examples of a complete LCA:
- Comparative LCA study of different buildings or building designs. - Selection of the most appropriate construction strategy for the refurbishment
of a building’s envelope. - Detailed identification of the environmental hotspots of a product or a build-
ing.
2.5 Use of a baseline scenario
Deviations in the final results of product and building LCAs may arise from the use of differ-ent sets of parameter values, depending on the goal and scope and according to the study type definitions (see previous section). This can be an issue when comparing the outcomes of research projects. As a result, the methodological approach for the guidance document includes the use of a baseline scenario. A common set of parameter values for all European research projects is highly useful for supporting and providing consistency in comparisons.
The EeBGuide suggests some parameters some as a baseline scenario (see Table 1). The use of these parameters is suggested, but is not mandatory for all LCA studies conducted either within E2B EI projects or externally (LCA tool development, certification schemes). Even within E2B EI projects, such a reduced list of parameters does not guarantee compara-ble results among different project results. Differences may occur from, for example, differ-ent choices of LCA data, or from different modelling approaches for the energy consumption
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assessment, as the EeBGuide cannot recommend the choice of, say, only one LCA database or one dynamic thermal simulation software package to be used in E2B EI research projects. The provisions and guidance included in the guide help overcome this issue, but they cannot ensure total comparability of all LCA studies performed in the various E2B EI projects. In addition, the baseline scenario is goal and scope dependent, and a set of parameter values cannot be proposed for all situations (e.g. stand-alone LCAs, comparative assertions).
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Table 1: Selected standard set of parameter values for the baseline scenario
Parameter Standard parameter value
Reference study period 50 years
LCA data for electricity con-sumption
European (annual) average datasets or national (annual) average data if more relevant for the study
Future technological develop-ments (Modules B, C and D)
No future technological developments are assessed; cur-rently used technology is the basis for the assessment
Average transportation distance in Europe for Module A4
300 km20
Carbon storage Carbon sequestration is not considered explicitly
End-of-life scenarios (Modules C and D)
Use contemporary percentages for each building material (do not use a probabilistic scenario)
If comparable results are sought between different E2B EI research projects, practitioners should select a standard set of parameter values for their studies that is as uniform as possi-ble. This includes the parameters listed above (adaptations are possible, if relevant), and the definition of the system boundaries for the building elements, operational energy and water use.21
Note: the parameter choices given in Table 1 are neither ‘correct’ nor scientifically proven to be the best values, but rather represent a set of definitions to form a common basis for dif-ferent studies. Therefore, in general, no scientific proof is given for these values. If available, reference to a third-party source is provided. If not, the values or decisions for these param-eters have been defined by this guidance’s authors.
Additional in-depth work is needed to determine a comprehensive set of parameter values for the baseline scenario for product or building LCA studies with specific goals and scopes. The EeBGuide partners believe that this is the only way to move towards comparable results
20 The value of 300 km resembles the average value of 293 km identified in the IMPRO-Building study [Nemry 2008] and the 260 km (median value) or 341 km (mean value) identified as average values reported in the French EPDs for transportation to the building site [Lasvaux 2010] 21 The practitioner can use the reporting template VALUES for reporting the results of LCA case stud-ies. The template provides a list of building components to take into account (mandatory and optional ones, due to possible lack of data). The building components considered should be identical, to ensure comparability between different E2B EI research projects. It is also important to pay attention to the system boundaries applied in the case of operational energy and water use.
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among different LCA studies. To that end, contributions from projects such as SBA Common Metrics,22 Superbuildings23 and OpenHouse24 can be very helpful.
22 Sustainable Building Alliance Research Project: “Piloting SBA Common Metrics” Phase 1 – 2011, Technical and operational feasibility of the SBA common metrics Practical modelling of case studies. More information online: http://sballiance.org/ 23 http://cic.vtt.fi/superbuildings/node/2 24 http://www.openhouse-fp7.eu/
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3 How to use this guidance document
3.1 Structure of the guidance document
This guidance document is structured in two parts: one dedicated to the LCA of building products, and the other to the LCA of buildings. Both documents contain a general section covering the implementation of study types, and guidance on how to conduct LCA studies in general. Within the general section, and within sections for the various life cycle modules, important aspects that require consideration when conducting an LCA study are noted, along with provisions and guidance on these aspects. Some of these aspects are common to prod-ucts and buildings, but others are specific to either products or buildings.
Within the context of this document, the word ‘building product’ is used for everything that is not a whole building (e.g. building parts, elements, components, products, services).
Also, in this guidance no specific definition is given for an energy-efficient building. Generally speaking, it corresponds to the current best practice in Europe, reflected by energy-efficient labels such as Passivhaus25 in Germany, BBC-Effinergie26 in France, or the new thermal regu-lation (e.g. RT 2012 in France27). As a result, the aspects defined in EeBGuide apply for all kinds of energy-efficient building in Europe.
Each document is structured according to the life cycle stages of a building from cradle to grave, as given in the EN 15804 and EN 15978 standards, and shown in Table 2. The con-ventional terms used in EN 15804 and EN 15978 reflect one possible way to depict the build-ing life cycle. For example, the standard chose to exclude Module D (accounting for the recy-cling potential) from the system boundary of a building. This should be interpreted only as a conventional term. Under the specific goal and scope of a study (e.g. design for recycling LCA studies), the use of Module D or other modelling scope may be needed if relevant. However, the EeBGuide partners believe that it makes sense to follow the conventional terms in EN 15804 and EN 15978 for describing the life cycle of a building or a product, in order not to reinvent or redefine such aspects.
25 http://passiv.de 26 www.effinergie.org/index.php/les-labels-effinergie 27 www.rt-batiment.fr
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Table 2: Modular information for the different stages of the building assessment, according to EN 15978 and EN 15804
Building assessment information Life cycle stage modules Description
Building life cycle information
PRODUCT stage A1 Raw material supply A2 Transport A3 Manufacturing
CONSTRUCTION PROCESS stage
A4 Transport A5 Construction, installation processes-installation-
process USE stage B1 Use
B2 Maintenance B3 Repair B4 Replacement B5 Refurbishment B6 Operational energy use B7 Operational water use
End-of-life stage C1 Deconstruction, demolition C2 Transport C3 Waste processing C4 Disposal
Supplementary in-formation
Benefits and loads beyond the system boundary28
D Reuse, recovery and/or recycling potential
The guidance document uses a substructure for the general aspects common to both levels (products and buildings) that corresponds to the usual LCA framework – goal and scope def-inition, life cycle inventory analysis (LCI), life cycle impact assessment (LCIA), interpretation, reporting – according to the ISO 14040 and ISO 14044 standards as well as the ILCD Hand-book. This structure helps experienced users who are not directly familiar with the EN 15804/EN 15978 structure to navigate quickly through the document.
For each important aspect defined in the EeBGuide (see section 2.1), a template reporting the relevant information is provided. It includes the description of the aspect, the rules from EN 15804/EN 15978, the ILCD Handbook and other sources (if relevant), and the main pro-visions and guidance. Table 3 presents the different parts of the template.
28 Generally speaking, Module D, describing the “benefits and load beyond the system boundary”, which is a defined term in EN 15804/EN 15978, may be handled within the same LCA study. As a re-sult, it may be within the system boundary of ‘design for recycling’ approaches and LCA studies. The reader of the EeBGuide should consider the name of Module D as a convention.
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3.2 How to conduct an LCA study within the field of energy-efficient buildings
Every LCA study generally follows ISO 14040 and ISO 14044, which provide general rules on how to conduct an LCA study – independent of the scope of assessment, type of product or associated industrial sector. They define the separate phases for such studies, and provide general rules for the application of this methodology. The defined phases are:
- Goal and scope definition. - Life cycle inventory analysis (LCI). - Life cycle impact assessment (LCIA). - Interpretation.
Figure 7: Life cycle assessment framework according to ISO 14040/ ISO 14044
For LCA studies in the field of energy-efficient buildings, this approach is generally main-tained. It is specified in more detail both in the ILCD Handbook and in CEN’s standards EN 15804 and EN 15978. Detailed descriptions of the steps that need to be addressed, following ISO 14040/14044, are defined in this guidance document.
The individual work items per step may vary, but to ensure that a study meets the basic requirements for LCA studies, every step has to be taken. So, for instance, the ISO 14040/14044 standards assume an LCA procedure that links elementary and intermediate flows (mass and energy flows that enter or leave a product system, e.g. as emissions to air) to unit processes. The development of the product model and the compilation of all these elementary flows take place during the life cycle inventory (LCI) step. If, as is frequently found in the construction sector, especially with EPD data, LCA data are provided using im-pact category indicators instead of elementary flows, the selection of environmental impact
Goal and scope definition
Inventory analysis
Impact assessment
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LCA framework Direct applications:
• Product development and improvement
• Strategic planning
• Public policy making
• Marketing
• Other
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categories (to be defined within the ‘Goal and scope definition’ step), the life cycle inventory and life cycle impact assessment (LCIA) steps may already be completed by the data pro-vider. The actual indicators evaluated in a study are therefore necessarily restricted, based on the available indicators listed for the data provided. In this context, it should be noted that, following EN 15804 and EN 15978, the LCIA steps are expected to be the responsibility of data providers (of background data or of specific EPD data).
So, if the LCA practitioner uses this kind of information source (i.e. EPD or LCA impact re-sults), special care should be applied to ensure consistency between the calculations already made by data providers and those to be made by the practitioner. In particular, matching of the list of materials and quantities, often provided by the architect or construction company with the datasets available in the LCA database used, requires careful attention, and is fre-quently a challenge for the LCA practitioner. In addition, the use of EPD or LCA impact re-sults should ensure that the same rules for LCI and characterization factors have been fol-lowed.
3.2.1 How to start and proceed with an LCA study
The first step, for both building and product LCAs, is to define the goal and scope of the study. This will determine the type of study that is required, and identify the relevant as-pects that need to be considered. The decision tree shown in Figure 8 can help identify the type of study required for a given application.
The scope definition process will identify those life cycle stages that should be assessed, and those that will remain optional. It will also specify the data quality requirements and calcula-tion rules (e.g. default values for screening LCA). Refer to Table 5 for identification of the mandatory and optional aspects (contributors and life cycle stages).
On the basis of the study type chosen and the life cycle stages of concern, the remaining relevant aspects are then taken into account during the set-up of the LCA building model, and when defining individual parameters of the system.
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Figure 8: Decision tree to identify relevant aspects for a study
As the term ‘energy efficiency’ implies a lower energy input into a building or building ser-vice through a more advantageous benefit/input ratio, a comparison of the situation with or without the technology concerned may be required to identify the actual environmental con-sequences of utilizing such a technology. Careful definition of the two situations and a com-prehensive life cycle view (inclusion of all relevant life cycle stages) are necessary to cover all the environmental consequences. Also, the comparison should be made on the basis of a common functional equivalent (i.e. a representation of the required technical characteristics and functionalities of the building or product).
3.2.2 LCA study set-up: generic template
After selection of the study type and the subsequent filtering of aspects, the LCA study is set up according to general LCA practice, based on ISO 14040/14044. This process is briefly explained below with a generic template of how to set up an LCA study.
LCA practitioner with need to do an LCA
study
Product or building?
Use of the study?
Building Product
Screening LCA for buildings
Quick assessment for internal purposes only
Simplified LCA for buildings
Easy-to-use assessment with focus on individual elements
Complete LCA for buildings
Comprehensive assessmentfor minimum uncertainty or
comparisons
Use of the study?
Screening LCA for products
Quick assessment for internal purposes only
Simplified LCA for products
Easy-to-use assessment with focus on individual elements
Complete LCA for products
Comprehensive assessmentfor minimum uncertainty or
comparisons
All life cycle stages/modules
should be considered
All life cycle stages should be considered
Selection of life cycle stages/modules to consider
Selection of life cycle stages/modules to consider
Selection of life cycle stages/modules to consider
Selection of life cycle stages/modules to consider
Filtering of aspects that need to be taken into account – orientation: icons with each aspect
LCA study in line with the relevant aspects
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Step 1: Goal and scope definition
The definition of goal and scope relates mainly to the identification of study type and as-pects considered for the LCA study, as described in section 3.2.1. Based on the goals of the study, and its intended application and audience, further specifications have to be made:
- The object of the assessment (e.g. building, or innovative technology) and its function (e.g. office use, or energy-producing façade collector).
- Definition of a functional equivalent – especially important for comparative assertions.
- System boundaries – the life cycle phases to be included, depending on the study type or guidance for applying cut-off rules (e.g. with regard to infra-structure and transport), should be specified.
- Procedure for allocation – several common allocation cases (e.g. for co-production, or reuse and recycling) with regard to mass, energy or envi-ronmental significance are required.
- Choice of environmental impact categories, indicators and characterization models used for the impact assessment.
- Data requirements and quality – the type of data to be used (e.g. generic or specific), data uncertainty, the use of foreground or background data (e.g. power mix) and specific data quality requirements for comparative as-sertions should be defined; missing data have to be documented.
- Source of the data (origin, representativeness) and producer/sponsor of the LCA should be documented.
- Assumptions and limitations – These may address, for example,. the set-up of specific scenarios for the use phase, the treatment of capital equipment or machinery within the production phase, or deviations from guidance provided within this document; a transparent documentation is required.
Examples and guidance on the above topics are provided within respective aspects of Sec-tion 5.2 ‘Goal and scope definition’ in this guide.
Step 2: Inventory analysis and product model
The method of data collection and the quantification of input and output flows (e.g. materi-als or energy) differ for screening, simplified and complete LCA studies, and depend both on the complexity of the product being assessed and on the assessed life cycle stages. The data sources used (e.g. publicly available or company/product-specific ones) and the quality of background data for the inventory analysis also have an influence on the impact assess-ment. Guidance on data collection, calculation, validation, and relating the information to e.g. life cycle stages or elements of the object of assessment. is provided in Section 5.3 on ‘Life cycle inventory analysis‘. Building and building product contributors that have to be considered are also defined. By using generic data or EPD as a data source for building LCAs, LCA practitioners typically do not need to perform the inventory analysis. Normally,
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therefore, none of the construction elements is individually modelled back to the elementary flows.
Step 3: Impact assessment
For quantifying potential environmental impacts, it is important to choose both environmen-tally relevant, technically and scientifically valid environmental indicators and the underlying characterization models for impact assessment. Environmental indicators and impact catego-ries for which scientific consensus is not yet reached (e.g. water consumption, land-use change, toxicity and ecotoxicity or carbon sequestration) are addressed within Section 5.4 on ‘Life cycle impact assessment’.
Step 4: Interpretation and documentation
The interpretation of results serves, for example, to identify hot spots (e.g. distinct life cycle phases or elements of the object of assessment contributing to environmental impacts), and provides understanding of the sensitivity and uncertainty of the results. Requirements for and guidance on the use of normalization, grouping or weighting30 are provided in the sec-tions on ‘Interpretation’. Cases where a sensitivity analysis is useful are also defined.
Step 5: Review
An external critical review is necessary for all comparative LCA studies, and for studies that are made publicly available. Guidance on simplifications for the review of stand-alone and screening LCA studies, and for studies within the E2B EI, is provided under the section ‘Re-porting’ in Chapter 5 on ‘General aspects’.
Reporting and review templates are provided online at the official project website (http://www.eebguide.eu), and these are particularly helpful with step 1. They form the basis for documentation that is in line with the present guidance document, and which might be enhanced with further specific information if required or recommended (e.g. if future technologies and innovations are considered).
3.3 Compliance with this guidance
As this guidance is intended to be used both within EeB research projects and by building LCA tool developers, to increase confidence in LCA for decision support and to increase reli-ability in LCA results, practitioners are able to claim compliance with the EeBGuide only if several prerequisites are met:
- Compliance with the individual provisions given for the relevant aspects.
30 Normalization, grouping and weighting are optional according to EN 15978 and EN 15804.
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- Documentation of the LCA study by using the reporting template provided. - Review according to the EeBGuide review requirements.
Review requirements
Any study that claims compliance with this guidance requires an independent review. A re-view in this context is the evaluation of an LCA study by experts who are independent in the sense that they did not take part in the study. A review serves to ensure the quality of a study and thus increase confidence in its results, and in its usefulness as a decision support tool. Specifically, the review is used to ensure that the rules of this guidance are followed, and that the consequences (choices of parameter values, etc.) are reasonable from a tech-nical perspective. For a pragmatic approach to conducting a review, review schemes in the form of checklists are provided within this guidance. These review schemes also contain the distinction between screening, simplified and complete LCA studies.
Critical reviews of LCA studies are defined and required in ISO 14040/14044 for comparative assertions that are intended to be disseminated to the public. Within the context of this guidance, any comparative assertion requires a critical review according to the requirements of ISO 14044. The, major requirements are that:
- The critical review is conducted by a review panel of a minimum of three independ-ent experts.
- The panel chair must be an LCA expert with previous experience in critical review. - The panel must contain a minimum of one technical expert from the field of the as-
sessed product system and a minimum of one LCA expert. - The panel must contain an expert on the impact categories relevant to the product
system under study. - The review report is attached to the study report.
For LCA studies within a European research project the review mught be done by one mem-ber of the consortium (especially if contractual constraints do not permit the commissioning of an external expert to do the review), but they should not be directly involved in the prep-aration of the study.31 The ILCD Handbook also defines requirements for reviewers, espe-cially related to their independence, qualification and experience.
More specifically, for LCA studies that claim to comply with this EeBGuide, reviewers need to:
31 It may be advisable to contact a reviewer during the preparation of a study to take up his or her comments and remarks concerning definition of the goal and scope in the early stages of the pro-ject.
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- Have expertise in LCA methodology, and specifically be familiar with the rules of the EeBGuide
- Have knowledge of the applicable review rules, and specifically be familiar with the EeBGuide review schemes
- Have review or verification experience - Have expertise in the product or process in question, and specifically experience in
the respective building type or product category
If, for particular reasons, the review process requires greater focus, or is used to improve the reliability of the study results in the context of public or external dissemination, it is rec-ommended that practitioners consult the ILCD Handbook for additional information, in the sections Review schemes for life cycle assessment (LCA) and Reviewer qualification for life cycle inventory datasets.
3.4 How to proceed with the service life assessment in building and product LCA studies
This section introduces the main concepts of service life planning. These are useful for prac-titioners who intend to carry out an LCA study for product and building
One characteristic of LCA studies in the construction sector is the assessment of technical systems that often have very long service lives. Estimations of service lifespans of one or more decades are typically more difficult to oversee than the service lifespans of consumer products, for example. As a consequence, and depending on other parameters, estimations of the service life of buildings and products may have a major influence on the LCA results. In this context, the concept of service life planning, which is closely related to [ISO 15686], and which is frequently cited in EN 15804 and EN 15978, is a relevant and very general as-pect of LCA in the construction sector. An introduction to service life planning is therefore given in this section.
There is a considerable momentum behind initiatives to provide the construction sector with methodologies, tools and standards for service life planning and sustainable construction. This EeBGuide can be regarded as a further example of this movement. The following gives a brief introduction to service life planning, as an area derived from scientific research on service life prediction for materials and products. Service life planning of construction works aims to support an approach to engineering of technical systems that meets the require-ments of a life cycle perspective on the overall system.
What is service life planning about?
Buildings are normally expected to be long-lived engineered works. As for any other tech-nical system, they are designed to meet expected requirements over a foreseen lifetime. How, then, should these requirements be expressed, and how can the essential properties
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of the engineered system be optimized to ensure that the requirements are met? Buildings offer an extra complication, as the long service life will often include a shift or change in performance requirements with time.
Service life planning offers a systematic approach to this process, and over the past two decades standards as well as other tools for life cycle engineering have been developed. A service life planning assessment of a building may be performed for limited technical and economic reasons, but since the end of the 1980s environmental concerns and sustainability in construction have typically been the main driving forces.
A European perspective
The Construction Products Directive (CPD) was created with the aim of removing barriers to trade, and in this specific area it has little direct reference to sustainability. However, it has a clear bearing on the performance of buildings (construction works) over time, and provides important direction for international, European and national work on standards and codes. The CPD fixes the essential requirements for construction works (both buildings and civil engineering works).
These requirements must, subject to normal maintenance, be satisfied for an economically reasonable working life. This horizontal requirement of the CPD presupposes a service life planning assessment of the construction works. The works should be designed for an antici-pated design life (working life), and the service life planned by being composed of service life declared products.
The CPD has an aim of connecting the building and the building products put on the Euro-pean market and used in these works. It therefore specifies the level of performance of these products: they “have such characteristics that the works in which they are to be incor-porated, assembled, applied or installed, can, if properly designed and built, satisfy the es-sential requirements.”32 This is the notion of ‘fitness for the intended use’ of a building prod-uct. The link between the essential requirements of the works and the product characteris-tics to be assessed is fixed in Interpretative Documents (IDs) [Guidance Paper F 2004].
32 Council of the European Communities 1988, Council directive of 21 December 1988 on the approx-imation of laws, regulations and administrative provisions of the Member States relating to construc-tion products, 89/106/EEC.
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Working life – works
Working life – product Durability
+ Maintenance
Product repair/replacement
Figure 9: The working life of construction works as illustrated in the CPD Guidance Paper on Dura-bility [Guidance Paper F 2004].
The CPD further specifies that a building product is fit for its intended use if it conforms to: (i) a harmonized European standard (drafted by CEN/CENELEC), (ii) a European Technical Approval (issued by an EOTA [CEC 1988] member), or (iii) a non-harmonized technical spec-ification (e.g. a national technical specification) recognized at Community level; the three are denoted as technical specifications. According to the CPD: “The products must be suita-ble for construction works that (as a whole and in their separate parts) are fit for their in-tended use, account being taken of economy, and in this connection satisfy the following essential requirements where the works are subject to regulations containing such require-ments. Such requirements must, subject to normal maintenance, be satisfied for an eco-nomically reasonable working life.” Furthermore, the Interpretative Documents provide that product standards and Guidelines for European Technical Approval (ETAGs) “should include indications concerning the working life of the products in relation to the intended uses and the methods for its assessment.”
The CPD is being revised and elevated to the level of a regulation, Construction Products Regulation (CPR), which is expected to be implemented by July 2013. With CPR’s sustaina-ble use of resources added as the seventh basic requirement (renamed ‘essential require-ments’) for construction works, service life planning is likely to gain even more significance in the European construction context.
Standards for service life planning
ISO standardization (ISO TC59/SC14) to support service life planning started in 1993, when a working group was established through a significant European initiative. Guiding concepts were needed regarding the service life of building products to help implement the Construc-tion Products Directive. As the subject area was rightly seen to have international relevance, ISO work became based on cooperation with CEN.
The scope of ISO TC59/SC14 is to document the steps to be taken at various stages of the building life cycle, to ensure that the resulting building (or other constructed facility) will last for its intended life without incurring large unexpected expenditures.
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The concept
A building (construction work) is designed for a certain design life (working life). Building parts not accessible from a technical and economical point of view should be designed for the same service life as the building. Other building parts and products may have a shorter, but declared, service life (see Figure 10).
Figure 10: the service life planning concept
Service life planning standards
The ISO 15686 standards (see Table 6)33 give guidance on all aspects of service life plan-ning (SLP). Part 1 gives the general design principles and procedures of SLP, whereas Part 8 describes the requirements for reference service lives (RSL) of products and components.
The RSL should be used and adjusted in the design process to establish the service life of a product/component in a particular use or design situation. The Part 8 standard also provides guidance on methods to be used in the design process for this adaptation of an RSL. These methods and models are described under the generic name the factor method, but comprise a set of approaches, from simple checklist adjustments, through multiplication methods, to more advanced (but not necessarily more complicated) functional models.
Who provides reference service lives?
This has been an essential question and point of discussion all through the standardization work. The conclusion – and solution – is that the responsibility for providing RSLs for prod-ucts lies mainly with the producers of the products in question. Research should be under-taken to support these RSLs with methodologies, i.e. how to test and declare a reference service life, and the ISO 15686 standards provide examples. Publicly initiated and funded
33 ISO 15686 standard series ‘Buildings and Constructed Assets – Service Life Planning’, International Organization for Standardization, Geneva.
Planned service life(a * X = Y years)
Building design life: Y yearsBuilding parts, not repairable: Y yearsBuilding parts, repairable: X years
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databases have appeared, and may be significant drivers of progress, but will most likely have less influence than market-driven and developed initiatives.
Table 6: The ISO 15686 standards, with the general title Building and constructed assets – Service life planning, includes the following parts
Standard Subject ISO 15686-1 General prin-ciples
Provides general design principles and procedures for planning the service life of buildings and construction works
ISO 15686-2 Service life prediction procedures
Describes a procedure that facilitates service life predictions for building products and components
ISO 15686-3 Performance audits and reviews
Describes the approach and procedures to be applied to pre-briefing, briefing, design, construction, life care management, and disposal of buildings and construction works
ISO/AWI 15686-4 Data requirements
Technical specification describing the data requirements needed to carry out service life planning, considering various service envi-ronments and other in-use conditions. In cooperation with the International Alliance for Interoperability (IAI), the aim is also to describe IFC34 compliance for the ISO 15686 series
ISO 15686-5 Life cycle costing
Provides guidance on developing a model of capital and running costs of a project, so that the overall costs can be assessed, and how this data can be used for financial appraisal
ISO 15686-6 Procedure for considering environmental impacts
Standard providing guidance on assessing the relative environ-mental impacts of alternate service life designs, and identifying the interface between environmental LCA and service life planning
ISO 15686-7 Performance evaluation for feedback of service life data from prac-tice
A generic basis for performance evaluation and feedback of ser-vice life data from existing buildings and construction works
ISO 15686-8 Reference service life and service life estimation
Describes how to provide, format and extract reference service lives of components, etc., to establish their service life in a partic-ular application. It also provides the factor method to carry out such estimations.
ISO/TS 15686-9 Guidance on provision of reference service life data
Guides building products manufacturers and standard writers on addressing durability and service life declarations in product standards. The work was performed in cooperation with CEN TG on durability, supporting European product standards.
ISO/CD 15686-10 Func-tional performance
Provides process guidance for managing the capability of a con-structed asset through the service life of that asset to meet the stated levels of requirements.
34 IFC = Industrial Foundation Classes
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3.5 Further information and training materials
As part of the EeBGuide research project, training materials on the use of the EeBGuide guidance are provided for free access.35
For an introduction to LCA and further reading, the following links to LCA literature may be of help, especially for LCA beginners:
- Guinée, J. B.; Gorrée, M.; Heijungs, R. et al.: Handbook on Life Cycle Assessment Operational Guide to the ISO Standards. Dordrecht u.a. Kluwer Academic Publishers; Kluwer Acad. Publ. (Series Eco-Efficiency in Industry and Science, Vol. 7) 2002. ISBN: 1-4020-0557-1. (Language: English), available online: http://cml.leiden.edu/research/industrialecology/researchprojects/finished/new-dutch-lca-guide.html#characterisation-factors-last-update-november-2010
- Jolliet, O.; Saadé, M.; Crettaz, P.: Analyse du Cycle de Vie: Comprendre et réaliser un écobilan. Lausanne: Presses Polytechniques et Universitaires Romandes (Collection Gérer l’Environnement) 2002. ISBN: 2-88074-568-3. (Language: French)
- Klöpffer, W.; Grahl, B.: Ökobilanz (LCA). Ein Leitfaden für Ausbildung und Beruf. Weinheim: Wiley-VCH Verlag, 2009. ISBN 978-3-527-32043-1. (Language: German)
- Eyerer, P. (Hg.): Ganzheitliche Bilanzierung Werkzeug zum Planen und Wirtschaften in Kreisläufen. Berlin. Springer, 1996. (Language: German)
- Rebitzer, G.; Ekvall, T.; Frischknecht, R., et al.: Life cycle assessment Part 1: Frame-work, goal and scope definition, inventory analysis, and applications. Environment In-ternational 30 (2004) 5, pp. 701–720. Online: doi: 10.1016/j.envint.2003.11.005. (Language: English)
- Pennington, D.; Potting, J.; Finnveden, G., et al.: Life cycle assessment Part 2: Cur-rent impact assessment practice. Environmental International 30 (2004) 5, pp. 721–739. Online: doi: 10.1016/j.envint.2003.12.009. (Language: English)Baumann, H.; Tillman, A-M. ‘The Hitch Hikers Guide to LCA: An Orientation in Life Cycle Assess-ment Methodology and Application’. Studentlitteratur, 2004. (Language: English)
For an introduction to, and further reading applied to the building sector, the following links to LCA literature may be of help, especially for LCA beginners:
– Nemry, F.; Uihlein, A.; Makishi Colodel, C., et al.: Environmental Improvement Poten-tials of Residential Buildings. (IMPRO-Building). (JRC Scientific and Technical Research Series). Luxembourg: Office for Official Publications of the European Communities 2008. (Language: English) – Peuportier B.: Eco-conception des bâtiments et des quartiers. Presse de l’Ecole des Mines de Paris. (Language: French)
35 Available online: www.eebguide.eu
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– Chevalier J.: Analyse du cycle de vie – Utilisation dans le secteur de la construction. Techniques de l’Ingénieur. (Language: French) – Wittstock B.: Ökobilanz. In: Lemaitre, C., DGNB (Hg.): Nachhaltiges Bauen. DGNB Handbuch Neubau Büro- und Verwaltungsgebäude Version 2009. Stuttgart: DGNB 2009. (Language: German)
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4 Overview of the aspects covered in the guidance document
In total, 69 important aspects have been identified in EeBGuide for improving product LCA studies that aim to be compliant with both CEN TC 350 standards and the ILCD Handbook.
G-01 Goal definition for building and product LCA ............................................................ 69
G-02 Classifying the decision context as situation A, B, and C for building and product LCA 73
G-03 Future technical developments and innovation ......................................................... 78
G-04 Comparative assertion for building or product LCA ................................................... 80
G-05 Scope definition for building and product LCA .......................................................... 85
G-06 Distinction between the declared unit and the functional unit ................................... 87
G-07 Functional equivalent ............................................................................................. 90
G-08 Functional equivalent vs. functional unit vs. declared unit ......................................... 92
G-09 Energy-efficient product definition ........................................................................... 94
G-10 Definition of system boundaries for products ........................................................... 96
G-11 Cut-off rules for screening, simplified, complete LCA ................................................ 98
G-12 Infrastructure machinery and capital equipment for material production, energy, water, waste and transport for screening and simplified LCA ..................................................... 102
G-13 Infrastructure machinery and capital equipment for material production, energy, water, waste and transport for complete LCA ........................................................................... 106
G-14 Transport of goods in LCA studies ......................................................................... 109
G-15 Accounting for carbon storage/carbon sequestration .............................................. 112
G-16 Allocation ............................................................................................................ 114
G-17 Allocation case: reuse, recycling and recovery ....................................................... 116
G- 18 Allocation case for cement-based materials........................................................... 118
G- 19 “Allocation examples for wooden products” .......................................................... 120
G-20 Define reference building ...................................................................................... 123
G-21 Background databases in LCA studies .................................................................... 125
G-22 Data selection for a product LCA ........................................................................... 127
G-23 Data quality ......................................................................................................... 129
G- 24 “Collecting foreground and background data for product LCA” ............................... 133
G-25 Choice of environmental indicators – screening and simplified LCA .......................... 138
G-26 Choice of environmental indicators – Complete LCA ............................................... 142
G-27 Abiotic resources depletion indicator ..................................................................... 145
G-28 Land use indicator ................................................................................................ 148
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G-29 Biodiversity indicator ............................................................................................ 150
G-30 Human toxicity and ecotoxicity indicators .............................................................. 151
G-31 Ionizing radiation indicator ................................................................................... 154
G-32 Water consumption as a new impact category ....................................................... 155
G-33 Normalization of indicators ................................................................................... 158
G-34 Weighting of indicators ......................................................................................... 161
G-35 Uncertainty analysis for comparative assertion ....................................................... 164
G-36 Sensitivity analysis ............................................................................................... 168
G-37 Scenario analysis ................................................................................................. 170
G-38 Communication of LCA results ............................................................................... 173
G-39 Reproducibility ..................................................................................................... 174
G-40 Life cycle inventory documentation ....................................................................... 177
G-41 Critical review ...................................................................................................... 178
A-01 Distinction between wastes and by-products during the extraction and the processing stages ......................................................................................................................... 181
A-02 Transport of staff in the supply of raw materials .................................................... 186
A-03 Transport of raw materials to the manufacturer ..................................................... 187
A-04 Transport of products to the construction site – screening and simplified LCA .......... 189
A-05 Transport of products to the construction site – complete LCA ................................ 191
B-01 Emissions of dangerous substances to indoor air during the use stage ..................... 196
B-02 Release of dangerous substances to soil and water during the use stage ................. 198
B-03 Maintenance – product LCA .................................................................................. 201
B-04 Repair – product LCA” .......................................................................................... 203
B-05 Products within complex systems .......................................................................... 204
B-06 Definition of the service life of a building product ................................................... 207
B-07 Replacement frequency ........................................................................................ 210
B-08 Modelling of energy use ........................................................................................ 213
B-09 Modelling of water use ......................................................................................... 215
B-10 Accounting of different types of waste water treatment .......................................... 215
B-11 Distinction between Modules B2, B3, B4 and B5” .................................................... 218
B-12 Robustness of data (LCA, service life) to model the life cycle of a building product ... 225
C-01 End-of-waste status ............................................................................................. 229
C-02 End of life (EoL) scenarios .................................................................................... 231
C-03 Choice of data ...................................................................................................... 233
C-04 Waste classification .............................................................................................. 234
EeBGuide Draft Guidance document - Products Overview of the aspects covered in the guidance document
page 66 of 297
C-05 Transport of wastes to landfill, incineration and recycling facilities – screening and simplified LCA .............................................................................................................. 237
C-06 Transport of wastes to landfill, incineration and recycling facilities – complete LCA ... 238
C-07 Waste treatment vs recycling and recovery process ................................................ 241
C-08 LCA modelling of landfill/disposal .......................................................................... 243
D-01 Inclusion of reuse, recovery or recycling potentials (Module D) in building or product LCA 247
D-02 Reuse – water consumption .................................................................................. 249
D-03 Credits for recycling and energy recovery .............................................................. 251
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5 Ge
5.1 O
This chto severelate bgoal antion stewhich cbuilding
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G-14
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eneral as
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7 of 297
tage but typically e for the terpreta-dressed, udy on a
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EeBGuid
G-20
5.3 Lif
G-21
G-22
G-23
G- 24
5.4 Lif
G-25
G-26
G-27
G-28
G-29
G-30
G-31
G-32
5.5 Int
G-33
G-34
G-35
G-36
G-37
5.6 Re
G-38
G-39
G-40
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Define refe
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EeBGuid
5.2 G
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4 of 297
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EeBGuide Draft Guidance document - Products Discussions and perspectives
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10 Discussions and perspectives
In this chapter some of the findings of the project are discussed, connections to other re-search projects are made, and possible future developments of the EeBGuide guidance doc-ument are addressed.
The original aim of the EeBGuide project was not to develop new provisions or even stand-ards for LCA, but to summarize existing provisions from the European standards and the ILCD Handbook, and give guidance on important LCA topics. This guidance is based on the latest LCA practitioners’ experience, and on findings from the EeBGuide project partners’ research and development activities, as well as from other European research projects. LCA practitioners now have a document that gives provisions for and guidance on the critical and most relevant aspects of conducting an LCA study for buildings and building products.
The EeBGuide project’s methodological approach was to combine both the CEN TC 350 and ILCD provisions. In this context, the guidance document remains as transparent as possible by linking to original rules from these reference documents and the chosen provision and guidance. The reference documents sometimes conflict. As far as possible, provisions from CEN TC 350 were applied, but if no provisions were given there, then the ILCD Handbook provisions were also considered (e.g. for consequential modelling). In some cases, both pro-visions (from CEN and ILCD) were considered, as they provide complementary rules that fulfil different goals and scopes for product or building LCAs (e.g. for the choice of environ-mental indicators). However, more work will be needed to analyse in greater detail the impli-cations of ILCD provisions when applied to product and building LCA studies. The need for growing consistency between standards and ILCD documentation, however, was obvious throughout the project.
The EeBGuide guidance document is a new contribution to an existing set of documents providing operational guidance for building LCA studies. For example, two previous European research projects (LoRe-LCA76 and ENSLIC Building77) can be also considered relevant sources of information for the LCA practitioner. They provide complementary guidance for some of the aspects covered in the EeBGuide. As far as possible, existing guidance from these projects was reported in the EeBGuide, e.g. by referring to online documentation or deliverables.78 However, not all of the aspects addressed in the EeBGuide guidance docu-ment were covered in these two previous European projects.
76 http://www.sintef.no/Projectweb/LoRe-LCA/ 77 http://circe.cps.unizar.es/enslic/texto/proj.html 78 For product LCA, an important complementary source of information is the national EPD pro-grammes providing specific rules through PCR for building products. If the product guidance docu-
EeBGuide Draft Guidance document – Products Discussions and perspectives
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Indeed, the main innovation of the EeBGuide guidance document, compared with these pre-vious projects, is to bring together in a structured document some of the latest findings from the LCA and construction community. More than 150 aspects have been identified to be tak-en into account for a product or a building LCA. They are structured according to the LCA framework: i.e. goal and scope definition, inventory analysis, impact assessment, interpreta-tion and reporting. This allows any LCA practitioner not necessarily aware of the specific wording of the CEN TC 350 standards to easily go through the document and identify the appropriate rules to follow. At the same time, the aspects are classified according to the life cycle stages of the EN 15804 and EN 15978 standards (Modules A, B, C and D). The provi-sions and guidance are broken down according to the study types (screening, simplified and complete LCA) so as to allow the practitioner to easily identify the main recommendations according to the stage of a project. The EeBGuide guidance document makes a distinction between stand-alone LCA and comparative assertions. This difference is very important, as comparative studies require more consistency to ensure that the results are not biased. The EeBGuide guidance document also distinguishes provisions for new buildings from those for existing buildings, as the LCA studies will not refer to the same goal and system boundaries. Reporting and review templates for case studies are also part of the guidance.
It is notable that some outcomes of the discussions of the EeBGuide project – within the consortium, with LCA experts, within the public consultation and with the review panel – proved relevant for the value of this document. Among the most important contributions to the general discussion of LCA in construction, the separation of operational guidance be-tween product LCAs and building LCAs – and at the same time the assurance of consistency of these provisions – is one of the most relevant findings. In addition, the formulation of the concept of different study types – screening LCA, simplified LCA and complete LCA – in line with rules on when to apply which study type for what purpose, and how and what to in-clude and exclude, reflects a common need of practitioners. The value of these concepts is given with the fact that the LCA community may now refer to uniform rules on how to con-duct studies of the different types.
To summarise, the EeBGuide guidance document takes into account not only the latest find-ings of recent European projects and research and development works conducted at, for example CSTB (Environment department), Fraunhofer (IBP-GaBi department), PE Interna-tional, the UNESCO Chair in Life Cycle and Climate Change at the University of Barcelona, and BRE Global, but also current provisions from the standards of CEN TC 350 and the ILCD Handbook. Finally, the EeBGuide guidance document is one of the first contributions at the
ment does not provide enough guidance, then the LCA practitioner is invited to look at the national PCR available (core PCR, or dedicated to a family of products, e.g. construction steel PCR). The LCA practitioner should also be aware that work is ongoing at the European level through the ECO-platform project towards harmonization of EPD.
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European level towards a merging of relevant provisions from ILCD and CEN TC 350 in a consistent way. The EeBGuide partners believe that such a consistent guidance document provides a highly operational yet scientifically sound document for the building sector. The EeBGuide guidance document can now be used by the primary audience (LCA practitioners within E2B EI projects) and the secondary audience (building LCA tool developers and certifi-cation schemes).
As it is the first comprehensive contribution with the goal of merging diverging reference documents for different study types, the partners remain aware that many research topics still have to be conducted in the near future to support and more precisely specify the differ-ent definitions and guidance given as a first step in this guide.79. If there are any follow-on research projects in this direction, the results could be included in a new version of the EeBGuide. Also if there are new developments or outcomes from the standardization work or the ECO platform, these results will have to be incorporated in the guidance document as well. The EeBGuide guidance document has also identified issues that are not completely resolved when applying the CEN TC 350 standards. It may be a useful document for the standardization committee when revising the EN 15804/EN 15978 standards.
Further outcomes of more operational projects, such as the SBA Common Metrics project,80 have to be considered as very important contributions next to the EeBGuide guidance docu-ment to ensure comparability within different LCA studies. Future research projects should also focus on a common European reference building as a baseline scenario. Here, the most important parameters should be investigated (e.g. reference study periods, main EoL scenar-ios for materials, etc.) in order to define a European baseline scenario, providing average European values for its parameters, which will facilitate comparisons between research pro-jects, and support the evolution of building labelling schemes.
79 For example, the current definitions of study types are not always supported by real ‘figures’. So far, aspects can be left optional owing to lack of data or assumed minor relevance. These definitions would benefit from research studies comparing complete and simplified LCA. 80 Sustainable Building Alliance; Research Project: ‘Piloting SBA Common Metrics’; 2012
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Additional Information/ links
Multisectorial generic LCI databases
Name Link
ELCD database http://lca.jrc.ec.europa.eu/lcainfohub/datasetCategories.vm
Ecoinvent database www.ecoinvent.ch
GaBi database http://www.gabi-software.com/databases/
DEAM http://www.ghgprotocol.org/Third-Party-Databases/DEAM
EIME – Centre de compé-tence CODDE
http://www.codde.fr/
IDEMAT http://www.idemat.nl/Product/pi_frame.htm
IVAM LCA Data http://www.ivam.uva.nl/index.php?id=164
CPM LCA Database http://www.cpm.chalmers.se/CPMDatabase/Scripts/sheet.asp?ActId=unknown01-20010917-83
U.S. Life-Cycle Inventory Database
http://www.nrel.gov/lci/database/
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Generic LCA databases for the construction sector
Name Link
The Athena Institute da-tabase (Canada)
http://www.athenasmi.org/our-software-data/overview/
Bauteil Katalog (Swiss) http://www.bauteilkatalog.ch/ch/fr/catalogueconstruction.asp
DIOGEN (France) www.diogen.fr
ESUCO (Europe) http://www.dgnb-international.com
KBOB (Swiss) http://www.eco-bau.ch/index.cfm?Nav=15&ID=18&js=1
IBO LCA database (Aus-tria)
http://www.ibo.at/en/index.htm
Ökobau.dat (Germany) http://www.nachhaltigesbauen.de/baustoff-und-gebaeudedaten/oekobaudat.html
ITec (Spain) http://www.itec.es/nouBedec.e/bedec.aspx
WorldSteel (Global) http://www.worldsteel.org/?action=programs&id=62
Base carbone ADEME (France)
http://www.basecarbone.fr/
Leitfaden database (Lux-embourg)
http://www.crtib.lu/Leitfaden/content/FR/116/
Minnesota Building Mate-rials Database (USA)
http://www.buildingmaterials.umn.edu/materials.html
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EPD databases
Name Link
IBU (Germany) http://bau-umwelt.de/hp474/Umwelt-Produktdeklarationen-EPD.htm
INIES (France) http://www.inies.fr/IniesConsultation.aspx
PEP Ecopasseport (France)
http://www.pep-ecopassport.org/
PlasticsEurope (Europe) http://www.plasticseurope.org/plastics-sustainability/life-cycle-thinking/epd-reports.aspx
EPD® the Green Yardstick (Global)
http://www.environdec.com/Epd-Search/?Category=6196
GEDNet Global Environ-mental Declarations Net-work (Global)
http://gednet.org/
MRPI (The Netherlands) http://www.mrpi.nl/Deelnemers/Certificaten/tabid/71/ctl/CustomersDocumentDetails/mid/399/VendorID/1/language/en-US/Default.aspx
EPD Norge (Norway) http://www.epd-norge.no/category.php?categoryID=386
BRE Profiles (UK) http://www.bre.co.uk/greenguide/page.jsp?id=558
Green Book Live: Envi-ronmental Profiles (UK)
http://www.greenbooklive.com/search/scheme.jsp?id=9
ACLCA Product Category Rules (USA)
http://lcacenter.org/product-category-rule.aspx
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LCA directory (LCIA, LCA methods)
Name Link
JRC Directory LCA tools (European Commission)
http://lca.jrc.ec.europa.eu/lcainfohub/toolList.vm
CML (Life cycle impact assessment method de-veloped in the Nether-lands)
http://cml.leiden.edu/software/data-cmlia.html
Ecoindicator (life cycle impact assessment meth-od developed in the Neth-erlands)
http://www.pre-sustainability.com/content/eco-indicator-99/
ReCiPe (life cycle impact assessment method de-veloped in the Nether-lands)
https://sites.google.com/site/lciarecipe/home
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LCA software for doing an LCA of a building product
Name Link
SimaPro http://www.pre-sustainability.com/content/manuals
GaBi http://www.gabi-software.com
Umberto http://www.umberto.de/en/
TEAM https://ecobilan.fr
OpenLCA http://www.openlca.org/index.html
Bilan Produit ADEME http://www.ademe.fr/internet/bilan_produit/login.asp
EIME http://www.codde.fr/page.php?rubrique=20
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Dedicated LCA software for buildings (e.g. for building design or for building la-belling)
Name Link
ECOSOFT (Austria) http://www.ibo.at/en/ecosoft.htm
EcoCalculator (Canada) http://www.athenasmi.org/tools/ecoCalculator/
Eco-bat (Switzerland) http://www.eco-bat.ch/index.php?option=com_content&task=blogcategory&id=14&Itemid=30
LEGEP (Germany) http://www.legep-software.de/
GaBi-Built-IT (Germany http://www.pe-international.com/sweden/services-solutions/green-building/building-lca/
SBS (Germany) http://www.sbs-onlinetool.com
ELODIE (France) http://www.elodie-cstb.fr/default.aspx
EQUER (France) http://www.izuba.fr/logiciel/equer
COCON (France) http://eosphere.fr/COCON-comparaison-solutions-constructives-confort.html
ECO-QUANTUM (The Netherlands)
http://www.ivam.uva.nl/?id=2&L=1
GreenCalc+ (The Nether-lands)
http://www.greencalc.com/
EcoEffect(Sweden) http://www.ecoeffect.se/
envest 2 (UK) http://envestv2.bre.co.uk/
BEES (USA) http://www.nist.gov/el/economics/BEESSoftware.cfm/
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Available labelling schemes in Europe
Name Link
BREEAM (British system for the labelling of build-ings)
http://www.breeam.org/
DGNB (German system for the labelling of buildings)
http://www.dgnb.de/dgnb-ev/de/
HQE (French system for the labelling of build-ings81)
http://assohqe.org/hqe/spip.php?rubrique45
VERDE (Spanish system for the labelling of build-ings)
http://www.gbce.es/pagina/certificacion-verde
81 The France Green Building Council (GBC) (www.francegbc.fr) is the equivalent of e.g. the DNGB in Germany. It should not be confused with HQE, which is a certification mark. Like USGBC for LEED, France GBC promotes the French HQE labelling system.
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Past or ongoing European projects related to LCA and buildings
Name Link Description
EnerBuiLCA http://www.enerbuilca-sudoe.eu/index.php
Le projet EnerBuiLCA, d’une durée de deux ans (2011–2012), rentre dans le cadre du Programme de Coopération Territoriale de la Zone Sud-Ouest Eu-ropéenne, SUDOE-Interreg IV B, cofinancé par les fonds FEDER de l’Union Européenne.
SuPerBuildings http://cic.vtt.fi/superbuildings/
Sustainability and Performance assessment and Benchmarking of Buildings: The SuPerBuilding project will develop and select sustainability indicators for buildings. The focus is on the development of data validity and reliability of the selected key indicators.
OPEN HOUSE http://www.openhouse-fp7.eu/documents/deliverables
The main objective of OPEN HOUSE is to develop and implement a common European transparent building assessment methodology, complementing the existing ones, for planning and constructing sustainable build-ings by means of an open approach and technical platform.
LoRe-LCA http://www.sintef.no/Projectweb/LoRe-LCA/Training/
LoRe-LCA aims to coordinate activities regarding the application of LCA in the European construction sec-tor, focusing on comparing and improving the func-tional units used for LCA for whole buildings, improv-ing the possibilities for comparing results for different alternatives during design stage, and for comparison of results for different buildings.
CAPEM http://www.capem.eu/capem/en/6933-lead-partner-cd2e.html
The cd2e is a team of environmental and business experts dedicated to supporting the environmental sector in northern France, at home and abroad.
ENSLIC-Project
http://circe.cps.unizar.es/enslic/index.htm
Energy Saving through Promotion of Life Cycle As-sessment in Buildings: use LCA for sustainable build-ing design.
CALCAS http://www.estis.net/builder/includes/page.asp?site=calc
The CALCAS project, involving both LCA producers and LCA users, is organized to go beyond the bound-aries of ISO-LCA, by identifying the supply and de-
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as&page_id=12F52D40-4B6E-48AF-AAAB-AB6922FA59CD
mand of science for addressing sustainability ques-tions.
LenSe http://www.lensebuildings.com/
LEnSE is a European research project that responds to the growing need in Europe for assessing a build-ing’s sustainability performance. The project draws on the existing knowledge available in Europe on build-ing assessment methodologies.
PRESCO http://www.etn-presco.net/
The PRESCO recommendations have been one of the main activities of the PRESCO Network. During the 4.5 years of activity, more than 200 recommendations have been developed and discussed. The result is a set of Europe-wide practical recommendations for sustainable construction.
ANNEX 31 http://www.iisbe.org/annex31/index.html
As the need to address environmental concerns such as resource depletion and greenhouse gas emissions become more pressing, the concepts, tools, case studies and practical considerations in Annex 31 pre-sent an invaluable information resource.
ExternE Pro-jects
http://www.externe.info/externe_d7/
The scope of the ExternE Project series, financed by the European Union, is to value the external costs and the major impacts of economic activities, especially of electricity generation and transport
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Glossary
The following table describes the terms and definitions of common used LCA expressions and wording. Some of these expressions are use in this guidance document; the others are in-cluded to provide a full list of European terms and definitions.
additional technical information
Information that forms part of the EPD by providing a basis for the development of scenarios
EN 15804/ EN 15978
allocation or parti-tioning
Partitioning the input or output flows of a process or a prod-uct system between the product system under study and one or more other product systems.
ISO 14040
analysed decision Decision that is subject to an LCA study. In contrast to LCI studies and most non-comparative LCA studies, comparative LCA studies have a direct decision context. For these the LCA study analyses a decision, rather than a single process or system. This might be, for example, a decision on alternative materials that are being evaluated for use for a product, the purchase of alternative products that are being compared, a decision on a policy option that is being analysed regarding its environmental impact implications, and the like.
ILCD Handbook
ancillary material Input material or product that is used by the unit process producing the product, but which does not constitute part of the product
EN 15804/ EN 15978
assumption sce-nario
Scenario for the analysed process or system that varies data and method assumptions, with the purpose of evaluating the robustness of the study’s results and conclusions. If more than one alternative system or option are compared, each of them would have its own assumption scenarios.
ILCD Handbook
attributional mod-elling or descrip-tive, book-keeping
LCI modelling frame that inventories the inputs and output flows of all processes of a system as they occur. Modelling processes along an existing supply chain is of this type.
ILCD Handbook
average data data representative of a product, product group or construc-tion service, provided by more than one supplier
EN 15804/ EN 15978
background data The background system comprises those processes for which, owing to the averaging effect across suppliers, a ho-mogeneous market with average date (or equivalent, generic data) can be assumed to represent the respective process appropriately. Processes related to the use stage and the end-of-life stage hence belong to the background system from the perspective of the producer, insofar as the average use and end-of-life management processes are to be depict-
ILCD Handbook
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ed. However, the specific characteristics of the product that is used and end-of-life treated are to be considered, hence combining specific properties with average/generic processes. Moreover, where specific scenarios of use or end-of-life treatment technologies are being investigated, these become part of the foreground system of the analysis, and specific data are preferable.
best attainable consensus
Partial or full agreement of the involved parties, steered by a chair or coordinator towards the broadest possible agreement on the issue at stake. In contrast to an entirely result-open process, here a solution that fits preset requirements (e.g. ‘Define a reasonably worst-case scenario’) is to be found, i.e. the ‘zero-option’ is not an option.
ILCD Handbook
building Construction works that have the provision of shelter for its occupants or contents as one of its main purposes, and are usually enclosed and designed to stand permanently in one place.
EN 15804/ EN 15978
building fabric All building products that are fixed to the building in a per-manent manner, so that the dismantling of the product changes the performance of the building, and the dismantling or replacement of the product constitute construction opera-tions.
EN 15804/ EN 15978
building-integrated technical system
Technical equipment installed to support the operation of a building.
EN 15804/ EN 15978
building site Specified area of land where a building is located or is de-fined to be located, and where construction work of the building and associated external works are or will be under-taken.
EN 15804/ EN 15978
co-function Any of two or more functions provided by the same unit pro-cess or system.
ISO 14044
comparative asser-tion
Environmental claim regarding the superiority or equivalence of one product versus a competing product that performs the same function.
ISO 14025
comparative life cycle assessment
Comparison of LCA results for different products, systems or services that usually perform the same or a similar function.
ILCD Handbook
component Building product manufactured as a distinct unit to serve a specific function or functions
EN 15804/ EN 15978
consequential LCI modelling principle that identifies and models all process- ILCD Handbook
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modelling es in the background system of a system as a consequence of decisions made in the foreground system.
construction ele-ment
Part of a construction containing a defined combination of products
EN 15804/ EN 15978
building product Item manufactured or processed for incorporation in con-struction works.
EN 15804/ EN 15978
construction ser-vice
Activity that supports the construction process or subsequent maintenance
EN 15804/ EN 15978
construction work Activities forming a construction works. EN 15804/ EN 15978
construction works Everything that is constructed or results from construction operations.
EN 15804/ EN 15978
co-product Any of two or more marketable materials, products or fuels from the same unit process, but which is not the object of the assessment.
EN 15804/ EN 15978
declared unit Quantity of a building product for use as a reference unit in an EPD for an environmental declaration based on one or more information modules.
EN 15804/ EN 15978
design life Service life intended by the designer. EN 15804/ EN 15978
disclosed to the public
The audience is not specifically limited, and hence includes a non-technical and external audience, e.g. consumers.
ILCD Handbook
endpoint indicators Damage to human health, Damage to ecosystem, Depletion of natural resources. These relate to the three areas of pro-tection "Human health", "Natural environment", and "Natural resources", respectively.
ILCD Handbook
end-of-life product Product at the end of its useful life that will potentially un-dergo reuse, recycling, or recovery.
ILCD Handbook
environmental aspect
Aspect of construction works, parts of works, processes or services related to their life cycle that can cause change to the environment.
EN 15804/ EN 15978
environmental impact
Change to the environment, whether adverse or beneficial, wholly or partially resulting from environmental aspects.
ILCD Handbook
environmental performance
Performance related to environmental impacts and environ-mental aspects.
EN 15804/ EN 15978
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estimated service life
Service life that a building or an assembled system (part of works) would be expected to have in a set of specific in-use conditions, determined from reference service life data after taking into account any differences from the reference in-use conditions
EN 15804/ EN 15978
foreground system The foreground system is defined as those processes of the system that are specific to it. This means that data for the specific technology, supplier etc. are most appropriate. For example, in a study on a producer-specific product, these are not only the processes that are operated at the producer’s facilities, but also all those processes at suppliers and down-stream where only one or a few operators are involved, i.e. where the specific processes cannot be replaced by e.g. mar-ket average supply data. Hence these are typically the tier-one suppliers, but also suppliers further up the supply chain, if specific relations exist, e.g. by using certified green energy or certified wood sources and the like.
ILCD Handbook
functional equiva-lent
Quantified functional requirements and/or technical require-ments for a building or an assembled system (part of works) for use as a basis for comparison.
EN 15804/ EN 15978
functional flow One of the (co-)product flow(s) in the inventory of a process or system that fulfils the process’s or system’s function. See also: non-functional flow
ILCD Handbook
functional perfor-mance
Performance related to the functionality of the construction works or an assembled system (part of works) that is re-quired by the client and/or by users and/or by regulations.
EN 15804/ EN 15978
functional re-quirement
Type and level of functionality of a building or assembled system that is required by the client and/or by users and/or by regulations.
EN 15804/ EN 15978
functional unit Quantified performance of a product system for use as a reference unit.
EN 15804/ EN 15978
functionality Suitability or usefulness for a specific purpose or activity. EN 15804/ EN 15978
indicator Quantifiable value related to environmental impacts or as-pects.
EN 15804/ EN 15978
information mod-ule
Compilation of data to be used as a basis for a Type III envi-ronmental declaration covering a unit process or a combina-tion of unit processes that are part of the life cycle of a prod-
EN 15804/ EN 15978
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uct.
life cycle Consecutive and interlinked stages in the life of the object under consideration.
EN 15804/ EN 15978
life cycle assess-ment (LCA)
Compilation and evaluation of the inputs, outputs and poten-tial environmental impacts of a product system throughout its life cycle.
EN 15804/ EN 15978
life cycle inventory analysis (LCI)
Phase of life cycle assessment involving the compilation and quantification of inputs and outputs for a product throughout its life cycle.
EN 15804/ EN 15978
life cycle inventory (LCI) dataset
Dataset with the inventory of a process or system. Can be both unit process and LCI results and variants of these.
ILCD Handbook
life cycle inventory (LCI) study
Life cycle study that provides the life cycle inventory data of a process or system.
ILCD Handbook
life cycle inventory analysis results (LCI results)
Outcome of a life cycle inventory analysis that catalogues the flows crossing the system boundary, and provides the start-ing point for life cycle impact assessment.
ISO 14040
maintenance Combination of all technical and associated administrative actions during the service life to retain a building or an as-sembled system (part of works) in a state in which it can perform its required functions.
EN 15804/ EN 15978
midpoint indicators Climate change, (Stratospheric) Ozone depletion, Human toxicity, Respiratory inorganics, Ionising radiation, (Ground-level) Photochemical ozone formation, Acidification (land and water), Eutrophication (land and water), Ecotoxicity (fresh-water, marine, terrestrial), Land use, Resource depletion (of minerals, fossil and renewable energy resources, water, ...).
ILCD Handbook
monofunctional process
Process or system that performs only one function. ILCD Handbook
multifunctional process
Process or system that performs more than one function. Examples: processes with more than one product as output (e.g. NaOH, Cl2 and H2 from chloro-alkali electrolysis) or more than one waste treated jointly (e.g. mixed household waste incineration with energy recovery).
See also: allocation; system expansion
ILCD Handbook
non-functional flow Any of the inventory items that are not (co-)product flows: e.g. all emissions, waste and resources, but also input flows
ILCD Handbook
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of processed goods and of services.
non-renewable energy
Energy from sources that are not defined as renewable ener-gy sources
EN 15804/ EN 15978
non-renewable resource
Resource that exists in a finite amount, which cannot be re-plenished on a human timescale.
EN 15804/ EN 15978
operational energy use
Energy use of the building-integrated technical systems dur-ing use and operation of the building
EN 15804/ EN 15978
operational water use
Water use of the building-integrated technical systems and of the user, as needed for the technically and functionally de-fined operation of the building.
EN 15804/ EN 15978
overall environ-mental impact
Total of impacts on human health, natural environment and resource depletion for the impact categories considered. It can be calculated either as normalized and weighted overall LCIA results of the analysed process or system, or by assum-ing an even weighting across impacts, i.e. for each and any of the impact categories.
ILCD Handbook
performance Expression relating to the magnitude of a particular aspect of the object of consideration relative to specified requirements, objectives or targets
EN 15804/ EN 15978
product category Group of building products that can fulfil equivalent functions EN 15804/ EN 15978
product category rules (PCR)
Set of specific rules, requirements and guidelines for develop-ing Type III environmental declarations for one or more product categories.
EN 15804/ EN 15978
product A specific, eventually manufacturer-specific or unspecific product that is used in building construction in order to stay in the building [building products regulation number 305’/2011]. This definition is enhanced by the definitions of EN 15978 Annex A ‘Building description’. There different lev-els of aggregation are mentioned (building part, element level, component level, product level). The EeBGuide uses the term ‘product’ for everything that is not a whole building (e.g. building parts, elements, components, products, ser-vices, etc.).
EeBGuide
product system Collection of unit processes with elementary and product flows, performing one or more defined functions, and which models the life cycle of a product.
EN 15804/ EN 15978
programme opera- Body or bodies that conduct a Type III environmental decla- EN 15804/
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tor ration programme. EN 15978
recovery Waste treatment operation that serves a purpose in replacing other resources or prepares waste for such a use.
EN 15804/ EN 15978
recycling Any recovery operation by which waste materials are repro-cessed into products, materials or substances, either for the original purpose or other purposes.
EN 15804/ EN 15978
reference service life (RSL)
Service life of a building product that is known to be ex-pected under a particular set (i.e. a reference set) of in-use conditions, and which may form the basis for estimating the service life under other in-use conditions.
EN 15804/ EN 15978
reference service life data (RSL da-ta)
Information that includes the reference service life and any qualitative or quantitative data describing the validity of the reference service life.
EN 15804/ EN 15978
reference study period
Period over which the time-dependent characteristics of the object of assessment are analysed.
EN 15804/ EN 15978
refurbishment Modification and improvements to an existing building in order to bring it up to an acceptable condition.
EN 15804/ EN 15978
relevant For LCI datasets: having a significant influence on or contri-bution to the overall environmental impact of the analysed process or system, resulting in a different quality level.
For LCA studies: having a significant influence on or contribu-tion to the overall environmental impact of the analysed pro-cess or system, resulting in different conclusions or recom-mendations.
ILCD Handbook
renewable energy Energy from renewable non-fossil sources EN 15804/ EN 15978
renewable re-source
Resource that is grown, naturally replenished or naturally cleansed, on a human timescale.
EN 15804/ EN 15978
repair Returning an item to an acceptable condition through the renewal, replacement or mending of worn, damaged or de-graded parts.
EN 15804/ EN 15978
required service life
Service life required by the client or through regulations. EN 15804/ EN 15978
reuse Any operation through which products or components that are not waste are used again for the same purpose for which they were conceived, or are used for other purposes without
EN 15804/ EN 15978
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reprocessing.
scenario Collection of assumptions and information concerning an expected sequence of possible future events.
EN 15804/ EN 15978
secondary fuel Fuel recovered from previous use, or from waste, that substi-tutes for primary fuels.
EN 15804/ EN 15978
secondary good Secondary material, recovered energy, reused part or similar as the product of a reuse, recycling, recovery, refurbishing or similar process.
ILCD Handbook
secondary material Any material recovered from a previous use, or from waste, that substitutes for primary materials.
EN 15804/ EN 15978
service life (work-ing life)
Period of time after installation during which a building or an assembled system (part of works) meets or exceeds the technical requirements and functional requirements.
EN 15804/ EN 15978
specific data Data representative of a product, product group or construc-tion service, provided by one supplier.
EN 15804/ EN 15978
substitution Solving multifunctionality of processes and products by ex-panding the system boundaries and substituting the not-required function with an alternative way of providing it, i.e. the process(es) or product(s) that the not-required function supersedes. Effectively, the life cycle inventory of the super-seded process(es) or product(s) is subtracted from that of the analysed system: i.e. it is ‘credited’. Substitution is a spe-cial (subtractive) case of applying the system expansion prin-ciple.
ILCD Handbook
system Any good, service, event, basket of products, average con-sumption of a citizen, or similar object that is analysed in the context of the LCA study.
Note that ISO 14044:2006 generally refers to ‘product sys-tem’, whereas broader systems than single products can be analysed in an LCA study: hence here the term ‘system’ is used. In many but not all cases the term will hence refer to products, depending on the specific study object.
Moreover, as LCI studies can be restricted to a single unit process as part of a system, in this document the study ob-ject is also identified in a general way as ‘process/system’
ILCD Handbook
system boundary Interface in the assessment between a building and its sur-roundings or other product systems.
EN 15804/ EN 15978
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system expansion Adding specific processes or products and the related life cycle inventories to the analysed system. Used to make sev-eral multifunctional systems with an only partly equivalent set of functions comparable within LCA.
ILCD Handbook
system perspective In contrast to a unit process or a part of a life cycle, the sys-tem perspective relates to the entire life cycle of an analysed system or process. For processes, this implies that the life cycle is completed. This term is used mainly in the context of identifying significant issues and quantifying inventory com-pleteness or cut-off.
ILCD Handbook
third party Person or body that is recognized as being independent of the parties involved, as concerns the issues in question
EN 15804/ EN 15978
technical building system
technical equipment for heating, cooling, ventilation, hot water, lighting, or for a combination thereof.
EN 15804/ EN 15978
technical perfor-mance
performance related to the capability of a construction works or an assembled system (part of works) to fulfil its required functions under the intended use conditions.
EN 15804/ EN 15978
technical require-ment
Type and level of technical characteristics of a construction works or an assembled system (part of works) that are re-quired or are a consequence of the requirements made by the client and/or by the users and/or by regulations.
EN 15804/ EN 15978
transparency Open, comprehensive and understandable presentation of information.
EN 15804/ EN 15978
Type III environ-mental declaration
Environmental declaration providing quantified environmental data using predetermined parameters and, where relevant, additional environmental information.
EN 15804/ EN 15978
unit process Smallest element considered in the life cycle inventory analy-sis for which input and output data are quantified. (Source: ISO 14040.) In the practice of LCA, both processes that are physically not further separable (such as unit operations in production plants) and also whole production sites are cov-ered under ‘unit process’.
See also: unit process, black box; unit process, single opera-tion; system.
ILCD Handbook
unit process, black box
A unit process that includes more than one single-operation unit process.
ILCD Handbook
unit process, single A unit process that cannot be further subdivided into included ILCD Handbook
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operation processes.
user Person or organization for whom a building is designed (in-cluding building owner, manager and occupants).
EN 15804/ EN 15978
upstream, down-stream process
Process that either precedes (upstream) or follows (down-stream) a given life cycle stage.
EN 15804/ EN 15978
waste Substance or object that the holder discards or intends to discard, or is required to discard.
EN 15804/ EN 15978
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ILCAJ 2010, pp. 81–82.
[Wittstock 2011] Wittstock, B., Braune, A., Fischer, M., et al.: LCA in Building label-ling: Experiences from Germany. In: Finnish Association of Civil En-gineers RIL, VTT Technical Research Centre of Finland (Ed.): SB 11 Helsinki. World Sustainable Building Conference. Oct. 18–21, 2011. Proceedings, vol. 1. Helsinki 2011, pp. 134–135.
[Zamagni 2012] Zamagni, A., Guinée, J., Heijungs, R., Masoni, P., Raggi, A ‘Light and shadows in consequential LCA’. International Journal of Life Cycle Assessment, Volume 17, 2012.
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Note: Annex A and Annex B are specific to building LCA studies. For consistency in denomi-nation, the annex of the Products guidance document starts with Annex C
Annex C: List of available references for Life Cycle Impact As-sessment indicators chosen in EN 15804/EN 15978
This Annex provides the practitioner with the sources of recommended LCIA methods (when they are in agreement with the EN 15804/EN 15978 standards). It also highlights the current inconsistencies between the units of the ILCD-recommended LCIA methods and the units of the EN 15804/EN 15978 standards.
The practitioner should notice that while different impact assessment methods are recom-mended by the ILCD Handbook or given in the EN standards, one cannot be sure that LCA data (both generic LCA background databases and EPDs) do support the application of an LCIA method. The practitioner has rather to evaluate data availability (among other decision criteria) before deciding on which impact methods to use.
Background information in EN 15804/EN 15978
The EN 15804 standard states that
“The impact assessment should be carried out for the following impact categories:
– global warming – ozone depletion – acidification of land and water – eutrophication – photochemical ozone creation – depletion of abiotic resources (elements) – depletion of abiotic resources (fossil)
The characterization factors applied in the European Reference Life Cycle Database (ELCD) provided by the European Commission (DG Joint Research Centre – Institute for Environ-ment and Sustainability) should be used and shall follow the respective updates of the ELCD [EN 15804]. In addition, the characterization factor for ADP (elements and fossil) shall be taken from CML (Institute of Environmental Sciences, University of Leiden, The Netherlands). The characterization factors for ADP-fossil fuels are the net calorific values at the point of extraction of the fossil fuels.”
References that can be considered for the impact category given in EN 15804/EN 15978
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There is a need to specify the reference (scientific articles, scientific reports etc.) for each impact category, as the LCA practitioner can find several methods and characterization fac-tors within one impact category (e.g. photochemical ozone formation). At the same time, the International Reference Life Cycle Data System (ILCD) has recently provided recommended methods for each impact category. It is proposed here to identify, for the EN 15804 impact categories, the available references and characterization factors that can be applied when using the EeBGuide.
Three reports were used to derive the references for LCIA indicators given in the EN 15804/EN 15978 standards.
– Analysis of existing Environmental Impact Assessment Methodologies for use in Life Cycle Assessment (First edition);
– Framework and requirements for Life Cycle Impact Assessment models and indica-tors (First edition);
– Recommendations for Life Cycle Impact Assessment in the European context (First edition, December 2010).
References of ILCD-recommended LCIA methods that may be used when apply-ing the EeBGuide in the framework of EN 15804/EN 15978 impact categories
The first table presents the references of the ILCD recommended LCIA methods that could be used when applying the EeBGuide. A comment below the unit of the LCIA indicators indi-cates whether it is consistent with the unit given in EN 15804 and EN 15978.
Impact cate-gory in EN 15804
Parameter in EN 15804
Unit of LCIA indica-tor referring to method given in next column
Sources of recommended LCIA method based on ILCD Hand-book
Global Warming Global warming potential, GWP;
kg CO2 equiv
(compliance with the unit given in EN 15804/EN 15978)
ILCD-recommended LCIA method: Climate change; midpoint; GWP100; Source: Forster, P., Ramaswamy, V., Artaxo, P., Berntsen, T., Betts, R., Fahey, D.W., Haywood, J., Lean, J., Lowe, D.C., Myhre, G., Nganga, J., Prinn, R., Raga, G., Schulz, M. and Van Dorland, R., (2007). Changes in Atmospheric Constituents and in
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Impact cate-gory in EN 15804
Parameter in EN 15804
Unit of LCIA indica-tor referring to method given in next column
Sources of recommended LCIA method based on ILCD Hand-book
Radiative Forcing. In: Climate Change 2007: The Physical Science Basis IPCC 2007. Contribution of Working Group I to the Fourth As-sessment Report of the Intergov-ernmental Panel on Climate Change.
Ozone depletion Depletion poten-tial of the strato-spheric ozone layer, ODP
kg CFC 11 equiv
(compliance with the unit given in EN 15804/EN 15978)
ILCD-recommended LCIA method: Ozone depletion; midpoint; ODP; Source: World Meteorological Organ-ization, 1999: Scientific assessment of ozone depletion: 1998. Global Ozone Research and Monitoring Project – Report no. 44. Geneva.)
Acidification for soil and water
Acidification po-tential of soil and water, AP;
moles H+ equiv
(no compliance with the unit given in EN 15804/EN 15978)
ILCD-recommended LCIA method: Acidification terrestrial and freshwa-ter; midpoint; Accumulated Exceed-ance Source: Seppälä, J., Posch, M., Jo-hansson, M., Hettelingh, J.P. (2006). Country-dependent Characterisation Factors for Acidification and Terres-trial Eutrophication Based on Accu-mulated Exceedance as an Impact Category Indicator. International Journal of Life Cycle Assessment 11(6): 403-416. With updated characterization fac-tors available in: Posch, M., Seppälä, J., Hettelingh, J.P., Johansson, M., Margni M., Jol-liet, O. (2008). The role of atmos-pheric dispersion models and ecosys-tem sensitivity in the determination of characterisation factors for acidi-fying and eutrophying emissions in LCIA. International Journal of Life Cycle Assessment (13) pp.477–486
Eutrophication Eutrophication potential, EP
mole N eq
(no compliance with the unit given in EN
ILCD-recommended LCIA method: Eutrophication terrestrial; midpoint; Accumulated Exceedance;
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Impact cate-gory in EN 15804
Parameter in EN 15804
Unit of LCIA indica-tor referring to method given in next column
Sources of recommended LCIA method based on ILCD Hand-book
15804/EN 15978) Source: Seppälä, J., Posch, M., Jo-hansson, M., Hettelingh, J.P. (2006). Country-dependent Characterisation Factors for Acidification and Terres-trial Eutrophication Based on Accu-mulated Exceedance as an Impact Category Indicator. International Journal of Life Cycle Assessment 11(6): 403-416. With updated characterization fac-tors available in: Posch, M., Seppälä, J., Hettelingh, J.P., Johansson, M., Margni M., Jol-liet, O. (2008). The role of atmos-pheric dispersion models and ecosys-tem sensitivity in the determination of characterisation factors for acidi-fying and eutrophying emissions in LCIA. International Journal of Life Cycle Assessment (13) pp.477–486 Other source: [Guinée 2001]
Photochemical ozone creation
Formation poten-tial of tropospher-ic ozone, POCP;
kg Ethene equiv
(compliance with the unit given in EN 15804/EN 15978)
ILCD-recommended LCIA method: Photochemical ozone formation; midpoint – human health; POCP; Source: Van Zelm, R., Huijbregts, M.A.J., Den Hollander, H.A., Van Jaarsveld, H.A., Sauter, F.J., Struijs, J., Van Wijnen, H.J., Van de Meent, D. (2008). European characterization factors for human health damage of PM10 and ozone in life cycle impact assessment. Atmospheric Environ-ment 42, 441–453.
Depletion of abiotic re-sources: ele-ments
Abiotic depletion potential (ADP-elements) for non-fossil re-sources
kg Sb equiv
(compliance with the unit given in EN 15804/EN 15978)
ILCD-recommended LCIA method: Resource depletion- mineral, fossils and renewables; midpoint; abiotic resource depletion; The ILCD Hand-book recommends using the reserve base Source: ADP-elements based on an update of
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Impact cate-gory in EN 15804
Parameter in EN 15804
Unit of LCIA indica-tor referring to method given in next column
Sources of recommended LCIA method based on ILCD Hand-book
characterization factors for elements and additional characterization fac-tors have been listed on the basis of USGS economic reserve and reserve base figures in addition to the ulti-mate reserve by: Oers, L. van, A. de Koning, J.B. Guinée & G. Huppes, 2002. Abiotic resource depletion in LCA – Improv-ing characterization factors for abiot-ic resource depletion as recom-mended in the new Dutch LCA Handbook. DWW report, Delft; see http://www.cml.leiden.edu/research/industrialecology/researchprojects/finished/abiotic-depletion-lcia.html
Depletion of abiotic re-sources: fossil fuels
Abiotic depletion potential (ADP-fossil fuels) for fossil resources
MJ, net calorific value
(compliance with the unit given in EN 15804/EN 15978)
ILCD-recommended LCIA method: Resource depletion- mineral, fossils and renewables; midpoint; abiotic resource depletion; Source: ADP-fossil fuels based on low heat-ing values (LHV) of the fossil fuels. The fossil fuels are considered to be fully substitutable. Factors provided by: Oers, L. van, A. de Koning, J.B. Guinée & G. Huppes, 2002. Abiotic resource depletion in LCA – Improv-ing characterization factors for abiot-ic resource depletion as recom-mended in the new Dutch LCA Handbook. DWW report, Delft; see http://www.cml.leiden.edu/research/industrialecology/researchprojects/finished/abiotic-depletion-lcia.html
* CF are provided by [Oers 2002]
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Link to online characterization factors of the ILCD-recommended LCIA methods that may be used when applying the EeBGuide in the framework of EN 15804/EN 15978 impact categories
MS Excel CF: http://lct.jrc.ec.europa.eu/assessment/resolveuid/cdfa2451af584ec3b3056a17060e4b6f (RAR-File)
ILCD formatted: http://lct.jrc.ec.europa.eu/assessment/resolveuid/0e0eb8ac1856f79a0a3816f20514b8db (ZIP-File)
References of other LCIA methods that may be used when applying the EeBGuide in the framework of EN 15804/EN 15978 impact categories
As for some ILCD-recommended LCIA methods, there is not a consensus with the standards (e.g. a different unit is proposed in the ILCD-recommended method). The practitioner can have a look at the online ILCD report for more information on the other LCIA methods:
http://lct.jrc.ec.europa.eu/assessment/LCIA-CF-09-02-2012-def.pdf
The CML 2002 LCIA method has also been very much used in practice for many years. The practitioner who would like to consult the online characterization factors can go to the fol-lowing link:
http://cml.leiden.edu/software/data-cmlia.html
Please note that the units for AP and EP in the CEN TC 350 standards correspond to the CML 2002 LCIA method.
Concluding remarks:
A list of references for each impact category has been given, based upon the ILCD Handbook recommendations.
It should be kept in mind by the practitioner that there is still quite some freedom when ap-plying the EeBGuide for different impact categories: acidification and eutrophication as the units (and thus the methods) differ between the EN 15804 standard and the ILCD recom-mend methods. In addition, some of the newly ILCD-recommended methods may not be implemented in commercial LCA software such as GaBi or SimaPro. Also, generic background
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databases and EPDs may not necessarily contain impact factors or indicator values for all of the methods listed. This situation, however, is expected to change and improve over time.