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Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

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Improving health worldwide www.lshtm.ac.uk Research Excellence Framework & Open Access 23 May 2016
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Page 1: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Improving health worldwide www.lshtm.ac.uk

Research Excellence

Framework & Open Access

23 May 2016

Page 2: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Post 2014 REF

• To fulfil its aim of increasing substantially the proportion of research that is made available by open access (OA) in the UK, the four UK higher education funding bodies have introduced a requirement that outputs submitted to the post-2014 REF be made available in an open-access form.

• Open access refers to unrestricted, online access to the published findings of research.

Page 3: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

• enables the prompt and widespread dissemination of research findings

• benefits both the efficiency of the research process and economic growth driven by publicly funded research

• increases public understanding of research

Why Open Access?

Page 4: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

OA Citation Advantage

http://www.keyperspectives.co.uk/openaccessarchive/Conference%20presentations/Swan%20-Trieste%20FEST.pdf

Page 5: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Improving health worldwide www.lshtm.ac.uk

• Notify [email protected] , on acceptance, for ALLresearch articles that you are named on.

• Send us the Accepted manuscript, and data as per table below

New requirements

Not Open Access

Data RequiredOn Acceptance

Title, Journal,AuthorsOA status

Date of AcceptanceLicense Type

Embargo LengthDate of Publication (if known)

Press Embargo date, if high profile

Documents for repository Acceptance Email (for internal purposes only)

Author’s Accepted Manuscript MandatoryPublished Version Publisher permitting

Page 6: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

The requirement only applies

to…

• Journal articles

• Conference proceedings with an International Standard Serial Number (ISSN)

• It will not apply to monographs, book chapters, other long-form publications, working papers, creative or practice-based research outputs, or data.

What?

Page 7: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

– not just those where you are lead author

– not just those that are not Open Access

– not just those you think are REF material: the next REF may not be based on individuals’ Best Four, but on best ~2000 from the School as a whole – don’t be selective at this stage.

Details

Page 8: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Author manuscripts

Peer reviewed accepted manuscript Published article - PDF

Page 9: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Where will my

manuscript go?

It’ll be deposited in an open access institutional repository: the School’s

Page 10: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Exemptions

• It is recognised that publishers often impose an embargo before repositories can make manuscripts openly available.

• In recognition of the embargoes applied by many publishers, the maximum permitted embargo is 12 months (for Panel A)

Page 11: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Exemptions

• The embargo period does not provide exemption/extension from the requirement to deposit within three months of acceptance

• The article can be kept closed access until the embargo expires. (In such instances the article can still form part of the REF).

Page 12: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Exemptions

• If the paper will not be made open access until after the maximum embargo, researchers must be confident that the journal/proceeding is the most appropriate publication for the work.

How do I check if the journal is REF compliant?

Page 13: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Check compliance

https://ref.sherpa.ac.uk/

Page 14: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

What about paid OA?

• If the article is open access – send us the details as soon as you hear it’s been accepted.

– REF rules give you the option to wait for the published version before depositing the full-text

– You can deposit the manuscript and later replace it with the published version, for all OA and some non-OA

Open Access (Full OA or optional payment journal)

Title, Journal,Authors

OA status

Date of Acceptance

License Type

n/a

Date of Publication (if known)

Press Embargo date, if high profile

Acceptance Email (for internal purposes only)

Author’s Accepted Manuscript Optional, but recommended

Published Version Strongly Recommended – can replace AAM

Page 16: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Compliance so far

Page 17: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Monitoring submissions

Check what manuscripts we have in your name:https://intra.lshtm.ac.uk/publications/OAviewer/index.php?-table=by_author

Check what published articles we have in your name:https://intra.lshtm.ac.uk/publications/OAviewer/index.php?-table=publications

Page 18: Research Excellence Framework (REF) at LSHTM - a comprehensive overview of Open Access

Information

HEFCE REF Policy:http://www.hefce.ac.uk/rsrch/oa/

Complete list of FAQs:http://www.hefce.ac.uk/rsrch/oa/FAQ/


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