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AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Requ ired by the Ethics

in Government Act o f 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e initial)Jones, Richard A.

4. Title (Article III judg es indicate active o r s e n i o r s t a t u s ;mag istrate judges indicate full- or part-time)

U.S. D istrict

7. Chambers or Office A d d r e s sUnited States Courthouse700-Stewart StreetSeattle, Washington 98101

2. Court or O r g a n i z a t i o nW.D . Washington

3. Date of Report

05/05/20115a. Report Type (check appropriate

] Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance~vith applicable laws and regulations.

Revie~ving Officer D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed[ Complete all parts,checking the NONE b ox for each part where you have no reportable informatlot~ Sign on last pag~

I . P O S I T I O N S . m e ~ , o r i n g individual only; seep p. 9-13 of f i l ing instruct ions. )[~] NONE (No reportable positions.)

POSITION NAME O F O RGANIZATIO N/ENTITYI. Trustee YM CA of Greater Seattle2. Adv isory B oard M em ber National C enter for C ou rts and M edia, National Judicial C ollege3. Adv isory B oard M em ber Seattle U niversity Access to Ju stice Institu te

4. Board Member W ashington State Bar Association Leadership Institute5. Faculty/Instructor National Judicial College6. Board M em ber YM C A of the U S A National B oard of D irectors

I I . A G R E E M E N T S . m e ~ , o , ~ in g i n d i v U u o l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~ NONE (No reportable agreements.)

1.19942.19943.

DATE PARTIES AND TERMSWashington State Deferred Com pensation Plan: pension upon retirementWashington State Judicial Retirement Account: pension up on retirem ent

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N a m e o f P e r s o n R e p o r t i n gJones, Richard A.

D a l e o f R e p o r t05/05/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . teepo , ing indi , iduol andspou s,; ,ee pp . tZ-24 oI~ i ing ins , ,uc, ions.)A. Filers Non-Investment Incom e

[~ NONE (No reportable income.)on-investmentDATE SOURCE AND TYPE

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t 1 n c o m e - tfrou were married during any portion of the reporting.Fear, complete this section.(Dollor amount not required except for honoraria.)[~] N O N E (No reportable non-investment income.)

1.20102.3.4.

DATE SOURCE AND TYPE-Salary

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en ter ta in men t .(Includes those to spouse and dependent children," see pp. 25-27 of fi ling instructions.)

D N O N E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. YM CA - US A N at iona l Board J anuary 2 8 - 29 , 2 0 1 0 Aspen Institute-New B oard M eeting T ransp ortation, m eals and lodg ingof Directors YC hicago, Illinois2. Gonzaga U niversity School of May 14-15, 2010 Spokane, WA Com m encement Speecch Transportation, meals and lodgingLa w3. YM CA-U SA National Board July 7-8, 2010 S alt Lake City, U tah B oard M eeting T ransp ortation, m eals and lodg ingof Directors4. National Judicial College October 10-12, 2010 Reno. Nevada Teaching Judges Transportation, mcals and lodging5. YMC A_USA Board of October 20-2 I. 2010 Chicago. Illinois Board M eeting Transportation, meals and lodgingDirectors

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N a m e o f P e r s o n R e p o r t i n gJones, Richard A.

D a t e o f R e p o r t05/05/2011

6. N atio na l C ente r f or C ou rts N ov em b er 8- 10 New York, N e w Y o r k Board Meeting Transp ortation, m eals and lodgingand Me dia/National JudicialCollege7.

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N a m e o f P e r s o n R e p o r t i n gJones, Richard A.

D a t e o f R e p o r t05/05/701 I

V . G I F T S . a n c ~ d e s , h o s e , o s p o u s e a n d d e p e , d e , , children; see p p . 2 8 - 3 1 of filing instructions*)N O N E ( N o r e p o r t a b l e g i f ts . )

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l ~ d e s , h o s e o l s p o ~ s e a n d d e p e n ~ e n , children; see p p . 3 2 - 3 3 of filing instructions.)~ N O N E (N o r e p o r t a b l e fi a b i l i t ie s . )

CREDITOR1 . American Express2.

3.

4.

5.

Credit CardDESCRIPTION VALUECODE

J

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N a m e o f P e r s o n R e p o r t in gJones, Richard A.

D a t e o f R e p o r t05/05/2011

V I I. I N VE S T M E N T S a n d T R U S T S -i .... ,, ralue, t . . . . . ctions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(i ) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g .,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a lu e a t e n do f r e p o r t in g p e r i o dO) (2)Value Value

C o d e 2 M e t h o d(J-P) Code 3

( Q - W )

(1 )T y p e ( e . g . ,b u y , s e l l ,r e d e m p t io n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value G a i nm m / d d / y y C o d e 2 Code I

( J - P ) ( A -H )

(5 )I d e n t i t y o fbuyerlseller( i f p r i v a t e

t r a n s a c t i o n )

I. Tullys Stock (common) None J W2. Tullys Stock(preferred) None J W3. FBR D irect None Sold4. Am erican Funds: Am erican Balanced A Interest M T

08/23/I 0 A National F inancialService

! 5. American Funds: American Mutual A Interest M

6. Am erican Funds: Capital Income Builder A Interest M7. Am erican Funds: Capital World Growth & A Interest LIncome8. Am erican Funds: Capilal World Bond A Interest M9. Am erican Funds: Fu ndamental Investors A Interest L

TTTT

1 0 . Am erican Funds: Growth FundofAm erica A Interest L1 1 . Am erican Funds: Income F und of Am erica E Interest M1 2 . Am erican Funds: Investment Com pany of A Interest MAmerica1 3 . American Funds: SMALLC AP WO RLD A Interest L

T

TT

1 4 . Am erican Funds: W ashington Mutual None MInvestors1 5 . Am erican Funds: Bond Fund of Am erica B Interest M

TT

1 6 . Am erican Funds: Money Market A Distribution L17. Washington State Investment Board* E Distribution K

TT

1. Incom e Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15.0~0(Scc Colum ns BI and 1)4) F =$50,001 - $100,000 G =$ I00,001 - $1.000.000 H 1 =$1,0~),00l - $5,00~,0~ H2 =More than

2. Value Codes J = $ 1 5 , 1 ~ O or less K :$15.001 - $50.0OO L = $50,001 - $ 100,0OO M =$109,001 - $250,000(See Columns CI and D3) N =$250.0OI - $500.000 O $50~).0OI - $1.00~.000 p I =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25.000,0OOp3 =$25,0~).001 . $50.000.0OO P4 More than $50,000,O00

3. Value Method Codes Q =App raixal R =Cost (Real Estate Only) S =Assessmcnl T =Cash Market(S~:c Column C2) U =Book Value V =Othcr W =Estimated

E =$15 . 001 - $50 , 000

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N a m e o f P e r s o n R e p o r t i n gJones, Richard A

D a t e o f R e p o r t05/05/2011

VIII . ADDITIONAL INFORMATION O R EXPLANA TIONS.I. Positions

Advisory Board Member Northwest Minority Job Fair CommitteeAdvisory Board M ember First Year M inority C lerkship ProgramCo-C hair King County Bar Association Rev. Dr. Martin Luther King Lu ncheon Com m itteeBoard Mem ber Center for Children & Y outh Justice

VII. Investments and Trusts17.* Monthly Retirement distributions from the State of Washington Department of Retirement Systems commenced October 2010. Please also note the 1994Washington State Deferred Com pensation Plan and WashingtonState Judicial Retirement Account Plan (See P art II Agreem ents) were term inated in Septem ber 2010 . These fu nds fund the m onthly retirement and the balancewas roiled over to the Am erican Funds Investment Com pany ofAm erica Washington M utual Investors18. I SMARC 401k Value Code L, Value Method T22. Principal Finance Group Value C ode J, Value Method T

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Name of Person ReportingJones, Richard A

Date of Report05/05/201 I

IX. CERTIFICATION.I certify that all inform ation given above (including inform ation pertaining to my spou se and m inor or dependent children, if any) is

accurate, true, and comp lete to the best of m y know ledge and belief, and that any inform ation not reported w as withheld because it m et applicable statutorypro~ isions perm itting non-disclosure.1 further certify that earned income f rom outside em plo)~nent and honoraria and the acceptance of gifts ~vhich have b een reported are incom pliance with the provisions of 5 U .S.C. app . 501 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.

Signature: S/Richard A. Jones

N O T E : A N Y I ND I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I L E T H I S R E PO R T M A Y B E S U B J E C T T O C I VI LAND CRIM INAL SANCTIONS (5 U .S.C. app. 104)

Comm ittee on Financial DisclosureAdm inistrative Office of the Un ited States CourtsSuite 2-301One Columb us Circle, N.E.W ashington, D.C. 20544