Robert G James Financial Disclosure Report for 2010

8/3/2019 Robert G James Financial Disclosure Report for 2010

1/18

A O 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethics

in Gorernme nt Act ofl978(5 U.S.C. app. 101-111)

I . P e r s o n Report ing ( last nam e, f i rst , middle in i t ia l )J ames , Ro b er t G .

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s ta tus ;magistrate judges indicate full- or part-time)

U.S. Dis t r i c t J udg e - Ac t ive

7 . Ch a m b e r s o r O f f i c e A d d r e s sU. S. Co ur th o use201 Jackson Street , Suite 201Monroe , LA 71201

2. Court or Organizat ionU.S. Dis t r i c t Co ur t , Lo u i s i an a

3. Date of Repor t05/06/201 I

5a . Repor t Type ( check appropr ia te t~pe)] Nominat ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e s ~ e v ~ n g Officer Date

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE b ox for each part where you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . (Repo rt ing individual only; see pp. 9-13 of fi ling instruct ions.)~ N O N E (N o reportable posit ions.)

POSITIONI. Member2. M em ber W h itte n - Ja m e s R e a l E sta te , L L C3.

4.5.

N A M E O F O R G A N I Z A T IO N /E N T I T YJ u d d & C o m p a n y , L L C

I I . A G R E E M E N T S . m,po,i,g indlvid, ut only; s,, t,t,. 14 -16 of filing instructions.)N O N E ( N o reportable agreements.)

1.20102.3.

DATE P A R T IE S A N D T E R M SL o u i s i an a S t a t e E mp l o y ees R e t i r emen t S y s t em


2/18

FINANCIAL DISCLOSURE REPORTPage 2 of 9

~ a m e o f P e r s o n R e p o r t i n gJam es , Rober t G.

D a t e o f R e p o r t05/06/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( n e p o ~ i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE INCOME(yours , no t spouse s )

I . 20 10 L o uisian a S ta te Em p lo y ees R e tire m e n t S ystem $2 9,5 63.0 02. 2010 W hitte n -Jam es R ea l E sta te , L L C (p a rtn e rsh ip in co m e) $879.003.4.

B . S p o u s e s N o n - I n v e s t m e n t In c o m e - t f ~ . o u were married during any portion of the repo rting year, complete this section.(Dollar amount not required except for honoraria.)

D N O N E ( N o reportable non-investment income.)

1. 20102 .2 0 1 03 .2 0 1 04.

DATE SOURCE AND TYPELin co ln Par i sh Dis t r i c t At to rn eyState of Loui s i anaW h it ten -J ames Rea l Es ta te , LLC (p ar tn ersh ip in co m e)

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~] N O N E ( N o reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


3/18


N a m e o f P e r so n R e p o r ti n gJam es , Rober t G.

Date of Report05/06/201 I

V . G I F T S . anc lud es , hose to spouse and d epende nt children; see pp . 28-31 o f filing instructions.)~] N O N E (No re portable gifts.)

2.3.4.5.

SOURCELo uise W . T y le rJ ames E. Dav iso n

DESCRIPTION" ~ S h a r e s W a l m a r tSee n o te in p a r t VI I I fo r desc r ip t io n .

V A L U E$2,704.00$6,650.00

V I . L I A B I L I T I E S . a n c t u d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)--] N O N E (No reportable l iabili t ies.)

C R E D IT O R D ES C R IP T IO N1 . C o m m un ity T rust B an k R ea l E sta te L o an2.3.4.5.

VALUECODEM


4/18


N a m e o f P e r so n R e p o r t in gJam es , Rober t G.

D a t e o f R e p o r t05/06/201 I

V I 1 . I N V E S T M E N T S a n d T R U S T S - income, value , transactions (Includes those of spouse a nd depend ent children; seepp. 34 -60 o f f il ing instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g m a s t a s s e t s ) r e p o r t in g p e r i o d

(t) (2)Place "(X)" af ter ~ch asset A m o u n t T y p e ( e . g .,exempt f rom pr ior d isc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

T y p e (e .g . ,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value Gainm m/dd!yy Co de 2 Co de I

(J-P) (A-H)I d e n t i ty o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

2.

3.4.

5.

6.

7.8.

9.

Timbe r Proper ty , V i enn a , La : i ~T imb e r P ro p e r ty , U n io n P a r i sh , L a .~ _ . .~

James Real Es ta teJames Real Es ta teJ u d d & C o m p a n y , L L C ( 1 7 . 10 % )

J P Mo rg an Ch ase , Acco un t sUn deve lo p ed Pro p er ly , L in co ln Par i sh , LA(1 /3 in t . ) (Sla to n )" i -~ ! B ienv i l le Pa r ish , La ( I /3 in t . )(W eyerh eauser )T imb er P ro p er ty #1 , B ien v i l l e Par i sh, La( I /3 in t .) (Sm el ly)T imb er P ro p er ty #2 , B ien v i l l e Par i sh, La( I /3 in t .) (Ne al )

Un io n Par i sh , LA (Midd le Fo rk )Un deve lo p ed p ro p er ty , J ack so n Par i sh , LA( I /3 in t . ) ( f arm)IRA #3

N o n eN o n e

N o n eN o n e

B Royal ty M W

A Interest J TN o n eN o n eN o n eN o n eN o n eN o n e

A Div iden d K T

M e r g e d 01/01/10 K(wi th l in e 56 )M e r g e d 01/01/10 K

(wi th l in e 56 )M e r g e d 01/01/10 N

(wi th l in e 56 )M e r g e d 01/01/ I0 J(wi th l in e 56 )

M e r g e d 01/01/10 J(wi th l in e 56 )M e r g e d 01/01/10 J(wi th l in e 56 )M e r g e d 01/01/10 K(w i th l ine 56)M e r g e d 01/01/10 K(wi th l in e 56 )M e r g e d 01/01/10 M(wi th l in e 56 )M e r g e d 01/01/10 J(wi th l in e 56 )

1 4 . -Fide l i ty Smal l Cap G ro wth " Y"1 5 . -Fide l i ty Lo w Pr iced Sto ck

1 6 . Co mmun i ty T rus t Ban k , Acco un t s1 7 . J ack so n Par i sh , LA p ro p er ty ( I /6 in t )(Hu tch eso n )

A InterestN o n e

Sold(part)B u y

TM e r g e d(wi th l in e 56 )

00114110

04/14/10

01/01/10

K

K

I. In co m e Ga in Co dc~ : A = $1,000 o r less B = $I,001 - $2 .5 00 C = $2.501 - $5 ,000 D =$5.001 - $15,000(Se e Co lu n m ~ B I a n d D4) F =$50.001 - $100.000 G = $ 100,001 - $1,00O,000 H I $ 1 ,0 00 .0 01 - $ 5, 00 0.0 00 H 2 =M o re Ih an $5 .0 0 ,0 00

2. Value Codes J $15.000 or l ess K =$15.001 - $50,000 L =$50.001 - $100.000 M =$100,001 - $250,000(See C o lumns C I and D3) N =$250,001 - $500.000 O =$500,001 - $1,000.000 PI =$1,000.001 - $5.000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000.001 - $50,000.000 p4 =More than $50,000,0003. Value Method Codes Q =Appra i~l R =Cost (Real Estate Only) S = As s e s s m e n t T =C ash M ark e t(Se e Co lu m n C2) U -Book Va lue V = Othe r W =E~ t imaled

E =$15.001 - $50,000


5/18

FINANCIAL DISCLOSURE REPORTPage :5 of 9


D a t e o f R e p o r t05/06/201 I

V I I. IN V E S T M E N T S a n d T R U S T S - i ....... . a l = e , t ...... tlons (Includes those of spouse and depe ndent children: seepp. 3 4-6 0 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

(1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

exempt f rom pr ior d isc losure Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)V alue V alue

C o d e 2 M e t h o d( J - P ) Cod e 3

( Q - W )

O)T y p e (e .g . ,

b uy , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( 2 ) (3) ( 4 )

D a t e Va l ue Gainm m/d d/y y C od e 2 Code 1

(J-P) (A-H)I d e n t i t y o fbuyer/seller( i f p r iva te


1 8 .

20 .21 .22 .23 .24 .25 .

J ack so n Par i sh , LA p ro p er ty ( I /3 in t )(S teele /Sher r ard)J ack so n Par i sh , LA p ro p er ty ( I /3 in t ) (Stee leHard 4 0 )J ack so n Par i sh , LA p ro p er ty (1 /3 in t)( G o o d w o o d )Bien v i l l e p a r i sh , LA p ro p er ty (1 /3 in t )(Gates)Un io n P ar i sh , LA p ro p er ty (Fran k l in )Linco ln Pa r i sh , LA mineral in ter es t (1 /3 in t )

(G o ldsmi th Es ta te )1 s t N a t io n a l Ban k , Acco un t

N o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n e

M e r g e d(wi th l in e 56 )M e r g e d

(wi th l in e 56 )M e r g e d

(wi th l in e 56 )M e r g e d(wi th l in e 56 )M e r g e d(wi th l in e 56 )M e r g e d(wi th l in e 56 )M e r g e d(wi th l in e 56 )

01/01/10

01/01/10

01/01/10

01/01/10

01/01/10

O I / O I / 1 0

01/01/10

K

K

J

J

J

JJ

26 . S m i t h B a r n e y - B r o k e r a g e A c c o u n t27 . - Wal Mar t28 . -Cash " Y"

A Div iden d J TN o n e J T

Bu y 02/17/10 G if t f ro m Lo u ise W .Tyle r

29 . - I shares Russel l 2000 Index FD "Y " A Div iden d K T30 . Fidel i ty Inves tments - Brokerage A ccount#43 I. -Cash A Interest J T3 2 . - A F L A C I n c A Div iden d K T33 . -A utoma t ic D ata Process ing , lnc34 . - D e v o n E n e r g y

A Div iden dA Div iden d Sold 04/13/10 J A

I. Income Gain Codes:(Se e Co lu m n s B I a n d I ) 4)

2.Value Codes(Se e Co lu ra n s CI a n d D3 )

3. Va lu e Me tho d Co de s(See C o lumn C 2 )

A -$1,000 or lessF =$50.001 - $ I00,000J =$15,000 or lessN =$250.001 - $500.000P3 =$25,000,001 - $50.000.000Q =A ppr a i s a lU = B o o k Va lu e

B -$1.001 - $2.500G -$100,001 - $1.000.000K =$1 5.0 ~1 - $50 .0 ~O -$500.001 - $ 1,000.000R - Co s t (Re a l E s ta te On ly )V O t h e r

C =$2.501 - $5.000H I = $ 1.000,001 - $ 5.0~.000L =$50.001 - $100.0~0PI =$1.000,001 -P4 =M ore th an $50 .0 ~.0 0 0S =As-:cssmentW = E s l im a tcd

D =$ 5,001 - $15,000H2 =More than $5.000,000M =$100,001 - $250,000P2 =$5,000,001 - $25.0~O.000T =C ash M ark e t

E =$15,001 - $50.000


6/18



D a l e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . ,e , , a t u e , , ra n s a c , l o .s a n d u d e s t h o s e o / ~ , o a ~ e a n d d e ~ , e n d e . t c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instruction~.)[~ NONE income , or transactions. )N o reportable assets,

A. B. C.D e sc rip tio n o f A ss e ts In c o m e d u rin g G r o s s v a l u e a t e n d( i nc l ud i ng t r us t asse t s ) r e p o r t i n g p e r i o d ofreporting period

O) (2) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure Code I div . , r en t , C o d e 2 M e t h o d( A - H ) or i n t . ) (J-P) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(3) (4)Value i GainCode 2 i Code l(J-P) . (A-H)

O) ( 2 )Type(e.g., D a t ebuy, sell, mm/dd/yy

redemption)

35 . - D i a g e o P L C A Div iden d J T36. -Pepsico Inc A Dividend K T

37 . -Ai r Pro duc t s & Ch em A Div iden d K T38 . - ln te l Co rp A Div iden d K T39 . - I sh ares T R Russe l l Midcap G ro wth A Div iden d L T Bu y 12/16/10 J( add l )40 . - I shares TR Russel l 2000 value index A Div iden d So ld 04/13/10 J B41. -Ishares TR dowjones u s healthcare A Dividend K T Sold 02/19/10 J C( p a r t )4 2. - M ic ro so ft Co rp A Div iden d K T43. -Nike Inc Class B A Dividend K T

44. -Schwab Charles Corp A Dividend Sold 08/30/10 J A

45. -United Technologies Corp A Dividend K T

:46. -V F C o r p A Dividend Sold 08/20/10 K C

47. - W a l g r e e n C o m p a n y A Dividend Sold 02/19/10 J B48. -Waste Management In c A Dividend J T49. -Waters C o r p None K T

50. -Mathews Asian Growth & Income A Dividend K T

51. -Co n o co p h i l l ip s A Dividend J T Bu y 08/26/10 J

(5 )I d e n t i t y o f

b u y e r ! s e l l e r( i f p r iva te


I . In co m e Ga in Co de s : A =$1,00O or less B =$1,001 - $2,500 C =$2.501 - $5,1)00 D =$5,001 - $15,0~0( See Columns B I and I)4 ) F =$ 50.001 - $100,000 G =$1 00 .00 1 - $1,0 00 ,0 0O H I = $ 1 .0 ~.0 01 - $ 5,0 0 0,0 00 H2 = Mor e th an $5 .0 0 ~ .0 00

2. Value Codes J -$15.000 or less K = $15,0~ I - $50,000 L :$ 50.0~ I - $ 100,000 M -$ 100,001 - $250.00~(Sc C o lumns C I and D3) N -$250.001 - SS0O,000 O =$500,001 - $1,00{).00~ Pl =$1,0~.0~1 - $5.000,000 P2 =$5,000.001 - $25,0~0,000

P3 -$25,0~0,001 - $50,000,000 P4 =Mor e th an3. Value I,.t cthod Codes Q =A ppr a i s a l R =Cost {Real Estate Only) S =Asscs:,mcnt T = Ca s h Ma rke t{see C o lumn C 2 ) U = B o o k Va lu e V = Othe r W = E s t im a te d


7/18



Date of R e p o r t05/06/201 I

VII. INVESTMENTS a n d TRUSTS - ~,eom ,. val, e0, ......o n s ( Includes those of spouse and dependent ch i ldren; s e e p p . 3 4 - 6 0 of fil ing instructions.)[~ ] N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c lu d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(J) (2)Place "(X)" after each asset A m ou n t T yp o (e .g .,

exempt from prior disclosure Code I div . . r en t .( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a lue V a lueC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

( 1 )Type (e.g.,buy, se l l ,



(2) (3) (4)D a t e Value G a i n

mm/dd , yy C od e 2 Co de I(J-P) (A-H)

I d e n t i t y o fb u y e r / s e l l e r

( i f p r iva tet r a n s a c t i o n )

52. -Darden restaurants A Dividend53 . -Me dt ron i c Inc None

J

K

TT

B u yB u y

02/24/10 J12/16/10 K

54 . Def er red Comp en sa tion - W e l l s Far go Ban k A DividendTr

55. T imber proper ty , Jackson Par ish , LA (Nix ) None56. W hit ten-James Real Estate, LLC F R e n t57. W hit ten-James Real Estate, LLC D Royalty

Merged(with line 56)

PI W O p e n

01/01/10 K01/01/ I0 PI See note in p art VIII

1. Incom e Gain Codes: A = $1,090 or less B =$1,001 - $2.500 C -$2,501 - $5,000 D -$5.001 - $15.0~0(S Co lu m n s B I a n d D- l ) F ~$50,001 - $ 100,000 G =$100,001 - $1.000.000 H I =$1,000,001 - $5,000,000 H2 - Mo re tha n $ 5 ,000. 000

2. Value Code~ J = $15 ,000 or le ss K -$15 ,001 - $5 0,000 L =$50,001 - $ 100,00O M -$100,001 - $250.000(See C o lumns C ! and D3) N =$250.001 . $500,000 O =$5 00.001 - $1,000.00~ P l = $1.000.0~1 - $5,000,00~ P2 =$5.000.Ph) l - $25.000.090

P3 =$25.00~,0~1 - $50.0~0.000 P4 -More than $50,000.0003. Value Method Codes Q =A ppr a i s a l R =Co st (R eal Esta te On ly ) S =A ssessm ent 1 = Ca s h Ma rke t(S ee C o lum n C 2) U = B o o k V alue V O t h e r W = E s t im a te d

E =$15,0~1 - $50.000


8/18


N a m e o f Pe r so n R e p o r t i n gJames, Robert G.

D a t e of Repot/05/06/201 I

Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS. a,dica,opa,~P a r t V , p a g e 3 , l in e 2 - F o r r e p o r t i n g p e r s o n a n d s p o u s e t o v i si t M r . D a v i s o n s v a c a t io n h o m e i n M e x i c o o n t w o o c c a s i o n s i n c l ud i n g l o d g i n g , s o m e m e a l s a n d s o m et ran sp o r ta t io n wh i le in Mex ico .

Par t V I I , page 7 , l ine 56 - A ssets inc lude d in l ines I , 2 , 3 , 4 , 7 , 8 , 9 , 10 , I I , 12 , 17 , 18 , 19 , 20 , 2 I , 22 , 23 , 24 and 55 w ere a l l t r ans f er r ed in to the n ew en t i tyMW h it ten -J ames Re a l Es ta te , L L C " .


9/18


Name of Pe r son Repor t ingJ a m e s , R o b e r t G .

Date of Report05/06/2011

IX. CERT IFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) ~ n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signa ture: $ /Robert G. Jam es

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


10/18

AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S..C. app. 101-111)

I . P e r s o n Report ing (last nam e, f i rst , middle ini t ia l)J ames , Ro b er t G .

4. Title (Article II I j udges indicate ac t ive or senior s ta tus ;magis t rate judges indicate fu l l - or par t - t ime)

U.S. Dis t r i c t Jud g e - Ac t ive

7 . C ha m b e r s o r O f f ic e Ad d r e s sU . S . C o u r t h o u s e201 Jackson Street , Sui te 201M o n r o e , L A 71 2 0 1

2. Court or Organizat ionU.S. Dis t r i c t Co ur t , Lo u i s i an a

3. Date of R e p o r t07/12/2011

5a . Repor t Type ( check appropr ia te type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is R epor t and anymodif ica f ions per ta in ing there to , i t is , in my opin ion , in c ompliance~i th appl icable l aws and regu la t ions .

Revie~s ing Of f ice r Date

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe" t Complete all parts,checking the NONE box for each part where you have n o reportable information. Sign on last page.

l . P O S I T I O N S . ( R e V o r t i n g individual only; see pp. 9-13 of fi t ing instruct ions.)~ (No reportablepositions.)O N E

I. Member2. M e m b e r3.4.

5.

POSITION NAME OF ORGANIZATION/ENTITYJ u d d & C o m p a n y , L L CW hi t t en - J ames Re a l Es ta te , LLC

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

1.20102 .3.

DATE P A R T IE S A N D T E R M SLo u i s i an a S t a t e E mp l o y ees R e t i r emen t S y s t em


11/18

FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r so n R e p o r t i n gJames, Robert G.

D a t e o f R e p o r t07/12/2011

I l I . N O N - I N V E S T M E N T I N C O M E . tRepo , ing i , d i , . idual and ,poum seepp . 17-24 of , l i ,g instructions.)A. Filers Non-Investm ent Incom e

D (No reportable income.)O N E non-investmentD A T E S O U R C E A N D T Y P E INCOME(you rs , no t spou se s )

I. 2010 Lo u isia n a Sta te E m p lo y ee s R e tirem e n t S ys tem $29,56 3.002.2010 W hitte n -.la m es R ea l E sta te , L LC (p artn e rsh ip in c o m e) $879.003.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f j ,o u w e r e m a r ri e d d u r i n g a n y p o r t io n o f t h e r e p o r t in g y e a r , c o m p l e t e t h is s e c t i o n .(Dollar am ount not required except for honoraria..)

D (No reportable non-investment income.)ONE

1 .20102 . 2 0 1 03 .20104.

D A T E SO U R C E A N D T Y P ELin co ln P ar i sh Dis t r ic t At to rn eySta te o f Lo u i s i an aW h i t te n - J a m e s R e a l E s t a t e , L L C ( p a r t n e r s h ip i n c o m e )

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta in m en t(Includes those to spouse and dependent children," see pp. 25 -27 off!ling instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEM S PAID OR PROV IDED


12/18


N a m e o f P e r s o n R e p o r t in gJames, Robert G.

D a t e o f R e p o r t07/I 2/201 I

V . G I F T S . a n c l u d e s , h o s e , o s ~ , o ,s e u n d d e p o n d e n , c h i l d r e n ; s e e p p . 2 8 - 3 1 o f f i l i n g i n s t r u c t i o n s . )~ N O N E (No reportablegif is .)

SOURCE DESCRIPTIONI. L o u ise W . T y le r 50 S ha res W alm a r~2. J a m e s E . D a v i s o n See n o te in p a r t V IH fo r d esc r ip t io n .3.4.

5.

VALUE$2,704.00$6,650.00

V I . L I A B I L I T I E S . a , c l .d e s , h o s e o l s p o , s e o . d d e p e n d e , t children; see p p . 3 2 - 3 3 o f f i l i n g i n s t r u c t i o n s . )D N O N E ( N o reportable liabilities.)

CREDITORI. C o m m u n i t y T r u s t B a n k2.3.

4.

5.

Real Es ta te Lo anDESCRIPTION VALUECODE

M


13/18

FINANCIAL DISCLOSURE REPORTPage 4 of 9 Ia m e o f P e r s o n R e p o r t in gJame s, Robert G. D a t e o f R e p o r t07/12/201 I

V I I. IN V E S T M E N T S an d T R U S T S - in c ~ m e ~ v a ~ u e ~ t r a n s a c ti ~ n x ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i~ d r e n ; s e e p p .3 4 - 6 0 ~ f ~ i n g i n s tr u c t i~ n s ~N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s c t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d0 ) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt f rom pr ior disc losure C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n dofreporting period(i) (2)V alue V alue

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

(0T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )


Dat e V a l u e Gai nm r r d d d / y y C o d e 2 C o d e I

(J-P) (A-H)

(5 )Identity of

buyer / se l le r(if private


2.3.4.5.6.7.8.9.

1 0 .

I1 .1 2 .

1 3 .

Timber Proper ty , Vienna, La (Woodvale)T imb er Pro p er ty , Un io n Par i sh , La . (c ab in )

J a m e s R e a l E s t a t eJ a m e s R e a l E s t a t eJ u d d & C o m p a n y , L L C ( 1 7 . 10 % )J P M o rg an Chase , Acco un t sUn d eve lo p ed Pro p er ly , L in co ln Par i sh , LA( I /3 in t . ) (S la ton)

Bienv i l le Par i sh , La ( I /3 in t . )(W eyerheauser )T imb er P ro p er ty #1 , B ien v i l l e Par i sh , La( I /3 in t . )(Sm el ly)T imb er P ro p er ty #2 , B ien v i l l e Par i sh , La(1 /3 in t . ) (N ea l )

Un io n P ar i sh , LA (M id d le Fo rk )Un d ev e lo p ed p ro p er ty , Jack so n Par i sh , LA( I /3 in t . ) ( f arm)IRA #3

N o n eN o n eN o n eN o n e

B Royal ty M WA Interest J T

N o n eN o n eN o n eN o n eN o n eN o n e

A D i v i d e n d K T

M e r g e d(wi th l in e 57)M e r g e d(wi th l in e 57)M e r g e d

(wi th l in e 57)M e r g e d(wi th l in e 57)

01/01/1001/01/1001/01/1001/01/10

KKNJ

M erg e d 01/01/10 J(wi th l in e 57)M erg e d 01/01/10 J(wi th l in e 57)M e r g e d 01/01/10 K(wi th l in e 57)M e r g e d 01/01/10 K(wi th l in e 57)M erg e d 01/01/10 M(wi th l in e 57)M erg e d 01/01/10 J(wi th l in e 57)

1 4 .

1 5 .

1 6 .1 7 .

-F id e l i ty In ves tmen t s -Fo ur- In -On e In d ex,,y,,-F id e l i ty Smal l Cap G ro wth " Y"

-Fid e l i ty Lo w Pr iced Sto ck

So ld(pan)Bu y

04/14/10

04/14/10

K

KC o m m u n i t y T r u s t B a n k , A c c o u n ts A Interest J T

A

I. Income Gain Codes:(See Co lumns BI and D4)

2.Va lue Co d e s(Se e Co lu r rm s CI a n d D3 )

3.Va lue Me th o d Co d e s( ~ c C o l u m n C 2 )

A =$1,000 or lessF =$50.001 - $100.000J =$15.000 or lessN = $250.001 - $500.000P3 -$25.000.001 - $50.000.000Q =A ppr a i s a lU = B o o k Va lue

B=$1,001 - $2,500G =$100,001 -K =$15,0OI - $50,0~OO =$50~.001 - $1,0~0,0OOR =Cost (Real Estate Only)V = Oth e r

C =$2,501 - $5,000HI =$1,000.001 - $5.0~,000L =$5 0,001 - $100.000P I = $ 1.0~0.001 - $ 5.000.000P4 =Mo re than $50.000.(~0S = A ~ . : , . cs . ~ m e n lW =E~ t imal cd

D -$5.001 - $15.0~0H2 =M ore than $5.000.000M = $ 100,001 - $ 2 5 0 . 0 0 0P2 = $5.000.001 - $25.000.000T =Ca~,h Market

E = $ 1 5 , 0 ~ I - $50.000


14/18

FINANCIAL DISCLOSURE REPO RTPage 5 of 9

N a m e o f P e rs o n R e p o r t i n gJames, Robert G.

D a t e o f R e p o r t07/12/2011

V I I. I N V E S T M E N T S a n d T R U S T S - i .... ,, value, t . . . . . ctlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe (e . g ..e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(~) (2)Value Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

T y p e (e .g . ,buy, se l l ,

redemption)

Transactions dur ing repor ting per iod(2) (3) (4)

D a t e V a l u e Gainmmldd/yy Code 2 Code 1

(J-P) (A-H)

(5 )Identity of

buyer / se l le r(if private

transaction)

1 8 .

1 9 .

20.21.22.23 .24 .25 .26 .27 .28 .29 .

J ack so n Par i sh , LA p ro p er ty ( I /6 in t )(H utcheso n )Jackson Parish, LA p roperty (I /3 int)(Steele/Sherrard)J ack so n Par i sh , LA p ro p er ty ( I /3 in t ) (Stee leH ard 40 )J ack so n Par i sh , LA p ro p er ty ( I /3 in t )( G o o d w o o d )Bien v i l l e p a r i sh , LA p ro p er ty (1 /3 in t )(Gates)Un io n P ar i sh , LA p ro p er ty (Fran k l in )Linco ln P ar i sh , LA m ineral in ter es t ( I /3 in t )

(G o ld smi th Es ta te )I s t N a t io n a l Ban k , Acco un tS m i t h B a r n e y - B r o k e r a g e A c c o u n t-W al M ar t-Cash " Y"

N o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n e

A Div id en dN o n e

JJ

M e r g e d(wi th l in e 57)M e r g e d

(wi th l in e 57)M e r g e d

(wi th l in e 57)M e r g e d(wi th l in e 57)M e r g e d(wi th l in e 57)M e r g e d(wi th l in e 57)M erg ed(wi th l in e 57)M e r g e d

(wi th l in e 57)

T Bu y

01/01/10 J01/01/10 K01/01110 K01/01/10 J01/01/10 J01/01/10 J01/01/10 J01/01/10 J

02/17/10 G i f t fr o m L o u i s e W .T y le r

30 . - Ishares Russel l 2000 Index F D "Y " A Div id en d K31 . F idel i ty Inves tmen ts - Brokerage A ccoun t#432. -Cash A Interest J33. -AFLACInc A D i v i d e n d K34 . -Auto mat i c Data Pro ces s in g , In c A Div id en d K

I. Income Gain Codes:(See Columns BI and D4 )

2. Value Codes(See Co lur rms CI and D3)

3. Va lue Me th o d Co d e s(See Co lumn C2 )

A =$1,000 or lessF =$50.0~1 - $ 1 0 0 . 0 0 9J =$15.000 or lessN -$250.001 - $50~.000P3 =$25.000,001 - $50.000,00~Q =AppraisalU = B o o k Va lue

B =$1.001 - $2,500G =$I00.0OI -K $ I5.1KII - $50,000

O = $500.001 - $ 1.000.000r :Co s l (Re a l Ez , t a l e On ly )V O t h e r

C :$2,501 - $5,00~HI = $1.000.001 - $5.000.000L $50,001 - $100,090P I =$ 1.0~0.001 - $5.000,0~0P4 -More than $50.000,000S -As:,.cssmcntW :Es t ima ted

D = $ 5,1X) I - $15,000H2 =Mo re than $5.000.000M =$100,0~1 - $250,000P2 =$5.000,001 - $25.000.090T =Cash Mark e t

E =$1 5 , 0 O I - $5 0 . 0 0 0


15/18


N a m e o f P e r so n R e p o r t i n gJames, Robert G.

Dale of Report07/12/2011

V II. INVESTM ENTS an d TRUSTS - i . . . . . . . . o t o e , t .... act ions (Includes th ose o f spouse and depend en t ch i ldren; see pp . 34 -60 o f f i l ing ins truct ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s value at endo f r e p o r t i n g p e r i o d(0 (2)V alu e V alue

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

(J )Typ~ (~.g, ,b u y , s e l l ,



D a t e V alu e Gainmm/dd/yy C o d e 2 Code I

O-P) (A-H)

(5 )Identity ofbuyer/seller

(if privatetransaction)

35 . - D e v o n E n e r g y A Div id en d36 . - D i a g e o P L C A Div id en d

37. - Peps i co Inc A D i v i d e n d38 . -Ai r Pro d uc t s & Chem A D i v i d e n d

J

SoldTTT

04/13/10 J A

39 . -Intel Corp A D i v i d e n d40 . - I sharesT R Russe l l M id cap G ro wth A D i v i d e n d41 . - I shares T R Ru sse l l 20 0 0 va lue in d ex A D i v i d e n d42 . - I shares T R d o w jo n es u s hea l thcare A D i v i d e n d4 3. - Mic ro so ft C or p A Div id en d44 . - N i k e l n c C l a s s B A Div id en d45 . -Schwab Char les Co rp A D i v i d e n d46 . -Un i ted T echn o lo g ies Co rp A D i v i d e n d47. -V F C o rp A Div id en d48 . - W a l g r e e n C o m p a n y A Div id en d49 . - W a s t e M a n a g e m e n t I n c A Div id en d

50 . - Wate r s Corp N o n e51 . -M athews As ian G ro wth & In co me A D i v i d e n d

KL

KKK

K

J

KK

TT Bu y 12/16/10( add l )

So ld 04/13/10T Sold 02/19/10(part )TT

So ld 08 /30/10

TSold 08/20/I 0So ld 02/19/10

T

TT

J

J

J

KJ

B

C

CB

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C = $2,501 - $5 ,000{ Se e C olu m ns BI an d D ~) F =$5 0.0 01 - $100.0 00 G = $1 00 .0 01 - $ 1.0 00 .0 00 H I = $1 .0 00 .0 01 - $ 5.0 00 ,0 00

2. Value Codes J $1 5 .0 0 0 o r le s s K =$15,001 - $5 0,000 L =$50,001 - $100.000lSe e Co lum n s CI a n d D3 ) N =$250.001 - $500.000 O =$500.001 - $1,000.000 PI =$1,000,001 - $5.000.000P3 =$25.000.001 - $50.000.000 P4 =M ore than $50.000.000

3, Value Method Codes Q = A ppr a i sa l R =Cosl (Real Estate Only) S = A s ~ s s m c n t(Se e Co lum n C2) U =Boc~k Value V Other W = Es t im a ted

= $ 5 . 0 0 1 - $ 1 5 , 0 0 0H2 =Mo re than $5,000,000M =S I00,001 - $250.000P2 =$5,000,001 - $25,000,000

= Ca s h Ma rke t

E =$15,001 -$50,000


16/18


N a m e o f P e r so n R e p o r t i n gJame s, Robert G.

D a l e o f R e p o r t07/12/2011

V I 1 . I N V E S T M E N T S a n d T R U S T S - ineo, .o , , a lue , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)P E a c e " (X )" a f t e r e a c h a s s e t A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

(1 )Type (e.g.,buy, se l l ,

redemption)


(2) (3) (4)Dat e V a l u e G a i n

m m /d d/y y C od e 2 Code I( J - P ) (A-H)

(5)I d e n t i t y o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

52 . -Conocophi l l ips53 . -Darden restaurants

54 . -Medtronic

55 . D e f e r re d C o m p e n s a t i o n - W e l l s F a rg o B a n kTr56 . T imb er p ro p er ty , Jack so n Par i sh , LA (N ix)57. W h i t te n -Jam es Rea l Es ta t e, LL C58 . Whitten-James Real Estate, LLC

A DividendA Dividend

None

A DividendNone

F R e n tD Royal ty

J

J

K

L

PI

T B u y 08/26/10 JT B u y 02/24/10 JT B uy 12116/10 K

TM e r g e d 01/01/10 K(with l ine 57)

W Open 01/01/10 PI See note in part V III

1. Income Gain Codes: A =$ 1,000 or less B =$1,001 - $2,500 C = $2,5 01 - $5 ,000 D = $5,001 - $15,000(Se e C o lu m ns B I an d D 4) F = $5 0.001 . $100,000 G = Sl0~,001 - $1,000.0~0 H I =$1.000.001 - $5,0~0,000 H2 ~Mor than

2. Value Codes J $15, 000 or l ess K $15,001 - $50.000 L =S5 0,001 - $100,000 M =$100.001 - $250,000(See Co lumns CI and D3) N = $250,001 - $500,000 O =$500.001 - $1,000,000 PI =$1.000,001 - $5.000,000 P2 = $5,000,001 - $25,000,000

P3 = $25,000.001 - $50.000.000 P4 =M ore than $50,000,0003. Value Method Codes Q =A ppr a i s a l R =Cost (Real Estate Only) S = As s e s s m e n t T = Ca s h Ma rke t(Sce Co lum n C2) U = B o o k Va lue V = Oth e r W = Es t im a te d

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


17/18


N a m e o f Pe r so n R e p o f f / n gJames, Robert G.

D a ~ e o f R e p o r t07/12/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (indicate part of rtport.)P a r t V , p a g e 3 , l i n e 2 - F o r r e p o r t i n g p e r s o n a n d s p o u s e t o v i s it M r . D a v i s o n s v a c a t io n h o m e i n M e x i c o o n t w o o c c a s i o n s i n c lu d i n g l o d g i n g , s o m e m e a l s a n d s o m et r anspor t a t ion w hi l e i n M ex i co .

Par t V l l , p ag e 7 , l in e 57 - Asse t s in c lud ed in l in es l , 2 , 3 , 4 , 7 , 8 , 9 , 1 0 , I I , 1 2 , 1 8 , 19 , 2 0 , 2 1, 2 2 , 2 3 , 2 4 , 2 5 an d 5 6 were a l l t ran s fe r red in to the n ew en t i ty" W h i t te n - J a m e s R e a l E s t a t e , L L C " .


18/18

FINANCIAL DISCLOSURE REPORTPage 9 of 9 Iame of Person Report ingJ a m e s , R o b e r t G .

IX. CERTIFICATION.

Date of Report07/12/201 I

I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r ypropuls ions permi t t ing non-d isc losure .

I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Robert G. Jam es

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A IL S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30 lOne Columbus Circle, N.E.Washington, D.C. 20544

Date post:	06-Apr-2018
Category:	Documents
Upload:	judicial-watch-inc
View:	214 times
Download:	0 times

Robert G James Financial Disclosure Report for 2010

Documents