Robert S. Galen, M.D., M.P.H.Professor and Head,Department of Health Administration,Biostatistics and EpidemiologyCollege of Public HealthUniversity of GeorgiaAthens, Georgia, USA 30604
The Predictive Value of Laboratory Tests: Past, Present and Future
United States
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LOCATION
Athens
Atlanta
State of Georgia
60 miles northeast of Atlanta
HISTORY
UGA The University of Georgia
America’s oldest state chartered university
January 27, 1785
Chartered by Georgia General Assembly
The Arch, Symbol of UGA
Aerial photo of Sanford Stadium, holds over 92,000 cheering fans
UGA Mascot, UGA VI
UGA Quarterback, D.J. Shockley
SANFORD STADIUM
Evaluating the Usefulness of Screening Tests
• Sensitivity, Specificity, Predictive Value
• Effects of pre-test probability on predictive value
• Trade-offs in choosing different cut-off values
• Trade-offs in choosing test combinations
• Series and Parallel Testing
• When to test ?
• Which test is best ?
• What does the result mean?
Predictive Value Table
Number with positive test result
Number with negative test result
Totals
Number with disease
TP FN TP + FN
Number without disease
FP TN FP + TN
Totals TP + FP FN + TN TP + FP + TN + FN
Measures of the Validityof Tests
• Sensitivity
• Specificity
• Predictive value (+)
• Predictive value (-)
• Accuracy (efficiency)
• Sensitivity
• Specificity
• Predictive value (+)
• Predictive value (-)
• Accuracy (efficiency)
Sensitivität = Positivität bei Krankheit = x 100
Spezifität = Negativität bei Gesundheit = x 100
Prädiktiver Wert eines positiven Tests = x 100
TP
TP+FN
TN
TN+FP
TP
TP+FP
Effect of prevalence on predictive value when sensitivity and
specificity equal 95%
Prevalence of disease
(%)
0.1
1
2
5
50
Predictive value of
a positive test
(%)
1.9
16.1
27.9
50.0
95.0
Effect of prevalence on predictive value when sensitivity and
specificity equal 99%
Prevalence (%)
0.1
1.0
2.0
5.0
50.0
Predictive value of
a positive test (%)
9.0
50.0
66.9
83.9
99.0
Sensitivity and Specificity of Anti-HIV Tests in One Study
Reagent Sensitivity (%) Specificity (%) Sum (%)
Abbott, Routine 99.6 74.6 174.2
Abbott, p24 77.3 93.7 171.0
Abbott, p41 97.6 86.9 184.9
Abbott, p24 & p41 74.9 99.0 173.9
Abbott, p24 or p41 or both 100.0 81.3 181.3
duPont 100.0 88.8 188.0
Electro-Nucleonics, Routine 97.9 92.2 190.1
Electro-Nucleonics, Sorin 100.0 70.0 170.0
Litton 98.7 96.9 195.6
Organon 97.8 93.0 190.8
Pasteur 98.8 98.3 197.1
Wellcome 98.5 94.0 192.5
Coin flip data arranged in tabular format
Number with positive coin flip
Number with negative coin flip
Totals
Renovascular
hypertension5000 5000 10,000
No renovascular
Hypertension45,000 45,000 90,000
Totals 50,000 50,000 100,000
Combination testing for hypothetical data
Test(s) Sensitivity (%) Specificity (%)
Single
Single
Series
Parallel
A
B
A and B
A or B
95.0
80.0
76.0
99.0
90.0
95.0
99.9
85.1
ROC Curves
Area under the ROC curve = 0.661Standard error = 0.041
95% Confidence interval = 0.587 to 0.729P (Area=0.5) = 0.0001
Predictive Value
Number with positive test result
Number with negative test result
Totals
Number with disease
pa p(1 – a) p
Number without disease
(1 – p)(1 – b) (1 – p)b 1 – p
Totals pa + (1 – p)(1 – b) p(1 – a) + (1 – p)b 1
IN MEMORIUM
Bayes, Reverend Thomas. An essay toward solving a problem in the doctrine of chance. Philo. Trans. Roy. Soc. 53: 370- 418, 1763.
Laboratory advances in the predictive value of tests can drive clinical applications and improve quality of care:
a) protecting the nation’s blood supply
b) screening high risk patients
c) screening all pregnant women
d) screening everyone ?
There are some challenges, however, as tests improve. The best test may not always be the most useful in a particular clinical situation.
The HIV Epidemic
Number HIV infected 850,000 - 950,000
Number unaware of their HIV infection 180,000 - 280,000
Awareness of Serostatus among
Persons with HIV, United States
HIV Testing Challenges
“In the United States, 32 % of the people who test positive don’t come back for their results.”
Dr Bernard Branson, CDC
Four priorities:
1. Make voluntary HIV testing a routine part of medical care
2. Implement new models for diagnosing HIV infections outside medical settings
3. Prevent new infections by working with persons diagnosed with HIV and their partners
4. Further decrease perinatal HIV transmission
Advancing HIV Prevention: New Strategies for a Changing
Epidemic
MMWR April 18, 2003
Four FDA-approved Rapid HIV Tests
Sensitivity
(95% C.I.)
Specificity
(95% C.I.)
OraQuick Advance
- whole blood
- oral fluid
- plasma
99.6 (98.5 - 99.9)
99.3 (98.4 - 99.7)
99.6 (98.5 - 99.9)
100 (99.7-100)
99.8 (99.6 – 99.9)
99.9 (99.6 – 99.9)
Uni-Gold Recombigen
- whole blood
- serum/plasma
100 (99.5 – 100)
100 (99.5 – 100)
99.7 (99.0 – 100)
99.8 (99.3 – 100)
OraQuick Advance HIV-1/2
• CLIA-waived for finger stick, whole blood, oral fluid; moderate complexity with plasma
• Store at room temperature
• Screens for HIV-1 and 2
• Results in 20 minutes
Obtain finger stick specimen…
Insert loop into vial and stir
Collect oral fluid specimens by swabbing gums with test device.
Gloves optional; waste not biohazardous
Insert device; test develops in 20 minutes
PositiveNegative
Positive HIV-1/2
Reactive Control
Read results in 20 – 40 minutes
Remember the tradeoffs…
• Good News: More HIV-positive people receive their test results.
• Bad News: Some people will receive a false-positive result before confirmatory testing.
Positive Predictive Value of a Single Test Depends on Specificity & Varies with
Prevalence
Test Specificity
HIV Prevalence
Predictive Value, Positive Test
10% 99% 98% 92% 5% 98% 96% 85% 2% 95% 91% 69% 1% 91% 83% 53% 0.5% 83% 71%36% 0.3% 75% 60% 25% 0.1% 50% 33% 10%
OraQuick Single EIAReveal
99.9%
99.8%
99.1%
97% 95% 87% 77%63%
50% 25%
Uni-Gold
99.7%
HIV Screening with OraQuick in Labor and Delivery: the MIRIAD Study
• Testing of pregnant women in labor for whom no HIV test results are available; 16 hospitals in 6 cities: Atlanta, Baton Rouge, Chicago, Miami, New Orleans, New York
• Results: 4849 women screened 34 (0.7%) new HIV infections identified Sensitivity 100 % Specificity 99.9 % Positive Predictive value: OraQuick 90%; EIA
76%
Bulterys et al, JAMA 2004; 292: 219-223
USPSTF Recommends Screening All Pregnant Women for HIV
“The United States Preventive Services Task Force continues to recommend screening all adolescents and adults at high risk for HIV and now also recommends screening all pregnant women.”
USPSTF Recommends Screening All Pregnant Women for HIV
Evidence is good that pregnant women find recommended regimens of highly antiretroviral therapy (HAART) to be acceptable, and that HAART significantly lowers rates of mother-to-child transmission. Early diagnosis of maternal HIV infection also facilitates discussion of elective cesarean section and avoidance of breast-feeding, which may lower HIV transmission rates.
HIV Screening with OraQuick in Labor and Delivery: the MIRIAD Study
• The CDC now recommends routine rapid HIV testing using an opt-out approach (ie, a woman is informed that HIV testing will be routinely done during labor if her HIV status is unknown but she may decline testing).
• Rationale: there is a brief window of opportunity for interventions to decrease HIV transmission to the newborn
Bulterys et al, JAMA 2004; 292: 219-223
HIV Screening with OraQuick in Labor and Delivery: the MIRIAD Study
• “In many settings, including in the developing world, pregnant women with unknown HIV status are often seen by clinicians for the first time during labor.
• Rapid testing during labor can enable pregnant women with undocumented HIV status to learn their HIV infection status so they can receive antiretroviral prophylaxis and be referred for comprehensive medical care and follow-up.”
Bulterys et al, JAMA 2004; 292: 219-223
Nucleic acid amplification testing
• Two steps forward and one step back:
• Do antibody tests miss cases that could otherwise be diagnosed?
• We know there have been false-negatives during the acute infection period. How bad is the problem ?
Nucleic acid amplification testing
• “ In this study, we found that antibody tests alone detected only 96 percent of HIV infections, as compared with an algorithm that included nucleic acid amplification tests to detect acute HIV infections.”
Pilcher et.al. NEJM 2005; 352: 1873-83
Nucleic acid amplification testing
• “The addition of nucleic amplification testing to an HIV testing algorithm significantly increases the identification of cases of infection without impairing the performance of diagnostic testing. The detection of highly contagious, acutely infected persons creates new opportunities for HIV surveillance and prevention.”
Pilcher et.al. NEJM 2005; 352: 1873-83
Nucleic acid amplification testing
• “ We believe that the work that has been done to date…is now sufficient to allow us to conclude that this form of testing should be a standard tool for the prevention and surveillance of HIV infection and for the care of infected persons.”
Pilcher et.al. NEJM 2005; 352: 1873-83
Nucleic acid amplification testing
• What is the value of a test, if patients don’t get the result ?
• In some clinical situations the best test may not solve the problem!
• Tests must be selected in the clincial context they will be used, not in a vacuum!
Routine Population-Wide HIV Screening May Be Cost-Effective
• “The findings of Paltiel et al. and Sanders et al. show that, given the availability of effective therapy and preventive measures, it is possible to improve care and perhaps influence the course of the epidemic through widespread, effective, and cost-effective screening.”
Bozzette S.A. N.E.J.M. 2005; 352: 620-621.
Routine Population-Wide HIV Screening May Be Cost-Effective
• “Failure to implement widespread routine screening for HIV infection represents a critical disservice to patients who are currently infected, those at risk for infection, and the future health of the nation.”
Bozzette S.A. N.E.J.M. 2005; 352: 620-621.
What is a risk factor?
• The traits, factors, and characteristics that predispose to the development of atherosclerosis have been collectively termed “risk factors.”
• Not all risk factors are useful laboratory tests
Not all risk factors are useful lab tests
• Predicting risk is a different problem than classification. We classify patients to decide to treat or not. If we want to use risk factors this way, they need to be evaluated by the test characteristics of sensitivity, specificity, predictive value and ROC curve analysis.
This was done and published in July, 2006.
ROC Curves
July, 2006: A challenging month for novel risk factors
• Is routine screening of CRP warranted?• Folsom et al. Arch Intern Med 166: 1368-73• Lloyd-Jones & Tian. 1342-1344• Lloyd-Jones et al. Annals: 145:35-42• Cook et al. Annals: 145: 21-29• Smith et al. Annals: 145: 70-72
ARIC Study shows little benefit of measuring 19 novel risk factors
• 15,792 adults followed since 1987-1989• Participants had physical exam,
assessment of major risk factors and novel markers
• Inflammation, endothelial function, fibrin formation, fibrinolysis, B vitamins, antibodies to infectious agents
Folsom et al. Arch Intern Med. 2006; 166:1368-1373
ARIC Study shows little benefit of measuring 19 novel risk factors
• Change in AUC was used to assess the additional contribution of novel risk markers to CHD prediction beyond that of traditional risk factors
• Traditional risk factor model predicted CHD well: AUC 0.8
• CRP did not add significantly to the AUC and neither did most other novel risk factors
Folsom et al. Arch Intern Med. 2006; 166:1368-1373
ARIC Study shows little benefit of measuring 19 novel risk factors
• “C-reactive protein level does not emerge as a clinically useful addition to basic risk factor assessment for identifying patients at risk of a first CHD event.”
• “Routine measurement of these novel markers is not warranted for risk assessment.”
Folsom et al. Arch Intern Med. 2006; 166:1368-1373
Predicting Cardiovascular Risk
• “On their face, these results appear astonishing. Can it really be that 19 of the most exciting new markers for CVD, about which there are thousands of published articles and on which entire careers have been based, do not add anything substantial to risk prediction for CVD?”
Lloyd-Jones, Tian. Arch Intern Med. 2006; 166:1342-1344.
Predicting Cardiovascular Risk
• Age adjusted hazard ratios may be similar to those of traditional risk factors
• Traditional risk factors have been proven to have a causal role in CHD and are targets of therapy
• They must form the basic risk prediction model
Lloyd-Jones, Tian. Arch Intern Med. 2006; 166:1342-1344.
Predicting Cardiovascular Risk
• A new marker is useful only if it corrects a substantial portion of misclassification by the existing risk score, which the 19 novel markers in the ARIC study did not do.
Lloyd-Jones, Tian. Arch Intern Med. 2006; 166: 1342-1344.
Predicting Cardiovascular Risk
• The established risk factors should remain the focus of CHD risk estimation and prevention for now and routine measurement of any of these 19 novel markers for the entire population cannot be recommended.
Lloyd-Jones, Tian. Arch Intern Med. 2006; 166:1342-1344.
Predicting Cardiovascular Risk
• “There is no definitive evidence (in the literature) that, for most individuals, CRP adds substantial predictive value above that provided by risk estimation using traditional risk factors for CVD.”
Lloyd-Jones et al. Ann Intern Med. 2006; 145: 35-42
Quality Laboratory Testing
• Doing the right test (precisely and accurately) in the right patient at the right time to effectuate a positive clinical outcome in a cost-effective way.
• Much of the testing we engage in does not meet these requirements.
Quality Laboratory Testing
• In the future, laboratory tests will be evaluated in the context of the clinical decision making they contribute to, not just in the laboratory!
• Quality testing will be integrated into cost effective medical care, based on sound evidence and clinical trials.