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Roles and Perspectives of IAI *in Science Collaboration
AISTAISTNational Institute of National Institute of AAdvanced dvanced IIndustrial ndustrial SScience and cience and TTechnologyechnology
*IAI: Independent Administrative Institution
What is the AIST ? From “National Research Institute” to
the “IAI”
IAI: Independent Administrative Institution
January 2001
MITI Ministry of International
Trade and Industry
MITI Ministry of International
Trade and Industry
AISTAgency of Industrial
Science and Technology
(15 Laboratories)
New AISTNational Institute of Advanced Industrial
Science and Technology
New AISTNational Institute of Advanced Industrial
Science and Technology
METIMinistry of Economy,
Trade and Industry
METIMinistry of Economy,
Trade and Industry Reorganization
April 2001
Mergedinto one
EconomicPlanningAgency
EconomicPlanningAgency
Medium -Term Objectives
Medium -Term Plan
Establishment of “new” AISTfrom Governmental Institute
to Independent Administrative Institution (IAI)
Long-term challenge requiring government’s support
Techno-infrastructure maintenance
Enhancing international
competitiveness&
creation of new industry
Environment
Energy
Resources Measurement
& standard Geo-Science
Industrial technology to ensure sustainable development
Life ScienceIT & communicationsMaterials/Nanotech.
Manufacturingmachinery
Aim:
Research Fields and Directions of R & D
What is the responsibility of AIST as public research institute ?
Management Philosophy of AIST “Full Research”
~ Organizational shift in accordance with society needs at the times ~
R
eorganization by Unification
Merging research fields and Administrative needs
19801960 1970
Type of Industry Research Areas
Concept for Reorganization
Catching up advanced nations
Aiming atFront Runner
Aiming at COE
Recovery from World War II
Machinary
Microorganic Industry
Fiber & Polymer
Electrical Electornic
Production Science
2 Regional Institutes
Mining ResourcesResources & Pollution
Weighing & Testing National Research Laboratory of Metrology
7 Regional Institutes
Nat’l Inst.for Advanced Interdisiplinary Research
Mechanical Engineering Laboratory
Geological Survey of Japan
FermentationAlcohol
Textile
Industrial Arts
Geological Survey
Chemical Technology
Tokyo National Research Laboratory
1903
1900
1882
1891
National Institute of Materials and Chemical Research
Electrotechnical Laboratory
National Institute for Resources and Environment
7 Regional National Industrial Research Institutes
Weights and Measures Training Institute
1948 Establishment of Former AIST
National Institute of Bioscience and Human-Technology
1990 2000
Na
tion
al In
stitu
te fo
r A
dv
anc
e In
du
strial S
cien
ce
an
d T
ec
hn
olo
gy
History of AIST
PROCESSPhenomenological Process of Innovation
Dream
Nightmare
Reality
0 10 20 30(years)
People’sInterest(applause)
Dream bya researcher
Dream bya researcherand Social expectation
DisappointmentandForgettingby people
IndustrialProduct
1983 Josef Hatvany, Hiroyuki Yoshikawa
Necessary Policy
Investment(hopefully)
Real Policy
dream nightmare realityType-1 basic
researchType-2 basic
research
Industrial development
Full Research
Research Institutes (AIST)
Universities
Industries
Collaboration with Private Sectors:
Gaps between Research Laboratory and Industry
Technology in laboratory is not always usable in industry.
Technical training, Collaboration research are important to transfer know-how and to develop applied technology.
AIST started “Collaboration research for utilizing IP”.
How can we improve our ability to create IP and promote Collaboration ?
PresidentVice Presidents
Auditor
Planning HQs
Evaluation Dept
AIST Fellow
Safety & Environment Protection Dept
AIST Advisory Board
Research Units25 Research Centers
21 Research Institutes 5 Research Laboratories
General Administration
HQs
Tech. Information Dept
Public Relations Dept
International Affairs Dept
General Administration Dept
Human Resource Dept
Financial Affairs Dept
Research Facilities Dept
Research Bases Hokkaido, Tohoku, Tsukuba,
Tokyo Waterfront, Chubu, Kansai, Chugoku, Shikoku, Kyushu
Organization of AIST
Collaboration DeptResearch Coordinator
Tsukuba Advanced Computing Center
International Patent Organism Depository
TLOAIST
Innovations
Intellectual Property Department
IP Policies and Regulations in AIST
Utilization Utilization of IPRof IPR
Regulation for handling research
result
Regulation for handling Job inventions
(patents, computer programs, know-how, etc.)
Patent policy Technology-transfer policy
Strategic Strategic acquisition acquisition
of IPRof IPR
Research Research ResultResult
Regulation for handling Research Materials
Reagent, a sample, laboratory animals (mouse etc.), prototype, etc.
License agreement
MTA
Internal Process for Patent Application
Invention
In-house patent attorney
Make a specification for application
IP Department
Committee of strategic patent application
Committee of International patent
application
PCT application
Application to JPO
Incentive fund for additional
research
Start marketing by TLO
Examining the possibility of start-up ventures
Outsourcing evaluation and marketing to private TLOs in overseas
Patent Assessment by・ AIST’s coordinators and technical advisors・ TLO staffs and AIST’s venture incubators
Improvement by using priority
Promotion of technology transfer
Collaboration Scheme in New AIST
Patent policy, technology transfer policy established-Policy
Collaboration Dept., Intellectual Property Div., Venture Support Office, etc-Organization
Acceptable flexibly and promptlyDifficult to acceptEntrusted Research
25 % of license fee rewarded , no upper limit
( 50 % up to $ 7,700 )
5 - 30% of license fee, rewarded to researchers up to $ 46,000/year
(30 % up to $ 3,800 , reduced to 20, 10, 5 % depending upon the fee amount)
Utilization of TLO (AIST Innovations)-3rd party usage based on the choice of joint researcher
Utilization by collaboration partner only
Extended utilization of research results
Support provided for space, and reduced license fee
-Venture support
Compensation of royalty for software, etc.
Incentive to Researchers
Discretion left to IAI
( AIST ownership )
Based on national property concept( individual owner-ship up to 50%)
Licensing of IPR
New AISTFormer AISTItems
Licensing Process by AIST Innovations
Patent, Know-how, Software
Non Disclosure Agreement
Information Disclosure Contract (Fee)
Option Contract (Fee)
Licensing Agreement
Collaboration
Research
Collaboration Research for Licensing
Joint Licensing Agreement
Technology Transfer from AIST
Technology Transfer by former AIST(1)
“Glucose Isomeraze”
This enzyme makes fructose from glucose. The patent was licensed in Japan, US and Germany, and earned 14 million US$.
AIST was founded as a bureau of ministry of commerce & industry in 1948, integrating laboratory under the ministry.
“ETL MKIII”
First transistor computer in the world, developed in 1956, led Japanese computer industry.
Technology Transfer by former AIST(2)
“Poly-acrylo-nitril (PAN) based carbon fiber”
Carbon reinforced plastics are widely used for golf club shafts, fishing rods and aerospace base.
“Transparent conductive films”
Indium oxide thin film by vacuum deposition process, is used for liquid crystal displays and also applied to anti-icer of shields for bullet train.
AIST provided new technology to industry and support Japanese economic growth in the latter half of 20th century.
Top 10 Technologies base on the amount of Royalty Income
SectionBiotech. OsakaBiotech. NagoyaOsakaElectronicsMaterials MechanicsMaterialsElectronics
Technology1. Isomeraze2. ITO3. Melibiaze4 . Balzi forming 5 . Carbon fiber 6 . Electron beam scanning7 .Na - CMC 8 . Ionized electrostatic plating9 . Color filter and LCD 10 . Rare-earth ・ Co metal
Cumulative amount (million yen) 1410 690 370 240 230 210 200 170 170 150
050
100150200250300350400450
91 92 93 94 95 96 97 98 99 0 1 2 3
Japanese fiscal year
roya
lty (m
illion
yen
)
02004006008001,0001,2001,4001,6001,800
JP p
aten
t app
licat
ions
Data: AIST revenue from IP Licensing
royalty
Patent applications
401Mil. Yen
New AIST