Ronald L Gilman Financial Disclosure Report for 2010

8/3/2019 Ronald L Gilman Financial Disclosure Report for 2010

1/9

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Repor t R~ i red by ~he Ez h i c sI , Government ,#c! of 1978(5 U.~C app. ~ I01-110

I . Perton Reporting (las t name, flra t~ middle InRlal)Gilman , Ronald L.

T i d e ( A n k l t H I | u d g t ~ | a l e : n e e n = t l v e o r s e n i o r s t a t u s ;m a g i s u a ~ e j u d g e s i n d i c a t e f u l l - ~ p a r t - t i m e )

U . S . C i r c u i t ~ u d g e ( S e n i o r S t a t u s )

7 . C h a m b m u r O f f l c e A d d r e s s

1 6 7 N o r t h M a i n S ~ . e t , S u i t e I 1 7 6M em p hi s , T N 38103

C o u r t or O r g a n i z a t i o nU .S. Cou r t o f A ppe a l s , S i x t h Ci rcu i t

Repor t Type (check approp r ia te type)] Nond=auo~,[] Initial [] Annual [] Final5b. [] Amended R e p o r t

6 . Repor t ing Per iod01/01/201012/31/2010

8.On the bade of the Information ontained In thl~ Report and anym~diflcstfom pertaining thereto, it I~ In my opinion, In compliancewith applicable law~ a n d r e g n l e t io a s .

R e v i e w i n g O f f i c e r D a c e

IMP ORTA NT NO TES: The inst ruct ions accompanf ing ~his form m ust be fol lowe~ C o m p l a e all pans,checidng the N ONE box for each part where )vu have no reportable information. Sign on las~ page.

N O N E (No reportable posiaor~.)POSITION NAME OF ORGANIZATION/ENTITY

4o

N O N E (No reportable agreement.)PARTIES AND TERMS

|o


2/9

FINANCIAL DISCLOSURE REPORTPage 2 of 9 Gilman, Ron~Id L.

I II . NON -INVESTM ENT INCO ME.A. FHers Non-lnves~ent Income~ N O N E (No re~rtable non-inv~tment income.)

2.

3.4.

INCOMEOour~ , not spom es )

B . S p o u s e s N o n - In v e s tm e n t I n c o m e - t/yo, ~rte martlrd daring ~nyportlom of t&~ re~r~g y~, ~t tk b :~~1~ ~o~t ~ot re~ed e~t for ~or~)~ NONE (No re~rtable non-inv~tment income.) ~

SOURCE AND ~E1.2.

3.

4.

IV . REIMBURSEMENTS -,, . ,,~o , , , ,~, , , ~ , ,~ng,/oo ~.(]nludo tho.~e to spmrse and dependent children: see pp. 25-27 of fding instructions,)

~] N O N E (No reportable reimbursements.)SOURCE DATES L O C A T I O N P URP OSE ITEMS PAID OR PROVIDED


3/9

FINANCIAL DISCLOSURE REPORTPage 3 of 9

N O N E ~ b reportableSOURCE ~ON

|o

~-] NONE (No reportable liabiliae~.)CREDI TOR DESCRIPTION

I.2;3.4.

5.

VALUE CODE


4/9

FI NANCIAL D I SCLO SURE R EPO RTPage 4 of 9

D a t e of Rl~rt03/25/2011

VII. INVESTMENTS and TRUSTSN O N E ( N o reportable income, assets, or transactions.)

I~ B. C. D.D c ~ r ip t io n o f A s ~ t s 1 r . r .o m , d u r ~ n g Gross va lue ~t end T~ ~ ~g ~

o) (2) o) 1~ O) (2) (3) (4) (~

I. G u l f H o u s i n g L t d . P a r t n e r s h i p

2. G u l f" H o u s in g L id . P a r tn e r s h ip (~ ; ix m u M s ta te p ro jec t~)3. F e d e r ~ ! B M g . F e d e r a l Cr e d i t U n i o n

5, A Q R D i v e r s i f ie d A r b it r a g e

6. A rt io I tWi E qu i ty

7. A S G G t 0 b a l A l t e rn a t i v e s

8, B a r c la y ~ B a n k l p a t h D J U B S C o m m o d i l yI n d e x9, De u t s c h e B a n k N o t e s d u e 0 g / 2 3 / 1

1 0 ~ D F A - E m e r g i n g M a r k e t~I I . DF A I n t e r n a t i o n a l Co r e E q u i t y

1 2 . D F A U . S . ~ m a l l C a p V a t u e1 3 . F i de l i t y C as h

1 4 . F i d e li t y C a s h R e s e r v e s1~ . F i d e l it y I n t q S m n l l C a p1 6 . F i d e l i t y L a t i n A m e r i c a

1 7 . F i d e li t y N e w M a r k e t s I n c o m e

A In te res t

C R e n t

A In tzrcs tA Divided

A D i v i d e n dC D i v i d e n d

A D i v i d e n dNone

N o n e

A DividendC i D i v i d e n d

A D i v i d e n d

A D i v i d e n d

N o n e

A D i v i d e n d

L

MLL

K

LMK

Buy

Bu y

Bu y

Bu y

B u yBuy

S o l d

Bu y

09/30tl 0

1 7 , / 1 7 1 1 012/21/ I003/15110

03/15/10

K

M

K


5/9

FINANCIAL DISCLOSURE REPORTPage 5 of 9 03/25/2011

H O N E (No reportable income, assets, or transactions.)

o f r ep ~i~g p er io dV~ V~~ 2 M~

0)T y p e ( ~ g . .b u y ,(2) O) ,,4) (s )Da~ Vahc Gain I d e m i t y o fm m / d d !y y C o d e 2 C o d e I bwedselter

(J-P) (A-IT) (if pfivetetma~ac t i~)

1 8 . Fid e l i ty N ew M ar l~q~ I n c o me1 9 . F i d e l i t y N e w M a r k ~ I n c o m e2 0 ~ Fidel i ty Select Materia ls Port fol io2 I. Fi de l i ty Se l e c t Me d i ca l Equ i p . & Sys ,22 . Fi de l i t y T a x Fre e B ond23 . F i d e l it y T a x F ~ e B o n d24 .25 .26 .

!2"/.

31 .

33 .1 3 4 .

Goldman S achs S a te l l i t e S t ra t eg iesiS har w z M S C I E mg e~in g M ar k e ts I n d exi S h a r e s S & P M i d e a p 4 0 0 V a l u~

i Sh a re s T r . Ru sse l l 3000 Inde xJP M o r g an C hase N o tes d ue 01/041l 0J P Morga n Ch a fe N o t e s du e 04 / 18/I 1JP M o r g an Tax A w ar e 1~ .~1 R etur nM a t t h ~ v s P a c i f i c T i g e rP i m c o E n h a n c e d S h o r t M a t u r i t y S t t ~ g yP i m c o U n c o n s t r ai n e d B o n dT R o w e P r i c e S u n m f i t M u n i I n t. T e r m B o n d

CAA

A

C

Di v i de ndD i v i & m d

N o n e

I a tg r es tD i v i d e n dD i v i d e n dD i v i d e n d

Di v i de ndN o n eNone

D i v i d m d

D i v i d e n d

D i v i d e n d

D i v i d e n d

D i v i d e n d

K

K

L

KM

0

LLLKLL

T

T

Sol dS o l dBu yBu yBu yS o l d

T

TT

T S o l d

Rcd~m~T B uyT Sol d( p u t )T Bu yT Bu yT Bu yT S o l d

1 2 / 1 7 1 1 0 [

1 2 " 2 1 1 1 0

03/15110

O M I S I I O

02/11/10

12/13/10!

09/30110,01/04/1002/10/100 9 / 3 0 / 1 0 i

02/10/10I M / 2 1 I I 0 I

09/30/1009/30/10

K AJ AKK

L

L EL DL

K BL

KL

K C


6/9


N a m e o f P e r s o n R e p o t ( J a gG i l m a n , R o n a l d L .

Date of Repor t03/25/2011

N O N E ( N o reportable incom e, assets , or transactions.)A. B. C. D.D ~ s c r ip f i o n o f A ~ L ~ ~ during G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t a ) r~xa t ing period of rqx ~ i ng pe r i odO) (2) O) ~2) O) 12~ (3~ (4) (5 ~Place " (X)" a rea each asse t A m o u n t T y p e ( e .g ~ V a K m Value T y p e ( e . g . , D a , " V a l u e Gain I d e m i l y o f

~ e m p t f ro m p t ~ x d ~ c l < ~ u r e C, ode Ii v . , r e ~ t , C o d e 2 M e t h o d buy, ~Ik mm/d& ~ / Co d e 2 Code t b u y c r / ~ l k : a "(A-]I) o~ in t . ) (I-P) Code 3 r c d e r a l g l o o ) (J-P) (A-If) ( i f p r i v a t e(Q-W) t n . n s a ~ t i o n )

35 .36 .37 .38 .39 .

T h o m b u t g L t d . T e . rm M u a iV a n g u a r d S h o r t T e r m T a x E x e m p t

I R A # 1. S c h w a b C a s h R e s e r v e s

4 0. -Artio In t l Equity4 1. - Ar t io l n tq E q u i t y4 2, - B l a e k r o c k L o w Du ra t ion B ond4 3. -B l a e krock Low Du ra t i on B ond

4 4 . -DFA Int l Core F , quity1 4 5 . -DFA U . S . S m a l l C a p V a l u e

46 . - IP Morga n S l a a t e g i e Incom e O pp t y ,4 7. - P i m c o U n c o n s t r a i n e d Bond4 8.

49. IRA/25 0 . - S c h w a b C a s h R e s e r v ~

1 5 1 . -i S h a r ~ s M S C I E m e r g i n g M a r k e t I n d e x

i

D iv id e .adD i v i d e a d

Di v i de nd

D i v i d e n d

M TT

N T

Bu y 0 9 1 3 0 1 1 0

Sol d 09/30/10

Bu y

S o l d(put)S o l d

Sol d

Bu ySol d( p~ )BuyBu y

03/11/1009/30/1009/30/1010/22/10

03/11/1003/11/1009/30/1009130/I0

j ~

K

L

LJ

JKLK

BA

E =$1S,O~I - $50,000


7/9

FINANCIAL DISCLOSURE REPOR TPage 7 of 9

N a m e o f P e r s o n R e p o r t in gGi lma n, Ronald L .

D a r t o f R e p o r t03/25/2011

A. 1 3 . C. D.D e s c r i p t io n o f A s , ~ . s Income dtuing ~ ~e at end T~6om ~r~g ~g ~(ioc~g ~t ~) ~ng ~ of r~ning ~

(~) ~) (]) (2) (~ ) (2) (3) (~) (5)P~"~" s~ e~h ~ ~nt T ~ e ( e . ~ , % ~ e Va~ T ~ ( e . g ., Dt~ V~ue ~ I d ~ f i t y of~pt ~m prior ~ C~ I d ~ . , ~ n ~ ~ 2 M~ b u y , ~ 1 1 , ~ C~ 2 ~ l ~/~(A-~ or ~) (J-~ ~ 3 r~em~n) O.P) (A-~ (ifpfiv~

i2. -JP Morgan High Yield Bon d Select-Pimco Re.~l Re~u m

E - $ 1 5 , 0 0 1 -


8/9


~erne of i~c rsou R~port lngGilman, Ron~d L.

VIII . ADDITIONAL INFOR MATION OR EXPLA NATIONS.

Date of Report0 3 / 2 5 / 2 0 ! 1


9/9

FINANCIAL DISCLOSURE REPORTPage 9 of 9 Is m e o f P e r s o n R e p o r t i ~ ZGilman, Ron~ld L. De ~e of Repo~03/25/2011IX. C E R T I F I C A T I O N .

I certify that all I n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y I n f o r m a t i o n n o t r e p o r t e d w a s w | th b e J d b e c a u s e I t m e t a p p l i c a b le s t a t u to r ypro~slons p e r m i t t i n g non-disclosure.

! f u r th e r c e r t if y t h a t e a r n e d I n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r l e d a r e i nc o m p l i a n c e w ~ t h t h e p r o v i s i o n s o r s U . S . C . a p p . 5 0 1 e t . se q . t $ U . S .C . 7 3 S 3 , a n d J u d i c i a l C o n f e r e n c e r e ~ l a t i o n s .

N O T E : A N Y I N D I V ID U A L W l l O K N O W I N G L Y A N D W I L F U L L Y F A L S IF IE S O R F A I L S T O F IL E T I l lS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( S U . S .C . a p p , 10 4 )

Comm ittee on Financial Disclosu reAdm inistrafivo O~ce of the United States Cour tsSuite 2-301One Colum bu s Circle, N.E,W ashington, D.C. 20544

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Ronald L Gilman Financial Disclosure Report for 2010

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