U.S. Department of Transportation Effects Report There are separate reports for each “effect.” You may review the individual effects reports by title. To view a summary description of the rulemaking, you can use the RIN number to search the Department's semi-annual Regulatory Agenda for the rulemaking. Use the docket number, where one is provided, to gain access to the public docket for the rulemaking at Regulations.gov . (The public rulemaking docket contains agency issued documents, supporting documents, public comments, and other related material.) Note that there may be entries on the reports for which rulemaking dockets have not been opened yet. Please select the “effect” report by pressing the “Ctrl” button on your keyboard while clicking the link you wish to access with your mouse: DOT Rulemakings with "Regulatory Flexibility Analysis" Effects as of 11/15/2016 .................................................. 2 DOT Rulemakings with "Federalism" Effects as of 11/15/2016 ..... 3 DOT Rulemakings with "Information Collection" Effects as of 11/15/2016 ..................................................... 4 DOT Rulemakings with "Privacy" Effects as of 11/15/2016 ........ 5 DOT Rulemakings with "Peer Review" Effects as of 11/15/2016 .... 6 DOT Rulemakings with "Economically Significant" Effects as of 11/15/2016 ..................................................... 7 DOT Rulemakings with "Major" Effects as of 11/15/2016 .......... 8 DOT Rulemakings with "Negotiated Rulemaking" Effects as of 11/15/2016 ..................................................... 9 DOT Rulemakings with "Other Significant" Effects as of 11/15/2016 .............................................................. 10 DOT Rulemakings with "Small Entities" Effects as of 11/15/2016 12
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U.S. Department of Transportation Effects Report
There are separate reports for each “effect.” You may review the individual effects reports by title. To view a summary description of the rulemaking, you can use the RIN number to search the Department's semi-annual Regulatory Agenda for the rulemaking. Use the docket number, where one is provided, to gain access to the public docket for the rulemaking at Regulations.gov. (The public rulemaking docket contains agency issued documents, supporting documents, public comments, and other related material.) Note that there may be entries on the reports for which rulemaking dockets have not been opened yet.
Please select the “effect” report by pressing the “Ctrl” button on your keyboard while clicking the link you wish to access with your mouse:
DOT Rulemakings with "Regulatory Flexibility Analysis" Effects as of 11/15/2016 .................... 2 DOT Rulemakings with "Federalism" Effects as of 11/15/2016 ..................................................... 3 DOT Rulemakings with "Information Collection" Effects as of 11/15/2016 .................................. 4 DOT Rulemakings with "Privacy" Effects as of 11/15/2016 .......................................................... 5 DOT Rulemakings with "Peer Review" Effects as of 11/15/2016 .................................................. 6 DOT Rulemakings with "Economically Significant" Effects as of 11/15/2016 .............................. 7 DOT Rulemakings with "Major" Effects as of 11/15/2016 ............................................................. 8 DOT Rulemakings with "Negotiated Rulemaking" Effects as of 11/15/2016 ................................ 9 DOT Rulemakings with "Other Significant" Effects as of 11/15/2016 ......................................... 10 DOT Rulemakings with "Small Entities" Effects as of 11/15/2016 .............................................. 12 DOT Rulemakings with "State Government" Effects as of 11/15/2016 ....................................... 14 DOT Rulemakings with "Local Government" Effects as of 11/15/2016 ...................................... 15 DOT Rulemakings with "Tribal Government" Effects as of 11/15/2016 ...................................... 16 DOT Rulemakings with "Federal Government" Effects as of 11/15/2016 ................................... 17 DOT Rulemakings with "Energy Affected" Effects as of 11/15/2016 .......................................... 18 DOT Rulemakings with "EU" Effects as of 11/15/2016 ............................................................... 19 DOT Rulemakings with "NAFTA" Effects as of 11/15/2016 ....................................................... 20 DOT Rulemakings with "Foreign" Effects as of 11/15/2016 ........................................................ 21
DOT Rulemakings with "Regulatory Flexibility Analysis" Effects as of 11/15/2016
Title Stage RIN Docket #FAA
135 Tail-End Ferry ANPRM 2120-AK26Airport SMS SNPRM 2120-AJ38 FAA-2010-0997Alaska Guide Pilots Undetermined 2120-AJ78Drug & Alcohol Testing for Repair Stations NPRM 2120-AK09 FAA-2012-1058Helicopter Air Ambulance II Undetermined 2120-AK57Ops of Small Unmanned Aircraft over People NPRM 2120-AK85Part 23 Reorganization (RRR) Final Rule 2120-AK65Pilot Records Database NPRM 2120-AK31Prohibition of Tail End Ferry in Part 121 NPRM 2120-AK22Registry Fees NPRM 2120-AK37
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Carrier Safety Fitness Determination Undetermined 2126-AB11 FMCSA-2015-0001ELDT Final Rule 2126-AB66Safety Monitoring Undetermined 2126-AA35 FMCSA-1998-3299
Train Crew Staffing and Location Final Rule 2130-AC48 FRA-2014-0033MARAD
Cargo Preference NPRM 2133-AB74
OSTAirline Psgr. Protections III Final Rule 2105-AE11
PHMSAOHMS: Oil Spill Resp Plans and Info Sharing HHFT
Final Rule 2137-AF08 PHMSA-2014-0105
OHMS: Sampling and Testing NPRM 2137-AF28OPS: Liquid Hazardous Pipelines Final Rule 2137-AE66 PHMSA-2010-0229OPS: OQ, Cost Recovery & Other (RRR) Final Rule 2137-AE94OPS: Plastic Pipe Rule (RRR) Final Rule 2137-AE93OPS: Rupture Detection and Valves NPRM 2137-AF06
November 2016 Effects Report – page 2
DOT Rulemakings with "Federalism" Effects as of 11/15/2016Title Stage RIN Docket #
FAAPart 77 Notice Requirements NPRM 2120-AK77
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Safety Monitoring Undetermined 2126-AA35 FMCSA-1998-3299
FRARailroad Police Officers Final Rule 2130-AC62
FTASafety Plans Withdrawal 2132-AB20
DOT Rulemakings with "Tribalism" Effects as of 11/15/2016
Title Stage RIN Docket #FHWA
Tribal Self-Governance Undetermined 2125-AF70
November 2016 Effects Report – page 3
DOT Rulemakings with "Information Collection" Effects as of 11/15/2016Title Stage RIN Docket #
FAA135 Tail-End Ferry ANPRM 2120-AK26APPEER Final Rule 2120-AK96Airport SMS SNPRM 2120-AJ38 FAA-2010-0997Alaska Guide Pilots Undetermined 2120-AJ78Helicopter Air Ambulance II Undetermined 2120-AK57Part 23 Reorganization (RRR) Final Rule 2120-AK65Pilot Biometric Certificates Undetermined 2120-AK33Pilot Professional Development NPRM 2120-AJ87Pilot Records Database NPRM 2120-AK31Prohibition of Tail End Ferry in Part 121 NPRM 2120-AK22Registry Fees NPRM 2120-AK37
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Consumer Complaint Information Undetermined 2126-AB01 FMCSA-2008-0029ELDT Final Rule 2126-AB66Mexico-Domiciled Motor Carriers Undetermined 2126-AA34 FMCSA-98-3298Safety Monitoring Undetermined 2126-AA35 FMCSA-1998-3299URS 2 NPRM 2126-AB56
FTABuy America Undetermined 2132-AB16Core Capacity Undetermined 2132-AB17New and Small Starts Undetermined 2132-AB18Safety Plans Withdrawal 2132-AB20
MARADCargo Preference NPRM 2133-AB74
PHMSAOHMS: Oil Spill Resp Plans and Info Sharing HHFT
Final Rule 2137-AF08 PHMSA-2014-0105
November 2016 Effects Report – page 4
DOT Rulemakings with "Privacy" Effects as of 11/15/2016Title Stage RIN Docket #
FAAAPPEER Final Rule 2120-AK96Part 77 Notice Requirements NPRM 2120-AK77Pilot Biometric Certificates Undetermined 2120-AK33Pilot Records Database NPRM 2120-AK31
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Consumer Complaint Information Undetermined 2126-AB01 FMCSA-2008-0029ELDT Final Rule 2126-AB66URS 2 NPRM 2126-AB56
NHTSAVehicle to Vehicle (V2V) Communication NPRM 2127-AL55
November 2016 Effects Report – page 5
DOT Rulemakings with "Peer Review" Effects as of 11/15/2016Title Stage RIN Docket #
FAAAirport SMS SNPRM 2120-AJ38 FAA-2010-0997
November 2016 Effects Report – page 6
DOT Rulemakings with "Economically Significant" Effects as of 11/15/2016Title Stage RIN Docket #
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Carrier Safety Fitness Determination Undetermined 2126-AB11 FMCSA-2015-0001ELDT Final Rule 2126-AB66Heavy Vehicle Speed Limiters NPRM 2126-AB63
FRABuy America Program Requirements Undetermined 2130-AC23High-Speed Rail Corridor Development Undetermined 2130-AC17 FRA-2009-0106Passenger Equipment Safety Standards Amendments
NPRM 2130-AC46 FRA-2013-0060
FTAMPO Coordination NPRM 2132-AB28
NHTSACAFE MYs 2022-2025 Notice 2127-AL76Heavy Vehicle Speed Limiters NPRM 2127-AK92MDHD Cafe Phase 2 Final Rule 2127-AL52Rear Seat Belt Reminder System NPRM 2127-AL37Retroreflective Tape for Single Unit Trucks Undetermined 2127-AL57Side Impact Test Procedure for CRS Undetermined 2127-AK95Vehicle to Vehicle (V2V) Communication NPRM 2127-AL55
PHMSAOPS: Gas Transmission (RRR) Final Rule 2137-AE72 PHMSA-2011-0023OPS: Rupture Detection and Valves NPRM 2137-AF06
DOT Rulemakings with "Unfunded Mandate" Effects as of 11/15/2016
Title Stage RIN Docket #NHTSA
MDHD Cafe Phase 2 Final Rule 2127-AL52
November 2016 Effects Report – page 7
DOT Rulemakings with "Major" Effects as of 11/15/2016Title Stage RIN Docket #
FAAPart 77 Notice Requirements NPRM 2120-AK77
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Carrier Safety Fitness Determination Undetermined 2126-AB11 FMCSA-2015-0001ELDT Final Rule 2126-AB66Heavy Vehicle Speed Limiters NPRM 2126-AB63
FRABuy America Program Requirements Undetermined 2130-AC23High-Speed Rail Corridor Development Undetermined 2130-AC17 FRA-2009-0106Passenger Equipment Safety Standards Amendments
NPRM 2130-AC46 FRA-2013-0060
FTACore Capacity Undetermined 2132-AB17New and Small Starts Undetermined 2132-AB18Operator Assault Undetermined 2132-AB30Safety Plans Withdrawal 2132-AB20
NHTSACAFE MYs 2022-2025 Notice 2127-AL76Heavy Vehicle Speed Limiters NPRM 2127-AK92MDHD Cafe Phase 2 Final Rule 2127-AL52Rear Seat Belt Reminder System NPRM 2127-AL37Retroreflective Tape for Single Unit Trucks Undetermined 2127-AL57Side Impact Test Procedure for CRS Undetermined 2127-AK95Vehicle to Vehicle (V2V) Communication NPRM 2127-AL55
OSTConsumer Rule IV Final Rule 2105-AE57Local Hiring Final Rule 2105-AE38
PHMSAOPS: Gas Transmission (RRR) Final Rule 2137-AE72 PHMSA-2011-0023OPS: Rupture Detection and Valves NPRM 2137-AF06
November 2016 Effects Report – page 8
DOT Rulemakings with "Negotiated Rulemaking" Effects as of 11/15/2016Title Stage RIN Docket #
FHWATribal Self-Governance Undetermined 2125-AF70
FMCSAELDT Final Rule 2126-AB66
DOT Rulemakings with "EIS" Effects as of 11/15/2016
Title Stage RIN Docket #FAA
Part 77 Notice Requirements NPRM 2120-AK77
November 2016 Effects Report – page 9
DOT Rulemakings with "Other Significant" Effects as of 11/15/2016Title Stage RIN Docket #
FAA135 Tail-End Ferry ANPRM 2120-AK26Afghanistan SFAR Undetermined 2120-AJ69 FAA-2010-0289Airport SMS SNPRM 2120-AJ38 FAA-2010-0997Alaska Guide Pilots Undetermined 2120-AJ78Drug & Alcohol Testing for Repair Stations NPRM 2120-AK09 FAA-2012-1058Helicopter Air Ambulance II Undetermined 2120-AK57New York North Shore Helicopter Route Undetermined 2120-AK39OSTT FIR 2016 extension Final Rule 2120-AK93Ops of Small Unmanned Aircraft over People
NPRM 2120-AK85
Orbital Debris NPRM 2120-AK81Part 23 Reorganization (RRR) Final Rule 2120-AK65Part 77 Notice Requirements NPRM 2120-AK77Pilot Biometric Certificates Undetermined 2120-AK33Pilot Professional Development NPRM 2120-AJ87Pilot Records Database NPRM 2120-AK31Prohibition of Tail End Ferry in Part 121 NPRM 2120-AK22Registry Fees NPRM 2120-AK37SFAR 112 Libya Final Rule 2120-AK99Wildlife Hazard Assessment (WHA) Undetermined 2120-AJ71
FHWABuy America (RRR) Undetermined 2125-AF65CMAQ PM 2.5 Final Rule 2125-AF63 FHWA-2013-0018MPO Coordination Final Rule 2125-AF68NBIS NPRM 2125-AF55Pavement Markings SNPRM 2125-AF34 FHWA-2009-0139Performance Management Three Final Rule 2125-AF54Performance Management Two Final Rule 2125-AF53 FHWA-2013-0053Tribal Self-Governance Undetermined 2125-AF70Worker Safety Undetermined 2125-AF51
FMCSAConsumer Complaint Information Undetermined 2126-AB01 FMCSA-2008-0029Evaluation of Safety Sensitive Personnel for OSA
Undetermined 2126-AB88
MCSIA 210(b) New Entrant Knowledge Test Undetermined 2126-AB17 FMCSA-2001-11061Mexico-Domiciled Motor Carriers Undetermined 2126-AA34 FMCSA-98-3298Minimum Levels of Financial Responsibility Undetermined 2126-AB74Passenger Carrier Inspections ANPRM 2126-AB84Safety Auditors Certification Undetermined 2126-AA64 FMCSA-2001-11060Safety Monitoring Undetermined 2126-AA35 FMCSA-1998-3299
FRAEmergency Escape Breathing Apparatus Final Rule 2130-AC14 FRA-2009-0044Evaluation of Safety Sensitive Personnel for OSA
Undetermined 2130-AC52
Locomotive Recording Devices NPRM 2130-AC51Risk Reduction Program Final Rule 2130-AC11 FRA-2009-0038Track Safety Standards NPRM 2130-AC53Train Crew Staffing and Location Final Rule 2130-AC48 FRA-2014-0033
FTABuy America Undetermined 2132-AB16Core Capacity Undetermined 2132-AB17New and Small Starts Undetermined 2132-AB18Operator Assault Undetermined 2132-AB30Public Transportation Agency Safety Plans Final Rule 2132-AB23Safety Plan Notice 2132-ZA04Safety Plans Withdrawal 2132-AB20
MARADCargo Preference NPRM 2133-AB74
NHTSAAlternative Fuel Consumer Information NPRM 2127-AL12Amend Definition of 3-Wheeled Vehicles Undetermined 2127-AL15Importing Motor Vehicles and Equipment NPRM 2127-AL61Mandatory EDR Requirements Final Rule 2127-AK86Motorcoach Rollover Structural Integrity Final Rule 2127-AK96 NHTSA–2014–0085Novelty Helmets Enforcement Undetermined 2127-AL01Quieter Vehicles Sound Alert Final Rule 2127-AK93Tire Fuel Efficiency Part 2 SNPRM 2127-AK76 NHTSA-2011-0099
OSTAirline Psgr. Protections III Final Rule 2105-AE11Ancillary Airline Passenger Revenues Final Rule 2105-AE31Ancillary Service Fees and the GDS Issue SNPRM 2105-AE56Consumer Rule IV Final Rule 2105-AE57In-Flight Entertainment Undetermined 2105-AE32In-Flight Medical Oxygen and other ACAA issues
Undetermined 2105-AE12
Local Hiring Final Rule 2105-AE38Mobile Wireless Devices NPRM 2105-AE30OTRB ADA Update (RRR) NPRM 2105-AE29 DOT-OST-2013-0014
PHMSAOHMS: FAST Act for Real-Time Train Consist Info
ANPRM 2137-AF21 PHMSA-2016-0015
OHMS: Oil Spill Resp Plans and Info Final Rule 2137-AF08 PHMSA-2014-0105
November 2016 Effects Report – page 11
Sharing HHFTOHMS: Revised Lithium Battery Provisions by Air
Interim Final Rule 2137-AF20 PHMSA-2016-0014
OHMS: Sampling and Testing NPRM 2137-AF28OHMS: Volatility Unrefined Petroleum and Class 3
ANPRM 2137-AF24 PHMSA-2016-0077
OPS: Liquid Hazardous Pipelines Final Rule 2137-AE66 PHMSA-2010-0229OPS: Underground Storage Facilities Natural Gas
Interim Final Rule 2137-AF22
DOT Rulemakings with "Small Entities" Effects as of 11/15/2016Title Stage RIN Docket #
FAA135 Tail-End Ferry ANPRM 2120-AK26Afghanistan SFAR Undetermined 2120-AJ69 FAA-2010-0289Airport SMS SNPRM 2120-AJ38 FAA-2010-0997Airspace Actions NPRM 2120-AA66 FAA-2001-9059Airworthiness Directives Final Rule 2120-AA64 FAA-2004-19679Alaska Guide Pilots Undetermined 2120-AJ78Bird Ingestion NPRM 2120-AK83Drug & Alcohol Testing for Repair Stations NPRM 2120-AK09 FAA-2012-1058EFVS (RRR) Final Rule 2120-AJ94 FAA-2013-0485Helicopter Air Ambulance II Undetermined 2120-AK57Instrument Approach Procedures Final Rule 2120-AA65 FAA-2005-22630Instrument Flight Rules Final Rule 2120-AA63Misc. Parts 27/29 Updates NPRM 2120-AK80New York North Shore Helicopter Route Undetermined 2120-AK39Orbital Debris NPRM 2120-AK81Part 23 Reorganization (RRR) Final Rule 2120-AK65Part 77 Notice Requirements NPRM 2120-AK77Parts 11 and 400s Updates NPRM 2120-AK76Pilot Professional Development NPRM 2120-AJ87Pilot Records Database NPRM 2120-AK31Prohibition of Tail End Ferry in Part 121 NPRM 2120-AK22Registry Fees NPRM 2120-AK37Severe Weather Detection Equipment for Helicopters
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Carrier Safety Fitness Determination Undetermined 2126-AB11 FMCSA-2015-0001Diabetes Standard NPRM 2126-AA95 FMCSA-2005-23151ELDT Final Rule 2126-AB66Evaluation of Safety Sensitive Personnel for Undetermined 2126-AB88
FRAEngineer Qualification and Certification Revisions
NPRM 2130-AC40
Passenger Equipment Safety Standards Amendments
NPRM 2130-AC46 FRA-2013-0060
Revisions of Method for Calculation Threshold
NPRM 2130-AC49 FRA-2014-0099
Train Crew Staffing and Location Final Rule 2130-AC48 FRA-2014-0033FTA
Buy America Undetermined 2132-AB16Operator Assault Undetermined 2132-AB30
MARADCargo Preference NPRM 2133-AB74
NHTSAImporting Motor Vehicles and Equipment NPRM 2127-AL61Quieter Vehicles Sound Alert Final Rule 2127-AK93Retroreflective Tape for Single Unit Trucks Undetermined 2127-AL57Upgrade of Rear Impact Guard Requirements Undetermined 2127-AL58
OSTIn-Flight Medical Oxygen and other ACAA issues
Undetermined 2105-AE12
PHMSAOHMS: Revised Lithium Battery Provisions by Air
Interim Final Rule 2137-AF20 PHMSA-2016-0014
OPS: Underground Storage Facilities Natural Gas
Interim Final Rule 2137-AF22
November 2016 Effects Report – page 13
DOT Rulemakings with "State Government" Effects as of 11/15/2016Title Stage RIN Docket #
FHWAMPO Coordination Final Rule 2125-AF68NBIS NPRM 2125-AF55Pavement Markings SNPRM 2125-AF34 FHWA-2009-0139Performance Management Three Final Rule 2125-AF54Performance Management Two Final Rule 2125-AF53 FHWA-2013-0053
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18Safety Auditors Certification Undetermined 2126-AA64 FMCSA-2001-11060Safety Monitoring Undetermined 2126-AA35 FMCSA-1998-3299USA PATRIOT Act Rule Undetermined 2126-AA70 FMCSA-2001-11117
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18
November 2016 Effects Report – page 16
DOT Rulemakings with "Federal Government" Effects as of 11/15/2016Title Stage RIN Docket #
FAAFRMP NPRM 2120-AK98Helicopter Air Ambulance II Undetermined 2120-AK57Launch and Reentry TFR's Final Rule 2120-AK66Part 77 Notice Requirements NPRM 2120-AK77Qualification, Service, and Use of Crewmembers
NPRM 2120-AK95
RVSM ADS-B NPRM 2120-AK87Severe Weather Detection Equipment for Helicopters
NPRM 2120-AK94
System Safety Assessment NPRM 2120-AJ99Wildlife Hazard Assessment (WHA) Undetermined 2120-AJ71
FHWANBIS NPRM 2125-AF55Performance Management Three Final Rule 2125-AF54Performance Management Two Final Rule 2125-AF53 FHWA-2013-0053
FMCSACDL Drug and Alcohol Clearinghouse Final Rule 2126-AB18
FTASafety Plans Withdrawal 2132-AB20
PHMSAOPS: Underground Storage Facilities Natural Gas
Interim Final Rule 2137-AF22
November 2016 Effects Report – page 17
DOT Rulemakings with "Energy Affected" Effects as of 11/15/2016Title Stage RIN Docket #
NHTSAMDHD Cafe Phase 2 Final Rule 2127-AL52
PHMSAOPS: Periodic Standards Update (RRR) NPRM 2137-AF13OPS: Underground Storage Facilities Natural Gas Interim Final Rule 2137-AF22
November 2016 Effects Report – page 18
DOT Rulemakings with "EU" Effects as of 11/15/2016Title Stage RIN Docket #
