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Rural Development Environmental Programming Guidelines A Manual based on the findings of the Europe’s Living Countryside (ELCo) project
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Page 1: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

Rural DevelopmentEnvironmentalProgrammingGuidelinesA Manual based on the findings of the Europe’s LivingCountryside (ELCo) project

Page 2: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

Rural DevelopmentEnvironmentalProgrammingGuidelinesA Manual based on the findings of the Europe’s LivingCountryside (ELCo) project

Page 3: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

WWF

WWF is the world’s largest and most effective conservation organisation. The mission of WWF is

to stop the degradation of the planet’s natural environment, and to build a future in which humans

live in harmony with nature, by: conserving the world’s biological diversity, ensuring that the use

of renewable natural resources is sustainable and promoting the reduction of pollution and waste-

ful consumption.

www.panda.org/europe/agriculture

The Land Use Policy Group

The LUPG comprises seven GB statutory conservation, countryside and environment agencies:

the Countryside Agency, Countryside Council for Wales, English Nature, the Rural Development

Service, Scottish Natural Heritage and the Environment Agency, working with the Joint Nature

Conservation Committee. The Department of Environment Northern Ireland is an observer. The

LUPG aims to advise on policy matters of common concern related to agriculture, woodlands and

other rural land uses. It seeks to improve understanding of the pros and cons of policy mecha-

nisms related to land use, particularly farming and forestry; to develop a common view of desir-

able reforms to existing policies; and to promote these views.

www.lupg.org.uk

Stichting Natuur en Milieu

SNM (the Netherlands Society for Nature and Environment) is an independent organisation com-

mitted to securing a vigorous and healthy natural environment. We are helping to build a sustain-

able society in which nature, the environment and the landscape are treated with care and

respect. We want a world in which we can enjoy nature close to home, a world in which we can

breathe clean air and travel without harming the environment – and harming other people.

www.natuurenmilieu.nl

IDRiSi

Instituto de Desarrollo Rural Sostenible (IDRiSi) is a non-profit organisation based in Extremadura

(Spain). IDRiSi is dedicated to the objective analysis and improvement of agricultural and rural

policies, in order to take better account of environmental and social needs.

Page 4: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

Sponsors’ PrefaceWe are pleased to present this Manual, which we hope will help in the process of drawing up the

new generation of Rural Development Programmes under the European Agricultural Fund for

Rural Development 2007 - 2013.

This is one of the products of the Europe’s Living Countryside project – a major collaboration

between WWF Europe, the Land Use Policy Group (LUPG) of British nature and environment

agencies, and Stichting Natuur en Milieu from the Netherlands.

The project, which builds on earlier joint work1, has assessed how successfully the environment

has been addressed through existing programmes for rural development in a variety of EU

Member States. It has looked in detail at how environmental priorities and objectives might be

better identified and addressed in future. Our research is based on detailed studies and discus-

sions with stakeholders in seven countries and discussions with policy makers from across the

EU. This experience has been drawn into a set of guidelines that should help in the process of

putting together the new Rural Development Programmes that start in 2007.

The Manual does not represent the formal policy position of the ELCo Project partners. Instead

it is intended to provide practical advice that should ensure that rural development responds to

Europe’s environmental aspirations and will contribute to delivering genuinely sustainable devel-

opment. We hope it will assist you in this vital task and look forward to any feedback you may

have.

Hilary Aldridge

Chair, LUPG, Great Britain

Elizabeth Guttenstein

Head of European Agriculture & Rural Development, WWF European Policy Office, Brussels

Arjan Berkhuysen

Project Manager EU Rural Development, Stichting Natuur en Milieu, The Netherlands

3

1See References at the end of the manual for a compiled list of joint research outputs

Page 5: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

PrefaceIt is very encouraging that organisations such as the Land Use Policy Group, WWF Europe and

Stichting Natuur en Milieu are willing to bring together environmental experience and best prac-

tice from across Europe.

We are now entering the preparatory phase of our fourth generation of rural development pro-

grammes. The broad framework for the period 2007-2013 has been agreed in the Council. The

involvement of stakeholders at all phases of rural development programming is an essential ele-

ment in making the new framework a success.

This new framework strikes a balance between the desire for continuity and the need for reform.

Thus, most of the rural development measures we propose for the future already exist today.

However, we have fundamentally changed the focus of rural development programming by put-

ting a much greater emphasis on the objectives of the policy – whether European, national or

regional – and the benefits that it should bring. In particular, measures have been grouped togeth-

er in relation to three overriding objectives for rural development policy.

■ It should contribute to increase the competitiveness of agriculture and forestry through support

for restructuring, modernisation and quality production.

■ It should help improve the environment through support for land management and the remu-

neration of environmental services.

■ It should contribute to enhance the quality of life in rural areas and to promote diversification

of economic activities. This includes an improved access for the rural population to basic serv-

ices and the infrastructures linking them as well as the promotion of new employment oppor-

tunities outside agriculture.

Defining measures that respond to local needs while contributing to overall policy objectives is at

the heart of rural development programming. And of course, we can maximise the quality of these

measures by making full use of the expertise that is available to help in the programming, moni-

toring and evaluation phases. We hope that this manual, which focuses on environmental ques-

tions, is the first of many such initiatives to build on this experience and involve stakeholders.

Dirk AHNER

Deputy Director General

European Commission

DG Agriculture and Rural Development

4

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5

Table of ContentsSponsors’ Preface ...................................................................................................3

Preface ....................................................................................................................4

Introduction .............................................................................................................7

Chapter 1: The Proposed Programming Approach.............................................9

Chapter 2: The Seven Steps Approach..............................................................14

2.1 Setting Environmental Priorities .................................................................14

2.2 Identifying Environmental Objectives & Targets ..........................................18

2.3 Involving Stakeholders in Development & Implementation..........................21

2.4 Using Measures to their Full Environmental Potential .................................24

2.5 Budgeting for & Funding Rural Development .............................................28

2.6 Delivery Mechanisms including Leader ......................................................32

2.7 Monitoring & Evaluation .............................................................................36

Chapter 3: Identifying & Addressing Funding Needs for the Environment ......39

3.1 Safeguarding Europe’s Biodiversity ............................................................40

3.2 Reaching & Maintaining Freshwater in Good Ecological Condition.............42

3.3 Sustainable Forest Management ...............................................................44

3.4 Protecting the Landscape Heritage............................................................47

3.5 Contributing to Combating Climate Change ..............................................50

Annex 1. Programming Guidelines Checklist ....................................................67

Glossary of Acronyms............................................................................................73

Further Contacts....................................................................................................74

References ............................................................................................................75

Figure 1. The Proposed Programming Approach...................................................11

Example 1: Developing the England Rural Development Programme 2000-2006 .........................................................................................14

Example 2: Doñana National Park, Andalucia (Spain) ............................................18

Example 3: Lessons from Stakeholder Involvement in the Poland RDP 2004-2006 ........................................................................................22

Example 4: Combining Measures to Achieve Social & Environmental Outcomes in the Krimpenerwaard (Netherlands)....................................................24

Example 5: Mismatch Between Priorities and Expenditure: Farmland Afforestation in Extremadura (Spain) ......................................................................28

Example 6: Voluntary Advisors for Hungarian Agri-Environment Schemes .............32

Example 7: Use of Monitoring to Develop New Agri-Environment Schemes in England..............................................................................................36

Example 8: Biodiversity Monitoring in Hungary ......................................................37

List of Figures, Examples & Tables

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Compiled & edited by

Elizabeth Guttenstein, Thomas Nielsen & Catherine Brett -

WWF European Policy Office, Brussels (Belgium)

Hilary Miller – Countryside Council for Wales, Bangor (Wales)

Rosie Simpson – Countryside Agency, Cheltenham (England)

Chapters & comments were contributed by

Andreas Baumueller - WWF European Policy Office, Brussels (Belgium)

Arjan Berkhuysen - Stichting Natuur en Milieu, Utrecht (the Netherlands)

Brian Pawson - Countryside Council for Wales, Bangor (Wales)

Elizabeth Guttenstein & Thomas Nielsen - WWF European Policy Office, Brussels (Belgium)

Eva Royo Gelabert & Sergey Moroz - WWF European Policy Office, Brussels (Belgium)

Gabor Figeczky – WWF Hungary, Budapest (Hungary)

Gareth Morgan – English Nature, Peterborough (England)

Guy Beaufoy – IDRiSi, Cuacos de Yuste (Spain)

Hannah Bartram – Environment Agency, Bristol (England and Wales)

Hilary Miller – Countryside Council for Wales, Bangor (Wales)

Inga Kolomyjska – WWF Poland, Warsaw (Poland)

Jean-Philippe Denruyter & Oliver Rapf - WWF European Policy Office, Brussels (Belgium)

Kaley Hart - Countryside Agency, Cheltenham (England)

Martina Fleckenstein – WWF Germany, Berlin (Germany)

Peter Pitkin - Scottish Natural Heritage, Edinburgh (Scotland)

Ralph Blaney - Scottish Natural Heritage, Edinburgh (Scotland)

Rob Green - Countryside Agency, Cheltenham (England)

Rosie Simpson - Countryside Agency, Cheltenham (England)

Duncan Pollard - WWF International, Gland (Switzerland)

Yanka Kazakova – WWF Danube Carpathian Programme, Sofia (Bulgaria)

6

Table 1. Funding biodiversity administration, management and monitoring ............41

Table 2. Funding biodiversity infrastructure ............................................................42

Table 3. Funding water administration, management and monitoring.....................43

Table 4. Funding infrastructure for water savings and water dynamics...................44

Table 5. Funding sustainable forestry management ...............................................45

Table 6. Funding landscape administration, management and monitoring .............48

Table 7. Funding landscape infrastructure..............................................................49

Table 8. Funding crop production for renewables ..................................................51

Table 9. Funding the processing & marketing of renewable energy........................51

Table 10. Funding investments in energy efficiency & emissions reduction.............52

Table 11. Overview of EAFRD measures & their potential use for the Environment.....................................................................................................53

Page 8: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

Introduction

1. What this Manual is About

This Manual, entitled Rural Development

Environmental Programming Guidelines, was

developed as a contribution to the program-

ming of the 2007-2013 European Agricultural

Fund for Rural Development (EAFRD).

Its purpose is to help ensure that the 2007-

2013 Rural Development Programmes devel-

oped by Member States (or their regional

authorities) address environmental challenges

and deliver environmental outcomes in a sub-

stantive and integrated way. To this end, the

Manual provides a checklist that can be used

to prompt ideas on how to achieve environ-

mental integration through all stages of the

programming process, from defining the

national strategies to monitoring and evaluat-

ing outcomes. The Manual also provides illus-

trative examples which can help inspire, or

simply clarify, good practice.

By using this Manual, those responsible for

compiling RDPs will help ensure that they

meet the requirements in the EAFRD

Regulation for public participation, and that

they account for the requirement to deliver key

EU environmental priorities. Setting out how

the RDP and other funding instruments will be

used together to deliver these EU priorities

should help secure approval for the pro-

gramme and demonstrate good practice.

Chapters 1 and 2 of this Manual propose an

approach that programme designers can use

to ensure that programmes effectively deliver

environmental outcomes and environmental

integration. Chapter 3 provides ideas on the

types of measures competent authorities

could consider including in their rural develop-

ment programmes in order to address some

of the environmental challenges identified

through our research (see below) and which

have been identified in the Commission pro-

posal for the Strategic Guidelines for Rural

Development (published on 5th July 2005).

2. Who is this Manual for?

The Guidelines for Rural Development

Environmental Programming form a short,

technical and operational manual primarily

aimed at three audiences:

■ those who design and implement rural

development programmes in the Member

States,

■ European Commission officials responsible

for assessing and approving the pro-

grammes they receive from Member States,

■ non-governmental organisations (NGOs)

and State Agencies interested in working

with Member State or EU officials, to influ-

ence and assess the design and implemen-

tation of rural development programmes.

This Manual is aimed at a specialist audience.

However, we hope that it will be sufficiently

accessible to anyone with an interest in rural

and environmental issues.

Reference should also be made to another

handbook published by WWF in May 2005: EU

Funding for Environment – a Handbook for the

2007-2013 Programming Period. This hand-

book looks at the full range of EU funding

instruments (Cohesion Fund, European Social

Fund, European Regional Fund, EAFRD and

the European Fisheries Fund) and how they can

be used to deliver environmental objectives2.

3. How this Manual wasDeveloped

The guidelines have been developed as part of

a wider collaborative project called Europe’s

Living Countryside (ELCo) run by LUPG, WWF

and Stichting Natuur en Milieu. The project

has undertaken national studies and devel-

oped case studies in Germany, Hungary,

Poland, Bulgaria, the UK, Spain and the

Netherlands. Its aim is to investigate the

potential of EU Rural Development Policy to

deliver sustainable rural development by better

integrating the environment into Rural

Development Programmes (RDPs) and ensur-

ing these address environmental priorities.

Environmental integration lies at the heart of

sustainable rural development. The ELCo

studies show that, if implemented effectively,

the EAFRD has potential to help the EU to

achieve its environmental commitments.

These include halting biodiversity loss by 2010,

delivering Good Ecological Status in water

bodies by 2015 and implementing the Kyoto

Protocol in order to combat climate change.

The ELCo project provides examples that illus-

trate how rural development measures can be

used to deliver environmental and other public

benefits whilst at the same time improving

business competitiveness. Such an approach

can improve rural incomes and environmental

standards, whilst also increasing the quality of

life for land managers and others.

The strength of the ELCo findings, as reflected

in this Manual, lies in having examined the

ideas widely through national studies in seven

countries with inputs from a range of stake-

holders. The key issues that emerged from

these national studies were common across

the all the countries, although sometimes they

showed up in different ways. This suggests

that the basic issues are widely applicable

across the EU, and the ELCo recommenda-

tions form a robust approach to tackling high

priority environmental issues and working

towards greater sustainability in rural land

management.

4. Why Rural DevelopmentProgramming is Important forthe Environment

The EU has a strong environmental regulatory

approach (including, for example, the Birds,

Habitats and Water Framework Directives), as

well as high level political commitments

enshrined in the Treaty of Rome (Articles 2 and

6) and in the Sustainable Development

Strategy of the EU endorsed by the European

Council in Göteborg (2001). Nonetheless,

translating these commitments into effective

national implementation remains a challenge.

Although there is a specific Financial

Instrument for the Environment (Life+) both its

scope and size remain too modest to meet

environmental needs. Effective deployment of

resources from both EAFRD and the Structural

Funds is therefore essential to address these

environmental commitments.

Environmental integration into all EU policies is

a principle objective of EU policy, as stated in

Article 2 of the Treaty3. Few sectors affect

Europe’s environment and natural resources,

both positively and negatively, as much as

farming and land management. The European

Environment Agency (EEA) reports: “...the

7

2Available for download from www.panda.org/epo under the Publications section

3Agriculture Council (1999)

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continuing search for efficiency, lower costs

and increased scale of production is resulting

in substantial pressures on the environment,

landscapes and biodiversity, particularly in the

most intensively farmed areas. At the same

time, agriculture remains essential to the main-

tenance of many landscapes.”4

Environmental integration is also important

because it is what European citizens want.

They value a healthy environment and consid-

er it is as important to their quality of life as the

state of the economy and social factors,

according to a recent EU-wide survey5. The

majority of EU citizens (88% of respondents)

believe that policymakers should take account

of environmental concerns when developing

policies in other areas such as economy and

employment. In a further survey specifically

concerning the Common Agricultural Policy,

eighty-nine per cent (89%) of respondents

believed that promoting the respect of the

environment is the second most important

objective for the CAP6.

The EAFRD Regulation requires Member

States to commit a minimum of twenty-five

per cent of all CAP rural expenditure to land

management and environmental objectives

(i.e. axis II) during the 2007-2013 program-

ming period. There are also many opportuni-

ties to deliver environmental priorities through

the axes for competitiveness (axis I), quality of

life / diversification (axis III) and Leader (axis

IV). The Regulation requires Member States to

consult with stakeholders, including environ-

mental NGOs, during both the development

and implementation phases of the programme

(Title I Chapter III article 6), and provides for

the allocation of funding to support these con-

sultations (Title IV Chapter II article 66).

Whether the challenge of environmental inte-

gration and delivery can now be seized

depends largely on the choices made by the

competent authorities in each Member State

regarding both use of the available rural devel-

opment measures and the allocation of funds.

8

4EEA (2003) page 44

5Eurobarometer (2005) pages 29 & 34

6Eurobarometer (2004) page 22

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Chapter 1: The ProposedProgramming Approach

This Manual was developed as a contribution

to the programming of the 2007-2013

European Agricultural Fund for Rural

Development (EAFRD). Its purpose is to help

ensure that the Rural Development

Programmes of Member States (or their

regional authorities) address environmental

challenges and deliver environmental out-

comes in a substantive and integrated way.

A structured, transparent and participative

process, applied throughout the various

stages in the development and implementa-

tion of rural development programmes, is the

most secure way of ensuring programmes

effectively deliver environmental outcomes

and environmental integration. On-going

review of the programmes and consequent

adjustment of measures and implementation

processes, if targets are not being met, is also

fundamental.

To this end, this Manual provides a checklist of

guidelines that can be used to prompt ideas on

how to achieve environmental integration

through all stages of the programming process:

■ from selecting priorities and formulating tar-

gets in the national strategies,

■ to defining the budgets and delivery mech-

anisms required to implement the Rural

Development Programmes,

■ to monitoring and evaluating outcomes.

Overall, there are seven key stages in the

development and implementation of RDPs.

Figure 1 provides an illustration of these seven

stages, as well as of the role of ongoing review

and consultation processes. Following the

code of Figure 1, Chapter 2 expands on each

of these seven stages explaining:

■ what the stage in the process is about,

■ why the stage is important for the environ-

ment,

■ the ELCo project proposed programming

guidelines.

Each stage is further substantiated with evi-

dence drawn from the ELCo project. Finally,

Annex 1 provides a checklist summarising all

the proposed programming guidelines.

Comparison of individual RDPs against this

checklist should provide a systematic apprais-

al of the degree of environmental integration

within each plan.

9

©© WWWWFF // SSaammuueell AAllppsstteenn

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Figure 1. The Proposed Programming Approach

11

On-

goin

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Rev

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& P

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amm

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just

men

t, S

take

hold

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onsu

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n

Setting Environmental Priorities

Identifying Environmental Objectives & Targets

Involving Stakeholders in Development &Implementation

Using Measures to their Full EnvironmentalPotential

Budgeting for & Funding Rural Development

Delivery Mechanisms & Leader

Monitoring and Evaluation

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Chapter 2: The Seven Steps Approach

2.1 Setting Environmental Priorities PRIO

RITI

ES

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Chapter 2: The Seven Steps Approach

2.1 Setting Environmental Priorities What is this Section About?

This chapter is about priorities, i.e. selecting

what to include in individual Rural Development

Programmes and what to leave out. It is about

how to make this selection, and what makes

one issue a priority over another.

Article 9 of the EAFRD regulation states that

the Community Strategic Guidelines for Rural

Development will define the EU level priorities

that need to be delivered across Europe

through the second pillar of the CAP. Article 11

further requires that the national strategic plans

should ensure the co-ordination between EU,

national and regional priorities. To do this, the

Regulation suggests that an evaluation is

required within a Rural Development

Programme of the economic, social and envi-

ronmental situation, and the potential for devel-

opment for each area. This evaluation must

contain an analysis of the situation in terms of

strengths and weaknesses and the strategy

chosen to meet them. It must also justify the

priorities chosen with reference to the

Community strategic guidelines and the

national strategic plan, as well as the expected

impact in the ex-ante evaluation (Article 16).

The Regulation indicates a thematic and terri-

torial priority for each of the three axes of the

EAFRD. For the environment, the proposed

Strategic Guidelines for Rural Development

emphasise three EU level priority areas, which

should be addressed in all Rural Development

Programmes:

■ Biodiversity, and the preservation of high

nature value farming and forestry systems,

■ Water,

■ Climate change.

Why is it Important to SetEnvironmental Priorities?

The ELCo project concluded that although rural

and environmental priorities varied widely across

the countries studied, two themes appeared to

be common environmental priorities:

■ Loss of biodiversity and landscape values,

■ Problems of water quality and quantity.

These two ELCo priorities coincide to a large

degree with the first two of the three EU level

environmental priorities identified by the

European Commission in the draft Strategic

Guidelines for Rural Development7.

Studies by the European Environment Agency

(www.eea.eu.int) and BirdLife International8

show that current land use trends, specifically

by the agricultural sector, are one of the main

reasons for environmental decline in rural

areas. This indicates the close link between

environmental sustainability and appropriate

land management practices.

Good land management requires effective

implementation of environmental legislation

alongside environmental knowledge, skills and

awareness (delivered through advice and

incentives). Whilst effective implementation of

environmental legislation is not normally com-

pensated, improvements in environmental

expertise and awareness should be eligible for

public support. As should be the provision of

those environmental services that the market

does not currently pay for (e.g. maintenance of

shelterbelts, management of watercourses for

biodiversity and flood control, maintenance of

high nature value grasslands, landscape and

cultural heritage etc.).

The Rural Development budget is unlikely to

be large enough to meet the cost of delivering

fully against all of the objectives associated

with it. Thus the identification and selection of

priorities for expenditure will be a key issue. In

the case of the environment, such a selection

must be based on a thorough analysis of the

environmental status and trends in each of the

regions covered by the Rural Development

Programmes.

Proposed Programming Guidelines

The following questions will help to ensure that

environmental concerns and priorities are inte-

grated into rural development programmes:

1. Has there been a proper analysis of the

state of the environment across rural areas?

a) Have all EU environmental priorities

mentioned in the Community Strategic

Guidelines for Rural Development been

addressed in the analysis, including

14

EXAMPLE 1: DEVELOPING THE ENGLAND RURAL

DEVELOPMENT PROGRAMME 2000-2006

Preparation of the England Rural Development Programme (ERDP) involved substantial con-

sultation between the Ministry of Agriculture and stakeholders to develop the priorities, meas-

ures and schemes. This included a 3-stage national public consultation in 1999, open to any-

one who wished to respond to the Ministry’s national consultation papers:

Stage 1 invited comments on the long-term strategy for agri-environment schemes and asked

which other measures should be included in the plan,

Stage 2 sought comments on a range of options for implementing the RDR,

Stage 3 asked for views on the relative priority of the measures and on the use of voluntary

modulation.

These processes involved mostly official environmental agencies alongside agricultural organ-

isations. Regional stakeholder groups were asked to undertake a structured analysis of region-

al rural development issues and to rank regional priorities. Many stakeholders criticised both

the process and the very short time allowed for developing the plan and some environmental

NGOs felt that they had not been sufficiently closely involved. However, despite this the envi-

ronmental sector had some success in influencing the priorities and the overall ERDP.

Sources: ERF the UK National Report (2002) Ward, N. and ‘Implementing the Rural

Development Regulation in England: Exploring the Potential for Sustainable Rural Land Use

through Policy Design’ (2005) PhD thesis by Johnson, G. University of Gloucestershire (U.K.)

7European Commission COM(2005) 304 final page 10

8BirdLife International (2004)

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• Biodiversity (Natura 2000 and High

Nature Value farming and forestry

areas9),

• Water quality and quantity (Water

Framework Directive),

• Climate change including renewables &

emissions (Kyoto Protocol).

b) How adequate and reliable is the data?

c) Is the data specified for different geo-

graphical areas?

d) Have the main causes of problems been

analysed, specifying what types of land

use are problematic?

e) Which environmental authorities and

stakeholders have been involved in the

analysis?

2. Have environmental priorities have been

included in the analysis which are not EU

priorities, but national or regional priori-

ties (e.g. maintaining landscape and cultur-

al heritage)?

a) Why do they require EU funding?

b) Does the balance between EU and

national priorities allow EU priorities to be

addressed effectively?

3. Has there been a proper analysis of the

trends in rural areas which affect the state

of the environment?

4. Are the environmental priorities that have

been selected for the rural development

programme:

a) Clearly embedded in the state and trend

analyses?

b) The result of engagement with environ-

mental and other stakeholders?

5. The Community Strategic Guidelines for

Rural Development clearly specify that

“strong economic performance must go

hand in hand with the sustainable use of

natural resources”:

a) Which socio-economic needs can be

addressed in ways which will also help to

provide environmental benefits?

b) Have other measures in the programme

that might threaten environmental priori-

ties been identified and any problems

addressed?

15

9EEA (2004) “high nature value farmland can be defined as farmland with a high proportion of semi-natural vegetation; farmland dominated by low intensity agriculture or amosaic of semi-natural and cultivated land and small-scale features; or farmland supporting rare species or a high proportion of European or world populations”

©© WWWWFF // EEddyyttaa PPiioottrroowwiicczz

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2.1 Setting Environmental Priorities

2.2 Identifying Environmental Objectives & Targets

OBJE

CTIV

ES

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2.2 Identifying Environmental Objectives & Targets

What is this Section About?

Rural Development Programmes need to set

relevant environmental objectives and targets

if they are to effectively progress towards

delivering their selected EU and national envi-

ronmental priorities.

The process of setting environmental objec-

tives and targets is set out in Articles 15 and

16 of EAFRD, and is also informed by the

Community Strategic Guidelines for Rural

Development. This process must be linked to

the monitoring and evaluation of rural develop-

ment plans (see Section 2.7).

Why is it Important to IdentifyEnvironmental Objectives &Targets?

Research through both the ELCo and

Europe’s Rural Futures10 projects has shown

that it is unusual for schemes available under

Rural Development Programmes to have

appropriate environmental objectives

(although agri-environment measures are

often an exception to this). Objectives are

often inadequate and tend to be insufficiently

clear or precise to address the real environ-

mental issues and priorities (e.g. in Spain and

the UK). For example, the current Polish plan

includes no measurable objectives, and lacks

baseline data in some areas and information

on trends11. However, the plan does propose

conservation targets - which is a step in the

right direction12. Specific targets are often

absent or too vague, making it difficult to mon-

itor whether progress has been made towards

meeting them during the life of the programme

(e.g. in the Netherlands).

An example of an imprecise target is “main-

taining environmental values of agriculture’,

while a target which can be used to effective-

ly monitor progress is: ‘achieve favourable

conservation status defined for [a certain

species or habitat]’. The ELCo national stud-

ies have developed proposed objectives and

targets for identified environmental priorities

for each of the countries / regions studied13.

Objectives provide a clear starting point from

which to design effective and appropriate

schemes, measures and actions in the nation-

al (or, in federal countries, regional) Rural

Development Programmes. Targets provide a

baseline against which to measure progress in

implementing programmes and the cost effec-

tiveness of resources used. Objectives and

targets need to be carefully developed to

enable them to encourage and support effec-

tive programme development. The European

Commission considers that setting so-called

‘SMART’ objectives is a necessary first step

for any activity14:

S - Specific

M - Measurable

A - Action-orientated, Ambitious but

Achievable within the timeframe

R - Relevant and Realistic

T - Timely/Timebound

Proposed Programming Guidelines

The following questions will help to ensure that

effective environmental objectives and targets

can be identified and set:

1. For each selected environmental priority:

what are the desired environmental out-

comes? How soon could they be realistical-

ly achieved?

Answering the above questions should give

rise to a set of objectives.

2. Are the objectives SMART?

a) What specific objectives would deliver

the desired outcome? What change and

how much change is desired? By when

could this be achieved?

b) Can progress be measured effectively?

For example, what targets and indicators

are needed, can these be measured cost

effectively and how? Which aspects of

monitoring can be used to measure

progress towards national objectives and

targets and how will progress be

assessed at the scheme, measure or local

level e.g. related to an agri-environment

scheme or a local development strategy?

c) Are the targets short or medium term

(e.g. to reduce loss of landscape features

by a percentage to be defined) or are

they more aspirational, long-term targets

(e.g. to stop or reverse the loss of specif-

18

10Dwyer, J. (2002) page 63

11Dobrzynska, N.; Kolomyjska, I et al. (2005) page 34

12ibid. pages 35-36

13These can be found in the Publications section at www.panda.org/europe/agriculture

14European Commission (2000)

EXAMPLE 2: DOÑANA NATIONAL PARK, ANDALUCIA (SPAIN)

According to the ELCo study for Andalucia, sustainable water use is the main environmental

priority that needs to be addressed in the Doñana National Park. To achieve this, Rural

Development Programme objectives are needed at two scales:

■ National level objectives – to improve the balance and sustainable use of water resources

between agriculture and nature to achieve targets set in local priority areas and river basins

by 2013.

■ Local level objectives for Doñana - Re-establish the water balance between agriculture

and nature in the Doñana wetlands by:

• Reducing water consumption by 15% across half of the area under strawberry produc-

tion by 2013 (WWF estimates this would leave up to 3.6 million cubic meters for environ-

mental uses),

• Recovering 56 km of rivers and streams that can act as biological corridors, by 2013.

This would allow the re-connection of Doñana with other valuable inland freshwater areas,

so that the National Park waters are not isolated.

Source: ELCo National report for Spain (2005) WWF

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ic woodland bird species)? Aspirational

targets are likely to need specific interim

targets or so-called ‘milestones’ as

stages towards achieving a long-term

objective and target.

d) Are these objectives and targets ambi-

tious but achievable? Have realistic

targets been set for the proposed time-

frame and likely available resources?

e) Are the objectives and targets set rrele-

vant to achieving the environmental pri-

ority that has been identified?

f) Will the related action be timely and

timebound? For example, is this the

right time to take action? Are other

actions needed first? Will a target be

realistically achieved during the pro-

gramme or will action be a step or ‘mile-

stone’ towards achieving the objective?

3. Are the objectives throughout the Rural

Development Programme compatible?

a) Is this environmental objective compati-

ble with other environmental and RDP

objectives? Could it help to achieve

socio-economic objectives as well?

b) Are other economic, social and environ-

mental RDP objectives complementary

to achieving the stated objective? If not,

have conflicts been resolved? If not, how

do objectives need to be amended to

prevent conflicting actions?

4. Have relevant stakeholders participated in

setting the objectives and targets? (refer

also to section on stakeholders)

5. What is the process for reviewing objectives

and targets in the light of implementation

experience or changing trends?

19

©© WWWWFF // RRoobbeerrtt PPiioottrroowwiicczz

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2.1 Setting Environmental Priorities

2.2 Identifying Environmental Objectives & Targets

2.3 Involving Stakeholders in Development &Implementation

STAK

EHOL

DERS

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22

2.3 Involving Stakeholders in Development & Implementation

What is this Section About?

Effective participation is an important process

that can make a significant contribution to

achieving sustainable outcomes. Developing

and running an effective participatory process

is likely to deliver an outcome that is better

supported, bought-into and built on the

knowledge and experience of individuals from

different backgrounds.

Article 6 of EAFRD requires Member States to

establish ‘partnerships’ with, amongst others,

“...any other appropriate body representing civil

society, non-governmental organisations

including environmental organisations...” in the

development of the national strategy plan and

RDP. In addition, Article 76 requires Member

States to provide information to the general

public and certain types of organisations on the

national strategy and RDP and should “ensure

the transparency of EAFRD assistance”. Finally,

the development of an axis dedicated to Leader

strongly signals the priority given by the

European Commission to the effective partici-

pation of a wide range of stakeholders and

statutory interests in rural development pro-

gramming, and provides funding to support it.

Why is Stakeholder InvolvementImportant?

Increasingly central governments, local author-

ities and environmental agencies are becoming

sensitive to the need for greater public partici-

pation in their day-to-day activities. This is

often also prompted by legal requirements to

do so (e.g. the Water Framework Directive and

the EAFRD Regulation). Experience from the

ELCo project shows that measures designed

and implemented with the involvement of farm-

ers and other stakeholders from a very early

stage tend to be much more effective than

measures drawn up by authorities and then

offered to farmers as a fait accompli.

Both the ELCo and Europe’s Rural Futures

(ERF) projects identified that the programming

approach to rural development has encour-

aged competent authorities to involve more

than solely agricultural interests in the RDP

programming process. However, the involve-

ment of a broader range of stakeholders, and

in particular non-governmental ones, contin-

ues to lag. ERF identified in particular that

stakeholder involvement has been generally

more common in the plan preparation process

than in the implementation phase (e.g. in

Germany: “economic, social & environmental

partners participated to varying degrees in

rural development programming at Federal

level but performance has been poorer in the

implementation stage“15).

Public participation responds to the rights of

individuals to be informed, consulted and to

express their own views. It also provides for a

‘bottom up’ approach to decision-making and

for enhanced social learning and responsibili-

ty. Participation offers opportunities to build

trust, capacity and understanding, particularly

when it is instigated at an early stage in the

decision making process. Besides individual

engagement, participation can be delivered by

non-governmental organisations. Transpa-

rency and timeliness of engagement is critical

to a more successful rural development plan-

ning process and outcome.

It is important to remember that not all stake-

holders want or need to be involved at all

stages of the development and implementa-

tion of the RDPs. However, for those who

want or need to be involved, clear processes,

early information about timelines and budgets

to cover time and travel are often essential: “A

more systematic process of participation is

needed involving environmental bodies (both

official & NGOs) and help for NGOs to develop

their capacity to participate effectively”16.

NGOs are not always recognised as legitimate

stakeholders, which can reflect a weak tradi-

tion of engagement. This situation is further

exacerbated by capacity issues (e.g. knowl-

edge, resources), and clearly limits the scope

for programmes to learn from stakeholder

experience as they are implemented and

reviewed. Complexity in design and delivery

structures, and a lack of continuity, also lead

to disengagement.

Proposed Programming Guidelines

The following questions will help to ensure that

effective participation of stakeholders is inte-

grated in RDP programming:

1. How will the key rural, land management,

environmental, economic and social stake-

holders be identified at national / regional /

local levels; and engaged in the process?

2. Which steps will be put in place to ensure

that the identified stakeholders can effec-

tively be involved from the first stages of

programme development, through to deliv-

ery on the ground, according to the capac-

ity and means of each?

3. What type of participation process will be

used (e.g. face to face meetings, internet

consultations) to engage the partners?

How does this relate to the capacity of the

partners selected?

4. Have the partners been informed about

which role, and what type of contribution is

envisaged for them?

5. How will the results of the stakeholder par-

ticipation be communicated? How will

the stakeholder input be considered and

the final decision reached?

EXAMPLE 3: LESSONS FROM STAKEHOLDER INVOLVEMENT

IN THE POLAND RDP 2004-2006

In Poland the development of the RDP for 2004-06 was subject to wide stakeholder consul-

tation, and this resulted in positive amendments to the draft plan. However, the process was

not without teething problems e.g. late notification; use of irregular communication channels;

insufficient guidance on how to input comments; and engagement with different stakeholders

for different elements of the plan.

Suggested improvements include: better sharing of information such as independent expert

analyses; establishing a register of corrections and comments and the Ministry’s response to

these; setting up a liaison body with the NGO sector which facilitates information transfer and

smoothes the process of public consultations including clear and reasonable timetables; using

more appropriate channels to communicate (i.e. e-bulletins, e-mail circulation lists, environ-

mental press or sectoral journals, public debates, mass media); and helping to build the capac-

ity of NGOs e.g. through providing training in relevant EU legislation and policy.

Source: ELCo National Report for Poland (2005) WWF

15Schubert, D. (2005) page 9 section 2.2.2

16Beaufoy, G.; Jennings, S.; Hernandez, E.; Peiteado, C. & Fuentelsaz, F. (2005) page 7 section 5

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2.1 Setting Environmental Priorities

2.2 Identifying Environmental Objectives & Targets

2.3 Involving Stakeholders in Development &Implementation

2.4 Using Measures to their Full EnvironmentalPotential

MEA

SURE

S

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2.4 Using Measures to their Full Environmental Potential

What is this Section About?

This section addresses how the measures

offered in the EAFRD can be selected,

designed and applied to deliver against the

specific environmental priorities Member

States will have identified in their national

strategies [and ex-ante assessments]. It

examines the standards needed to ensure that

no EAFRD payments have a negative environ-

mental impact. This section also identifies the

broader conditions Member States should

consider in drawing together the various

measures into a coherent programme.

Why is it Important for Measuresto Realise their Full EnvironmentalPotential?

Work by WWF and LUPG17 has found that

many authorities prefer to roll forward existing

measures and schemes which they have

applied in the past (and are confident of

administering) rather than offering new meas-

ures or developing new approaches to existing

measures. This may perpetuate existing envi-

ronmental problems, and prevent the develop-

ment of innovative solutions. For example, the

forest management measure could be used to

fund integrated management plans for forests,

combining production with the conservation of

forest habitats and species rather than sup-

porting conventional investments, such as

constructing forest roads or scrub clearance

(e.g. in Extremadura18).

Many measures drawn from across all four

axes of the EAFRD, including measures tradi-

tionally associated with the farm only as an

economic unit (e.g. Art. 26 modernisation of

agricultural holdings) can deliver an improved

environment as well as an enhanced business

performance. The key is to select the meas-

ure most suited to the target to be achieved,

focussing on the delivery objectives and the

conditions and criteria for implementation –

and not on the subject of each Article. For

example, the training measure offered in the

Swedish RDP 2000-2006 reflects the aim of

achieving integrated goals by complementing

agri-environment and Article 33 environmental

protection measures, ensuring that those

receiving grants and multi-annual payments

for environmental actions have the appropriate

skills to deliver them19. Similarly, grants to

modernise agricultural structures can be tar-

geted on environmental objectives, by giving

preference to investments designed to reduce

water or energy use or to minimise pollution

risk (e.g. slurry stores).

Alongside design, geographical scale is often

a critical issue in the successful use of meas-

ures. In many regions there is a need to devel-

op schemes at a sufficient scale to maintain

the biodiversity, landscape and natural

resource values associated with High Nature

Value20 farming and forestry. This is especially

urgent in the face of decoupled CAP pay-

ments and the expected decline of economi-

cally marginal land uses. Delivery of the most

challenging environmental objectives often

requires a package of measures, for example

a combination of economic incentives (agri-

environment payments), investment aid (to

improve the viability of HNV farming systems

in marginal areas), information services and

training, all of which are underpinned by regu-

lation (conditionality).

All rural development measures need to be

implemented in a way that ensures additionali-

ty, that is, funds should not be used to finance

activities that would have happened anyway,

which fail to generate public benefits or that

could be pursued more effectively by other

means. In the light of limited funding for rural

development, additionality also ensures greater

cost effectiveness. Furthermore, competent

authorities should strive to ensure coherence

between the measures offered in individual

RDPs. From an environmental perspective,

this means ensuring that a programme does

not simultaneously offer incentives to reduce

environmental problems (e.g. nitrate pollution

from intensive poultry production units) along-

side another measure which would contribute

24

EXAMPLE 4: COMBINING MEASURES TO ACHIEVE SOCIAL & ENVIRONMENTAL

OUTCOMES IN THE KRIMPENERWAARD (NETHERLANDS)

The Krimpenerwaard is a typical rural area in the middle of the Netherlands, under pressure

from urbanisation and agricultural intensification. The area is widely recognised for its land-

scape and is important for some biodiversity (e.g. birds such as the Black-Tailed Godwit).

Parts of the area are designated within the National Ecological Network and as robust links (i.e.

wildlife corridors) between nature areas. The main environmental problem in the area is that

the groundwater levels are kept low to safeguard agricultural productivity. However, due to soil

shrinkage, the groundwater level is already a few metres below sea-level and is still falling. In

the longer term the costs of protecting these areas from flooding will be far too expensive. A

higher groundwater level is needed to protect against flooding. However, this would decrease

the competitiveness of local (mainly dairy) farmers who are already facing reduced incomes as

a result of the recent CAP reform.

The objective is to support extensive dairy farming in these areas whilst simultaneously pro-

moting higher groundwater levels in the interests of biodiversity.

The suggested solution involves a combination of instruments: financial support, advisory

schemes and targeted spatial planning. EAFRD can support these. Less-Favoured Area pay-

ments (axis II, art 37) could support farmers producing in areas with higher water levels. Agri-

environment schemes (axis II, art 39) could fund the implementation of various land manage-

ment operations such as those favouring breeding meadow birds or the planting of willows

which could be managed as pollards (a characteristic landscape feature). A local milk brand

could be developed, emphasising local landscape values (axis I, art 32). Advisory services

(axis I, arts. 21 & 24) could provide advice to individual farmers on the incentive schemes avail-

able, alternative water management practices, etc. Spatial planning could help with issues

such as land re-parcelling and provision of cattle housing at appropriate locations, facilitating

grazing for longer periods of the year whilst protecting nearby nature areas from drying out and

eutrophication. The whole process could be supported by developing landscape plans for the

area (axis III, art 57).

Source: ELCo National report for Netherlands (2005) SNM

17 See Dwyer, J. (2002) Chapter 9

18 Beaufoy, G.; Jennings, S.; Hernandez, E.; Peiteado, C. & Fuentelsaz, F. (2005) see, for example, page 10

19 Dwyer, J. (2002) see, for example, page 54

20 Refer to footnote 9 for definition of HNV

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to the same problem (e.g. investments into

new poultry production units, without appropri-

ate conditions).

Chapter 3 of this Manual provides further

examples identified through WWF, LUPG and

SNM research of how EAFRD measures from

all axes could be used to address key environ-

mental priorities

Proposed Programming Guidelines

The following questions will help to ensure a

full assessment of the potential and co-ordi-

nated use of EAFRD measures:

1. Selecting & Designing Measures

a) Which of the measures from the current

RDP and the EAFRD are best suited to

deliver on the identified environmental

objectives and targets?

b) How do the proposed measures draw on

past experience and best practice to

ensure environmental outcomes will be

reached?

c) Can existing measures be modified to deliv-

er environmental outcomes? If so, have

changes been designed in consultation?

d) Have new measures been proposed (i.e.

not offered in 2000-2006 RDP)? If yes,

have these been designed in consulta-

tion? (refer also to stakeholder section)

e) Do the measures have SMART objec-

tives and outcome-related targets?

Which criteria have been included to

ensure those targets can be met (e.g.

performance indicators, length of agree-

ment)? (refer also to sections on objec-

tives & targets and on monitoring)

2. Environmental Standards

a) Not all measures will be subject to cross-

compliance. For those that are not, how

will it be ensured they do not lead to neg-

ative environmental impacts?

b) Have any standards beyond cross-com-

pliance been set? If yes, how do they

relate to the requirements of key EU envi-

ronmental legislation (e.g. the Water

Framework Directive)?

c) Has there been a Strategic Environ-

mental Assessment or an evaluation,

based on past experience, of the envi-

ronmental effectiveness and efficiency

of the proposed measures?

3. Programming Criteria

a) How will the programme contribute to sus-

tainable rural development – i.e. how will

axis II measures be assessed for their social

and economic outcomes and axes I & III for

their environmental outcomes?

b) Does the programme demonstrate that the

various measures can be combined to

achieve overall:

• Coherence,

• Additionality,

• Synergy,

• Economies of scale,

• Avoidance of duplication?

c) Does the programme include an appropri-

ate package of measures to address the

identified environmental priorities and

objectives, as well as explaining how they

will be used? (refer also to sections on envi-

ronmental priorities and on objectives & tar-

gets)

d) Why are EU rural funds critical to the

delivery of the proposed environmental

measures, and how do they combine with

other EU (e.g. regional funds) and national

funds? (refer also to section on budgets)

25

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2.1 Setting Environmental Priorities

2.2 Identifying Environmental Objectives & Targets

2.3 Involving Stakeholders in Development &Implementation

2.4 Using Measures to their Full EnvironmentalPotential

2.5 Budgeting for & Funding Rural Development

BUDG

ETS

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2.5 Budgeting for & Funding Rural DevelopmentWhat is this Section About?

At the time of writing, negotiations on the EU’s

Financial Perspectives for 2007-2013 have yet

to be concluded, and both the total amount

available for rural development, and the nation-

al allocations, remain to be agreed. Nonethe-

less, it is considered unlikely that the agreed

budget will be significantly greater than the cur-

rent proportion of the total CAP budget, which

is too small to effectively deliver on the full

range of objectives associated with the policy.

In such a context, targeting funds to the spe-

cific priorities selected, and ensuring addition-

ality (i.e. not paying for an activity that would

have happened anyway) are key criteria.

Aware of the ambitious scope of the EU’s rural

development policy, and of the potentially lim-

ited funding available, the proposed

Community Strategic Guidelines for Rural

Development strongly recommend that fund-

ing choices avoid potential contradictions

between measures and: “ensure complemen-

tarity and coherence between actions to be

financed by the ERDF, Cohesion Fund, ESF,

EFF and EAFRD on a given territory and in a

given field of activity”21

Why is Rural Funding Importantfor the Environment?

As mentioned in the introduction (section 4),

there are many reasons why rural funding is

important for the environment. Most impor-

tant amongst these is the inextricable link

between farming, forestry and land manage-

ment and their impact on natural resources

such as water and soil, biodiversity and rural

landscapes.

Any allocation of EU funds should start by

addressing EU priorities, as mandated in the

proposed Community Strategic Guidelines for

Rural Development: “Each of the Community

priorities […] will need to be translated into the

Member State context in the national strategy

plan and rural development programmes”22.

In an environmental context, this means

including a range of appropriate measures and

funding in each national / regional RDP to sup-

port biodiversity (Natura 2000 or High Nature

Value systems), water management and to

combat climate change.

Alongside the EU priorities, each Member

State and competent authority will also have

identified a range of national or regional priori-

ties during the ex-ante evaluation and national

strategy processes. Funding decisions should

reflect the priorities identified through thorough

analysis and consultation, rather than

focussing on issues delivering only limited

additionality as in the Spanish example below:

Guaranteeing the effective delivery of sustain-

able environmental, social and economic out-

comes is essential to provide long-term justifi-

cation for continuing public expenditure on

rural development. Setting effective objectives

and targets (see section 2.2) is the key to

monitoring delivery and justifying expenditure.

Ensuring a sufficient level of expenditure to

achieve effective impact is also important.

Budgets will be particularly difficult to defend if

programmes include measures that (inadver-

tently or not) lead to environmental damage.

This is particularly true where a specific environ-

mental problem has been identified, but meas-

ures included in the RDP are likely to exacerbate

the situation. In Poland, for example, lack of

water resources has been identified as a priority

environmental problem, but the management of

agricultural resources measure supports invest-

ment into further damaging drainage and

improvement schemes23. An environmental

assessment of all proposed measures is neces-

sary to ensure that no rural development sup-

port creates environmental damage.

Once allocated, EU rural development funds

must be able to demonstrate value for money,

in the form of sufficient evidence of environ-

mental outcomes. The ELCo project has

found evidence of ‘dead weight’ in a number

of schemes (especially investment measures,

processing grants and marketing grants and

schemes for setting up young farmers) with

activities being funded that probably would

have happened in any case24.

28

EXAMPLE 5: MISMATCH BETWEEN PRIORITIES AND EXPENDITURE:

FARMLAND AFFORESTATION IN EXTREMADURA (SPAIN)

Large areas of Spain are affected by priority environmental issues (soil erosion, biodiversity val-

ues on farmland) that could be addressed through effective agri-environment programmes.

Until now, such measures have taken second place to a major scheme for farmland afforesta-

tion, whose aims and benefits are widely questioned

In Extremadura the objectives of the farmland afforestation scheme are extremely vague,

copied almost directly from the wording of the old EU Regulation 2080/92, without significant

adaptation to Spanish or regional considerations.

The measure has a major territorial impact, difficult to justify in a region which already has 30

per cent forest cover. The land afforested is of very low productivity, mostly permanent graz-

ing, so the aim of reducing agricultural production is not effectively pursued.

Although strongly supported by large landowners and afforestation companies that emerged

in the 1990s to take advantage of the scheme, the measure is criticised by environmental

groups. The view of WWF Spain is that better management of existing forests should have pri-

ority over new planting. Support for new planting should be targeted at very specific situations

and needs, such as restoring riverine woodlands. A smaller budget with more effective plan-

ning and implementation could deliver far greater environmental benefits.

Yet the scheme continues, absorbing over a third of the accompanying measures’ budget, over-

shadowing agri-environmental and less-favoured area expenditures. In a region with some of

Europe’s most outstanding and extensive biodiversity directly related to High Nature Value farm-

ing, schemes for supporting these forms of land management are almost non-existent.

Source: ELCo National report for Spain (2005) WWF

21 European Commission COM(2005) 304 final page 14

22 ibid. page 13

23 Dobrzynska, N. ; Kolomyjska, I et al. (2005) page 34-35

24 Beaufoy, G.; Jennings, S.; Hernandez, E.; Peiteado, C. & Fuentelsaz, F. (2005) page 5 and Swales, V. et al (2005) page 11 of the executive summaries of both reports

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Proposed Programming Guidelines

The following questions will help to ensure

budgets reflect the environmental priorities

selected:

1. How does the RDP relate the explicit

assessment of environmental, social and

economic priorities in the choice of meas-

ures (giving particular attention to achieving

environmental commitments such as

Natura 2000 and Water Framework

Directive) to the allocation of funding?

2. What steps are being taken to ensure

increased complementarity and links

between the range of EU and national fund-

ing instruments, and between the different

competent authorities and complementary

state aids? Is good practice being shared

between regions?

3. What steps are being taken to ensure suf-

ficient funds will be available to deliver

identified environmental objectives (for

example a shift in emphasis from EU to

national sources of funding)?

4. Do all EAFRD funded mechanisms have

environmental objectives and/or are subject

to environmental conditionality to help

ensure that EU rural development expendi-

ture is environmentally sustainable?

5. What kind of assessments have been

undertaken to ensure that investments pro-

posed in the RDPs will not amount to dead

weight but effectively contribute to the

delivery of European and national priorities?

29

©© WWWWFF // TToommaasszz BBoocczzkkoowwsskkii

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31

2.1 Setting Environmental Priorities

2.2 Identifying Environmental Objectives & Targets

2.3 Involving Stakeholders in Development &Implementation

2.4 Using Measures to their Full EnvironmentalPotential

2.5 Budgeting for & Funding Rural Development

2.6 Delivery Mechanisms including Leader

DELI

VERY

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2.6 Delivery Mechanisms including LeaderWhat is this Section About?

Delivery mechanisms include the range of

practices (e.g. scoring or selection criteria),

procedures (e.g. application form completion

and selection procedures) and

structures/approaches (e.g. information provi-

sion, advisory services, Leader) that help all

eligible beneficiaries to become aware of,

access and implement rural development

measures to their full potential. The key issue

is to ensure that potential beneficiaries are

informed of the range of opportunities avail-

able as well as being helped to access and

implement rural development measures to

their best potential.

The EU Commission’s proposed Strategic

Guidelines for Rural Development speak

extensively of the importance of investing in

human capital, suggesting that the use of axes

I, III and IV should respectively prioritise:

“knowledge transfer and innovation […] for

investment in physical and human capital”25, in

order to promote skills acquisition, including

traditional rural skills for environmental servic-

es and recreation; and build local capacity.

From 2007 the Leader approach will be fully

integrated (or mainstreamed) into EAFRD.

Articles 61 – 65 require Member States to allo-

cate at least 5 per cent26 of their rural develop-

ment budget for implementing aspects of

each RDP through the Leader approach. This

involves identifying well-defined sub-regional

rural areas and using local public-private part-

nerships (called Local Action Groups or LAGs)

to develop and implement rural development

strategies. Leader must be used to achieve

the objectives of at least one of the other 3

axes, with particular focus on axis III. It can

also be used to combine the objectives of all

three axes.

Why are Delivery MechanismsImportant?

Effective delivery mechanisms are essential for

the successful implementation of rural devel-

opment programmes both in getting people to

sign up to schemes, and in ensuring that they

produce the desired results. The more

dynamic farms and businesses normally have

no difficulty in finding information and applying

for grants. The challenge is to generate par-

ticipation from others whose involvement is

needed (but who may be less well informed or

motivated) by tailoring the delivery mecha-

nisms according to the needs of the audi-

ences at different levels: national (e.g. farming

unions, NGOs); regional (e.g. municipalities);

and local (e.g. individual beneficiaries). Such

action is important in promoting take-up from

new beneficiaries, or beneficiaries in more

marginal areas, as in the Lower Vit river region

of Bulgaria27.

Effective delivery mechanisms can also

encourage activities that may not be obvious

to potential beneficiaries. Even in countries

like the United Kingdom with a fairly strong tra-

dition of environmental integration, for exam-

ple, awareness of the environmental potential

of measures outside of agri-environment

schemes remains low28. This finding is com-

mon across the majority, if not all, of the coun-

tries studied in the ELCo project, as is the lack

of focus on the potential benefits arising from

integrating measures drawn from across the

Regulation.

A particular challenge will be the provision of

guidance and support to enable High Nature

Value farms in the most marginal areas to

become viable for the long term, through

adaptation to the new opportunities and

threats (e.g. the effects of CAP reform), whilst

still maintaining their important environmental

values. Good extension services can repre-

sent an effective delivery mechanism in this

area, as illustrated in the Hungarian case study

below. However, as the ELCo UK study con-

cludes, where such services still exist, they are

rarely attuned to delivering both environmental

and business support in an integrated way29:

■ There is a lack of focus on helping farm

businesses become more sustainable –

economically, environmentally and socially –

and using different measures in integrated,

complementary and enhancing ways to

achieve this e.g. combining investment and

agri-environment aids,

■ There is some evidence of funding being

given to businesses that results in displace-

ment of other businesses and saturation of

the market. In allocating funding, funders

need to be more attuned to business activity

at local and regional level and encourage

broader diversification and market innovation,

■ Different organisations involved in delivery

need to work in a much more co-ordinated

and complementary way to deliver environ-

mental objectives,

■ Mechanisms are lacking to encourage/

achieve collaborative action among farmers

e.g. co-ops for food processing and mar-

keting, landscape scale habitat restoration,

landscape restoration, managing features

running across several farms etc..

Advisory services are increasingly uncommon

across Europe, and where they still exist

remain focussed on advising farmers about

farming practices. Comprehensive advisory

services should be accessible and available to

all rural stakeholders: forest owners, other

land managers, Local Action Groups, local

32

EXAMPLE 6: VOLUNTARY ADVISORS FOR HUNGARIAN

AGRI-ENVIRONMENT SCHEMES

The extension services for the Hungarian agri-environmental schemes were originally organ-

ised on a voluntary basis. The idea was that volunteer advisors, if trained to a fairly high level,

would provide a good basis to set up a reasonable pool of advisors. Experience suggested

that where these experts were well paid from the outset, ‘traditional’ agricultural advisors who

were less knowledgeable in environmental issues would dominate the market. Of course, a

requirement to demonstrate good standards of competence (exams, accreditation, etc.) will

help resolve this, but as a first step, the voluntary system seems to offer sufficient protection.

It is proposed that the scheme will evolve into one operating on a contractual basis with full-

time paid advisors.

Source: ELCo National report for Hungary (2005) WWF

25European Commission (2005) page 9

26New Member States can phase this in over the programming period, but must reserve at least 2.5 per cent of EAFRD funds for LEADER

27Kazakova, Y. (2005) see Lower Vit river case study

28Swales, V. et al (2005) page 4

29ibid.

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NGOs and municipalities should also be able

to benefit from them.

Finally, the choice of administrative processes to

be used remains critical to effective delivery.

Applying for rural development funds remains

complex and confusing for many beneficiaries.

Beneficiaries need clear and transparent

processes and information (e.g. details of the

scoring systems used to select successful appli-

cations and reasons for rejecting others).

Availability of such information can significantly

assist engagement and encourage new appli-

cants. For example, in the Netherlands collec-

tive contracts are used to support the adminis-

trative work related to applying for agri-environ-

ment contracts30 as well as advising farmers and

farmer co-operatives involved in nature man-

agement to improve knowledge, share experi-

ence and get better results.

Making the Most of the Leader(axis IV) Approach for theEnvironment

The EAFRD Regulation requires 5 per cent of

Member States’ EAFRD budget to be allocat-

ed to the Leader axis (although transitional

measures are available in the new Member

States). Leader offers considerable potential

as an area-based ‘bottom-up’, participative

means of integrating environmental priorities

into individual RDPs. In each Leader area, a

Local Action Group involving all the relevant

local stakeholders (e.g. environmental associ-

ations) will need to agree and implement a

local development strategy to help achieve the

priorities and objectives of each of the other

three EAFRD axes. This makes it possible to

link both ecological and landscape goals with

economic development within a regional and

local development framework.

The EU Commission’s proposed Strategic

Guidelines for Rural Development note that

integrated approaches involving land man-

agers and other rural actors working together

can safeguard and enhance local natural and

cultural heritage, raise environmental aware-

ness, and help to promote speciality local

products, tourism and renewable energy.

Leader support should also focus on building

local partnership capacity, promoting public-

private partnerships, co-operation and innova-

tion and on improving local governance to

meet these priorities. LUPG and WWF

research31 has shown that area-based imple-

mentation approaches, working with local

stakeholders and integrating measures, can

be an effective way to address environmental

and rural priorities. However, the effectiveness

of the Leader approach depends on the

organisations and individuals that make up the

Local Action Groups, and on the guidelines

and objectives that are set out for them at

national and regional levels. More emphasis

could be put on pursuing environmental goals

through the involvement of farmers, as this is

not a common element of Leader projects.

The Leader approach is likely to be particular-

ly beneficial where land management and

other actions need to be co-ordinated and

integrated in a local area, for example to

achieve:

■ landscape-scale approaches to agri-envi-

ronment and rural development,

■ catchment scale action to achieve compli-

ance with the Water Framework Directive,

■ conservation management of species

across whole landscapes.

Most evaluations of Leader have focussed on

its ‘soft’ effects32, such as partnerships and

governance (e.g. an EC study33 on how to

‘mainstream’ Leader processes effectively).

However, there is considerable experience of

using Leader to address environmental issues

as well as socio-economic ones:

■ Leader II projects in the UK contributed

to a wide range of environmental

actions including action related to biodiver-

sity, conservation and management of land-

scape and cultural heritage, sustainable

woodland management, public access and

sustainable tourism34;

■ Some Leader projects in Spain have

made a significant contribution to

Natura 2000 objectives at the local level,

especially where environmental NGOs have

been key players in the Local Action

Groups35;

■ Nature conservation has contributed

positively to rural development in six

‘model’ regions in Germany. Most proj-

ects were focused on environmentally

friendly rural tourism and regional product

marketing36. Large protected areas such as

national parks, nature parks and nature

reserves had particularly favourable condi-

tions for achieving win-win outcomes

between nature conservation and other

economic sectors. The environmental

importance of these regions makes them a

high priority for targeting limited funds,

whilst their permanent organisational struc-

tures and established regional partnerships

provide a strong delivery framework;

■ In the New Forest National Park in

England, Leader+ aims to make the

best use of the area’s natural and cul-

tural resources and to contribute to the

rural economy. This includes a ‘forest

friendly’ farming advisor, regeneration of

traditional wood coppice, work to find

affordable local housing for ‘commoners’

(people with traditional rights to use the

Forest’s common grazing land), develop-

ment of local products and related markets,

and a marketing scheme to improve the via-

bility of New Forest ponies, a traditional

breed that is an essential to maintaining the

Natura 2000 site grazing regime.

More research is needed on the scope for using

the Leader approach to deliver environmental

priorities and outcomes and the best ways of

doing so. Current indicators for monitoring

Leader programmes focus on processes and

socio-economic outcomes (European

Commission 2002). More comprehensive eval-

uation is needed of the ‘hard’ environmental

outcomes of using Leader (e.g. monitoring

progress towards measurable environmental

objectives and targets – refer also to sections

2.2 & 2.7), as well as monitoring the socio-eco-

nomic effects (e.g. added value, jobs maintained

or created). The results of such work should

also be used to steer the continued develop-

ment of Leader process at regional level.

It will also be important to demonstrate Leader’s

contribution and cost effectiveness as part of

the overall rural development planning process,

both at European and Member State levels.

33

30Berkhuysen, A. (2005) page 30

31WWF & LUPG (2003)

32Schubert, D. (2005)

33OIR Managementdienste GmbH (2004)

34LUPG (2005) varied references

35Beaufoy, G.; Jennings, S.; Hernandez, E.; Peiteado, C. & Fuentelsaz, F. (2005)

36Bocher, M. (2004)

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Proposed Programming Guidelines

The following questions will help to ensure that

appropriate delivery mechanisms are identified

and effectively implemented:

1. Can potential beneficiaries readily access

information on rural development measures

and on obtaining support across all territo-

ries, and at an accessible cost?

2. Do advisory and information services take a

pro-active approach to dissemination, or

is information simply available to those who

look for it?

3. Have the competent authorities checked

with potential beneficiaries that the applica-

tion selection and administrative

processes are clear and transparent (e.g.

are forms clear and simple, is information on

scoring and selection systems publicly avail-

able, is feedback on applications available)?

4. How are different advisory bodies, respon-

sible for social, economic, environmental

and nature conservation issues planning to

deliver an integrated advisory service?

Is it possible to establish a ‘one stop shop’

arrangement, with all advice available from

one point of access?

5. How will advisory services target delivery at

specific areas with environmental priorities

(e.g. River Basin Districts, High Nature

Value areas, Natura 2000 sites) or land

management systems (e.g. marginal farm-

ing systems that are needed to maintain

landscape values)?

6. How are advisors trained and kept

abreast of technical know-how and further

sources of information so that they can

support the development of farmers’

knowledge and in the longer-term, more

spatially-oriented planning?

The following questions will help to ensure that

the Leader axis contributes to meeting envi-

ronmental priorities:

7. How are environmental issues and priorities

strategically integrated into the selection

of Leader areas? For example:

a) Does the national strategy identify envi-

ronmental issues or environmentally

important areas where a Leader approach

is likely to be particularly suited?

b) What strategic mechanisms will ensure

that socio-economic and environmental

win-win projects are developed?

8. How are environmental issues and priorities

integrated into the delivery mechanisms

for each Leader local development strate-

gy? For example:

a) Have environmental objectives & targets

been set? (refer also to section on

Objectives and Targets)

b) What safeguards are in place to avoid

any detrimental environmental or land-

scape effects?

c) What priority has been given to increas-

ing or building the environmental and

landscape value of the Leader area?

d) What proportion of the budget will be

allocated to environmental as opposed

to economic and social projects?

e) How will the Leader outcomes be moni-

tored locally and nationally? (refer also to

section on monitoring)

9. What mechanisms will be used to develop

the environmental understanding, skills and

capacity of local action groups?

34

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2.1 Setting Environmental Priorities

2.2 Identifying Environmental Objectives & Targets

2.3 Involving Stakeholders in Development &Implementation

2.4 Using Measures to their Full EnvironmentalPotential

2.5 Budgeting for & Funding Rural Development

2.6 Delivery Mechanisms including Leader

2.7 Monitoring & Evaluation

EVAL

UATI

ON

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2.7 Monitoring & EvaluationWhat is this Section About?

This section gives guidelines on how to devel-

op effective and appropriate monitoring and

evaluation for Rural Development Programmes

as required in Article 79 of the EAFRD regula-

tion, stating that “the Managing Authority and

the Monitoring Committee shall monitor the

quality of programme implementation”.

Following these guidelines will help ensure that

the monitoring of the programme will be suffi-

cient to measure the fulfilment of the environ-

mental objectives set out in an individual RDP.

Why are Monitoring & EvaluationImportant?

Even though it may seem difficult and expen-

sive, effective monitoring is essential to:

■ Measure and demonstrate progress

towards environmental objectives,

■ Evaluate the effectiveness of current meas-

ures and guide revisions of the current pro-

gramme (e.g. agri-environment schemes),

■ Monitor environmental changes and trends

against baseline conditions.

Monitoring is necessary to demonstrate

results from Rural Development Programmes,

the only long-term way to justify spending

public funds on them. This is particularly

important for objectives which produce bene-

fits which may not have an obvious market

value, as is the case with many environmental

objectives.

The European Commission describes the

evaluation of RDPs as helping in: “… design-

ing the rural development programmes, in

improving and adjusting them at the mid-term

stage, in planning an appropriate follow-up

and in informing the public or the budgetary

authorities about the effects and the value of

the public intervention37.” In the current pro-

gramming period, the Commission’s guide-

lines for monitoring take the approach of ask-

ing farmers and other stakeholders relatively

open questions such as: “what has been the

effect of this measure on the environment?” or

“How many actions for the environment have

you undertaken?”. Experience derived from

ELCo is that it is more useful to monitor

against pre-established objectives.

For example, if the objective set is: “for 90% of

farmers in a given area to comply with existing

water extraction limits” then monitoring should

be established to assess progress against the

specific compliance objective. This also high-

lights the need to distinguish between outputs

(such as the number of particular activities

undertaken) and outcomes (such as the

recovery of an endangered species in

response to sensitive farming practice).

Outputs are generally easier to measure, but

do not always reflect underlying environmental

change.

Monitoring should not be used simply to justi-

fy the existence of a programme. It must be

part of an honest and open process of evalu-

ation executed throughout the whole lifetime

of the programme with the intention of cor-

recting any deviation from operational objec-

tives and of improving programme perform-

ance. Monitoring and evaluation that just

involve “ticking a box” represents a waste of

time and resources.

Proposed Programming Guidelines

The following questions will help to design and

implement more effective monitoring and eval-

uation practices:

1. There is an important role for long term,

impartial and scientific evaluation in

improving RDPs and justifying rural funding.

Is this role clearly set out within the pro-

gramme?

2. Does the monitoring clearly build on the

objectives and targets identified for the

proposed measures? Were these chosen

and formulated in a way that will assist

monitoring of the Programme? (refer also to

sections on objectives & targets)

3. Is there an adequate baseline environmen-

tal assessment (or if sufficient data are not

currently available, are steps being taken to

ensure they are in future)? How will this be

used to inform the evaluation of the pro-

gramme?

4. How well is the wider national context for

the monitoring described in the programme

(e.g. links with other monitoring and data

systems like water quality measurements)?

Has funding been allocated?

5. What innovative approaches are set out

for improving the effectiveness of monitor-

ing (e.g. helping and rewarding farmers to

provide data, or integration with farm plan-

ning and advice systems)?

6. How appropriate is the mix of output and

outcome monitoring? Where outputs are

to be monitored as proxies (e.g. reduced

inputs as proxy outputs for a reduced pollu-

tion outcome), does the programme indi-

cate whether these can reliably be interpret-

ed in terms of outcomes?

36

EXAMPLE 7: USE OF MONITORING TO DEVELOP

NEW AGRI-ENVIRONMENT SCHEMES IN ENGLAND

A two year evaluation of existing agri-environment schemes was carried out in England using

a combination of data from scheme monitoring, externally commissioned reviews, other sur-

veys and a major public consultation exercise, in order to develop a radically new approach for

rewarding environmentally sensitive farming.

The design of the new scheme, Environmental Stewardship, built on the results of this and pro-

vides for a two-tier scheme, the Entry Level scheme, open to all farmers and offering a fixed

payment per hectare in return for management measures chosen by the farmer from a stan-

dard menu of options. A targeted Higher Level scheme is also available for areas of high envi-

ronmental importance.

Because this type of scheme was new to England, a live pilot was run to evaluate the design.

Criteria indicative of success were agreed in advance covering uptake, farmer reactions, and

likely environmental outcomes. Performance against these criteria was carefully monitored

during the first 6 months of the pilot and it was concluded that the pilot had delivered to the

required standard.

The design of the new scheme incorporates features intended to make it easier to measure

environmental outcomes in future. The project demonstrated that it is important to shorten the

cycle time between monitoring, evaluation and changes to schemes.

Based on: Evaluating Agri-Environment Schemes in England (2005) G. Radley – Defra

(U.K.) – In Press

37European Commission DG Agriculture website: http://europa.eu.int/comm/agriculture/rur/eval/index_en.htm

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7. Do the indicators ensure an effective

means of monitoring the outcomes? Is the

rationale for selection of indicators clear?

Has the danger of manipulating the pro-

gramme just to improve the measurable

outputs been avoided?

8. Are the roles of the different competent

bodies clear and distinct? What safe-

guards are in place to ensure the process of

monitoring is open and transparent? (refer

to section on stakeholders)

37

EXAMPLE 8: BIODIVERSITY MONITORING IN HUNGARY

The setting up of a system for direct biodiversity monitoring in agricultural areas is usually cost-

ly and can take years to work effectively. However, it is a necessary first step in order to obtain

reliable data and follow trends over the long term. In the short term however, specific and more

detailed proxy outcome indicators can be used, especially when the effect of an environmen-

tally bad practice is clear and proven. Useful indicators of this kind might be the following:

the average size of farms participating in the schemes in a given area (to assess how much of

a mosaic type landscape is developed)

area not irrigated during a species’ nesting period in compliance with a measure (direct effect

in case target species is present)

the type and number of livestock farming units established in an area (cattle farms can use

nearby grasslands for mowing)

the number of measures used by farmers in High Nature Value areas (the viability of HNV farm-

ers in marginal areas is often significantly enhanced if they receive a package of different

grants)

Source: WWF Hungary & BirdLife International Hungary

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Chapter 3: Identifying & AddressingFunding Needs for the Environment

This Chapter looks at five environmental

themes: biodiversity, water, forests, land-

scapes and climate change. Farming, forestry

and land management have an important role

to play in contributing to the sustainable devel-

opment, wise use and conservation of these

natural resources.

The ELCo project has identified a striking sim-

ilarity in environmental themes across the

seven countries studied, despite their varied

rural and environmental profiles. In particular,

two issues appear to be common environ-

mental priorities:

■ Loss of biodiversity and landscape values,

■ Problems of water quality and quantity.

These resonate with the environmental priori-

ties proposed by the European Commission in

the proposed Community Strategic Guidelines

for Rural Development, which should be

addressed in all Rural Development

Programmes:

■ Biodiversity, and the preservation of high

nature value farming and forestry systems,

■ Water,

■ Climate change.

Climate change did not emerge as a strong envi-

ronmental issue across the ELCo countries stud-

ied. This is not surprising, however, as the rela-

tionship between agriculture and climate change

is a relatively new issue and it is not yet clear what

contribution EAFRD could make to address it.

However, it is important to consider the ways in

which the next RDPs can be used to address the

causes and impacts of climate change.

The following sections provide a reminder of

the legal basis underpinning each of the envi-

ronmental themes addressed and how EAFRD

funding could be used for the delivery of the

specific theme. The tables at the end of each

section provide guidance on the types of

approaches to environmental delivery that may

be eligible through various EAFRD measures.

Many of the ideas proposed have emerged

from the ELCo and Europe’s Rural Futures

(ERF) projects. However, some are drawn

from the expertise existing within the sponsor-

ing organisations and their networks. This

Chapter aims to provide guidance and is not

intended to be prescriptive.

Table 11 at the end of this chapter provides an

overview of how EAFRD measures can be

used across all five environmental themes.

39

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3.1 Safeguarding Europe’s BiodiversityThe European Legal Basis

In response to the continued loss of native

species (of both plants and animals),

European leaders in 1979 adopted the Birds

Directive, followed in the early 1990s by the

Habitats Directive, which in turn resulted in the

creation of the Natura 2000 network of spe-

cially protected areas. These twin directives

are central to the EU’s aim of halting biodiver-

sity loss by 2010. They are the cornerstone of

EU conservation policy, one of the four priority

issues identified in the EU’s 6th Environmental

Action Programme38, and a key instrument for

achieving long-term sustainable development,

as endorsed by the European Council at the

Göteborg Summit39. Conserving biodiversity

and habitats on High Nature Value (HNV)40

farmland is also key to achieving this target.

Pan-European data on the distribution and

conservation status of HNV farmland are cur-

rently lacking. In the Kiev Resolution on

Biodiversity41, European Environment

Ministers declared: “By 2006, the identifica-

tion, using agreed common criteria, of all high

nature value areas in agricultural ecosystems

in the pan-European region will be complete.

By 2008, a substantial proportion of these

areas will be under biodiversity-sensitive man-

agement by using appropriate mechanisms

such as rural development instruments, agri-

environmental programmes and organic agri-

culture, to inter alia support their economic

and ecological viability”42.

Responding to this mandate, the European

Environment Agency undertook a first map-

ping exercise to identify HNV farming areas.

This mapping was undertaken initially in the

EU-15 Member States, and the results were

published in 200443.

The EAFRD regulation confirms the role of

rural funding in supporting HNV farming and

forestry, describing biodiversity and Natura

2000 site management as key issues to be

addressed in rural development programmes.

The proposed Community Strategic

Guidelines for Rural Development go further in

stating that the financing of Natura 2000 is a

priority for rural development spending, and

that: “…axis II should contribute to three EU

level priority areas: biodiversity and

preservation of high nature value farming

and forestry systems …”44.

Why Support the Management ofBiodiversity?

Most designated Natura 2000 sites are locat-

ed in rural areas, and many are dependent on

high nature value farming methods that main-

tain habitats such as hay meadows, low-inten-

sity grazing of semi-natural vegetation, exten-

sive cereal systems in Iberia, floodplain grass-

lands, etc.

High Nature Value farming systems are not

always profitable for the farmer, because the

price that the consumer pays does not include

the environmental added value that the farmer

provides by farming with lower intensity/inputs

as compared to conventional farming. The

EAFRD funds provide the opportunity to pay

the farmer for these environmental “products”.

The European Commission’s Communication

on Financing Natura 200045 estimated that

6.1 billion per year will be needed to imple-

ment the Natura 2000 network across the

enlarged EU. Many stakeholders consider this

to be a conservative estimate.

Funding Biodiversity Management

The management of biodiversity and Natura

2000 can be financed through the Structural

Funds and the Financial Instrument for the

Environment (LIFE+) as well as through the

European Agricultural Fund for Rural

Development (EAFRD). However, the EAFRD

is the most appropriate of EU funds due to the

focus on land managers as beneficiaries, and

the potential to support specific land manage-

ment practices.

Member States and competent authorities

interested in financing the management of bio-

diversity, e.g. through Natura 2000 or HNV

farming systems, can consider:

■ management agreements (agri-environ-

ment and forest-environment) with farmers

and foresters to ensure the maintenance

(and adaptation where necessary) of HNV

systems46

■ compensating for costs incurred and

income foregone resulting from restrictions

in Natura 2000 areas47,

■ on-farm investments which enhance the

public amenity value of a Natura 2000 area

or other high nature value areas to be

defined in the programme48,

■ the drawing-up of protection and manage-

ment plans relating to Natura 2000 sites

and other places of high natural value; envi-

ronmental awareness actions and invest-

ments associated with maintenance;

restoration and upgrading of the natural

heritage and with the development of high

nature value sites49.

The maximum annual Natura 2000 payment is

200/ha UAA (Utilised Agricultural Area).

However an initial payment of 500 can be

granted for a period not exceeding five years

to cover costs incurred and income foregone.

These amounts may be increased in excep-

tional cases taking account of specific circum-

stances to be justified in the RDPs.

The socio-economic viability of HNV farming

and forestry systems is a particular concern

emerging from the ELCo project: measures

that improve this viability (LFA payments, tar-

geted investment aid, advice) may be just as

important as specifically environmental meas-

ures.

40

38European Parliament & Council (2002)

39European Commission COM(2001) 264 final

40Refer to footnote 9 for definition of HNV

41www.countdown2010.net/documents/ biodiv_resolution_Kiev.pdf

42EEA (2004) pages 5-6

43EEA (2004)

44European Commission (2005) page 10, highlighted in bold in original text

45European Commission COM(2004) 431 final

46Articles 39 & 47

47Articles 38 & 46

48Article 41

49Article 57

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41

EAFRD Measures Explanatory note EAFRD Ref.

Vocational training & informationactions

Use of advisory services

Training and capacity building: of land managers and others involved in the farm-ing, forestry and food sectors and their advisers on the role of agriculture in highnature value farming and Natura 2000 objectives, and the socio-economic benefitsof doing so. Information to support their capacity to be involved in site managementplanning, understanding objectives and how to achieve them.

Art. 21 & 24

Setting-up of management,relief and advisory services

Establishing Natura 2000 management bodies: Investments could include start-up funding, feasibility studies, the development of Natura 2000 site managementplans and /or their link to local development plans.

New advisory services could be set-up, targeted on farmers in HNV areas to helpadapt and diversify their economic basis whilst keeping land management for envi-ronmental values.

Art. 25

Adding value to agricultural andforestry products

Co-operation for development ofnew products, processes andtechnologies in the forestry sector

Participation of farmers in foodquality schemes

Information and promotionactivities

Improving the viability of sustainable farming practices related to areasdelivering environmental benefits: by supporting developments in processing andmarketing of products derived from sustainable land management. Development ofrecognised food quality schemes based on environmental criteria, where these helpto develop or sustain delivery of environmental benefits and there is market failure(e.g. products of conservation grazing).

Art. 28, 29, 32 & 33

Less Favoured Area (LFA)payments

Maintaining management systems: many high nature value areas depend on con-tinued land management to protect biodiversity (e.g. grazing of grasslands). LFA pay-ments can help sustain economic viability. To be cost-effective, payments should betargeted on farm types that are most disadvantaged and of most environmental value.

Art. 37 (paymentsystem) & Art. 50 (2)-(4) (designation)

Natura 2000 payments (andpayments linked to the WaterFramework Directive)

Natura 2000 payments (on forestland)

Limiting intensive use of Natura 2000 sites, and potential income foregone, canbe compensated for farmers, foresters or other land managers. This compensationshould apply to specific restrictions defined in the site management plans.

Art. 38 & 46

Agri-environment Targeted environmental management: incentives to maintain (e.g. hedges, haymeadows, arable fallows) and develop (e.g. leaving portion of field unsown for groundnesting birds) practices beneficial for biodiversity. The functioning and viability of thewhole farming system should be considered in the management agreement, not onlyspecific elements.

Requires clearly defined environmental objectives and land management plans.Depending on needs, payment could support either taking land out of productionand allowing natural regeneration or prevention of abandonment, as necessary.

For best benefit, could support the development of co-operative agri-environment.

Art. 39

Forest environment Targeted environmental conservation management: Management agreementsfor supporting forestry practices and systems that generate specific environmentalbenefits.

Art. 47

Training and information

Skills acquisition, animation andimplementation

Capacity building: of economic actors involved in axis III actions and anyoneinvolved in developing and implementing local development strategies, to improvetheir understanding of Natura 2000 and high nature value farming. It can help peopleto understand the specific objectives and how to achieve them. This can help reducethe impacts of actions and integrate environmental issues into rural land manage-ment and rural development.

Art. 58 & 59

The Leader approach

National rural network

Targeted environmental management: Biodiversity and high natural value could beused as one of the criteria for selecting the ‘well identified sub-regional Leader territories’.

Area-based Leader local development strategies could be a very suitable basisfor integrating biodiversity action across a local area. Action includes trans-nationalco-operation projects between territories in several Member States and with territo-ries in third countries.

Public participation: in the development and implementation of mechanisms andprocesses for natural area scale planning (e.g. of projects for farmer or land manag-er co-operatives) and management related to local development strategies. Fundingshould support clearly defined environmental objectives and targets.

Capacity building: Funding for axis III related actions can support e.g. training ofleaders, information measures, training staff involved with local development strate-gies, studies and promotional events.

Leader & Art. 68

Table 1. Funding biodiversity administration, management and monitoring

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3.2 Reaching & Maintaining Freshwater in Good EcologicalCondition

The European Legal Basis

Adopted by the European Parliament and

Council in December 2000, the Water

Framework Directive (WFD) is the cornerstone

of EU water policy. It is significant to other pol-

icy areas (particularly agriculture) because it

provides a framework and tool for the integrat-

ed management of land and waters in river

basins. The integrated approach also con-

tributes socio-economic benefits such as nat-

ural flood control, water purification and

groundwater recharge.

The aim of the WFD is to prevent “further dete-

rioration” (i.e. stabilise the current situation,

prevent it worsening and achieve improve-

ments where necessary) and achieve “good

ecological and chemical status” in all EU

waters by December 201550. Achieving this

goal should help to reduce the impacts (e.g.

floods, droughts, overuse of water resources

and pollution of water supplies) of bad water

management on the EU’s environment and cit-

izens in a cost-effective manner.

The WFD relies on eleven separate water-

related EU Directives, some of which have

been in place for many years (e.g. 1976

Bathing Water Directive, 1992 Habitats

Directive and 1991 Urban Wastewater

Treatment Directive). All eleven Directives

need to be implemented adequately for the

WFD to be successful on the ground.

The WFD was required to be transposed into

Member States’ national legislation by the end

of 2003. Its implementation consists of several

planning cycles. The first extends for 15 years

(from 2000 to 2015), while subsequent cycles

take place every 6 years. During these cycles,

River Basin Authorities – which are set up to

manage the Water Framework Directive’s indi-

vidual River Basin Districts – will have to devel-

op and implement a set of tasks, including:

■ analysis and characterisation of the original

condition of the River Basin Districts,

■ implementation of the actual water man-

agement measures needed to achieve the

WFD’s environmental objectives, including

any measures required to effectively imple-

ment the eleven water-related EU Directives

upon which the WFD relies,

■ establishment of appropriate and effective

monitoring systems,

■ communication of the policy content and

needs of the Directive’s implementation

process,

■ the establishment and operation of exten-

sive public/stakeholder participatory

processes.

Each cycle culminates with the production of a

River Basin Management Plan, which must

include all the measures needed to prevent

deterioration and achieve “good status”. The

first River Basin Management Plans under the

WFD should be finalised by 2009, with the first

set of measures starting to apply in 2012.

The WFD’s water management planning

should be regarded as an iterative process,

with ongoing “reviewing” phases, where

Member States use the results of previous

analyses to identify and prioritise the follow-up

actions for the next stages of the planning

process.

Why Support Water Management?

Agriculture and rural users play a very impor-

tant role in the implementation of the WFD,

affecting both the quality and quantity of

water. The use of water to irrigate crops such

as maize, fruit and vegetables, olives and

vines is increasing, particularly in southern

Member States. Land drainage can lower

groundwater levels as well as destroying wet-

lands which provide important habitats for

protected species and a tool for managing

flood risk. The inappropriate application of

pesticides and fertilisers (mainly nitrates and

phosphates) and poor soil management can

affect the good chemical and ecological status

of both surface waters and groundwater.

Agriculture and water management are inextri-

cably linked, and successful implementation of

the WFD depends on recognition of this.

Funding Water Management

The ELCo project reveals concerns about cur-

rent approaches to water management in

some countries, especially the continued

expansion of irrigation using Rural

Development funds, and an excessive empha-

sis on an engineering approach to river man-

agement (e.g. dams, canalisation of river

banks). EAFRD has great potential to promote

a more sustainable approach to water man-

agement. It can be used to support reduced

water consumption through more efficient irri-

gation systems, the restoration of natural river

margins and more integrated management of

water resources through dialogue, training and

planning.

42

EAFRD Measures Explanatory note EAFRD Ref.

Non-productive investments onagricultural and forest land

Enhancing the public amenity value of a Natura 2000 area: for example throughfencing, signposts, mapping.

Art. 41 & 49

Encouragement of tourismactivities

Conservation and up-grading ofthe rural heritage

Environment as a basis for rural tourism and marketing asset: information andcapacity building to improve the understanding of local biodiversity, freshwater andlandscape heritage, to reduce the impacts of tourism actions and to integrate theenvironmental heritage into rural land management and development.

For small-scale infrastructure, e.g. information centres, sign-posting, small capacityaccommodation and recreational infrastructure, including access to natural areas,development and marketing of green tourism activities and services.

Art. 55 & 57

Table 2. Funding biodiversity infrastructure

50To learn more about the Water Framework Directive, please see Tips and Tricks for Water Framework Directive Implementation – A resource document for environmental

NGOs on the EU guidance for the implementation of the Water Framework Directive, EEB and WWF, March 2004, available at

www.panda.org/about_wwf/where_we_work/what_we_do/policy_and_events/epo/initiatives/freshwater/publications/index.cfm

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The timing of the final stages of development

and implementation of the first WFD River

Basin Management Plans coincides with the

programming of the RDPs for 2007-2013.

This provides a timely opportunity for Member

States to ensure they consider how EAFRD

measures can help to achieve the WFD’s

objectives and effective implementation on the

ground.

The following table lists a number of opportu-

nities available under EAFRD which can help

to support WFD implementation. The list is

not exhaustive. Full delivery of good ecologi-

cal and chemical status relies on national

progress with the implementation of the entire

suite of eleven water-related Directives. In

addition, the degree to which certain meas-

ures need to be adopted will largely depend

on the current condition of water bodies with-

in each River Basin District.

43

Table 3. Funding water administration, management and monitoring

EAFRD Measures Explanatory note EAFRD Ref.

Vocational training & informationactions

Use of advisory services

Capacity building: for land managers and others involved in the farming, forestryand food sectors and their advisers on the role of agriculture in achieving WaterFramework Directive objectives, and the socio-economic benefits of doing so.Information to support their capacity to be involved in river basin authorities.

Art. 21 & 24

Setting-up of management,relief and advisory services

Conservation and upgrading ofthe rural heritage

Establishing water management bodies: compatible with the WFD. Investmentscould include start-up funding, feasibility studies, the development of river basin man-agement plans and /or their link to local development plans. Water related actionlinked to conservation of the rural heritage in areas of high natural value can includeenvironmental awareness action, studies and investments.

Art. 25 & 57

Less Favoured Area (LFA)payments

Land management: support to continue systems of agricultural land management inareas affected by water handicaps (e.g. floodplain area) and where land managementshould be continued in order to conserve or improve the environment (e.g. habitat typeor biodiversity), preserve tourist potential or in order to protect the coastline.

Instead of receiving LFA payments, arable land on river margins should be encour-aged to change to grassland or woodland.

Irrigated land should not be eligible for LFA support, as disadvantage has been over-come with irrigation.

Art. 37 (payment sys-tem) & Art. 50 (2)-(4)(designation)

Agri-environment

Forest environment

Targeted environmental management: can comprise a wide range of measures:

Horizontal measures: e.g. nutrient management plans, buffer strips along water-courses.

Targeted measures: e.g. eco-ditch management for biodiversity and flood manage-ment, water retention, soil erosion control.

Art. 39 & 47

First afforestation of agriculturaland non-agricultural land

Flood, erosion & pollution management: target afforestation on river margins toreduce effects of diffuse pollution or to manage water flows and floods, and controlsoil erosion, e.g. on steep slopes. Afforestation should be combined with otherapproaches, such as managing existing vegetation.

Art. 43 & 45

Training and information Capacity building: of rural economic actors involved in axis III actions and of peo-ple involved in developing and implementing local development strategies, to improvetheir understanding of the WFD and sustainable water management. It can help peo-ple to understand the specific objectives and how to achieve them. This can helpreduce the impacts of actions and integrate environmental issues into rural land man-agement and rural development.

Art. 58

Skills acquisition, animation andimplementation

River basin management planning & implementation: this support could bedirected towards providing information (studies, inventories, mapping, informationmaterial and publications for participatory processes managed by RBAs) about theriver basin district, the basin’s management plans and its links to the local develop-ment strategy.

Awareness raising campaigns: can also be funded, as can promotional events.Targeted communications on the role of agriculture in achieving Water FrameworkDirective objectives, and the socio-economic benefits of doing so.

Art. 59

The Leader approach Targeted action based on Leader local development strategies could be a verysuitable basis for integrating action across a catchment or river basin in Leader areas.Action includes trans-national co-operation projects between territories in severalMember states and with territories in third countries.

Public participation: in the development and implementation of river basin man-agement plans related to local development strategies.

Capacity building: Funding for axis III related actions can support e.g. training ofleaders, information measures, training staff involved with local development strate-gies, studies and promotional events.

Leader & Art. 68

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The European Legal Basis

Forestry is affected by an array of EU legisla-

tion and policy. The EU Forestry Strategy

(1998) is the main one. It defines the scope of

EU actions on forestry, agreed objectives and

key areas for action. The strategy’s main

objectives for forestry include:

■ protecting the natural environment and for-

est heritage by ensuring the role of forests

and forestry in a range of resource protec-

tion actions, especially in relation to soils,

water quality and water resource manage-

ment, air quality, carbon sequestration, cli-

mate change mitigation and the protection

of biodiversity,■ protecting forests against biotic and abiotic

factors,■ improving ecological, economic and social-

ly sustainable forest management within the

framework of the internal market, and in line

with the Union’s international obligations.

Sustainable forestry management is also

included within the EU’s Strategy for

Sustainable Development. The EU Forest

Strategy has links to the Ministerial

Conference on the Protection of Forests in

Europe (MCPFE). The MCPFE resolutions

provide a framework for sustainable forest

management which underpin the national

plans required from each Member State by the

EU Forestry Strategy. The current Forestry

Strategy (1999 – 2004) has been reviewed

and the Commission has proposed an Action

Plan for Sustainable Forestry, due in 2006.

Forests make up a large proportion of the

Natura 2000 network, so the way in which

forests are managed is also of fundamental

importance to achieving the aims of EU biodi-

versity policy.

The EAFRD Regulation strengthens the case

for forestry playing a full role within wider land

management, stating that: “‘Forestry is an

integral part of rural development and support

for sustainable land use should encompass

the sustainable management of forests and

their multifunctional role. […]. Forestry meas-

ures should be adopted in light of undertak-

ings given by the Community and Member

States at international level, and be based on

Member States’ national or sub-national forest

programmes or equivalent instruments, which

should take into account the commitments

made in the Ministerial Conference on the

Protection of Forests in Europe. Forestry

measures should contribute to the implemen-

tation of the Community Forestry Strategy.

This support should avoid distorting competi-

tion and should be market-neutral.51”.

The EU Environmental Impact Assessment

Directive also applies to forestry, requiring

assessments for significant planting and

felling, and on strategic forestry plans and pro-

grammes.

Why Support Sustainable ForestManagement?

Forests and other wooded land cover approx-

imately 160 million hectares or 35 per cent of

the EU25 territory. Approximately 60 per cent

of this is privately owned and 40 per cent pub-

licly owned. Unlike the global picture (where

forest cover is declining), in Europe the area

44

Table 4. Funding infrastructure for water savings and water dynamics

EAFRD Measures Explanatory note EAFRD Ref.

Modernisation of agriculturalholdings

Adding value to agricultural andforestry products

Water saving solutions for agriculture: to consolidate and improve on-farm watermanagement, e.g. through combating leakages in watering systems or up-gradingirrigation infrastructure.

Investments into new water saving technologies: can help improve the overallperformance of the enterprise as well as meet potential water saving requirements.Can include new irrigation equipment or water recycling and re-using equipment.

Art. 26 & 28

Modernisation of agriculturalholdings

Infrastructure related to thedevelopment and adaptation ofagriculture and forestry

Meeting standards based onCommunity legislation

Non-productive investments onagricultural and forest land

Investments to meet WFD standards: grant aid can be given to help farmersinvest in measures to help them comply with new Community standards such asimplementation of the WFD. These can include infrastructure investments (e.g. slur-ry storage, animal housing, pesticide handling facilities) or non-productive invest-ments (e.g. physical works e.g. reconnecting floodplain areas to rivers to act as floodstorage reservoirs and recreate wetland systems).

Art. 26, 30, 31, 41 &49

Payments linked to the WaterFramework Directive (andNatura 2000)

Natura 2000 payments in forestareas

Wetland management or restoration: manage and/or restore floodplain functionsassociated with a water body, for example by impeding drainage, raising water lev-els, pursuing agricultural land-management in floodplain grasslands or woodlands.

Art. 38 & 46

Encouragement of tourismactivities

Environment as a basis for rural tourism and as a marketing asset: capacitybuilding to improve the understanding of local biodiversity, freshwater and landscapeheritage, to reduce the impacts of tourism actions and to integrate the environmen-tal heritage into rural land management and development.

For small-scale infrastructure, e.g. information centres, sign-posting, small capacityaccommodation and recreational infrastructure, including access to areas of highnatural value, development and marketing of green tourism activities.

Art. 55

3.3 Sustainable Forest Management

51European Commission (2005) EAFRD proposal as referenced, preamble 32

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under forest is increasing and the volume of

timber is rising. Many European forests are

natural or semi-natural, supporting valuable

ecosystems and rare species, but they also

provide a wide variety of timber as well as

other marketable goods and public benefits,

including:

■ timber: construction and manufacturing,

wood pulp and biomass, including fuel-

wood,

■ non-timber products: cork, game, fruit,

berries and fungi, medicinal plants, and

grazing for livestock,

■ environmental products: woodland habitats

and species conservation, soil and water

protection, flood amelioration etc.,

■ public use: access (walking, climbing,

cycling, horse riding etc), hunting, food and

fuel gathering.

Forest management and creation also have

the potential to produce negative impacts, if

not managed well. The dangers of poor plan-

ning and management include the loss of val-

ued open habitats and their associated

species; loss of biodiversity (e.g. due to inap-

propriate selection of tree species which do

not support indigenous fauna or use of estab-

lishment techniques and design which do not

provide a diverse forest structure); loss of

water quality and quantity; soil erosion and

increased risk of fire. The expected impacts of

climate change, combined with forest expan-

sion onto land no longer in active agricultural

management, is expected to increase the risk

of damaging fires, particularly in southern

Europe.

Forests can support a degree of productive

management alongside the maintenance of

diverse ecosystems. Sustainable forest man-

agement techniques, many of which have

evolved over centuries, are being promoted to

deliver multifunctional forests – maintaining

conservation values while still permitting own-

ers to derive income from forest products.

Compared to current rural development

measures, the new EAFRD forestry measures

set out a much broader framework for sustain-

able and multifunctional forest management.

This provides significant opportunities for

Member States to deliver against the objec-

tives of sustainable forest management.

Achieving such an outcome requires a new

emphasis on measures that support forest

management for conservation purposes,

especially in and around Natura 2000 sites.

Environmental safeguards also need to be

applied, at the programme level, to ensure that

all forestry funding is fully compatible with pro-

tection of the environment.

Funding Sustainable ForestryManagement

In addition to EAFRD funding, forestry projects

are eligible for support from Structural Funds

and LIFE+. However, EAFRD provides the

majority of accessible funding for private forest

owners to undertake forest management and

expansion. The funding structure as present-

ed in the EU Regulations is fairly complex,

involving payments for management and

establishment set at a maximum of 70 per

cent of eligible costs (80 per cent in LFAs). A

range of operations is eligible for funding,

including management planning. There are

payments to compensate for loss of income

for afforestation of agricultural land and to off-

set income lost due to management restric-

tions in Natura 2000 sites.

Many authorities combine the currently avail-

able measures into more integrated forest pro-

grammes at national or regional level. In some

cases, this approach could usefully be taken

further, especially where programmes current-

ly offer a series of grants for separate forestry

actions (the ERF project found that the ten-

dency for grant-aid to be taken up by invest-

ments in forest roads was an environmental

concern in Spain and Austria). Rather, forest

owners should present integrated manage-

ment plans, combining nature conservation

with other management aims in return for a

tailored rural development support package

(see Extremadura example52).

The main forestry measures are set out in the

table below.

45

EAFRD Measures Explanatory note EAFRD Ref.

Vocational training and informa-tion actions

Training and capacity building: Support for training and dissemination of informa-tion to land managers, foresters and others involved in managing forests. Includesdissemination of scientific knowledge and innovative management practices.

Art. 21

Use of advisory services Capacity building: To help forest holders to meet the cost of advisory services forimproving the management of their forests, including conservation management.

Art. 24

Setting up of management, reliefand advisory services

Capacity building: In some countries, advisory services for forest owners are evenweaker than those for farmers. Establishing effective advisory services is essentialfor achieving a move to more sustainable forest management.

Art. 25

Improvement of the economicvalue of forests

Sustainable forest management: Can be used to support sustainable forestmanagement operations where these will not result in environmental damage andwill generate environmental benefits.

Forest Stewardship Council measures and certification should be eligible for funding.

Art. 27

Adding value to forestryproducts

Co-operation for development ofnew products, processes andtechnologies in the forestry sector

Improving the viability of sustainable forest management: by supportingdevelopments in processing and marketing of forestry products produced from sus-tainable forest management and related co-operation where this will provide clearbenefits and there is market failure.

Forest Stewardship Council measures and certification should be eligible for funding.

Art 28 & 29

Infrastructure related to thedevelopment and adaptation ofagriculture and forestry

Sustainable forest management: For the development and adaptation of forestholdings where these will not result in environmental damage and will generate envi-ronmental benefits.

Art. 30

Table 5. Funding sustainable forestry management

52Beaufoy, G.; Jennings, S.; Hernandez, E.; Peiteado, C. & Fuentelsaz, F. (2005) see Extremadura case study.

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46

Natura 2000 payments andpayments linked to WaterFramework Directive (onagricultural land)

Targeting environmental management: Payments to compensate restrictionsand support forests most beneficial for site values.

Art. 38

Afforestation of agricultural andnon-agricultural land

First establishment of agro-forestry systems on agriculturalland

Sustainable forest management: For woodland expansion, which can be ofnative species. Applies to both agricultural and non-agricultural land. On agricul-tural land payment for loss of income is available, as well as establishment costs.

Afforestation should not be an end in itself. It should be targeted on specific siteswith clear environmental needs, e.g. restoring particular habitat types that are erod-ed/fragmented.

Special care should be taken to prevent afforestation from contributing to thedepopulation and decline of marginal farmland areas of high nature and landscapevalue, or with a high fire risk.

For the establishment of agro-forestry systems (trees associated with agriculturalmanagement).

Art. 43, 44 & 45

Natura 2000 on forest land Targeting environmental management: Compensates for costs resulting fromrestrictions on management of forests due to designation under the Birds orHabitats Directives (Natura 2000 sites).

Art. 46

Forest-environment Conservation management: payments to forest owners for undertaking manage-ment that produces environmental benefits, including the maintenance of existingforest habitats.

Art. 47

Restoring forestry potential andintroducing preventive actions

Sustainable forest management: For the restoration of productive potential inforests damaged by natural disasters and fire, and for undertaking preventativeactions where these will not result in environmental damage and will generate envi-ronmental benefits.

FSC measures should be eligible for funding.

Art. 48

Non-productive investments onforest land

Conservation management: Can support investments necessary for the conser-vation management of forests.

Art. 49

Encouragement of tourismactivities

Environment as a basis for rural tourism and as a marketing asset: capacitybuilding to improve the understanding of local biodiversity, freshwater and land-scape heritage, to reduce the impacts of tourism actions and to integrate the envi-ronmental heritage into rural land management and development.

For small-scale infrastructure, e.g. information centres, sign-posting, small capacityaccommodation and recreational infrastructure, access to areas of high naturalvalue, development and marketing of green tourism activities.

Art. 55

Training and information Capacity building: of staff involved in developing and implementing local develop-ment strategies, to improve their understanding of high conservation value forestry andsustainable forest management. It can help people to understand the specific objec-tives and how to achieve them. This can help reduce the impacts of actions and inte-grate environmental issues into rural land management and rural development.

Art. 58

Conservation and up-grading ofthe rural heritage

Skills acquisition, animation andimplementation

Support for the development and implementation of forestry protection and man-agement plans covering Natura 2000 and other areas of high natural value.

Art. 57 & 59

Leader Targeted action based on Leader local development strategies could be avery suitable basis for co-ordinating forest related action at the landscape or naturalarea scale in Leader areas. Action also includes trans-national co-operation projectsbetween Leader territories in several Member states and with territories in thirdcountries.

Public participation: in the development and implementation of local developmentstrategies.

Capacity building: Funding for axis III related actions can support training of lead-ers, information measures, training staff involved with local development strategies,studies and promotional events.

Leader & Art. 68

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3.4 Protecting the Landscape HeritageThe European Legal Basis

Europe’s unique diversity of rural landscapes

and cultural heritage results from thousands of

years of human uses of both the land and the

coast for cultivation, grazing and forestry.

Such landscapes are a product of the

European ‘multifunctional model’ of farming –

farmers not only produce food but also con-

tribute towards maintaining the landscape.

However, in many areas landscapes have been

damaged and even lost in recent decades due

to development for homes and businesses and

as a result of changing land management

practices which have become more intensive

in some areas and more extensive in others.

Policies have been developed to protect,

enhance and manage Europe’s landscape and

cultural rural heritage. However, these tend to

focus on internationally and nationally impor-

tant landscape areas, such as cultural land-

scapes designated under the UNESCO World

Heritage Convention53, and national parks,

nature parks and landscape protection areas

through the World Conservation Union’s (IUCN)

protected landscapes network, and Member

States’ own legislation.

In relation to EU landscapes as a whole, the

EU 6th Environmental Action Programme54,

adopted in 2001, introduced ‘integration of

landscape protection and restoration into agri-

cultural and regional policy’ as one of two new

objectives. Recently the Council of Europe

has developed the European Landscape

Convention55. By August 2005 this had

already been fully ratified or signed by 19 EU

Member States. However, despite the role and

importance of Europe’s landscapes, there is

as yet no specific EU Directive covering land-

scape diversity and heritage.

The Common Agricultural Policy seeks to pro-

mote sustainable agriculture56 and has long

recognised that one role of multi-functional EU

agriculture involves the ‘regeneration of local

…… landscapes57’. The EAFRD encourages

land managers such as farmers and forest

holders to adopt land use practices that are

compatible with the need to preserve the land-

scape (e.g. through agri-environmental pay-

ments). It also supports conservation and

upgrading of the rural heritage, the develop-

ment of management plans for ‘other places of

high nature value’ and studies and investment

linked to maintaining, restoring and upgrading

the cultural heritage such as in villages and

rural landscapes. Under the Habitats Directive,

Member States should try to encourage the

management of landscape features of major

importance for wildlife (e.g. linear or continuous

features like rivers and hedges and ‘stepping

stones’ such as ponds) to improve the coher-

ence of the Natura 2000 network.

Why Support the Management ofthe Landscape Heritage?

Europe’s diverse landscape heritage has a vital

role in helping to support biodiversity, enhanc-

ing the character and quality of life of rural

areas (including peri-urban areas) and under-

pinning rural recreation, tourism and public

access whilst supporting rural economies.

Cultural landscapes are an integral part of rural

identity but are very vulnerable to changes in

land use intensity and management practices

– both intensification and extensification.

Vulnerable landscapes include upland mead-

ows and extensively grazed calcareous grass-

lands in many parts of the EU, terraced land-

scapes in central (e.g. vines) and southern

Europe (e.g. olives, almonds, figs), and alpine

pastures. Small-scale, mosaic landscapes

survive in many parts of southern Europe.

Similarly, in some parts of Poland the charac-

teristic checkerboard pattern of small blocks

of farmland and meadows among forests, with

associated boundary strips and groups of

trees still remains due the traditional land own-

ership patterns and low intensity farming - but

is now threatened by intensification58.

Intensification tends to result in: greater inputs

(which reduce natural vegetation), more irriga-

tion with associated water table changes, a

reduction in management practices such as

haymaking, transhumance and use of water

meadows, and increases in field size and land-

scape scale. Extensification leads to lack of

management of land and landscape features,

reductions in open landscapes and pastures,

increases in scrub and, potentially, land aban-

donment and regeneration of woodland.

Whilst an increase in native woodland area

can benefit landscape heritage, biodiversity

and public amenity in some parts of Member

States where woodland is currently limited, it

can increase fire risk and reduce landscape

diversity and biodiversity in areas with a high-

er proportion of forest cover. All these effects

change the character of the landscape and

can adversely affect the local economy and

the quality of life for residents and visitors alike.

Funding Landscape HeritageManagement & Enhancement

Landscape heritage projects in some areas

could seek support from the Structural Funds.

However the focus of the EAFRD on rural

development and on supporting land man-

agers and others in managing the rural envi-

ronment and cultural heritage makes it more

relevant to addressing landscape heritage

issues.

47

53Convention on the Protection of the World Natural and Cultural Heritage, adopted by Unesco in 1972

54European Parliament & Council (2002)

55http://www.coe.int/T/E/Cultural_Co-operation/Environment/Landscape/

56European Council Regulation establishing common rules for direct support schemes under the CAP […] N° 1782/2003

57European Commission (1998)

58Dobrzynska, N. ; Kolomyjska, I et al. (2005) page 20

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EAFRD Measures Explanatory note EAFRD Ref.

Vocational training andinformation actions

Use of advisory services

Training and information

Skills acquisition, animation andimplementation

Training and capacity building: of land managers and others in the farming,forestry and food sectors and their advisers, rural economic actors involved with axisIII actions and people involved in developing and implementing local developmentstrategies. Could aim to improve their understanding of the landscape heritage,reduce landscape impacts of actions, integrate landscape issues into rural land man-agement and rural development and encourage landscape enhancement actions.

Art. 21, 24, 58 & 59

Adding value to agricultural andforestry products

Co-operation for development ofnew products, processes andtechnologies in the agricultureand food sector and in theforestry sector

Participation of farmers in foodquality schemes

Information and promotionactivities

Improving the viability of sustainable farming practices related to areasdelivering landscape benefits: by supporting developments in processing andmarketing of products produced from sustainable land management. Developmentof recognised food quality schemes based on environmental criteria, where thesehelp to develop or sustain delivery of environmental benefits and there is market fail-ure (e.g. products of conservation grazing).

Art 28, 29, 32 & 33

Setting-up of management, reliefand advisory services

Conservation and upgrading ofthe rural heritage

Drawing up of protection and management plans: for landscape aspects relat-ed to Natura 2000 sites and other places of high natural value. Support for rural her-itage studies could help assess priorities and management needs associated withmaintenance, restoration and upgrading of the landscape and cultural heritage, suchas cultural features of villages and the rural landscape.

Art. 25 & 57

Less Favoured Areas (LFA) Landscape farming: payments to areas affected by specific handicaps, and whereland management should be continued in order to conserve or improve the environ-ment, preserve tourist potential or in order to protect the coastline. Intensified farm-ing systems should not be eligible for LFA support unless clearly maintaining environ-mental values.

Art. 37 (paymentsystem) & Art. 50 (2)-(4) (designation)

Natura 2000 payments andpayments linked to WaterFramework Directive (onagricultural land)

Limiting intensive use: of Natura 2000 and sensitive riparian sites, and potentialincome foregone, can be compensated for farmers, foresters or other land man-agers.

Art. 38

Agri-environment Landscape diversity: Can support action to ‘ introduce or continue to apply pro-duction methods compatible with the protection and improvement of ….the land-scape and its features’ (e.g. maintaining stone walls, diverse patchwork quilt farmlandscape patterns and special historic landscapes.).

Targeted landscape action: focus on threatened features and landscape areas,maintaining areas of high natural value.

For best benefit, could support the development of co-operative agri-environmentagreements.

Art. 39

First afforestation of agriculturalland

First afforestation of non-agricultural land

Forest environment

Restoring forestry potential andintroducing prevention actions

Forest landscapes: forest planting, regeneration and management that are sensi-tive to the local landscape heritage (e.g. in its scale and use of species) can con-tribute positively to the landscape.

Measures funded must be compatible with landscape strategy or plan for the regionor with the local development strategy.

Art 43, 45, 47 & 48

Conservation and upgrading ofthe rural heritage

Landscape heritage: investments in the development of protection and manage-ment plans related to places of high natural value. Environmental awareness actions(e.g. promoting the existence and natural values of a site); studies and investmentsin the maintenance, up-grading or restoration of natural (e.g. hedges) and culturalfeatures of the rural landscape (e.g. roofing systems, farm buildings) or of villages(e.g. traditional signs, structures and footpaths).

Art. 57

Skills acquisition, animation andimplementation

Implementation through public-private partnerships: local development strate-gies implemented by public-private partnerships can encompass one or more of theaxis III measures.

Art. 59

Table 6. Funding landscape administration, management and monitoring

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49

The Leader approach

Funding co-operation

Targeted and co-ordinated landscape management: landscape heritage andidentity could be used as one of the criteria for selecting the ‘well identified sub-regional Leader territories’. They need to be sufficiently large to have a critical massof human, financial and economic resources to support a viable development strat-egy and organising Local Action Groups.

Area-based Leader local development strategies could be a very suitable basisfor co-ordinating landscape related actions across a local area. Action includestrans-national co-operation projects between territories in several Member statesand with territories in third countries.

Public participation: in the development and implementation of mechanisms andprocesses for landscape scale planning (e.g. of projects for farmer or land managerco-operatives) and management related to local development strategies. Fundingshould support clearly defined environmental objectives and targets.

Capacity building: Funding for axis III related actions can support e.g. training ofleaders, information measures, training staff involved with local development strate-gies, studies and promotional events.

Leader & Art. 65

Table 7. Funding landscape infrastructure

EAFRD Measures Explanatory note EAFRD Ref.

Support for (micro) business cre-ation and development

Conservation and up-grading ofthe rural heritage

Rural diversification in support of the landscape heritage: Farm diversificationinto non-agricultural activities and development of small businesses that will help tomaintain landscape heritage e.g. providing heritage and landscape managementservices, craft and construction skills (e.g. thatching, traditional building practices,traditional stone walling).

Landscape heritage conservation and enhancement: investment associatedwith maintenance, restoration and upgrading of high natural value sites and the cul-tural heritage of villages and rural landscapes. There is potential to integrate restora-tion of the rural cultural heritage with development of small-scale tourist infrastruc-ture, diversification into non-farm businesses, creation or development of other ruralbusinesses.

Art. 54 & 57

Encouragement of tourism activ-ities

Landscape heritage as a basis for sustainable tourism and as a marketingasset: capacity building to improve the understanding of local landscape heritage,biodiversity and environmental awareness, to reduce the impacts of tourism actionsand to integrate the environmental heritage into rural land management and develop-ment.

For small-scale infrastructure, e.g. information centres, sign-posting, small capacityaccommodation and recreational infrastructure, public access to areas of high natu-ral value, development and marketing of green tourism activities. Developments needto be in keeping with the landscape heritage and linked to management practiceswhich will maintain it.

Art. 55

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3.5 Contributing to Combating Climate ChangeThe European Legal Basis

The implementation of the Kyoto Protocol com-

bating climate change, and longer-term efforts to

secure supplies of renewable energy sources

and to reduce the emission of greenhouse gases

are key environmental objectives of the European

Union as detailed in the 6th Environmental Action

Programme59 and the European Climate Change

Programme (ECCP)60. In their wake, the EU has

adopted a range of targets for the growth in the

contribution of renewable energy sources to the

production of:

■ Energy - Renewable Energy White Paper:

from 6 to 12% renewable energy sources

(RES) by 2010, of which 75% growth is

expected from biomass sources

■ Electricity - Directive on Green Electricity:

from 14 to 21% green power by 2010

■ Bio-Fuels for Transport - Bio-Fuels Directive:

5,75% share in transport fuel by 2010

To reach these targets, the EU has launched a

Biomass Action Plan, which states that: “This

additional biomass production can only be

achieved in the short-term with strong and tar-

geted measures and […] a better co-ordina-

tion of EU policies”.

The agricultural and forestry sectors may have

a key contribution to make if these targets are

to be met. Therefore, the CAP reform of 2003

included provision for an energy crop aid61.

The proposed Community Strategic

Guidelines for Rural Development62 further

strengthen the link between rural land use and

climate change mitigation measures by noting

that: “In working out their national strategies,

Member States […] reflect on how to take into

account other EU level strategies such as […]

the latest Commission Communication on

Renewable Energy, the Commission’s recent

Communication on Climate Change …”63

Why Support Measures toCombat Climate Change?

There are potential energy benefits to be gained

from using biomass over fossil fuels, but to be

environmentally sustainable, its production

must ensure the conservation of biodiversity

and landscape heritage, and the sustainable

use of natural resources such as water and soil.

As with all agricultural and forestry plantations,

the application of good practice and compli-

ance with environmental legislation must be the

baseline standard for the production of bio-

mass. “Without careful planning, implementa-

tion, monitoring and regulation, there is no

guarantee that bioelectricity schemes will be

beneficial for the environment by default”64.

As well as supporting biomass, the EAFRD

could also be used to help the environment to

adapt to climate change (e.g. by enabling con-

nections between habitats and refashioning

forests to help flora and fauna to adapt, and

managing flooding) as well as tackling the

problem itself (e.g. reducing energy emissions

by promoting the use of locally produced

foods and biofuels etc). We are at a very early

stage of understanding this complex issue.

The European Commission and the Member

States will need to work in partnership to

assess how the range of EAFRD measures

can be used cost-effectively to make a gen-

uine difference as part of the wider climate

change strategy.

Understanding the Difference:Defining Bio-mass & Bio-fuels

There is no single definition for the words bio-

mass and biofuels. Indeed, biomass is often

used as the generic term covering all agricul-

tural, forestry and waste products of either

animal or plant origin. WWF defines these two

words on the basis of how they are processed

for energy.

Biofuels are defined as those products that

can be processed into liquid fuels (e.g.

bioethanol, biodiesel) for either transport or

burning processes, for the production of either

energy or heat. Traditionally, the main source

for such products is the agricultural sector,

and in particular oilseeds (e.g. rape-seed) or

vegetable (e.g. beet) crops. Certain forestry

products can also be used for biofuels (e.g.

biomethanol from lignocellulose).

Biomass is defined as deriving from those

products which can be processed into mass

for burning (e.g. wood, straw, animal dung) or

into biogas. Biomass can be used to make

fire, or for combined heat and power genera-

tion. There is a wide variety of sources for bio-

mass from both the agricultural and forestry

sectors.

Funding Kyoto & RenewableEnergy Sources

Member States and competent authorities

considering the use of EAFRD measures and

associated funds as a contribution towards

implementation of the Kyoto Protocol can

consider a variety of approaches:

■ Supporting the production of crops for

renewable energy production,

■ Supporting the marketing and processing

of biomass into electricity, combined heat &

power, biogas or fuel,

■ Supporting the improved energy efficiency

of farming and agri-food businesses, reduc-

ing greenhouse gas emissions.

The market “pull” for the generation of electric-

ity through increased use of energy crops will

need to come from the energy sector and

consumer demands. However, agricultural

and forestry investments will be needed to

provide the conditions for the delivery of bio-

mass sources in an efficient and environmen-

tally sound way. The European Commission

anticipates positive impacts on employment

from the development of a renewable energy

supply. It believes that doubling the share of

electricity produced from renewable energy

sources to 22.1 per cent by 2010 could create

an estimated 500 000 new jobs65.

The following table highlights some of the

types of investments Member States and

competent authorities, interested in contribut-

ing to funding Kyoto and renewable energy

production could consider including in their

national or regional RDPs. This list is neither

exhaustive nor definitive, but highlights a num-

ber of options for consideration.

50

59European Parliament & Council (2002)

60European Commission COM(2000) 88

61Council Regulation (EC) N° 1782/2003 Title IV Chapter 5

62European Commission COM(2005) 304 final

63European Commission COM(2005) 304 final

64European Commission (1997)

65European Commission (1997)

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Table 8. Funding crop production for renewables

51

EAFRD Measures Explanatory note EAFRD Ref.

Vocational training andinformation actions

Skills acquisition, animation andimplementation

Training and capacity building for the farming and forestry sectors including theiradvisers and other rural economic actors. This could include training courses, semi-nars, know-how transfer, publications etc. to strengthen the capacity of public admin-istrations and other stakeholders to identify, plan and implement the sustainable pro-duction and processing of renewables as part of the local development strategy.

Art. 21 & 59

Training and information Capacity building: of economic actors involved in axis III actions and anyoneinvolved in developing and implementing local development strategies, to improvetheir understanding of Natura 2000, high nature value farming, the WFD and sustain-able water and sustainable forestry management.

It can help people to understand the specific objectives and how to achieve them.This can help reduce the impacts of actions and integrate environmental issues intorural land management and rural development.

Art. 58

Modernisation of agriculturalholdings

Support for business creationand development

Leader

Supporting the production of agricultural energy crops: the list of agriculturalcrops eligible for support as energy crops is detailed in the CAP common rules reg-ulation (EC 1782/2003). The EAFRD provides for measures across axes I, III and IVto support the production of renewables through, e.g.:

■ Axis I: modernisation of agricultural holdings schemes, aimed at improving theireconomic and overall performance

■ Axis III: support for business creation and development, aimed at micro-enterpris-es, to help promote a broader economic basis for rural areas

■ Axis IV (Leader): for example co-ordinating action on an energy strategy within thelocal development strategy, and related information / marketing activities

Developments need to avoid environmental damage and be sensitive to landscapeand biodiversity requirements.

Art. 26, 54 and axis IV

Improvement of the economicvalue of forests

Supporting the production of forestry energy crops: based on forestry man-agement plans, this measure aims to help forests improve and broaden their eco-nomic value. This payment is available to forest owners and their associations, ormunicipalities and / or their associations. Developments need to avoid environmen-tal damage and be sensitive to landscape and biodiversity requirements e.g. in scale,pattern and choice of species and management practices.

Art. 27

EAFRD Measures Explanatory note EAFRD Ref.

Improvement of the economicvalue of forests

Processing forestry products for energy supply: based on forestry manage-ment plans, this measure aims to help forests improve and broaden their economicvalue. This payment is available to forest owners and their associations, or munici-palities and / or their associations.

Art. 27

Adding value to agricultural andforestry products

Co-operation for development ofnew products, processes andtechnologies in the agricultural,food and forestry sectors

Investing into the creation of energy from renewables: both agricultural andforestry products can benefit from EAFRD support to be processed into renewableenergy through the adding value scheme. This payment is available to producers,but also micro-enterprises. Developments need to avoid environmental damage andbe sensitive to landscape and biodiversity requirements e.g. in scale, pattern andchoice of species and management practices.

Small-scale renewables can help farms to reduce their fossil fuels energy consump-tion by promoting the development and use of local renewables and bioenergy pro-cessing structures (e.g. biomethanisation, small-scale biomass CHP-combined heat& power…).

The adding value scheme can also be used to support farms in meeting new (i.e.<36 months) Community standards.

Art. 28 & 29

Table 9. Funding the processing & marketing of renewable energy

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Table 10. Funding investments in energy efficiency & emissions reduction

52

EAFRD Measures Explanatory note EAFRD

Modernisation of agriculturalholdings

Infrastructure related to thedevelopment and adaptation ofagriculture and forestry

Infrastructure for on-farm use of renewable energy sources: farm infrastruc-ture investments, aimed at helping holdings to develop and adapt, including in theirenergy use.

Small-scale renewables can help farms to reduce their fossil fuels energy consump-tion by investing into new energy generators (e.g. solar thermal, solar PV, heatpumps, wind…).

Art. 26 & 30

Infrastructure related to thedevelopment and adaptation ofagriculture and forestry

Basic services for the economyand rural population

Investments in improving energy efficiency: aimed at micro agri-food businessenterprises and municipalities, this could include, e.g. investments in insulation,energy efficient windows and doors, as well as heating systems. (Partially covers theimplementation of the Directive on the Energy Performance of Buildings).

Art. 30 & 56

Less Favoured Areas

Agri-environment

Reducing greenhouse gases and ammonia emissions: agriculture is not the pri-mary sector emitter of greenhouse gases. Nonetheless, it does contribute substan-tially to ammonia and methane emissions66. A reduction of these can be achievedthrough purposefully designed land management (feed and grazing) measures,which can be supported through agri-environment or less-favoured area schemes.

Art. 37 & 39

66European Commission (2001)

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Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Axis

I

- I

mp

rovin

g t

he

Co

mp

eti

tive

ne

ss o

f th

e A

gri

cu

ltu

ral

& F

ore

str

y S

ec

tor

(sta

rts a

t a

rt.

19)

Art

. 21

Vo

ca

tio

na

l tr

ain

ing

& i

nfo

rma

-

tio

n a

cti

on

sfo

r pe

ople

invo

lved

in t

he f

arm

ing,

foo

d an

d fo

rest

ryse

ctor

s, in

clud

ing

diffu

sion

of s

ci-

entif

ic k

now

ledg

e an

d in

nova

tive

prac

tices

.

(See

als

o A

rtic

les

52,

58 a

nd 5

9fo

r tr

aini

ng, i

nfor

mat

ion

and

skills

acqu

isiti

on fo

r ot

her

rura

l sec

tors

)

Tra

inin

g

an

d

ca

pa

cit

y

bu

ild

ing

: of

la

nd

man

ager

s an

d ot

hers

invo

lved

in th

e fa

rmin

g, fo

rest

ry a

nd fo

od s

ecto

rs a

nd th

eir a

dvis

ers

onth

e ro

le o

f agr

icul

ture

in c

ontr

ibut

ing

to H

NV

farm

ing,

Nat

ura

2000

and

Wat

er F

ram

ewor

k D

irect

ive

obje

ctiv

es,

and

the

soci

o-ec

onom

ic b

en-

efits

of d

oing

so.

Info

rmat

ion

to s

uppo

rt t

heir

capa

city

to

be in

volv

ed s

ite o

r riv

er b

asin

man

agem

ent

plan

ning

, un

ders

tand

ing

obje

ctiv

es a

nd h

ow t

o ac

hiev

eth

em.

Tra

inin

g

an

d

ca

pa

cit

y

bu

ild

ing

: of

lan

d m

anag

ers

and

othe

rs in

the

farm

ing,

fore

stry

and

food

sec

tors

and

the

ir ad

vise

rs,

rura

l ec

onom

ic

acto

rs

invo

lved

with

axi

s III

act

ions

and

peo

ple

invo

lved

in d

evel

opin

g an

d im

ple-

men

ting

loca

l d

evel

opm

ent

stra

tegi

es.

Cou

ld a

im t

o im

prov

eth

eir

unde

rsta

ndin

g of

the

lan

d-sc

ape

herit

age,

re

duc

e la

nd-

scap

e im

pact

s of

act

ions

, in

te-

grat

e la

ndsc

ape

issu

es in

to r

ural

land

m

anag

emen

t an

d

rura

ld

evel

opm

ent

and

en

cour

age

land

scap

e en

hanc

emen

t ac

tions

.

Tra

inin

g

an

d

ca

pa

cit

y

bu

ild

ing

: S

upp

ort

for

trai

ning

and

diss

emin

atio

n of

inf

orm

atio

nto

lan

d m

anag

ers,

for

este

rs a

ndot

hers

in

volv

ed

in

man

agin

gfo

rest

s.

Incl

udes

dis

sem

inat

ion

of s

cien

tific

kno

wle

dge

and

inno

-va

tive

man

agem

ent

prac

tices

.

Tra

inin

g a

nd

ca

pa

cit

y b

uild

ing

for

the

farm

ing

and

fore

stry

sec

-to

rs i

nclu

ding

the

ir ad

vise

rs a

ndot

her r

ural

eco

nom

ic a

ctor

s. T

his

coul

d in

clud

e tr

aini

ng

cour

ses,

sem

inar

s,

know

-how

tr

ansf

er,

publ

icat

ions

et

c.

to

stre

ngth

enth

e ca

paci

ty o

f pub

lic a

dmin

istr

a-tio

ns a

nd o

ther

sta

keho

lder

s to

iden

tify,

pla

n an

d im

plem

ent

the

sust

aina

ble

prod

uctio

n an

d pr

o-ce

ssin

g of

ren

ewab

les

as p

art

ofth

e lo

cal d

evel

opm

ent

stra

tegy

.

Art

. 24

Use

o

f a

dvis

ory

se

rvic

es

to

imp

rove

th

e o

ve

rall p

erf

orm

-

an

ce

of

farm

an

d f

ore

st

ho

ld-

ing

s

Tra

inin

g a

nd

ca

pa

cit

y b

uild

ing

: of

land

man

ager

s an

d ot

hers

invo

lved

in t

he fa

rmin

g, fo

rest

ry a

nd fo

od s

ecto

rs a

nd t

heir

advi

sers

on

the

role

of a

gric

ultu

re a

nd fo

rest

ry in

hig

hna

ture

val

ue fa

rmin

g, N

atur

a 20

00,

Wat

er F

ram

ewor

k D

irect

ive

and

sust

aina

ble

fore

stry

man

agem

ent

and

cons

erva

tion

obje

ctiv

es,

and

the

soci

o-ec

onom

ic b

enef

its o

f doi

ng s

o.In

form

atio

n to

sup

port

the

ir ca

paci

ty t

o be

invo

lved

site

man

agem

ent

plan

ning

, und

erst

andi

ng o

bjec

tives

and

how

to

achi

eve

them

.

To h

elp

farm

ers

and

fore

st h

olde

rs to

mee

t cos

ts a

risin

g fro

m u

sing

adv

isor

y se

rvic

es to

impr

ove

the

over

all p

erfo

rman

ce o

f the

ir ho

ldin

g. A

dvis

ory

serv

ices

to fa

rmer

s sh

ould

cov

erat

leas

t the

sta

tuto

ry m

anag

emen

t req

uire

men

ts a

nd g

ood

agric

ultu

ral a

nd e

nviro

nmen

tal c

ondi

tions

pro

vide

d fo

r in

Art

icle

s 4

and

5 an

d in

Ann

exes

III a

nd IV

of R

egul

atio

n E

C N

o17

82/2

003.

The

focu

s on

thes

e as

pect

s w

ill he

lp to

ach

ieve

the

base

line

man

agem

ent n

eces

sary

for

rura

l dev

elop

men

t pro

gram

mes

to p

rovi

de a

dditi

onal

env

ironm

enta

l ben

efits

.

Art

. 25

Se

ttin

g-u

p

of

ma

na

ge

me

nt,

relie

f a

nd

ad

vis

ory

se

rvic

es

(toco

ver t

he in

itial

cos

ts o

f set

ting

upfa

rm m

anag

emen

t, fa

rm re

lief a

ndfa

rm

advi

sory

se

rvic

es

and

fore

stry

adv

isor

y se

rvic

es)

(see

Art

icle

s 52

, 58

and

59)

Es

tab

lis

hin

g

Na

tura

2

00

0

ma

na

ge

me

nt

bo

die

s:

Inve

stm

ents

cou

ld i

nclu

de s

tart

-up

fund

ing,

feas

ibilit

y st

udie

s, t

hede

velo

pmen

t of

Nat

ura

2000

site

man

agem

ent

plan

s an

d /o

r th

eir

link

to lo

cal d

evel

opm

ent

plan

s.

New

adv

isor

y se

rvic

es c

ould

be

set-

up,

targ

eted

on

fa

rmer

s in

HN

V

area

s to

he

lp

adap

t an

dd

iver

sify

th

eir

econ

omic

b

asis

whi

lst

keep

ing

land

man

agem

ent

for

envi

ronm

enta

l val

ues.

Esta

blish

ing

w

ate

r m

an

ag

e-

me

nt

bo

die

s:

com

patib

le

with

the

WFD

.

Inve

stm

ents

co

uld

incl

ude

star

t-up

fun

ding

, fe

asib

ili-ty

st

udie

s,

the

deve

lopm

ent

ofriv

er

basi

n m

anag

emen

t pl

ans

and

/or

thei

r lin

k to

loca

l dev

elop

-m

ent

plan

s.

Wat

er r

elat

ed a

ctio

nlin

ked

to c

onse

rvat

ion

of t

he r

ural

herit

age

in a

reas

of

high

nat

ural

valu

e ca

n in

clud

e en

viro

nmen

tal

awar

enes

s ac

tion,

st

udie

s an

din

vest

men

ts.

Dra

win

g u

p o

f p

rote

cti

on

an

d

ma

na

ge

me

nt

pla

ns:

for

land

-sc

ape

aspe

cts

rela

ted

to N

atur

a20

00 s

ites

and

othe

r pl

aces

of

high

na

tura

l va

lue.

S

uppo

rt

for

rura

l he

ritag

e st

udie

s co

uld

help

asse

ss

prio

ritie

s an

d m

anag

e-m

ent

need

s as

soci

ated

w

ithm

aint

enan

ce,

rest

orat

ion

and

upgr

adin

g of

the

lan

dsca

pe a

ndcu

ltura

l her

itage

, su

ch a

s cu

ltura

lfe

atur

es o

f vi

llage

s an

d th

e ru

ral

land

scap

e.

Ca

pa

cit

y

bu

ild

ing

: In

so

me

coun

trie

s,

advi

sory

se

rvic

es

for

fore

st o

wne

rs a

re e

ven

wea

ker

than

th

ose

for

farm

ers.

Est

ablis

hing

ef

fect

ive

advi

sory

serv

ices

is e

ssen

tial f

or a

chie

ving

a m

ove

to m

ore

sust

aina

ble

for-

est

man

agem

ent.

Tab

le 1

1. O

verv

iew

of

EA

FRD

mea

sure

s &

the

ir p

ote

ntia

l use

fo

r th

e E

nvir

onm

ent

The

follo

win

g ta

ble

prov

ides

an

over

view

of t

he m

easu

res

pres

ente

d in

the

prev

ious

env

ironm

enta

l cha

pter

s, in

tabl

es 1

to 1

0. I

t illu

stra

tes,

at a

gla

nce,

how

eac

h EA

FRD

mea

sure

can

be

used

acr

oss

all f

ive

envi

ronm

enta

l the

mes

.

53

Page 55: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

54

Art

. 26

Mo

de

rnis

ati

on

o

f a

gri

cu

ltu

ral

ho

ldin

gs

Wa

ter

sa

vin

g

so

luti

on

s

for

ag

ric

ult

ure

: to

co

nsol

idat

e an

dim

prov

e on

-far

m w

ater

man

age-

men

t,

e.g.

th

roug

h co

mba

ting

leak

ages

in

wat

erin

g sy

stem

s or

up-g

radi

ng ir

rigat

ion

infra

stru

ctur

e.

Inve

stm

en

ts

into

n

ew

w

ate

r

sa

vin

g te

ch

no

log

ies:

can

help

impr

ove

the

over

all

perfo

rman

ceof

the

ent

erpr

ise

as w

ell a

s m

eet

pote

ntia

l w

ater

sa

ving

re

quire

-m

ents

. C

an i

nclu

de n

ew i

rrig

a-tio

n eq

uipm

ent o

r w

ater

rec

yclin

gan

d re

-usi

ng e

quip

men

t.

Investm

en

ts t

o m

eet

WF

D s

tan

-

dard

s:

gran

t ai

d ca

n be

giv

en t

ohe

lp fa

rmer

s in

vest

in m

easu

res

tohe

lp

them

co

mpl

y w

ith

new

Com

mun

ity

stan

dard

s su

ch

asim

plem

enta

tion

of th

e W

FD.

Thes

eca

n in

clud

e in

frast

ruct

ure

inve

st-

men

ts (

e.g.

slu

rry s

tora

ge,

anim

alho

usin

g, p

estic

ide

hand

ling

faci

li-tie

s) o

r non

-pro

duct

ive

inve

stm

ents

(e.g

. ph

ysic

al

wor

ks

e.g.

re

con-

nect

ing

flood

plai

n ar

eas

to ri

vers

toac

t as

flood

sto

rage

rese

rvoi

rs a

ndre

crea

te w

etla

nd s

yste

ms)

.

Su

pp

ort

ing

th

e p

rod

uc

tio

n o

f

ag

ric

ult

ura

l e

ne

rgy c

rop

s:

for

exam

ple

as

a

cont

ribut

ion

toim

prov

ing

thei

r ec

onom

ic

and

over

all p

erfo

rman

ce.

Infr

astr

uc

ture

fo

r o

n-f

arm

use

of

ren

ew

ab

le e

ne

rgy s

ou

rce

s:

farm

in

frast

ruct

ure

inve

stm

ents

,ai

med

at

he

lpin

g ho

ldin

gs

tode

velo

p an

d ad

apt,

incl

udin

g in

thei

r en

ergy

use

.

Sm

all-s

cale

ren

ewab

les

can

help

farm

s to

red

uce

thei

r fo

ssil

fuel

sen

ergy

con

sum

ptio

n by

inve

stin

gin

to n

ew e

nerg

y ge

nera

tors

(e.

g.so

lar

ther

mal

, so

lar

PV,

he

atpu

mps

, win

d…).

Dev

elop

men

ts

need

to

av

oid

envi

ronm

enta

l da

mag

e an

d be

sens

itive

to

land

scap

e an

d bi

odi-

vers

ity r

equi

rem

ents

.

Art

. 27

Imp

rove

me

nt

of

the

ec

on

om

ic

va

lue

of

fore

sts

Su

sta

ina

ble

fo

rest

ma

na

ge

-

me

nt:

Can

be

used

to

supp

ort

sust

aina

ble

fore

st

man

agem

ent

oper

atio

ns w

here

the

se w

ill no

tre

sult

in

envi

ronm

enta

l da

mag

ean

d w

ill ge

nera

te e

nviro

nmen

tal

bene

fits.

Fore

st

Ste

war

dsh

ip

Cou

ncil

mea

sure

s an

d ce

rtifi

catio

n sh

ould

be e

ligib

le fo

r fu

ndin

g.

Su

pp

ort

ing

th

e

pro

du

cti

on

o

f

fore

str

y e

nerg

y c

rop

s:

base

d on

fore

stry

m

anag

emen

t pl

ans,

th

ism

easu

re

aim

s to

he

lp

fore

sts

impr

ove

and

broa

den

thei

r eco

nom

-ic

val

ue.

This

pay

men

t is

avai

labl

e to

fore

st

owne

rs

and

thei

r as

soci

a-tio

ns, o

r mun

icip

alitie

s an

d /

or th

eir

asso

ciat

ions

. D

evel

opm

ents

nee

dto

avo

id e

nviro

nmen

tal d

amag

e an

dbe

sen

sitiv

e to

land

scap

e an

d bi

odi-

vers

ity r

equi

rem

ents

e.g

. in

sca

le,

patte

rn a

nd c

hoic

e of

spe

cies

and

man

agem

ent p

ract

ices

.

Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Page 56: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

55

Pro

ce

ssin

g fo

restr

y p

rod

uc

ts

for

en

erg

y

su

pp

ly:

base

d on

fore

stry

man

agem

ent

plan

s, t

his

mea

sure

ai

ms

to

help

fo

rest

sim

prov

e an

d br

oade

n th

eir

eco-

nom

ic

valu

e.

Th

is

paym

ent

isav

aila

ble

to

fore

st

owne

rs

and

thei

r as

soci

atio

ns,

or m

unic

ipal

i-tie

s an

d /

or t

heir

asso

ciat

ions

.

Art

. 28

Ad

din

g

va

lue

to

a

gri

cu

ltu

ral

an

d f

ore

str

y p

rod

uc

ts

Imp

rovin

g t

he

via

bilit

y o

f su

s-

tain

ab

le

farm

ing

p

rac

tic

es

rela

ted

to

a

rea

s

de

live

rin

g

en

vir

on

me

nta

l b

en

efi

ts:

by

supp

ortin

g de

velo

pmen

ts in

pro

-ce

ssin

g an

d m

arke

ting

of p

rod-

ucts

d

eriv

ed

from

su

stai

nab

lela

nd m

anag

emen

t. D

evel

opm

ent

of

reco

gnis

ed

food

q

ualit

ysc

hem

es b

ased

on

envi

ronm

enta

lcr

iteria

, w

here

th

ese

help

to

deve

lop

or

sust

ain

deliv

ery

ofen

viro

nmen

tal b

enef

its a

nd t

here

is m

arke

t fa

ilure

(e.g

. pr

oduc

ts o

fco

nser

vatio

n gr

azin

g).

Wa

ter

sa

vin

g

so

luti

on

s

for

ag

ric

ult

ure

: to

co

nsol

idat

e an

dim

prov

e on

-far

m w

ater

man

age-

men

t,

e.g.

th

roug

h co

mba

ting

leak

ages

in

wat

erin

g sy

stem

s or

up-g

radi

ng ir

rigat

ion

infra

stru

ctur

e.

Inve

stm

en

ts

into

n

ew

w

ate

r

sa

vin

g te

ch

no

log

ies:

can

help

impr

ove

the

over

all

perfo

rman

ceof

the

ent

erpr

ise

as w

ell a

s m

eet

pote

ntia

l w

ater

sa

ving

re

quire

-m

ents

. C

an i

nclu

de n

ew i

rrig

a-tio

n eq

uipm

ent o

r w

ater

rec

yclin

gan

d re

-usi

ng e

quip

men

t.

Imp

rovin

g t

he

via

bilit

y o

f su

s-

tain

ab

le

farm

ing

p

rac

tic

es

rela

ted

to

a

rea

s

de

live

rin

g

lan

dsc

ap

e

be

ne

fits

: by

su

p-po

rtin

g de

velo

pmen

ts in

pro

cess

-in

g an

d m

arke

ting

of

prod

ucts

prod

uced

fro

m s

usta

inab

le l

and

man

agem

ent.

D

evel

opm

ent

ofre

cogn

ised

foo

d qu

ality

sch

emes

base

d on

env

ironm

enta

l cr

iteria

,w

here

the

se h

elp

to d

evel

op o

rsu

stai

n de

liver

y of

env

ironm

enta

lbe

nefit

s an

d th

ere

is m

arke

t fa

il-ur

e (e

.g. p

rodu

cts

of c

onse

rvat

ion

graz

ing)

.

Imp

rovin

g t

he

via

bilit

y o

f su

s-

tain

ab

le

fore

st

ma

na

ge

me

nt:

by

supp

ortin

g de

velo

pmen

ts

inp

roce

ssin

g an

d

mar

ketin

g of

fore

stry

pro

duct

s pr

oduc

ed f

rom

sust

aina

ble

fore

st

man

agem

ent

and

rela

ted

co-o

pera

tion

whe

reth

is w

ill pr

ovid

e cl

ear b

enef

its a

ndth

ere

is m

arke

t fa

ilure

.

Fore

st

Ste

war

dsh

ip

Cou

ncil

mea

sure

s an

d ce

rtifi

catio

n sh

ould

be e

ligib

le fo

r fu

ndin

g.

Inve

sti

ng

in

to th

e c

rea

tio

n o

f

en

erg

y f

rom

re

ne

wa

ble

s:

both

agric

ultu

ral a

nd f

ores

try

prod

ucts

can

bene

fit f

rom

EA

FRD

sup

port

to b

e pr

oces

sed

into

ren

ewab

leen

ergy

thr

ough

the

add

ing

valu

esc

hem

e.

This

pay

men

t is

ava

il-ab

le

to

pro

duc

ers,

b

ut

also

mic

ro

-e

nt

er

pr

ise

s.

Dev

elop

men

ts

need

to

av

oid

envi

ronm

enta

l da

mag

e an

d be

sens

itive

to

land

scap

e an

d bi

odi-

vers

ity r

equi

rem

ents

e.g

. in

scal

e,pa

tter

n an

d ch

oice

of

sp

ecie

san

d m

anag

emen

t pr

actic

es.

Sm

all-s

cale

re

new

able

s ca

n he

lpfa

rms

to r

educ

e th

eir

foss

il fu

els

ener

gy c

onsu

mpt

ion

by p

rom

otin

gth

e de

velo

pmen

t an

d us

e of

loc

alre

new

able

s an

d bi

oene

rgy

proc

ess-

ing

stru

ctur

es (

e.g.

bio

met

hani

sa-

tion,

sm

all-s

cale

bi

omas

s C

HP

-co

mbi

ned

heat

& p

ower

…).

The

addi

ng

valu

e sc

hem

e ca

nal

so b

e us

ed t

o su

ppor

t fa

rms

inm

eetin

g ne

w

(i.e.

<

36

mon

ths)

Com

mun

ity s

tand

ards

.

Art

. 29

Co

-op

era

tio

n f

or

de

ve

lop

me

nt

of

ne

w

pro

du

cts

, p

roc

esse

s

an

d te

ch

no

log

ies in

th

e a

gri

-

cu

ltu

re a

nd

fo

od

se

cto

r a

nd

in

the

fo

restr

y s

ec

tor

Page 57: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

56

Art

. 30

Infr

astr

uc

ture

re

late

d

to

the

de

ve

lop

me

nt

an

d

ad

ap

tati

on

of

ag

ric

ult

ure

an

d f

ore

str

y

Inve

stm

en

ts

to

me

et

WF

D

sta

nd

ard

s:

gran

t ai

d

can

be

give

n to

he

lp

farm

ers

inve

st

inm

easu

res

to h

elp

them

com

ply

with

new

Com

mun

ity s

tand

ards

,su

ch

as

impl

emen

tatio

n of

th

eW

FD.

The

se c

an i

nclu

de i

nfra

-st

ruct

ure

inve

stm

ents

(e.

g. s

lurr

yst

orag

e,

anim

al

hous

ing,

pe

sti-

cide

ha

ndlin

g fa

cilit

ies)

or

no

n-p

rod

uctiv

e in

vest

men

ts

(e.g

.ph

ysic

al w

orks

e.g

. re

conn

ectin

gflo

odpl

ain

area

s to

rive

rs to

act

as

flood

st

orag

e re

serv

oirs

an

dre

crea

te w

etla

nd s

yste

ms)

.

Su

sta

ina

ble

fo

rest

ma

na

ge

-

me

nt:

For

the

dev

elop

men

t an

dad

apta

tion

of

fore

st

hold

ings

whe

re th

ese

will

not r

esul

t in

envi

-ro

nmen

tal

dam

age

and

will

gen-

erat

e en

viro

nmen

tal b

enef

its.

Inve

stm

en

ts

in

imp

rovin

g

en

erg

y

eff

icie

nc

y:

aim

ed

atm

icro

agr

i-foo

d bu

sine

ss e

nter

-p

rises

an

d

mun

icip

aliti

es,

this

coul

d in

clud

e, e

.g. i

nves

tmen

ts in

insu

latio

n,

ener

gy

effic

ient

w

in-

dow

s an

d do

ors,

as

wel

l as

heat

-in

g sy

stem

s. (

Par

tially

cov

ers

the

impl

emen

tatio

n of

th

e D

irect

ive

on

the

Ene

rgy

Per

form

ance

of

Bui

ldin

gs).

Infr

astr

uc

ture

fo

r o

n-f

arm

use

of

ren

ew

ab

le e

ne

rgy s

ou

rce

s:

farm

in

frast

ruct

ure

inve

stm

ents

,ai

med

at

he

lpin

g ho

ldin

gs

tode

velo

p an

d ad

apt,

incl

udin

g in

thei

r en

ergy

use

.

Sm

all-s

cale

ren

ewab

les

can

help

farm

s to

red

uce

thei

r fo

ssil

fuel

sen

ergy

con

sum

ptio

n by

inve

stin

gin

to n

ew e

nerg

y ge

nera

tors

(e.

g.so

lar

ther

mal

, so

lar

PV,

he

atpu

mps

, win

d…).

Art

. 31

Me

eti

ng

sta

nd

ard

s b

ase

d o

n

Co

mm

un

ity l

eg

isla

tio

n

Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Page 58: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

57

Art

. 32

Pa

rtic

ipa

tio

n

of

farm

ers

in

foo

d q

ua

lity

sc

he

me

s

Imp

rovin

g t

he

via

bilit

y o

f su

s-

tain

ab

le

farm

ing

p

rac

tic

es

rela

ted

to

a

rea

s

de

live

rin

g

en

vir

on

me

nta

l b

en

efi

ts:

by

supp

ortin

g de

velo

pmen

ts in

pro

-ce

ssin

g an

d m

arke

ting

of p

rod-

ucts

d

eriv

ed

from

su

stai

nab

lela

nd m

anag

emen

t. D

evel

opm

ent

of

reco

gnis

ed

food

q

ualit

ysc

hem

es b

ased

on

envi

ronm

enta

lcr

iteria

, w

here

th

ese

help

to

deve

lop

or

sust

ain

deliv

ery

ofen

viro

nmen

tal b

enef

its a

nd t

here

is m

arke

t fa

ilure

(e.g

. pr

oduc

ts o

fco

nser

vatio

n gr

azin

g).

Imp

rovin

g t

he

via

bilit

y o

f su

s-

tain

ab

le

farm

ing

p

rac

tic

es

rela

ted

to

a

rea

s

de

live

rin

g

lan

dsc

ap

e

be

ne

fits

: by

su

p-po

rtin

g de

velo

pmen

ts in

pro

cess

-in

g an

d m

arke

ting

of

prod

ucts

prod

uced

fro

m s

usta

inab

le l

and

man

agem

ent.

D

evel

opm

ent

ofre

cogn

ised

foo

d qu

ality

sch

emes

base

d on

env

ironm

enta

l cr

iteria

,w

here

the

se h

elp

to d

evel

op o

rsu

stai

n de

liver

y of

env

ironm

enta

lbe

nefit

s an

d th

ere

is m

arke

t fa

il-ur

e (e

.g. p

rodu

cts

of c

onse

rvat

ion

graz

ing)

.

Art

. 33

Info

rma

tio

n

an

d

pro

mo

tio

n

ac

tivit

ies

Axis

II

-

Imp

rovin

g t

he

En

vir

on

me

nt

& t

he

Co

un

trysid

e (

sta

rts a

t a

rt.

36)

Art

. 37

(pa

ym

en

t syste

m)

&

Art

. 50 (

2)-

(4)

(de

sig

na

tio

n)

Le

ss F

avo

ure

d A

rea

s

Ma

inta

inin

g m

an

ag

em

en

t sys-

tem

s:

man

y hi

gh

natu

re

valu

ear

eas

depe

nd o

n co

ntin

ued

land

man

agem

ent

to p

rote

ct b

iodi

ver-

sity

(e.g

. gra

zing

of g

rass

land

s).

LFA

pay

men

ts c

an h

elp

sust

ain

econ

omic

vi

abilit

y.

To

be

cost

-ef

fect

ive,

pa

ymen

ts

shou

ld

beta

rget

ed o

n fa

rm t

ypes

tha

t ar

em

ost

disa

dvan

tage

d an

d of

mos

ten

viro

nmen

tal v

alue

.

La

nd

ma

na

ge

me

nt:

sup

port

to

cont

inue

sys

tem

s of

agr

icul

tura

lla

nd m

anag

emen

t in

area

s af

fect

-ed

b

y w

ater

ha

ndic

aps

(e.g

.flo

odpl

ain

area

) an

d w

here

lan

dm

anag

emen

t sh

ould

be

cont

in-

ued

in

or

der

to

co

nser

ve

orim

prov

e th

e en

viro

nmen

t (e

.g.

habi

tat

type

or

biod

iver

sity

), pr

e-se

rve

tour

ist

pote

ntia

l or

in o

rder

to p

rote

ct t

he c

oast

line.

Inst

ead

of

rece

ivin

g LF

A

pay-

men

ts,

arab

le l

and

on r

iver

mar

-gi

ns

shou

ld

be

enco

urag

ed

toch

ange

to

gr

assl

and

or

woo

d-la

nd.

Irrig

ated

land

sho

uld

not

be e

ligi-

ble

for

LFA

sup

port

, as

disa

dvan

-ta

ge h

as b

een

over

com

e w

ith ir

ri-ga

tion.

La

nd

sc

ap

e fa

rmin

g:

paym

ents

to

area

s af

fect

ed

by

spec

ific

hand

icap

s, a

nd w

here

land

man

-ag

emen

t sh

ould

be

cont

inue

d in

orde

r to

con

serv

e or

impr

ove

the

envi

ronm

ent,

p

rese

rve

tour

ist

pote

ntia

l or i

n or

der t

o pr

otec

t the

coas

tline

. In

tens

ified

farm

ing

sys-

tem

s sh

ould

not

be

elig

ible

for

LFA

sup

port

unl

ess

clea

rly m

ain-

tain

ing

envi

ronm

enta

l val

ues.

Re

du

cin

g

gre

en

ho

use

g

ase

s

an

d a

mm

on

ia e

mis

sio

ns:

agri-

cultu

re i

s no

t th

e pr

imar

y se

ctor

emitt

er

of

gree

nhou

se

gase

s.N

onet

hele

ss,

it do

es

cont

ribut

esu

bst

antia

lly

to

amm

onia

an

dm

etha

ne e

mis

sion

s.

A r

educ

tion

of th

ese

can

be a

chie

ved

thro

ugh

purp

osef

ully

des

igne

d la

nd m

an-

agem

ent

(feed

an

d

graz

ing)

mea

sure

s, w

hich

can

be

supp

ort-

ed

thro

ugh

agri-

envi

ronm

ent

orle

ss-f

avou

red

area

sch

emes

.

Art

. 38

Na

tura

2

00

0

pa

ym

en

ts

an

d

pa

ym

en

ts

lin

ke

d

to

Wa

ter

Fra

me

wo

rk D

ire

cti

ve

(o

n a

gri

-

cu

ltu

ral

lan

d)

Lim

itin

g

inte

ns

ive

u

se

o

f

Na

tura

2000 s

ite

s, a

nd p

oten

tial

inco

me

fore

gone

, ca

n be

com

-pe

nsat

ed fo

r fa

rmer

s, fo

rest

ers

orot

her

land

man

ager

s.

This

com

-pe

nsat

ion

shou

ld a

pply

to

spec

if-ic

res

tric

tions

def

ined

in

the

site

man

agem

ent

plan

s.

We

tla

nd

ma

na

ge

me

nt

or

resto

rati

on

:m

anag

ean

d/or

rest

ore

flood

plai

nfu

nctio

nsas

soci

-at

edw

itha

wat

erbo

dy,

for

exam

-pl

eby

impe

ding

drai

nage

,ra

isin

gw

ater

leve

ls,

purs

uing

agric

ultu

ral

land

-man

agem

ent

inflo

odpl

ain

gras

slan

dsor

woo

dlan

ds.

Lim

itin

g

inte

ns

ive

u

se

: o

f

Na

tura

2

00

0

an

d

se

ns

itiv

e

rip

ari

an

s

ite

s,

and

p

oten

tial

inco

me

fore

gone

, ca

n be

com

-pe

nsat

ed fo

r fa

rmer

s, fo

rest

ers

orot

her

land

man

ager

s.

Ta

rge

tin

g e

nvir

on

me

nta

l m

an

-

ag

em

en

t: P

aym

ents

to c

ompe

n-sa

te

rest

rictio

ns

and

su

pp

ort

fore

sts

mos

t be

nefic

ial

for

site

valu

es.

Page 59: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

58

Art

. 39

Ag

ri-e

nvir

on

me

nt

pa

ym

en

ts

Ta

rge

ted

e

nvir

on

me

nta

l m

an

-

ag

em

en

t: in

cent

ives

to

mai

ntai

n(e

.g.

hed

ges,

ha

y m

ead

ows,

arab

le f

allo

ws)

and

dev

elop

(e.

g.le

avin

g po

rtio

n of

fiel

d un

sow

n fo

rgr

ound

ne

stin

g bi

rds)

pr

actic

esbe

nefic

ial

for

biod

iver

sity

.

The

func

tioni

ng

and

viab

ility

of

the

who

le f

arm

ing

syst

em s

houl

d be

cons

ider

ed

in

the

man

agem

ent

agre

emen

t, no

t on

ly s

peci

fic e

le-

men

ts.

Req

uire

s cl

early

def

ined

env

iron-

men

tal o

bjec

tives

and

land

man

-ag

emen

t pl

ans.

D

epen

ding

on

need

s,

paym

ent

coul

d su

ppor

tei

ther

tak

ing

land

out

of

prod

uc-

tion

and

allo

win

g na

tura

l reg

ener

-at

ion

or p

reve

ntio

n of

aba

ndon

-m

ent,

as n

eces

sary

.

For

best

ben

efit,

cou

ld s

uppo

rtth

e de

velo

pmen

t of

co-

oper

ativ

eag

ri-en

viro

nmen

t.

Ta

rge

ted

e

nvir

on

me

nta

l m

an

-

ag

em

en

t: c

an c

ompr

ise

a w

ide

rang

e of

mea

sure

s:

Hor

izon

tal m

easu

res:

e.g

. nut

rient

man

agem

ent

plan

s, b

uffe

r st

rips

alon

g w

ater

cour

ses.

Targ

eted

m

easu

res:

e.

g.

eco-

ditc

h m

anag

emen

t fo

r bi

odiv

ersi

-ty

and

flo

od m

anag

emen

t, w

ater

rete

ntio

n, s

oil e

rosi

on c

ontr

ol.

La

nd

sc

ap

e d

ive

rsit

y:

Can

sup

-po

rt a

ctio

n to

‘in

trod

uce

or c

on-

tinue

to

appl

y pr

oduc

tion

met

h-od

s co

mpa

tible

with

the

pro

tec-

tion

and

impr

ovem

ent

of …

.the

land

scap

e an

d its

fea

ture

s’ (

e.g.

mai

ntai

ning

sto

ne w

alls

, di

vers

epa

tchw

ork

quilt

far

m l

ands

cape

pat

tern

s an

d

spec

ial

hist

oric

land

scap

es.).

Ta

rge

ted

la

nd

sc

ap

e

ac

tio

n:

focu

s on

thr

eate

ned

feat

ures

and

land

scap

e ar

eas,

m

aint

aini

ngar

eas

of h

igh

natu

ral v

alue

.

For

best

ben

efit,

cou

ld s

uppo

rtth

e de

velo

pmen

t of

co-

oper

ativ

eag

ri-en

viro

nmen

t ag

reem

ents

.

Re

du

cin

g

gre

en

ho

use

g

ase

s

an

d a

mm

on

ia e

mis

sio

ns:

agri-

cultu

re i

s no

t th

e pr

imar

y se

ctor

emitt

er

of

gree

nhou

se

gase

s.N

onet

hele

ss,

it do

es

cont

ribut

esu

bst

antia

lly

to

amm

onia

an

dm

etha

ne e

mis

sion

s.

A r

educ

tion

of th

ese

can

be a

chie

ved

thro

ugh

purp

osef

ully

des

igne

d la

nd m

an-

agem

ent

(feed

an

d

graz

ing)

mea

sure

s, w

hich

can

be

supp

ort-

ed

thro

ugh

agri-

envi

ronm

ent

orle

ss-f

avou

red

area

sch

emes

.

Art

. 41

No

n-p

rod

uc

tive

in

ve

stm

en

ts

on

ag

ric

ult

ura

l la

nd

En

ha

nc

ing

th

e p

ub

lic

am

en

ity

va

lue

o

f a

N

atu

ra 2000 a

rea

:fo

r ex

amp

le

thro

ugh

fenc

ing,

sign

post

s, m

appi

ng.

Inve

stm

en

ts

to

me

et

WF

D

sta

nd

ard

s:

gran

t ai

d

can

be

give

n to

he

lp

farm

ers

inve

st

inm

easu

res

to h

elp

them

com

ply

with

new

Com

mun

ity s

tand

ards

such

as

im

plem

enta

tion

of

the

WFD

. T

hese

can

inc

lude

inf

ra-

stru

ctur

e in

vest

men

ts (

e.g.

slu

rry

stor

age,

an

imal

ho

usin

g,

pest

i-ci

de

hand

ling

faci

litie

s)

or

non-

pro

duc

tive

inve

stm

ents

(e

.g.

phys

ical

wor

ks e

.g.

reco

nnec

ting

flood

plai

n ar

eas

to ri

vers

to a

ct a

sflo

od

stor

age

rese

rvoi

rs

and

recr

eate

wet

land

sys

tem

s).

Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Page 60: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

59

Art

. 43

Fir

st

aff

ore

sta

tio

n o

f a

gri

cu

l-

tura

l la

nd

Flo

od

, e

ros

ion

&

p

oll

uti

on

ma

na

ge

me

nt:

ta

rget

af

fore

sta-

tion

on r

iver

mar

gins

to

redu

ceef

fect

s of

diff

use

pollu

tion

or t

om

anag

e w

ater

flo

ws

and

flood

s,an

d co

ntro

l so

il er

osio

n, e

.g.

onst

eep

sl

opes

.

Affo

rest

atio

nsh

ould

be

com

bine

d w

ith o

ther

appr

oach

es,

such

as

man

agin

gex

istin

g ve

geta

tion.

Fo

rest

lan

dsc

ap

es: f

ores

t pla

nt-

ing,

re

gene

ratio

n an

d m

anag

e-m

ent

that

ar

e se

nsiti

ve

to

the

loca

l la

ndsc

ape

herit

age

(e.g

. in

its s

cale

and

use

of

spec

ies)

can

cont

ribut

e po

sitiv

ely

to t

he l

and-

scap

e.

Mea

sure

s fu

nded

mus

t be

com

-pa

tible

with

land

scap

e st

rate

gy o

rpl

an f

or t

he r

egio

n or

with

the

loca

l dev

elop

men

t st

rate

gy.

Su

sta

ina

ble

fo

rest

ma

na

ge

-

me

nt:

For

woo

dlan

d ex

pans

ion

whi

ch c

an b

e of

nat

ive

spec

ies.

App

lies

to b

oth

agric

ultu

ral

and

non-

agric

ultu

ral l

and.

On

agric

ul-

tura

l la

nd

paym

ent

for

loss

of

inco

me

is

avai

labl

e,

as

wel

l as

esta

blis

hmen

t co

sts.

Affo

rest

atio

n sh

ould

no

t be

an

end

in it

self.

It s

houl

d be

targ

eted

on s

peci

fic s

ites

with

cle

ar e

nvi-

ronm

enta

l ne

eds,

e.

g.

rest

orin

gpa

rtic

ular

hab

itat

type

s th

at a

reer

oded

/fra

gmen

ted.

Spe

cial

car

e sh

ould

be

take

n to

prev

ent

affo

rest

atio

n fro

m

con-

trib

utin

g to

the

dep

opul

atio

n an

dde

clin

e of

mar

gina

l far

mla

nd a

reas

of

high

na

ture

an

d la

ndsc

ape

valu

e, o

r w

ith a

hig

h fir

e ris

k.

For

the

esta

blis

hmen

t of

ag

ro-

fore

stry

sys

tem

s (tr

ees

asso

ciat

-ed

w

ith

agric

ultu

ral

man

age-

men

t).

Art

. 44

Fir

st

esta

blish

me

nt

of

ag

ro-

fore

str

y

syste

ms

on

a

gri

cu

l-

tura

l la

nd

Art

. 45

Fir

st

aff

ore

sta

tio

n o

f n

on

-ag

ri-

cu

ltu

ral

lan

d

Flo

od

, e

ros

ion

&

p

oll

uti

on

ma

na

ge

me

nt:

ta

rget

af

fore

sta-

tion

on r

iver

mar

gins

to

redu

ceef

fect

s of

diff

use

pollu

tion

or t

om

anag

e w

ater

flo

ws

and

flood

s,an

d co

ntro

l so

il er

osio

n, e

.g.

onst

eep

sl

opes

.

Affo

rest

atio

nsh

ould

be

com

bine

d w

ith o

ther

appr

oach

es,

such

as

man

agin

gex

istin

g ve

geta

tion.

Fo

rest

lan

dsc

ap

es:

fore

st p

lant

-in

g,

rege

nera

tion

and

man

age-

men

t tha

t are

sen

sitiv

e to

the

loca

lla

ndsc

ape

herit

age

(e.g

. in

its

scal

e an

d us

e of

spe

cies

) can

con

-tri

bute

pos

itive

ly to

the

land

scap

e.

Mea

sure

s fu

nded

mus

t be

com

-pa

tible

with

land

scap

e st

rate

gy o

rpl

an f

or t

he r

egio

n or

with

the

loca

l dev

elop

men

t st

rate

gy.

Art

. 46

Na

tura

2000 p

aym

en

ts (o

n f

or-

est

lan

d)

Lim

itin

g

inte

ns

ive

u

se

o

f

Na

tura

2000 s

ite

s, a

nd p

oten

tial

inco

me

fore

gone

, ca

n be

com

-pe

nsat

ed fo

r fa

rmer

s, fo

rest

ers

orot

her

land

man

ager

s.

This

com

-pe

nsat

ion

shou

ld a

pply

to

spec

if-ic

res

tric

tions

def

ined

in

the

site

man

agem

ent

plan

s.

We

tla

nd

m

an

ag

em

en

t o

r

resto

rati

on

: m

anag

e an

d/or

rest

ore

flood

plai

n fu

nctio

ns a

ssoc

i-at

ed w

ith a

wat

er b

ody,

for

exam

-pl

e by

im

pedi

ng d

rain

age,

rai

sing

wat

er l

evel

s, p

ursu

ing

agric

ultu

ral

land

-man

agem

ent

in

flood

plai

ngr

assl

ands

or w

oodl

ands

.

Ta

rge

tin

g e

nvir

on

me

nta

l m

an

-

ag

em

en

t:

Com

pen

sate

s fo

rco

sts

resu

lting

fro

m

rest

rictio

nson

man

agem

ent o

f for

ests

due

tode

sign

atio

n un

der

the

Bird

s or

Hab

itats

Dire

ctiv

es (

Nat

ura

2000

site

s).

Page 61: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

60

Art

. 47

Fo

rest-

en

vir

on

me

nt

pa

ym

en

ts

Ta

rge

ted

e

nvir

on

me

nta

l c

on

-

se

rva

tio

n

ma

na

ge

me

nt:

Man

agem

ent

agre

emen

ts

for

supp

ortin

g fo

rest

ry p

ract

ices

and

syst

ems

that

ge

nera

te

spec

ific

envi

ronm

enta

l ben

efits

.

Ta

rge

ted

e

nvir

on

me

nta

l m

an

-

ag

em

en

t: c

an c

ompr

ise

a w

ide

rang

e of

mea

sure

s:

Hor

izon

tal m

easu

res:

e.g

. nut

rient

man

agem

ent

plan

s, b

uffe

r st

rips

alon

g w

ater

cour

ses.

Targ

eted

m

easu

res:

e.

g.

eco-

ditc

h m

anag

emen

t fo

r bi

odiv

ersi

-ty

and

flo

od m

anag

emen

t, w

ater

rete

ntio

n, s

oil e

rosi

on c

ontr

ol.

Fo

rest

lan

dsc

ap

es:

fore

st p

lant

-in

g,

rege

nera

tion

and

man

age-

men

t tha

t are

sen

sitiv

e to

the

loca

lla

ndsc

ape

herit

age

(e.g

. in

its

scal

e an

d us

e of

spe

cies

) can

con

-tri

bute

pos

itive

ly to

the

land

scap

e.

Mea

sure

s fu

nded

mus

t be

com

-pa

tible

with

land

scap

e st

rate

gy o

rpl

an f

or t

he r

egio

n or

with

the

loca

l dev

elop

men

t st

rate

gy.

Co

ns

erv

ati

on

m

an

ag

em

en

t:pa

ymen

ts

to

fore

st

owne

rs

for

und

erta

king

m

anag

emen

t th

atpr

oduc

es e

nviro

nmen

tal b

enef

its,

incl

udin

g th

e m

aint

enan

ce

ofex

istin

g fo

rest

hab

itats

.

Art

. 48

Re

sto

rin

g

fore

str

y

po

ten

tia

l

an

d

intr

od

uc

ing

p

reve

nti

on

ac

tio

ns

Fo

rest

lan

dsc

ap

es:

fore

st p

lant

-in

g,

rege

nera

tion

and

man

age-

men

t tha

t are

sen

sitiv

e to

the

loca

lla

ndsc

ape

herit

age

(e.g

. in

its

scal

e an

d us

e of

spe

cies

) can

con

-tri

bute

pos

itive

ly to

the

land

scap

e.

Mea

sure

s fu

nded

mus

t be

com

-pa

tible

with

land

scap

e st

rate

gy o

rpl

an f

or t

he r

egio

n or

with

the

loca

l dev

elop

men

t st

rate

gy.

Su

sta

ina

ble

fo

rest

ma

na

ge

-

me

nt:

For

the

res

tora

tion

of p

ro-

duct

ive

pote

ntia

l in

for

ests

dam

-ag

ed b

y na

tura

l dis

aste

rs a

nd fi

re,

and

for

unde

rtak

ing

prev

enta

tive

actio

ns w

here

thes

e w

ill no

t res

ult

in e

nviro

nmen

tal d

amag

e an

d w

illge

nera

te e

nviro

nmen

tal b

enef

its.

FSC

mea

sure

s sh

ould

be

elig

ible

for

fund

ing.

Art

. 49

No

n

pro

du

cti

ve

in

ve

stm

en

ts

on

fo

rest

lan

d

En

ha

nc

ing

th

e p

ub

lic

am

en

ity

va

lue

o

f a

N

atu

ra 2000 a

rea

:fo

r ex

amp

le

thro

ugh

fenc

ing,

sign

post

s, m

appi

ng.

Inve

stm

en

ts

to

me

et

WF

D

sta

nd

ard

s:

gran

t ai

d

can

be

give

n to

he

lp

farm

ers

inve

st

inm

easu

res

to h

elp

them

com

ply

with

new

Com

mun

ity s

tand

ards

such

as

im

plem

enta

tion

of

the

WFD

. T

hese

can

inc

lude

inf

ra-

stru

ctur

e in

vest

men

ts (

e.g.

slu

rry

stor

age,

an

imal

ho

usin

g,

pest

i-ci

de

hand

ling

faci

litie

s)

or

non-

pro

duc

tive

inve

stm

ents

(e

.g.

phys

ical

wor

ks e

.g.

reco

nnec

ting

flood

plai

n ar

eas

to ri

vers

to a

ct a

sflo

od

stor

age

rese

rvoi

rs

and

recr

eate

wet

land

sys

tem

s).

Co

ns

erv

ati

on

m

an

ag

em

en

t:C

an s

uppo

rt in

vest

men

ts n

eces

-sa

ry

for

the

cons

erva

tion

man

-ag

emen

t of

fore

sts.

Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Page 62: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

61

Axis

III

-

Th

e Q

ua

lity

of

Lif

e i

n R

ura

l A

rea

s a

nd

Div

ers

ific

ati

on

of

the

Ru

ral

Ec

on

om

y (

sta

rts a

t a

rt.

52)

Art

. 54

Su

pp

ort

fo

r b

usin

ess c

rea

tio

n

an

d d

eve

lop

me

nt

Ru

ral

div

ers

ific

ati

on

in

su

p-

po

rt

of

the

la

nd

sc

ap

e

he

r-

ita

ge

:Fa

rm

dive

rsifi

catio

n in

tono

n-ag

ricul

tura

l ac

tiviti

es

and

deve

lopm

ent

of s

mal

l bus

ines

ses

that

w

ill he

lp

to

mai

ntai

n la

nd-

scap

e he

ritag

e e.

g. p

rovi

ding

her

-ita

ge

and

land

scap

e m

anag

e-m

ent

serv

ices

, cr

aft

and

con-

stru

ctio

n sk

ills (e

.g. t

hatc

hing

, tra

-di

tiona

l bu

ildin

g pr

actic

es,

trad

i-tio

nal s

tone

wal

ling)

.

La

nd

sc

ap

e

he

rita

ge

c

on

se

r-

va

tio

n

an

d

en

ha

nc

em

en

t :in

vest

men

t ass

ocia

ted

with

mai

n-te

nanc

e, r

esto

ratio

n an

d up

grad

-in

g of

hig

h na

tura

l val

ue s

ites

and

the

cultu

ral

herit

age

of

villa

ges

and

rura

l la

ndsc

apes

. Th

ere

ispo

tent

ial

to i

nteg

rate

res

tora

tion

of t

he r

ural

cul

tura

l he

ritag

e w

ithd

evel

opm

ent

of

smal

l-sc

ale

tour

ist

infra

stru

ctur

e,

dive

rsifi

ca-

tion

into

no

n-fa

rm

busi

ness

es,

crea

tion

or d

evel

opm

ent

of o

ther

rura

l bus

ines

ses.

Su

pp

ort

ing

th

e p

rod

uc

tio

n o

f

ag

ric

ult

ura

l e

ne

rgy c

rop

s:

this

mea

sure

can

be

used

to

supp

ort

busi

ness

cre

atio

n an

d de

velo

p-m

ent,

aim

ed a

t m

icro

-ent

erpr

is-

es,

to h

elp

prom

ote

a br

oade

rec

onom

ic

basi

s fo

r ru

ral

area

sth

roug

h th

e pr

oduc

tion

of r

enew

-ab

les.

Dev

elop

men

ts

need

to

av

oid

envi

ronm

enta

l da

mag

e an

d be

sens

itive

to

land

scap

e an

d bi

odi-

vers

ity r

equi

rem

ents

.

Art

. 55

En

co

ura

ge

me

nt

of

tou

ris

m

ac

tivit

ies

En

vir

on

me

nt

as a

ba

sis

fo

r ru

ral to

uri

sm

an

d m

ark

eti

ng

asse

t: in

form

atio

n an

d ca

paci

ty b

uild

ing

to im

prov

e th

e un

ders

tand

ing

of lo

cal b

iodi

vers

ity, f

resh

wat

er a

nd la

ndsc

ape

herit

age,

to

redu

ce t

he im

pact

s of

tou

rism

act

ions

and

to

inte

grat

e th

e en

viro

nmen

tal h

erita

ge in

to r

ural

land

man

agem

ent

and

deve

lopm

ent.

For s

mal

l-sca

le in

frast

ruct

ure,

e.g

. inf

orm

atio

n ce

ntre

s, s

ign-

post

ing,

sm

all c

apac

ity a

ccom

mod

atio

n an

d re

crea

tiona

l inf

rast

ruct

ure,

incl

udin

g ac

cess

to n

atur

al a

reas

, dev

elop

men

tan

d m

arke

ting

of g

reen

tou

rism

act

iviti

es a

nd s

ervi

ces.

Art

. 56

Ba

sic

se

rvic

es f

or

the

ec

on

o-

my a

nd

ru

ral

po

pu

lati

on

Inve

stm

en

ts

in

imp

rovin

g

en

erg

y

eff

icie

nc

y:

aim

ed

atm

icro

agr

i-foo

d bu

sine

ss e

nter

-p

rises

an

d

mun

icip

aliti

es,

this

coul

d in

clud

e, e

.g. i

nves

tmen

ts in

insu

latio

n,

ener

gy

effic

ient

w

in-

dow

s an

d do

ors,

as

wel

l as

heat

-in

g sy

stem

s. (

Par

tially

cov

ers

the

impl

emen

tatio

n of

th

e D

irect

ive

on

the

Ene

rgy

Per

form

ance

of

Bui

ldin

gs).

Page 63: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

62

Art

. 57

Co

nse

rva

tio

n a

nd

u

p-g

rad

ing

of

the

ru

ral

he

rita

ge

– N

atu

ra

2000

En

vir

on

me

nt

as

a

ba

sis

fo

r

rura

l to

uri

sm

a

nd

m

ark

eti

ng

asse

t: i

nfor

mat

ion

and

capa

city

build

ing

to

impr

ove

the

unde

r-st

and

ing

of

loca

l b

iod

iver

sity

,fre

shw

ater

an

d la

ndsc

ape

her-

itage

, to

red

uce

the

impa

cts

ofto

uris

m a

ctio

ns a

nd t

o in

tegr

ate

the

envi

ronm

enta

l he

ritag

e in

toru

ral

land

m

anag

emen

t an

dde

velo

pmen

t.

For

smal

l-sc

ale

infr

astr

uctu

re,

e.g.

in

form

atio

n ce

ntre

s,

sign

-po

stin

g,

smal

l ca

paci

ty

acco

m-

mod

atio

n an

d re

crea

tiona

l in

fra-

stru

ctur

e,

incl

udin

g ac

cess

to

natu

ral

area

s, d

evel

opm

ent

and

mar

ketin

g of

gre

en t

ouris

m a

ctiv

-iti

es a

nd s

ervi

ces.

Esta

blish

ing

w

ate

r m

an

ag

e-

me

nt

bo

die

s:

com

patib

le

with

the

WFD

.

Inve

stm

ents

co

uld

incl

ude

star

t-up

fun

ding

, fe

asib

ili-ty

st

udie

s,

the

deve

lopm

ent

ofriv

er

basi

n m

anag

emen

t pl

ans

and

/or

thei

r lin

k to

loca

l dev

elop

-m

ent

plan

s.

Wat

er r

elat

ed a

ctio

nlin

ked

to c

onse

rvat

ion

of t

he r

ural

herit

age

in a

reas

of

high

nat

ural

valu

e ca

n in

clud

e en

viro

nmen

tal

awar

enes

s ac

tion,

st

udie

s an

din

vest

men

ts.

La

nd

sc

ap

e

he

rita

ge

: in

vest

-m

ents

in th

e de

velo

pmen

t of p

ro-

tect

ion

and

man

agem

ent

plan

sre

late

d to

pla

ces

of h

igh

natu

ral

valu

e.

Env

ironm

enta

l aw

aren

ess

actio

ns (

e.g.

pro

mot

ing

the

exis

-te

nce

and

natu

ral

valu

es

of

asi

te);

stud

ies

and

inve

stm

ents

in

the

mai

nten

ance

, up

-gra

ding

or

rest

orat

ion

of

natu

ral

(e.g

.he

dges

) an

d cu

ltura

l fe

atur

es o

fth

e ru

ral

land

scap

e (e

.g.

roof

ing

syst

ems,

far

m b

uild

ings

) or

of v

il-la

ges

(e.g

. tra

ditio

nal s

igns

, str

uc-

ture

s an

d fo

otpa

ths)

.

Dra

win

g u

p o

f p

rote

cti

on

an

d

ma

na

ge

me

nt

pla

ns:

for

land

-sc

ape

aspe

cts

rela

ted

to N

atur

a20

00 s

ites

and

othe

r pl

aces

of

high

na

tura

l va

lue.

S

uppo

rt

for

rura

l he

ritag

e st

udie

s co

uld

help

asse

ss

prio

ritie

s an

d m

anag

e-m

ent

need

s as

soci

ated

w

ithm

aint

enan

ce,

rest

orat

ion

and

upgr

adin

g of

the

lan

dsca

pe a

ndcu

ltura

l her

itage

, su

ch a

s cu

ltura

lfe

atur

es o

f vi

llage

s an

d th

e ru

ral

land

scap

e.

Ru

ral

div

ers

ific

ati

on

in

su

p-

po

rt

of

the

la

nd

sc

ap

e

he

r-

ita

ge

:Fa

rm

dive

rsifi

catio

n in

tono

n-ag

ricul

tura

l ac

tiviti

es

and

deve

lopm

ent

of s

mal

l bus

ines

ses

that

w

ill he

lp

to

mai

ntai

n la

nd-

scap

e he

ritag

e e.

g. p

rovi

ding

her

-ita

ge

and

land

scap

e m

anag

e-m

ent

serv

ices

, cr

aft

and

con-

stru

ctio

n sk

ills (e

.g. t

hatc

hing

, tra

-di

tiona

l bu

ildin

g pr

actic

es,

trad

i-tio

nal s

tone

wal

ling)

.

Sup

port

for

the

deve

lopm

ent

and

impl

emen

tatio

n of

fo

restr

y p

ro-

tec

tio

n

an

d

ma

na

ge

me

nt

pla

ns

cove

ring

Nat

ura

2000

and

othe

r ar

eas

of h

igh

natu

ral v

alue

.

Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Page 64: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

63

Art

. 58

Tra

inin

g a

nd

in

form

ati

on

Ca

pa

cit

y b

uild

ing

: of e

cono

mic

act

ors

invo

lved

in a

xis

III a

ctio

ns a

nd a

nyon

e in

volv

ed in

dev

elop

ing

and

impl

emen

ting

loca

l dev

elop

men

t str

ateg

ies,

to im

prov

e th

eir

unde

rsta

nd-

ing

of N

atur

a 20

00, h

igh

natu

re v

alue

farm

ing,

the

WFD

and

sus

tain

able

wat

er a

nd s

usta

inab

le fo

rest

ry m

anag

emen

t.

It ca

n he

lp p

eopl

e to

und

erst

and

the

spec

ific

obje

ctiv

es a

nd h

ow t

o ac

hiev

e th

em.

This

can

hel

p re

duce

the

impa

cts

of a

ctio

ns a

nd in

tegr

ate

envi

ronm

enta

l iss

ues

into

rur

al la

ndm

anag

emen

t an

d ru

ral d

evel

opm

ent.

Art

. 59

Sk

ills

a

cq

uis

itio

n,

an

ima

tio

n

an

d i

mp

lem

en

tati

on

Ca

pa

cit

y b

uild

ing

: of

eco

nom

icac

tors

inv

olve

d in

axi

s III

act

ions

and

anyo

ne i

nvol

ved

in d

evel

op-

ing

and

impl

emen

ting

loca

l dev

el-

opm

ent

stra

tegi

es,

to

impr

ove

thei

r un

der

stan

din

g of

N

atur

a20

00 a

nd h

igh

natu

re v

alue

farm

-in

g. I

t ca

n he

lp p

eopl

e to

und

er-

stan

d th

e sp

ecifi

c ob

ject

ives

and

how

to

achi

eve

them

. T

his

can

help

re

duc

e th

e im

pac

ts

ofac

tions

an

d in

tegr

ate

envi

ron-

men

tal i

ssue

s in

to ru

ral l

and

man

-ag

emen

t an

d ru

ral d

evel

opm

ent.

Riv

er

ba

sin

m

an

ag

em

en

t

pla

nn

ing

&

im

ple

me

nta

tio

n:

this

su

ppor

t co

uld

be

dire

cted

tow

ard

s p

rovi

din

g in

form

atio

n(s

tudi

es,

inve

ntor

ies,

m

appi

ng,

info

rmat

ion

mat

eria

l and

pub

lica-

tions

for

par

ticip

ator

y pr

oces

ses

man

aged

by

R

BA

s)

abou

t th

eriv

er

basi

n di

stric

t, th

e ba

sin’

sm

anag

emen

t pl

ans

and

its l

inks

to th

e lo

cal d

evel

opm

ent s

trat

egy.

Aw

are

ne

ss

ra

isin

g

ca

mp

aig

ns: c

an a

lso

be fu

nded

,as

ca

n p

rom

otio

nal

even

ts.

Targ

eted

com

mun

icat

ions

on

the

role

of

ag

ricul

ture

in

ac

hiev

ing

Wat

er

Fram

ewor

k D

irect

ive

obje

ctiv

es,

and

the

soci

o-ec

o-no

mic

ben

efits

of d

oing

so.

Imp

lem

en

tati

on

th

rou

gh

p

ub

-

lic

-pri

va

te

pa

rtn

ers

hip

s:

loca

ld

evel

opm

ent

stra

tegi

es

imp

le-

men

ted

by p

ublic

-priv

ate

part

ner-

ship

s ca

n en

com

pass

on

e or

mor

e of

the

axi

s III

mea

sure

s.

Ca

pa

cit

y b

uild

ing

: of

eco

nom

icac

tors

inv

olve

d in

axi

s III

act

ions

and

anyo

ne i

nvol

ved

in d

evel

op-

ing

and

impl

emen

ting

loca

l dev

el-

opm

ent

stra

tegi

es,

to

impr

ove

thei

r un

der

stan

din

g of

N

atur

a20

00 a

nd h

igh

natu

re v

alue

farm

-in

g. I

t ca

n he

lp p

eopl

e to

und

er-

stan

d th

e sp

ecifi

c ob

ject

ives

and

how

to

achi

eve

them

. T

his

can

help

re

duc

e th

e im

pac

ts

ofac

tions

an

d in

tegr

ate

envi

ron-

men

tal i

ssue

s in

to ru

ral l

and

man

-ag

emen

t an

d ru

ral d

evel

opm

ent.

Sup

port

for

the

deve

lopm

ent

and

impl

emen

tatio

n of

fo

restr

y p

ro-

tec

tio

n

an

d

ma

na

ge

me

nt

pla

ns

cove

ring

Nat

ura

2000

and

othe

r ar

eas

of h

igh

natu

ral v

alue

.

Ca

pa

cit

y b

uild

ing

for

the

far

m-

ing

and

fore

stry

sec

tors

incl

udin

gth

eir a

dvis

ers

and

othe

r rur

al e

co-

nom

ic a

ctor

s.

This

cou

ld in

clud

etr

aini

ng

cour

ses,

se

min

ars,

know

-how

tr

ansf

er,

publ

icat

ions

etc.

to

stre

ngth

en t

he c

apac

ity o

fpu

blic

adm

inis

trat

ions

and

oth

erst

akeh

olde

rs t

o id

entif

y, p

lan

and

impl

emen

t th

e su

stai

nabl

e pr

o-du

ctio

n an

d pr

oces

sing

of r

enew

-ab

les

as p

art o

f the

loca

l dev

elop

-m

ent

stra

tegy

.

Page 65: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

64

Axis

IV

-

LE

AD

ER

(sta

rts a

t a

rt.

61)

Art

s.

61 -

65

Ta

rge

ted

e

nvir

on

me

nta

l m

an

-

ag

em

en

t: B

iodi

vers

ity a

nd h

igh

natu

ral

valu

e co

uld

be u

sed

ason

e of

the

crite

ria fo

r sel

ectin

g th

e‘w

ell

iden

tifie

d

sub

-reg

iona

lLe

ader

ter

ritor

ies’

.

Are

a-b

as

ed

L

ea

de

r lo

ca

l

de

ve

lop

me

nt

str

ate

gie

s co

uld

be a

ver

y su

itabl

e ba

sis

for

inte

-gr

atin

g bi

odiv

ersi

ty a

ctio

n ac

ross

a lo

cal

area

.

Act

ion

incl

udes

tran

s-na

tiona

l co

-ope

ratio

n pr

oj-

ects

bet

wee

n te

rrito

ries

in s

ever

alM

embe

r S

tate

s an

d w

ith t

errit

o-rie

s in

thi

rd c

ount

ries.

Pu

bli

c

pa

rtic

ipa

tio

n:

in

the

deve

lopm

ent a

nd im

plem

enta

tion

of

mec

hani

sms

and

proc

esse

sfo

r na

tura

l ar

ea

scal

e pl

anni

ng(e

.g. o

f pro

ject

s fo

r fa

rmer

or

land

man

ager

co

-op

erat

ives

) an

dm

anag

emen

t re

late

d

to

loca

lde

velo

pmen

t str

ateg

ies.

Fun

ding

shou

ld

supp

ort

clea

rly

defin

eden

viro

nmen

tal o

bjec

tives

and

tar

-ge

ts.

Ca

pa

cit

y b

uild

ing

: Fu

ndin

g fo

rax

is I

II re

late

d ac

tions

can

sup

-po

rt e

.g. t

rain

ing

of le

ader

s, in

for-

mat

ion

mea

sure

s,

trai

ning

st

aff

invo

lved

with

loc

al d

evel

opm

ent

stra

tegi

es,

stud

ies

and

prom

o-tio

nal e

vent

s.

Ta

rge

ted

a

cti

on

b

as

ed

o

n

Le

ad

er

loc

al

de

ve

lop

me

nt

str

ate

gie

sco

uld

be a

ver

y su

it-ab

le b

asis

for

int

egra

ting

actio

nac

ross

a c

atch

men

t or

river

bas

inin

Lea

der

area

s.

Act

ion

incl

udes

tran

s-na

tiona

l co

-ope

ratio

n pr

oj-

ects

bet

wee

n te

rrito

ries

in s

ever

alM

embe

r st

ates

and

with

ter

rito-

ries

in t

hird

cou

ntrie

s.

Pu

bli

c

pa

rtic

ipa

tio

n:

in

the

deve

lopm

ent a

nd im

plem

enta

tion

of r

iver

bas

in m

anag

emen

t pl

ans

rela

ted

to

lo

cal

dev

elop

men

tst

rate

gies

.

Ca

pa

cit

y b

uild

ing

: Fu

ndin

g fo

rax

is I

II re

late

d ac

tions

can

sup

-po

rt e

.g. t

rain

ing

of le

ader

s, in

for-

mat

ion

mea

sure

s,

trai

ning

st

aff

invo

lved

with

loc

al d

evel

opm

ent

stra

tegi

es,

stud

ies

and

prom

o-tio

nal e

vent

s.

Ta

rge

ted

a

nd

c

o-o

rdin

ate

d

lan

dsc

ap

e m

an

ag

em

en

t: la

nd-

scap

e he

ritag

e an

d id

entit

y co

uld

be u

sed

as o

ne o

f th

e cr

iteria

for

sele

ctin

g th

e ‘w

ell i

dent

ified

sub

-re

gion

al L

eade

r te

rrito

ries’

. Th

eyne

ed t

o be

suf

ficie

ntly

lar

ge t

oha

ve a

crit

ical

mas

s of

hum

an,

finan

cial

and

eco

nom

ic re

sour

ces

to s

uppo

rt a

via

ble

deve

lopm

ent

stra

tegy

an

d

orga

nisi

ng

Loca

lA

ctio

n G

roup

s.

Are

a-b

ase

d

Le

ad

er

loc

al

de

ve

lop

me

nt

str

ate

gie

s

coul

dbe

a v

ery

suita

ble

basi

s fo

r co

-or

din

atin

g la

ndsc

ape

rela

ted

actio

ns a

cros

s a

loca

l are

a. A

ctio

nin

clud

es t

rans

-nat

iona

l co

-ope

ra-

tion

proj

ects

bet

wee

n te

rrito

ries

inse

vera

l M

embe

r st

ates

and

with

terr

itorie

s in

thi

rd c

ount

ries.

Pu

blic

p

art

icip

ati

on

: in

th

ede

velo

pmen

t an

d im

plem

enta

tion

of m

echa

nism

s an

d pr

oces

ses

for

land

scap

e sc

ale

plan

ning

(e.

g. o

fpr

ojec

ts fo

r far

mer

or l

and

man

ag-

er

co-o

pera

tives

) an

d m

anag

e-m

ent r

elat

ed to

loca

l dev

elop

men

tst

rate

gies

. F

undi

ng s

houl

d su

p-po

rt c

lear

ly d

efin

ed e

nviro

nmen

tal

obje

ctiv

es a

nd t

arge

ts.

Ca

pa

cit

y b

uild

ing

: Fu

ndin

g fo

rax

is I

II re

late

d ac

tions

can

sup

-po

rt e

.g. t

rain

ing

of le

ader

s, in

for-

mat

ion

mea

sure

s,

trai

ning

st

aff

invo

lved

with

loc

al d

evel

opm

ent

stra

tegi

es,

stud

ies

and

prom

o-tio

nal e

vent

s.

Ta

rge

ted

a

cti

on

b

as

ed

o

n

Le

ad

er

loc

al

de

ve

lop

me

nt

str

ate

gie

sco

uld

be a

ver

y su

it-ab

le b

asis

for

co-o

rdin

atin

g fo

rest

rela

ted

actio

n at

the

land

scap

e or

natu

ral

area

sc

ale

in

Lead

erar

eas.

Act

ion

also

incl

udes

tra

ns-

natio

nal

co-o

per

atio

n p

roje

cts

betw

een

Lead

er te

rrito

ries

in s

ev-

eral

Mem

ber

stat

es a

nd w

ith t

er-

ritor

ies

in t

hird

cou

ntrie

s.

Pu

bli

c

pa

rtic

ipa

tio

n:

in

the

deve

lopm

ent a

nd im

plem

enta

tion

of lo

cal d

evel

opm

ent

stra

tegi

es.

Ca

pa

cit

y b

uild

ing

: Fu

ndin

g fo

rax

is I

II re

late

d ac

tions

can

sup

-po

rt t

rain

ing

of l

eade

rs,

info

rma-

tion

mea

sure

s,

trai

ning

st

aff

invo

lved

with

loc

al d

evel

opm

ent

stra

tegi

es,

stud

ies

and

prom

o-tio

nal e

vent

s.

Su

pp

ort

ing

th

e p

rod

uc

tio

n o

f

ag

ric

ult

ura

l e

ne

rgy c

rop

s:

for

exam

ple

for

co-o

rdin

atin

g ac

tion

on a

n en

ergy

str

ateg

y w

ithin

the

loca

l de

velo

pmen

t st

rate

gy,

and

rela

ted

info

rmat

ion

/ m

arke

ting

activ

ities

Dev

elop

men

ts

need

to

av

oid

envi

ronm

enta

l da

mag

e an

d be

sens

itive

to

land

scap

e an

d bi

odi-

vers

ity r

equi

rem

ents

.

Bio

div

ers

ity –

Na

tura

2000

& H

igh

Na

ture

Va

lue

(HN

V)

lan

d-u

se

s

Wa

ter

po

llu

tio

n &

co

nsu

mp

tio

n

La

nd

sc

ap

e h

eri

tag

eS

usta

ina

ble

fo

restr

y

ma

na

ge

me

nt

&

co

nse

rva

tio

n

Co

mb

ati

ng

clim

ate

ch

an

ge

Page 66: Rural Development Environmental Programming Guidelines...1. What this Manual is About This Manual, entitled Rural Development Environmental Programming Guidelines, was developed as

65

Art

. 68

Na

tio

na

l ru

ral

ne

two

rk

Ta

rge

ted

e

nvir

on

me

nta

l m

an

-

ag

em

en

t: B

iodi

vers

ity a

nd h

igh

natu

ral

valu

e co

uld

be u

sed

ason

e of

the

crite

ria fo

r sel

ectin

g th

e‘w

ell

iden

tifie

d

sub

-reg

iona

lLe

ader

ter

ritor

ies’

.

Are

a-b

as

ed

L

ea

de

r lo

ca

l

de

ve

lop

me

nt

str

ate

gie

s co

uld

be a

ver

y su

itabl

e ba

sis

for

inte

-gr

atin

g bi

odiv

ersi

ty a

ctio

n ac

ross

a lo

cal

area

.

Act

ion

incl

udes

tran

s-na

tiona

l co

-ope

ratio

n pr

oj-

ects

bet

wee

n te

rrito

ries

in s

ever

alM

embe

r S

tate

s an

d w

ith t

errit

o-rie

s in

thi

rd c

ount

ries.

Pu

bli

c

pa

rtic

ipa

tio

n:

in

the

deve

lopm

ent a

nd im

plem

enta

tion

of

mec

hani

sms

and

proc

esse

sfo

r na

tura

l ar

ea

scal

e pl

anni

ng(e

.g. o

f pro

ject

s fo

r fa

rmer

or

land

man

ager

co

-op

erat

ives

) an

dm

anag

emen

t re

late

d

to

loca

lde

velo

pmen

t str

ateg

ies.

Fun

ding

shou

ld

supp

ort

clea

rly

defin

eden

viro

nmen

tal o

bjec

tives

and

tar

-ge

ts.

Ca

pa

cit

y b

uild

ing

: Fu

ndin

g fo

rax

is I

II re

late

d ac

tions

can

sup

-po

rt e

.g. t

rain

ing

of le

ader

s, in

for-

mat

ion

mea

sure

s,

trai

ning

st

aff

invo

lved

with

loc

al d

evel

opm

ent

stra

tegi

es,

stud

ies

and

prom

o-tio

nal e

vent

s.

Ta

rge

ted

a

cti

on

b

as

ed

o

n

Le

ad

er

loc

al

de

ve

lop

me

nt

str

ate

gie

sco

uld

be a

ver

y su

it-ab

le b

asis

for

int

egra

ting

actio

nac

ross

a c

atch

men

t or

river

bas

inin

Lea

der

area

s.

Act

ion

incl

udes

tran

s-na

tiona

l co

-ope

ratio

n pr

oj-

ects

bet

wee

n te

rrito

ries

in s

ever

alM

embe

r st

ates

and

with

ter

rito-

ries

in t

hird

cou

ntrie

s.

Pu

bli

c

pa

rtic

ipa

tio

n:

in

the

deve

lopm

ent a

nd im

plem

enta

tion

of r

iver

bas

in m

anag

emen

t pl

ans

rela

ted

to

lo

cal

dev

elop

men

tst

rate

gies

.

Ca

pa

cit

y b

uild

ing

: Fu

ndin

g fo

rax

is I

II re

late

d ac

tions

can

sup

-po

rt e

.g. t

rain

ing

of le

ader

s, in

for-

mat

ion

mea

sure

s,

trai

ning

st

aff

invo

lved

with

loc

al d

evel

opm

ent

stra

tegi

es,

stud

ies

and

prom

o-tio

nal e

vent

s.

Ta

rge

ted

a

cti

on

b

as

ed

o

n

Le

ad

er

loc

al

de

ve

lop

me

nt

str

ate

gie

sco

uld

be a

ver

y su

it-ab

le b

asis

for

co-o

rdin

atin

g fo

rest

rela

ted

actio

n at

the

land

scap

e or

natu

ral

area

sc

ale

in

Lead

erar

eas.

Act

ion

also

incl

udes

tra

ns-

natio

nal

co-o

per

atio

n p

roje

cts

betw

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Annex 1.Programming Guidelines Checklist

The following checklist compiles all of the proposed programming guidelines from the seven

stages described in Chapter 2. This checklist is a tool to assess both the effectiveness of each

stage and to develop an overall assessment of the environmental effectiveness of the Rural

Development Programme as a whole.

The scoring system proposed is simple. Each stage is linked to a section in Chapter 2. Individual

questions from each stage can be answered in one of three ways:

Positive Neutral Negative

(+) (0) (-)

An overall assessment of the effectiveness of each stage in relation to the environment can then

be determined on a five-point scale:

Damaging Poor Neutral Good Excellent

(- -) (-) (0) (+) (+ +)

The checklist provides a framework for assessing the results in a systematic way. It is not intend-

ed for use as a numerical scoring system, nor is a definitive list. There is scope to adapt the

framework to European, national and local needs. It aims to trigger programmers into thinking

about environmental integration throughout the entire programming process. Judgements on

environmental impacts should take into account further variables such as, for example: scale,

geographical extent, level of importance of individual environmental assets etc.

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Setting Environmental Priorities (-) (0) (+)1. Has there been a proper analysis of the state of the environment across rural areas?

1.a Have all EU environmental priorities mentioned in the Community Strategic Guidelines for

Rural Development been addressed in the analysis, including:

• Biodiversity (Natura 2000 and High Nature Value farming and forestry areas67)

• Water quality and quantity (Water Framework Directive)

• Climate change through renewables & reduced emissions (Kyoto Protocol)

1.b How adequate and reliable is the data?

1.c Is the data specified for different geographical areas?

1.d Have the main causes of problems been analysed, specifying what types of land use are problematic?

1.e Which environmental authorities and stakeholders have been involved in the analysis?

2. Have environmental priorities been included in the analysis which are not EU priorities, but national or

regional priorities (e.g. maintaining landscape and cultural heritage)?

2.a Why do they require EU funding?

2.b Does the balance between EU and national priorities allow EU priorities to be addressed effectively?

3. Has there been a proper analysis of the trends in rural areas, which affect the state of the environment?

4. Are the environmental priorities that have been selected for the Rural Development Programme:

• Clearly embedded in the state and trend analyses?

• The result of engagement with environmental and other stakeholders?

5. The Community Strategic Guidelines for Rural Development clearly specify that “strong economic

performance must go hand in hand with the sustainable use of natural resources”.

5.a Which socio-economic needs can be addressed in ways which will also help to provide environmental benefits?

5.b Have other measures in the programme that might threaten environmental priorities been

identified and any problems addressed?

Setting Priorities Overall Assessment (- -) (-) (0) (+) (+ +)

Identifying Environmental Objectives & Targets (-) (0) (+)1. For each selected environmental priority: what are the desired environmental outcomes?

How soon could they be realistically achieved?

2. Are the objectives SMART (refer to objectives and targets section for a definition of SMART)?

2.a What specific objectives would deliver the desired outcome? What change and how much

change is desired? By when could this be achieved?

2.b Can progress be measured effectively? (For example, what targets and indicators are needed, can

these be measured cost effectively and how? Which aspects of monitoring can be used to measure

progress towards national objectives and targets and how will progress be assessed at the scheme,

measure or local level e.g. related to an agri-environment scheme or a local development strategy)

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67Refer to footnote 9 for a definition of HNV

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2.c Are the targets short or medium term (e.g. to reduce loss of landscape features by a percentage

to be defined) or are they more aspirational, long-term targets (e.g. to stop or reverse the loss of specific

woodland bird species)? Aspirational targets are likely to need specific interim targets or so-called

‘milestones’ as stages towards achieving a long-term objective and target.

2.d Are these objectives and targets ambitious but achievable? Have realistic targets been set for the

proposed timeframe and likely available resources?

2.e Are the objectives and targets set relevant to achieving the environmental priority that has been identified?

2.f Will the related action be timely and timebound? (For example, is this the right time to take action?

Are other actions needed first? Will a target be realistically achieved during the programme or will action

be a step or ‘milestone’ towards achieving the objective?)

3. Are the objectives throughout the Rural Development Programme compatible?

3.a Is this environmental objective compatible with other environmental and RDP objectives? Could it help

to achieve socio-economic objectives as well?

3.b Are other economic, social and environmental RDP objectives complementary to achieving the stated

objective? If not, have conflicts been resolved? If not, how do objectives need to be amended

to prevent conflicting actions?

4. Have relevant stakeholders participated in setting the objectives and targets?

5. What is the process for reviewing objectives and targets in the light of implementation experience

or changing trends?

Identifying Objectives & Targets Overall Assessment (- -) (-) (0) (+) (+ +)

Involving Stakeholders in Development (-) (0) (+)& Implementation1. How will the key rural, land management, environmental, economic and social stakeholders be identified

at national / regional / local levels; and engaged in the process?

2. Which steps will be put in place to ensure that the identified stakeholders can effectively be involved from

the first stages of programme development, through to delivery on the ground, according to the capacity

and means of each?

3. What type of participation process will be used (e.g. face to face meetings, internet consultations) to engage

the partners? How does this relate to the capacity of the partners selected?

4. Have the partners been informed about which role, and what type of contribution, is envisaged for them?

5. How will the results of the stakeholder participation be communicated? How will the stakeholder input be

considered and the final decision reached?

Stakeholder Participation Overall Assessment (- -) (-) (0) (+) (+ +)

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70

Using Measures to their Full Environmental (-) (0) (+)Potential1. Selecting & Designing Measures

1.a Which of the measures from the current RDP and the EAFRD are best suited to deliver on the identified

environmental objectives and targets?

1.b How do the proposed measures draw on past experience and best practice to ensure environmental

outcomes will be reached?

1.c Can existing measures be modified to deliver environmental outcomes? If so, have changes been

designed in consultation?

1.d Have new measures been proposed (i.e. not offered in 2000-2006 RDP)? If yes, have these been

designed in consultation?

1.e Do the measures have SMART objectives and outcome-related targets? Which criteria have been

included to ensure those targets can be met (e.g. length of agreement)?

2. Environmental Standards

2.a Not all measures will be subject to cross-compliance. For those that are not, how will you ensure they

do not lead to negative environmental impacts?

2.b Have any standards beyond cross-compliance been set? If yes, how do they relate to the requirements

of key EU environmental legislation (e.g. the Water Framework Directive)?

2.c Has there been a Strategic Environmental Assessment or an evaluation, based on past experience,

of the environmental effectiveness and efficiency of the proposed measures?

3. Programming Criteria

3.a How will the programme contribute to sustainable rural development? – i.e. how will axis II measures be

assessed for their social and economic outcomes and axes I & III deliver also environmental outcomes?

3.b Does the programme demonstrate that the various measures can be combined to achieve overall:

• Coherence,

• Additionality,

• Synergy,

• Economies of scale,

• Avoidance of duplication?

3.c Does the programme include an appropriate package of measures to address the identified environmental

priorities and objectives, as well as explaining how they will be used?

3.d Why are EU rural funds critical in funding the proposed environmental measures, and how they

combine with other EU (e.g. regional funds) and national funds?

Use of Measures Overall Assessment (- -) (-) (0) (+) (+ +)

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71

Budgeting for & Funding Rural Development (-) (0) (+)1. How will the RDP relate the explicit assessment of environmental, social and economic priorities in the

choice of measures (giving particular attention to achieving environmental commitments such as Natura 2000

and Water Framework Directive) in the allocation of funding?

2. What steps are being taken to ensure increased complementarity and links between the range of EU and

national funding instruments, and between the different competent authorities and complementary state aids?

Is good practice being shared between regions?

3. What steps are being taken to ensure sufficient funds will be available to deliver identified environmental

objectives (for example a shift in emphasis from EU to national sources of funding)?

4. Do all EAFRD funded mechanisms have environmental objectives and/or are subject to environmental

conditionality to help ensure that EU rural development expenditure is environmentally sustainable?

5. What kind of assessments have been undertaken to ensure that investments proposed in the RDPs will not

amount to dead weight but effectively contribute to the delivery of European and national priorities?

Budgets & Funding Overall Assessment (- -) (-) (0) (+) (+ +)

Delivery Mechanisms including Leader (-) (0) (+)1. Can potential beneficiaries readily access information on rural development measures and on obtaining

support across all territories, and at an accessible cost?

2. Do advisory and information services take a proactive approach to dissemination, or is information simply

available to those who look for it?

3. Have the competent authorities checked with potential beneficiaries that application selection and

administrative processes are clear and transparent (e.g. are forms clear and simple, is information on

scoring and selection systems publicly available, is feedback on applications available?)?

4. How are different advisory bodies, responsible for social, economic, environmental and nature conservation

issues planning to deliver an integrated advisory service? Is it possible to establish a ‘one stop shop’

arrangement, with all advice available from one point of access?

5. How will advisory services target delivery at specific areas with environmental priorities (e.g. River Basin

Districts, High Nature Value areas, Natura 2000 sites) or land management systems (e.g. marginal farming

systems that are needed to maintain landscape values)?

6. How are advisors trained and kept abreast of technical know-how and further sources of information so that

they can support the development of farmers’ knowledge and in the longer-term, more spatially-oriented planning?

7. How are environmental issues and priorities strategically integrated into the selection of Leader areas?

For example

7.a Does the national strategy identify environmental issues or environmentally important areas where a

Leader approach is likely to be particularly suited?

7.b What strategic mechanisms will ensure that socio-economic and environment win-win projects are developed?

8. How are environmental issues and priorities integrated into the delivery mechanisms for each Leader local

development strategy? For example

8.a Have environmental objectives and targets been set?

8.b What safeguards are in place to avoid any detrimental environmental and landscape effects?

8.c What priority has been given to increasing the environmental and landscape value of the Leader area?

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8.d What proportion of the budget will be allocated to environmental as opposed to economic and social projects?

8.e How will Leader outcomes be monitored locally and nationally?

9. What mechanisms will be used to develop the environmental understanding, skills and capacity of

local action groups?

Delivery Mechanisms Overall Assessment (- -) (-) (0) (+) (+ +)

Monitoring & Evaluation (-) (0) (+)1. There is an important role for long term, impartial and scientific evaluation in improving RDPs and justifying

rural funding. Is this role clearly set out within the programme?

2. Does the monitoring clearly build on the objectives and targets identified for the proposed measures?

Were these chosen and formulated in a way that will assist monitoring of the Programme?

3. Is there an adequate baseline environmental assessment (or if sufficient data are not currently available,

are steps being taken to ensure they are in the future)? How will this be used to inform the evaluation

of the programme?

4. How well is the wider national context for the monitoring described in the programme (e.g. links with other

monitoring and data systems like water quality measurements)? Has funding been allocated?

5. What innovative approaches are set out for improving the effectiveness of monitoring (e.g. helping and

rewarding farmers to provide data, or integration with farm planning and advice systems)?

6. How appropriate is the mix of output and outcome monitoring? Where outputs are to be monitored as

proxies (e.g. reduced inputs as proxy outputs for a reduced pollution outcome), does the programme indicate

whether these can reliably be interpreted in terms of outcomes?

7. Do the indicators ensure an effective means of monitoring the outcomes? Is the rationale for selection of

indicators clear? Has the danger of manipulating the programme just to improve the measurable outputs

been avoided?

8. Are the roles of the different competent bodies clear and distinct? What safeguards are in place to ensure

the process of monitoring is open and transparent?

Monitoring & Evaluation Overall Assessment (- -) (-) (0) (+) (+ +)

Rural Development Programme & the Environment Overall Assessment (- -) (-) (0) (+) (+ +)

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Glossary of Acronyms

EAFRD European Agricultural Fund for Rural Development

EFF European Fisheries Fund

ELCo Europe’s Living Countryside project

ERDP England Rural Development Plan

ERF Europe’s Rural Futures project

ERDF European Regional Development Fund

ESF European Social Fund

FSC Forestry Stewardship Council (see also http://www.fsc.org/en/)

HNV High Nature Value (can be associated to farming or forestry.

See definition in footnote 9)

Leader Liaison Entre Actions pour le Développement Rural Economique

LUPG Land Use Policy Group, of Great Britain statutory countryside and

conservation agencies

NGOs Non-Governmental Organisations

RBAs River Basin Authorities

RDPs Rural Development Programmes

RDR Rural Development Regulation N° 1257/1999

SNM Stichting Natuur en Milieu

WFD Water Framework Directive N° 60/2000

WWF WWF the Global Conservation Organisation, formerly known as

World Wide Fund for Nature

S.M.A.R.T. S - Specific

M - Measurable

A - Action-orientated, Ambitious but Achievable within the timeframe

R - Relevant and Realistic

T - Timely/Timebound

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Further ContactsThis Manual sets out what we hope readers will consider a logical approach designed to encour-

age properly justified and well-constructed rural development programmes which take full

account of environmental assets and contribute to achieving environmental priorities at both

European and national levels.

We welcome any feedback about this manual. Please send any comments to:

Alternatively, please feel free to contact the relevant WWF and LUPG staff in your own countries:

Elizabeth Guttenstein

Head of European Agriculture & Rural

Development

WWF European Policy Office

Brussels, Belgium

Tel: +32 2 740 09 24

[email protected]

www.panda.org/europe/agriculture

Rosie Simpson

Senior European Policy Adviser

Countryside Agency (acting on behalf of the

LUPG agencies)

Cheltenham, UK

Tel: +44 1242 521381

[email protected]

www.lupg.org.uk

Arjan Berkhuysen

EU Nature and Agricultural Policies

Stichting Natuur en Milieu

Utrecht, The Netherlands

Tel: +31 30 234 82 18

[email protected]

www.natuurenmilieu.nl

BULGARIA

Yanka Kazakova

Agriculture & Rural Development Co-

ordinator

WWF Danube-Carpathian Programme

Tel / Fax. + 359 2 964 05 45

E-mail [email protected]

ENGLAND

Hannah Bartram

(Acting) Agriculture Policy Manager

Environment Agency

Tel. + 44 7743 841 420

E-mail hannah.bartram@environment-

agency.gov.uk

Gareth Morgan

Agriculture Policy Officer

English Nature

Tel. + 44 1733 455 586

Fax. + 44 1733 568 834

E-mail [email protected]

GERMANY

Martina Fleckenstein

Head of EU Policy & Rural Development

WWF Germany

Tel. + 49 30 3087 42 11

Fax. + 49 30 3087 42 50

E-mail [email protected]

HUNGARY

Gabor Figeczky

Agriculture & Rural Development

Programme Officer

WWF Hungary

Tel. + 36 1 214 55 54 ext. 225

Fax. + 36 1 212 93 53

E-mail [email protected]

POLAND

Irek Chojnacki

Director

WWF Poland

Tel. + 48 22 849 84 69

Fax. + 48 22 646 36 72

E-mail [email protected]

Inga Kolomyjska

Consultant

Tel. + 48 694 795 096

E-mail [email protected]

SCOTLAND

Ralph Blaney

Economic Adviser, Land Use

Scottish Natural Heritage

Tel. + 44 1463 667 937

Fax. + 44 1463 712 675

E-mail [email protected]

SPAIN

Celsa Peiteado

Agriculture Policy Officer

WWF Spain (Adena)

Tel. + 34 91 354 05 78

Fax. + 34 91 365 63 36

E-mail [email protected]

Guy Beaufoy

Director

IDRiSi

Tel. + 34 927 17 23 62

Fax. + 34 927 17 23 62

E-mail [email protected]

WALES

Hilary Miller - Senior Land Use Policy

Officer

Countryside Council for Wales

Tel. + 44 1248 385 648

Fax. + 44 1248 385 511

E-mail [email protected]

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ReferencesAgriculture Council Council Strategy on Environmental Integration & Sustainable

Development in the Common Agricultural Policy (1999)

Beaufoy, G.; Jennings, S.; Hernandez, E.; Peiteado, C. & Fuentelsaz, F. ELCo National Report

for Spain (2005) - Report commissioned by WWF, SNM & LUPG

Berkhuysen, A. et al ELCo National Report for the Netherlands (2005) - Report commissioned

by WWF, SNM & LUPG

BirdLife International Birds in the European Union – a Status Assessment (2004)

Bocher, M. Politikwissenschaftliche Begleitsanalyse von prozessen nachhaltiger

Regionalentwicklung (2004)

Dobrzynska, N.; Kolomyjska, I.; K´dra, A. et Wójcik, B. ELCo National Report for Poland (2005) -

Report commissioned by WWF, SNM & LUPG

Dwyer, J. et al. Europe’s Rural Futures (ERF) (2002) - Report commissioned by WWF & LUPG

EEB - European Environment Bureau DRAFT Water Framework Directive & Agriculture

Matrix (2005)

Eurobarometer European Union Citizens & Agriculture from 1995 to 2003 (2004) Special

Eurobarometer

Eurobarometer Attitudes of European Citizens Towards Environment (2005) Eurobarometer 217

European Commission Energy for the Future: Renewable Sources of Energy (1997)

European Commission The Common Agricultural Policy, 1998 Review 4 (1998) DG Agriculture

European Commission Evaluation Requirements and Experience in the Commission (2000)

European Commission EU Policies and Measures to Reduce Greenhouse Gas Emissions:

Towards a European Climate Change Programme (ECCP) (2000) COM(2000) 88

European Commission A Sustainable Europe for a Better World: A European Union Strategy

for Sustainable Development (2001) COM(2001) 264 final

European Commission European Climate Change Programme working group 7 final report

on Mitigation Potential of GHG in the Agricultural Sector (2001)

European Commission Common indicators for monitoring Leader+ programming 2000-

2006 (2002) Commission working document VI/43625/02

European Commission Sustainable Forestry and the European Union: Initiatives of the

European Commission (2003)

European Commission Communication on Financing Natura 2000 (2004) COM(2004) 431 final

European Commission Proposal for a Council Decision on Community Strategic Guidelines

for Rural Development (Programming period 2007-2013) (2005) COM(2005) 304 final

European Commission Proposal for a Council Regulation on Support for Rural Development

by the European Agricultural Fund for Rural Development (EAFRD) (2005) Interinstitutional

file 2004/0161 (CNS) ref. 8688/05

European Council Regulation Establishing Common Rules for Direct Support Schemes

under the CAP […] (2003) N° 1782/2003

European Parliament & Council Environment 2010: Our future, Our Choice (2002) Decision N°

1600/2002/EC

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European Environment Agency Europe’s Environment: the Third Assessment, Chapter 2.3

Agriculture, (2003)

European Environment Agency & UNEP High Nature Value Farmland – characteristics, trends

and policy challenges (2004) N°1/2004

Imperial College London - Centre for Energy Policy & Technology and E4tech (UK) Ltd. Bio-elec-

tricity Vision: Achieving 15% of Electricity from Biomass in OECD Countries by 2020 (2003)

- Report commissioned by WWF International

Imperial College London - Centre for Energy Policy & Technology and E4tech (UK) Ltd. BIOPOW-

ERSWITCH – A Biomass Blueprint to Meet 15% of OECD Electricity Demand by 2020

(2004) - Report commissioned by WWF International

Johnson, G. Implementing the Rural Development Regulation in South West England :

Exploring the Potential for Sustainability in Rural Land Use through Policy Design (2004) –

Cheltenham. University of Gloucestershire (U.K.)

Kazakova, Y. ELCo National Report for Bulgaria (2005) - Report commissioned by WWF, SNM

& LUPG

Keenleyside, C. & Baldock, D. Forestry Measures and Environmental Conditions in EAFRD

(2005) -Commissioned by the Land Use Policy Group

LUPG Making the Most of the Leader Approach to Deliver Environmental Priorities in

European and UK Rural Development Programmes (2005) - Land Use Policy Group Position

Paper

New Forest (England) Leader+ Local Action Group Action Plan 2005-8

OIR Managementdienste GmbH Methods for Mainstreaming Leader Innovations and

Approaches into Rural Development Programmes (2004) - Report to the European

Commission, DG Agriculture

Schubert, D. et al. ELCo National Report for Germany (2005) - Report commissioned by WWF,

SNM & LUPG

Swales, V.; Farmer, M. et al ELCo National Report for the United Kingdom (2005) - Report

commissioned by WWF, SNM & LUPG

Ward, N. ERF – the UK National Report (2002) – Report commissioned by WWF & LUPG

WWF & LUPG ERF Emerging Messages for EU Rural Development Policy (2003) – WWF &

Land Use Policy Group Position Paper

WWF EU Funding for Environment (2005) – WWF Guidance Document

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WWF European Policy Office

Brussels, Belgium

Tel: +32 2 740 09 24

[email protected]

www.panda.org/europe/agriculture

Countryside Agency (acting on

behalf of the LUPG agencies)

Cheltenham, UK

Tel: +44 1242 521381

[email protected]

www.lupg.org.uk

Stichting Natuur en Milieu

Utrecht, The Netherlands

Tel: +31 30 234 82 18

[email protected]

www.natuurenmilieu.nl

Published October 2005 by WWF, LUPG and SNM, Brussels, Belgium.

Any reproduction in full or in part of this publication must mention the title and credit the above-mentioned publisher as the copyright owner.

© text 2005 WWF, LUPG and SNM. All rights reserved.

Layout: beëlzePub, Brussels. Printed in Belgium by Gillis on 100% recycled paper.

©19

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