J U N E 2 0 1 6
S E T T L E M E N T S
S P O T L I G H T
I N S I D E T H I S
I S S U E :
H E L P F U L H I N T S 2
N E W H I R E S 3
M I D - Y E A R S E T -
T L E M E N T S S U R -4
D E V E L O P M E N T
& T E S T I N G
4
L M S 5
Settlements Vision: “A team united to serve our members with
efficiency and excellence, one successful settlement at a time.”
S P E C I A L
P O I N T S O F
I N T E R E S T :
H E L P F U L H I N T S
2 0 1 6 M I D Y E A R
S U R V E Y
It has been just a little over a
year since Don Shipley transi-
tioned into the role of Director
of Settlements. During that
time we have seen many
changes and improvements
that have created a roadmap
for success. There have been
short-term improvements and
a long-term strategy that pro-
vides the guidelines in which
Settlements operates.
From the introduction of the
“Shipley Code of Ethics,” when
he first started in Settlements,
to his inspirational “Quote of
the Week” emails, the first
thing you will notice is his
strong belief to always do the
right thing. Don’s core values
honesty, humility, respect,
transparency and excellence,
not only shine through him, but
he inspires others to be the
best they can be, not for him,
but for themselves.
Don has challenged the Settle-
ments group to identify issues
and opportunities. In his first
A Y E A R W I T H D O N . . .
six months,
Don has
created a
Settlements
Steering
Team, and
they have
developed a three-year strategy
that has balanced near-term im-
provements with long-term stabil-
ity. Other Strategy/Development
teams also were created to focus
on system performance, cost
management, staff enablement
and settlements governance.
We have already seen many in-
ternal changes within Settle-
ments including the realignment
of teams to better manage re-
source constraints. This will pro-
vide cross-training opportunities
and create a more versatile staff.
Working with our IT department,
we are stabilizing our systems for
the short term to allow for long-
term growth and development.
Other changes members may
have noticed is more engage-
ment in the working groups to
insure Settlements (both internal
and external) is well represented
across SPP.
While we may have some teams
with a stronger focus area than
others, Don is quick to point out
that we all make up “one team,”
and when we work together,
nothing is impossible!
Over the past year, I hope you
have had an opportunity to meet
Don and get to know him! Don
welcomes feedback from our
members any time.
SPP Settlements Mission Statement
We provide timely and accurate financial settle-
ments and consultative support to build stakeholder
confidence
Page 2 S E T T L E M E N T S S P O T L I G H T
The new SPP.org has been up and running and the SUG webpage has a new look and feel. It not only al-
lows you a quick and easy way to register for SUG events, but we have many support documents orga-
nized and available online.
Each document group contains information and documents that provide
our settlement members with quick and easy access to the most up-to-
date documents. If you have not done so, please take the time to review
the available information, and let us know if you have any feedback or
suggestions via RMS, SUG meetings or the Settlements Mid-year Survey.
Current Marketplace Tech Specs
Settlements DEGs and WSDLs - Technical Guidelines and Specifications for Settlement API’s, including
Meter, Bilateral Settlement Schedules and Settlement Reports
Notifications DEG and WSDLs - Technical Guidelines and Specifications for SPP Settlement notification
web services. This describes in detail the exchange of data in the form of requests and responses to
allow users to develop their client software.
Sample Settlements Determinant Report XML – Includes both 5min and hourly sample Bill Determinant
reports. Also includes samples of Long, Short and regular days.
Current UI Guides - Integrated Marketplace Settlements User Interface – Step by step guide for settle-
ments portal applications such as Meter, BSS, Dispute Requests, Notifications, Calendars, Public/
Private Reports.
Integrated Marketplace Protocols – The most current versions of the Integrated Marketplace Protocols
SUG Monthly Meeting Materials - SUG meeting presentations and meeting materials
Reference Documents - Contains several sub-folders with useful settlements presentations and tools
Folder Settlements Integrated Marketplace Presentations contains the following documents:
Meter Presentation 2016 – The latest and greatest for reviewing meter data and meter submittal proce-
dures
BSS Presentation – Overview of BSS processing
Missing Meter Data – How to identify whether meter data has been submitted
Settlements Calibration – Overview of how calibration works with some high level examples
Folder Settlements_Integrated Marketplace_Reference Tools contains the following documents:
Charge Type by Transaction Chart – Chart that identifies the possible Charge Types that could apply to
an Asset Owner based on the type of Integrated Marketplace transaction.
Charge Type Overview Tool Kit – High level grouping of Settlements Charge Types
Integrated Marketplace Interaction Diagram – Processing Flow of the Integrated Marketplace showing
interactions between Market Participants and Markets.
Integrated Marketplace Dictionary – Dictionary and Quick Reference guide to Settlements Integrated
Marketplace
Charge Type Flip Chart – Training tool used to assist with the training of Settlements Integrated Market-
place Charge Types
H E L P F U L H I N T S – H O T L I N K S
Page 3 V O L U M E 3 , I S S U E 1
The Settlements Production team would like to introduce you
to the newest members of their team: Kyle Knight, Nick
Walsh and Joe Bumgarner. Kyle Knight (Top) is a settlement
analyst at SPP. He received his B.B.A with an emphasis in fi-
nance from the University of Central Arkansas in 2012. He
was previously employed with Stephens Inc. of Little Rock
where he worked as account administrator. His hobbies in-
clude spending time at the lake, cross-country camping trips
and running our ETSE settlements system. Born in Memphis
Tenn., he currently resides in Little Rock with his wonderful
wife and one dog.
Nick Walsh (Middle) is a settlement analyst II at Southwest
Power Pool. He grew up in Morrilton, Ark. He has a wife and
two kids, (one daughter who is a third-year law student, and
one son who is heading to college). He was previously em-
ployed by Windstream, where he worked as an engineering
project manager. His hobbies include spending time at the
lake, hunting/fishing and gardening. His favorite ball teams
include but are not limited to the Arkansas Razorbacks, St.
Louis Cardinals and Dallas Cowboys (in a good year). He was
born in Huntington Beach, Calif., and he currently resides in
Conway, Ark. He has lived there since graduating from the Uni-
versity of Central Arkansas.
Some of you may recognize Joe Bumgarner (bottom) from SPP
modeling coordination, and he officially started SPP in Sep-
tember 2012, but Joe is now a very welcomed addition to our
settlements team as a settlement analyst. He received his B.S
in computer science from the University of Arkansas at Little
Rock. He was previously employed with Arkansas Electric Co-
operative of Little Rock where he worked in regulatory, plan-
ning and transmission design. Born in Wynne, Ark, he currently
resides in Saline County with his wife, two children, two cats
and a beagle.
We are glad to have all working on the produc-
tion team and part of our Settlements “one
team.”
W E L C O M E A B O A R D !
S E T T L E M E N T S S P O T L I G H T Page 4
S E T T L E M E N T S M A R K E T S — D E V E L O P M E N T A N D T E S T I N G
Market Settlements Release—MSS 2.7 Completed with effective date of May 1, 2016
RR16 / MPRR190—MWP Start-Up Offer Recovery Eligibility Clarifications: Start-up offer costs eligible for
recovery as long as SCUC (both DA Market and RUC) considered them in making the commitment decision.
RR18/MPRR196—Ancillary Service SPP Manual Override on Regulation: Allows units that were cleared for
operating reserves in the day-ahead market to receive compensation via the OOME calculations when
those units are manually deselected in real-time (for operating reserves).
RR18/MPRR211—Self-Commit Run Time MWP Exemption: Provides clarity with regard to handling the situ-
ation when a resource’s self-committed run time is less than the resource’s minimum run time.
RR29/MPRR215—Product Substitution: Accounts for the situation where a higher quality product is substi-
tuted to meet a lower quality product requirement in the calculation of availability cost within the DA and
RUC Make-Whole-Payments.
Misc Defect Fix—Correction for Bill Determinant Report for yearly ‘running totals’: Moving several yearly
‘running totals’ from the daily results to the monthly results.
Upcoming:
Market Settlement Release—Internal development for Audit controls. This release will not be customer fac-
ing or impacting, but is required to automate and facilitate production audit controls.
RR161—Multi Configuration Combined Cycle Resource (MCR): Enhancements to use a netting approach to
allocate costs across the Day-Ahead MWPs, share costs between the Day-Ahead and RUC MWPs and
across the RUC MWP more consistently with the SPP commitment processes without additional complex
rules. The netting approach will also apply to non-MCRs. All Resources will use the netting approach to
determine the amount of commitment level costs that are eligible for recovery in the marketplace. This will
allow one set of rules to settle all Resources. This will keep the SCUC and Settlement consistent in their
assumptions about commitment level cost recovery across all Resources
MIPO and other project docs
Projected production date: March 2017
The Mid-Year Settlements survey is coming up in June, and while
we know your time is precious, we do appreciate your feedback.
The information we receive from the survey is used, along with
RMS tickets, SUG calls, emails, phone calls and other feedback,
to drive the SPP SUG Fall conference agenda, SUG training oppor-
tunities, newsletter items and other training opportunities. It pro-
vides us with areas to focus on and at what level the information
needs to be presented.
Survey feedback, along with Stakeholder Prioritization Quarterly
Review, can also help with project development/priority.
While we do enjoy the positive feedback, constructive criticism is
also greatly appreciated.
M I D - Y E A R S E T T L E M E N T S S U R V E Y
201 Worthen Drive
Little Rock, AR 72223
Phone: 501.614.3200
Fax: 501.664.9553
E-mail: [email protected]
RMS: Settlement questions
Helping our members work together to keep the
lights on – today and in the future.
L E A R N I N G M A N A G E M E N T S Y S T E M ( L M S )
If you have not had a chance to visit the LMS lately, several new opportunities have been added by
SPP’s Customer Training group in the last few months. Please email [email protected] with any questions
on these offerings:
Overview of Reserve Zones (Self-Study) - SPP establishes Reserve Zones in
the Integrated Marketplace to ensure the deliverability of cleared Operating Re-
serves throughout the SPP Balancing Authority area. This 23 minute e-learning
module will aid your understanding of how Reserve Zones are established, and
why they are necessary. Calculations for Zonal minimum and maximum require-
ments will also be discussed, as well as impacts on Market Clearing Price (MCP).
Overview of Z2 Crediting Process (Self-Study) - This two-CBT curriculum is designed to provide Members
and Market Participants with an overview of the crediting process under Attachment Z2 of
the SPP Tariff. This course will explain (1) how Southwest Power Pool (SPP) fulfills the re-
quirements to comply with this section of the Tariff; and (2) the process for identifying and
distributing revenue credits related to an upgrade.
Long-Term Congestion Rights (LTCR) Overview - What is a Long-Term Congestion Right, or LTCR? An LTCR
is a financial instrument, similar to a Transmission Congestion Right, or TCR, that allows load serving enti-
ties (LSEs) and then non-LSEs to hedge long-term power supply arrangements for more than one year. The
LTCR Overview course will discuss the components of LTCRs and how they are allocated in the TCR Mar-
ket.
SPP Learning Management Center (LMS)