NAME ORGANIZA -- -·----· -- · -- -- -------· --··· --,. · -- i ; -- r ,) i) ' -- C) --·-- ---- PARTES -- -- -- -- ··· AO JO Rei•. 112010 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 Report Requrred by rhe Etincs m Cnvernmenr Act (i. 1978 (5 USC app ..ƽ} 101-1 !JJ 1. Person Reporting (last name. first. middle minal) Pfe!zer, Marana R. 4. Title (Amcle Tli iud<es indic:11e acuve or semor sw1u:;: magistrate j¤dg .. es indicate fll- or pan-rime) Senior l! S. Distrct JudgƼ 7. Chambers or Ofce Address U.S. District Coun 3 I 2 Nonh Sprng Street Los ! ngeles, CA 90012 2. Court or Organization 3. Date of Repon Cenral D1ƾtric1 or Califrnia 5;4;2010 Sa. Report Type icheck aprropnate type) 6. Reporting Period L Nom1na1wr.. Darż 0 lniud [ :'nnual Sb. O Amcndcd Rpon C Firal 8. On rhc basis of the information contained in this Report and any modifcationŻ pertaining thereto. it is, in m) opinion, in compliance with applicable laws and regulations. Hevilwinj Ofcer.. 0<Ht 0I10 I !2009 '" 11/3 J!2009 lJPORTANT NOTES: The instructions accompanying this.form must he followed. Complete all pars, checking tire NONE boxfor each part whert' you haw: no rep,,rtahle infarmation. Sign on last page. {, POSJTJ 0NS. fReporrn1 imfividuaf only .-ee pp. 9-13 of fi/in.1 instruŽ·rion:s.) D NONE (o reportable position.1·.) POSJTlON OF Tl ON/ENTITY l. Member, Board of Trustees 2. Trustee 3. 4. 5. Norton Simon Museum Tntst #I --·-· -- Cl ---- ( ;) c; - --· 1 JJ• AGREEJ1ENTS. (Reprntirrf ind;l·idual onƿ1·; ... re pp. 14-16 1ǀ/filing in.truction,\.) - , ! r1; [ NONE ( rcponafc agre,:·mc111s I. -··--· ---·-- AND TERMS ---- -- ·--··--· -·---· Pfaelzer, Mariana R.
Transcript
NAME ORGANIZA
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----- -------------· --··· -�-----,,,...,.-·
--
i ; --
r ,) i.,._) ' --C)
----·----- -----
PARTIES
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AO JO Rei•. 112010
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
Report Requrred by rhe Etincs m Cnvernmenr Act (i.f 1978 (5 USC app .. } 101-1 !JJ
1. Person Reporting (last name. first. middle minal)
Pfae!zer, Mariana R.
4. Title (Amcle Tli iud<J:es indic:11e acuve or semor sw1u:;.: magistrate j dg ... es indicate full- or pan-rime)
Senior l! S. District Judg
7. Chambers or Office Address
U.S. District Coun 3 I 2 Nonh Spring Street Los !\ ngeles, CA 90012
2. C:ourt or Organization 3. Date of Repon
Central D1 tric1 or California 5;4;2010
Sa. Report Type icheck aprropnate type) 6. Reporting Period
LJ Nom1na1wr.. Dar
0 lniu:d [{] :'\nnual
Sb. O Amcndc:d R pon
C Fir.al
8. On rhc basis of the information contained in this Report and any modification pertaining thereto., it is, in m)' opinion, in compliance with applicable laws and regulations.
H.evil'"winj:! Officer .. 0<Ht
0I10 I !2009 '"
11/3 J!2009
ll\JPORTANT NOTES: The instructions accompanying this.form must he followed. Complete all parts, checking tire NONE boxfor each part whert' you haw: no rep,,rtahle infarmation. Sign on last page.
{,. POSJTJ 0 NS. fReporrin1: imfividuaf only: .-.ee pp. 9-13 of fi/in.1: instru ·rion:s..)
D NONE (No reportable position.1·.)
POSJTlON OF Tl ON/ENTITY
l. Member, Board of Trustees
2. Trustee
3.
4.
5.
Norton Simon Museum
Tntst #I ---·-· ---
Cl - ------
(.;) c.;
-< --·
1J JJ• AGREEJ\i1ENTS. (Reprntirrf! ind;l·idual on 1·; ...re pp. 14-16 1 /filing in.,truction,\.)
\'II. INVESTMENTS and 1.,RUSTS -income. )·otuc:. rransaczion.\ onc1ude!> thosi.' o.t spou.ve and dt?.pe11dem d1ildren: S( t· PP· 3.J-M1 uf/i1;,,i: im1ruccion.\.1
D NONE (Vo reponah!e income. assets. or 1ransac1io11s
1\- \��argu !:lank IRA (CDsi c
D
Interest
Distribuuon
T
Sec Sccrion VIII
i' I· Wells far c' Checking /\ Interest T
: 4. Wells Faq;'' IRAµ I (U.S. Treasury Notes) F Interest Pl ·r
G Distribution Sec Section VIII I '6. Wells f·argo CuslOdy Acc,1Lmt # I -header
· Zcnttb National lnsuran('.C Co. Common
Swck
. 8. ·Shares Wells Fargt> l.'\ Tax-tree l\'loncy Market Fund
''i -CA Swtc6.J".,, i0!1i09
10. ·CA State 5 .0''.·<• 3,'lrO'l ·
D
A
D
D
Dividend
Dividend
Interest
Interest
M
M
·1
l\laturcJ
l\•latu1eJ
J()!()j.'09
() 101109 1\1
c Interest
' lmcr::st
c lntcn.:s1
14. . CA lnfrastruourc &. Econ 5.0"·o 101li09. lnli:rcst
c !mere-st
;'\laturcd
i\·latllrcd
f\.h1nm. d
l\!Jt11rcd
!vlatrncd
16 - CA Swc .' O':, .J11 ..09 · •ts'' c Interest Matured
f 7. HCA St2tc: 5 .O ·p 12/} i09 - ;'_ D Interest i'vtaturcd
A '-" /.Ol){l or ie:=. E3 '°.\LOO! - $ . 00 (!'cc CQl1111m-; lli .rnJ fH: r s u.001 - S!fiO.not• Ci =\:100.fllil • $ l l)Oi't1JHP
: V:ilui:- Cadt>i J '--$15.orni or le% K °"'.'Si .ClOi -S'i0.()00 /Sec Columns Cl and fBi !'\ ·- S:'.50.001 - $500.0oO () ,-.j OCIJlOI -5 \ 000.DOf•
P'I -$ 5.flOll.llOJ S:'.li.000.000 \'aluc M-.:ln1'd Cnd · .. c: ':Appraisal R :..( o : 1 R(:;il E ,:a1e i )nl.vi
f S('r Colum1' c: 1 '- "-'Bool.: Value \' '-(lther
C · 'i- . C!I · I5.00U Hi ,. $1 fl./.iU.001 - n.oon.ooo l ··$SU.OP! · S !OO.!JOl• P ·, '="$I .OfJU.0<11 · )S.000.0Utl PJ .·..ti.·J.m· than $50.lit>O.\h)O S ':AS'.l!'<:Sni-?nt \I, =-E.ct11 13H'd
Date Of neport Name of Person Reporting FINANCIAL DISCLOSURE REPORT 5i4!201 () Pfaelzer. Mariana R. Page 5 of 12
VII. INVESTMENTS and TRUSTS -- ;,,<.,,m,·. ··atuc. 1ransac1ion., onc1ude., rhose ofspouse and dependent children: see rP· .r•-oo , f fitini: inwuc1ion.,.1
NONE (No reporwhle income. assets, or transacllons.)
.'\ B c D. lJtsniptton of A sc:t:i inco:ne during G:-0:;5 value 1t end Transactions durir:g reronmg flt'!"lOd
t inc ludmg tru:-t a sn ) rcp1Jrt1 ng period of repvnmg perwd ill f I! ! ( J m 14j ( 5 !
Plac:t "IX( fter each ;;<;se• .\.ruc.u:1! . lyre lc.,g Value Value 'Jypt· lc.g. n.1tc \'Jltn:: Cain ldcn!Hy <Jf exempt fwm pncr d1i,ciO!:>Urt Cod(' I dn Me1hoJ btty, sdl. mrnldd';_.; Cude: 2 Cu<k I hl'.yer ·seller
!>ate of Reportl\ame of Person Reporting FINANCIAL DISCLOSURE REPORT Page 6 of 12 514!2010Pfaelzcr. Mariana R.
VII IN\'EST1\1ENTS and TRUSTS - incnmc. t•alue, rratJ.'tUCtinns flncludi''- those afSptJU!U' and Jq1t•rulent children; ec PP· 3J-6(1 affilin;: i11struc1ions.J
l.j NONE rNo reporrable income. asse1s. or rra11sactions.j
Oi:s;;nption of Assets Income during ( iross valuit at encl
(mcluding trust a$se>.s i rcponing pcnod of r.t:'ponmg reiwd
(!) {1) (I • ti) 1.:.) 14) 15)
Pl:.1ct ··i"X)" at1er e:1d1 <1;-,S:'.i An1(•tm1 Type 1 .g .. VJ.luc \":ilue T ypt ( e ·· Da1e fiarn
i=xemp! fr(1m prior di::..dnwrc Cod I di\ . . rcni. Co<le 2 Mc1hod hu , seli. mm!dd·yy CodC' : (:ode I buyerr'seller
{A Hi or ml l IJ-l'i Cod · "l rcd:;rnpltf1:1·1 i.:-Pl i ;\-l-1"1 iif private
f()-\\.') 1ransact11..HJJ
J) (';\State 5 75 ·11 5: I /30 ,·
·CA \talc Dcparlrncnt Water '.5°·., S!I 10 -
37 CA State Economic 5.25",.·;, lil!IO
JC). C1\. State Economic 5.00.- I/J/I I - ·
40 Elk Grove CA Fin 5.oo.;, 9!1/10 ·
41. ·Los Angeles CA Muni 5.0% l!l/11
42 Los Angeles CA WT :UJ% 711/10.
LA. CA Antelope Valley Courlhott>c 4.375% I Ji!iJ(I
Sacramento CA Cit\' Fing Aut Cap lmpt ·' 45•;;, 611'! 9.'
i 46.
CA Staic· 5° . ., 41 I. I I
,48 CA State 5.125% · 611/31.
'ill . . .. CA State 6.6°/"f) - 2iJ/09 - .
C\ State 5 0'"'' IOil/09
I)
c
l
D
c
B
B
c
c
D
D
D
B
D
c
intcrc.!'I
lnt:::rcsr
Interest
fntcrc.s.t M
Jntc-re.:;;t M
Interest
Interest
interest
lntcrcst M
lutl.!rcst M
Interest
1nt:..:r st l'vl
lnier t
lnt rcs1 M
Interest
Intcrcsr
lntcrc.-st
T
Sold
T
T
T
Sold
Sold
Sold
T
T
T
Sold
T
Sold
!Vlaturcd
Matured
(J4/IJli09
6/!5i!J')
611511}9
n "l51oc;
6,.i 5:09
2·'110Q
1(1' I ;QQ
L
M
M
L
L
L
ii
---·---··
L
I
i
iI
I lncllmc: ( am ("1)t.k A =)J.{){lfJ or lcs B =-Sl 001. $2 oo ( -"'l::!. O: -1 ·.0IJO t:. =-$15.001 - sso.nuo (S<>('Colurnns Iii and 04) r 0·SSO.O(Jt - S!f.H)J)OO {j •T$\(11).00! S!.DOIJ.001) H l o.:.SJ .tJOtUU1J - 55.0oiH;Op
2 V3luc Cod::s J =-SJ <.ooo or l!:"s5. K. . $IS.Olli 50JHJ(I L "' su.n-01 - 'l;Jon.ooo M iJIJO C)fj]. S,:.;511.000 fSi=1:(olurnns Cl :ind DJ) K -S:'.W.001 - tS00.000 0 =<))(!(!.0()1 - l"i.00().000 f' J .-5 1 .000.IJO l - S .OC!fl.(10(J P.:' -..y.JJllO.OOl . S::! 1.1111).(i()r)
P..l -"'More Iha SS0.001\.00rJ S ...... \sscs men1
I Ser Column( ) Ll ""/:fo•1k Valu · \. ::.Ofr1c1 1.\' =f: i1m:ited
A c
! ·'f I
-
'If! --
i <_;'./·>ii
156. -::_5- J
'.'lfUJ
;; 3
I_< :I
,",' Y!;I I
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-
ii
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N
M
(!)
T
T
T
T
- -
i
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i
i
i
Date of Report Nam(· uf Per1>on Rrporting FINANCIAL DISCLOSURE REPORT Page 7 of 12 514/2010Pfaelzer. Mariana R.
\'II. IN\'ES Tl\.iENTS and 'TRUSTS -- income. vufoe, Lransac1i11m rlndudes lhi,se ofspou.-.e and deplmdent children; see pp. 34-6') o.(filinK i11s1ructionJ.)
0 NONE (No repor1ah!e income. assets. or 1ru11sauio11s.
B Oescriptinn of .A.5s t:-;
(lnclut.ii11g m1s1 <.1 st: '>) JnemJJe dtmnr
rcp1HTir.::: pt"nod Cirt1s5 v;1ilH:: :1t end c1f :-eponmg pi:noJ
Place "tXt after c 1ch a!-s_. exempr from prior d1:..::losurc
52. - CA State Economic 5 (1'l, I. I '09 ·
; 53. · CA Sratc Economic 5°.,, - I !I' IO .
/ 54 - CA Stale Economic 5 :' .'> ·,,·I 'I
55. - CA State Public Work 5 '" · I '1'11
- Lo' Angcl:.:s CA 3.6%. 6iJiJ I ,_
. 57. VR CA Slate Economic 5.0''.io - 7, 1.·23 ·
58. - VR CA State Economic 3.5°/;, · 7/1123 -
59. - VR CA State Economic 5.0 ,0 - 7.: I<:::; -
60. - VR CA Stat(' Economic S.C>%. 711 :2 -
61. - Sacramento CA CIT 5.75 .; - 7/1.if 3 -
62. - S0uth Orant?::- Count'.· CA .O'!·n - Sil ).-U9 -- .
64. - US Trcasur;· Nole' 4.25°;,. 1'15.'J I -
65. - US Treasury Noles 4.5''.-<, - I lil5il0 -
66. - US Trcast>ry J\otc> 4.5"-<• - :>:28/1 I '
67 · US Treasury Note> 4. 125% · 8/1 S. I (I·.
68. - l.!S Trcasurv Notes 4 25n.Q- l0il5· 10 --
I Jnr.omc Ua1n C11d:::-. (Sec Column 81 and !Ml
Z \'aluc Codc:i; (SC'c Coi'Jmns Cl anri DJ)
A :..:tJ.flf)(l <r ks f ,$50 llOi - $;(HJ.Ufll! J $JS OHO or le N =-} _c;Q.011) . $.)Ct!UlOr)
{! i ·; ) Amc1un1 , 1 yp:: le. : Codr I dl\ J(':-tl,
A irw.:rcs!
I merest
D lnLcrcsr
B Interest
ln1crcst
[) !ntt..'rcst
lntl!r(::-.t
E lnt rcst
lntc-rcst
c
c Inr ... r-..:;-;!
D Intcrcs1
c l 11t,:r..:-s1
ll
lntercsl
c lntcn::.;.1
D
$1 001 - s: 'ifl(i
il} Va!u::-
(ode 2 d-1':
L
M
M
( )
l\·1
.\!
M
M
(: '-') 11.Ul.!iO; . $1 000.POH K ·-Sl5'.0tll · 550.W}Co -='i <;110.no i - s. 1 .000.000
Date of Report amc of Person Reporting DISCLOSORE REPORT 51,li2010Pfa<"izer. Mariana R. Page 8of12
\7J). IN''ESTl\'IENTS and TR-US TS - income, value. tran.'iQCliOIH (fncJudes thnsc ofspouse· and dependent children: er PP- 34-MI of filing in.-.trucrhm .)
NONE rNo rcponable income, assets, or zransactions.J
A H. c lJ
()cscnpoon or A.. sd Income during Gross value at end T ransacuon:- du 1:-ig replJrtm!_; pcnoJ
lrnduarng tru."-l tl.-.seLs) rcportmg r'.:nod of reporting period
( ) ) (Ji C'.1 (Ji ( ; ! j
Pl<1cc "i X J" after each <fa')CI
exempt fr.mi rmord1s.closure
Amount Code- I
iA·Hi
Type !t. ..
di\· .. rent.
ormt.)
Value
Cude?
U-P'f
\a Jut:
i'vi(:.:lhud
Codt: 3
(()-\\';
rypt1e1 -
buy. sell.
re<lempt;or:;
[1:.l!t'
;nn1 'dd:y
Vah.JL'
( ·otJ · :::
iJ-P l
C.i 1m
C{lde I
! .-\.llJ
ldent?t)" of
huycilsdler
t1fprivak
nan:-;actionJ
,--·· : 69. - US Treasury Nore : 3.87.!:i , - 9/15/10 - I: Interest !'; T
7(l Trcasury !'-intcs 3 625 ·,: D lntercst M T
1_ :s Trcasuf) Note 3 .625 -·Q - 6115!10 c Interest M T .
12 -US Treasury Notes 4.62)0,.-t) - 813 l.'11 D !merest M Buyradd'l•
73. US Treasury Otes 4.5 'i:i - 9;30.111 - D Interest !VI T l:luy(add"li
74. US Trc3sury Notes 4.5'% - 9/30/1 l B Interest M T Buy(add'll
75. US 1· rc-tisury Notes 45°,.1, 9!3011 I B Interest M T Buy 1add'l1
76. .
CS Treasury Notes 4.625 --;. - JOi31/I D Interest M Buy iadd'li
77. US Trca ury N H s -1.625 1 , - 10'3 i II 1 l:l Interest M Bu) 1add'I)
78. - US Trca,;ury Note:; 4.875 () .
7.131/11 D lntcresl M Bil\ iadJ'li
79. L'S Treasury Not:::-. 4 875'\, - 7/lJ!J I B lnterL st M ·r Bil) I Jcld'll
L'S Trcasun· N(,,.llt. 5.0' i 8'15111 c !ntc·rc'>I i'vl T Blly
02.'04109 M
O'.'i03/09 M
0t)/ 2il)9
<)14;()9 M
02103!1){} IVl
4141()<;
(J2J03i(J9 M
rl6.- 2/0lJ \I
tl: 21ni:1 \·I
i_:s Tr;::-1.sury .'\1.)IL'!- .H?Y:·t· . 4/30'"1 I lntcrc.,I ;q 13u;. :.r::�J '{)lJ M
82. US Trca.sury !'\ote::. 4. 7.5( ·i, - 4/.i(J!J J c lnh.'rcst M Buy(add'!)
01/[)Q•()ll M
S', _i.
I - l'S Treasury r\(itc ; 4.S7�Y·'(I - 4/3()! I I c Interest M T
iadd'll li26.'U'.' vl
X4. - US Treasury Notes 4.87:' -v - 4'3(J, I I - Interest T Buv iadd'i)
(14106:'()9
5. US Trca ury !\1)lC:-," 4.87:' 'o · 5/31 :11 Interest M T 21:24/()Q fvi
l lm•JmC Gain Cr. c A =$) .01)0 CH k:;s R =SJ.001 - S ..'iO!l ,·s:::.so: - 'E ooo D -"S'.J}OJ -:b15.on1i ·'$ t 5.0f)l - $5U.00(J (5c : Co!una:£ BI aud f) r -=$)(1.0HI S:JOU.OIJO \; =s1ool>O!. s:.ooo.01w /fl 'Sl.OtW.OUl -!"'ilf1<10HO H: ·-M1Hl' 1h.m ss.uno.111l1l
:!. Value C1J<ks J =$15.0(}0 or icss K · · I <.<10i . $ 0 llO!i l -.$50.001 $)0(.>J){J(J fvl -511.lH.Ul)l .$:.'-0.00{ rS<'C" Column< Cl a1:d IJ."'1 N ...-s;)IJ.001 · 1"00.000 <l ssou.001 -Si.n0t1.uon Pl =ld.00!.1.0f)J. $5.000,HOO p; "'\'-.OOUOO' i2 .n0t1.nrn1
p] --$:?5.00(1.01.l: · SSli.HO(iJJOO 1'4 =Mme: t!"l3r: !5tl.LIUU.000 \.'.iluc MctboJ (vde (! Appraisal R =\.,os118.cal b1.:u::: (hdy·1 f =i..·oisti MarJ..c1 !SL·t ( olumr. 1.: 1 U ··H.:lOk Value \" -"'Other
M i:J
'litil i 89
:.lilwU ,-;----
liliJ I '' I
Rl
•n:m
;0;HJ
!�ill
\t'li l
.
I l>ll!J I
\>·I
c
D
- --------
I
I I
I I
I
93_
j 99.
Date of Rcporl a.me of Person Reportin FINANCIAL DISCLOSURE REPORT Page 9 of 12 5i4!2010Plaelz.cr, Mariana n.
VII. INVESTMENTS and TRUSTS - inc11me. ,aJue. 1runsuc1ions on.eludes 1nose of spom;e and dcre11den1 c-nildren: see pp. 34-tJ(} (Jffilin1: ins1rucri1ms.)
NONE (No reportohle income. asset.1. or ""msac11on.1.
,\.
De:;cnptlC'n of A:.set . · \ i11dudm rrust a:.sets)
Pl tce "(X)" afier e.;.ich a-:;sel
exempt fmm pnor disclosur
86. CS TrcasurvN0tes4. ;75",,- 5 . .Jf.'11-.
- US ·1 rcasury N otcs 5. l 2 )"'<• - o!}iJ' I I ..
90. - US Treasury Notes 4.6'.'5' ..;, I I 'I )ii)9 ..
91. - US Treasury Notes 4.)%. - J Jn0/11 ..
92. - US Treasury Notes 4.6'.'5% - 12i31.11 I .
income dunn;; (rros'., value;: at end Tr;msac11•m duririg H.'ponmr period
rcp<.li1ing re:-H•d or rep-:�n1ng pe-nod
Iii fl) (2) (I) (2) (4i
Amount ! yre :.:.i::. Valt:t' Villue Type (e.g., D:w: V:ih11..· Llain ldcrun: nf Code I JP.· . . re : Code:: l"v1eciwd buy. sdl. mm/dJ1y} (ode: Code· I hL;yeriselkr
(.·\-fl) d-f'! Code :
. _L iQ-WI n.:dernptwn 1 iA·fll 11t pnva:t'
a;1n.:;;1i.:t10111
..
T Buy 03i09f(l0 f'vl
1add'li lmen.:: t
Buy 4/6/09l3dd'IJ
c lnterc'.-lt M
c inlt:Il'Sl M T Buy 6-'2/09 M
lntcrci.;1 M T Buy 06/22/09 M (add'IJ
c Interest Redeemed I Ill HJ9 M
c I nterest M T Buy 02i09'09 M
ln1ercs:t M 1 Buy 02/09/09 M
- US Treasury Notes 4 .. 75':.;, - l/:ll/12- H Interest T Buy 02/00itJ9 M
- US Trcasurv . Notes I 75'"o - l l!l5il I - B IV! T
- US Trcasur; Note> I. 75% - I J . ' 15/11 .. T· B Interest M Buy M (add'li
96. - US Trcasur:. Notes L7SSr. - 11 15111 .A lntc-1cst M l Buy 6/22109 1add'li
97. -L!STrca urvNotcs J_75<_ (1· ll'i5'1l lntcrcs1 T Buy 9'4/09 M r'add'llr
98. - US Tr.:..·.1surv . l\ok:-, l 1:: ( ;") - 12115-11 - :\ lnkrL'SI T Bm·
- US T rcasurJ· Notes I. l 2 5':,;, - I 211 Sf! i /\ lrncresl M T Bu\' 61'2.1/09 M 1actd·1;
: 100. - USTrca5ur. Notes I ! 2'·".,. l2il5il I - /nrcrcsi T BuyI1add'li,
; 10 I. - US Trcasurv.. Notes nx: 5°,;, - 3/1 I' I! - Interest M T Buy
102. - USTrcasui:· 1"otcs l.O'>.:,- 1:1s1r:'-.: A
! . lnc:wnc Gam <:odcc. A .·$ ! .uno or les tScc(olurnns.B! ari<lD4i r "$ 0.001 - 11H1.00fi
2 V Jue Codes j .·s I ),OOH (tT 1es (Sc'.! Columns- Cl and D3) =$ 50.00J 5S00.000·
P. ""i:°S OUO.O•il. 150 110(1 fl(){J 3. Value Method Cod · C) "',.;pprntsal
rSi::r: Column C V ;;f.sool. \!3iu:
lntcre r M T Buy
B =$ J.Ofii -1.: '"iOfr (; s Ji)ii.{)O! - 'i Ul!Jl!.IHJU
IC' ==/\.1or(' than S ,f)flO OOl• l -$l00.fWl t":�SfUltll.t
P:' =S.5.ll\llUlOt . S: , ..fltlfl.000
I
!
I
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' !W 7J5il2-,j
·I
- :Llil
i.2)
--------·
I A
! 11;
L------·--'----·
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Datt' of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page I 0of12 5!4/2010Pfaelzer, Mariana R.
\111. IN,lESTI\tfE.NTS and TRlJSTS -- income, value. transaction.<; (lnclud \" thos< of spouse· and dependent children; Yf!l' pp. J.:-6(} offi/inx instructions.)
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514/2010
!\'.amt nf Person lhporting Date of kepnrt FINANCIAL DISCLOSURE REPORT
Pfaelzer, Mariana R. Page 11of12
VIII. ADDITIONAL INFORJ\-tA TION OR EXPLk"iATIONS. (/ndicat<'partofReporL)
V1Lpage4. # 2 DistriOution from f! I
Vil. page 4. it 5. Distribution from ti
VII. page 10. !' 110. lmcrc't from 109 VII page 1 IJ," 11 l Oistrih11t1on from= I 0'1
Name of Per'ion Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Pfaclzer, Mariana R. 5/4/2010Page 12of12
IX. CERTIFlCA TION.
J certify that all information given above (including information pertaining to my sr1ousc and minor or dependent children. if any);, accurate, true. and complete to the best of my knowledge and belief. and that an)· information not reported was withheld brcause it met applicable staturor)· provisions permitting non-disclosure.
I fort her c.ertify that earned income from outside employment and honoraria and rh1· acceptance of gifts which hav.· hcen n·poned art' in compliance with the provisions of 5 ll.S.C. app. § 501 et. seq .• 5 U.S.C § 7353, and .ludidal Confercnce rc ulations.
Signaturf'
NOTE: ANY INDIV!Dl'AL WHO KNOWINGLY ANll WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT !\1A Y RE SUBJECT TO Cffll.
AND CRIMINAL SANCTIONS (5 l!.S.C. app. § I04)
f!UNG INSTRUCTIONS
Mail signed original and ·' additional copies to:
Committee on Financial Disclosure Administrative Office of the ljnitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington. D.C:. 20544
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