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8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/sandra-d-oconnor-financial-disclosure-report-for-2010 1/20
A O I ORev. 1/2011
FINANCIAL DISCLOSURE REPOR T
FOR CALENDAR YEAR 2010
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. §§ 101-111)
1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )
O’CONNOR, SANDRA D.
4 . T i t l e ( A r t i c l e !i l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;
magistrate judges indicate full- or part- t ime)
Assoc ia te Jus t ice (Re t .)
7 . C h a m b e r s o r O f f ic e A d d r e s s
1 FIRST STREET, N.E.
WASHING TON, D.C. 20543
2 . C o u r t o r O r g a n i z a t io n
SUPREME COURT OF UNITED STATES
5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e ty p e )
]N o m i n a t i o n , D a t e
[] Initial [] Annual [] Final
3 . D a t e o f R e p o r t
04/28/2011
6 . R e p o r t i n g P e r i o d
01/01/2010
to
12/31/2010
Date
5 b . [ ] A m e n d e d R e p o r t
8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y
m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e
w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .
Reviewing Officer
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,
check ing the NONE box for each par t where you ha ve no repor table in format ion . S ign on las t page .
I . P O S I T I O N S . ( R e p o r a n g i n d l v id u u t o n t y ; s e ~ p p . 9 - 1 3 of filing instructions.)
D N O N E ( N o reportable posi t ions .)
NAME OF ORGANIZATION/ENTITY
1. B oa r d M em b e r The Nat iona l Cons t i tu t ion Cente r
2. Me mbe r The Rockef e l le r Founda t ion, Board of Trus tees
3. Mem ber , Advisory Board Smi thsonian Nat iona l Museu m of Natur a l H is tory
4. B oa r d M em b e r A B A Cen t r a l Eu r ope an a nd Eu r a s i a n Law I n i t i a ti v e Counc i l
5. B oa r d M em b e r A B A M us eum o f Law
6. Co-Chai r , Nat iona l Advisory Cou nc i l Cam pa i gn f o r t h e C iv i c M i s s ion o f S choo l s
7. Chane e ! l o r Co l l e g e o f Wi l l iam a nd M a r y
8. Mem ber , Advisory Board The Henry Clay Cente r f or S ta temansh ip
9. Spec i f f l Adv i so r ABA Rule of Law In i t i a t ive
1 0 . Honora ry Cha i r pe r son M acA r thu r F ounda t i on , N eu r o s c i e n c e a nd Law P r og r am
1 1 . Honora ry Cha i r Colonia l Wil l i amsburg Founda t ion, Nat iona l Advisory Commit tee
1 2 . B oa r d M em b e r Randa l l L i n eb a ck B r e e d A s s oc i a t ion
1 3 . B oa r d M em b er Wi l l i am H . Reh nq u i s t Cen t e r
1 4 . Couns e l o r on Ex e e . Counc i l A m e r i c a n S oc i e t y o f I n t e rn a t i on a l Law
1 5 . Advisor Aspen Ins t i tu te ’ s Jus t ice and Soc ie ty Progr am
POSITION
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPOR T
Page 2 of 15 Ia m e o f P e r s o n R e p o r t i n g
O ’ C O N N O R , S A N D R A D .
D a t e o f R e p o r t
04/28/2011
1 6 . C o m m i s s i o n e r N a t iona l P a r k s S e cond Cen t u r y Com m i s s ion
1 7 . Ad v i s o ry Bo a r d Me mbe r Bil l Lane Cente r f or the S tudy of the Nor th Amer ican W es t a t S tanford
1 8 . Ad v i s o ry Bo a r d Me mbe r Stan fo rd Un ive rs i ty , Cen te r on E th ic s
1 9 . Ad v i s o ry Bo a r d Me mbe r Citizenship Counts
20 . Chai r of the Board of Dir ec tor s iCivics
21 . Chai r of the Advisor Com mit tee O’Connor Judic ia l Se lec t ion In i t i a t ive
22 . Ad v i s o ry Bo a r d Me mbe r Lloyd N. Cur t le r Cente r f or the Rule of Law a t the Sa lzburg Globa l Semin ar
23 . H o n o r a r y Me mbe r Boa rd fo r th e Founda t ion fo r th e Fu tu re .
A m er i c a n B a r A s s oc i a t ion Com m i s s i on on C iv ic Educ a t i on i n t h e N a t i on ’ s24 . S pec i a l A dv i s o r Schools
25 . Ad v i s o ry Bo a r d Me mbe r Cente r f or Neurosc ience an d Soc ie ty (Univer s i ty of Pennsy lvan ia Law School )
2 6. A d vi so r y Bo a rd M e m be r Alz~ae ime r’ s Drug Dis cove ry Founda t ion
27 . Tas k F o r c e M em b e r M ich i g a n J ud i c i a l S e l e c t ion Ta s k F o r c e
I I . A G R E E M E N T S . (Reporting individual only ; see pp. 14-16 of filing instructi ons.)
NONE (No reportable agreements.)
DATE
1.
2.
3.
PARTIES AND TERMS
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 3 of 15
N a m e o f P e r s o n R e p o r t i n g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/201 l
I I I . N O N - I N V E S T M E N T I N C O M E . m e p o r ’ in g individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income
~ NONE (No reportable non-investment income,)
DATE SOURCE AND TYPE " INCOM E( y o u r s , n o t s p o u s e ’ s )
l. 01/29/I 0 Random House - royalty $1,649.54
2.06/29/10 The New York Times Newspaper - editorial $75.00
3.07/29/10 Random House - royalty $877.47
4.
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
N O N E (No reportable non-investment income.)
DATE SOURCE AND TYPE
1.
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmeng
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION
1 . See A ttached S c h e d u l e 1 V
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 4 of 15
N a m e o f P e r so n R e p o r t i n g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/98/2011
V . G I F T S . (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
[] N O N E (No repor table g i f t s .)
SOURCE DESCRIPTION
1. Es ta t e o f E l iz abe th Anne B ur ton 14 k t . ye l low go ld r ibbed ea r c l ips , each se t wi th a la r ge ma be pea r l
2. Es ta t e o f E l iz abe th Anne B ur ton 14 k t . y e l l ow go l d r i ng w i t h go l d r op i ng , m ab e p e a r l a nd d i am ond s
3. Es ta t e o f E l iz abe th Anne B ur ton Pa i r o f Lou i s XV s t y l e m a r b l e a nd o r m o l u b a se l am p
4.
5.
VALUE
$833.00
$834.00
$76.00
V I . L I A B I L I T I E S . a n e l u d e s t h o s e o y s p o u s e and dependent children; see pp. 32-33 of fillng instructions.)
~] NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
1 .
2.
3.
4.
5.
VALUE CODE
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPOR T
Page 5 of 15
Nam e of Person Reporting .
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Descr i p t ion o f Asse t s Income du r ing Gross value at end Transac t i ons dur i ng repor t i ng per i od
( including trust assets) repor t i ng per i od o f r e p o r t i n g p e r i o d
( 1 ) ( 2 ) 1 (1) (2) (1 ) (2) (3) (4) ( 5)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,
[
V a lu e V a lu e T y p e ( e . g . , D a t e Va lu e Gain I d e n t i t y o f
exempt f rom pr i or d i sc l osure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, s e ll, m m/dd /yy Code 2 C o d e 1 buyer/seller
iA-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e
[ ( Q - W ) t r a n s a c t i o n )
i 1 . AZ Elec ted Of f ic ia l s Re t i r emen t C Pens ion J T
1 2 . Checking Account : Sunt r us t Bank, A Interes t K T
Washington, DC
3. Checking Accou nts - Capi to l OneC Interes t N T
Washing ton, D. C.
4. Wel l s F a r go S av i ng s A ccoun t N one J T Op en 12/23/10
7.
8.
9.
1 0 .
Oil and Gas Roya l ty f ra c t iona l in t e re s t , A Royal ty
Panola Cty. , TX
Oi l and Gas Roya l ty f ra c t iona l in t e re s t , A Royal tyPanola Cty, TX
Char l e s Schwab Cash & Mone y Marke t N one
F und
D odge & Cox B a l a n c e d F und - A cc t . 1 N one
J
J
W
W
Closed
Closed
07/10/10
07/08/10
J
Pl
F o lge r , No l a n , F l em ing D oug l a s - B y Pa s sTrus t Accoun t
Abbot t L abo r a t o r i e s A
N one
Div idend
J
L
T Open 07/19/10 J
T Bu y 08/31/10 L
See Foo tno te 1
See Foo tno te 1
See Foo tno te 2
1 1 . Adobe Sys tems , Inc . None L T Bu y 08/31/10 L
1 2 . AE SC o r p
1 3 . A m g e n I n c .
N one
N one
Sold 04/14/10 K
Sold 08/31/10 L
14. AOLInc. None Bu y 04/14/10 K
( add’ l )
1 5 . Sold 08/31/10 K
1 6 . A p a c h e C o r p . C o m m o n A
17. Aqua America A
Dividend L T
D iv i d e nd L T
Bu y 08/31 / 10 L
Bu y 08/31/10 L
1. In co m e Gain Co d es : A =$1,000 o r les s B =$1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000
(See Co lumns B1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 = $ 1,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = M or e t ha n $5 ,0 00 ,0 00
2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000
( Se e C olu m ns C 1 a nd D3 ) N =$ 25 0,0 01 - $ 50 0,0 00 O =$500,001 - $ 1,000,000 P I =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Va l ue Me t hod Code s Q =Appra i sa l R = Co st (Re al Es ta te On ly ) S = Ass es sm en t T =Cash Marke t
(See Co lumn C2) 13 =Book Value V =Othe r W = Es t ima t e d
E =$15 ,001 -$50 ,000
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPOR T
Page 6 of 15
N a m e o f P e r s o n R e p o r t i n g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, vulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g
( inc luding t r~ s t a s s e t s ) r e po r t i n g p e r i o d
(1) (2)
Place "(X)" after each asset A m o u n t Ty p e ( e . g . ,
e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e n t ,(A-H) o r i n t . )
G r o s s v a l u e a t e nd
o f r e po r t i n g p e r i o d
(I) (2)
V a l u e V a l u e
Co d e 2 M e tho d
( J -P ) C ode 3
( Q - W )
(1)
Typ e ( e . g . ,
buy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d
(2) (3) (4) (5 )
D a t e Value Gain I d e n t i t y o f
mm/dd /yy Code 2 C o d e 1 buyer/seller
( J - P ) ( A -H ) ( i f p r i v a t e
t r a n s a c t i o n )
1 8 . B ake r H ugh e s I n c . A D iv i d e nd
1 9 . Ba n k Ne w Yo rk Me l l o w C o rp A D iv i d e nd
20 .
2! .
22 . B ax t e r I n t e r n a t i on a l A Dividend
23 . BB&T Corp A D iv i d e nd
24 . B ec t on D i ck in s on & Co . A D iv i d e nd
25 . Cadenc e D e s i gn S y s t em s N one
26 . Capi ta l One F inanc ia l Corp. A D iv i d e nd
27 . Cardina l Hea l th A D iv i d e nd
28 . Care fus ion Corp . N one
29 . Cate rp i l l e r Inc . A D iv i d e nd
30. Chevron Corpor a t ion A Dividend
31.
32. Church & Dwigh t Inc . A Dividend
33 . Cisco Sys tems Inc .N one
34.
L
L
L
L
Sold 08/31/10 K
T Bu y 04/14/10 K
So ld 08 /31/10 L
(part )
Bu y 12/03/10 K
( add’ l )
Sold 04/14/10 L
Sold 08/31/10 J
T Bu y 08/31/10 L
Sold 08/31/10 K
Sold 08/31/10 K
Sold 04/12/10 K
So ld 08 /31/10 J
T Bu y 08/31/10 L
T Bu y 04/14/10 " K
Bu y 08/31/10 L
( add’ l )
T Bu y 08/31/10 L
T Bu y 08/31/10 L
Bu y 12/03/10 J( add’ l )
I . In come Ga i n Codes : A =$1,000 or less B =51,001 - $2,500 C =$2,501 - $5,000
(Se e Col umns B 1 a nd D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H.I =$1,000,001 - $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000
(Se e Col umns C I a nd D3 ) N = $250,001 - $500,000 O = $500,001 - $ 1,000,000 P 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appra i sa l R =Cost (Real Esta te Only) S =Assessment
(Se e Co lu m n C2) U = Boo k Va lu e V =Othe r W =Est imated
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Marke t
E =$15,001 - $50,000
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 7 of 15
N a m e o f P e r s o n R e p o r t in g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g
( i n c l ud i ng t r u s t a s s e t s ) r e po r t i n g p e r i o d
( 1 ) ( 2 )
Place "(X)" after each asset A m o u n t Ty p e ( e . g . ,
e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div . , r e n t ,
(A-H) or i n t . )
G r os s v a l u e a t e nd
o f r e po r t i n g p e r i o d
(1) (2)
V a l u e V a l u e
C o d e 2 M e t h od
( J -P) C o d e 3
( Q - W )
T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d
(1 ) (2) (3) (4) (5 )
T y p e ( e . g . , D a t e Va lu e Gain I d e n t i t y o f
bu y, se ll , m m/dd /yy Code 2 Code I bu ye r/se lle r
r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e
t r a n s a c t i o n )
35 . Citr ix Sys te m In c . No n e
36. Co m ca st Co rp A Div idend
37 .C o mp u t e r S c i en c e s C o rp . No n e
38 . C o mp u w a r e C o rp No n e
39 . Den t sp ly In te rna t iona l A D iv i d e nd
40 . D is cov e r F i n a nc i a l S e r v ic e s A Div idend
4 1. D u Po n t E .I . D e Ne m o u r o s & C o . A Div idend
42 .
43 . Ea ton Corp A Div idend
44. EBa y In c No n e
45 . EMC Corp Mass No n e
46 . E r ic s son (LM) Te l -SP No n e
47 . Exxon Mo bi l Corp No n e
48 . Exxon Mo bi l Corp A D iv i d e nd
49 . FedEx Corp A Div idend
50 . G ene r a l E l e c t r i c Co A Div idend
51 . Glaxosmi thkl ine PLC-ADR A Div idend
Sold 08/31/10 K
Sold 08/31/10 K
Sold 08 /31/10 K
Sold 08/31/10 K
Bu y 08/31/10 L
Sold 04/12/10 J
So ld 01/12/10i K(part )
Sold 08/31/10 K
Sold 08/31/10 K
Sold 08/31/101 J
Bu y 08/31/10 L
Sold 08/31/10 K
Sold 04/12/10 i L
Bu y 08/31/10 L
Sold 08/31/10 K
Bu y 08131/10 L
(add’ l )
Sold 08/31/10 K
I . I n come Ga i n Codes : A =$1,000 o r less B =$1,001 - $2,500 C =$2,501 - $5,000
(See Columns B 1 and 134) F =$50,001 - $ 100,000 G = $ 1 0 0 , 0 0 1 - $ 1 ,0 0 0 , 0 0 0 H 1 =$ [,000,001 - $5,000,000
2. value Codes J = $15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $100,000
(Se~ Co lumw C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t
(See Co lumn C2) U =Book Va l ue V =Other W =Est imated
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P 2 =$5,000,001 - $25,000,000
T =Cash Marke t
E =S15,001 - $50,000
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FINANCIAL D ISCLOSURE REPORT
Page 8 of 15
N a m e o f P e r s o n R e p o r t i n g
O ’ C O N N O R , S A N D R A D .
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Descr i p t ion of Asse t s Income du r ing
(including trust assets) r e p o r t i n g p e r i o d
(i) (2 )
Place " (X)" af t e r each asse t A m o u n t T y p e ( e . g . ,
exempt f rom pr i or d i sc l osure C o d e 1 d i v . , r e n t , "
( A - H ) o r i n t . )
52. Hane s bra nd s I n c
53. Hewle t t -Paeka rd Co .
54. Hom e Depo t Ine
55. I l li no i s Too l W ork s I nc .
56. In te l Corp
No n e
A D i v i d e n d
A Dividend
Div idend
Div idend
57 . In te rna t iona l Bus ine s s Mach ine s Corp IBM A Dividend
5 8 . J o h n s o n & J o h n s o n A D i v i d e n d
59 . JP Mo rg a n Cha s e & Co . A D i v i d e n d
60. L e g g M a s o n I n c . A Div id e nd
61. L ibe r ty M e d ia In te ra c tive No n e
62 . L o w e s C o m p a n i e s l n c . A Div id e nd
63. Merck & Co . I n c . New A Div id e nd
6 4 .
65. M ic r o s o f t Co r p " A D i v i d e n d
66 . M illip o re Co rp No n e
6 7 . Molex I nc . CL A A Div id e nd
68 . M o to ro la In c . No n e
Gross va lue a t end
o f r e p o r t i n g p e r i o d
(i) (2)
V alu e V a lu e
C o d e 2 M e t h o d
( J - P ) C o d e 3 r e d e m pt i o n )
( Q - W )
So l d 04/12/10 K
So l d 08131/10 L
So l d08/31110 K
L T B u y 08/31110 L
L T B u y 08/31110 L
L T B u y 08/31/10 L
L T B u y 0 8 1 3 1 1 1 0 L
L T B u y 08/31110 L
So l d 0 8 1 3 1 1 1 0 K
So l d 08131/10 K
L T B u y 0 8 1 3 1 1 1 0 L
B u y 04114/10 L
( a d d ’ l )
So l d 08/31110 K
L T B u y 08131/10 L
So l d 07115/10 L
So l d 08131/10 K
So l d 08/31/10 K
Transac t i ons dur i ng repor t i ng per i od
(1 ) (2) (3) (4) (5 )
Typ e ( e . g . , Date V a l u e Ga i n l d e n t ib ’ o f
buy , s e l l , m m / d d / y y C ode 2 C o d e 1 buye r / s e l l e r
( J -P) ( A - H ) ( i f p r i v a t e
t r a n s a c t i o n
1. In co m e Gain Co d es : A =$1,000 o r les s B =$1,001 - $2,500
(Se e Col umns B 1 a nd D4) F = 5 ; ; 5 0 , 0 0 1 - 5 ; 1 0 0 , 0 0 0 G =$100,001 - $1,000,000
2. V a lu e Co d es J = $15,000 o r le s s K = $15,001 - $50,000
(See Co lumns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000
P3 =$25,000,001 - $50,000,0003. V a lu e Me tho d Co d e s Q =App ra isa l R =Cost (Real Esta te Only)
(See Co lu m n C2) U = Boo k Va lu e V =Othe r
C =$2,50"1 - $5,000 D =$5 .001 - S 15 ,000
H I = $ 1 , 0 0 0 , 0 0 1 - 5 ; ; 5 , 0 0 0 , 0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0
L =$ 50 ,001 - $100 ,000 M =$ 100 ,001 - $250 ,000
P 1 = $ 1 , O 0 0 , O O I - $ 5 ,0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ Z 5 , 0 0 0 ,0 0 0
P4 =More t ha n $50 ,000 ,000
S = A s s e ss m e n t T = C a s h M a r k e t
W = E s t i m a t e d
E =$15 ,001 - $50 ,000 .
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 9 of 15
N a m e o f P e r so n R e p o r t i n g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v . t u e , transactions (Includes" tho~e of spou se and dep endent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Descr i p t ion of Asse t s Income du r ing
(including trust assets) r e p o r t i n g p e r i o d
(l) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e. g . ,
exempt f rom pr i or d i sc l osure C o d e 1 d i v . , r e n t ,
( A - H ) o r i n t . )
69 . Nes t le SA_
7 0. N ew s Co r p In c .- CL A
71 .N ex t e ra Ene r gy
72 . Nokia Corp Sponso red
73 . Novart is AG
74 .
75 . Occ iden ta l Pe te Corp
76 . Omn i c o m G ro u p
77 . Panason ic Corp - ADR
78 . Peps ico Inc
79 . Pf ize r lnc
80.
81 . Pi tney Bowes Inc
82 . Proc te r & Gam ble Co.
83 . RoyalDutch She l l PLC
84 .
85 . Sanof i -Avent i s ADR
Gross value at end
o f r e p o r t i n g p e r i o d
(1) (2)
Va lu e Value
C o d e 2 M e t h o d
( J - P ) Code 3
( Q - W )
No n e
No n e
Dividend K
No n e
No n e
A D iv i d e nd
A D iv i d e nd
N one
A ’ Div id e n d
A D iv i d e nd
L
A
A
A
D iv i d e nd
Div idend
Div idend
No n e
T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d
(1 ) (2) (3) (4) (5 )
T y p e ( e . g . , D a t e Va lu e Gain I d e n t i t y o f
buy, sell , m rn /d d/y y Co de 2 C o d e 1 buyer/seller
r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e
t r a n s a c t i o n )
So l d 04/12/10 L
So l d 08/31/10 K
B u y 08/31/10 K
So l d 08/31/10 J
B u y i 0 4 1 1 4 1 1 0 K
( a d d ’ l )
So l d 08/31/10 L
So l d 08/31/10 K
So l d 08/31/10 L
So l d 08/31/10 K
B u y 08/31/10 L
B u y 04/14/10 K
So l d 08/31/10 K
So l d 08/31/10 J
B u y 08/31/10 L
B u y 04/14/10 K
So l d 08/31/10 K
B u y 04/14/10 K
I. Inc ome Ga i n Code s :
(See Co lumns B1 and D4)
2.Va l ue Code s
(See Co lumns C t and D3)
3.Va l ue Me t hod Code s
(See Co lumn C2)
A =$1,000 or less
F =$50,001 - $100,000
J =$15,000 or less
N =$250,001 - S500,000
P3 =$25,000,001 - $50,000,000
Q =Appra i sa l
U =Book Va l ue
=$1,001 - $2,500
=$ 100,001 - $1,000,000
=$15,001 - $50,000
=$500,001 - $1,000,000
=Cost (Real Esta te Only)
=Other
C =$2,501 - $5,000
HI =$1,000,001 - $5,000,000 .
L =$50,001 r $100,000
P 1 =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Asse s smen t
W = Es t ima t e d
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Marke t
E =$15,001 - $50,000
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 10 of 15
N a m e o f P e r s o n R e p o r t i n g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/2011
V l l . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g
( i n c l u d i n g t r u s t a s s e t s ) r e po r t i n g p e r i o d
(i) (2)
Place "(X)" after each asset A m o u n t Ty p e ( e . g . ,
e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e n t ,
( A - H ) o r i n t . )
G r o s s v a l u e a t e nd
o f r e po r t i n g p e r i o d
(1) (2)
Value Value
Code 2 Method
( J -P) C o d e 3
( Q - W )
T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d
(I) (2) (3) (4) (5 )
T y p e ( e . g ., D a t e Va lu e Gain I d e n t i t y o f
buy, sell , mm/dd /yy Code 2 C o d e 1 buyer/seller
r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e
t r a n s a c t i o n )
86 .
87 . S a r a Le e Co r p A Dividend
88 . Saul Cente r s Inc A Dividend
89 . S ch l um b e r ge r LTD A Dividend
90 . S igna - A ld r i c h No n e
91 . So n o c o P r o d u c t s C o A Div idend
92 . S ony Co r pA D RNew No n e
93 . Spr in tNex te l Corp No n e
94 . St . Pau l T rave le r s Cos Inc No n e
95 . Sym a n te c Co rp No n e
96 . T Rowe P r i c e Group Inc . A Div idend
97 . Targe t Corp . A Div idend
98 . Tim e W a r ne r , In c A Dividend
99 . Tim e Wa r ne r I n c N ew A Dividend
100. Tyco E lec t ron ic s LTD A Dividend
1 0 1 . Tyco In te rna t iona l LTD A Dividend
1 0 2 . Union Pac i f i c Corp A Div idend
M
L
T
T
So ld 08 /31/10 K
Sold 08/31/10 L
So ld 08 /31/10 K
So ld 08 /31/10 L
So ld 04/12/10 K
Sold 08/31/10 K
So ld 08 /31/10 K
So ld 08 /31/10 K
Sold 08/31/10 K
Sold 08/31/10 J
Bu y 08/31/10 L
Bu y 08/31/10 L
Sold 08/31/10 J
So ld 08 /31/10 K
Sold 08/31/10 K
So ld 08 /31/10 K
So ld 08 /31/10 L
I . Inc om e Ga i n Code s : "A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000
(See Co lumns BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$I,000,001 -$5,000,000 H2 =Morethan $5,000,000
2. Va l ue Code s J =$15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000
(See Co lumns CI and D3) N =$ 250,001 - $ 500,000 O = $500,001 - SI,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P 3 = $ 2 5 ~ 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 =More than $50,000,000
3. Va l ue Me t hod Code s Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t T =Cash Marke t
(See Co lumn C2) U =Book Va l ue V =Othe r W =Est imated
E =$15 ,001 - $50 ,000
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FINANCIAL DISCLOSURE REPORTPage 11 Of 15
N a m e o f P e r s o n R e p o r t in g
O ’ C O N N O R , S A N D R A D .
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n eo ,~ e , v u l u e , transactions (Includes those of spouse and dependent children; ~ee pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g
( i n c l ud i ng t r u s t a s s e t s ) r e po r t i n g p e r i o d
O) (~)
Place "(X)" after each asset A m o u n t Type (e.g.,
e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e n t ,
(A-H) or in t . )
G r o s s v a l u e a t e nd
o f r e p o r t i n g p e r i o d
(1 ) (2)
V a lu e V a lu e
Co d e 2 M e tho d
( J -P ) C ode 3
( Q - W )
(l )Typ e ( e . g . ,
buy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d
(2) (3) (4) (5 )
D a t e Value Gain I d e n t i t y o f
m m /d d/y y Co de 2 C o d e 1 buyer/seller
( J - P ) ( A -H ) ( i f p r i v a t e
t r a n s a c t i o n )
1 0 3 . U S B a n c o r p N e w None Bu y 04/14/10 K
104. Sold 08/31/10 K
105. US Treasury Bon d Due 02-17-11 N one
106 . Un i t e d Te chno l og i e s Co r p . A Dividend
10 7 . V o d a f o n e Gr o u p P L C N one
1 0 8 .
10 9 . W a l g r e en C o mp an y B Dividend
L
L
T
T
T
Bu y 08/23/10
B u y 08/31/10
Bu y 04/14/10
So ld 08 /31/10
Bu y 08/31/10
L
L
K
K
L
110. Wel l s F a rgo Com pany
1 1 1 .
A Dividend
112 . W es t P ha r m aceu t i c a l A D iv i d e nd
113. Xero x Corp A Div idend
114 . Z i mm er Ho l d i n g s I n c No n e
I 15 . Was h i ng t on S ub n S an D i s t B ond B D iv i d e nd
116. Tucso n Ar iz Wtr Rev Bond C D iv i d e nd
1 1 7 . Fo lg e r No la n Flem in g Do u g la s - IRA No n eAc c o u n t
I 18. -Abbott Laboratories AD iv i d e nd
119 . -Adobe Sys tems Inc N one
L
M
J
K
K
T Sold 08/31/10
( p a r t )
Buy 12/03/10(add’l)
Sold 08/31/10
Sold 08/31/10
Sold 08/31/10
T
T
T Open 07/12/10
T Buy 08/31/10
T Bu y 08/31/10
L
L
L
K
J
Pl
K
K
See Foo tno te 3
l . I n come Ga i n Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000
(See Co lumns B! and D4) F =$50,001 - $100,000 G = $1 00 ,00 1 - $ 1,0 00,0 00 H 1 = $1 ,0 00 ,00 1 - $5 ,00 0,00 0
2. Value Codes J = $15,000 o r le s s K = $15,001 - $50,000 L =$50,001 - $100,000
(Se e Col umns C 1 a nd D3) N =$250,001 - $500,000 O =$ 50 0,00 1 - $1,0 00,0 00 PI =$ 1,0 00 ,0 01 - $5 ,00 0,0 00
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t
(See Co lumn C2) U =Book Va l ue V =Othe r W =Est imated
D =$5,001- $15,000
H2=M0retha n $5,000,000
M=$100,001-$250,000
P2=55,000,001-$25,000,000
T =Cash Mark~
E =$15 ,001 -$50 ,000
8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 12 of 15
N a m e o f P e r s o n R e p o r t in g
O ’ C O N N O R , S A N D R A D .
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v , l , e , t r a ns a c t i ons ( I nc ludes t hos e o f s pons e a n d depe nden t c h i ldr en; s eep p . 3 4 - 60 o f f i li ng i ns t r uc t ions . )
NONE (No reportable income, assets, or transactions.)
Descr i p t ion o f Asse t s Income du r ing
(including trust assets) r e p o r t i n g p e r i o d
(l) (2)
Place " (X)" af t e r each asse t A m o u n t T y p e ( e . g .,
exemp t f rom p r io r d i s c lo su re C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
Gross va lue a t end
o f r e p o r t i n g p e r i o d
(1) (2)
Va lu e V a l u e
Code 2 M e t ho d
( J - P ) Code 3
( Q - W )
Transac t i ons dur i ng repor t i ng per i od
(~ ) (2) (3) (4)T y p e ( e . g ., D a t e Va lu e Gain
buy, sell , m r r d d d / y y Code 2 C o d e 1
r e d e m p t i o n ) ( J - P ) ( A - H )
( 5 )I d e n t i t y o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n
120. -Apache Corp . A Dividend
121. -AT&T Co rp New A Div idend
122 . - B ank N ew Y o r k M e l l on Co r p No n e
123 . - B e c t on D i ck i n s on & Co . A Div idend
124. -Cat erp i l l a r I nc. A Div idend
125. -Chevron Co rp A Div idend
126. -Church & Dwight I nc A Dividend
127. -Cisco Sys tems Inc . N one
128.
129. -Dentsp ly In te r na t ion a l A D iv i d e nd
130 . - D om in i on Re s ou r c e s I n c o f VA
131. -EMC Corp Ma ss
132. -Exxon Mobi l Corp
133. - Gen e r a l E l e c t r i c C o
134. - Il l i no i s Too l W orks i nc
135. - In te l Corp
136. - In te r na t iona l Bus ines s Mach ines Corp IBM
K T B u y
J T . Buy
K T B u y
K T B u y
K T B u y
K T B u y
K T B u y
K T B u y
B u y
(a dd ’ l )
K T B u y
08/31/10 K
08/31/10 J
12/03110 K
08/31/10 K
08/31/10 K
08/31/10 K
08/31/10 K
08/31/10 K
12/03/10 J
08/31/10 K
A D iv i d e nd J T
No n e K T
A Dividend K T
A Div idend K T
A D iv i d e nd K T
A Dividend K T
A D iv i d e nd K T
B u y 0 8 1 3 1 1 1 0 J
B u y 08/31/10 K
B u y 08/31/10 K
B u y 08/31/10 K
B u y 08/31/10 K
B u y 08/31/10 K
B u y 08/31/10 K
I . I n come Ga i n Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000
(See Co lumns BI and D4) F =$50,001. $100,000 G =$100,001 - $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000
2. Va l ue Code s J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000
(See Column s C I and D3 ) N =$250,001 - $500,000 O =$500,001 - S 1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. V a lu e Me tho d Co d e s Q =App ra isa l R =Cost (Real Esta te Only) S =Asse s smen t T =Cash Marke t
(See Co lum n C2) U = Book Va lu e V =Othe r W = Es t ima t e d
E =$15,001 - S50,000
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FINANCIAL DISCLOSURE REPORT
Page 13 of 15
N a m e o f P e r s o n R e p o r t i n g
O’CONNOR, SANDRA D.
D a t e o f R e p o r t
04/28/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g
( i n c l u d i n g t r u s t a s s e t s ) r e po r t i n g p e r i o d
(i) (2 )
Place "(X)" after each asset A m o u n t Ty p e ( e . g . ,
e x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 d i v . , r e n t ,(A-H ) or int.)
G r os s v a l u e a t e nd
o f r e po r t i n g p e r i o d
(1) (2)
V a l u e V a l u e
Co d e 2 M e tho d
(J -P ) Co d e 3
( Q - W )
(i)
T y p e ( e . g .,
b u y , s e t t ,
r e d e m p t i o n )
T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d
(2) (3) (4) ( 5 )
Da t e V a l u e Ga i n I d e n t i t y o f
m m / d d / y y C ode 2 C o d e I buye r / s e l l e r
( J- P) (A -H ) ( i f p r i v a t e
t r a n s a c t i o n )
137 . - J ohn s on & J ohn s on A D iv i d e nd K
138 . -JPM or gan Cha s e & Co A Div idend K
139 . - Lowe s Com pan i e s I n c A Div idend K
140. -Microsof t Corp A Div idend K
141 . - P ep s i c o I n c A D iv i d e nd K
142. -Proc te r & Gam ble Co. A D iv i d e nd K
143 . - S ou th e r n Com p any A Div idend J
144. -T Rowe Pr ice Grou p Inc . A Div idend K
145. -Targe t Corp A Div idend K
146. -US Treasury B i l l s A In te rest P1
147.
148.
149 . - Un i t e d Te chno l og i e s Co r p A Div idend K
150 . - Wa lg r e e n Com pany A D iv i d e nd K
151. -We l l s F a rg o C o m p a n y No n e K
1 5 2 . F o lge r N o l a n F l em ing D ou g l a s ( Ca s h No n e L
A ccoun 0
153.
T Bu y 08/31/10 K
T Buy 08/31/10 K
T Buy 08/31/10 K
T Buy 08/31/10 K
T Buy 08/31/10 K
T Bu y 08/31/10 K
T Bu y 08/31/10 J
T Bu y 08/31/10 K
T Buy 08/31/10 K
T Buy 08/23/10 P1
Sold 09/02/10 O
(part)
Sold 12/03/10 K
( p a r 0
T Buy 08/31/10 K
T Buy 08/31/10 K
T Buy 12/03/10 K
T Open 10/06/10 L
1. lr~come Gain Codes : A =$ 1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0
(See Colurans BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =$1,000,001 " $5,000,00 0 H2 =M°re than $5,000,000
2. Value Codes J =$15,000 o r le ss K =$15,001 - 550,000 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M =$ 100,001 - $250,000
(Se e Col umns C 1 a nd D3) N =$250,001 - $5001000 O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Va l ue Me t hod Code s Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t T =Cash Marke t
(See Co lu m n C2) U =Boo k Va lu e V =Othe r W =Est imated
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 14 of 15 Ia m e o f P e r s o n R e p o r t i n g
O ’ C O N N O R , S A N D R A D .
D a t e o f R e p o r t
04/28J2011
VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndicate part of report.)
FOOTNOTES
( 1 ) Cha r l e s a nd S chwab Accoun t a nd D odge & Cox B a l a n c e d F und - A cc t 1 we r e c l o s e d a nd t h e p r o c e e d s i nv e s t e d w i t h F o l g e r No l a n F l em ing D ou g l a s i n t o t h e B y
Pas s T rus t Accoun t in Ju ly 2011 .
(2 ) As s e t s o f th e Fo lge r , Nolan , F lem ing Doug la s By Pas s T rus t Accoun t a re inc lude d in Pa r t VII.
( 3 ) Fo l g e r N o l a n F l em ing D oug l a s r e c e i v e d t h e f und s f r om t h e D odge & Cox B a l a n c e d F und - A ec t 1 i n J u l y 20 ! 1 a nd pu r ch a s e d t h e s t o ck s a s no t e d .
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FINANCIAL DISCLOSURE REPORT
P a g e 1 5 o f 1 5
Name o f Pe r son Repo r t ing
O ’ C O N N O R , S A N D R A D .
D a t e o f R e p o r t
04/28/2011
IX. CERTIFICATION.
I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a bl e s t a t u to r y
p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i n
com p l i a nc e w i t h t he p r ov i s i on s o f 5 U .S .C . app . § 501 e t . s eq . , 5 U .S .C . § 7353 , a nd Jud i c i a l Con f e r enc e r e g u l a t i on s .
Signature: S/SANDRA D. O’CONNOR
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINA L SANCTION S (5 U .S .C . app . § 104 )
C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t s
S u i t e 2 - 3 0 1
One Columbus Circle, N.E.
W a s h i n g t o n , D .C . 2 0 5 4 4
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F i n a n c i a l D i s c l o s u r e R e p o r t - 2 0 1 0S a n d r a D a y O ’C o n n o r
IV. Reimbursements ofTransportation, Lodging, Food, Entertainment
o
o
10 .
J o i n t Am e r i c a n I n n s o f C o u r tA n n u a l D i n n e r
National Association of
S e c r e t a r i e s o f S t a t e
Michigan Conference at WayneState University
University of Minnesota
Foundation of the International
Association of Defense Council
C o n f e r e n c e
University of Arizona
U n i t e d S t a te s C o u r t o f A p p e a l sfor Veterans Claims
Community Foundation in
G r e e n s b o r o
and Elon University
Rockefeller Foundation
C o u r t o f A p p e a l s f o r t h eEleventh Circuit
January 11. San Diego, California -
Remarks at the American Inns Joint Dinner and program.(Transportation and meals)
January 29. Washington, D. C.
Remarks at the luncheon followed by Question and Answer session.R e c e iv e d t h e M a r g a r e t C h a se S m i th A m e r ic a n D e m o c r a c y A w a r d .(Transportation and meals)
February 9. Detroit, MichiganR e m a r k s a t c o n f e r e n c e .(Transportation, lodging and meals)
February 10. Minneapolis, Minnesota
Meeting with legislative members.
( T r a n s p o r t a t io n p r o v i d e d t h r o u g h p r i v a t e p l a n e o w n e d b y 1 C G ,L L C w h i c h i s o w n e d b y D i a n e G . W a l l a c h a n d J o h n S . G a t e s )
February 16. Naples, FloridaRemarks at conference followed by question and answer sessionc o n c e r n i n g O u r C o u r t s.
( T ra n s p o r t a ti o n a n d a c c o m m o d a t i o n s p r o v id e d )
February 25-26. Tucson, Arizona
Teach at the University of Arizona.
(Transportation, Lodging and meals)
March 4. Washington, D. C.Luncheon remarks at conference.(Transportation and meals)
March 8 . Gre en sbo ro , No r t h Ca ro l i n aL u n c h e o n r e m a r k s , a n d v i s it a t E l o n U n i v e r s it y w i t h s tu d e n t s a n df a cu l ty .(T r a n s p o r t a ti o n p r o v i d e d b y Bo bby L o n g )
M a r c h 1 0 . N e w Y o r k , N e w Y o r kParticipation in Board meetings.
(Transportation, meals and lodging)
March 16-17. Miami, Florida
Sit with the Eleventh Circuit Court of Appeals Panel.
(Transportation, lodging and meals)
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11 .
12 .
13 .
14 .
15 .
16 .
17 .
18 .
19 .
20.
21.
O’Connor Judicial Selection
Initiative and Pat Broe
P o m o n a C o l le g e
a n d P a t B r o e
New York City Bar Association
University of Kansas School of
L a w
Bill Lane Center Advisory BoardCouncil
Wisconsin State Bar Association
College of William & Mary
University of Illinois
Court of Appeals for the SeventhCircuit
Ma c A r t h u r N e t w o r k s L a w a n dNeuro s c i e nc e P ro j e c t
iCivics.org
M a r c h 2 5 . L a s V e g a s , N e v a d aMeeting with Nevada legislators concerning judicial selection.
(Meals. Transportation provided by Pat Broe)
March 30. Claremont, CalifomiaVisit the campus and address the student body’ faculty and alumni.
(Meals. Transportation provided by Pat Broe)
A p r i l 5. N e w Y o r k C i t y , N e w Y o r kDeliver the Arps Lecture.(Transportation, lodging and meals)
A p r i l 1 2- 1 3 . L a w r e n c e , K a n s a sV i s i t c a m p u s a n d s t u d e n t l a w c l a s s , lu n c h w i th s t u d e n t s a n d f a c u l ty ,conve r s a t i o n - s ty l e f o rm a t f o r s ta t e an d f ed e r a l j u dg e s , f a cu l ty anda l u m n i .( T ra n s p o r t a t i o n , l o d g i n g a n d m e a l s )
May 1-2. Palo Alto, CalifomiaAdvisory Board Council meetings at Stanford University.
(Transportation, lodging and meals)
May 5-6. Madison, Wisconsin, Wisconsin
Radio interview concerning civic education, address to students,t e a c he r s a n d p o l ic y m a k e r s a t th e W i s c o n s in S u p r e m e C o u r t ;remarks to the Wisconsin State Bar Association, and participate inpanel discussion.
(Transportation, lodging and meals)
May 14-16. Williamsburg, Virginia
Participation at events for Commencement weekend.(Transportation, lodging and meals)
May 17, 2010. Chicago, Illinois
Remarks for the Paul H. Douglas Education Lecture.(Lodging)
May 18-20, 2010. Chicago, IllinoisSit with the Seventh Circuit Court of Appeals Panel.R e m a r k s a t t h e C h ic a g o B a r A s s o c i a t io n R e c e p t io n .(Transportation, lodging and meals)
May 21, 2010. Santa Barbara, CaliforniaA t te n d B o a r d M e e t i n g s .(Transportation, lodging and meals)
M a y 2 5 - 2 6 , 2 0 1 0 . N e w Y o r k C i ty , N e w Y o r kMeeting with iCivics supports and board members
Remarks a t t h e Gam es fo r Change Fes t i v a l a t The N ew S choo l ;V i s i t s t u d e n t s a t d e m o c r a c y P r e p C h a r t e r S c h o o l ;Interview for the Today Show concerning civic education
Sit with the Eleventh Circuit Court of Appeals Panel.
(Transportation, lodging and meals)
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22.
23.
24.
25 .
26 .
27 .
28 .
29 .
30.
31.
Connecticut Bar Association and
Kent Memorial Library
Association
S e m e s t e r a t Se a V o y a g eLeadership Forum on GlobalAffairs
Rockefeller Foundation and
Dr. Judith Rodin
A s p e n I d e a s F e s t iv a l
National District Attomey’s
Association
C e n t r a l E a s t e r n E u r o p e a n L a wImitative (CEELI) andUS Embassy in Prague
N a t i o n a l C e n t e r f o r S t a t e C o u r t s
U n i t e d S t a te s C o u r t o f A p p e a l sfor the Ninth Circuit
Furman and Susan Mosely
Aspen Institute
J u n e 4 - 7 , 2 0 1 0. H a r tf o r d a n d K e n t , C o n n e c t i c u tR e m a r k s to t h e Y o u n g L a w y e r s S e c t io n o f t h e C o n n e c t ic u t B a rAssociation; remarks to the Kent Memorial Library AssociationSit with the Eleventh Circuit Court of Appeals Panel.
(Transportation, lodging and meals)
J u n e 9 - 1 4 , 2 0 1 0. V o y a g e f r o m F t . L a u d e r d a l e , F l o r i d a t o H a l i f a x ,N o v a S c o t i a .Remarks to members of the Leadership Forum on Global Affairsa n d r e m a r k s t o a u d i e n c e a t te n d i n g s e s s i o n s .(Transportation, lodging and meals for self)
June 20 - 25, 2010. Milan, ItalyParticipation in Board meetings.
(Transportation, meals and lodging)
J u l y 5 , 20 1 0 . A s p e n , C o l o r a d o
Remarks to Aspen participants and visit with students.( T r a n s p o r t a t i o n )
Ju ly 11-12, 2010. Nap a Va l l ey, Ca l ifo rn i aRem arks t o th e Na t i o n a l Di s t r i c t A t to r n ey ’ s As so c i a t i o nConfe r e nc e .( T ra n s p o r t a t io n , m e a l s a n d l o d g i n g )
J u l y 1 7 - 2 2 , 2 0 1 0 . P r a g u e , C z e c h R e p u b li cParticipate in CEELI Institute Board Meetings, Governing Boardand International Advisory Board; panel discussion with local
judiciary; and Judicial Integrity Roundtable.
(Transportation, meals and lodging)
J u l y 2 6 - 2 7 , 2 0 1 0 . V a i l , C o l o r a d oParticipate in Conference of Chief Justices; luncheon remarks on
the civics education
(Transportation, meals and lodging)
July 29, 2010. Billings, Montana
Sit with the Ninth Circuit Court of Appeals Panel.(Transportation, meals and lodging)
A u g u s t 1 - 4 , 2 0 1 0. A ld e r , M o n t a n a - R u b y S p r i n g s L o d g e .Discussions with Dr. Lambert and others concerning direction of
the Elon University.
(Meals and lodging)
Augu s t 10 , 2010 . Aspen , Co l o r a do .Par t ic i p a t e i n Mc C lo skey Speake r Se r i e s , co nve r s a t i o n f o rm a t w i thQ & A f ro m t h e a u d ie n c e .(T r a ve l a n d m e a l s )
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32 .
33.
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35 .
36 .
37 .
38 .
39 .
40.
41.
42.
Chautauqua Institute
I o w a s t a t e B a r A s s o c i a ti o n
Hispanic National Bar
Association
Institute for the Advancement of
the American Legal System and
P a t B r o e
American Bar Association Rule
of Law Initiative
New York University
Benjamin Cardozo School of
L a w
Stanford University
California Women’s Conference
Rockefeller Foundation
Lyndon Baines Johnson Library
Foundation
C o u r t o f A p p e a l s f o r t h e F o u r t hCircuit
A u g u s t 2 0 , 2 0 1 0. C h a u t a u q u a , N e w Y o r kPresentation at Chautauqua Institute for its Supreme Court: Issues
of Justice and Personal Rights series with Professor Craig Joyce
with Q&A from the audience.(Travel)
S e p t e m b e r 7 - 8 , 2 0 1 0 . D e s M o i n e s , I o w aDinner with members of the Iowa Supreme Court; breakfastmeeting, remarks on judicial independence and merit selection of
judges followed by panel discussion.
(Lodging and meals)
September 9, 2010. Minneapolis, MinnesotaLuncheon remarks on civic education.(Transportation and meal)
S e p t e m be r 2 1 - 22 , 2 0 1 0. L a s V e g a s a n d R e n o , N e v a d a
News taping, meetings with editorial boards, and participation at
t h e B o y d S c h o o l o f L a w F o r u m .(Lodging and meals. Transportation provided by Pat Broe)
O c t o b e r 1 4 ~ 2 0 1 0 . W a s h i n g t o n , D . C .Receive a Lifetime Achievement Award, remarks at dinner
(Transportation and meal)
O c t o b e r 1 7 , 2 0 1 0 . N e w Y o r k C i t y , N Y
Q&A session with law students, remarks at dinner in honor of PaulVerkuil.
(Transportation, meals and lodging)
O c t o b e r 2 1 - 2 4 , 2 0 1 0. S a n F r a n c i s c o , C AParticipate in class panel discussion and in panel discussion for the
University.
(Transportation and lodging)
O c t o b e r 2 5 , 2 01 0 . L o s A n g e l e s , C AParticipate in receptions for speakers, luncheon conference with adiscussion with Justice Ruth Ginsburg, received the Minerva
A w a r d a n d g a v e br ie f r e m a r k s .(Transportation, meals and lodging)
N o v e m b e r 1 . N e w Y o r k , N e w Y o r k
Participation in Board meetings.(Transportation, meals and lodging)
November 29-30. Austin, TexasLuncheon and evening Harry Middleton lecture at the LBJ Libary.
(Transportation and meals)
Decem be r 7 -10 . R i chm ond , V i r g i n i aS i t w i th th e Fou r th C i r cu i t Cou r t o f Appea l s Pan e l .( T ra n s p o r t a t i o n , l o d g i n g a n d m e a l s )
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J o h n F . K e n n e d y L i b r a ryFoundation
D e c e m b e r 13 . B o s t o n , M a s s a c h u s e t t sProgram at the JFK Library with dinner.(Transportation, lodging and meals)