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SCA INTAKE DOCUMENTS Please fill out these documents completely; missing information could delay the start of your therapy. If you designate another person (such as a spouse or a witness) to will also sign these papers, all signatures must be in place before the papers can be processed. Documents include: Client Information: Requests basic information such as date of birth, contact information, spouse and emergency contacts, and reasons for seeking therapy. Insurance Information/Authorization and Release: Requests specific information regarding your insurance provider, and your signature authorizing us to contact them. This enables SCA to bill your insurance provider for our services to you. Without your information and signature, SCA will have to bill you directly. Credit Card Information: Allows clients to keep credit card information stored in SCA’s secure files in order to facilitate no-contact payment. This is especially useful to clients doing teletherapy. Therapist Disclosure and Consent: Explains your rights as a client, SCA’s policies and your therapist’s qualifications. SCA must have a copy of your therapist’s current Disclosure and Consent form signed by the client or legal representative before therapy can begin. Disclosure and Consent for Teletherapy: Explains the process and limitations of teletherapy, and your rights as a client. In order to complete these intake papers, you must sign this document and indicate whether or not you agree to receive teletherapy services. Internship Site Informed Consent: Asks whether you will agree to have an intern sit in on some of your sessions with your therapist. You are free to choose “yes” or “no,” or to change your mind after you say “yes.” Notice of Privacy Practices: Explains detailed policies that SCA follows to protect your privacy. Federal law requires us to provide this information and obtain proof that you have received it before we can begin therapy. Receipt of Notice of Privacy Practices: Asks for your signature acknowledging that you have received our Notice of Privacy Practices, included in this document package. This fulfills a federal HIPAA requirement, and must be signed before therapy can begin. Importance and Value of Personality Assessment: Explains the benefits of personality assessment for effective therapy. Signing it does not commit you to take any tests; it simply acknowledges that you understand the value of testing, and agrees that if you choose to receive testing, you will pay any costs that your insurance does not pay. SCA Policy and Procedure for Client Emergencies: Explains how to reach your therapist or access other assistance if you are in a crisis that threatens your safety. This document is for your records. We appreciate your attention to these documents. If you have any questions, contact us: Phone: 303-730-1717 | Fax: 303-730-1531 | Email: [email protected] This page left blank to make pages print correctly double-sided
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Page 1: SCA INTAKE DOCUMENTS - Southwest Counseling · SCA INTAKE DOCUMENTS . Please fill out these documents completely; missing information could delay the start of your therapy. If you

SCA INTAKE DOCUMENTS Please fill out these documents completely; missing information could delay the start of your therapy. If you designate another person (such as a spouse or a witness) to will also sign these papers, all signatures must be in place before the papers can be processed. Documents include:

• Client Information: Requests basic information such as date of birth, contact information, spouse and emergency contacts, and reasons for seeking therapy.

• Insurance Information/Authorization and Release: Requests specific information regarding your insurance provider, and your signature authorizing us to contact them. This enables SCA to bill your insurance provider for our services to you. Without your information and signature, SCA will have to bill you directly.

• Credit Card Information: Allows clients to keep credit card information stored in SCA’s secure files in order to facilitate no-contact payment. This is especially useful to clients doing teletherapy.

• Therapist Disclosure and Consent: Explains your rights as a client, SCA’s policies and your therapist’s qualifications. SCA must have a copy of your therapist’s current Disclosure and Consent form signed by the client or legal representative before therapy can begin.

• Disclosure and Consent for Teletherapy: Explains the process and limitations of teletherapy, and your rights as a client. In order to complete these intake papers, you must sign this document and indicate whether or not you agree to receive teletherapy services.

• Internship Site Informed Consent: Asks whether you will agree to have an intern sit in on some of your sessions with your therapist. You are free to choose “yes” or “no,” or to change your mind after you say “yes.”

• Notice of Privacy Practices: Explains detailed policies that SCA follows to protect your privacy. Federal law requires us to provide this information and obtain proof that you have received it before we can begin therapy.

• Receipt of Notice of Privacy Practices: Asks for your signature acknowledging that you have received our Notice of Privacy Practices, included in this document package. This fulfills a federal HIPAA requirement, and must be signed before therapy can begin.

• Importance and Value of Personality Assessment: Explains the benefits of personality assessment for effective therapy. Signing it does not commit you to take any tests; it simply acknowledges that you understand the value of testing, and agrees that if you choose to receive testing, you will pay any costs that your insurance does not pay.

• SCA Policy and Procedure for Client Emergencies: Explains how to reach your therapist or access other assistance if you are in a crisis that threatens your safety. This document is for your records.

We appreciate your attention to these documents. If you have any questions, contact us:

Phone: 303-730-1717 | Fax: 303-730-1531 | Email: [email protected]

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For SCA office use only: Account # ______________ SCA CBH CAPS

Thank you for selecting Southwest Counseling Associates. We will strive to provide you with the best possible care. To help us meet your needs, please fill out this form completely. If you have any questions or need assistance, please ask our receptionist or call 303-730-1717.

Date _______________________ Therapist ____________________________________

Client Information

Name __________________________________ Gender: M F Date of Birth _____________________

Street Address __________________________________________ City ________________________________

State _____ ZIP ___________ Home Phone ____________________ Cell ____________________

SS# ________________ Employer/School ________________________________________________________

Street Address __________________________________________ City ________________________________

State _____ ZIP _________ Phone/Ext _________________________ FAX ____________________

Church/Affiliation ______________________________________________________ Member Attender

Pastor/Minister __________________________ Phone ____________________ FAX ____________________

Physician _______________________________ Phone ____________________ FAX ____________________

Payer / Insurance Policy Holder

Name __________________________________ Gender: M F Date of Birth _____________________

SS# ________________ Relationship to Client ______________________________ Address Same as Client

Street Address __________________________________________ City ________________________________

State _____ ZIP ___________ Home Phone ____________________ Cell ____________________

Employer ___________________________________________________________________________________

Street Address __________________________________________ City ________________________________

State _____ ZIP _________ Phone/Ext _________________________ FAX ____________________

Please fill out second page of this document

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Spouse Information Spouse of Client Payer / Policy Holder

Name __________________________________ Gender: M F Date of Birth _____________________

SS# ________________ Relationship to Client ______________________________ Address Same as Client

Street Address __________________________________________ City ________________________________

State _____ ZIP ___________ Home Phone ____________________ Cell ____________________

Employer ___________________________________________________________________________________

Street Address __________________________________________ City ________________________________

State _____ ZIP ___________ Home Phone ____________________ Cell ____________________

Contact in Case of Emergency

Name __________________________________ Relationship to Client ______________________________

Street Address __________________________________________ City ________________________________

State _____ ZIP ___________ Home Phone ____________________ Cell ____________________

Reason(s) for seeking therapy: __________________________________________________________________ ______________________________________________________________________________________________________________________________________________________________________________________

What do you hope to accomplish from therapy? ____________________________________________________ ______________________________________________________________________________________________________________________________________________________________________________________

List all previous therapists and counseling experiences:_______________________________________________ ______________________________________________________________________________________________________________________________________________________________________________________

Have you formally terminated therapy with your previous therapist? Yes No N/A

If you have formally terminated therapy with your previous therapist, are you willing to sign a release allowing your previous therapist and your current therapist to share information about your treatment?

Yes No N/A

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Client Insurance Information INSURANCE INFORMATION

Many insurance policies provide partial to total coverage for mental health services. Your insurance is a contract between you and your insurance company; it is not an agreement between the insurer and our agency. This means that your account with SCA is your responsibility regardless of insurance coverage that may exist. With the exception of contracted Managed Care Organizations, payment is expected at the time of service. Clients with contracted managed care plans agree to pay in full any amount due for co-pays or deductibles as well as all non-covered services including, but not limited to, testing, educational resources, and telephone consultations. Frequently these charges are not covered by insurance and therefore are the client's responsibility.

Due to changes in health care, it is necessary to obtain insurance information on all our clients.

Name of Insurance Company __________________________________________________________________________

Insurance Company Address __________________________________________________________________________

Insurance Company Phone Number ___________________________________________________________________

Name of Policy Holder _______________________________________ Policy Holder’s SS# ______________________

ID# ______________________________________________ Group # ________________________________________

Does your policy provide mental health coverage? Yes No

AUTHORIZATION AND RELEASE

I authorize the release of any medical or other information necessary to process claims incurred at Southwest Counseling Associates. I understand that information requested by my insurance provider may include treatment plans, progress reports, and/or case notes. I also request payment of government benefits or payment of medical benefits to Southwest Counseling Associates.

I agree that payments will not be delayed or withheld because of any insurance coverage. I understand that all proceeds of insurance payments are assigned to SCA, where applicable, until remaining charges have been paid. It is also understood that SCA will not assume responsibility for the collection of insurance payments. Accounts with no financial activity for 30 days may be sent to a collection agency.

MEDICAID POLICY Unfortunately, SCA cannot work with any client covered under Medicaid. Due to the rules with Medicaid, we cannot work with any client under any condition including self-pay, reduced rate, 3rd party payment, other insurance company coverage, or even pro bono. If at any point of your treatment with us at SCA you do begin to be covered under Medicaid, please inform your therapist immediately. We will then seek to advise you of organizations in this area who might potentially work with you, but we will need to responsibly terminate treatment with you in a timely manner in order to not violate Medicaid rules.

I have read, understand, and agree to abide by the above statement. I agree to discuss with my SCA therapist(s) any questions or concerns I might have regarding SCA's Medicaid policy.

____________________________________________________ _______________________

SIGNATURE of Client Legal Guardian/Representative Date of Signature

____________________________________________________ _______________________ SIGNATURE of Witness Date of Signature

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Credit Card Information Name __________________________________________________ Phone ____________________

Address ___________________________________________________________________________

_______________________________________________________ Amount __________________

Check one: Master Card VISA

Name on Card _______________________________________________ Exp Date _____________

Card Number ________________________________________________ V Code ______________ 3 digits on back of card

Do you wish SCA to keep this information on file? Yes No

I choose not to disclose credit card information, and I will make other arrangements to pay SCA at or before the time of service

Signature _________________________________________ Today’s Date ____________________

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Southwest Counseling Associates 141 West Davies Avenue Littleton, Colorado 80120

303.730.1717

DISCLOSURE AND CONSENT FORM

Southwest Counseling Associates is committed to quality time-effective treatment for all clients regardless of age, race, sex, or religious affiliation. Professional Christian counseling and the use of spiritual resources are available for clients who request it.

PAYMENT POLICIES Our fees are based on forty-five/fifty (45-50) minute sessions. Your therapist is Maddie Frey, MA Candidate and the per- session fee is $65. Phone consultations are your responsibility and are billed in 15-minute increments. All calls over five minutes will be billed accordingly.

Our policy is that each person receiving counseling or testing services will pay for such services at the time the professional services are rendered. If there is partial insurance coverage, a co-pay will be due at the time of services. In cases in which children of divorced parents are receiving services, all fees due must be paid at the time of service by the accompanying adult. Charges shown by statements are agreed to be correct and reasonable unless protested in writing within thirty (30) days of billing date. A $35 administrative fee will be charged on all checks that are returned.

If there are expenses due to legal action leading a therapist to consult with attorneys, you will be responsible for all fees, including but not limited to phone calls, written reports, or court appearances.

CANCELLATIONS/MISSED APPOINTMENTS We understand that at times, it is necessary to cancel an appointment. We request that any changes or cancellations be made at least 24 hours in advance. If there should be a need to cancel a Monday appointment, that cancellation would need to be made by the Friday before the appointment. Any appointments or cancellations with less than 24 hours notice will be charged the regular per-session rate. If the therapist determines it is an emergency, the charge can be waived. Most insurance providers do not cover missed appointment charges.

DISCLOSURE REGARDING DIVORCE AND CUSTODY LITIGATION If you are involved in divorce or custody litigation, the therapist role is not to make recommendations to the court concerning custody or parenting issues. By signing this Disclosure Statement, you agree not to subpoena your therapist(s) to court for testimony or for disclosure of treatment information in such litigation; and you agree not to request that your therapist(s) write any reports to the court or to your attorney, making recommendations concerning custody. The court can appoint professionals, who have no prior relationship with family members, to conduct an investigation or evaluation and to make recommendations to the court concerning parental responsibilities or parenting time in the best interests of the family’s children.

REGULATION OF PSYCHOTHERAPISTS The practice of licensed or registered persons and Certified School Psychologists in the field of psychotherapy is regulated by the Department of Regulatory Agencies. The regulatory boards can be reached at 1560 Broadway, Suite 1350, Denver, Colorado 80202, (303) 894-7800. The regulatory requirements for mental health professionals include the following:

1. A Licensed Clinical Social Worker, a Licensed Marriage and Family therapist, and a Licensed Professional Counselor must hold a masters degree in their profession and have two years of post-masters supervision.

2. A Licensed Psychologist must hold a doctorate degree in psychology and have one year of post-doctoral supervision. 3. A Licensed Social Worker must hold a masters degree in social work. 4. A Psychologist Candidate, a Marriage and Family Therapist Candidate, and a Licensed Professional Counselor

Candidate must hold the necessary licensing degree and be in the process of completing the required supervision for licensure.

5. A Certified Addiction Counselor I (CAC I) must be a high school graduate, and complete required training hours and 1000 hours of supervised experience.

6. A CAC II must complete additional required training hours and 2,000 hours of supervised experience. A CAC III must have a bachelors degree in behavioral health, and complete additional required training hours and 2,000 hours of supervised experience.

7. A Licensed Addiction Counselor must have a clinical masters degree and meet the CAC III requirements. 8. A Registered Psychotherapist is listed in the State’s Database and is authorized by law to practice psychotherapy in

Colorado, but is not licensed by the state and is not required to satisfy any standardized educational or testing requirements to obtain a registration from the state.

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CLIENT RIGHTS AND IMPORTANT INFORMATION 1. You are entitled to receive information from your therapist about methods of therapy, the techniques used, the

duration of your therapy, and your therapist’s fee. Please ask if you would like to receive this information. 2. You may seek a second opinion from another therapist or terminate therapy at any time. 3. In a professional relationship (such as your relationship with your therapist), sexual intimacy between a therapist and a

client is never appropriate. If sexual intimacy occurs, it should immediately be reported to the Board that licenses, certifies or registers the therapist.

4. The information provided by the client during therapy sessions is legally confidential in the case of licensed marriage and family therapists, social workers, professional counselors, and psychologists; licensed or certified addiction counselors; and registered psychotherapists, except as provided in section 12-43-218 and the HIPAA Notice of Privacy Rights you were provided. Certain legal exceptions will be identified by the licensee, registrant, or certificate holder should any such situation arise during therapy.

5. There are several exceptions to confidentiality which include: (a) Your therapist is required to report any suspected incident of child abuse or neglect to law enforcement; (b) Your therapist is required to report any serious threat of imminent physical violence against a specific person or persons, including those identifiable by their association with a specific location or entity; (c) Your therapist is required to initiate a mental health evaluation of a client who is imminently dangerous to self or to others, or who is gravely disabled, as a result of a mental disorder; (d) Your therapist is required to report any suspected threat to national security to federal officials; (e) Your therapist may be required by Court Order to disclose treatment information; (f) Your therapist is required to report suspected neglect, abuse, or exploitation of elderly individuals; and (g) SCA as an organization considers it an ethical obligation to report mistreatment, neglect, or exploitation of at-risk adults. This includes suspected and/or observed incidents that involve adults who are at-risk due to physical or mental causes.

6. In compliance with Colorado State law, all documents related to your care may be shredded seven (7) years after last clinical contact or after client turns 18 years 6 months, whichever is later.

SUPERVISION Your therapist will be working with you as a part of an internship for their master’s in counseling program. As part of our commitment to quality care, all therapists participate in individual and group supervision. Maddie Frey receives direct and regular supervision by Jodi Top, M.A., LCSW, a part of their internship at SCA. In order to provide thorough, competent supervision and quality care, the supervisor may, at times, determine that it is valuable for a session to be video or audio taped. In that event, you will be informed of such and asked to sign a consent form before any taping is done.

AUTHORIZATION FOR TREATMENT I have read this disclosure. I have been given my therapist’s biography and am aware of my therapist's degrees and credentials. I understand the conditions as stated above, and I agree to receive counseling with my therapist under these conditions.

______________________________________________ PRINTED Name of Client

______________________________________________ ______________________________________________ PRINTED Name of Legal Guardian / Representative Relationship to Client

______________________________________________________ ___________________________

SIGNATURE of Client Legal Guardian/Representative Date of Signature

______________________________________________________ ___________________________ SIGNATURE of Spouse (if in joint therapy) Date of Signature

______________________________________________________ ___________________________ SIGNATURE of Witness Date of Signature

09/20

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Disclosure and Consent for Teletherapy Services Page 1 of 2

As our community navigates the COVID-19 (Coronavirus) pandemic, Southwest Counseling Associates (SCA) is offering teletherapy services to its patients. “Teletherapy” is defined by the state of Colorado as “…a mode of delivery of mental health services through telecommunications systems, including information, electronic, and communications technologies, to facilitate the assessment, diagnosis, treatment, education, care management, or self-management of a person’s mental health care while the person is located at an originating site and the provider is located at a distant site.” Teletherapy technologies include those devices and technologies that allow secure electronic communication and information exchange between a mental health professional and patient located in different locations. You will agree with your provider on the type of teletherapy technology you will utilize before beginning teletherapy.

While the use of teletherapy services offers significant potential benefits during this time, there are issues unique to teletherapy that you should be aware of and consider in your decision to engage in teletherapy services with SCA.

Location of Patient and Provider at the Time of Teletherapy Service The provision of services is considered to have occurred where the patient is located at the time of service. Therefore, any ongoing teletherapeutic services may only occur when the patient is present in the state their provider is licensed or authorized to practice. Exceptions may exist for those in another state, as long as residency remains in Colorado, but discuss this with your provider.

Professional Nature of Teletherapy Services The relationship between a provider and patient utilizing teletherapy at SCA is a professional relationship between you and your provider that falls under the same conditions outlined in the SCA Disclosure and Consent Form. This includes all matters related to the rules and regulations governing patient confidentiality.

Length of Session and Fees The length of teletherapy sessions will be identical to face-to-face therapy (45-50 minutes). Fees will be collected under the same conditions outlined in your provider’s SCA Disclosure and Consent Form and SCA’s Insurance Information Authorization and Release Form.

Benefits and Limitations of Teletherapy Teletherapy offers potential advantages and disadvantages. There is an advantage for many patients to be able to receive teletherapy services when they are unable to participate in face-to-face therapy and the alternative would otherwise be to receive no clinical services. Potential disadvantages of teletherapy, when compared to face-to-face therapy may include, but are not limited to, misunderstandings between a provider and patient when the visual cues that would normally occur during a face-to-face visit do not exist, the inability of the therapist to be immediately available to provide emergency services if needed and the potential for the means or substance of communication in teletherapy being accessed by an unauthorized party despite appropriate efforts made to avoid this by both provider and patient.

Disruption of Service If services are disrupted or disconnected in the course of teletherapy, your provider will attempt to contact you as quickly as possible through the means of teletherapy you were using at the time of disruption. If service is disrupted or disconnected in the course of teletherapy when you are in a state of emergency and your provider is unable to contact you in a timely manner you may call 911, go to your local emergency room or contact the SCA emergency pager by calling 303-730-1717 and following the prompts for the SCA emergency pager system.

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7/20

Disclosure and Consent for Teletherapy Services Page 2 of 2

Record Keeping for Teletherapy Services Teletherapy services received by patients at SCA will not be recorded unless mutually agreed upon by both you and your provider. Patient records of teletherapy services will be kept by your provider according to generally accepted standards of mental health practice.

Duration of Teletherapy Services At this time, SCA will provide ongoing teletherapy services for as long as circumstances related to the COVID-19 (Coronavirus) pandemic warrant and your SCA provider is able to administer them. Because SCA views face-to-face therapy as preferable to teletherapy, face-to-face therapy will be expected to begin/resume when your provider deems it appropriate to do so. By consenting to the terms of this agreement you are also agreeing to begin/resume face-to-face therapy at our offices under these conditions.

Confidentiality and Security SCA will only use teletherapy technologies deemed sufficiently confidential and secure according to generally accepted standards of practice. While SCA and your SCA provider can maintain generally accepted standards for confidentiality and technological security from the location they are treating you from, it is your responsibility to maintain confidentiality and technological security from your location. All patients of SCA receiving teletherapy are advised to only receive these services in a private room where they will not experience interruption and the communication of the provider and patient cannot be heard by a non-participating party.

By participating in teletherapy with SCA you are stating that you have considered and ensured these conditions whenever teletherapy services are rendered. In addition, SCA cannot be responsible for the security of the technological device you use to receive teletherapy. Even the most secure forms of technological communication are vulnerable to access by an unauthorized party and you accept that risk by choosing to participate in teletherapy.

It is also the patient’s responsibility to ensure that all necessary technological security measures are in place at their location before receiving teletherapy. Your provider cannot advise you on these specific matters and you may consult a professional for assistance if necessary. If you are unable to ensure these measures appropriately, you are advised by SCA to not participate in teletherapy or to reschedule teletherapy services until such measures are in place.

Informed Consent I have read this disclosure or have had it read to me. I understand the conditions for teletherapy services at SCA as stated above and …

I AGREE to receive teletherapy services from my provider under these conditions.

I DO NOT intend to receive teletherapy services from my provider at this time.

______________________________________________ ______________________________________________ PRINTED Name of Client PRINTED Name of Therapist

______________________________________________ ______________________________________________ PRINTED Name of Legal Guardian / Representative Relationship to Client

______________________________________________________ _______________________

SIGNATURE of Client Legal Guardian/Representative Date of Signature

______________________________________________________ _______________________ SIGNATURE of Spouse (if in joint therapy) Date of Signature

______________________________________________________ _______________________ SIGNATURE of Witness Date of Signature

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INTERNSHIP SITE INFORMED CONSENT

At Southwest Counseling, we believe in a high-quality level of care for all our clients. Part of that quality includes teaching and training the next generation of clinicians through our internship program. This program allows our highly-experienced staff to add their experience to an intern's early years as they are developing the type of therapist they will become in the future. It also gives our therapists the opportunity to give back to the field overall.

In addition to benefitting our interns and the field, the experience of teaching students and allowing them to ask questions is that it improves the quality of care given to all clients; it keeps one from becoming thoughtless in long term practice and gives seasoned therapists access to new theories and techniques otherwise only left in the classroom.

Please indicate below by checking “yes” or “no” to having an intern present in your session, allowing us to keep track of those who are comfortable with this practice. Agreement does not mean there will be an intern present, only that there may be. At any time if your consent changes, please notify your primary therapist and the practice shall cease.

Yes, I agree that an intern may participate in my sessions.

No, I prefer not to have an intern present.

I previously gave consent but have changed my mind. ______________________ Date

Name of client (print) ___________________________________________________

Legal guardian (print. If applicable) ______________________________________

Signature of Client Guardian ____________________________________________

Today's Date _________________________________

Updated 3/17

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NOTICE OF PRIVACY PRACTICES

THIS NOTICE DESCRIBES HOW MEDICAL (including mental health) INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO THIS INFORMATION. PLEASE REVIEW IT CAREFULLY.

We are required by law to maintain the privacy of protected health information, and must inform you of our privacy practices and legal duties. You have the right to obtain a paper copy of this Notice upon request.

We are required to abide by the terms of the Notice of Privacy Practices that is most current. We reserve the right to change the terms of the Notice at any time. Any changes will be effective for all protected health information that we maintain. The revised Notice will be posted in the waiting room and on our web site. You may request a copy of the revised Notice at any time.

We have designated a Privacy Officer to answer your questions about our privacy practices and to ensure that we comply with applicable laws and regulations. The Privacy Officer also will take your complaints and can give you information about how to file a complaint

Our Privacy Officer is Doug Feil. MS. LPC. You can contact the Privacy Officer at 303-730-1717 ext. 219. Our Security Officer is Charity Barone. MA. LPC. You can contact the Security Officer at 303-730-1717 ext. 249.

Use and disclosure of your protected health information that we may make to carry out treatment, payment, and health care operations

We may use information in your record to provide treatment to you. We may disclose information in your record to help you get health care services from another provider, a hospital, etc. For example, if we want an opinion about your condition from another professional, we may disclose information to the professional to obtain that consultation.

We may use or disclose information from your record to obtain payment for the services you receive. For example, we may submit your diagnosis with a health insurance claim in order to demonstrate to the insurer that the service should be covered.

We may use or disclose information from your record to allow "health care operations." These operations include activities like reviewing records to see how care can be improved, contacting you with information about treatment alternatives, and coordinating care with other providers. For example, we may use information in your record to train our staff about your condition and its treatment.

Southwest Counseling Associates (SCA) may also contact you to remind you of appointments and to tell you about treatments or other services that may be of benefit to you.

HCP 1.5

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SOUTHWEST COUNSELING ASSOCIATES

NOTICE OF PRIVACY PRACTICES PAGE 2

Your Rights

You may ask us to restrict the use and disclosure of certain information in your record that otherwise would be allowed for treatment, payment, or health care operations. However, we do not have to agree to these restrictions.

You have a right to receive confidential communications from us. For example, if you want to receive bills and other information at an alternative address, please notify us.

You have a right to inspect the information in your record, and may obtain a copy of it. This may be subject to certain limitations and fees. Your request must be in writing.

If you believe information in your record is inaccurate or incomplete, you may request amendment of the information. You must submit sufficient information to support your request for amendment. Your request must be in writing. SCA is not required to amend your record if it is determined that the record is complete and accurate.

You have the right to request an accounting of certain disclosures made by us. This request must be made in writing.

You have the right to complain to us about our privacy practices (including the actions of our staff with respect to the privacy of your health information). You have the right to complain to the Secretary of the Department of Health and Human Services about our privacy practices. You will not face retaliation from us for making complaints.

Except as described in this Notice, we may not make any use or disclosure of information from your record unless you give your written authorization. You may revoke an authorization in writing at any time, but this will not affect any use or disclosure made by us before the revocation. In addition, if the authorization was obtained as a condition of obtaining insurance coverage, the insurer may have the right to contest the policy or a claim under the policy even if you revoke the authorization.

You have the right to obtain another copy of this notice upon request.

Use or disclosure of your protected health information that we are required to make without your permission

In certain circumstances, we are required by law to make a disclosure of your health information. For example, state law requires us to report suspected child abuse or neglect. Also, we must disclose information to the Department of Health and Human Services, if requested, to prove that we are complying with regulations that safeguard your health information.

If you receive mental health care, including treatment for substance abuse, information related to that care may be more protected than other forms of health information. Communications between a psychotherapist and patient in treatment are privileged and may not be disclosed without your permission, except as required by law. For example, psychotherapists still must report suspected child abuse, and may have to breach confidentiality if you appear to pose an imminent danger to yourself or others, in order to reduce the likelihood of harm to you or others.

HCP 1.5

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SOUTHWEST COUNSELING ASSOCIATES

NOTICE OF PRIVACY PRACTICES PAGE 3

Use or disclosure of your protected health information that we are allowed to make without your permission

There are certain situations where we are allowed to disclose information from your record without your permission. In these situations, we must use our professional judgment before disclosing information about you. Usually, we must determine that the disclosure is in your best interest, and may have to meet certain guidelines and limitations.

We may use or disclose information from your record if we believe it is necessary to prevent or lessen a serious and imminent threat to the safety of a person or the public. We may report suspected cases of abuse, neglect, or domestic violence involving adult or disabled victims.

We may assist in health oversight activities, such as investigations of possible health care fraud. We may disclose information from your record as authorized by workers' compensation laws.

We may disclose information from your record if ordered to do so by a court, grand jury, or administrative tribunal Under certain conditions, we may disclose information in response to subpoena or other legal process, even if this is not ordered by a court.

We may disclose information from your record to a law enforcement official if certain criteria are met. For example, if such information would help locate or identify a missing person, we are allowed to disclose it.

If you tell us that you have committed a violent crime that caused serious physical harm to the victim, we may disclose that information to law enforcement officials. However, if you reveal that information in a counseling or psychotherapy session, or in the course of treatment for this sort of behavior, we may not disclose the information to law enforcement officials.

We may use or disclose information from your record for research under certain conditions.

Under certain conditions, we may disclose information for specialized government purposes, such as the military, national security and intelligence, or protection of the President.

Crimes on the premises or observed by SCA staff. Crimes that are observed by SCA staff, that are directed toward staff, or occur on SCA's premises will be reported to law enforcement.

HCP 1.5

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SOUTHWEST COUNSELING ASSOCIATES

NOTICE OF PRIVACY PRACTICES PAGE 4

CONFIDENTIALITY OF ALCOHOL AND DRUG ABUSE CONSUMER INFORMATION

Federal law and regulations protect the confidentiality of alcohol and drug abuse consumer records. Generally, SCA may not disclose to a person outside SCA that any information identifying a client as an alcohol or drug abuser, unless:

1) The client consents in writing; OR

2) The disclosure is allowed by a court order, OR

3) The disclosure is made to medical personnel in a medical emergency or to qualified personnel for research, audit, or program evaluation.

Violation of the federal law and regulations by SCA is a crime. Suspected violations may be reported to the United States Attorney in the District of Colorado.

Federal law and regulations-do not protect any information about suspected child abuse or neglect being reported under Colorado law to appropriate state or local authorities.

HCP 1.5

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RECEIPT OF NOTICE OF PRIVACY PRACTICES I acknowledge that I received SCA’s Notice of Privacy Practices on (date) ___________________________

Name of Client Legal Guardian/Representative __________________________________________

Legal Guardian/Representative’s Relationship to Client __________________________________________

_________________________________________________________ ________________________ SIGNATURE of Client Legal Guardian/Representative Date of Signature

_________________________________________________________ ________________________ SIGNATURE of Spouse ONLY if in joint therapy Date of Signature

For Office Use Only

Date Modified Version Given ___________________ Version/Effective Date ___________________

_________________________________________________________ ________________________ SIGNATURE of Client Legal Guardian/Representative Date of Signature

Legal Guardian/Representative’s Relationship to Client ______________________________________

_________________________________________________________ ________________________ SIGNATURE of Spouse ONLY if in joint therapy Date of Signature

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Initial Assessment Welcome to Southwest Counseling Associates (SCA). We appreciate you selecting our clinic for your counseling and mental health services.

When a person comes in for counseling or psychiatry services, he or she may be experiencing a wide variety of concerns. An important part of our treatment involves assessment and clarification of these concerns. Much of this assessment is done by clinical interview in your initial session(s). During the interview process, you (the client) are able to inform your provider of stressful events you have been through, challenging circumstances in your life presently, and how life stressors are affecting you and hindering your overall wellness.

In addition to the clinical interview, testing is a valuable tool that enables your provider to better understand the complexities of your situation in an efficient manner. Diagnostic testing helps both you and your provider identify and understand your symptoms − ie, problems in behavior, emotions, physical functioning, and relationships. This testing also clarifies how you as an individual tend to experience stress. Personality testing helps you and your therapist identify your strengths and preferences, and gives you a common language for discussing these during the course of therapy. An important goal of counseling is to help clients understand and maximize their strengths in a way that helps them cope with problems, achieve their potential, and improve their quality of life. In sum, testing helps clarify both problems and strengths.

Since 1986, it has been our experience that the combination of clinical interviewing and testing is the most effective way to assess clients for the purposes of accurate diagnosis and effective treatment planning. Testing is both cost-effective and time-effective in that it helps us gain a wide range of information in a short period of time. We have found that it would typically take a minimum of four to five counseling sessions in order to obtain the amount of information provided by one or two testing instruments. Your provider will talk with you about which test(s) would be most beneficial given your presenting concerns and goals, and will inform you of the cost of these tests. Please note that insurance companies typically do not pay for testing-and thus you would be personally responsible for making the payment in full.

Based on the results of initial testing, your provider may determine that additional, more specialized tests are indicated. If this is the case, your therapist will explain to you the need for additional testing and will clarify the time and costs involved.

If you have questions about assessment and testing, please do not hesitate to ask your provider. By signing below, you are acknowledging that you have read and understood this document. Your signature does NOT commit you to testing.

______________________________________________ PRINTED Name of Client

______________________________________________ ______________________________________________ PRINTED Name of Legal Guardian / Representative Relationship to Client

______________________________________________________ ___________________________

SIGNATURE of Client Legal Guardian/Representative Date of Signature

______________________________________________________ ___________________________ SIGNATURE of Spouse (if in joint therapy) Date of Signature

______________________________________________________ ___________________________ SIGNATURE of Witness Date of Signature

06/26

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SCA Policy and Procedure for Client Emergencies Southwest Counseling Associates offers a paging service for emergencies that occur during non-office hours. This service is provided for those patients who, because of an emergency or crisis, need to get in touch with their therapist or one of the associates here at SCA. Regular office hours are 8:00 am to 5:00 pm, Monday through Thursday and 8:00 am to 2:00 pm on Friday. (These hours may be subject to change.) If there is a problem you need to discuss with your therapist before your next scheduled appointment, please call the office and leave a message. There is a voice mail service that will take your message during the lunch hour and after regular business hours.

An emergency or crisis is a situation or incident that occurs in which you cannot wait until office hours to talk with your therapist. This would include suicidal or homicidal thoughts and plans, or anxiety attacks that render you nonfunctional. In other words, situations that are life threatening. If these situations arise during non-office hours, please call 303-730-1717 and follow the voice mail instructions. Give your name, phone number, and the name of the therapist you are seeing. Please give the number of where you can be reached and not a pager number.

If you are calling from a phone that does not receive calls from blocked numbers, please note the procedure listed below that will allow blocked numbers to get through temporarily. If you lose this information sheet, you can call the Operator for assistance. Sometimes the therapists must return emergency calls from home, and it is the policy of the SCA Board that therapists do not give out their home number. Either your therapist or one of the SCA clinical staff members will get back to you. Do not use this number for cancellations or appointment changes.

If, for some reason, you are unable to reach your therapist and/ or an SCA clinical staff member and if it is a life or death emergency, you are encouraged to call 911. ·

To turn off your Anonymous Call Rejection, pick up the receiver and dial *87 (1187 on rotary phones). A stutter dial tone will confirm that you have turned the service off. To turn Anonymous Call Rejection back on, pick up the receiver and dial *77 (1177 on rotary phones). The service will remain on until you choose to turn it off. A stutter dial tone will confirm that you have turned the service on.

Revised 04/20

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Thank you! We look forward to serving you.

Please note: • All required parts of the documents must be filled in before they can be submitted.

• If you have designated more than one person to sign these documents, all signers must complete the forms before SCA can process them.

• All documents must be completed within fourteen days of the date you began filling them out. After fourteen days, incomplete documents will expire and will be deleted.

Please contact us with any questions:

Phone: 303-730-1717 | Fax: 303-730-1531 | Email: [email protected]

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