Schwab, Arthur J - Judicial Watch...Page 4of10 Schwab, Arthur J. 04/06/2011 VII. INVESTMENTS and...

Schwab,

2.

3.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO IO in Government Act of 1978

Rev. 112011 FOR CALENDAR YEAR 2010 (5 V.S.C. opp.§§ 101-l l l)

t. Person Reporting (last name, first, middle initial)

Schwab, Arthur J.

2. Court or Organization

Western District of Pennsylvania

3. Date of Report

04/06/2011

4. Title (Article Ill judge• indicate active or senior status; magistrate judges indicate full- or part-time)

District Judge - Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. D Amended Report

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

U.S. Courthouse 700 Grant Street, Suite 7280

Pittsburgh, PA 15219

8. On the basi• of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSJTI 0 NS, (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Part-time Professor (evening course) Grove City College

Secretary and member of the Board of Trustees (non-compensated) Grove City College

3. Faculty member (non-compensated) University of Virginia School of Law -Trial Advocacy Program

4.

s.

II, AGREEMENTS. (Reponing individual only; see pp. 14-16 of filing instructions.)

D NONE (No reportable agreements.)

PARTIES AND TERMS

I. 07/11/91 Single life annuity through a life insurance company through prior employer, Reed Smith LLP, beginning monthly on 01/01/2012.

2.2010 Grove City College - Part-time Professor - evening course - intellectual property law (compensation is within the applicable judicial guidelines)

Arthur J.

2.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of10 Schwab, Arthur J. 04/0612011

Ill. NON-INVESTMENT INCOME. (Reportingindividual and spouse;see pp.17-2.fofjilinginstructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. 2010 Grove City College - teaching $12,500.00

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV• REIMBURSEMENTS -transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. University of Virginia School of Law

01/07/10 to 01/10/10 Charlottesville, Virginia Faculty mileage, tolls, meals (29th Annual National Trial Advocacy College)

3.

4.

of filing

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3 of IO 04/06/2011Schwab, Arthur J.

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{]

I.

2.

3.

4.

5.

(2) (2) (3)

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4of10 Schwab, Arthur J. 04/06/2011

VII. INVESTMENTS and TRUSTS -i ncome, vatue, transactions r1nc1udn 1hos eofspouseand dep endm1 ch ildren; see PP. 34-60offili nc instrudions.J

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

( including trust assets) reporting period of reporting period

(I) (2) (I) (I) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) (J-P) ( A-H) (if private

(Q-W) transaction)

I. ROLLOVER IRA NO. I: E IntJDiv. 0 T

2. -Fidelity Gov't Money Market

3. -Baron Small Cap Fund Sold 09/08/10 J (part)

4. -Artisan Small Cap Vale Sold 09/08/10 J (part)

5. -Calamos Growth Fund Sold 08/18/IO J

(part)

6. -T Rowe Price Mid Cap Value Sold 08/18/IO K

7. -Harbor International Fund Sold 09/08/IO J (part)

8. -Dodge & Cox Int'! Fund

9. -Artisan International Fund Sold 06/21/10 K

10. -(a) !Shares TR MSCI Emerging Mkts Index Sold 06/23/10 J Fund

11. -(b) !Shares TR MSCI Emerging Mkts Index Sold 06/23/IO J Fund

12. -(c) !Shares TR MSCI Emerging Mkts Index Sold 06/23/IO J Fund

13. -!Shares US Treasury Sold 01/07/10 K (part)

14. -(a) JP Morgan US Large C p Sold 09/08/10 J (part)

15. -(b) JP Morgan US Large Cap Sold 10/27/10 J (part)

16. -Ivy Gib! Nat Resources FD Sold I0/27/IO J (part)

17. -(a) Pimco Funds Total Return Sold 10/27/10 J (part)

l. Income Gain Codes: A =Sl.000 or less B =$1,00I - $2,500 c =$2,501 -$5,000 D =$5.001 • $15,000 E =Sl5,00I • $50.000

(See Columns Bl and 04) F =$50.00I -SI 00,000 G =SI00,001 -Sl,000.000 111 =Sl,000,001 -$5,000.000 112 =More than $5.000.000

2. Value: Codes J =S 15,000 or less K =S 15.00I - SS0.000 L =S50.00 I - SI 00.000 M =SI00.001 -$250.000

(Sec Columns Cl and 03) N =$250.001 - $500.000 0 =SS00.001 -Sl,000.000 Pt =Sl.000,001 • SS.000.000 P2 =S5,000.001 • $25.000,000

P3 =$25.000.001 -SS0.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmcnr T =Cash Market

(Sec Column C2) U =!look Value V =Other W =Estimated

FINANCIAL DISCLOSURE REPORT

Page 5 of IO

Name or Person Reporting

Schwab, Arthur J.

Date or Report

04/06/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.) -


A. B. c. D.


(including trust assets) reporting period ofreporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. -(b) Pimco Funds Total Return Buy 06/21/IO J

19. -BellSouth Comp. Note

20. -Verizon Comm Inc. Note

21. -JP Morgan Chase Note

22. -Morgan Stanley Note

23. -Goldman Sachs Note

24. -Western Union Note

25. -AT&T

26. -BP PLC

27. -Bristol Myers Squibb Sold 08/20/10 J

28. -Chevron Comp

29. -Coca Cola

30. -ConocoPhillips

31. -Consolidated Edison

32. -Dominion Resources

33. -(a) Emerson Electric Sold 09/17/10 J (part)

34. -(b) Emerson Electric Buy 06/23/10 J

I. Jacome Gain Codes: A =$1.000 or less B =$ 1,00 I - $2.500 c =$2.501 -$5.000 D =$5.001 -$15.000 E =Sl5.00I -SS0.000

(See Columns Bl and 04) F =$50,001 -$I 00,000 G =$100.001 - $1,000.000 111 =Sl.000.001 -$5.000.000 112 =More 1han SS.000.000

2. Value Codes J =S 15.000 orless K =Sl5.001 -SS0.000 L =S50.00I -SI00.000 M =SI00.001 - S250.000

(Sec Columns Cl and DJ) N =S250.00I - $500.000 0 =SS00.001 -S 1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 - $25.000.000

Pl =$25.000.001 - $50.000.000 N =More than $50.000.000

J. Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) V =OtherU =Book Value W =Estimated

A. c.

(I) (I) (3)

'.


Page 6 of IO

Name of Person Reporting

Schwab, Arthur J.

Date of Report

04/06/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP. 34-60 of filing instructions.)


B. D.


( including trust assets) reporting period of reporting period

(2) (2) (I) (2) (4) (5) Amount Type (e.g., Value Value Type( e.g., Date Value Gain Identity of

exempt from prior disclosure

Place "(X)" after each asset CodeI div., rent, Code2 Method buy, sell, rnm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. -(a) Exxon Mobil

36. -(b) Exxon Mobil

37. -Healthcare REIT Inc. Sold 10/29/10 J

38. -Home Depot Inc. Sold 03/12/IO J

39. -(a) Intel Corp

40. -(b) Intel Corp Buy 03112/10 J

41. -(a) International Business Machs Corp.

42. -(b) International Business Machs Corp. Buy 03/12/IO J

43. -(a) Johnson & Johnson

44. -(b) Johnson & Johnson Buy 06/23/10 J

45. -Johnson Controls Inc. Sold 03/12/IO J

46. -Kimberly-Clark Corp.

47. -Lilly Eli & Co.

48. -Linn Energy LLC Units Sold 09117/10 J

49. -McDonalds Corp.

50. -McKesson Corporation Sold 05/07/10 J

51. -Medco Health Solutions Inc. Sold 06/23/10 J

I. Income Gain Codes: A =$1,000 or less B =$1.001 - $2.500 c =$2.501 - $5.000 D =$5,001 - $15,000 E=S15.001-S50.000

(See Columns BI and D4) F =$50.00 I - $I 00.000 G =SI00.001 - Sl.000.000 Ill =$1.000.001 -$5.000.000 fl2 =More than $5,000,000

2. Value Codes J =Sl5.000 or less K =$15.001 - $50.000 L =SS0.001 -SI00.000 M =SI00.001 -$250.000

(See Columns Cl and DJ) N =$250.001 - $500.000 0 =$500.001 - Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.00 I - $50.000.000 P4 =More than $50.000.000

3. Value McdlOd Codes Q =Appraisal R =Cost (Real Estate Only) S = Asscssmcnl T =Cash Market

(Sec Column C2) U =Book Value V =Othcr W =Estimated

A.

(I)



VII. I NV EST MENTS and TRUSTS - income, vatut', transactions r1nc1udt!s those of spoust' and dependtnt children: see PP. J4-6o of filing ins1ruc1ions.J


Description of Assets

B. c. D.

Income during Gross value at end Transactions during reporting period

(including trust assels) reporting period of reporting period

(2) (I) (2) (I) (2) (3) (4) (S) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm'dd/yy Code2 Code I buyer/seller (A·H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. -(a) Microsoft Corp.

53. -(b) Microsoft Corp. Buy 03/12/10 J

54. -(a) NYSE Euronext

55. -(b) NYSE Euronext Buy 03/12/10 J

56. -(a) Parker Hannifin Corp. Sold 09/17/10 J

57. -(b) Parker Hannifin Corp. Buy 03/12/10 J

58. -Pepsico Inc.

59. -Price T Rowe Group Inc.

60. -Procter & Gamble Co.

61. -Qualcomm Inc. Sold 03/12/10 J

62. -Rio Tinto PLC Sold 03/12/10 J

63. -(a) United Technologies Corp.

64. -(b) United Technologies Corp. Buy 06/23/10 J

65. -Verizon Communications Inc. (See VIII) Sold 08/20/10 J (part)

66. -Wal-Mart Stores Inc.

67. -Waste Management Inc. Sold 06/23/10 J

68. -Wisconsin Energy Corp. Sold 10/29/10 J

I. Income Gain Codes: A =$1,000 or less ll =$1,00 I • $2,500 c =$2,501 • $5.000 D =$5.001 • $15.000 E =$15.001- $50.000

(See Columns BI and 04) F =$50.001 • $100.000 G =$I 00.00 I • $1.000.000 Ill =Sl.000.001 • SS.000.000 112 =More than $5.000.000

2. Value Codes J =SI S.000 or less K =SI S.001 • S50.000 L =S50.00I • SI00.000 M =SI 00.00 I • 5250.000

(See Columns Cl and DJ) N =$250.00 I • $500.000 O =Sl00.001 - Sl.000.000 Pl =Sl.000.001 • S5.000.000 P2 =SS.000.001 • S2S.ooo.ooo

PJ =S2S.OOO.OOI • SS0.000.000 P4 =More than SS0.000.000

J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ::Asscssmenl T =Cash Market

(See Column C2) U =Book Value v :::00th1..'T W =Estimated

(I) (I) (2) (4) (5)

(J-P)

73.

75.



VII. INVESTMENTS and TR u STS - im:omt, alut, transactions (Includes thost of spoust and dtpmdtnl children; SU pp. 34-60 of filing instruction!..)


A. B. c. D.

Description of Assets Inc ome du ring Gross value at en d T ransaction s during reporting period

(inc luding trust a s sets) repor ting period ofreporting period

(2) (I) (2) (3) Place "(X)" after each as set Am ount Type (e.g., Value Val ue Type (e.g., Date Value Gain Iden tity of

CodeIexempt from prior discl osure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) (A-H) (if p rivate

(Q-W) transact ion)

69. -JP Morgan Chase & Co.

70. -RS Emerging Mkts Fund KBuy 06/21/10

71. -Perkins Mid-Cap Fund Buy 08/18/10 J

72. -Blackrock Global Fund Buy 08/18/10 K

-Kinder Morgan Energy Buy 08/20/10 J

74. -Dividend Cap Ind Trust II Buy I I/26/10 K

RIVERFRONT CAPITAL FUND (A) (See F Distribution K u VJll)

76. RIVERFRONT CAPITAL FUND (B) (See F Distribution K u VJll)

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2.500 c =$2,501 - $5,000 D =$5,001 • $15.000 E =$15,001 • $50.000

(See Columns Bl and 04) F =$50.001 • $100,000 G =SI 00,00 I -$1.000,000 111 =Sl.000,001 -$5,000.000 112 =More than $5,000.000

2. Yalu\! Codes J =S 15.000 or less K =SI S,001 -$50,000 L =$50.001 -SI00,000 M =SI00.001 • $250.000

(Sec Columns Cl and DJ) N =S250.001 - S5oo.ooo 0 =$500.00I - S 1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =SS.000.001 - $25,000,000

Pl =$25.000.00 I • $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) T =Cash Market S = Assessm1.-nt

(Sec Column C2) V =OtherU =Book Value W =Estimated


Schwab, Arthur J.

Date or Report

04/06/2011


Page 9 of IO

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicat partofr porL)

PART II: PARTIES AND TERMS re: Grove City College, cntd ... (stated part-time teaching on 01/21/02). PART VII: INVESTMENTS AND TRUSTS, cntd ... (Limited Partnership with investments in CENTRIA) through Riverfront Capital Fund. Two different investments - - Both (A) and (8) are stand-alone investments. I have no mangagement responsibilities therein - - solely passive investment. The partial sale of Verizon Communication Inc. stock (see VII, item 65) was the result of Frontier Communications being spun-off from Verizon around July 2010 (fractional share of .012 sold on 07/1612010 and the remaining 72 shares sold on 08/20/10), with total value of J.


Page IO of IO Schwab, Arthur J. 04/06/2011

IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certiry that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 , and Judicial Conference regulations.

Signature: s/ Arthur J. Schwab

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

m'j : 'y)f@ll

Anthony

I.

3.

Reporl Required by /he El hies AO JO FINANCIAL DISCLOSURE REPORT

in GO\·ernment Act of 1978 Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§JOI-I I I)

I. Person Reporting (last name, first, middle initial)

Scirica, Anthony J.


U.S.Court of Appeals for the Third Circuit

J. Date of Report

05/03/2011

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. Circuit Judge

Sa. Report Type (<heck appropriate type)

D Nomination, Date

D Initial 12] Annual D Sb. [{] Amended Report

Final

6. Reporting Period

01/01/2010

to

12/31/2010


22614 U.S. Courthouse

60 I Market Street Philadelphia, PA 19106

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it Is, in my opinion, In compliance

with applicable la>n and regulations.

Revitl\'ing Officer Date


checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIT! ONS. (Reporting individual only: see pp. 9-13 of filing instructions.)


POSITION NAME OF ORGANIZATION/ENTITY

I. Trustee

2. Visitor

3. Visitor

4. Director

Philadelphia, Pennsylvania

5.

II. AGREEMENTS. (Reporting individual only: see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

2.

Scirica, J. A

4.

SOURCE LOCATION

June, 2010 Teaching


Page 2of6 05/03/2011Scirica, Anthony J.

III. NON-INVESTMENT INCOME. (Reportingindfridual and spouse;mpp.17-14ofjilinginstructions.)



SOURCE AND TYPE INCOME (yours, not spouse's)

I. 2010 Commonwealth of Pennsylvania - Pension $28,883.00

$10,000.002. 2010 Fall

$4,500.003. 2010 Fall

$5,000.004. 2010 June

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.



SOURCE AND TYPE

I. 2010

2.

3.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)


DATES PURPOSE ITEMS PAID OR PROVIDED

Lodging, Travel

2.

3.

4.

5.

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

Page 3of6 Scirica, Anthony J. 05/03/2011

V. GIFTS. (lncluJn thou to spouse anJ Jeptndtnl chi/dun; supp. 28-31 of filing instructions.)


SOURCE DESCRIPTION

I.

VALUE

2.

3.

4.

5.

VJ. LIABILITIES. (Includes those of spouse and Jependenl children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

VALUE CODE

2.

3.

4.

5.

(2) (2) (I) (3)


Page 4of6


Scirica, Anthony J.

Date or Report

05/03/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (/nc/ucll!S thOSl!ofspouuancl cll!pl!ncltntchilclren; Sl!l!pp. 34-600/filinginstructions.)


A. B. c. D.

Des cription of Assets Income during Gros s value alend Transactions during reponing period

( inclu d ing trust assets) reponing period of reponing period

(I) (I) (2) (4) (5) Am ou nt Type (e.g., Value Value Type(e.g.• Date Value Gain Identity of

exem p t from prior d isclosu re

Place "(X)" after each asset Code I div., rent, Code2 Method buy, sel l. m m/dd/yy Code2 Code I buyer/sel ler (A-H) or int.) (J-P) Code3 redemp t ion) (J-P) (A-H) (ifprivate

(Q-W) transaction)

I. Nova Biosource Fuels Common stock None J T

2. S&P 500 Depository Receipt A Dividend K T

3. Fidelity Municipal Money Market A Interest K T

4.

5.

6.

7.

8.

9.

IO.

I I.

12.

13.

14.

15.

16.

17.

I. Income Gain Codes: A =$1.000 or less B =Si.001 - $2.500 c =$2.501 - $5.000 D =$5.001 - $15.000 E =515.001-$50.000

(Sec Columns B t and D4) F =$50.001 - $100,000 G =SI00.001 -Sl.000.000 Ill =Sl.000,001 -$5.000.000 112 =More than 55.000.000

2. Value Codes J =SI .000 or k-ss K =515.001 - SS0.000 L =550.001 - 5100.000 M =SI00.001 - S250.000

(Sec Columns Ct and DJ) N =5250.001·5500.000 0 = 5500.00 I - S 1.000.000 Pl =Sl.000.001 -SS,000,000 P2 =SS,000.001 - 525.000.000

P3 =525.000.001 - 550.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmen1 T =Cash Market

(Sec Column C2) U =Book Value v =Oth1..'T W =Estimated



VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndkatepartofreporL)

Name or Penon Reporting Date or Report FINANCIAL DISCLOSURE REPORT


IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions ofS U.S.C. app. §SOI et. seq., S U.S.C. § 73S3, and Judicial Conference regulations.

Signature: s/ Anthony J. Scirica

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (SU.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.


1'•5Fifl'.M1i]

f*i'1&J0;;t

4.

3.

Reporr Required by the Ethics AO JO FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev. 11201 I FOR CALENDAR YEAR 2010 (5 V.S.C. app. §§JOI-I I I)

I. Person Reporting (last name, first, middle initial)

Scirica, Anthony J.

4. Title (Article Ill judges indicate acth·e or senior status; magistrate judges indicate full- or part-time)

U.S. Circuit Judge


U.S.Court of Appeals for the Third Circuit

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual D Sb. D Amended Report

Final

3. Date of Report

05/03/2011

6. Reporting Period

01/01/2010

to

12/31/2010


22614 U.S. Courthouse 601 Market Street Philadelphia, PA 19106

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date


checking the NONE box for each part where you have no reportable information. Sign on last page-

J. POSJTJ 0 NS, (Reporting individual only; see pp. 9-JJ of filing instrudions_)


POSITION NAME OF ORGANTZA TI ON/ENTITY

I. Trustee

2. Visitor

3. Visitor

Director

Philadelphia, Pennsylvania

Durham, North Carolina

5.

II. AGREEMENTS, (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

Scirica. Anthony J. B

P"' .

\::ta

(yours, not spouse's)

$28,883.00

LOCATION PURPOSE ITEMS PAID OR PROVIDED

June,2010 Teaching Lodging, Travel



III. NON-INVESTMENT INCOME. (Reportingindividual and spouse;mpp.17-Uoffiling instructions.)



SOURCE AND TYPE INCOME

I. 2010 Commonwealth of Pennsylvania - Pension

2. 2010 Fall Teaching $10,000.00

3. 2010 Fall $4,500.00

4. 2010 June $5,000.00

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.



SOURCE AND TYPE

I. 2010

2.

3.

4.

JV. REJMB URSEMENTS - transportation, lodging.food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)


SOURCE DATES

2.

3.

4.

5.


Page 3of6 Scirica, Anlhony J. 05/03/2011

V. GIFTS. (Includes thou to spouu and dependent children; set pp. 28-31 of filing instructions.)


SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

(2) (4) (5)


Page 4of6

Name of Penon Reporting

Scirica, Anthony J.

Dale of Report

05/03/2011

VII. INVESTMENTS and TRUSTS -incomt', va/ut', transactions (lnc/udt'S those of spouse and dept'ndmt childrm; St't' pp. 34-60 of filing instructions.)


A. B. c. D.


(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (3) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

e empt from prior disclosure

Place "(X)" after each asset Code 1 div., rent, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code) redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. Nova Biosource Fuels Common stock None J T

2. S&P 500 Depository Receipt A Dividend K T

3. Fidelity Municipal Money Markel A Interest K T

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

I. Income Gain Ccxlcs: A =$1.000 or less B =$1.001 -$2.500 c =$2.501 - $5.000 D =$5.001 - $15,000 E =Sl5.001 - $50.000

(Sec Columns Bl and D4) F =$50.001 - $100,000 G =Sl00.001-$1.000.000 lll =SI.000.001 -$5.000.000 112 =More than $5.000.000

2. Valul! Codes J =S 15.000 odcss K =$15.001 -$50.000 L =$50.001 -Sl00.000 M =$100.001 - $250.000

(Sec Columns Cl and DJ) N =$250.001 - $500.000 o =S .001 - Sl.000.000 Pl =Sl.000.001 - S5.000.000 P2 =S5.000.001 -$25.000.000

PJ =$25.000.001 - $50.000.000 N =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estarc Only) S =Assessment T =Cash Markct

(Sec Column Cl) U =Book Value V =Other W =Estimated


Page 5of6

Name of Penon Rtporting

Scirica, Anthony J.

Datt of Report

05/03/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lnJicaltpartofrtport.)

Signature _______________________ _



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.


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