secnews_dinest LIBRARY ~ Issue 92-202 October 19. 1992 OCi 2 1 1992 U.S. SECURITIES .ra.;18!;t~DrGi: GOtft'lQQtOI j THREE PENNYCON DEFENDANTS FOUND GUILTY AND ONE ACQUITTED The Commission and Michael J. Norton, U.S. Attorney for the District of Colorado, jointly announced that on September 23, 1992 Steven Sneed of Arlington, Virginia, Herman Graulich of Miami, Florida and Brent Gunderson of Salt Lake City, Utah were convicted of securities, mail and wire fraud stemming from an undercover sting called "Operation Pennycon." The individuals are awaiting sentencing. A fourth defendant, Sam Pandolfo of Denver, Colorado was acquitted. The case resulted from a nearly two-year undercover investigation by the Colorado U.S. Attorney's Securities and Commodities Fraud Task Force. The ten-count indictment was issued April 3, 1991 naming ten defendants. Six entered guilty pleas prior to trial. After a superseding indictment was issued on May 8, 1992. the four remaining defendants went to trial. The indictment involving Monarch Acquisitions alleged a scheme to defraud by manipulating the price of Monarch Acquisitions' stock through controlled, prearranged purchases and sales of Monarch's stock. [U.S. v. Steven Sneed, et al., Criminal Action No, 91-CR-122, USDC, Colorado] (LR-13411) ESI ENERGY, INC., ET AL. An order has been issued granting an exemption under Section 3 (a) (5) from all provisions of the Public-Utility Holding Company Act, except Section 9(a) (2), to National Power Company (NPC), a closely-held California corporation. An exemption under Section 3(b) was also granted from all provisions of the Act to Power Barge Impedance, L.P., a California limited partnership (Impedance, L.P.), in connection with the proposal to acquire a public-utility subsidiary company that will operate and sell power exclusively outside of the United States. Impedance, L.P. will be an indirect subsidiary company of FPL Group, Inc., a public-utility holding company exempt from registration under Section 3(a)(I) pursuant to Rule 2. (Rel. 35-25654; International Series ReI. 474)
Transcript
secnews_dinestLIBRARY ~
Issue 92-202 October 19. 1992 OCi 2 1 1992
U.S. SECURITIES
.ra.;18!;t~DrGi:GOtft'lQQtOI j
THREE PENNYCON DEFENDANTS FOUND GUILTY AND ONE ACQUITTED
The Commission and Michael J. Norton, U.S. Attorney for the District of Colorado,jointly announced that on September 23, 1992 Steven Sneed of Arlington, Virginia,Herman Graulich of Miami, Florida and Brent Gunderson of Salt Lake City, Utah were convicted of securities, mail and wire fraud stemming from an undercover sting called "Operation Pennycon." The individuals are awaiting sentencing. A fourth defendant,Sam Pandolfo of Denver, Colorado was acquitted.
The case resulted from a nearly two-year undercover investigation by the Colorado U.S. Attorney's Securities and Commodities Fraud Task Force. The ten-count indictment was issued April 3, 1991 naming ten defendants. Six entered guilty pleas prior to trial. After a superseding indictment was issued on May 8, 1992. the four remainingdefendants went to trial. The indictment involving Monarch Acquisitions alleged a scheme to defraud by manipulating the price of Monarch Acquisitions' stock throughcontrolled, prearranged purchases and sales of Monarch's stock. [U.S. v. Steven Sneed, et al., Criminal Action No, 91-CR-122, USDC, Colorado] (LR-13411)
ESI ENERGY, INC., ET AL.
An order has been issued granting an exemption under Section 3 (a) (5) from all provisions of the Public-Utility Holding Company Act, except Section 9(a) (2), to National Power Company (NPC), a closely-held California corporation. An exemptionunder Section 3(b) was also granted from all provisions of the Act to Power BargeImpedance, L.P., a California limited partnership (Impedance, L.P.), in connection with the proposal to acquire a public-utility subsidiary company that will operateand sell power exclusively outside of the United States. Impedance, L.P. will be an indirect subsidiary company of FPL Group, Inc., a public-utility holding companyexempt from registration under Section 3(a)(I) pursuant to Rule 2. (Rel. 35-25654; International Series ReI. 474)
.;.: :. ..•. -_'
:·:'(:>:}i~:\.;: ,::·:::·::::;:~~::~;;;L.:.::'·
DELI STINGS GRANTED
An order has been issued granting the application of the Pacific Stock Exchange to strike from listing and registration Namsco Corporation, Common Stock, $.007 Par Value. (ReI. 34-31315)
An order has been issued granting the application of the Pacific Stock· Exchartgeto strike from listing and registration Vanderbilt Gold Corporation, .Common Stock, $.01 Par Value. (ReI. 34-31316)
An order has been issued granting the application of the Pacific Stock Exchange to strike from listing and registration Helionetics, Inc., Common Stock, No Par Value. (ReI. 34-31317)
An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration Mesa Offshore Trust, Units of Beneficial Interest. (ReI. 34-31325)
UNLISTED TRADING PRIVILEGES SOUGHT
Notices have been issued giving interested persons until November 5, 1992 to comment on the applications of three.exchanges for unlisted trading privileges in issues which are listed and registered on one or more other national securities exchanges and are reported in the consolidated transaction reporting system. The exchanges and number of issues are as follows: Cincinnati Stock Exchange - 21 issues (ReI. 34-31321); Philadelphia Stock Exchange - 15 issues (ReI. 34-31322); and Pacific Stock Exchange -14 issues (ReI. 34-31323).
UNLISTED TRADING PRIVILEGES GRANTED
An order has been issued granting the application of the Cincinnati Stock Exchangefor unlisted trading privileges in 37 issues which are listed and registered on one or more other national securities exchanges and are reported in the consolidated transaction reporting system. (ReI. 34-31324)
The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-92-08) that w·ill enable NSCC to facilitate the clearance and settlement of index receipt products such as the American Stock Exchange's Portfolio Depository Receipts. Publication of the proposal is expected in the Federal Register during the week of October 19. (ReI. 34-31318)
2 NEWS DIGEST, October 19, 1992
APPROVAL OF PROPOSED RULE CHANGES
The Commission approved a proposed rule change (SR-NASD-92-29) filed by the National Association of Securities Dealers that amends Article III of the NASD Rules of Fair Practice. The rule change requires members to send periodic account statements at least once every quarter to customers having securities positions, funds or any change in their account during the past quarter. (ReI. 34-31319)
The Commission approved a proposed rule change (SR-GSCC-92-07) filed by the Government Securities Clearing Corporation that will allow GSCC to make certain enhancements to it.s comparison system. Publication of the proposal is expected in the Federal Register during the week of October 19. (ReI. 34-31328)
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section l3(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l.
Below is a list of recent filings of Schedules 13D and l4D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filedj Column 4 - the date. the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.
EVENT SHRS(OOO)/ CUSIP/ FILINGNAME AND CLASS OF STOCK/OWNER FORM DATE %OWNED PRIOR% STATUS
ALLIANT TECHSYSTEM HLOGS INC COM 861 01880410SOROS GEORGE ET AL 13D 9/30/92 8.9 7.7 UPDATE
AMERICA ONLINE INC COM 746 02799310ALLEN PAUL G 13D 10/ 2/92 13.6 10.9 UPDATE
AMERON INC COM 386 03071010SOCIETE DES TUYAUX BONNA 13D 10/ 9/92 10.1 11.4 UPDATE
ANDOVER BANCORP INC DEL COM 499 03425810HOPKINS GERAULO L 13D 10/ 2/92 11.2 8.1 UPDATE
BON-TON STORES INC COM 255 09799610CUMBERLAND ASSOCIATES 130 10/ 5/91 2.3 0.0 NEil
NEWS DIGEST, October 19, 1992 3
ACQUISITIONS CONT.
EVENT SHRS(OOO)I CUSIPI FILING NAME AND CLASS OF STOCK/OWNER FORM DATE XOWNED PRIOR% STATUS
CCJI TEK RES INC CCJI 4,565 19978010GUL F USA CORP 130 101 5192 8.9 8.9 UPDATE
CCJlP U CHECK INC CCJI NEW 2,500 20423730ARMSTRONG CONNIE C JR 130 101 1192 63.8 0.0 NEW
OCJITAR INC CCJI 24,424 25756110CAISSE DE DEPOT DU QUEBEC 130 9/29/92 20.4 15.1 UPDATE
FIRST FEDERAL FINL SVCS CORP CCJI J "- 101 33791210
STEIN STEVEN N 130 101 9192 7.1 0.0 NEW
GEO INTL CORP CCJI 3,294 37291210GAMCO INVESTORS INC ET AL 130 10113/92 16.5 17.6 UPDATE
GREAT FALLS BANCORP CCJI 70 39038010URBANO ALFRED R 130 9/30/92 10.8 10.8 UPDATE
HEALTHCARE IMAGING SVCS INC CCJI 255 42193910FOlSE ROBERT 130 101 2192 7.1 0.0 NEW
KEENE CORP DEL CCJI 398 48731510GULF USA CORP 130 101 6192 3.8 5.1 UPDATE
Form 8-K is used by companies to file current reports on the following events:
Item l. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.
The companies listed below nave filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.
STATE 8K ITEM NO. NAME OF ISSUER CODE 1 234 5 678 DATE COMMENTM._____ ~__~___~____•____________________ -_ .... _--------- .. --------ABRAXAS PETROLEUM CORP NV X x 10/09/92ACT V INC /DE/ DE X 07/14/92 AMEND ADESA CORP IN X X 10/09/92ADOBE SYSTEMS INC /CA/ CA X 10/09/92ADVANCED MICRO DEVICES INC DE X 10/12/92ADVANTA CREDIT CARD MASTER TRUST X X 10/07/92AETNA LIFE & CASUALTY CO CT NO ITEMS 09/30/92AJAY SPORTS INC DE X X 10/06/92ALCO STANDARD CORP OH X X 09/04/92 AMEND AMC ENTERTAINMENT INC DE X 09/22/92 AMEND AMERICAN CABLE TV INVESTORS 2 CA X 10/13/92AMERICAN CABLE TV INVESTORS 3 CA X 10/13/92AMERICAN CABLE TV INVESTORS 4 LTD CO X 10/13/92AMERICAN EXPRESS CO NY X 09/30/92AMERICAN EXPRESS RECEIVABLES FINANCING C DE X X 10/06/92AMERICAN PACESETTER CA X 10/05/92AMERICAN VANGUARD CORP DE X 10/08/92AOUANAUTICS CORP DE NO ITEMS 09/30/92BALLISTIC RECOVERY SYSTEMS INC MN X X 10/07/92BANK OF NE~ ENGLAND CORP MA NO ITEMS 09/30/92BEAR STEARNS COMPANIES INC DE X X 10/14/92BMC ~EST CORP DE X 08/10/92 AMEND BOATMENS RANCSHARES INC /MO MO X X X 10/01/92BROCK EXPLORATION 1983-1 LTD OK X X 10/01/92BRT REALTY TRUST MA X 09/23/92CAESARS WORLD INC FL NO ITEMS 10/09/92CAIRN ENERGY USA INC DE X X 09/29/92CALIFORNIA FEDERAL BANK CA X X 09/25/92CANYON RESOURCES CORP DE X X 09/28/92CARDIAC CONTROL SYSTEMS INC DE X 09/30/92CAROLINA POWER & LIGHT CO Ne x 10/14/92CCB FINANCIAL CORP NC X X 10/08/92CENCOR INC DE X X 10/01/92CENTRAL UNITED CORP IA X 10/06/92
6 NEWS DIGEST, October 19, 1992
8K REPORTS CONT.
NAME OF ISSUER ----------------------------------------STATE CODE
SIC ITEM NO. 12345678 --------------- DATE
--------COMMENT
CHASE MORTGAGE FINANCE CORP CHIEFTAIN INTERNATIONAL INC CHRISTIANA COMPANIES INC CITIBANK SOUTH DAKOTA N A STAN CRED CARD CLINICORP INC CLINICORP INC CLINICORP INC CLINICORP INC COLONIAL CREDIT CARD TRUST 1992-A COLTEC INDUSTRIES INC COMDISCO INC COMMUNICATION CABLE INC COMMUNICATIONS & ENTERTAINMENT CORP COMMUNITY BANCORP INC/NYCONMED CORP CONSUMAT SYSTEMS INC CONVERSION INDUSTRIES INC CORNING INC /NY CORTEX PHARMACEUTICALS INC/DE/CURAFLEX HEALTH SERVICES INC C3 INC DATA I/O CORP DATA MEASUREMENT CORP DATAMAP INC /MN/ DAVIDSON DIVERSIFIED REAL ESTATE I LP DAVIDSON DIVERSIFIED REAL ESTATE II LP DAVIDSON DIVERSIFIED REAL ESTATE III L P DAVIDSON DIVERSIFIED REAL ESTATE IV LP DAVIDSON GROWTH PLUS LP DAVIDSON INCOME REAL ESTATE LP 01 AN CONTROLS INC DOSKOCIL COMPANIES INC E Z SERVE CORPORATION EAGLE HOLDINGS INC EASEL CORP EASTLAND FINANCIAL CORP/RI/ ELECTRONIC ARTS INC ENRON OIL & GAS CO FARRAGUT MORTGAGE CO INC FASTCOMM COMMUNICATIONS CORP FEDDERS CORP /DE FGIC SECURITIES PURCHASE INC FGIC SECURITIES PURCHASE INC FGIC SECURITIES PURCHASE INC FIC ACQUISITION CORPORATION FIRST AMERICAN CORP /GA/ FIRST CONSTITUTION FINANCIAL CORP FIRST USA INC FLEET FINANCIAL GROUP INC EMPLOYEE STOCK FORD CREDIT AUTO LOAN MASTER TRUST SERlE FORD CREDIT AUTO LOAN MASTER TRUST SERlE
DE
DE
DE DE DE DE
PA DE NC NV NY NY VA
NY DE DE MD
WA DE MN DE DE DE DE DE DE MA DE DE CO MA RI DE DE MA VA DE DE DE DE DE GA DE DE
STATE 8K ITEM NO. NAME OF ISSUER --------_.-----_._-------------._-------FORD MOTOR CO FOREST OIL CORP FRANKLIN SELECT REAL ESTATE INCOME FUND GATX CAPITAL CORP GENERAL MOTORS CORP GENERAL MOTORS CORP GREENE COUNTY BANCSHARES INC GREENWICH PHARMACEUTICALS INC GREENWOOD HOLDINGS INC/CO/)HAL INC /HI/ HAMPTONS BANCSHARES INC HAUSER CHEMICAL RESEARCH IN~ HAWAIIAN ELECTRIC INDUSTRIES INC HEALTHVEST HORIZON CAPITAL CORP HUGHES RESOURCES INC I FLOW CORP /CAI ICO INC INNOVATIVE SHIPPING SYSTEMS INC INTERNATIONAL MOBILE MACHINES CORP INTERNATIONAL TELECHARGE INC ITT CORP JACKPOT ENTERPRISES INC JACQUES MILLER BALANCED FUND LP JACQUES MILLER INCOME FUND LP JACQUES MILLER REALTY PARTNERS LP JACQUES MILLER REALTY PARTNERS LP III JAMESIJAY CORP LEGENT CORP LEHMAN PASS THROUGH SECURITIES INC LEUCADIA NATIONAL CORP
CODE
DE NY CA
DE DE DE TN DE CO
HI NY DE HI MD DE CO CA
TX FL PA DE DE NV DE DE DE DE NY DE DE NY
12345678 ..-
X X X X
X X
NO ITEMS NO ITEMS
X X X X X X
NO ITEMS X
X X X X X
X X X
X X X X
NO ITEMS X X
X X X X X X X X ·X
X X
X X X X
------------ DATE ._------09/23/92 09130/9209/21/9210/09/9209/25/9209/25/9210/02/9210/08/9210/06/9210/06/9210/06/9207/00/0010/06/9209/30/9209/28/9210/07/9210/05/9209/30/9210/09/9210/06/9210/05/9209/30/9207/30/9210/02/9210/02192 10/0219210/02/9209/17/9210/12/9209/25/9210/12/92
COMMENT
AMEND
AMEND
MARRIOTT CORP MBNA AMERICA BA NATIONAL ASSOC DOVER CRE
DE X X
X 09/29/9210/14/92
MBNA AMERICA MBNA AMERICA
B~ NATIONAL BK NATIONAL
ASSO MBNA CREDI ASSOC MBNA CRED NY
X X
10114/92 10/14/92
MBNA AMERICA BK NATIONAL ASSOC MBNA CRED X 10114192 MBNA AMERICA SK NATIONAL ASSOC MBNA CRED X 10/14/92 MBNA AMERICA SK NATIONAL ASSOC MSNA CRED MBNA AMERICA SK NATIONAL ASSOC MSNA CRED MBNA AMERICA BK NATL ASSOC MBNA MASTER C MBNA MASTER CREDIT CARD TRUST SERIES 199
DE X X X X
10/14/9210/14/9210114/9210/14/92
MBNA MASTER CREDIT MCCLAIN INDUSTRIES MERRILL LYNCH & CO METRO SELFS'TORAGE METRO SELF STORAGE CENCOR. INC
CARD TRUST SERIES 199 INC INC LTD PARTNERSHIP I LTD PARTNERSHIP-II
STATE SIC ITEM NO. NAME OF ISSUER CODE 12345678 DATE COMMENT -.----.~-.............. - ... ", ---_ ..... -_ ............ -_ ............................ --- -----_ ......... _ ... --_ .. --------CHRISTIANA COMPANIES INC DE X 09/01/92 AMEND CITIBANK SOUTH DAKOTA N A STAN CRED CARD X X 09/30/92CLlNlCORP INC DE X X 10/09/92CLlNICORP INC DE X 10/09/92 AMEND CLINICORPINC DE X X 10/11/92CLlNICORPINC DE X X 10/12/92COLONIAL CREDIT CARD TRUST 1992-A X X 10/07/92COLTEC INDUSTRIES INC PA X X 10/09/92COMDISCO INC DE NO ITEMS 09/17/92COMMUNICAHONCABLE INC NC X 08/01/92COMMUNICATIONS & ENTERTAINMENT CORP NV X 09/28/92COMMUNITY BANCORP INC/NY NY X X 09/29/92CONMED CORP NY X 10/08/92CONSUMAT SYSTEMS INC VA X X 10/09/92CONVERSION INDUSTRIES INC X X 10/09/92CORNING INC /NY NY X X 10/12/92CORTEX PHARMACEUTICALS INC/DE/ DE X X 09/30/92CURAFLEX HEALTH SERVICES INC DE X X 09/29/92C3 INC MD X 10/13/92DATA I/O CORP WA X X 09/25/92DATA MEASUREMENT CORP DE X X 10/09/92DATAMAP INC /MN/ MN X 10/05/92DAVIDSON DIVERSIFIED REAL ESTATE I LP DE X X 04/07/00DAVIDSON DIVERSIFIED REAL ESTATE II LP DE X X 10/01/92DAVIDSON DIVERSIFIED REAL ESTATE III L P DE X X 10/02/92DAVIDSON.DIVERSIFIED REAL ESTATE IV LP DE X X 10/02/92DAVIDSON GROWTH PLUS LP DE X X 10/02/92DAVIDSON INCOME REAL ESTATE LP DE X X 10/02/9201 AN CONTROLS INC MA NO ITEMS 10/15/92DOSKOCIL COMPANIES INC DE X 09/10/92E Z SERVE CORPORATION DE X 07/31/92 AMEND
EAGLE HOLDINGS INC CO X 10/12/92EASEL CORP MA X X 09/29/92EASTLAND FINANCIAL CORP/RI/ RI X X 10/08/92ELECTRONIC ARTS INC DE X X 09/25/92
ENRON OIL-& GAS CO DE NO ITEMS 09/30/92
FARRAGUT MORTGAGE CO INC MA X X 09/30/92
FASTCOMM COMMUNICATIONS CORP VA X 10/09/92
FEDDERS CORP /DE DE X X 09/28/92
FGIC SECURITIES PURCHASE INC DE X X 10/01/92FGIC SECURITIES PURCHASE INC DE X X 10/05/92
FGIC SECURITIES PURCHASE INC DE X X 10/08/92FIC ACQUISITION CORPORATION DE X X 10/09/92
FIRST AMERICAN CORP /GA/ GA X 10/07/92FiRST CONSTlTUTION FINANCIAL CORP DE X X 10/08/92
MILLER & BENSON INTERNATIONAL LTD NV X 10/02/92
NNC FINANCIAL INC /HD/ MD X 09/28/92
MONTGOMERY WARD HOLDING CORP DE NO ITEMS 09/22/92NACOMA CONSOLIDATED INDUSTRIES INC DE X 07/31/92
NEWS DIGEST, October 19, 1992 9
:: K REPORTS CONT.
STATE 8K ITEM NO. NAME OF ISSUER ----------------------------------------
COOE 12345678
---------------DATE ------.- COMMENT
NATIONAL REHABILITATION CENTERS INC /TN NATIONWIDE CELLULAR SERVICE INC
TN DE
X X X
09/25/92 07/28/92 AMEND
NORTH COAST ENERGY INC / DE/ NORTHERN STATES POWER CO /MN/ NORTHERN TELECOM lTD NUMEO HOME HEALTH CARE INC NUMED HOME HEALTH CARE INC
DE MN
NV NV
X X X
X X X
10105/92 10113/92 10/01/92 07116/9207116/92
AMEND AMEND
OLYMPUS VENTURES INC WA X 10/01/92 OSCC HOME EQUITY LOAN TRUST' 1992-3 PACIFIC ENTERPRISES INC PACIFIC INLAND BANCORP PENNZOIL CO IDE/ PEOPLES HERITAGE FINANCIAL GROUP INC PHLCORP INC PHOENIX NETWORK INC
STATE 8J( ITEM NO. NAME OF ISSUER COOE 12345678 DATE COMMENT
---------------------------------------- -_ .. _----_ .. _-_ ..... --------SON BANCORP CA X X 09/24/92SEARS MOR SEC CORP INDI RTADJ RT MOR PA DE X X 09/30/92SEARS MOR,SECCORP MUL CLASS MOR PASS TH DE X X 09/30/92SEARS MOR SECURITIES CORP USOR MOR PASS DE X X 09/30/92SEARS MORT SEC CORP ADJUST RATE MORT PA DE X X 09/30/92SEARS MORT SEC CORP MU CL MO PA TH CE SE DE X X 09/30/92SEARS MORT SEC CORP MULT CLA MORT PAS TH DE X X 09/30/92SEARS MORT SEC CORP MULTI CLASS MOR PAS DE X X 09/30/92SEARS MORT SEC CORP MULTI CLASS MOR PAS DE X X 09/30/92SEARS MORTGAGE SEC COR MUL CLA PA THR CE DE X X 09/30/92SEARS MORTGAGE SEC CORP COFI MOR PAS THR DE X X 09/30/92SEARS MORTGAGE SEC CORP MULTI CL MORT PA DE X X 09/30/92SEARS MORTGAGE SECURITIES COR MU CL MO P DE X X 09/30/92SECURITY PACIFIC HOME EQUITY TRUST 1991- CA X X 10/13/92SENTEX SENSING TECHNOLOGY INC NJ X 10/07/92SHEARSON LEHMAN BROTHERS HOLDINGS INC DE X X 09/14/92SHEARSON LEHMAN BROTHERS INC DE X X 09/14/92SHOWCASE COSMETICS INC DE X 09/30/92SMITHTOWN BANCORP INC NY X 09/14/92 AMEND SOUTHERN CALIFORNIA GAS CO CA X 10/12/92SPARTA SURGICAL CORP DE X X 10/07/92STAPLES INC DE X X 09/17/92STRINGS LTD DE X 10/08/92STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92-STRUCTURED MORTGAGE ASSET RESIDENTIAL TR DE X X 09/25/92SULLIVAN DENTAL PRODUCTS INC DE X 07/31/92 AMEND T CELL SCIENCES INC DE X 10/01/92T SF COMMUNICATIONS CORP DE X X 09/30/92TELE COMMUNICATIONS INC DE X 10/05/92TEREX CORP DE X 07/31/92 AMEND TEREX CORP DE X 10/02/92~TERMINALA~PLlCAHONS, GROUP INC ~Y NO ITEMS 09/21/92TESORO PETROLEUM CORP /NEW/ DE X 09/29/92TEXAS SECURITIES INC UT X 10/07/92TGX CORP DE X 10/02/92TOEN GROUP INC CO X X X 09/25/92TRIBUNE SWAB FOX COMPANIES INC DE X X 09/30/92TRIMARK HOLDINGS INC DE X X 10/06/92UNICOMP INC CO X X 10/08/92UNIPAC CORP DE X 07/27/92 AMEND VALLEY NATIONAL CREDIT CARD TRUST 1990-A NY X 09/11/92VALUEVISION INTERNATIONAL INC MN X X OS/27/92 AMEND VMARK SOFTWARE INC DE X 09;30/92WACHOVIA CORP/ NC NC X X 10/06/92WALL STREET FINANCIAL CORP /DE/ DE X X X 10/02/92WASTE RECOVERY INC TX X 09/28/92 AMEND WESTBRIDGE CAPITAL CORP DE X X 09/25/92XEROX CORP NY 10/13/92
