SEC NEWS DIGEST Issue 2001-235 December 2001 ENFORCEMENT PROCEEDINGS MOTION FOR SUMMARY AFFIRMANCE DENIED The Commission has denied motion of the Division of Enforcement for summary affirmance of the initial decision of an administrative law judge in Christopher Lowry Initial Decision Release No 190 The law judge found among other things that Lowry the president of Lowry Investors Services Inc registered investment adviser violated antifraud provisions of the securities laws in connection with his misappropriation of $156500 from corporation he controlled The law judge barred Lowry from association with an investment adviser and Lowry has sought Commission review of that decision In denying the Divisions motion the Commission stated that it already had determined to grant review and established briefing schedule for Lowrys appeal and it wished to have the benefit of the parties views on among other matters the appropriate sanctions in the public interest Rel 34-4513 SEC HALTS ALLEGED FRAUDULENT SECURITIES OFFERING BY WORLD CLASS LIMOUSINES INC AND 1-800-GET-LIMO INC OPERATING IN POMPANO BEACH FLORIDA The Commission announced that on Decmber it filed an emergency federal civil action against World Class Limousines Inc WCL 1-800-GET-LIMO Inc GET-LIMO and Anthony Caliendo Jr Caliendo WCL and GET-LIMOs founder president chief executive officer and chairman collectively defendants WCL and GET-LIMO are companies providing limousine services and purportedly developing nationwide Internet limousine reservation network are headquartered in Pompano Beach Florida On the same day the Honorable Adalberto Jordan United States District Judge for the Southern District of Florida entered among other things temporary restraining order and an asset freeze to halt the alleged on-going unregistered offering of securities by WCL GET-LIMO and Caliendo The Court also entered an order appointing Receiver over WCL and GET LIMO According to the SECs complaint WCL GET-LIMO and Caliendo have been offering securities to investors both across the country and internationally The complaint alleges that WCL and GET-LIMO have raised approximately $1.9 million dollars from at Jeac investors to develop its limousine businesses butthat 32% of these funds were actually used
Transcript
SEC NEWS DIGEST
Issue 2001-235 December 2001
ENFORCEMENT PROCEEDINGS
MOTION FOR SUMMARY AFFIRMANCE DENIED
The Commission has denied motion of the Division of Enforcement for summary
affirmance of the initial decision of an administrative law judge in Christopher Lowry
Initial Decision Release No 190 The law judge found among other things that Lowry
the president of Lowry Investors Services Inc registered investment adviser violated
antifraud provisions of the securities laws in connection with his misappropriation of
$156500 from corporation he controlled The law judge barred Lowry from
association with an investment adviser and Lowry has sought Commission review of that
decision
In denying the Divisions motion the Commission stated that it already had determined to
grant review and established briefing schedule for Lowrys appeal and it wished to
have the benefit of the parties views on among other matters the appropriate sanctions
in the public interest Rel 34-4513
SEC HALTS ALLEGED FRAUDULENT SECURITIES OFFERING BY WORLDCLASS LIMOUSINES INC AND 1-800-GET-LIMO INC OPERATING IN POMPANO
BEACH FLORIDA
The Commission announced that on Decmber it filed an emergency federal civil action
against World Class Limousines Inc WCL 1-800-GET-LIMO Inc GET-LIMO and
Anthony Caliendo Jr Caliendo WCL and GET-LIMOs founder president chief
executive officer and chairman collectively defendants WCL and GET-LIMO are
companies providing limousine services and purportedly developing nationwide Internet
limousine reservation network are headquartered in Pompano Beach Florida On the same
day the Honorable Adalberto Jordan United States District Judge for the Southern District
of Florida entered among other things temporary restraining order and an asset freeze to
halt the alleged on-going unregistered offering of securities by WCL GET-LIMO and
Caliendo The Court also entered an order appointing Receiver over WCL and GET
LIMO
According to the SECs complaint WCL GET-LIMO and Caliendo have been offering
securities to investors both across the country and internationally The complaint alleges
that WCL and GET-LIMO have raised approximately $1.9 million dollars from at Jeac
investors to develop its limousine businesses butthat 32% of these funds were actually used
for risky stock trading by Caliendo Moreover the complaint alleges that Caliendo has
misappropriated at least $55350 in investor funds for his own personal use In addition the
complaint alleges that unbeknownst to investors WCL and GET-LIMO paid its sales
representatives commissions totaling at least $160000 The SEC further alleged that WCLand GET-LIMO among other things misled the public about the security and safety of the
investment the rate of return on the investment the time frame in which it expected to
engage in an initial public offering and about the existence of purported joint venture
which was critical to their Internet strategy
As result the Commission charges WCL GET-LIMO and Caliendo with violations of
Sections 5a 5c and 17a of the Securities Act of 1933 and Section 10b of the
Securities Exchange Act of 1934 and Rule lOb-S thereunder The SEC is also seeking in
its lawsuit preliminary and permanent injunctions disgorgement of ill-gotten profits and
civil money penalty against Caliendo World Class Limousines Inc et al Case
No 01 -7834-dy-JORDAN S.D Fla LR- 17261
SEC SETTLES CASE AGAINST FORMER CEO OF DIGITAL LIGHT WAVE INC
The Commission announced that the United States District Court for the Middle District
of Florida issued an order enjoining Bryan Zwan founder and former Chief Executive
Officer of Tampa Florida based Digital Lightwave Inc Digital from violating or
aiding and abetting violations of certain of the federal securities laws Among other
things the order enjoins Zwan from violating the provision of the securities laws
prohibiting making materially false statements to auditors and from aiding or abetting
books and records violations by public companies Zwan consented to the entry of the
injunction without admitting or denying the allegations of the Commissions complaintIn conjunction with the entry of the injunction the Court ordered Zwan to pay $10000civil money penalty
The Commissions settlement with Zwan was the last outstanding action of several
matters related to fraudulent earnings management scheme books and records
violations and other violations that the Commissions complaint alleged had taken place
at Digital during two quarters in 1997 Without admitting or denying the Commissions
allegations Digital previously consented to an injunction against violating the antifraud
books and records and other provisions of the federal securities laws Other individuals
who are or had been officers of Digital previously settled administrative proceedings
brought by the Commission without admitting or denying the Commissions findings
On October 23 2001 the United States District Court entered Final Judgment of
Permanent Injunction and other Relief as to Bryan Zwan Final Judgment The Final
Judgment enjoins Zwan from aiding and abetting violations of Sections 13a13b2A and 13b2B of the Exchange Act and Rules 12b-20 and 13a-13
thereunder and from violating Rule 3b2-2 promulgated under the Exchange Act The
Final Judgment also orders Zwan to pay $10000 civil money penalty Digital
NEWS DIGEST December 2001
Lightwave Inc and Bryan Zwan Civil Action No 800-CV-614-T-26F M.D Florida
LR-17262 AAE Rel 1477
SUMMARY JUDGMENT ENTERED AGAINST WILLIAM BRANSTON PRESIDENT
OF INVESTMENT ADVISER TANDEM MANAGEMENT INC
The Commission announced that on November 13 2001 the Honorable John Koeltl
United States District Judge for the Southern District of New York entered summary
judgment against William Branston Branston of Tandem Management Inc Tandem in
civil injunctive action filed by the Commission on October 1995 against Tandem and
its principals Branston Eugene Deveney Deveney and Peter Alsop Alsop At the
time the Commission filed its complaint Tandem was registered investment adviser and
Branston was Tandems President and Chief Investment Officer The Commission alleged
that Branston misappropriated over $1 million in client assets principally in the form of
soft dollar credits and commission rebates distributed false information concerning
Branstons past performance returns and Tandems performance returns and assets under
management to clients investors in limited partnership fund advised by Tandem and
national money management ranking publication filed false Forms ADV and failed to keep
required books and records The judgment permanently enjoined Branston from violating
Section 17a of the Securities Act of 1933 Section 10b of the Securities Exchange Act of
1934 and Rule lOb-5 thereunder Sections 204 2061 2062 2064 and 207 of the
Investment Advisers Act of 1940 and Rules 204-2 2064-i and 2064-4 thereunder On
September 24 1999 Branston was criminally convicted of 16 count indictment based
upon the same facts in the Commissions civil injunctive action and is currently serving
term of 37 months imprisonment The Court previously entered final judgment on
consent against defendant Alsop on August 18 1997 and default judgment against
defendant Tandem on May ii 2001 This case which had been suspended without
prejudice due to Branstons criminal proceedings was restored to the active docket in
January 2001 and is pending against remaining defendant Deveney For further
informatioin see LR-14670 LR-15447 and LR-17006 Tandem Management
Inc et al Civil Action No 95-C V-841 SDNY LR-17263
IN VESTMENT COMPANY ACT RELEASES
JACKSON NATIONAL LIFE INSURANCE COMPANY ET AL
notice has been issued giving interested persons until December 27 to request hearing
on an application filed by Jackson National Life Insurance Company Jackson National
Jackson National Separate Account Jackson National Life Insurance Company of
New York JNL New York JNLNY Separate Account and Jackson National Life
Distributors Inc collectively Applicants Applicants seek an order under Section 6cof the Investment Company Act granting exemptions from Sections 2a32 and
NEWS DIGEST December 2001
27i2A of the Act and Rule 22c- thereunder to permit the recapture of certain
contract enhancements applied to purchase payments made under certain variable annuity
contracts issued by Jackson National and JNL New York Rel IC-253 10 December
HOLDING COMPANY ACT RELEASES
HOLYOKE WATER POWER COMPANY
An order has been issued authorizing Holyoke Water Power Company I-IWP an electric
utility company subsidiary of Northeast Utilities registered public utility holding
company and Holyoke Power and Electric Company wholly owned subsidiary of
HWP to sell certain generation distribution and related assets as part of litigation
settlement agreement with the City of Holyoke Gas and Electric Department Rd 35-
27472
SELF-REGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
proposed rule change SR-ISE-2001-31 filed by the International Securities Exchange
on November 16 2001 and amended on November 28 2001 to establish ceiling of
$750000 for each of ten payment-for-order-flow funds that the ISE maintains has
become immediately effective under Section 9b3A of the Securities Exchange Act
of 1934 Publication is expected in the Federal Register during the week of December
10 Rel 34-45 128
PARTIAL ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission granted partial accelerated approval to proposed rule change SRPhlx-99-41 and Amendments Nos and thereto submitted by the Philadelphia
Stock Exchange relating to the trading of Trust Shares Publication of the proposal is
expected in the Federal Register during the week of December 10 Rel 34-45 129
APPROVAL OF PROPOSED RULE CHANGES
The Commission approved proposed rule submitted by the American Stock Exchange
SR-Amex-2001-17 increasing the number of seats on the Exchange and creating two
year trading permits Re 34-45130
NEWS DIGEST December 2001
The Commission approved proposed rule change SR-NASD-2001-34 filed by the
National Association of Securities Dealers amending the Nasdaq Restated Certificate of
Incorporation to afford holders of 4.0% Convertible Subordinated Notes due 2006 the
right to vote with Nasdaq stockholders Rel 34-45134
PROPOSED RULE CHANGES
proposed rule change SR-Phlx-2001-107 has been filed by the Philadelphia Stock
Exchange seeking to extend the pilot program which established an interim linkage plan
Publication of the notice in the Federal Register is expected during the week of December
10 Rel 34-45 132
The New York Stock Exchange has filed proposed rule change SR-NYSE-2001-43
related to changes to Paragraph of the Guidelines to Exchange Rule 105 to permit an
approved person of specialist to act as specialist with respect to an option on
specialty stock so long as NYSE Rule 98 information barriers are established and
approved Publication of the proposal is expected in the Federal Register during the
week of December 10 Rel 34-45 136
IMMEDIATE EFFECTIVENESS OF PROPOSED AMENDMENT
An amendment to the National Market System Plan for Reporting of Consolidated
Options Last Sale Reports and Quotation Information Plan SR-OPRA-200 1-04 has
been filed by the Options Price Reporting Authority to make technical corrections to
Section Vc of the Plan Publication of the proposal is expected in the Federal Register
during the week of December 10 Rel 34-45 133
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File number and date filed Assigned Branch and designation if the statement
is New Issue
Registration statements may be obtained in person or by writing to the Commissions Public
Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following
mail box address publicinfosec.gov In most cases this information is also available
on the Commissions website www.sec.gov
NEWS DIGEST December 2001
S-8 UAL CORP IDE 1200 ALGONQUIN ROAD ELK GROVE TOWNSHIP IL 60007
847 7004000 2200000 $36190000 COMMON STOCK FILE 33374206
NOV 30 BR
S-8 UAL CORP /DE/ 1200 ALGONQUIN ROAD ELK GROVE TOWNSHIP IL 60007
847 7004000 40000 $658000 COMMON STOCK FILE 33374208
NOV 30 BR
S-8 TASTY FRIES INC 650 SENTRY PKWY STE ONE BLUE BELL PA 19422
610 9412109 1559091 $171500 COMMON STOCK FILE 33374210
NOV 30 BR
S-8 PENN VIRGINIA RESOURCE PARTNERS ONE RADNOR CORP CTR100 MATSONFORD RD STE 200 RADNOR PA 19087 610 6878900 300000$6894000 COMMON STOCK FILE 33374212 NOV 29 BR
S-8 APA OPTICS INC /MN/ 2950 NE 84TH LANE BLAINE MN 55434 612 784-
4995
250000 $712500 COMMON STOCK FILE 33374214 NOV 30 BR
S-8 TENET HEALTHCARE CORP 3820 STATE STREET SANTA BARBARA CA 93105
805 5637000 40000000 $2362000000 COMMON STOCK FILE33374216 NOV 30 BR
S-8 CITIZENS FIRST BANCORP INC 525 WATER ST PORT HURON MI 48060
810 9878300 128085 $2023749 COMMON STOCK FILE 33374218
S-3 VIASAT INC 6155 EL CAMINO REAL CARLSBAD CA 92009 760 -476-22
538217 $7104464 COMMON STOCK FILE 33374276 NOV 30 BR
S-8 MAGMA DESIGN AUTOMATION INC RESULTS WAY CUPERTINO CA 95014
408 8642000 7127655 $130863747 COMMON STOCK FILE 33374278
NOV 30 BR
S-3 COVENTRY HEALTH CARE INC 6705 ROCKLEDGE DR STE 900 BETHESDA MD20817
301 5810600 8050000 $164542000 COMMON STOCK FILE 33374280
NOV 30 BR
S-8 AMERICAN FINANCIAL GROUP INC ONE EAST FOURTH STREET SUITE 919CINCINNATI OH 45202 513 5792121 250000 $6050000 COMMON
STOCK
NEWS DIGEST December 2001
FILE 33374282 NOV 30 BR
S-8 AMERICAN DIVERSIFIED GROUP INC 110 NORTH CENTER ST SUITE 202SUITE 202 HICKORY NC 28601 828 3220204 16000000 $320000COMMON STOCK FILE 333-74284 NOV 30 BR
2000000 $11220000 COMMON STOCK FILE 33374354 DEC 03 BR
S8 DIVINE INC 1301 ELSTON AVENUE CHICAGO IL 60622 773 394-6600
8333328 $55219599 COMMON STOCK FILE 33374356 NOV 30 BR
S-8 INTERNET GOLF ASSOCIATION INC 24921 DANA POINT HARBOR DR SUITE
200DANA POINT CA 92629 949 4432350 150000 $45750 COMMON STOCK
FILE 33374358 DEC 03 BR
S-4 NORTHWEST ENERGY CORP ONE PACIFIC SQUARE 220 N.H SECOND AVE
II NEWS DIGEST December 2001
PORTLAND OR 97209 503 2264211 26000000 $620620000 COMMON
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Changes in Control of Registrant
Acquisition or Disposition of Assets
Bankruptcy or ReceivershipChanges in Registrants Certifying AccountantOther Materially Important Events
Resignations of Registrants Directors
Financial Statements and Exhibits
Change in Fiscal Year
Regulation FD Disclosure
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previously fifed responding to the items of the form specified 8-K reports may be obtained in person
or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C20549 or at the following e-mail box address pubhcinfosec.gov In most cases this information is
also available on the Commissions website www.sec.gov
NAME OF ISSUER
STATE
CODE
8K ITEM NO12345678 DATE COMMENT
AAMES MORTGAGE TRUST 2001 MORTGAG
PASS THR CERTS SE 01
AAMES MORTGAGE TRUST 2001-2 MORT PA
SS THR CERT SER 2001-2
ABC FAMILY WORLDWIDE INC
ABIOMED INC
ADAM INC
AEP INDUSTRIES INC
AIMCO PROPERTIES LB
AIRTRAX INC
AIRTRAX INC
ALCOA INC
ALICO INC
AMEREN CORP
AMERICAN EXPRESS CO
AMERICAN FINANCIAL HOLDINGS INC
AMERICAN MEDICAL ALERT CORP
AMERIGAS PARTNERS LB
AMERIQUEST MORT SEC INC FLOAT RATE
MORT PA TH CER SER 20011APARTMENT INVESTMENT MANAGEMENT
11/25/01
11/26/01
12/06/01
12/06/01
12/03/01
11/20/01
12/03/01
11/14/01 AMEND
12/03/01
12/06/01
08/31/02
12/05/01
12/05/01
11/19/01
12/05/01
12/05/01
11/26/01
12/03/01
STOCK
FILE 33374360 DEC 03 NEW ISSUE
Item
ItemItemItemItemItemItem
ItemItem
DE
DE
DE
DE
GA
DE
DE
NJ
NJ
PA
FL
MO
NY
DE
NY
DE
DE
MD
12 NEWS DIGEST December 2001
STATE 8K ITEM NOOF ISSUER CODE DATE COMNT
ASSET BACKED CERTIFICATES SERIES 20
01-FF2
DE 11/19/01
CITICORP MORTGAGE SECURITIES INC
CNA FINANCIAL CORP
CNA SURETY CORP
12 /0 6/0
12/05/01
12/05/01
ASSET BACKED FUND CORP MORT LN ASSE DE 11/20/01
BCKD CERT SER 2001-AQ1
ATG INC CA 12/04/01
ATLANTIC TECHNOLOGY VENTURES INC DE 12/06/01
AUTOBYTEL INC DR 12/05/01
AUTOZONE INC NV 12/04/01
AVANT CORP DE 12/03/01
AVICI SYSTEMS INC DE 12/06/01
Al INTERNET COM INC NV 12/06/01
BANYAN STRATEGIC REALTY TRUST MA 11/30/01
BIOENVISION INC DE 06/15/01 AMEND
BIOPURE CORP DR 12/06/01
BOOTS COOTS INTERNATIONAL WELL CO DE 11/27/01
NTROL INC
BOOTS COOTS INTERNATIONAL WELL CO DE 11/29/01
NTROL INC
CABOT INDUSTRIAL PROPERTIES LP DR 12/05/01
CABOT INDUSTRIAL TRUST MD 12/05/01
CALIFORNIA MICRO DEVICES CORP CA 12/03/01
CAMINUS CORP DR 11/20/01
CAPITOL REVOLVING HOME EQUITY LOAN MD 11/20/01
TRUST 19961CAPITOL REVOLVING HOME EQUITY LOAN MD 11/20/01
TRUST 19971CAPITOL REVOLVING HOME EQUITY LOAN MD 11/20/01
TRUST 1997iCARRIER1 INTERNATIONAL N4 12/06/01
CCC GLOBALCOM CORP NV 09/11/01 AMEND
CENDANT CORP DR 11/27/01
CENTEX CORP NV 12/05/01
CENTEX HOME EQUITY LOAN TRUST 2001- 11/25/01
CEPHALON INC DR 12/06/01
CHANGE TECHNOLOGY PARTNERS INC DE 12/05/01
CHASE FUNDING INC NY 12/04/01
CHELL GROUP CORP NY 11/21/01
CHESAPEAKE ENERGY CORP OK 12/04/01
CHEVY CHASE BANK FSB MD 12/04/01
CHL MORTGAGE PASS THROUGH CERTIFICA DE 11/25/01
TES SERIES 200121
CHL MORTGAGE PASS THROUGH TRUST 200 DE 11/25/01
22
CHL MORTGAGE PASSTHROUGH TRUST 200 DR 11/25/01
123DR
DR
DR
13 NEWS DIGEST December 2001
NAME OF ISSUER
STATE
CODE
8K ITEM NO123456789 DATE CONMENT
COLORADO MEDTECH INC
CONESTOGA ENTERPRISES INC
CONSECO FINANCE CORP
CONSECO FINANCE SECURITIZATIONS COR
CONVERA CORP
COR THERAPEUTICS INC DE
CORPORATE BOND BACKED CERT TRUST SE
RIES 1996DHC1CPI CORP
CSX TRADE RECEIVABLES CORP
CVEO CORP
CWABS INC ASSET BACKED CERTIFICATES
SERIES 20014CWABS INC ASSET BACKED CERTIFICATES
SERIES 20014DATAMETRICS CORP
DEERE CO
DELTA CAPITAL TECHNOLOGIES INC
DOW JONES CO INC
DUKE REALTY CORP
ECHO BAY MINES LTD
EME HOMER CITY GENERATION LPEME HOMER CITY GENERATION LP
ENCOMPASS SERVICES CORP
ENDO PHARMACEUTICALS HOLDINGS INC
FAB INDUSTRIES INC
FAUQUIER BANKSHARES INC
FEDERAL REALTY INVESTMENT TRUST
FIGHTON SUCCESSION CORP
FIRST CAPITAL INCOME PROPERTIES LTD
SERIES IX
FIRST CAPITAL INCOME PROPERTIES LTD
SERIES
FIRST FEDERAL OF OLATHE BANCORP INC
FIRST HORIZON MORTGAGE PASS THROUGH
TRUST 20017FIRST REAL ESTATE INVESTMENT TRUST
OF NEW JERSEY
FLEETWOOD ENTERPRISES INC/DE/
12/06/01
12/03/01
12/04/01
12/04/01
11/30/01
12/05/01
12/03/01
DE 11/30/01
12/06/01
10/25/01
10/25/01
DE 11/26/01
11/26/01
12/03/01
11/30/01
DE 11/30/01
11/19/01
12/05/01
11/03/01
12/06/01
12/06/01
12/04/01
12/05/01
12/05/01 AMEND
08/21/01 AMEND
12/06/01
12/05/01
12/06/01
09/30/01 AMEND
08/31/01
12/05/01
12/05/01
CO
PA
DE
DE
DE
DE
DE
DE
CREDIT SUISSE
SECURITIES
CREDIT SUISSE
SECURITIES
CSFB ABS TRUST
CSFB MORTGAGE
ATES SERIES
CSFB MORTGAGE
ATES SERIES
DE
FIRST BOSTON MORTGAGE
CORP
FIRST BOSTON MORTGAGE
CORP
SERIES 2001HE22PASS THROUGH CERTIFIC
2001 AR14
PASS THROUGH CERTIFIC
2001 AR14
12/04/01
DE
DE
DE
MA
DE
AMEND
AMEND
OH
OH
DE
DE
IN
A0
CA
CA
TX
DE
DE
VA
MD
CA
FL
FL
KS
DE
NJ
DE
12/04/01
11/25/01
12/04/01
12/05/01
14 NEWS DIGEST December 2001
NE OF ISSUER
STATE 8K ITEM NOCODE DATE COMMENT
FLEETWOOD ENTERPRISES INC/DE/
FLORIDA GAMING CORP
FOODARAMA SUPERMARKETS INC
FORD MOTOR CO
FORD MOTOR CREDIT CO
FRANKLIN CAPITAL CORP
FREEREALTIME COM INC
Gb INTERNATIONAL INC
GENERAL GROWTH PROPERTIES INC
GENERAL MAGIC INC
GENERAL MOTORS CORP
GENESEE WYOMING INC
HADRO RESOURCES INC
HALLIBURTON CO
HANCOCK JOHN FINANCIAL SERVICES INC
HANOVER DIRECT INC
HAWAIIAN ELECTRIC CO INC
HAWAIIAN ELECTRIC INDUSTRIES INC
HAYES LEMMERZ INTERNATIONAL INC
HAYES LEMMERZ INTERNATIONAL INC
HOST MARRIOTT CORP/
HOST MARRIOTT
HOT PRODUCTS INC COM
IASIS HEALTHCARE CORP
IMAGS TECHNOLOGIES INC
INNOVATIVE MEDICAL SERVICES
INTEGRATED SPATIAL INFORMATION SOLU
TIONS INC /CO/
INTEL CORP
INTELIDATA TECHNOLOGIES CORP
INTERNETSTUDIOS CON INC
IPCS INC
ISOTOPE SOLUTIONS GROUP INC
JP MORGAN CHASE COMMERCIAL MORT SEC
CORP SERIES 2001-CIBCI
JP MORGAN CHASE COMMERCIAL MORT SEC
CORP SERIES 2001-CIBCI
JP MORGAN CHASE COMMERCIAL MORTGAGE
SECURITIES CORP
KEYSPAN CORP
KFX INC
KRUPP REALTY LTD PARTNERSHIP IV
KRUPP REALTY LTD PARTNERSHIP VII
DE
DE
NJ
DE
DE
DE
DE
CO XXDE
DE
DE
DE
NY
NY
NY
NY
NY
DE
NV
DE
DE
HI
HI
DE
DE
MD
DE
AZ
DE
Al
CA
CO
12/06/01
10/31/01
11/03/01
12/05/01
12/05/0
11/30/01
11/21/01
03/09/01 AMEND
12/05/01
11/30/01
12/04/01
10/01/01 AMEND
11/15/01
11/15/01
11/15/01
11/15/01
11/15/01
11/06/01
12/05/01
12/05/01
11/29/01
12/05/01
11/27/01
11/27/01
12/05/01
12/05/01 AMEND
12/05/01
12/05/01
11/17/01
12/05/01
11/29/01
12/04/01
11/30/01
DE 12/06/01
11/28/01 AMEND
12/05/01
11/30/01 AMEND
11/27/01
04/15/01
05/15/01
12/04/01
12/06/01
12/06/01
11/20/01
11/20/01
GOVERNMENT
GOVERNMENT
GOVERNMENT
GOVERNMENT
GOVERNMENT
GREENPOINT
HACKED TRUST
BACKED TRUST T-1
BACKED TRUST T3SECURITIES TRUST
TRUST Gl
MORTGAGE SECURITIES INC/
DE
NV
DE
NY
DE
DE
DE
NY
DE
MA
MA
15 NEWS DIGEST December 2001
OF ISSUER
STATE
CODE
8K ITEM NO12345678 DATE COMMENT
LABORATORY CORP OF AMERICA HOLDINGS
LASON INC
LEARN2 CORP
LEXINGTON PRECISION CORP
LIBERTY MEDIA CORP IDELIBERTY MEDIA CORP /DE/
LOEWS CORP
MANCHESTER TECHNOLOGIES INC
MATTHEWS STUDIO EQUIPMENT GROUP
MEDIACOM COMMUNICATIONS CORP
MEDICAL DISCOVERIES INC
MELLON FINANCIAL CORP
MEREDITH CORP
MFC DEVELOPMENT CORP
MICRON ENVIRO SYSTEMS INC
MICRON ENVIRO SYSTEMS INC
MICROTUNE INC
MILLENNIUM CELL INC
MILLENNIUM PHARMACEUTICALS INC
MILLER INDUSTRIES INC /TN/
MIRANT CORP
ML LEE ACQUISITION FUND II
ML LEE ACQUISITION FUND RETIREMENT
ACCOUNTS II
MORTGAGE PASS THROUGH CERTIFICATES
SERIES 20011MORTGAGE PASS- THROUGH CERTIFICATES
SERIES 20019MULTINET INTERNATIONAL CORP INC
MURDOCK COMMUNICATIONS CORP
NATION ENERGY INC
NETWORK COMMERCE INC
NET2000 COMMUNICATIONS INC
NEW ULM TELECOM INC
NEW UNITEDGLOBALCOM INC
NEXTEL PARTNERS INC
NORTHWEST BANCORP INC
OBIE MEDIA CORP
ON LINE PRODUCTION SERVICES INC
ORA ELECTRONICS INC
PACIFIC GAS ELECTRIC CO
PASS THROUGH CERTIFICATES SERIES
O01MS1OPEOPLES BANCORP INC
PET QUARTERS INC
PGE CORP
PINNACLE PROPERTY GROUP INC
PLANETCAD INC
PLUG POWER INC
12/06/01
12/05/01
09/25/01 AMEND
12/04/01
12/04/01
12/04/01
12/05/01
12/06/01
10/31/01
12/04/01
11/29/01
11/29/01
12/06/01
11/30 /0
11/30/01
11/30/01
11/15/01 AMEND
12/05/01
12/06/01
11/30/01
11/28/01
12/04/01
12/04/01
DE 12/01/01
DE 12/01/01
11/07/01 AMEND
12/05/01
12/04/01
11/15/01
12/05/01
11/27/01
12/03/01
11/27/01
11/30 /0
12/06/01
11/29/01
12/06/01
12/06/01 AMEND
12/01/01
11/08/01
12/06/01
12/05/01
12/04/01
12/03/01
DE
DE
DE
DE
DE
DE
DE
NY
CA
DE
UT
PA
IA
DE
TX
DE
DE
TN
DE
DE
DE
NV
IA
DE
WA
DE
MN
DE
DE
PA
OR
NV
DE
CA
DE
OH
AR
CA
DE
DE
12/04/01
AMEND
AMEND
AMEND
16 NEWS DIGEST December 2001
NAME OF ISSUER
STATE
CODE
8K ITEM NO12345678 DATE COMMENT
PNC MORTGAGE SEC CORP MORT PASS THR
CERT SER 20012POLAROID CORP
PORTLAND GENERAL ELECTRIC CO /OR/
PROFESSIONAL DETAILING INC
PROTECTION ONE ALARM MONITORING INC
PROTECTION ONE INC
QUIZNOS CORP
RAM ENERGY INC/OK
RCN CORP /DE/
RELIANT INTERACTIVE MEDIA CORP
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET MORTGAGE PRODUCTS
INC
RESIDENTIAL ASSET SECURITIES CORP
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES II INC
RIDGEWOOD POWER GROWTH FUND /NJ
RIDGEWOOD POWER GROWTH FUND /NJ
RIDGEWOOD POWER GROWTH FUND /NJ
RIDGEWOOD POWER GROWTH FUND /NJ
RIDGEWOOD POWER GROWTH FUND /NJ
RIDGEWOOD POWER GROWTH FUND /NJ
ROUGE INDUSTRIES INC
ROXIO INC
SABRE HOLDINGS CORP
SAGENT TECHNOLOGY INC
SAGENT TECHNOLOGY INC
SELECT THERAPEUTICS INC
SELIGMAN NEW TECHNOLOGIES FUND II
NC
SELIGMAN NEW TECHNOLOGIES FUND INC
SENIOR HOUSING PROPERTIES TRUST
SHELBOURNE PROPERTIES II INC
SILICON IMAGE INC
SOUNDVIEW TECHNOLOGY GROUP INC
SOUTHERN COMMUNITY FINANCIAL CORP
SPARTAN MOTORS INC
SPARTAN STORES INC
STARDRIVE SOLUTIONS INC
STORAGE USA INC
STRAYER EDUCATION INC
SUSA PARTNERSHIP LP
SYNOPSYS INC
TEREX CORP
TESSERACT GROUP INC
TGC INDUSTRIES INC
11/26/01
11/26/01
DE 11/26/01
12/31/01
12/31/01
12/31/01
12/31/01
12/31/01
12/31/01
11/21/01
12/03/01
12/06/01
11/15/01
11/28/01
12/03/01
12/31/01
12/31/01
12/06/01
12 /0 6/01
06/07/01 AMEND
12/04/01
11/28/01
12/06/01
12/06/01
11/23/01
12/05/01
12/05/01
12/05/01
12/03/01
12/05/01
11/28/01
12/04/01
DE 12/01/01
DE
ORDE
DE
DE
CO
DE
DE
NV
DE
DE
DE
DE
12/03/0
12/04/01
12 /0 6/01
12/05/0
12/05/01
12/05/01
12/04/01
12/04/01
12 /06/01
11/26/01
11/26/01
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
MD
MD
DE
DE
DE
NC
MI
MI
WA
TN
MD
TN
DE
DE
MN
TX
17 NEWS DIGEST December 2001
NAME OF ISSUER
STATE
CODE
8K ITEM NO12345678 DATE COMMENT
THAON COMMUNICATIONS INC
TIl INDUSTRIES INC
TOLL BROTHERS INC
TROY FINANCIAL CORP
TTI HOLDINGS OF AMERICA CORP
UNION ACCEPTANCE CORP
UNIVERSAL BROADBAND COMMUNICAT IONS
INC
UNIVERSAL MEDIA HOLDINGS INC
URBANFIND INC
URSTADT BIDDLE PROPERTIES INC
US BANCORP \DE\
USA NETWORKS INC
VALENTIS INC
VERILINK CORP
VIB CORP
VIDAMED INC
WANU MOR PASS THRU CERT SER 2001-AR
WAMU MORTGAGE PASS THROUGH CERT SER
IES 2001S8WAMU MORTGAGE PASS THROUGH CERT SER
IES 20015WAMU MORTGAGE PASS THROUGH CERTIFIC
ATES SERIES 2001-AR2
WAMU MORTGAGE PASS-THROUGH CERTIFIC
ATES SERIES 2001SbWASHINGTON MUTUAL MOR SEC CORP MOR
PAS THR SER 20016WASHINGTON MUTUAL MOR SEC CORP MOR
PASS THRU CERT SER 20013WASHINGTON MUTUAL MOR SEC CORP MOR
PASS THRU CERT SER 2001-4
WASHINGTON MUTUAL MOR SEC CORP MOR
PASS THRU CERT SER 2001-8
WASHINGTON MUTUAL MORTGAGE SEC CORP
MOR PAS THRU CERT 2001-7
WASHINGTON MUTUAL MSC MORT PASS THROUGH CERT SER 2001-MS11
WASHINGTON MUTUAL MSC MORT PASS-THR
OUGH CERT SER 2001-MS12
WASHINGTON REAL ESTATE INVESTMENTRUST
WESTERN RESOURCES INC /KS
WESTPORT RESOURCES CORP /NV/
WILEY JOHN SONS INC
WMAU MORTGAGE PASS THROUGH CERTIFICATES SERIES 2001S9
