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State versus Nation
• A state is a political community in a precise territory.
• A nation refers to a sizable group of people united by common race, language, custom or religion.
• Countries in which the territories of both the state and nation coincide are referred to as nation-states.
Four Essential Features of a State
1. population—the people
2. territory—established boundaries
3. sovereignty—supreme and absolute authority within its boundaries
4. government—central institution
United States Acquisitions
• Government is the institution through which a state:
– maintains social order;
– provides public services; and
– enforces decisions that are binding on all its residents.
Essential Features of a State (cont.)
Theories of origins of the State
1. Evolutionary Theory
– The state evolved from the family.
– The head of the primitive family served as government authority.
2. Force Theory
– The state was born of force, or the need to resist an enemy.
– A state emerged when everyone in an area was brought under the authority of one person or group.
3. Divine Right Theory
– Certain people are chosen by a god or gods to rule.
– Divine right describes European monarchs in the 1600s and 1700s.
• Social Contract Theory– Thomas Hobbes promoted the idea of a
social contract in which people surrendered their freedom to the state, but in return they received order and security.
– John Locke believed that in a state of nature, men and women had certain natural rights including the rights to:• life,• liberty, and• property.
Purposes of Government
• Four primary purposes:
1. Maintain social order2. Provide public services
3. Provide security and defense
4. Provide for the economy
Government Systems
• Two primary systems of government:
1. Unitary system
• Gives key powers to the central government.
2. Federal system
• Divides key powers between national and state government.
Constitutions and Government
• Constitution - An incomplete guide that states goals and provides a framework for governing.
• Constitutional government - limits the powers of those who govern.
• Most written constitutions describe the procedure for amending, or changing, the constitution.
Politics and Government
• Politics – The struggle to control government and manage societal conflicts that could influence the lives of individuals.
• People participate in politics to:
1. Influence what benefits and services the government supplies
2. Turn their values and beliefs into public policy.
• Politics can affect several key matters:
– Air and water quality
– Economic conditions
– Peace and war
– Citizen’s rights and freedoms
Politics and Government (cont.)
Governing in a Complex World
• Inequalities among countries can be divided into two major groups:
– Industrialized nations - Nations with large industries and advanced technology to provide a comfortable way of life.
– Developing nations - Nations that are only beginning to develop industry.
Major Types of Government
• Aristotle’s three major types of governments are:
1. Autocracy:
– One person has all authority.
– Example: A monarchy in which a king, queen or emperor inherits the throne and heads the state.
Comparing Governments
2. Oligarchy:– A small group holds power.– Oligarchs derive their power from wealth,
social position, military power or a combination of these.
– Example: Former Soviet Union
3. Democracy:
– The people govern either directly or through representatives.
– In a republic voters elect representatives.
Major Types of Government (cont.)
Characteristics of Democracy
• Four main characteristics:
1. Individual liberty • All people are as free as possible to
develop their talents.2. Majority rule with minority rights
• Elected representatives enact laws that reflect the will of the majority of lawmakers.
• The rights of the minority are respected and protected.
3. Free elections • Everyone’s vote carries the same weight.
Characteristics of Democracy (cont.)
• Citizens vote by secret ballot without coercion or fear of punishment.
4. Competing political parties.
• Rival parties make elections meaningful by giving voters a choice.
Essential Elements for a Democracy
• Five essential elements:
1. Citizen Participation
• Citizens must be willing to participate in civic life.
2. Favorable Economy• The economy must be prosperous and
distribute wealth to many members of society.
3. Widespread Education
• most people are educated.
• Civil society is made up of a network of voluntary associations—economic, political, charitable, religious, and many others that exist outside of government.
Essential Elements for a Democracy (cont.)
4. Strong Civil Society
5.Social Consensus• Most people accept democratic values
and generally agree about the purpose and limits of government.
Content Vocabulary
• economics
• capitalism
• free market
• laissez-faire
• socialism
• proletariat
• bourgeoisie
• communism
• command economy
Reading Strategy
Create a graphic organizer like the one below to explain the five characteristics of capitalism.
A. A
B. B
C. C
A. capitalismB. socialismC. communism
Which type of economic system do you consider most limiting to the individual citizen?
A B C
0% 0%0%
The Role of Economic Systems
• Economics is the study of how limited resources are used to satisfy people’s seemingly unlimited wants.
• All economic systems answer three questions:
– What and how much should be produced?– How should goods and services be
produced?
– Who gets the goods and services that are produced?
• Economic systems of societies with more political freedom generally have less government regulation than societies with less political freedom.
The Role of Economic Systems (cont.)
A. A
B. B
C. C
An economic system must answer which question?
A. What products and services should be produced?
B. What products and services are most valuable?
C. How much should products and services cost?
A B C
0% 0%0%
Capitalism
• Capitalism has five characteristics:
– Private ownership and control of property and economic resources.
– Free enterprise
• Despite significant government regulation, the United States’ economic policies aim to preserve a free market.
• Capitalism employs a market system based on competition between buyers and sellers with an emphasis on freedom of choice and individual incentive for workers, investors, consumers and business enterprises.
• A free market places no limits on the freedom of buyers and sellers to make economic decisions.
Capitalism (cont.)
• The idea of a laissez-faire economy was advanced by Adam Smith in The Wealth of Nations.
– Laissez-faire is French for “to let alone.”
– Smith said that the actions of buyers and sellers, not the government, should determine what is produced and bought.
Capitalism (cont.)
• Mixed economies mix elements of capitalism and socialism.
A. A
B. B
C. C
Which statement is true of a laissez-faire economy?
A. Government and markets have equal control.
B. Government allows the market to determine what is produced and bought.
C. Government promotes capitalism by eliminating free trade.
A B C
0% 0%0%
Socialism
• Socialism is an economic system in which a government:
– owns the basic means of production,
– determines the use of the resources,
– distributes the products and wages, and
– provides social services such as education, health care, and welfare.
• Democratic Socialists are socialists who are committed to democracy in the political sphere but want better distribution of economic goods.
• Under this government, citizens have basic democratic rights like free speech and free elections but the government owns key industries and makes economic decisions.
Socialism (cont.)
Communism
• Communism is the economic system advanced by German philosopher Karl Marx in The Communist Manifesto.
– The proletariat: the industrial working class, concentrated in factories
– The bourgeoisie: the middle class and owners of industrial capital such as factories and land
• Marx defined three classes that emerged during the Industrial Revolution.
• Under communism, Marx predicted there would only be one class—the working class.
Communism (cont.)
– The capitalists: the ruling class with power over resources
• A command economy is one in which the government decides what to produce, how much to produce and how to distribute the goods and services that are produced.
A. A
B. B
C. C
D. D A B C D
0% 0%0%0%
In a government with a socialist economic system, the basic means of production are owned by
A. the government.B. the market.C. the working class.D. the individual.