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A n w F IN A N CI A L D I S CLO S U RE RE P O RT R ~ o r t R e q ~ i r ~ b y t h e E t h i c sin Government ~ct o f l978~. ~/~oto FOR CALE~AR YEA R 2009 ~ s u . ~ c . a p p . ~ 1 o 1 - 1 1 0P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i c ~ l e i n i t i a l ) I 2 , C o u r t o r O r g a n i z a t io n 3 . D a r e o f R e p o r t

Norton, Shapiro L. U.S. District Court, EDPA 0 5 1 1 2 / 2 0 1 0

4 . T i t l e ( A r l i c l e I II j u d g e s i n d i c a l e a c t i v o r s ~ n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Rcporttu[ Periodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o p a r , - ti m e ) [ ] No mi na t i o n . D a t e 0 1 / 0 1 1 2 0 0 9Arl icle III Judge (Senior) [] Initial [] A n n u a l [] Final to12 /31 /20095 b , [ ] A m e n d e d R c p o R

7. Chombera or Offieo Ad dresl 8 . O n t h e b a i l s o f t h e I n [ o r m a t i o o c o n t a i n e d I n t h i s R e p o r t a m d a n ym o d i f i c a ti o n s p e r t a i n in g t h e r e t o , i t I s , I n m y o p i n i o n , I n c o m p l i a n c e10614 United Sta tes Courthouse with appflcoblo laws and regulation*.601 Market SrseetPhiladelphia , PA 19106 R e v i e w i n g O f ll c ~ r D o l e

I M P O R T A N T N O T E S : The ins~u~ons accompany ing this form must be fo l lowe d Com plete all part&checking the NONE box for each part where you have no reportable information. Sign on last page~

! . POSITIO NS. m ~,~.t ~ u ~ u ~ o ~ ; ~ ~ ~-. of , u~ , i~ .~sD N O N E (No reportablepositions.)

POSITION N A M E O F O RG A NIZA TIO N /EN TITY I. T r u s t e e Jewish Publication Society2. Member, Commitlee on Wome~ in the Profess ion C~IP) Pennsylvania Bar Association3. Cha ir, Lea der s h ip Dev elopment & Rec~i tment Commit tee Pennsylvania Bar Association4. Co -Chair, Gov era n ce Co mmittee (W IP) Pen n sy lv an ia B ar A ssociation5. Member, Nominating Committ~ (WIP) Pennsylvania Bar Association6. M ember, A w ard s Committee (W lP) Pen n sy lv an ia B ar A ssociation7. Chair , Board of Directors Violette De Mazia Foundation8. Me mber , Sta nding Commit lee on Ju dic ia l Indepe nden ce American Bar Association9. Member , A BA 2009 John M a r s ha ll A w a r d S elec t ion Committee A mer ica n Ba r A s s oc ia t ion1 0 . American Bar Association Representative App ellate Judges Education Insti tute , Board of Diroctors1 I. Executr ix Estate of I(S~ Part V II1)

~~ NONE (No reportable agreements.)

D A T E P A R T IE S A N D TE R M SI.

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N a m e o f P e r s o n R e p o r t i n g Date of ReportF IN A N CI A L D I SCL O S U RE RE PO RT IN o r m a , S h a p lr o L . 0 5 / 1 2 ! 2 0 1 0a g e 2 o f 8

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F IN A N C I A L DI S C L O S U R E R E P O R TP a g e 3 o f 8 Normo, Shapiro L. 0 5 1 1 2 / 2 0 1 0

I l l. NO !~-IN VEST MEN T IN CO ME. :~ ,~ea~#~ ,~ ,na~ ,, e :, ,,n~A. Filers Non-lnvestment Incom e

[] N ON E ( N o reportable non-investment income.)D A T E -SO URCE A ND TYPE INCOM E

(yours, not spouses)I.

2.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t In c o m e - If you were married during any portlon of the reporting year, complctt thl~ section.(Dollar amount no t required e-r.cept for honoraria.)[-~ N O N E (No reportable non-investment income.)

D A T E S O U R CE A N D T Y P EI.

2.

3.

4,

I V . R E I M B U R S E M E N T S -(Includes those to spouse and dependent children; ~ee pp. 25-27 of filing instructiowt.)

D NONE (No repor table re imbursements . )SOURCE D A T E S LOCATION PURPOSE I T EM S PA I D O R PR O V I D E D

1. A B A 0 5 / 2 1 / 0 9 - 0 5 / 2 3 / 0 9 Fort Lauderdale, FL Smdng Transportation, meals & lodging.Comra.Jud.lndepend.

2. A B A 1 0 / 1 5 1 0 9 - 1 0 / 1 7 / 0 9 Washington, D.C. Fall Planning Mtg., Stndng Transportation, meals & lodging.Carom.JudicialInde~ndence

3.4.

5.

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Nam e or Person Reporting Da~e el ReportINAN CIAL DISCLOS URE REPORT I Norm~,ShaplroL.0 5 / 1 2 / 2 0 1 0age 4 of 8

V. G IFTS . a.a.~, tho~ xo sp~,~e ~ d~ae.t,hu a, t.~ ~ , ~ ~ - ~ o / 1 ~ ~ , ~ , .~ o , ~N O N E (No reportable gifts.)

S O URCE DES CRIP T IO N VALUE

2.3.4.5.

VI. LIABILIT IES . a~:,~ ,[7] N O N E (No reportable l iabil it ies .)

I.

3.4.

5.

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N a m a o f P e r a o n R e p o r t i n g Date of ReportINANCIAl. DISCLOSURE R E P O R T[ ~ o ~ , ~ , . S ~ . p l ~ o L o ~ / t 2 1 2 o ~ oa g e 5 o f 8

VII. I N V ESTM ENTS and TRU STS - ~o~ ,~ONE ~o reportable income, ~sets. or ~amactions.)

A. ~ B. C. D.~fipfion of Am(i~l~ing~m) ~ng~d~ ] of~a~g~fiodP~ "(X)" a~ ~h ~t ~ount T~ (e.g., V~I~ [ V~l~ I T~ (e.g., Date Val~ ~n l~n~ of

I. Mellon B~k (Checking Aect,) A ~temst J T

2. Firs t rus t Bank (Checking) A Interest J T3 . Firstrust Bank (Savings) A Interest J T4. A l l ia n c e B e m s t e in C a p R e s e r v e A D i v i d e n d J T5. S t m e of is rael Savin gs B on d .s A I n t e r e s t J T Sold 05/01 /09 J A( pa n)6. B a . n k o f A m e r i c a A I n t e r e s t J T7. Calam0s Global Dynamic A Dividend K T8. Eaton Vance Enhanced Equi ty A D iv id end Sold 08/23 /09 K A9. V v F i n a n c e A D i v i d e n d J T

10 , O p p enh e im ~ P A M u nic ip a l B o nd B D iv id end K Ti I 1 . V a n K a m p e n C o h e n & St e e rs . In c . Fd . B D iv id end Sold 08/I 8/09 J A

1 2 . Ad visors Discipl ined TR Unit 224 B Dividend Sold 0 8 1 1 8 / 0 9 K A1 3 . Ad visors Discipl ined TR Unit 390 A Dividend K T B u y 08/18/09 K1 4 . Fi~tmst Unit 210 4 A Dividend J T B u y 08/18/09 J1 5. F i r s~ u s t U n i t 2 1 7 4 A D i v i d e n d K T B u y 0 8 / 2 3 / 0 9 K

1 6. LifeStrategy Mod. Growth - IRA C D i v i d e n d M T Sold o z / o 6 / 0 9 1 L A( p a r t )17 . STAR. Fund - IRA C D i v i d e n d M T S o l d 0 2 3 0 6 / 0 9 M A( p a r t )

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F IN A N C I A L DI S C L O S U R E R E P O R T Nam eofPer$ol Report|ag DateofRelm r t [Page 6 of 8 Norton, Shapiro L. 05II2/2010

VII . INVES TM EN TS and T R U ST S -~o~ ~ l=e , .. ,~oc~ ,. a.ct.~., ~o.e ~, ,~ ~,,~ ,~ ~, ~. ~ ~/~ ~,~N O N E (No reportable income, ~sets, or ~ansactions.)

A. B. D.~pfion of As~ Income during T~n~tiom d~ng ~ing ~

(including ~t ~) ~ng ~

PI~ "(X)" a~r ~h ~ Amount T~ (e.g., Value V~ue T~ (e.g., Date VaI~ ~in Id~fi~ ofexempt from prior di~los~ C~e I ~v.. r~k C~2 Me~ buy, ~B. ~ C~ 2 C~ I bu~r/~l~

~ (A-~ or inL) ( J - P) C~ 3 ~m~n)~_ (J-P)

(A-~ (if~te(~ [ ~tion)

18 . GNMAF~d- I~ B D iv id end J T B uy 0 2 / 0 6 / ~ L1 9. G~A F~d A~i~l - I~ D D iv id end M T B uy 0~/~ M

2 0 . Renta l Prope~, Hal lm ~le , FL~ D R~t M V2 1 .

2 2 .

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F I N A N C I A L D IS C L O S U R E R EP O R T N a ~ e o f P e r , o n R e p o r t i n g D a t e o f R e p o r tPage 7 of 8 Norma, Shapiro L. 05/I 2~010V I II . A D DI T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

Ad dit iona l information re: Part I - Pos i t ions :Numbers I , 2 , 3 , 4, 5 , 6, 8 .9 , 10 a re non-prof i t o rganiza t ions . I have no contro l over the expendi tures of these organiza t ions , a l though with ef for t I could ascer ta inthe i r asse ts .Number 7 This is a 50 I(cX3) chari table organiza t ion. I do vote on the expendi ture of funds together wi th the o ther four Directura ; I receive no compensa t ion.The to ta l assets of th is organiza t ion a t the end of 2009 was the amount of approximately $9,000,000.

[ d i e d o n No ve m b e r 2 7 , 2 0 0 7 . H i s W i l l n a m e s m e t h e E x e c u t r ix a n d s o l e b e n e f i ci a r y o f h i s E s t a te .H i s a s s e t s , li s te d u n d e r S e c t i o n V I I, b e c a m e a s s e t s o f t h e E s ta t e ~ i n 2 0 0 8 , t h e y w e r e t r a n s f e c r e d t o a T a x E x e m p t M a r i t a l T r u s t a n d r o l le d o v e ri n to m y Va n gu a rd I RA . A l l a s s e t s l i s ted i n S ec t io n VI I w h ich W ~ re i n h i s na m e_ _ p _ _ ~ o r to h i s d ea th w er~ i n t h e E s ta te l a t y ea r end a nd t r a ns f e r redto th e ~ f a x E xem p t M a r i t a l T rus t i n 2008 . B a n k a cco u n t s t h a t w ere p rev io u s l y ~ a cco u n t s ~ re no w t i t led i n m y na m e o n l y , excep t l "o r t h e E s ta te a cco u n t o f l es sthan :$500 to keep the account open. No interes t was received. .C e r ta i n i n s u r a n c e p r o c e e d s w e r e r e c e i ve d f r o m M e t r o p o l it a n L i f e a n d No r t h we s t e r n M u t u a l In s u r a n c e C o m p a n y . M i n i m a l a m o u n t s o f i n t e r e st o n a c c o u n t s o p e n e db y t h e i n s u r a n c e c o m p a n i e s we r e r e c e i ve d u n t i l I w i t h d r e w t h e f u n d s a n d t r a n s f e r re d t h e m i n 2 0 0 8 t o s a v i n g s o r c h e c k i n g a c c o u n t s i n m y n a m e .Section V I ILine 20. The appra isa l da te is 2 /11/08.T h e r e n t a l p r o p e r t y wa s p l a c e d u n d e r a n Ag r e e m e n t o f Sa l e e a r ly i n 2 0 1 0 . T h e va l u e w a s d e t e r m i n e d b y t h e m a r k e t p r i c e , i . e . , th e s a l e s a m o u n t .

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F IN A N C I A L DI S C L O S U R E R E P O R T NameofPe.on Rep~rtlag [ Dt~eofRlmzlPage 8 of 8 l~orma, Shapiro L.

[05/12/2010

I X . C E R T I F IC A T I O N .I c e r t ify tha t a l l in for m at ion g ive n ab ove (In c lu d in g in for m at ion pe r ta in in g to m y sp ou se an d m in or or d e pe n d e n t c h i ld r e n , i f an y) i sac c u r a te , t~u e " an d c om ple te to the b e ~ t o f m y kn owle d g e an d b e l ie f , an d tha t an y in for m at ion n o t r e por te d was wi thhe ld b e c au se I t m e t appl ic ab le s ta tu tor yp ro v i s io ns p erm i t t i ng no n-d i s c l o s u reoI fu r the r c e r t i fy tha t e a r n e d In c om e f r om ou ts id e e m ploym e n t an d hon or a r ia an d the ac c e ptan c e of g t f t~ whic h have b e e n r e por te d a r e inc om pl ian c e w i th the pr ov is ion s of 5 U .S.C. app . 5 0 1 e L se q . , 5 U .S.C . 7 3 5 3 , an d J u d ic ia l C on fe r e n c e r e g u la t ion z .

N O TE: A N Y IN DIV ID U AL W ilO K ~O ~/ IN G LY AN D W ILFU LLY" FA LSIFIES O R FA LLS TO FILE TH IS R EPOR T M A Y B E SU B J EC T TO C IV ILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :

C o m m i t te e o n F in a n c i a l D is c l o s u r eA d m i n i s t r a ti v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u it e 2 - 3 0 1O n e C o l u m b u s C i r c l e , N . E.W a s h i n g t o n , D ,C . 2 0 5 4 4