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Shareholding Pattern under Regulation 31 of SEBI (Listing ...Shareholding , as a % assuming full...

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1. Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? Yes 5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes * If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities. a. If under 31(1)(b) then indicate the report for Quarter ending, 30th September 2020 b. If under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Name of Listed Entity: Adani Green Energy Limited 2. Scrip Code/Name of Scrip/Class of Security: 541450 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)
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Page 1: Shareholding Pattern under Regulation 31 of SEBI (Listing ...Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number

1.

Particulars Yes* No*

1 Whether the Listed Entity has issued any partly paid up shares? No

2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No

3 Whether the Listed Entity has any shares against which depository receipts are issued? No

4 Whether the Listed Entity has any shares in locked-in? Yes

5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes

* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible

Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall

not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above

table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.

a. If under 31(1)(b) then indicate the report for Quarter ending, 30th September 2020b. If under 31(1)(c) then indicate date of allotment/extinguishment

4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Name of Listed Entity: Adani Green Energy Limited2. Scrip Code/Name of Scrip/Class of Security: 5414503. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)

Page 2: Shareholding Pattern under Regulation 31 of SEBI (Listing ...Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number

(A) Promoter & Promoter Group 8 1171710710 0 0 1171710710 74.9169 1171710710 0 1171710710 74.9169 0 74.9169 312802856 26.6962 66972171 5.7157 1171710710

(B) Public 139230 392303570 0 0 392303570 25.0831 392303570 0 392303570 25.0831 0 25.0831 0 0 NA NA 392114683

(C) Non Promoter - Non Public 0 0 0 0 NA NA

(C1) Shares Underlying DRs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(C2) Shares Held By Employee Trust 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

Total 139238 1564014280 0 0 1564014280 100 1564014280 0 1564014280 100 0 100 312802856 20 66972171 4.282 1563825393

(VI) (VII) = (IV)+(V)+ (VI) (VIII) As a (IX)(I) (II) (III) (IV) (V) (XIII) (XIV)

Number of Shares pledged or

otherwise encumbered

No. (a) As a % of

total

Shares

held(b)

Number of equity

shares held in

dematerialised form

(X) (XI)= (VII)+(X) As a (XII)

Total as a

% of

(A+B+C)

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Shareholding , as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital)

Number of Locked in shares

No. (a) As a % of

total

Shares

held(b)

Adani Green Energy LimitedTable I - Summary Statement holding of specified securities

Category Category of shareholder

Nos. of

shareholders

No. of fully paid up

equity shares held

No. of

Partly

paid-up

equity

shares

held

No. of

shares

underlyin

g

Depositor

y

Receipts

Total nos. shares held Sharehold

ing as a %

of total

no. of

shares

(calculate

d as per

SCRR,

1957)

Number of Voting Rights held in each class of securities

No of Voting Rights

Class eg: X Class eg:

y

Total

Page 3: Shareholding Pattern under Regulation 31 of SEBI (Listing ...Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number

1 Indian

(a) Individuals / Hindu Undivided Family 3 384572075 0 0 384572075 24.5888 384572075 0 384572075 24.5888 0 24.5888 0 0 38700482 10.0633 384572075

Gautambhai Shantilal Adani & Rajeshbhai Shantilal Adani (on

behalf of S. B. Adani Family Trust) 1 384372075 0 0 384372075 24.576 384372075 0 384372075 24.576 0 24.576 0 0 38700482 10.0685 384372075

Rahi Rajeshkumar Adani 1 100000 0 0 100000 0.0064 100000 0 100000 0.0064 0 0.0064 0 0 0 0 100000

Vanshi Rajesh Adani 1 100000 0 0 100000 0.0064 100000 0 100000 0.0064 0 0.0064 0 0 0 0 100000

(b) Central Government / State Government(s) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(c) Financial Institutions / Banks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(d) Any Other (Specify) 1 530579350 0 0 530579350 33.9242 530579350 0 530579350 33.9242 0 33.9242 312802856 58.955 28271689 5.3285 530579350

Bodies Corporate 1 530579350 0 0 530579350 33.9242 530579350 0 530579350 33.9242 0 33.9242 312802856 58.955 28271689 5.3285 530579350

Adani Trading Services Llp 1 530579350 0 0 530579350 33.9242 530579350 0 530579350 33.9242 0 33.9242 312802856 58.955 28271689 5.3285 530579350

Sub Total (A)(1) 4 915151425 0 0 915151425 58.513 915151425 0 915151425 58.513 0 58.513 312802856 34.1804 66972171 7.3182 915151425

2 Foreign

(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(b) Government 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(c) Institutions 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(d) Foreign Portfolio Investor 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(e) Any Other (Specify) 4 256559285 0 0 256559285 16.4039 256559285 0 256559285 16.4039 0 16.4039 0 0 0 0 256559285

Bodies Corporate 4 256559285 0 0 256559285 16.4039 256559285 0 256559285 16.4039 0 16.4039 0 0 0 0 256559285

Universal Trade And Investments Limited 1 207712675 0 0 207712675 13.2807 207712675 0 207712675 13.2807 0 13.2807 0 0 0 0 207712675

Afro Asia Trade And Investments Limited 1 23020021 0 0 23020021 1.4719 23020021 0 23020021 1.4719 0 1.4719 0 0 0 0 23020021

Worldwide Emerging Market Holding Limited 1 23020021 0 0 23020021 1.4719 23020021 0 23020021 1.4719 0 1.4719 0 0 0 0 23020021

Flourishing Trade And Investment Ltd 1 2806568 0 0 2806568 0.1794 2806568 0 2806568 0.1794 0 0.1794 0 0 0 0 2806568

Sub Total (A)(2) 4 256559285 0 0 256559285 16.4039 256559285 0 256559285 16.4039 0 16.4039 0 0 0 0 256559285

Total Shareholding Of Promoter And Promoter Group (A)=

(A)(1)+(A)(2) 8 1171710710 0 0 1171710710 74.9169 1171710710 0 1171710710 74.9169 0 74.9169 312802856 26.6963 66972171 5.7158 1171710710

(XIII) (XIV)

Number of Shares pledged

or otherwise encumbered

No. (a) As a % of

total

Shares

held(b)

Number of

equity shares

held in

dematerialised

form

(I) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VIII) As a % (IX) (X) (XI)= (XII)

Total as a %

of (A+B+C)

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Shareholdin

g , as a %

assuming

full

conversion

of

convertible

securities

(as a

percentage

of diluted

share

capital)

Number of Locked in shares

No. (a) As a % of

total Shares

held(b)

Adani Green Energy LimitedTable II - Statement showing shareholding pattern of the Promoter and Promoter Group

Category & Name of the shareholders Nos. of

sharehold

ers

No. of fully paid up equity

shares held

Partly

paid-up

equity

shares

held

No. of

shares

underlyin

g

Depositor

y Receipts

Total nos.

shares held

Shareholdin

g %

calculated as

per SCRR,

1957 As a %

of (A+B+C2)

Number of Voting Rights held in each class of securities

No of Voting Rights

Class eg: X Class eg: y Total

Page 4: Shareholding Pattern under Regulation 31 of SEBI (Listing ...Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number

1 Institutions

(a) Mutual Fund 11 1412629 0 0 1412629 0.0903 1412629 0 1412629 0.0903 0 0.0903 0 0 NA NA 1412629

(b) Venture Capital Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(c) Alternate Investment Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(d) Foreign Venture Capital Investors 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(e) Foreign Portfolio Investor 94 350753470 0 0 350753470 22.4265 350753470 0 350753470 22.4265 0 22.4265 0 0 NA NA 350753470

Elara India Opportunities Fund Limited 1 61316475 0 0 61316475 3.9205 61316475 0 61316475 3.9205 0 3.9205 0 0 NA NA 61316475

Apms Investment Fund Limited 1 38540096 0 0 38540096 2.4642 38540096 0 38540096 2.4642 0 2.4642 0 0 NA NA 38540096

Albula Investment Fund Ltd 1 38369918 0 0 38369918 2.4533 38369918 0 38369918 2.4533 0 2.4533 0 0 NA NA 38369918

Asia Investment Corporation (Mauritius) Ltd 1 37904716 0 0 37904716 2.4236 37904716 0 37904716 2.4236 0 2.4236 0 0 NA NA 37904716

Cresta Fund Ltd 1 29830321 0 0 29830321 1.9073 29830321 0 29830321 1.9073 0 1.9073 0 0 NA NA 29830321

Vespera Fund Limited 1 26356892 0 0 26356892 1.6852 26356892 0 26356892 1.6852 0 1.6852 0 0 NA NA 26356892

Lts Investment Fund Ltd 1 26215408 0 0 26215408 1.6762 26215408 0 26215408 1.6762 0 1.6762 0 0 NA NA 26215408

Marshal Global Capital Fund Ltd 1 21336150 0 0 21336150 1.3642 21336150 0 21336150 1.3642 0 1.3642 0 0 NA NA 21336150

Polus Global Fund 1 21083592 0 0 21083592 1.348 21083592 0 21083592 1.348 0 1.348 0 0 NA NA 21083592

New Leaina Investments Limited 1 17261699 0 0 17261699 1.1037 17261699 0 17261699 1.1037 0 1.1037 0 0 NA NA 17261699

(f) Financial Institutions / Banks 5 2807649 0 0 2807649 0.1795 2807649 0 2807649 0.1795 0 0.1795 0 0 NA NA 2807649

(g) Insurance Companies 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(h) Provident Funds/ Pension Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(i) Any Other (Specify) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

Sub Total (B)(1) 110 354973748 0 0 354973748 22.6963 354973748 0 354973748 22.6963 0 22.6963 0 0 NA NA 354973748

2

Central Government/ State Government(s)/

President of India

Sub Total (B)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

3 Non-Institutions

(a) Individuals 0 0 0 NA NA

i. Individual shareholders holding nominal share

capital up to Rs. 2 lakhs. 135042 16983694 0 0 16983694 1.0859 16983694 0 16983694 1.0859 0 1.0859 0 0 NA NA 16817751

ii. Individual shareholders holding nominal

share capital in excess of Rs. 2 lakhs. 105 15002315 0 0 15002315 0.9592 15002315 0 15002315 0.9592 0 0.9592 0 0 NA NA 14979485

(b) NBFCs registered with RBI 1 745 0 0 745 0 745 0 745 0 0 0 0 0 NA NA 745

Trust Employee 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(d)

Overseas Depositories(holding DRs) (balancing

figure) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(e) Any Other (Specify) 3972 5343068 0 0 5343068 0.3416 5343068 0 5343068 0.3416 0 0.3416 0 0 NA NA 5342954

IEPF 1 33858 0 0 33858 0.0022 33858 0 33858 0.0022 0 0.0022 0 0 NA NA 33858

Trusts 2 23830 0 0 23830 0.0015 23830 0 23830 0.0015 0 0.0015 0 0 NA NA 23830

Foreign Nationals 1 7610 0 0 7610 0.0005 7610 0 7610 0.0005 0 0.0005 0 0 NA NA 7610

Hindu Undivided Family 1409 938967 0 0 938967 0.06 938967 0 938967 0.06 0 0.06 0 0 NA NA 938967

Non Resident Indians (Non Repat) 582 255698 0 0 255698 0.0163 255698 0 255698 0.0163 0 0.0163 0 0 NA NA 255698

Non Resident Indians (Repat) 1333 867022 0 0 867022 0.0554 867022 0 867022 0.0554 0 0.0554 0 0 NA NA 866908

Clearing Member 344 1398050 0 0 1398050 0.0894 1398050 0 1398050 0.0894 0 0.0894 0 0 NA NA 1398050

Bodies Corporate 300 1818033 0 0 1818033 0.1162 1818033 0 1818033 0.1162 0 0.1162 0 0 NA NA 1818033

Sub Total (B)(3) 139120 37329822 0 0 37329822 2.3868 37329822 0 37329822 2.3868 0 2.3868 0 0 NA NA 37140935

Total Public Shareholding (B)=

(B)(1)+(B)(2)+(B)(3) 139230 392303570 0 0 392303570 25.0831 392303570 0 392303570 25.0831 0 25.0831 0 0 NA NA 392114683

(XIII) (XIV)

Number of Shares

pledged or otherwise

encumbered

No. (a) As a % of

total

Shares

held(b)

Number of equity

shares held in

dematerialised

form

(I) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VIII) As a (IX) (X) (XI)= (VII)+(X) (XII)

Total as a

% of

(A+B+C)

No. of

Shares

Underlying

Outstandin

g

convertible

securities

(including

Warrants)

Shareholding ,

as a %

assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital)

Number of Locked in

shares

No. (a) As a % of

total

Shares

held(b)

Adani Green Energy LimitedTable III - Statement showing shareholding pattern of the Public shareholder

Category & Name of the shareholders Nos. of

sharehold

ers

No. of fully paid

up equity shares

held

Partly

paid-up

equity

shares

held

No. of

shares

underlyin

g

Depositor

y Receipts

Total nos. shares

held

Sharehold

ing %

calculated

as per

SCRR,

1957 As a

% of

(A+B+C2)

Number of Voting Rights held in each class of securities

No of Voting Rights

Class eg: X Class eg: y Total

Page 5: Shareholding Pattern under Regulation 31 of SEBI (Listing ...Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number

1 Custodian/DR Holder 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

2

Employee Benefit Trust (under SEBI (Share based

Employee Benefit) Regulations, 2014) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

Total Non-Promoter- Non Public Shareholding (C)=

(C)(1)+(C)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0

(XII) (XIII) (XIV)

Number of Shares

pledged or otherwise

encumbered

No. (a) As a % of

total

Shares

held(b)

Number

of equity

shares

held in

demateri

alised

form

(I) (III) (IV) (V) (VI) (VII) = (VIII) As a (IX) (X) (XI)= (VII)+(X) As

Total

Total as a

% of

(A+B+C)

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Shareholding , as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital)

Number of Locked in

shares

No. (a) As a % of

total Shares

held(b)

Adani Green Energy LimitedTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

Category & Name of the shareholders Nos. of

sharehold

ers

No. of

fully paid

up equity

shares

held

Partly

paid-up

equity

shares

held

No. of

shares

underlyin

g

Depositor

y Receipts

Total nos.

shares

held

Sharehold

ing %

calculated

as per

SCRR,

1957 As a

% of

(A+B+C2)

Number of Voting Rights held in each class

of securities

No of Voting Rights

Class eg:

X

Class eg: y


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