1.
Particulars Yes* No*
1 Whether the Listed Entity has issued any partly paid up shares? No
2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No
3 Whether the Listed Entity has any shares against which depository receipts are issued? No
4 Whether the Listed Entity has any shares in locked-in? Yes
5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible
Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall
not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above
table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
a. If under 31(1)(b) then indicate the report for Quarter ending, 30th September 2020b. If under 31(1)(c) then indicate date of allotment/extinguishment
4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-
Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Name of Listed Entity: Adani Green Energy Limited2. Scrip Code/Name of Scrip/Class of Security: 5414503. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)
(A) Promoter & Promoter Group 8 1171710710 0 0 1171710710 74.9169 1171710710 0 1171710710 74.9169 0 74.9169 312802856 26.6962 66972171 5.7157 1171710710
(B) Public 139230 392303570 0 0 392303570 25.0831 392303570 0 392303570 25.0831 0 25.0831 0 0 NA NA 392114683
(C) Non Promoter - Non Public 0 0 0 0 NA NA
(C1) Shares Underlying DRs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(C2) Shares Held By Employee Trust 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
Total 139238 1564014280 0 0 1564014280 100 1564014280 0 1564014280 100 0 100 312802856 20 66972171 4.282 1563825393
(VI) (VII) = (IV)+(V)+ (VI) (VIII) As a (IX)(I) (II) (III) (IV) (V) (XIII) (XIV)
Number of Shares pledged or
otherwise encumbered
No. (a) As a % of
total
Shares
held(b)
Number of equity
shares held in
dematerialised form
(X) (XI)= (VII)+(X) As a (XII)
Total as a
% of
(A+B+C)
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital)
Number of Locked in shares
No. (a) As a % of
total
Shares
held(b)
Adani Green Energy LimitedTable I - Summary Statement holding of specified securities
Category Category of shareholder
Nos. of
shareholders
No. of fully paid up
equity shares held
No. of
Partly
paid-up
equity
shares
held
No. of
shares
underlyin
g
Depositor
y
Receipts
Total nos. shares held Sharehold
ing as a %
of total
no. of
shares
(calculate
d as per
SCRR,
1957)
Number of Voting Rights held in each class of securities
No of Voting Rights
Class eg: X Class eg:
y
Total
1 Indian
(a) Individuals / Hindu Undivided Family 3 384572075 0 0 384572075 24.5888 384572075 0 384572075 24.5888 0 24.5888 0 0 38700482 10.0633 384572075
Gautambhai Shantilal Adani & Rajeshbhai Shantilal Adani (on
behalf of S. B. Adani Family Trust) 1 384372075 0 0 384372075 24.576 384372075 0 384372075 24.576 0 24.576 0 0 38700482 10.0685 384372075
Rahi Rajeshkumar Adani 1 100000 0 0 100000 0.0064 100000 0 100000 0.0064 0 0.0064 0 0 0 0 100000
Vanshi Rajesh Adani 1 100000 0 0 100000 0.0064 100000 0 100000 0.0064 0 0.0064 0 0 0 0 100000
(b) Central Government / State Government(s) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(c) Financial Institutions / Banks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(d) Any Other (Specify) 1 530579350 0 0 530579350 33.9242 530579350 0 530579350 33.9242 0 33.9242 312802856 58.955 28271689 5.3285 530579350
Bodies Corporate 1 530579350 0 0 530579350 33.9242 530579350 0 530579350 33.9242 0 33.9242 312802856 58.955 28271689 5.3285 530579350
Adani Trading Services Llp 1 530579350 0 0 530579350 33.9242 530579350 0 530579350 33.9242 0 33.9242 312802856 58.955 28271689 5.3285 530579350
Sub Total (A)(1) 4 915151425 0 0 915151425 58.513 915151425 0 915151425 58.513 0 58.513 312802856 34.1804 66972171 7.3182 915151425
2 Foreign
(a) Individuals (Non-Resident Individuals / Foreign Individuals) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(b) Government 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(c) Institutions 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(d) Foreign Portfolio Investor 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(e) Any Other (Specify) 4 256559285 0 0 256559285 16.4039 256559285 0 256559285 16.4039 0 16.4039 0 0 0 0 256559285
Bodies Corporate 4 256559285 0 0 256559285 16.4039 256559285 0 256559285 16.4039 0 16.4039 0 0 0 0 256559285
Universal Trade And Investments Limited 1 207712675 0 0 207712675 13.2807 207712675 0 207712675 13.2807 0 13.2807 0 0 0 0 207712675
Afro Asia Trade And Investments Limited 1 23020021 0 0 23020021 1.4719 23020021 0 23020021 1.4719 0 1.4719 0 0 0 0 23020021
Worldwide Emerging Market Holding Limited 1 23020021 0 0 23020021 1.4719 23020021 0 23020021 1.4719 0 1.4719 0 0 0 0 23020021
Flourishing Trade And Investment Ltd 1 2806568 0 0 2806568 0.1794 2806568 0 2806568 0.1794 0 0.1794 0 0 0 0 2806568
Sub Total (A)(2) 4 256559285 0 0 256559285 16.4039 256559285 0 256559285 16.4039 0 16.4039 0 0 0 0 256559285
Total Shareholding Of Promoter And Promoter Group (A)=
(A)(1)+(A)(2) 8 1171710710 0 0 1171710710 74.9169 1171710710 0 1171710710 74.9169 0 74.9169 312802856 26.6963 66972171 5.7158 1171710710
(XIII) (XIV)
Number of Shares pledged
or otherwise encumbered
No. (a) As a % of
total
Shares
held(b)
Number of
equity shares
held in
dematerialised
form
(I) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VIII) As a % (IX) (X) (XI)= (XII)
Total as a %
of (A+B+C)
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Shareholdin
g , as a %
assuming
full
conversion
of
convertible
securities
(as a
percentage
of diluted
share
capital)
Number of Locked in shares
No. (a) As a % of
total Shares
held(b)
Adani Green Energy LimitedTable II - Statement showing shareholding pattern of the Promoter and Promoter Group
Category & Name of the shareholders Nos. of
sharehold
ers
No. of fully paid up equity
shares held
Partly
paid-up
equity
shares
held
No. of
shares
underlyin
g
Depositor
y Receipts
Total nos.
shares held
Shareholdin
g %
calculated as
per SCRR,
1957 As a %
of (A+B+C2)
Number of Voting Rights held in each class of securities
No of Voting Rights
Class eg: X Class eg: y Total
1 Institutions
(a) Mutual Fund 11 1412629 0 0 1412629 0.0903 1412629 0 1412629 0.0903 0 0.0903 0 0 NA NA 1412629
(b) Venture Capital Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(c) Alternate Investment Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(d) Foreign Venture Capital Investors 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(e) Foreign Portfolio Investor 94 350753470 0 0 350753470 22.4265 350753470 0 350753470 22.4265 0 22.4265 0 0 NA NA 350753470
Elara India Opportunities Fund Limited 1 61316475 0 0 61316475 3.9205 61316475 0 61316475 3.9205 0 3.9205 0 0 NA NA 61316475
Apms Investment Fund Limited 1 38540096 0 0 38540096 2.4642 38540096 0 38540096 2.4642 0 2.4642 0 0 NA NA 38540096
Albula Investment Fund Ltd 1 38369918 0 0 38369918 2.4533 38369918 0 38369918 2.4533 0 2.4533 0 0 NA NA 38369918
Asia Investment Corporation (Mauritius) Ltd 1 37904716 0 0 37904716 2.4236 37904716 0 37904716 2.4236 0 2.4236 0 0 NA NA 37904716
Cresta Fund Ltd 1 29830321 0 0 29830321 1.9073 29830321 0 29830321 1.9073 0 1.9073 0 0 NA NA 29830321
Vespera Fund Limited 1 26356892 0 0 26356892 1.6852 26356892 0 26356892 1.6852 0 1.6852 0 0 NA NA 26356892
Lts Investment Fund Ltd 1 26215408 0 0 26215408 1.6762 26215408 0 26215408 1.6762 0 1.6762 0 0 NA NA 26215408
Marshal Global Capital Fund Ltd 1 21336150 0 0 21336150 1.3642 21336150 0 21336150 1.3642 0 1.3642 0 0 NA NA 21336150
Polus Global Fund 1 21083592 0 0 21083592 1.348 21083592 0 21083592 1.348 0 1.348 0 0 NA NA 21083592
New Leaina Investments Limited 1 17261699 0 0 17261699 1.1037 17261699 0 17261699 1.1037 0 1.1037 0 0 NA NA 17261699
(f) Financial Institutions / Banks 5 2807649 0 0 2807649 0.1795 2807649 0 2807649 0.1795 0 0.1795 0 0 NA NA 2807649
(g) Insurance Companies 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(h) Provident Funds/ Pension Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(i) Any Other (Specify) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
Sub Total (B)(1) 110 354973748 0 0 354973748 22.6963 354973748 0 354973748 22.6963 0 22.6963 0 0 NA NA 354973748
2
Central Government/ State Government(s)/
President of India
Sub Total (B)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
3 Non-Institutions
(a) Individuals 0 0 0 NA NA
i. Individual shareholders holding nominal share
capital up to Rs. 2 lakhs. 135042 16983694 0 0 16983694 1.0859 16983694 0 16983694 1.0859 0 1.0859 0 0 NA NA 16817751
ii. Individual shareholders holding nominal
share capital in excess of Rs. 2 lakhs. 105 15002315 0 0 15002315 0.9592 15002315 0 15002315 0.9592 0 0.9592 0 0 NA NA 14979485
(b) NBFCs registered with RBI 1 745 0 0 745 0 745 0 745 0 0 0 0 0 NA NA 745
Trust Employee 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(d)
Overseas Depositories(holding DRs) (balancing
figure) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(e) Any Other (Specify) 3972 5343068 0 0 5343068 0.3416 5343068 0 5343068 0.3416 0 0.3416 0 0 NA NA 5342954
IEPF 1 33858 0 0 33858 0.0022 33858 0 33858 0.0022 0 0.0022 0 0 NA NA 33858
Trusts 2 23830 0 0 23830 0.0015 23830 0 23830 0.0015 0 0.0015 0 0 NA NA 23830
Foreign Nationals 1 7610 0 0 7610 0.0005 7610 0 7610 0.0005 0 0.0005 0 0 NA NA 7610
Hindu Undivided Family 1409 938967 0 0 938967 0.06 938967 0 938967 0.06 0 0.06 0 0 NA NA 938967
Non Resident Indians (Non Repat) 582 255698 0 0 255698 0.0163 255698 0 255698 0.0163 0 0.0163 0 0 NA NA 255698
Non Resident Indians (Repat) 1333 867022 0 0 867022 0.0554 867022 0 867022 0.0554 0 0.0554 0 0 NA NA 866908
Clearing Member 344 1398050 0 0 1398050 0.0894 1398050 0 1398050 0.0894 0 0.0894 0 0 NA NA 1398050
Bodies Corporate 300 1818033 0 0 1818033 0.1162 1818033 0 1818033 0.1162 0 0.1162 0 0 NA NA 1818033
Sub Total (B)(3) 139120 37329822 0 0 37329822 2.3868 37329822 0 37329822 2.3868 0 2.3868 0 0 NA NA 37140935
Total Public Shareholding (B)=
(B)(1)+(B)(2)+(B)(3) 139230 392303570 0 0 392303570 25.0831 392303570 0 392303570 25.0831 0 25.0831 0 0 NA NA 392114683
(XIII) (XIV)
Number of Shares
pledged or otherwise
encumbered
No. (a) As a % of
total
Shares
held(b)
Number of equity
shares held in
dematerialised
form
(I) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VIII) As a (IX) (X) (XI)= (VII)+(X) (XII)
Total as a
% of
(A+B+C)
No. of
Shares
Underlying
Outstandin
g
convertible
securities
(including
Warrants)
Shareholding ,
as a %
assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital)
Number of Locked in
shares
No. (a) As a % of
total
Shares
held(b)
Adani Green Energy LimitedTable III - Statement showing shareholding pattern of the Public shareholder
Category & Name of the shareholders Nos. of
sharehold
ers
No. of fully paid
up equity shares
held
Partly
paid-up
equity
shares
held
No. of
shares
underlyin
g
Depositor
y Receipts
Total nos. shares
held
Sharehold
ing %
calculated
as per
SCRR,
1957 As a
% of
(A+B+C2)
Number of Voting Rights held in each class of securities
No of Voting Rights
Class eg: X Class eg: y Total
1 Custodian/DR Holder 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
2
Employee Benefit Trust (under SEBI (Share based
Employee Benefit) Regulations, 2014) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
Total Non-Promoter- Non Public Shareholding (C)=
(C)(1)+(C)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA NA 0
(XII) (XIII) (XIV)
Number of Shares
pledged or otherwise
encumbered
No. (a) As a % of
total
Shares
held(b)
Number
of equity
shares
held in
demateri
alised
form
(I) (III) (IV) (V) (VI) (VII) = (VIII) As a (IX) (X) (XI)= (VII)+(X) As
Total
Total as a
% of
(A+B+C)
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital)
Number of Locked in
shares
No. (a) As a % of
total Shares
held(b)
Adani Green Energy LimitedTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Category & Name of the shareholders Nos. of
sharehold
ers
No. of
fully paid
up equity
shares
held
Partly
paid-up
equity
shares
held
No. of
shares
underlyin
g
Depositor
y Receipts
Total nos.
shares
held
Sharehold
ing %
calculated
as per
SCRR,
1957 As a
% of
(A+B+C2)
Number of Voting Rights held in each class
of securities
No of Voting Rights
Class eg:
X
Class eg: y