#SI2016

Symphony Innovate 20162

AGENDA8:00-8:55am Doors open / Breakfast

8:55-9:00am Opening RemarksDiane Brady, Journalist and Founder of bB Omnimedia

9:00-10:00am Introduction: "The Platform that Powers The Future of Work"David Gurle, Founder and CEO, Symphony

10:00-10:15am Keynote: "Addressing the Policy Changes of Cyber-security Threats to Our Financial Markets"Congresswoman Carolyn B Maloney, US Representative for New York’s 12th District

10:15-11:00am "The Impact of Next-Gen Collaboration and Messag-ing on Financial Services"∙ Karl Sprules, Chief Technology Officer & Partner, AllianceBernstein∙ Joseph Kochansky, Managing Director, BlackRock∙ Darren Cohen, Global Head of Principal Strategic Investments Groups, Goldman Sachs∙ Nigel Faulkner, Head of Technology, T. Rowe Price∙ Moderator: Diane Brady, Journalist & Founder, dB Omnimedia

11:00-11:20am Fireside Chat with Diane Brady: "Securing the Digital Economy"Kiersten E. Todt, Executive Director, Presidential Commission on Enhancing National Security

11:20-11:30am "How the Relationship Between the Buy- and Sell-Side Has Evolved"Kevin McPartland, Head of Market Structure & Technology Research, Greenwich Associates

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11:30-12:00pm Symphony Partner Ecosystem: "Redefining How Business Gets Done on Wall Street"∙ Edward Roussel, Chief Innovation Officer, Dow Jones∙ Tim Gavin, SVP, DIrector of Research Management Solutions, FactSet∙ Brad Levy, CEO MarkitSERV and Global Head Loans, IHS Markit∙ Morgan Downey, CEO, Money.Net∙ Ryan Terpstra, CEO, Selerity∙ Moderator: Kevin McPartland

12:00-1:00pm Lunch

1:00pm Tradeshow Opens

1:30-4:30pm Breakout Sessions (more details on pp. 8-10)∙ Track 1: Content∙ Track 2: Use Cases & Solutions∙ Track 3: Trading & Workflow

4:30-5:00pm "In Conversation with David Gurle — The Next Step for Financial Services"Brian Stevens, Vice President, Products, Google CloudDon Duet, Head of Technology, Goldman Sachs

5:00-8:00pm Cocktails in PHD

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David GurleFounder and CEO, SymphonyAuthor, inventor and leader, David’s ideas have influenced the major trends in enterprise communications over the last 15 years. He defined Microsoft’s unified communications strategy (Skype for Business) and as head of collaboration services at Thomson Reuters introduced federated communications to the financial services industry. Before founding Perzo/Symphony, he was VP and GM of Skype’s Enterprise Business.

Diane BradyJournalist and Founder of dB OmnimediaDiane Brady has interviewed many of the world's leading business and political figures, both for her back-page column at Bloomberg Businessweek and on stage at global events. As senior editor/content chief, Diane oversaw corporate coverage and initiated partnerships, events, and cross-platform ventures at Bloomberg. She speaks on business trends and is a frequent guest on networks like NPR and BBC.

SPEAKER BIOS

Carolyn B. MaloneyU.S. Representative, 12th Congressional District, New YorkCarolyn B. Maloney is recognized as a national leader with extensive accomplishments on financial services, national security, the economy, and women’s issues. She is a senior member of both the House Financial Services Committee and the House Oversight and Government Reform Committee, and the Ranking House member of the Joint Economic Committee.

Karl SprulesChief Technology Officer, AllianceBernsteinKarl Sprules is Chief Technology Officer

of AB. He chairs the Technology

Engineering and Strategy Committee

and leads efforts to leverage technology

innovation throughout the firm. Sprules

also serves as Senior VP and Head of

Infrastructure Services for Equities.

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Joseph KochanskyManaging Director Head of the Aladdin Product Group,

BlackRockJoseph (“Jody”) Kochansky is responsible for defining and implementing the vision for the Aladdin platform used globally by BlackRock and many of BlackRock’s largest clients. APG’s team of over 1,300 developers and technology professionals continually enhance Aladdin including functionality for the investment process, client management and corporate needs.

Darren CohenGlobal Head of Principal Strategic Investments, Securities Division, Goldman SachsDarren is the global head of Principal Strategic Investments (PSI) in the Securities Division. The team is responsible for leading the division’s investments in financial technology, developing market structure strategies across regions and commercializing technology assets.structure strategies across regions and commercializing technology assets.

Nigel FaulknerHead of Technology, T. Rowe PriceNigel Faulkner is Head of Technology for T. Rowe Price and serves as the firm’s CTO. He is a member of the Operating Steering Committee. Before joining T. Rowe Price, he was managing director and CIO for the Investment Bank of Credit Suisse Group AG.

Kevin McPartlandPrincipal, Market Structure and Technology, Greenwich AssociatesKevin McPartland is the head market structure and technology research for Greenwich Associates. He has over 15 years of capital markets industry experience with deep expertise in market structure, regulation and technology impacting the fixed income, FX, and equity markets.structure strategies across regions and commercializing technology assets.

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Edward RousselChief Innovation Officer, Dow JonesEdward Roussel is Chief Innovation Officer at Dow Jones. Since assuming this role in May 2015, Mr. Roussel has taken responsibility for identifying areas of new opportunity for the company, with a particular focus on mobile innovation.

Tim GavinSenior Vice President, FactSet Tim Gavin joined FactSet in 2015 when Code Red was acquired by FactSet. He has worked in the investment management software industry since 1996 and co-founded Code Red, Inc., an innovator in the Research Management space in 2004.

SPEAKER BIOS

Brad LevyHead of Processing and Loans & Chief Executive Officer, MarkitSERVBrad Levy is Managing Director, Head of Processing and Loans, and Chief Executive Officer of MarkitSERV, the firm’s post trade service for OTC derivatives. He also leads IHS Markit’s trade management services for the syndicated loan market.

Morgan DowneyCEO, Money.NetMorgan Downey is the CEO of Money.Net. Prior to staring Money.Net in 2014, Morgan was Global Head of commodities at Bloomberg, LP. Morgan managed development of the Bloomberg Professional terminal.

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Ryan TerpstraCEO & Founder, SelerityRyan Terpstra is a technology entrepreneur working at the intersection of artificial intelligence, unstructured data, and enterprise software. Before Selerity, Terpstra was the Director of Quantitative News at Thomson Reuters, where he led the design, build, and launch of Thomson Quantitative News.

Brian StevensVice President, Products, Google CloudBrian Stevens leads strategy, product definition, and execution of Google Cloud Platform. Brian joined Google from Red Hat, where he was CTO and EVP of Worldwide Engineering. Brian joined Red Hat in 2001, and led its shift to the enterprise across Linux, virtualization, storage, middleware, and cloud.

Don DuetHead of Technology, Goldman SachsDon is head of the Technology Division. He serves on the Firmwide Risk Committee, Firmwide Technology Risk Committee, the Technology Executive Leadership Group and is co-chair of the Investment Banking Division's Technology Investment Committee.

Symphony Innovate 20168

TRACK 1

1:30-2:00pmElectric Room

SelerityRyan Terpstra, CEO “A.I. Agents for Financial Workflows”

CONTENT

2:10-2:40pElectric Room

Dow JonesThani Sokka, VP, Head of Architecture“Drawing Value from Big Content”

2:40-3:10pmThe Gallery Tea, Coffee & Tradeshow

3:10-3:40pmElectric Room

IHS MarkitFrank Tarsillo, MD, Head of Architecture“The Big Prize: How Collaboration Transforms Workflow”

3:50-4:20pmElectric Room

S&P Global Market IntelligenceRuben Falk, Global Head, Investment Mgmt.“Smarter Beta”

Learn how Selerity is using A.I. to increase the productiv-ity of knowledge workers in financial services and other verticals by leveraging machine learning and deep inte-gration into messaging workflows.

Understanding the changing information landscape is critical to drawing strategic value from “big content.” Dis-cuss key trends and challenges that impact tech and fi-nancial services and learn how to identify the most rele-vant information from Dow Jones to enhance your decision making.

An integrated workflow is what makes your collaboration platform immersive and productive. See how financial ap-plications embed with Symphony to redefine work and improve how business gets done.

S&P Global Market Intelligence will discuss how to derive smart beta from global alpha sources and review alterna-tive implementations of the portfolio construction pro-cess.

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TRACK 1 TRACK 2

1:30-2:00pmWest Room

Royal Bank of CanadaJames Williams, Managing Director “Bots are Transforming Collaboration”

USE CASE & SOLUTIONS

2:10-2:40pmWest Room

Panel DiscussionDamien Vanderwilt, MD, Goldman Sachs; Michael Willock, SVP Asset Management Technology, Fidelity Investments; Moderator: Kevin McPartland “Competition for Desktop Real Estate”

2:40-3:10pmThe GalleryTea, Coffee & Tradeshow Tea, Coffee & Tradeshow

3:10-3:40pmWest Room

SynchronossDave Schuette, EVP & President, Enterprise “Keeping the Edge Secure”

3:50-4:20pmWest Room

Symphony Software FoundationGabriele Columbro, Exec. Director“Open: The Cornerstone of True Collaboration”

Bots are the new frontier for enhancing collaboration and driving productivity. In this session, you will learn how Royal Bank of Canada is using bots to automate repetitive tasks so that knowledge workers are freed up to focus on strategic projects.

The desktop real estate of financial services profession-als is one of the most hotly contested spaces in the world. In this panel session, you will learn how industry leaders are managing and choosing the apps currently fighting for a home on the desktop of the future.

The future of work depends on maintaining security and productivity, regardless of where you are working. Syn-chronoss partners with Symphony to optimize the mobile user experience for highly secure collaboration. This ses-sion focuses on mobile productivity, data protection, and identity management.

Enterprise collaboration has been historically dominated by proprietary platforms, especially in highly regulated industries like FinServ. Learn how the Foundation is build-ing an open ecosystem that fosters industry-wide collab-oration, enabling your firm to stay on top of the FinTech revolution.

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TRACK 3

1:30-2:00pmEast Room

FactSetJohan Sandersson, VP, Sr. Prod. Management “Tomorrow’s Workflow, Today”

TRADING & WORKFLOW

2:10-2:40pmEast Room

NexJ SystemsBryan Sachdeva, Senior Director “Collaborating in Context”

2:40-3:10pmThe Gallery Tea, Coffee & Tradeshow

3:10-3:40pmEast Room

FlexTradeAndrew Mahoney, Director, Business Dev. “Optimize Trading with FlexTRADER Integration”

3:50-4:20pmEast Room

Money.NetMorgan Downey, CEO“The Trading Floor of the Future”

Unified workflows are the future of financial services. Learn more about how FactSet’s highly customizable an-alytics and content integrates with Symphony’s secure communications platform to empower financial profes-sionals.

Learn how leading global financial services firms inte-grate Symphony’s communications platform with enter-prise customer relationship management (CRM) tools to keep collaboration centered around customers, accounts, and deals.

FlexTrade’s Symphony integration allows users to com-municate with portfolio managers and brokers from their trading blotter. Watch our in-depth demonstration in-cluding specific client use cases and future develop-ments.

Our electronic communication centers around market in-formation like prices, breaking news, and reference fun-damentals. Uniting Money.Net’s content with Symphony’s communications platform effectively augments user pro-ductivity to create the trading floor of the future.

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TRACK 3

Tea, Coffee & Tradeshow

Symphony Innovate 201612

LOVE YOUR RESULTS

Symphony is the cloud-based collaboration platform that connects

markets and individuals, securely. Powered by a growing apps ecosystem

and protected with end-to-end encryption, Symphony’s platform

increases workflow productivity while maintaining organizational

compliance. Already the enterprise platform of choice for financial

services professionals, Symphony unifies the enterprise

workflow to boost business productivity in any highly-regulated industry.

Boost Productivity

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Connect: Find people and content through Symphony’s global directory and tailored Signals.

Collaborate: Chat 1-1 or in group rooms with internal and external collaborators while maintaining compliance.

Deliver: Maintain a single workflow to track progress, assign actions, and get things done.

Control & protect

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Compliant: Establish info barriers, create expression filters, monitor rooms, and export content.

Mobile: Download Symphony for iPhone or Android for com-pliant and secure messaging on-the-go.

Secure: Safeguard content with state-of-the-art encryp-tion using customer-controlled key infrastructure.

Connect, collaborate, deliver.

13Symphony Innovate 2016

The secure, cloud-based communications platform that connects markets and individuals, Symphony promotes collaboration and increases workflow productivity while maintaining organizational compliance. Founded in October 2014 and headquartered in Palo Alto, CA, the company has offices in New York, Hong Kong, and London. Symphony has raised $170 million from the world’s largest financial institutions and recognized investors, including: Bank of America Merrill Lynch, BlackRock, BNY Mellon, Citadel, Citi, Credit Suisse, Deutsche Bank, Google Inc., Goldman Sachs, HSBC, J.P. Morgan, Jefferies, Lakestar, Maverick, Merus Capital, Morgan Stanley, Natixis, Nomura, SocieteGenerale, UBS, and Wells Fargo.

ABOUT SYMPHONY

Add apps

------------------------------------Apps & integrations: Get content and market insights from partner applications in the Symphony Store. Install pre-built application integrations or use the toolkit to add your own.

Symphony Foundation: Contribute ideas to our open-source initiative. Identify vulnerabilities, propose solutions, and leave your mark on the future of communication.

Solutions for highly-regulated industries

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Connect your entire team with an affordable cloud-based produc-tivity platform that combines enterprise standards for security and compliance with Symphony’s cutting-edge collaboration eco-system.

For more information

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Visit symphony.com or follow@Symphony on Twiiter.

THANK YOU

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