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Small-Angle, Elastic Scattering from Atoms Electrons scattered by the electrostatic potential of the nucleus, screened by the electron cloud Most important for TEM imaging & diffraction! -elastic -coherent (constant phase shift) (no significant energy loss) -low-angle (forward)
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Page 1: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Small-Angle, Elastic Scattering from Atoms

Electrons scattered by the electrostatic potential of the nucleus,screened by the electron cloud

Most important for TEM imaging & diffraction!

-elastic-coherent

(constant phase shift)(no significant energy loss)

-low-angle (forward)

Page 2: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Head-on elastic collision in 1-D

mM m

E

(at rest)

1 fE E

1 fE E 2 0fE

2 0fE Two possible outcomes:

forward scattering

back scattering

1 2

1 2f fE E E

COMmv v

m M

//elastic

1 f COM COM

vv v v v M m v

M m

//forward

//back

center-of-mass motion:

v

Page 3: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Grazing-incidence elastic collision forward scattering

M m : E1 f E, E2 f 0

-Less-massive electron forward scattered in grazing collision-Almost no kinetic energy transferred to atom-Electron energy essentially unchanged coherent

electron atom elastic : E E1 f E2 f

Page 4: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Nearly head-on elastic collision backscattering

-Less-massive electron backscattered in head-on collision-Kinetic energy transferred to atom-Electron loses energy incoherent

electron atom

M m : E1 f Eelastic : E E1 f E2 f

Page 5: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Plane waves: sinusoidal form

, cos 2 pt A t r k r v

k k 1

wavenumber:

We could write a plane wave as :

momentum: amplitude: phase: wave vector: phase velocity

: frequency: time

p

A

ft

kv

, cos 2t A f t r k r

or

Page 6: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

20, e i f tt k rr 0 eiA

2, e i f tt k rr

1A

0 0 1

e cos sini i Euler relation:

Plane waves: complex exponential form

For an incident plane wave, we often normalize and pick the phase:

Page 7: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

OperatorsConsider a plane wave:

hp k

20, e i f tt k rr

E hf

hp

p

ˆ , , ,t h t i t p r k r r

ˆ ˆ ˆx y z

x y z

ˆ , , ,E t hf t i tt

r r r

//de Broglie

//from photoelectric effect

//momentum operator

//gradient

//energy operator

ˆ i p

E it

Page 8: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Schrodinger equation

//Schrodinger equation

The SE uses energy to relate the time and space dependences of the wave function.

For a free, non-relativistic particle:2 2

2

0 0

ˆˆ2 2pHm m

//Hamiltonian operator

ˆ , ,H t E t r rObserve:

2 2 22

2 2 2x y z

2 2

2

0 0

ˆˆ2 2pH U Um m

r r

In a potential:

2

02pEm

//plane wave is an energy eigenfunction

20, e i f tt k rr

//Laplacian

ˆ , ,H t i tt

r r

//plane wave

Page 9: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Energy eigenstates

The time-independent part satisfies the time-independent SE:

20, e ei f t iE tt k rr r

Plane wave:

These are energy eigenstates, i.e., states with constant energy.

ˆ e iE tH r e iE tE r

H E r r

ˆ , ,H t i tt

r rSchrodinger Equation:

20 e i k rrSo our plane wave is described completely as:

Time-independent Hamiltonian-acts on r only:

Energy operator-acts on t only:

Page 10: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Spherical waves

Surface area of a sphere:

I 2 *1r2

2e ikr

r

No unique direction of wavevector

Intensity= PowerArea

Intensity of wave function probability density

24 r

Page 11: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Atomic Scattering FactorSpherical Scattered Wave

2e ii

k rr 2e ikr

sc fr

r

f : atomic scattering (form) factor

incident wave: scattered wave:

Amplitude depends on scattering angle.

Units of Length

Elastic scattering: k k k

Increases with Z

Smoothly varying functions of scattering angle.

Page 12: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Weak Phase-Object Approximation

e cos sin 1if i i i i sci i i

Assume the only effect of scattering is a slight change in phase of the wave function:

f r i r isc r Weak-phase scattering by atoms:

2

2 ee ikr

if i f

r

k rr

final initial

//Scattered wave is spherical

90° phase shift

small angle

Page 13: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Solid-angle projections

sind d d

Differential solid angle:2

02 sind d d

Annular differential solid angle:

Page 14: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Differential cross section

1sin

d dd d d

Differential Cross Section:

Axial symmetry (atoms):

12 sin

ddd d

Common Form:

scattering cross-section per unit solid angle

2

0sin dd d d

d

d dd d

2 sin dd dd

Page 15: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Total cross-section forms

2 sin ddd

ddd

Total scattering into angles greater than :

0

0

2 sin ddd

ddd

Total scattering into angles less than :

2

0 0sin

tot

tot

d

ddd

dd dd

0

0

2 sintot

tot

ddd

ddd

Azimuthal symmetry:

Page 16: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Cross-section problems

0

2 sind dd

dd

d

d

12 sin

d dd d

cos2

d Ad

0

2

0

3

0

3

2 cos sin2

4 sin cos2 2

4 sin3 2

4 sin3 2

A d

A d

A

A

Example:Example:

sin2tot

sin2 sin 2

1 cos2 sin 2 2

8 sin2

tot

tot

tot

d dd d

dd

One Type of Problem: Another Type of Problem:

tot Note:

Page 17: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Interpreting differential cross-section

Uniform, hard sphere

Top viewSide view

Page 18: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Scattering cross-section: hard sphere (I)

180 2 90 2

cos cos 2

sin 22

b R Rdb Rd

d db b d

2

2 sin sin2

d d Rd d

sind d d

sind b dbd d

2cos 2 sin 2sin 2 4

d R R Rd

2 22

0 0

sin4tot

R d d R

2tot R

Scattering into angles less than

as expected!

Relate angles:

Differential elements:

Differential cross-section:

In terms of only:

Azimuthal () sum (annulus):

0

2

0

202

0

2

sin2

cos cos2 2

1 cos2

ddd

Rd

R R

R

Page 19: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

0 30 60 90 120 150 180

Scattering Cross-Section: Hard Sphere (II)

0 30 60 90 120 150 180

2

2R

0

dd

2R

0

tot

largest solid angle

tot

Page 20: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Electric current in scattered wave (I)

* *

2sc sc sc sc sciej

m

2 *, ,sc sc sc scn t e t e r r

* * *,sc sc sc sc sc sc scn t e et t t t

r

22 21

2 2i

t i m m

2 * * 2

* *

,2

2

sc sc sc sc sc

sc sc sc sc

in x t et m

iem

** 2 *

2i

t t m

,sc scn x t jt

//electron "concentration"

//time rate of change

//use Schodinger's eqn.

//result

//continuity eqn. //current

Page 21: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

20 e i

i k rr

2

0e ikr

sc fr

r

20

1volumescn r

02 2

ˆ ˆscsc

dI j djr d r d

r r

0scdI j d

20 0j e v

202

ˆscjj fr

r

2d fd

//incident plane wave

//scattered wave

//units

//incident current density

//scattered current density

//electric current in scattering cross-sectional area

//scattered current density

Electric current in scattered wave (II)

2

01 eˆˆ2

ikr

scdfif ik i

r d r

r θ

//gradient

Page 22: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Scattering Amplitude

2 2jj j

k k r

2

1e j

Ni

jj

f F

k k rk k

Phase difference:

Consider the interference between the incident wave and a scattered wave:

Continuous medium:

The scattering amplitude is the Fourier transform of the target scattering strength.

2

1, e j

Ni

jj

f F

k k

Scattering amplitude:

2 3e if F d r k k r

rk k r

Rewrite:

ˆ ˆj j k k r

Path-length difference:

Page 23: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Scattering Amplitude (Atomic Form Factor)

k k

k k

2e if F d k k r

rk k r r

2

0

sin 44

4r

srf s r F r dr

sr

Atom at origin, spherically symmetric:

Define:

F F rr

//scattering parameter

//scattering amplitude

s

sin 22

s

k k

2sin 21 1 1 2cos

k k

Relate to scattering angle:

Page 24: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Computing Atomic Scattering Factors

X-ray scattering factor is Fourier transform of electron density.

2

0

sin 44

4X r

srf s r r dr

sr

Electron scattering factor is proportional to the Fourier transform of the electrostatic potential of the atom:

22

2 0

sin 484e r

srmef s r r drh sr

The two are closely related: 2X

e

Z f sf s

s

2

00 0

44 4

r

r

Ze er r r drr r

2

2 meF r rh

//scattering strength at radius r

//scattering amplitude at s

//atomic potential

nucleus electron density

Page 25: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Electrostatic Potential of a Neutral Atom

r Ze40r

Bare Nuclear Potential:

r Zeff r e

40rScreened Nuclear Potential:

“Effective” Charge:

0

0

e4

r rZerr

Model of Screened Nuclear Potential:

023

04 1 e

re r renc r r

Z r d r r r dr Z

r

r

eeff encZ r Z Z r

Enclosed Electron Charge:

Page 26: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

2

2 220 0

2 14 1

eZe mf s

h s r

0

0

e4

r rZerr

2

2 20 0

lim8e

Ze mf sr h s

// Form factor for unscreened (bare) nucleus

Rutherford (Thomas-Fermi) Model

0

0

4 sin 21r

sin 2

s

2 2

2 2 20 0

18 sin 2 sin 2e

Ze mfh

// Form factor

Assume:

In terms of scattering angle:

Page 27: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Rutherford Model (II)

2

2 2 0sin sin2 2

e

c

ZfR

2

2 0

0sin

2

e

c

ZfR

Screening keeps form factorfinite at origin:

2

0

12 137

ehc

2 2

20

1 18 4 4.2 nmc

e m mcR h hc

//fine structure constant

0

10.01 nm

Zr

Page 28: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Evaluating Form Factors

3 or 4

2

1expe i i

if s a b s c

Theoretically calculated potentials have been fit to functions of the form:

Doyle & Turner, Acta Cryst. (1968) A 24, 390Note: point-charge correction added to ionic potential to eliminate infinities at origin

@E=0

Page 29: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Bragg’s Law

2 sin Bd n

2 sin Bd

The n is optional:

Page 30: Small-Angle, Elastic Scattering from Atomsahrenkiel.sdsmt.edu/courses/Fall2018/NANO703/lectures/Part1_TEM… · Small-Angle, Elastic Scattering from Atoms Electrons scattered by the

Crystal Structure Factor

2

atoms2

mim

mF f q e q dq

Sum of atomic form factors for constituent atoms with appropriate phase factors for lattice positions

sin2 Bq

q

sin2

Bqs

q k - kExample:

1k

k k

2 B


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