Social Balance & TransitivityOverview
Background:•Basic Balance Theory•Extensions to directed graphs
Basic Elements:•Affect P -- O -- X•Triads and Triplets
•Among Actors•Among actors and Objects
Theoretical Implications:•Micro foundations of macro structure•Implications for networks dynamics
Social Balance & Transitivity
Heider’s work on cognition of social situations, which can be boiled down to the relations among three ‘actors’:
P O
X
Person Other
Object
Heider was interested in the correspondence of P and O, given their beliefs about X
+
-
Like:
Dislike
Two Relations:
Social Balance & Transitivity
Each dyad (PO, PX, OX) can take on one of two values: + or -
8 POX triples:
++
+p o
x--
+p o
x
-+
-p o
x
+-
-p o
x
++
-p o
x
-+
+p o
x
+-
+p o
x
--
-p o
x
Social Balance & TransitivityThe 8 triples can be reduced if we ignore the distinction between POX:
++
+p o
x--
+p o
x
-+
-p o
x
+-
-p o
x
++
-p o
x
-+
+p o
x
+-
+p o
x
--
-p o
x
++
+
--
+
++
-
--
-
Social Balance & TransitivityWe determine balance based on the product of the edges:
++
+
--
+
++
-
--
-
(+)(+)(+) = (+)
(-)(+)(-) = (-)
(-)(-)(-) = (-)
(+)(-)(+) = (-)
Balanced
Balanced
Unbalanced
Unbalanced
“A friend of a friend is a friend”
“An enemy of my enemy is a friend”
“An enemy of my enemy is an enemy”
“A Friend of a Friend is an enemy”
Social Balance & Transitivity
Heider argued that unbalanced triads would be unstable: They should transform toward balance
++-
+++
-+-
+--
Become Friends
Become Enemies
Become Enemies
Social Balance & Transitivity
IF such a balancing process were active throughout the graph, all intransitive triads would be eliminated from the network. This would result in one of two possible graphs (Balance Theorem):
Friends withEnemies with
Balanced Opposition Complete Clique
Social Balance & Transitivity
Empirically, we often find that graphs break up into more than two groups. What does this imply for balance theory?
It turns out, that if you allow all negative triads, you can get a graph with many clusters. That is, instead of treating (-)(-)(-) as an forbidden triad, treat it as allowed. This implies that the micro rule is different: negative ties among enemies are not as motivating as positive ties.
Social Balance & Transitivity
Empirically, we also rarely have symetric relations (at least on affect) thus we need to identify balance in undireced relations. Directed dyads can be in one of three states:
1) Mutual2) Asymmetric3) Null
Every triad is composed of 3 dyads, and we can identify triads based on the number of each type, called the MAN label system
Social Balance & Transitivity
Balance in directed relations
Actors seek out transitive relations, and avoid intransitive relations. A triple is transitive
• A property of triples within triads• Assumes directed relations• The saliency of a triad may differ for each actor, depending on
their position within the triad.
i j & j k
i k
If:
then:
120Ca
b
c
Ordered Triples:
a b c; Transitivea ca c b; Vacuousa bb a Vacuousc; b cb c a; Intransitiveb ac a b; Intransitivec bc b a; Vacuousc a
Social Balance & Transitivity
Once we admit directed relations, we need to decompose triads into their constituent triples.
Network Sub-Structure: Triads
003
(0)
012
(1)
102
021D
021U
021C
(2)
111D
111U
030T
030C
(3)
201
120D
120U
120C
(4)
210
(5)
300
(6)
Intransitive
Transitive
Mixed
An Example of the triad census
Type Number of triads--------------------------------------- 1 - 003 21--------------------------------------- 2 - 012 26 3 - 102 11 4 - 021D 1 5 - 021U 5 6 - 021C 3 7 - 111D 2 8 - 111U 5 9 - 030T 3 10 - 030C 1 11 - 201 1 12 - 120D 1 13 - 120U 1 14 - 120C 1 15 - 210 1 16 - 300 1---------------------------------------Sum (2 - 16): 63
Social Balance & Transitivity
As with undirected graphs, you can use the type of triads allowed to characterize the total graph. But now the potential patterns are much more diverse
1) All triads are 030T:
A perfect linear hierarchy.
Social Balance & Transitivity
Triads allowed: {300, 102}
M M
N*
110
0
Social Balance & Transitivity
Cluster Structure, allows triads: {003, 300, 102}
M MN*
M MN*
N* N*N*
Eugene Johnsen (1985, 1986) specifies a number of structures that result from various triad configurations
11
11
PRC{300,102, 003, 120D, 120U, 030T, 021D, 021U} Ranked Cluster:
M MN*
M MN*
M
A*A*
A*A*
A*A*
A*A*
Social Balance & Transitivity
11
11
1
1111
011
11 0
0
00 0 0 0
0 00 0
And many more...
Social Balance & Transitivity
Substantively, specifying a set of triads defines a behavioral mechanism, and we can use the distribution of triads in a network to test whether the hypothesized mechanism is active.
We do this by (1) counting the number of each triad type in a given network and (2) comparing it to the expected number, given some random distribution of ties in the network.
See Wasserman and Faust, Chapter 14 for computation details, and the SPAN manual for SAS code that will generate these distributions, if you so choose.
Social Balance & TransitivityTriad:
003
012
102
021D
021U
021C
111D
111U
030T
030C
201
120D
120U
120C
210
300
BA
Triad Micro-Models:BA: Ballance (Cartwright and Harary, ‘56) CL: Clustering Model (Davis. ‘67)RC: Ranked Cluster (Davis & Leinhardt, ‘72) R2C: Ranked 2-Clusters (Johnsen, ‘85)TR: Transitivity (Davis and Leinhardt, ‘71) HC: Hierarchical Cliques (Johnsen, ‘85)39+: Model that fits D&L’s 742 mats N :39-72 p1-p4: Johnsen, 1986. Process Agreement Models.
CL RC R2C TR HC 39+ p1 p2 p3 p4
Social Balance & TransitivityStructural Indices based on the distribution of triads
The observed distribution of triads can be fit to the hypothesized structures using weighting vectors for each type of triad.
llμlTl
T
T
)()(l
Where:l = 16 element weighting vector for the triad typesT = the observed triad census T= the expected value of TT = the variance-covariance matrix for T
-100
0
100
200
300
400
t-val
ue
Triad Census DistributionsStandardized Difference from Expected
Data from Add Health
012 102 021D 021U 021C 111D 111U 030T 030C 201 120D 120U 120C 210 300
Social Balance & Transitivity
For the Add Health data, the observed distribution of the tau statistic for various models was:
Indicating that a ranked-cluster model fits the best.
Social Balance & Transitivity
So far, we’ve focused on the graph ‘at equilibrium.’ That is, we have hypothesized structures once people have made all the choices they are going to make. What we have not done, is really look closely at the implication of changing relations.
That is, we might say that triad 030C should not occur, but what would a change in this triad imply from the standpoint of the actor making a relational change?
Social Balance & Transitivity
003
102
021D
021U
030C
111D
111U
030T
201
120D
120U
120C
210 300012
021C
Transition to a Vacuous TripleTransition to a Transitive TripleTransition to an Intransitive Triple
003
102
021D
030T
201
120U
120C
210 300012
021C
021U
111D
111U
030C
120D
Social Balance & Transitivity
Observed triad transition patterns, from Hallinan’s data.