Funded by the Horizon 2020
Framework Programme of the
European Union
Creating a cost-based Failure Modes and Effects
Analysis (FMEA) for PV
David Moser, EURAC
Solar Bankability
Improving the attractiveness of solar PV
investmentsFinal public workshop, Brussels, 7-8 February 2017
2
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
Product
testingPlanning
Transportation
/ installationO&M Decommissioning
Technical Risks Matrix
• Insulation test
• Incorrect cell
soldering
• Undersized bypass
diode
• Junction box
adhesion
• Delamination at the
edges
• Arcing spots on the
module
• Visually detectable
hot spots
• Incorrect power rating
(flash test issue)
• Uncertified
components or
production line
• Soiling
• Shadow diagram
• Modules mismatch
• Modules not certified
• Flash report not
available or incorrect
• Special climatic
conditions not
considered (salt
corrosion, ammonia,
...)
• Incorrect assumptions
of module
degradation, light
induced degradation
unclear
• Module quality unclear
(lamination, soldering)
• Simulation parameters
(low irradiance,
temperature….)
unclear, missing PAN
files
• Module mishandling
(glass breakage)
• Module mishandling
(cell breakage)
• Module mishandling
(defective backsheet)
• Incorrect connection
of modules
• Bad wiring without
fasteners
• Hotspot
• Delamination
• Glass breakage
• Soiling
• Shading
• Snail tracks
• Cell cracks
• PID
• Failure bypass diode
and junction box
• Corrosion in the
junction box
• Theft of modules
• Module degradation
• Slow reaction time for
warranty claims, vague
or inappropriate
definition of procedure
for warranty claims
• Spare modules no
longer available, costly
string reconfiguration
• Undefined product
recycling procedure
3
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
Product
testing
Technical Risks Matrix
• Insulation test
• Incorrect cell
soldering
• Undersized bypass
diode
• Junction box
adhesion
• Delamination at the
edges
• Arcing spots on the
module
• Visually detectable
hot spots
• Incorrect power rating
(flash test issue)
• Uncertified
components or
production line
Uncertainty
4
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
Planning
Technical Risks Matrix
• Soiling
• Shadow diagram
• Modules mismatch
• Modules not certified
• Flash report not
available or incorrect
• Special climatic
conditions not
considered (salt
corrosion, ammonia,
...)
• Incorrect assumptions
of module
degradation, light
induced degradation
unclear
• Module quality unclear
(lamination, soldering)
• Simulation parameters
(low irradiance,
temperature….)
unclear, missing PAN
files
Uncertainty
5
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
Planning
Technical Risks Matrix
• Soiling
• Shadow diagram
• Modules mismatch
• Modules not certified
• Flash report not
available or incorrect
• Special climatic
conditions not
considered (salt
corrosion, ammonia,
...)
• Incorrect assumptions
of module
degradation, light
induced degradation
unclear
• Module quality unclear
(lamination, soldering)
• Simulation parameters
(low irradiance,
temperature….)
unclear, missing PAN
files
Uncertainty
6
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
Planning
Technical Risks Matrix
• Soiling
• Shadow diagram
• Modules mismatch
• Modules not certified
• Flash report not
available or incorrect
• Special climatic
conditions not
considered (salt
corrosion, ammonia,
...)
• Incorrect assumptions
of module
degradation, light
induced degradation
unclear
• Module quality unclear
(lamination, soldering)
• Simulation parameters
(low irradiance,
temperature….)
unclear, missing PAN
files
Uncertainty
7
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
Transportation
/ installation
Technical Risks Matrix
• Module mishandling
(glass breakage)
• Module mishandling
(cell breakage)
• Module mishandling
(defective backsheet)
• Incorrect connection
of modules
• Bad wiring without
fasteners
Precursors
8
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
O&M
Technical Risk Matrix
• Hotspot
• Delamination
• Glass breakage
• Soiling
• Shading
• Snail tracks
• Cell cracks
• PID
• Failure bypass diode
and junction box
• Corrosion in the
junction box
• Theft of modules
• Module degradation
• Slow reaction time for
warranty claims, vague
or inappropriate
definition of procedure
for warranty claims
• Spare modules no
longer available, costly
string reconfiguration
Quantifiable impact
9
Modules …. …. …. …. ….
Inverter …. …. …. …. ….
Mounting structure …. …. …. …. ….
Connection &
distribution boxes
…. …. …. …. ….
Cabling …. …. …. …. ….
Potential equalization &
grounding, LPS
…. …. …. …. ….
Weather station,
communication,
monitoring
…. …. …. …. ….
Infrastructure &
environmental influence
…. …. …. …. ….
Storage system …. …. …. …. ….
Miscellaneous …. …. …. …. ….
Product Development Assessment of PV Plants
List of failures
O&M
Technical Risk Matrix
• Hotspot
• Delamination
• Glass breakage
• Soiling
• Shading
• Snail tracks
• Cell cracks
• PID
• Failure bypass diode
and junction box
• Corrosion in the
junction box
• Theft of modules
• Module degradation
• Slow reaction time for
warranty claims, vague
or inappropriate
definition of procedure
for warranty claims
• Spare modules no
longer available, costly
string reconfiguration
Indirect impact
Classification of technical risks
10
Year 0 risks
Risk MatrixProduct
testingPlanning
Transportation
/ installationO&M Decommissioning
Product Development Assessment of PV Plants
Uncertainty Precursors
Quantifiable impact
Indirect impact
Impact
- on uncertainty (exceedance Probability)
- on CAPEX
- on CPN (O&M)
• Risks to which we can assign a Cost Priority Number CPN
(e.g. module and inverter failure) given in Euros/kWp/year
Impact on cash flow
• Risks to which we can assign an uncertainty (e.g. irradiance)
Impact on financial exceedance probability parameters
Quantification of the economic impact of
technical risks
11
O&M
Planning
-9
-8
-7
-6
-5
-4
-3
-2
-1
0
1
2
3
4
5
6
7
4.55%5.07%
20 y sat GTI
5.80%
+10.91%
6.45%
site adaptation
sat GTI
5 y meas GHI DiffHI
13.41%
transp model
5 y sat GHI DiffHI
10.57%10.04%
5 y meas GTI
9.53%
site adaptation GHI DiffHI
base scenario (20 y sat
GHI DiffHI)
8.70%
14.89%
+11.04%
5 y sat GTI
+26.87%
-21.55%
-10.08%
+9.54%
20 y meas GHI and
DiffHI
-25.86%
6.61%
20 y meas GTI
• Risks to which we can assign an uncertainty (e.g. irradiance)
Impact on financial exceedance probability parametersPlanning
132/10/2017
σ (k=1) P50 (kWh/kWp) P90 (kWh/kWp)P90/P50 (P50
reference case)
Ref. case (sum of
squares) 8.7% 1445 1283 89%
Low end scenario 4.6% 1445 1365 94%
High end scenario 9.3% 1445 1273 88%
Worst case scenario 16.6% 1445 1138 79%
Worst case scenario
(different mean value) 16.6% 1314 1034 72%
22% difference in terms of yield used in the business model
Objectives:
- More precise estimation of
uncertainty in yield estimation
- Reduction of uncertainty
• Risks to which we can assign an uncertainty (e.g. irradiance)
Impact on financial exceedance probability parametersPlanning
14
a) Economic impact due to downtime and/or power loss (kWh
to Euros)
- Failures might cause downtime or % in power loss
- Time is from failure to repair/substitution and should include:
time to detection, response time, repair/substitution time
- Failures at component level might affect other components
(e.g. module failure might bring down the whole string)
b) Economic impact due to repair/substitution costs (Euros)
- Cost of detection (field inspection, indoor measurements,
etc)
- Cost of transportation of component
- Cost of labour (linked to downtime)
- Cost of repair/substitution
Income reduction
Savings reduction
Increase in
maintenance costs
Reduction of
reserves
• Risks to which we can assign a Cost Priority Number CPN
(e.g. module and inverter failure) given in Euros/kWp/year
Impact on cash flow
O&M
Procedure for the calculation of CPNs
1510/20/201
6
Risks to which we can assign a CPN (e.g. module and inverter
failure during O&M)
1. calculation of average downtime for a specific failure of a specific component [h]
tdown,fail=(ttd + ttr/ts) x PL x M + tfix x M
PL = Power loss in %
M = Multiplier to take into account impact at higher component level
• Solar Bankability Webinar
O&M
0
ttdttr/tts tfix
hoursdaysmonths
Failures Time to detect [h] Time to repair/substitution [h] Repair/substitution time [h] Power loss [%] Multiplier
Hotspot 8760 744 2 2,00% 1
Delamination 8760 744 2 1,00% 1
Glass breakage 8760 744 2 10,00% 1
Soiling 8760 744 0,01 10,00% 1
Shading 8760 744 0,01 10,00% 1
Snail track 8760 744 2 1,00% 1
Cell cracks 8760 744 2 1,00% 1
Defective backsheet 8760 744 2 1,00% 1
Overheating junction box 8760 744 2 1,00% 1
PID = Potential Induced
degradation8760 744 2 10,00% 1
Failure bypass diode and
junction box8760 744 2 33,00% 1
Corrosion in the junction box 8760 744 2 1,00% 1
EVA discoloration 8760 744 0 0,0% 1
Theft of modules 8760 744 0,5 100,00% 1
Broken module 8760 744 2 100,00% 1
Damage by snow 8760 744 2 100,00% 1
Corrosion of cell connectors 8760 744 2 1,00% 1
Unsufficient theft protection 8760 744 2 0,00% 1
Improperly installed 8760 744 2 5,00% 1
Module damaged due to fire 8760 744 0,5 100,00% 1
Missing modules 8760 744 2 100,00% 1
Procedure for the calculation of CPNs
16
Risks to which we can assign a CPN (e.g. module and inverter
failure during O&M)
2.calculation of total downtime for the n number of components failures over a certain
period [h/year] tdown = tdown,fail x nfail
3.calculation of total downtime normalised by components [h/year]
tdown,comp = tdown/ncomp
4.calculation of PL related occurrence over a time tref [fraction or % of components]
OCPN = tdown,comp/tref
tref could be either the equivalent hours (specific yield), the total number of hours per
year or the number of sun hours. Occurrence can thus be considered as the energy loss
in % caused by a specific failure over a certain period
O&M
Modules Delamination 16 16045 1961147
Modules Cell cracks 8 916 1961147
Modules Snail track 11 28975 1961147
Component Failures No. Tickets No. Cases No. Components
nfail ncomp
Procedure for the calculation of CPNs
17
Risks to which we can assign a CPN (e.g. module and inverter
failure during O&M)
5. calculation of production losses, L, due to downtime [kWh]
L = OCPN x SCPN
The severity, SCPN, is calculated as the total plant(s) production over one year [kWh]
6.calculation of downtime costs as missing production/savings in Euros/period or
Euros/kWp/period
Cdown = L x (FIT+PPA+RCE)
For the calculation of the costs due to downtime, it is important to consider the missing
income of feed in tariffs, the missing income from PPA, and/or the missing savings
generated by PV plants installed on roofs/facades. RCE:Retail Cost of Electricity
O&M
Methodology allows for geographical
analysis and differentiation for
PV plant typology and market segment
Procedure for the calculation of CPNs
18
Risks to which we can assign a CPN (e.g. module and inverter
failure during O&M)
7. The costs related to fixing the failure results from the sum of the costs of
repair/substitution, costs of detection, costs of transport and cost of labour
Cfix = (Cdet + Crep/sub + Ctransp) x nfail + Clab x tfix x nfail
8. The calculation of the Cost Priority Number is then given by CPN = Cdown + Cfix
O&M
Methodology allows for the inclusion of the cost of detection Cdetttd
Failures
Rm (average cost of
detection/component) [€]
Rsu (average substitution cost
/component or unit) [€]
Rr (average repair
cost/component) [€]
Rp (average transport costs per
component) [€]
Hotspot 0,00 € 108,00 € 0,00 € 10,00 €
Delamination 0,00 € 108,00 € 0,00 € 10,00 €
Glass breakage 0,00 € 108,00 € 0,00 € 10,00 €
Soiling 0,00 € 0,00 € 0,26 € 10,00 €
Shading 0,00 € 0,00 € 0,08 € 10,00 €
Snail track 0,00 € 108,00 € 0,00 € 10,00 €
Cell cracks 0,00 € 108,00 € 0,00 € 10,00 €
Defective backsheet 0,00 € 108,00 € 0,00 € 10,00 €
Overheating junction box 0,00 € 108,00 € 0,00 € 10,00 €
PID = Potential Induced
degradation 0,00 € 108,00 € 0,00 € 10,00 €
Failure bypass diode and
junction box 0,00 € 108,00 € 0,00 € 10,00 €
Corrosion in the junction box 0,00 € 108,00 € 0,00 € 10,00 €
EVA discoloration 0,00 € 0,00 € 0,00 € 0,00 €
Theft of modules 0,00 € 108,00 € 0,00 € 10,00 €
Broken module 0,00 € 108,00 € 0,00 € 10,00 €
Damage by snow 0,00 € 108,00 € 0,00 € 10,00 €
Corrosion of cell connectors 0,00 € 108,00 € 0,00 € 10,00 €
Unsufficient theft protection 0,00 € 0,00 € 0,00 € 0,00 €
Improperly installed 0,00 € 0,00 € 0,00 € 0,00 €
Module damaged due to fire 0,00 € 108,00 € 0,00 € 10,00 €
Missing modules 0,00 € 108,00 € 0,00 € 10,00 €
Cdet Csub CtranspCrep
Technical Risks collection
19• Solar Bankability Webinar
O&M
CPN = Cdown + Cfix
CPN is given in Euros/kWp/year
It gives an indication of the economic impact of a failure
due to downtime and investment cost
Tickets from O&M operators
as corrective or periodic maintenance
in paper or electronic form
Visual and
detailed inspection
Technical Risks collection
20
- Do all failures have a relevant economic impact?
- Are data biased? Location / Technology / Monitoring system
O&M
Biased – site was surveyed due to a reported problem
Unbiased – site was surveyed as part of routine maintenance
Extrapolated – Only a part of the plant was surveyed and data extrapolated
CPN = Cdown + Cfix
CPN is given in Euros/kW/year
It gives an indication of the economic impact of a failure
due to downtime and investment cost
Total number of plants Total Power [kWp] Average number of years
TOTAL 772 441676 2.7
Components No. tickets No. Cases No. Components
Modules 473 678801 2058721
Inverters 476 2548 11967
Mounting structures 420 15809 43057
Connection & Distribution boxes 221 12343 20372
Cabling 614 367724 238546
Transformer station & MV/HV 53 220 558
Total 2257 1077445 2373222
Definition of scenarios
21
• Never detected (CPNndet)
Failure is undetected. Losses due to downtime over a time ttd
• Failure fix (CPNfailfix)
Failure is detected. 1 Month of lead time to repair/substitution
• Failures are equally distributed over time
• No increase in Performance Losses over time
• Yield is considered as an average at national level (not site specific)
• The real scenario would be a combination of the two
O&M
0 12
0 121
ttd
ttr/tts
tfix
CPN Results - Components and Market Segments
22
• PV modules - Utility scale
• Highest risk consists of a group of installation failures (mishandling, connection
failures, missing fixation, etc. )
• Variety of failures detected by different techniques (VI, IR, EL, IV-Curves)
Technical Risks collection: some statistics
23
O&M
no. cases no. components YearsShare of failures/
year
Modules 678,640 2,058,721 2.68 33% 12%
Inverters 2,474 11,967 2.68 21% 8%
Module Failure share
Soiling 23.4%
Shading 16.8%
EVA discoloration 11.6%
Glass breakage 6.5%
PID 5.0%
Inverter Failure share
Fan failure and overheating 21.8%
Fault due to grounding issues 4.9%
Inverter firmware issue 3.8%
Burned supply cable and/or
socket2.2%
Polluted air filter 3.3%
Inverter pollution 1.5%
OCPN from the cost-based FMEA
CPN results - Components and market segments
24
• PV modules – All market segments
O&M
~60 Euros/kW/y
Who bears the cost?
Who bears the risk?
CPN results - Comparison studies
2510/20/201
6
• Worst scenario vs base scenario for modules (higher PL)
O&M
ΣCPNndet= ~ 11 Euros/kWp/y
ΣCPNndet= ~ 19 Euros/kWp/y
CPN results - Comparison studies
26
• Affected components vs total components: CPN ratio
O&M
Failures calculated over the whole
database
Failures calculated over the affected
plants
CPN results - Comparison studies
27
• Influenced components vs total components
Defined as CPN ratio
• High CPN ratio for product failures or non technical factors
O&M
0.08 €/kWp/y 34 €/kWp/y
6 €/kWp/y 114 €/kWp/y
Conclusions
28
- Standardised nomenclature of failures
- Methodology to calculate the economic impact of technical risks
- Methodology can be used to assess the effectiveness of mitigation measures
- Basis for the determination of risk scenarios
O&MPlanning
- More precise estimation of
uncertainty in yield
estimation
- Reduction of uncertainty
- First cost-based FMEA in the
PV sector (CPN)
Funded by the Horizon 2020
Framework Programme of the
European Union
This project has received funding from the European Union’s Horizon 2020 research and innovation programme under grant agreement No 649997.
The content of this report reflects only the author’s view and the Commission is not responsible for any use that may be made of the information it contains
Thank you!
• David Moser (Eurac)