Sponsored Activities Annual Report Fiscal Year 2001 ... · award dollars and give us the most...

Sponsored Activities Annual Report Fiscal Year 2001

Supporting Tomorrow Today

University of Massachusetts AmherstVice Chancellory for Research

Office of Grant and Contract Administration

OGCA_AR01_FINAL 2/12/02 12:32 PM Page 1

Office of Grant and Contract Administration

Staff Directory

Vice Chancellor for Research

Frederick W. Byron, Jr., VC for ResearchBruce F. McCandless, Assistant VC for Research

Office of Grant and Contract AdministrationDirectorsMaggie K. Vidrine, Acting Director, (5-5890)Carol Sprague, Acting Associate Director (5-0296)Jennifer Donais, Assistant Director (5-5888)

Margo Zobka, Office Manager (7-1590)Dianne Madigan, Receptionist (5-0699)Leslie Burke, Reprographics (5-5889)

Proposal ProcessingFiscal AdministratorsJim Ayres - (5-5898)Marcia Day - (5-0674)Clerical Staff/ Proposal StatusKathy Griffin - (5-0296)Judy Harris - (5-0674)FAX: (413) 545-1202

Award ProcessingFiscal AdministratorsNancy Stewart - (5-0759)Andrew Cote - (7-1592)Theresa Girardi - (5-0759)Clerical Staff/ Award StatusMarguerite Gargiulo - (5-5888)Mary Wilson - (5-0759)FAX: (413) 577-1595

Computer Network StaffLeanne Every – Director Systems Division (5-5892)Wayne Gelineau – Database Manager (5-5897)Dan Harper – Programmer/Analyst (5-2962)

408 Goodell BuildingUniversity of MassachusettsAmherst, MA 01003(413) [email protected]

The FY 2001 Annual Report and other reporting and searching capabilities are available on the WWW,http://www.umass.edu/research/ogca


Table of Contents

Comments from the Vice Chancellor for Research 3

ProposalsTen Year Summary 5

Figure 1 Proposal Dollars in Millions FY 1992 - 2001Figure 2 Number of Proposals FY 1992 - 2001

Proposals by Organizational Unit • Fiscal Year 2001 6Table 1 5 Year Proposal Trend by Major Budgetary Unit (MBU)Table 2 Proposals Submitted by Organizational Unit

Proposals by Sponsor • Fiscal Year 2001 12Table 3 5 Year Proposal Trend by Sponsor CategoryTable 4 Proposals Submitted to Federal Agencies

Figure 3 Distribution of Proposal Dollars Submitted to Federal AgenciesTable 5 Proposals Submitted to Private Sector

Figure 4 Distribution of Proposal Dollars Submitted to Private Sector Sponsors

AwardsTen Year Summary 19

Figure 5 Distribution of Awards by Dollar CategoryFigure 6 Distribution of Awards to PIs Figure 7 Direct, Indirect & Total Dollar Value of Awards – Fiscal Years 1992-2001Figure 8 Direct, Indirect & Total Dollar Expenditures – Fiscal Years 1992-2001

Awards by Organizational Unit • Fiscal Year 2001 20Table 6 5 Year Awards Trend by Major Budgetary Unit (MBU)Table 7 Awards Accepted by Organizational Unit

Awards by Sponsor • Fiscal Year 2001 26Table 8 5 Year Award Trend by Sponsor CategoryTable 9 Awards Accepted from Federal Agencies

Figure 9 Distribution of Award Dollars Accepted from Federal AgenciesTable 10 Awards Accepted from the Commonwealth of MassachusettsTable 11 Awards Accepted from Other States and Local GovernmentsTable 12 Awards Accepted from the Private Sector

Figure 10 Distribution of Award Dollars from Private Sector SponsorsTable 13 Summary of Project Characteristic & Award Types by Sponsor Category

Figure 11 Distribution of Award Dollars by Award TypeFigure 12 Distribution of Award Numbers by Award Type

Notes 37


$100

$110

$120

$130

$140

$150

$160

$170

$180

98-0097-9996-9895-9794-9693-9592-94 99-01

Mill

ions

FY Period

Figure A

Proposal Dollars • Three Year Rolling Averages • Fiscal Years 1992-2001

FY Period

98-0097-9996-9895-9794-9693-9592-94 99-01

Mill

ions

$50

$55

$60

$65

$70

$75

$80

$85

Figure B

Award Dollars • Three Year Rolling Averages • Fiscal Years 1992-2001

2


Figures 5 and 6 present the distribution of awards bydollar volume and the distribution of award dollarsby principal investigators. Although these are slightlychanged from last year, the more significant issueremains that in order for the campus to continuegrowth in sponsored activities this profile of activitymust change. Understanding the issues related tobringing about an increase in the size and scope offunding will be one of the areas of study for theResearch Council in the upcoming year.

In conclusion, it is a remarkable achievement for thecampus to have sustained significant growth at thistime of fiscal constraint on our campus. I commendand celebrate this dedication to research.

Frederick W. Byron, Jr.

Vice Chancellor for Research

Comments from the Vice Chancellor for Research

I am pleased to present the Annual Report ofSponsored Activities for FY 2001. This year continueda trend of significant (beyond inflation) growth aspresented in Figures A and B. These are tabulationsof the three year rolling averages for proposal andaward dollars and give us the most realistic pictureof these variable activities.

Tables 1,3,6 & 8 present a five-year view of activityby performing units and sponsors, for proposals andawards. This year’s remarkable growth in awarddollars (13%) is most certainly an outcome of lastyear’s sizable increase in proposal volume (24%), anact that was pretty hard to follow for a second year.The largest return continues to come from theCollege of Natural Sciences and Mathematics, withalmost 50% of the proposal dollar volume and alittle under that percentage (46%) of the award dollars. The second most active MBU is the Collegeof Engineering with 16.4 % of proposals and 16.9%of award dollars. Similar to the national picture, thefederal government dominates our sponsorship with66% of the total dollars. In addition, 77% of thegrowth in funding for FY 2001 is attributable to federal funding.

3


4


5

Fiscal Year

$40

$60

$80

$100

$120

$140

$160

$180

$200

Mill

ions

2001200019991998199719961995199419931992

Proposals

Figure 1

Proposal Dollars • Fiscal Years 1992-2001

2001200019991998199719961995199419931992

Fiscal Year

Num

ber

600

800

1000

1200

1400

1600

1800

Figure 2

Number of Proposals • Fiscal Years 1992-2001


6

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Tabl

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• 5

Year

Pro

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end

by M

ajor

Bud

geta

ry U

nit

(MB

U)

FY 1

997

FY 1

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8

Table 2Proposals Submitted by Organizational UnitFiscal Year 2001

Organizational Unit Proposals Direct Indirect Total

Academic AdministrationInstitute for Advanced Study in the Humanities 1 698,553 83,826 782,379Provost’s Office 3 991,295 106,079 1,097,374

MBU Total 4 $1,689,848 $189,905 $1,879,753

Academic SupportFine Arts Center 19 426,069 13,106 439,175International Programs 3 110,452 0 110,452Teaching Development Center 1 75,000 0 75,000

MBU Total 23 $611,521 $13,106 $624,627

Academic Support ServicesAcademic Support Services 4 849,907 120,056 969,963

MBU Total 4 $849,907 $120,056 $969,963

ChancellorChancellor’s Office 1 50,000 0 50,000

MBU Total 1 $50,000 0 $50,000

College of EngineeringDean-School of Engineering 2 113,610 55,431 169,041Chemical Engineering 41 3,431,556 848,776 4,280,332Civil & Environmental Engineering 54 7,021,385 1,050,095 8,071,480Electrical & Computer Engineering 116 9,153,099 3,064,146 12,217,245Mechanical & Industrial Engineering 58 4,059,783 1,423,771 5,483,554UMASS Transportation Center 1 719,512 71,951 791,463

MBU Total 272 $24,498,945 $6,514,170 $31,013,115

College of Food & Natural ResourcesAdministration - CFNR 1 115,333 27,053 142,386Consumer Studies 1 22,727 2,273 25,000Entomology 65 2,468,405 445,886 2,914,271Environmental Science 2 150,412 15,091 165,503Extension — Cranberry Station 14 760,477 27,005 787,482Extension — Nutrition & Food 1 39,285 9,215 48,500Food Science 26 1,916,404 359,556 2,275,960Landscape Arch & Regional Planning 7 272,013 13,797 285,810Microbiology 59 4,220,131 1,244,933 5,465,064Natural Resource Conservation 60 2,365,178 443,364 2,808,542


9

Table 2 • Proposals Submitted by Organizational Unit • FY 2001


College of Food & Natural Resources Cont’dPlant & Soil Sciences 51 998,570 136,367 1,134,937Resource Economics 7 222,665 52,710 275,375Veterinary & Animal Sciences 35 3,334,995 1,197,592 4,532,547

MBU Total 329 $16,886,555 $3,974,822 $20,861,377

College of Humanities & Fine ArtsArt History 1 97,209 7,777 104,986Classics 1 4,000 0 4,000Comparative Literature 1 17,912 1,433 19,345English 5 136,000 0 136,000Germanic Languages & Literature 1 25,089 0 25,089Linguistics 3 189,711 92,005 281,716Music 1 60,101 15,626 75,727Women’s Studies 1 187,213 14,977 202,190

MBU Total 14 $717,235 $131,818 $849,053

College of Natural Sciences & MathAstronomy 36 6,223,887 991,125 7,215,012Biochemistry & Molecular Biology 25 2,514,687 1,102,853 3,617,540Biology 63 5,781,139 2,222,933 8,004,072Chemistry 47 5,926,447 1,002,777 6,929,224Computer Science 128 30,199,276 11,018,318 41,217,594Geosciences 59 4,260,495 1,636,014 5,896,509Mathematics & Statistics 36 2,082,157 854,400 2,936,557Physics 29 4,694,898 1,527,448 6,222,346Polymer Science & Engineering 99 5,794,637 2,068,137 7,862,774Scientific Reasoning Research Institute 6 1,282,743 508,602 1,791,345

MBU Total 528 $68,760,366 $22,932,607 $91,692,973

College of Social & Behavioral SciencesAnthropology 5 212,226 81,820 294,046Communication 3 138,757 59,785 198,542Economics 4 1,249,511 103,992 1,353,503Labor Center General 3 272,545 5,455 278,000MA Institute for Social & Economic Research 5 292,341 19,191 311,532PERI 1 71,428 3,572 75,000Political Science 1 25,000 0 25,000Psychology 69 5,633,064 2,245,578 7,878,642Public Policy 3 1,386,412 241,690 1,628,102Sociology 13 496,219 116,847 613,066

MBU Total 107 $9,777,503 $2,877,930 $12,655,433


10



Dean of StudentsEverywoman’s Center 6 338,111 0 338,111

MBU Total 6 $338,111 0 $338,111

Human ResourcesHuman Resources 12 249,044 22,012 271,056

MBU Total 12 $249,044 $22,012 $271,056

Physical PlantPhysical Plant Grounds Services Office 1 4,990 0 4,990Physical Plant Waste Management 1 1,200 0 1,200

MBU Total 2 $6,190 0 $6,190

Public SafetyPublic Safety 1 80,181 0 $80,181

MBU Total 1 $80,181 0 $80,181

School of EducationOffice of The Dean — School of Education 1 150,990 11,983 162,973Educational Policy Research & Administration 17 5,970,344 1,156,511 7,126,855Student Development & Pupil Personnel Services 7 289,397 80,607 370,004Teacher Ed & Curriculum Studies 10 507,538 118,493 626,031

MBU Total 35 $6,918,269 $1,367,594 $8,285,863

School of ManagementDean — School of Management 1 7,300 0 7,300Finance & Operations Management 2 93,333 0 93,333MA Small Business Development Center 7 5,003,988 54,546 5,058,534Management 2 60,000 0 60,000

MBU Total 12 $5,164,621 $54,546 $5,219,167

School of NursingSchool of Nursing 12 916,941 135,045 1,051,986

MBU Total 12 $916,941 $135,045 $1,051,986

School of Public Health & Health SciencesOffice of The Dean — Health Sciences 1 22,965 0 22,965Biostatistics and Epidemiology 19 742,812 321,655 1,064,467Communications Disorders 8 976,905 283,859 1,260,764Community Health Studies 9 490,427 201,263 691,690


11

School of Public Health & Health Sciences Cont’dEnvironmental Health Sciences 11 210,359 67,372 277,731Exercise Science 27 1,465,533 646,738 2,112,271Nutrition 9 3,870,412 465,412 4,335,824

MBU Total 84 $7,779,413 $1,986,299 $9,765,712

University OutreachC.E. — Arts Extension A 1 50,000 0 50,000UMASS Extension 4 129,362 4,018 133,380WFCR 1 259,985 0 259,985

MBU Total 6 $439,347 $4,018 $443,365

Vice Chancellery for Research

VCR/Vice Chancellery for ResearchOffice of The Vice Chancellor 7 615,682 30,007 645,689

MBU Total 7 $615,682 $30,007 $645,689

VCR/Environmental InstituteCMER Program 2 47,708 9,542 57,250TEI — Archaeological Services 52 938,144 134,925 1,073,069The Environmental Institute 5 307,767 39,710 347,477Water Res. & Research Center 10 283,692 21,845 305,537

MBU Total 69 $1,577,311 $206,022 $1,783,333

VCR/Research ServicesOffice of Research Affairs 1 160,138 600 160,738

MBU Total 1 $160,138 $600 $160,738

VCR/University PressUniversity Press 5 23,003 0 23,003

MBU Total 5 $23,003 0 $23,003

Vice Chancellery for Research Total 82 $2,376,134 $236,629 $2,612,763

Total FY 2001 1,534 $148,110,131 $40,560,557 $188,670,688

Total FY 2000 1,616 $147,638,170 $44,421,271 $191,984,941

% change, FY 2000 to FY 2001 -5% 0% -9% -2%




12

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997

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13

Table 4 Proposals Submitted to Federal AgenciesFiscal Year 2001

Sponsor Proposals Direct Indirect Total

US Department of AgricultureMIS/Animal & Plant Health Inspection Services 1 9,000 1,000 10,000Northeast SARE 3 157,632 0 157,632Northeastern Forest Experimental Station 1 102,000 0 102,000NRE/Forest Service 9 294,270 17,108 311,378SEA/Cooperative State Res, Edu & Ext Service 22 2,362,624 432,120 2,794,744SEA/Cooperative State Research Service 8 538,697 126,354 665,051US Department of Agriculture 6 872,184 97,300 969,484USDA/Agricultural Research Service 5 137,897 14,836 152,733

Total 55 $4,474,304 $688,718 $5,163,022

US Department of CommerceEconomic Development Administration 1 102,800 8,200 111,000National Institute of Standards and Technology 3 261,838 38,468 300,306NOAA/National Marine Fisheries Service 3 91,412 19,377 110,789NOAA/National Oceanic & Atmospheric Administration 4 253,923 60,806 314,729US Department of Commerce 3 89,335 17,867 107,202

Total 14 $799,308 $144,718 $944,026

US Department of DefenseAir Force 6 804,842 391,022 1,195,864Air Force Office of Scientific Research 11 945,087 491,227 1,436,314Army 10 1,525,230 590,932 2,116,162Army Natick R&D & Engineering Center 8 209,522 86,979 296,501Army Research Lab 1 162,850 76,425 239,275Army Research Office 9 714,173 207,588 921,761Defense Advanced Research Project Agency 10 4,222,341 680,989 4,903,330Defense Logistics Agency 1 272,727 27,273 300,000Joint Information Operation Center 1 25,772 13,788 39,560Maryland Procurement Office 2 364,165 181,825 545,990National Security Agency 1 20,652 3,098 23,750Navy 1 34,316 15,684 50,000Office of Naval Research 21 1,820,418 580,059 2,400,477Spawarsyscen - SD 1 523,683 276,308 799,991Uniformed Services University of Health Science 1 13,454 5,500 18,954US Military Academy 1 72,000 0 72,000

Total 85 $11,731,232 $3,628,697 $15,359,929


14

US Department of EducationUS Department of Education 25 3,570,925 646,473 4,217,398

Total 25 $3,570,925 $646,473 $4,217,398

US Department of EnergyUS Department of Energy 20 3,305,244 1,136,254 4,441,498

Total 20 $3,305,244 $1,136,254 $4,441,498

US Department of Health & Human ServicesAdministration for Children & Families 1 28,394 0 28,394ASPH/CDC/ATSDR 1 60,000 32,100 92,100PHS/Centers for Disease Control 2 357,331 169,237 526,568PHS/Food & Drug Administration 1 2,150 1,150 3,300PHS/Health Resources & Services Administration 1 185,185 14,815 200,000PHS/National Institutes of Health 131 15,634,435 6,661,076 22,295,511US Department of Health & Human Services 4 370,666 24,612 395,278

Total 141 $16,638,161 $6,902,990 $23,541,151

US Department of InteriorGeological Survey 13 841,477 227,431 1,068,908National Park Service 2 29,000 7,250 36,250National Park Service - No. Atlantic Region 3 59,757 14,329 74,086US Fish & Wildlife Service 2 53,145 5,475 58,620

Total 20 $983,379 $254,485 $1,237,864

US Department of JusticeNational Institute of Justice 1 15,000 0 15,000US Department of Justice 1 80,181 0 80,181

Total 2 $95,181 0 $95,181

US Department of StateAgency for International Development 2 4,195,449 803,154 4,998,603

Total 2 $4,195,449 $803,154 $4,998,603

US Department of TransportationFederal Aviation Administration 1 196,270 107,948 304,218Federal Railroad Administration 1 80,644 43,144 123,788US Department of Transportation 1 132,168 17,834 150,002

Total 3 $409,082 $168,926 $578,008

Table 4 • Proposals Submitted to Federal Agencies • FY 2001



15

Table 4 • Proposals Submitted to Federal Agencies • FY 2001


Independent Establishments & Government CorporationsBinational Agricultural Research Development 1 47,500 9,500 57,000Corporation for National Service 1 125,286 0 125,286Environmental Protection Agency 11 405,853 132,413 538,266Library of Congress 1 24,500 0 24,500National Aeronautics & Space Administration 50 4,740,894 2,119,784 6,860,678National Endowment for the Arts 3 168,712 6,288 175,000National Endowment for the Humanities 3 89,190 15,626 104,816National Science Foundation 298 54,215,096 15,986,200 70,201,296Small Business Administration 3 3,562,086 0 3,562,086US Institute of Peace 1 69,918 0 69,918US Nuclear Regulatory Commission 1 14,970 5,030 20,000

Total 373 $63,464,005 $18,274,841 $81,738,846

Other/Quasi Government AgenciesDepartment of Veterans Affairs 1 13,000 0 13,000National Library of Medicine 1 5,000 0 5,000Smithsonian Astrophysical Observatory 6 343,782 155,478 499,260

Total 8 $361,782 $155,478 $517,260

Total FY 2001 — Federal 748 $110,028,052 $32,804,734 $142,832,786

Total FY 2000 — Federal 753 $114,757,207 $37,432,884 $152,190,091

% change, FY 2000 to FY 2001 -1% -4% -12% -6%


16

Industry31%

Foundations21%

Institutes &Associations

8%Other

Sponsors4% Heath

Agencies2%

Other Colleges& Universities

34%

Figure 4

Distribution of Proposal Dollars Submitted to Private Sector Sponsors• Fiscal Year 2001

Total Value • $31,630,880

DHHS16%

USDA4%

DOD11%

DOS4%NASA

5%

DOE3%

DEd3% SBA

2% Other3%

NSF49%

Distribution of Proposal Dollars Submitted to Federal Agencies • Fiscal Year 2001

Total Value • $142,832,786

Figure 3


17

Table 5Proposals Submitted to the Private SectorFiscal Year 2001


Non-ProfitFoundations 101 6,097,173 545,286 6,642,459Health Agencies 15 566,659 182,300 748,959Institutes & Associations 84 2,278,437 275,668 2,554,105Other Colleges & Universities 151 7,736,436 2,919,873 10,656,309Other Sponsors 28 1,103,476 293,665 1,397,141

Total Fiscal Year 2001 — Non-Profit 379 $17,782,181 $4,216,792 $21,998,973

Total Fiscal Year 2000 — Non-Profit 409 $19,022,044 $4,290,499 $23,312,543

% change, FY 2000 to FY 2001 -7% -7% -2% -6%

Total Fiscal Year 2001 — Industry 273 $7,256,009 $2,375,898 $9,631,907

Total Fiscal Year 2000 — Industry 311 $6,743,697 $2,080,093 $8,823,790

% change, FY 2000 to FY 2001 -12% 8% 14% 9%

Total Fiscal Year 2001 — Private Sector 652 $25,038,190 $6,592,690 $31,630,880

Total Fiscal Year 2000 — Private Sector 720 $25,765,741 $6,370,592 $32,136,333

% change, FY 2000 to FY 2001 -9% -3% 3% -2%


18


19

Awards

0

5%

10%

15%

20%

25%

30%

35%

40%

45%

50%

$400k+$200k-400k$100k-200k$50k-100kUnder $50k

911

2326

31

Percent of Award $ Total

Percent of PIs (396 Total PIs, excluding CO-Is.)42

1822

12

5

Figure 6

Distribution of Award Dollars to PIs • Fiscal Year 2001

0

50

100

150

200

250

300

350

400

450

500

$400k+$200k-$400k$100k-$200k$50k-$100kUnder $50k

414

134152

84

37

Figure 5

Distribution of Awards by Dollar Category • Fiscal Year 2001

* Two or more FY 2001 awards in the same project were grouped together, therefore thetotal number shown here is less than the total number of awards received in FY ’01.

Num

ber

of A

war

ds*

Award Dollar Category

Total Dollars Awarded per PI During Fiscal Year


20

$5

$10

$15

$20

$25

$30

$35

$40

$45

$50

$55

$60

$70

$65

$75

2001200019991998199719961995199419931992

Figure 7

Direct, Indirect, and Total Dollar Value of Awards • Fiscal Years 1992-2001

1992 1993 1994 1995 1996 1997 1998 1999 2000 2001

Direct 49.4 43.9 41.6 57.8 53.9 55.4 56.9 59.1 63.0 71.1

Indirect 14.0 11.7 10.9 13.4 13.3 14.8 15.2 15.9 16.5 18.6

Total 63.4 55.6 52.5 71.2 67.2 70.2 72.1 75.0 79.5 89.7

Mill

ions

Fiscal Year

Indirect

Direct

0

$5

$10

$15

$20

$25

$30

$35

$40

$45

$50

$55

$60

$65

$70

2001200019991998199719961995199419931992

Figure 8

Direct, Indirect, and Total Dollar Expenditures • Fiscal Years 1992-2001 Data obtained from the Budget Office

Mill

ions

Fiscal Year

1992 1993 1994 1995 1996 1997 1998 1999 2000 2001

Direct 42.8 43.0 44.0 48.5 53.1 57.1 56.1 54.4 59.1 66.1

Indirect 11.9 11.6 11.5 11.3 12.3 13.2 14.4 13.8 15.1 16.5

Total 54.7 54.6 55.5 59.8 65.4 70.3 70.5 68.2 74.2 82.6

Indirect

Direct


21

Aca

dem

ic A

dmin

istra

tion

1120

1,35

70

01

90,0

002

899,

570

110

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0

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0017

593,

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1438

7,16

816

285,

916

2766

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6

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5

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lege

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310

7,66

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934

210

,899

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274

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7,41

426

19,

348,

442

242

12,0

20,1

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Col

lege

of H

uman

ities

& F

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Art

s16

792,

288

1062

7,92

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300,

762

746

9,99

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250,

416

Col

lege

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ces

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Mat

h32

134

,119

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373

30,4

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Col

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ence

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4,16

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7,34

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573

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6,54

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Dea

n of

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dent

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241

523

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257,

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9,69

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707,

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37

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717

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ical

Pla

nt1

63,3

261

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52,4

322

12,0

301

1,20

0

Scho

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n18

707,

687

221,

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338

351,

550,

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311,

690,

772

241,

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Scho

ol o

f Man

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ent

92,

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275

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424

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93,

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123,

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Scho

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sing

643

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396,

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650

0,96

46

426,

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154

,268

Scho

ol o

f Pub

lic H

ealth

& H

ealth

Sci

ence

s48

2,07

2,76

549

3,14

6,03

637

3,21

9,47

562

4,33

0,83

151

4,81

9,26

6

Uni

vers

ity L

ibra

ry0

00

02

695

526

6,48

90

0

Uni

vers

ity O

utre

ach

223

5,49

111

1,62

3,58

33

247,

956

530

0,40

97

454,

641

VCR/

Vice

Cha

ncel

lery

for

Rese

arch

561,

060,

541

581,

418,

955

501,

338,

707

641,

563,

105

752,

179,

469

Tota

l1,

049

$70,

152,

935

1,16

7$7

2,09

7,40

01,

034

$75,

004,

957

1,13

4$7

9,47

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91,

063

$89,

729,

865

Tab

le 6

5 Y

ear

Aw

ard

Tre

nd b

y M

ajor

Bud

geta

ry U

nit

(MB

U)

FY 1

997

FY 1

998

FY 1

999

FY 2

000

FY 2

001

MB

UA

war

dsD

olla

rsA

war

dsD

olla

rsA

war

dsD

olla

rsA

war

dsD

olla

rsA

war

dsD

olla

rs


22

Table 7Awards Accepted by Organizational UnitFiscal Year 2001

Organizational Unit Awards Direct Indirect Total

Academic AdministrationInstitute of Advanced Study in the Humanities 1 100,000 0 100,000

MBU Total 1 $100,000 $0 $100,000

Academic SupportFine Arts Center 23 510,089 10,985 521,074International Programs 3 67,752 0 67,752Teaching Development Center 1 75,000 0 75,000

MBU Total 27 $652,841 $10,985 $663,826

Academic Support ServicesAcademic Support Services 1 233,264 18,661 251,925

MBU Total 1 $233,264 $18,661 $251,925

ChancellorChancellor’s Office 1 50,000 0 50,000

MBU Total 1 $50,000 $0 $50,000

College of EngineeringDean — School of Engineering 3 140,039 69,961 210,000Chemical Engineering 26 1,211,760 444,153 1,655,913Civil & Environmental Engineering 27 3,935,948 588,557 4,524,505Electrical & Computer Engineering 74 4,770,763 1,280,958 6,051,721Mechanical & Industrial Engineering 31 2,044,909 696,977 2,741,886UMASS Transportation Center 1 57,296 5,730 63,026

MBU Total 162 $12,160,715 $3,086,336 $15,247,051

College of Food & Natural ResourcesAdministration–CFNR 2 130,160 28,239 158,399Consumer Studies 1 22,727 2,273 25,000Entomology 41 1,789,190 260,648 2,049,838Environmental Science 1 59,500 6,000 65,500Extension–Cranberry Station 14 812,640 21,329 833,969Food Science 14 687,240 93,576 780,816Landscape Architecture & Regional Planning 4 177,104 14,966 192,070Microbiology 41 1,927,869 972,885 2,900,754Natural Resources Conservation 61 2,213,728 289,513 2,503,241Plant & Soil Sciences 44 661,168 46,190 707,358


23

Table 7 • Awards Accepted by Organizational Unit • FY 2001


College of Food & Natural Resources Cont’dResource Economics 4 103,123 2,247 105,370Veterinary & Animal Sciences 15 1,334,472 363,334 1,697,806

MBU Total 242 $9,918,921 $$2,101,200 $12,020,121

College of Humanities & Fine ArtsArt History 1 97,209 7,777 104,986English 3 137,480 0 137,480Linguistics 1 7,950 0 7,950

MBU Total 5 $242,639 $7,777 $250,416

College of Natural Sciences and MathAstronomy 24 3,951,980 426,621 4,378,601Biochemistry & Molecular Biology 20 1,565,569 676,726 2,242,295Biology 35 2,871,872 1,037,108 3,908,980Chemistry 34 2,497,637 832,015 3,329,652Computer Science 94 8,621,336 3,780,377 12,401,713Geosciences 37 1,746,510 645,023 2,391,533Mathematics & Statistics 19 1,468,938 463,526 1,932,464Physics 23 2,950,971 692,928 3,643,899Polymer Science & Engineering 77 4,147,691 1,534,362 5,682,053Scientific Reasoning Research Institute 2 983,825 359,380 1,343,205

MBU Total 365 $30,806,329 $10,448,066 $41,254,395

College of Social & Behavioral SciencesAnthropology 3 34,796 7,145 41,941Economics 2 855,000 0 855,000Labor Center General 3 308,184 13,978 322,162MA Institute for Social & Economic Research 6 302,113 24,419 326,532Neuro Science Behavior-NSB 1 40,118 2,794 42,912PERI 1 71,429 3,571 75,000Political Science 1 25,000 0 25,000Psychology 44 3,196,804 1,197,872 4,394,676Public Policy 3 64,000 0 64,000Sociology 9 361,718 49,296 411,014

MBU Total 73 $5,259,162 $1,299,075 $6,558,237

Dean of StudentsEverywoman’s Center 7 672,193 35,658 707,851

MBU Total 7 $672,193 $35,658 $707,851




Human ResourcesHuman Resources 8 102,537 8,361 110,898

MBU Total 8 $102,537 $8,361 $110,898

Physical PlantPhysical Plant Waste Management 1 1,200 0 1,200

MBU Total 1 $1,200 $0 $1,200

School of EducationOffice of the Dean — School of Education 1 150,990 11,983 162,973Educational Policy Research & Administration 9 687,656 128,040 815,696Student Development & Pupil Personnel Services 6 145,881 9,838 155,719Teacher Education & Curriculum Studies 8 105,997 6,820 112,817

MBU Total 24 $1,090,524 $156,681 $1,247,205

School of ManagementDean — School of Management 1 7,300 0 7,300Finance & Operations Management 3 370,002 32,450 402,452MA Small Business Development Center 6 3,234,798 54,546 3,289,344Management 2 60,000 0 60,000

MBU Total 12 $3,672,100 $86,996 $3,759,096

School of NursingSchool of Nursing 1 54,268 0 54,268

MBU Total 1 $54,268 $0 $54,268

School of Public Health & Health SciencesOffice of The Dean-Health Sciences 1 22,593 0 22,593Biostatistics and Epidemiology 15 408,545 216,401 624,946Communications Disorders 3 442,521 156,977 599,498Community Health Studies 6 188,012 73,666 261,678Environmental Health Sciences 9 212,006 73,717 285,723Exercise Science 10 613,150 258,778 871,928Nutrition 7 1,873,842 279,058 2,152,900

MBU Total 51 $3,760,669 $1,058,597 $4,819,266

24


25



University OutreachC.E.-Arts Extension-A 1 50,000 0 50,000UMASS Extension 4 129,362 4,018 133,380WFCR 2 270,236 1,025 271,261

MBU Total 7 $449,598 $5,043 $454,641

Vice Chancellery for Research

Vice Chancellor for ResearchOffice of The Vice Chancellor 6 594,526 52,556 647,082

MBU Total 6 $594,526 $52,556 $647,082

VCR/Environmental InstituteC M E R Program 2 47,708 9,542 57,250TEI — Archaeological Services 48 549,016 98,797 647,813The Environmental Institute 5 205,185 54,553 259,738Water Res & Research Center 9 472,404 72,179 544,583

MBU Total 64 $1,274,313 $235,071 $1,509,384

VCR/University PressUniversity Press 5 23,003 0 23,003

MBU Total 5 $23,003 $0 $23,003

Vice Chancellery for Research Total 75 $1,891,842 $287,627 $2,179,469

Cumulative Total FY 2001 1,063 $71,118,802 $18,611,063 $89,729,865

Cumulative Total FY 2000 1,134 $62,972,953 $16,506,706 $79,479,659

% Change, FY 2000 to FY 2001 -6% 13% 13% 13%


26

Fede

ral

414

44,8

36,6

8948

347

,681

,204

436

5,01

4,50

543

951

,185

,988

451

59,1

12,9

87

Com

mon

wea

lth o

f Mas

sach

uset

ts74

8,44

4,31

094

4,63

0,26

911

46,

522,

689

112

8,91

4,82

895

10,2

28,5

26

Oth

er S

tate

s &

Loc

al G

over

nmen

ts28

545,

709

2582

2,10

321

626,

123

2246

3,31

223

629,

978

Non

-Pro

fit23

78,

576,

876

262

10,6

21,4

6423

37,

059,

806

278

12,9

84,3

3823

811

,951

,926

Indu

stry

296

7,74

9,35

130

38,

342,

360

230

9,78

1,83

428

35,

931,

193

256

7,80

6,44

8

Tota

l1,

049

$70,

152,

935

1,16

7$7

2,09

7,40

01,

034

$75,

004,

957

1,13

4$7

9,47

9,65

91,

063

$89,

729,

865

Tab

le 8

5 Y

ear

Aw

ard

Tre

nd b

y Sp

onso

r C

ateg

ory

FY 1

997

FY 1

998

FY 1

999

FY 2

000

FY 2

001

MB

UA

war

dsD

olla

rsA

war

dsD

olla

rsA

war

dsD

olla

rsA

war

dsD

olla

rsA

war

dsD

olla

rs


27

Table 9Awards Accepted from Federal AgenciesFiscal Year 2001

Agency Awards Direct Indirect Total

US Department of AgricultureNortheast SARE 1 135,632 0 135,632Northeastern Forest Experimental Station 1 102,000 0 102,000NRE/Forest Service 11 241,862 11,611 253,473SEA/Coop State Res, Educ & Ext Service 5 728,958 123,710 852,668SEA/Cooperative State Research Service 5 915,097 125,780 1,040,877US Department of Agriculture 10 576,876 65,116 641,992USDA/Agricultural Research Service 4 81,818 1,682 83,500

Total 37 $2,782,243 $327,899 $3,110,142

US Department of CommerceEconomic Development Administration 1 140,741 11,259 152,000National Institute of Standards & Tech 4 293,060 38,468 331,528NOAA/National Marine Fisheries Service 6 187,746 29,242 216,988NOAA/National Oceanic & Atmospheric Admn 3 120,554 8,946 129,500

Total 14 $742,101 $87,915 $830,016

US Department of DefenseAir Force 9 1,028,981 509,558 1,538,539Air Force Office of Scientific Research 6 694,297 366,183 1,060,480Army 9 875,179 357,840 1,233,019Army Natick R&D & Engineering Ctr 5 209,522 86,979 296,501Army Research Office 7 392,204 127,433 519,637Defense Advanced Research Proj Agency 7 3,706,833 433,920 4,140,753Defense Logistics Agency 1 272,727 27,273 300,000National Security Agency 1 17,826 2,674 20,500Navy 1 34,316 15,684 50,000Office of Naval Research 17 1,038,578 358,934 1,397,512Spawarsyscen-SD 1 523,683 276,308 799,991US Military Academy 1 72,000 0 72,000

Total 65 $8,866,146 $2,562,786 $11,428,932

US Department of EducationUS Department of Education 7 587,325 27,278 614,603

Total 7 $587,325 $27,278 $614,603

US Department of EnergyUS Department of Energy 17 2,256,493 942,054 3,198,547

Total 17 $2,256,493 $942,054 $3,198,547


28

Table 9 • Awards Accepted from Federal Agencies • FY 2001


US Department of Health and Human ServicesAdmin for Children & Families 1 19,999 0 19,999PHS/Centers for Disease Control 1 12,830 7,058 19,888PHS/Food and Drug Administration 1 2,150 1,150 3,300PHS/National Institutes of Health 83 8,038,177 3,331,088 11,369,265US Department of Health and Human Services 2 76,861 0 76,861

Total 88 $8,150,017 $3,339,296 $11,489,313

US Department of InteriorGeological Survey 9 540,887 80,904 621,791National Park Service 2 29,000 7,250 36,250National Park Service-No. Atlantic Reg. 4 75,757 18,329 94,086US Fish and Wildlife Service 2 53,145 5,475 58,620

Total 17 $698,789 $111,958 $810,747

US Department of JusticeUS Department of Justice 1 356,580 35,658 392,238

Total 1 $356,580 $35,658 $392,238

US Department of StateAgency for International Development 1 320,572 79,428 400,000

Total 1 $320,572 $79,428 $400,000

US Department of TransportationFederal Aviation Administration 1 196,270 107,948 304,218Federal Railroad Administration 1 80,644 43,144 123,788

Total 2 $276,914 $151,092 $428,006

Independent Establishments & Govt CorpsCorporation for National Service 1 119,320 5,966 125,286Environmental Protection Agency 5 51,827 9,761 61,588Library of Congress 1 24,500 0 24,500National Aeronautics & Space Administration 30 1,830,627 769,325 2,599,952National Endowment for the Arts 2 95,000 0 95,000National Science Foundation 153 16,009,399 5,453,036 21,462,435Peace Corps 1 14,827 1,186 16,013Small Business Administration 2 1,792,896 0 1,792,896US Bureau of the Census 1 9,772 5,228 15,000US Nuclear Regulatory Commission 1 14,970 5,030 20,000

Total 197 $19,963,138 $6,249,532 $26,212,670


29

Table 9 • Awards Accepted from Federal Agencies • FY 2001


Other/Quasi Government AgenciesDepartment of Veterans Affairs 1 13,000 0 13,000National Library of Medicine 1 5,000 0 5,000Smithsonian Astrophysical Observatory 3 129,767 50,006 179,773

Total 5 $147,767 $50,006 $197,773

Total FY 2001 — Federal 451 $45,148,085 $13,964,902 $59,112,987

Total FY 2000 — Federal 439 38,826,417 12,359,571 51,185,988

% Change, FY 2000 to FY 2001 3% 16% 13% 15%

NSF36%

Other7%

SBA3%

NASA4%

USDA5%DOE

8%

DOD19%

DHHS20%

Distribution of Award Dollars Accepted from Federal Agencies • Fiscal Year 2001

Total Costs • $59,112,987

Figure 9


30

Governor's Highway Safety Bureau 1 31,246 3,125 34,371

MA Board of Higher Education 5 217,591 7,409 225,000

MA Cultural Council 2 30,000 0 30,000

MA Department of Economic Development 3 1,169,175 27,273 1,196,448

MA Department of Education 9 377,640 26,124 403,764

MA Department of Environmental Management 10 485,946 48,643 534,589

MA Department of Environmental Protection 5 451,948 45,196 497,144

MA Department of Food and Agriculture 11 1,056,227 39,973 1,096,200

MA Department of Labor & Workforce Management 1 90,909 9,091 100,000

MA Department of Public Health 6 260,802 2,622 263,424

MA Department of Transitional Services 1 1,540,268 154,027 1,694,295

MA Division of Energy Resources 2 246,965 53,035 300,000

MA Division of Fisheries and Wildlife 9 158,774 5,326 164,100

MA Division of Marine Fisheries 3 82,800 0 82,800

MA Environmental Trust 2 30,706 3,070 33,776

MA Exec Off of Environmental Affairs 5 121,818 12,182 134,000

MA Exec Off of Public Safety 1 32,000 0 32,000

MA Highway Department 15 2,966,422 296,643 3,263,065

MA Office for Victim Assistance 1 48,925 0 48,925

MA Office of The Jury Commission 1 45,114 4,511 49,625

MA Port Authority/Massport 1 10,000 0 10,000

Metropolitan District Commission 1 31,818 3,182 35,000

Total FY 2001 — Commonwealth 95 $9,487,094 $741,432 $10,228,526

Total FY 2000 — Commonwealth 112 8,294,896 619,932 8,914,828

% Change, FY 2000 to FY 2001 -15% 14% 20% 15%

Table 10Awards Accepted from the Commonwealth of MassachusettsFiscal Year 2001



31

Amherst Public Schools 1 10,700 0 10,700

Athol-Royalston Reg School District 2 32,133 3,213 35,346

Barnstable County 1 2,727 273 3,000

Bolton Town of 1 13,636 1,364 15,000

Boylston Town of 1 13,626 1,363 14,989

CA Environmental Protection Agency 1 39,456 4,495 43,951

Chelsea Ctr for Recycling & Econ Devel 1 50,000 0 50,000

Chester Town of 1 18,018 1,802 19,820

East Bridgewater Town of 1 7,159 716 7,875

Franklin Regional Council of Governments 1 9,091 909 10,000

Greenfield Town of 1 4,527 453 4,980

Holyoke City of 1 1,700 0 1,700

Holyoke Public Schools 1 8,779 879 9,658

New England Transportation Consortium 2 55,614 30,588 86,202

New Hampshire Fish and Game 1 18,150 1,815 19,965

North Adams Public Schools 1 19,275 1,927 21,202

North Andover School District 1 8,696 1,304 10,000

Pittsfield Public Schools 1 15,836 1,584 17,420

Springfield City of 1 197,431 51,331 248,762

Templeton Town of 1 7,254 725 7,979

Worcester County Conservation Districts 1 -7,792 -779 -8,571

Total FY 2001 — Other States & Local Govts 23 $526,016 $103,962 $629,978

Total FY 2000 — Other States & Local Govts 22 378,902 84,410 463,312

% Change, FY 2000 to FY 2001 5% 39% 23% 36%

Table 11Awards Accepted from other States & Local GovernmentsFiscal Year 2001



32

Industry39%

OtherSponsors

3%

HealthAgencies

2%

Institutes &Associations

8%

Foundations14%

Other Colleges& Universities

34%

Distribution of Award Dollars Accepted from the Private Sector • Fiscal Year 2001

Total Cost • $19,758,374

Figure 10

Table 12Awards Accepted from the Private SectorFiscal Year 2001

Sponsor Awards Direct Indirect Total

Non-ProfitFoundations 55 2,667,705 120,179 2,787,884Health Agencies 9 206,136 91,600 297,736Institutes and Associations 57 1,514,210 169,679 1,683,889Other Colleges and Universities* 93 5,004,854 1,625,290 6,630,144Other Sponsors 24 493,912 58,361 552,273

Total FY 2001 -- Non-Profit 238 $9,886,817 $2,065,109 $11,951,926

Total FY 2000 -- Non-Profit 278 10,703,887 2,280,451 12,984,338

% Change, FY 2000 to FY 2001 -14% -8% -9% -8%

Total FY 2001 -- Industry 256 $6,070,790 $1,735,658 $7,806,448

Total FY 2000 -- Industry 283 4,768,851 1,162,342 5,931,193

% Change, FY 2000 to FY 2001 -10% 27% 49% 32%

Total FY 2001 -- Private Sector 494 $15,957,607 $3,800,767 $19,758,374

Total FY 2000 -- Private Sector 561 15,472,738 3,442,793 18,915,531

% Change, FY 2000 to FY 2001 -12% 3% 10% 4%

* A significant portion of these awards are prime Federal funds.

*


33

Table 13Summary of Project Characteristics & Award Types by Sponsor CategoryFiscal Year 2001

Project Award Number $ AmountType Type Awards Awards

Federal Research Grant 307 39,389,517Instruction Grant 7 1,349,453Other Grant 24 2,158,353

Research Co-op 51 5,785,347Instruction Co-op 4 1,700,136Other Co-op 3 1,792,896

Research Contract 50 6,598,716Instruction Contract 0 0Other Contract 5 338,569

Commonwealth Research Grant 0 0of Massachusetts Instruction Grant 0 0

Other Grant 1 10,000

Research Co-op 0 0Instruction Co-op 0 0Other Co-op 0 0

Research Contract 63 5,997,305Instruction Contract 2 19,000Other Contract 29 4,202,221

Other States Research Grant 0 0& Local Governments Instruction Grant 0 0

Other Grant 0 0


Research Contract 16 504,959Instruction Contract 4 76,368Other Contract 3 48,651

Continues Next Page


34

Non-Profit Research Grant 61 2,808,329Private Instruction Grant 4 358,480

Other Grant 39 1,025,151

Research Co-op 3 57,767Instruction Co-op 0 0Other Co-op 0 0

Research Contract 104 6,384,304Instruction Contract 3 -161,063Other Contract 24 1,478,958

Industry Research Grant 106 1,550,159Instruction Grant 2 20,500Other Grant 6 46,917


Research Contract 132 5,980,714Instruction Contract 0 0Other Contract 10 208,158

Total 1,063 $89,729,865

Project Award Number $ AmountType Type Awards Awards

Table 13 Continued


35

Contracts35%

CooperativeAgreements

11%Grants54%

Distribution of Award Dollars by Award Type • Fiscal Year 2001

Total Value • $89,729,865

Figure 11

Contracts42%

CooperativeAgreements

6%Grants52%

Distribution of Award Numbers by Award Type • Fiscal Year 2001

Total Cost • 1,063

Figure 12


36

Notes

1. Reporting Costs, Awarded vs. Recovered

There is often a significant difference between the fundsreported in the OGCA Report of Sponsored Activities(RSA) as awarded during the fiscal year to the AmherstCampus, and the University's Financial Records Systems(FRS), of funds expended and indirect costs earned duringthe same fiscal year. This discrepancy can be especiallyproblematic in projecting indirect cost.

To clarify:

A. The OGCA Report of Sponsored Activities lists theamount of firm commitments awarded by outside spon-sors to the University during the period of the fiscal yearbeing reported. This does not necessarily coincide withthe effective dates for incurring expenditures and recov-ering indirect costs. Figures 7 and 8 on page 20 illustratethe differences between $ awarded and $ expended overa ten year period.

B. If a multiple year award is issued, the firm commit-ment of funds is reported in the RSA. For example, if athree year award is issued with either incremental fundingor firm commitment for the first year only, we reportonly the amount of the increment or the first year (generally the effective dates will reflect only the firstperiod). The remainder of the funds and effective datesare reported when the sponsor authorizes or releasesthe additional funds. If the Sponsor authorizes the fullamount with no contingencies for a multiple year period,then the total amount for the full project period isreported in the same year it was awarded.

C. The University Financial System reports expendituresand indirect cost recovery during the period that theawards are active. Indirect costs are charged and recov-ered monthly, based on the current month's actualexpenditures of each account/award.

As a result of the two reporting functions, awarded vs.earned indirect costs in any given period cannot be rec-onciled exactly. However, the data from both systemsare valuable in the University's analyses and projections.

2. Awards with negative dollar amounts.

Reductions of awards, e.g. sponsor mandated reduction,early termination, transfer of grant to another institution,etc., are recorded as negative dollar amounts. They arelisted in the report as credits with new OGCA numbers.This serves to report changes in awards during the periodin which they occur.

3. Award Type Definitions:

Grant: An award instrument issued to the University in support of a particular activity, but usually not requiring a“product” other than technical progress reports. A grantcontains terms and conditions associated with the awardingof funds and is therefore termed “restricted”. (A few spon-sors award “unrestricted” grants).

Contract: A bilateral award agreement which specifieswork to be performed, deliverables, and specific require-ments. Also, any bilateral document specifying terms andconditions agreed to by both parties.

Cooperative Agreement: A type of contract which outlinesinvolvement of both parties to the agreement.

4. Report Distribution and Availability.

This report and further details on individual awards andsponsors are available online at:

http://www.umass.edu/research/ogca.

For a printed copy of the Sponsor Supplement and AwardDetail report please send a written request [email protected], or to:Wayne Gelineau, OGCA, 408 Goodell Building.


P r o j e c t s � C o l l a b o r a t i o n � Te a m i n g A g r e e m e n t s � Sponsor sh ip � S c h o l a r s h i p �

b i l i t y � A l l o w a b i l i t y � Lia i son � C o n t r a c t S p e c i a l i s t � Awards Management �

s t � Research � I n s t r u c t i o n � P a r t n e r s h i p � G r a n t � C o n t r a c t � C o o p e r a t i v e

t i o n s � I n d u s t r y � F e d e r a l A g e n c i e s � S t a t e A g e n c i e s � H e a l t h A g e n c i e s �

t e l l e c t u a l P r o p e r t y � C o n s i s t e n c y o f C o s t s � N e g o t i a t i o n � Facilitation � Aw a r d s �

b o r a t i o n � Teaming Agreements � S p o n s o r s h i p � S c h o l a r s h i p � S t u d e n t S u p p o r t �

� L i a i s o n � C o n t r a c t S p e c i a l i s t � Aw a r d s M a n a g e m e n t � I n t e r p r e t a t i o n �

n s t r u c t i o n � P a r t n e r s h i p � G r a n t � C o n t r a c t � Coopera t ive Agreement � B a s i c

Federa l Agenc i e s � S t a t e A g e n c i e s � H e a l t h A g e n c i e s � I n s t i t u t e s � A s s o c i a t i o n s �

s t e n c y o f C o s t s � Negot ia t ion � F a c i l i t a t i o n � Aw a r d s � P r o p o s a l s � F u n d i n g �

e e m e n t s � S p o n s o r s h i p � S c h o l a r s h i p � S t u d e n t S u p p o r t � Educat ion �

Contrac t Spec ia l i s t � Aw a r d s M a n a g e m e n t � I n t e r p r e t a t i o n � R e a s o n a b l e n e s s

t n e r s h i p � G r a n t � C o n t r a c t � C o o p e r a t i v e A g r e e m e n t � Bas i c Agreement �

c i e s � Sta te Agenc i e s � H e a l t h A g e n c i e s � I n s t i t u t e s � A s s o c i a t i o n s � A u d i t s �

Cos t s � N e g o t i a t i o n � F a c i l i t a t i o n � Aw a r d s � P r o p o s a l s � F u n d i n g � P r o j e c t s �

S p o n s o r s h i p � Scho lar sh ip � S t u d e n t S u p p o r t � Educat ion � A l l o c a b i l i t y �

c i a l i s t � Aw a r d s M a n a g e m e n t � I n t e r p r e t a t i o n � R e a s o n a b l e n e s s o f C o s t �

G r a n t � C o n t r a c t � C o o p e r a t i v e A g r e e m e n t � B a s i c A g r e e m e n t � F o u n d a t i o n s �

e n c i e s � Heal th Agenc i e s � I n s t i t u t e s � A s s o c i a t i o n s � A u d i t s � In t e l l e c tua l Proper ty

� F a c i l i t a t i o n � Aw a r d s � P r o p o s a l s � F u n d i n g � P r o j e c t s � C o l l a b o r a t i o n �

d e n t S u p p o r t � E d u c a t i o n � A l l o c a b i l i t y � Al lowabi l i ty � L i a i s o n � C o n t r a c t

U N I V E R S I T Y O F M A S S A C H U S E T T S

O F F I C E O F G R A N T A N D C O N T R A C T A D M I N I S T R AT I O N

G O O D E L L B U I L D I N G , A M H E R S T, M A 0 1 0 0 3


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