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  • 7/23/2019 s.r. Bommai v. Union of India (1994) 3 Scc 1 Deadly Law

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    You Are Here : Home Case Analysis Case Analysis: S.R. Bommai V. Union Of India (1994) 3 SCC 1

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    Introduction

    Judicial Review

    The power of the courts of a country to examine the actions of

    the legislative, executive, and administrative arms of the

    government and to determine whether such actions are

    consistent with the constitution. Actions judged inconsistent are

    declared unconstitutional and, therefore, null and void. The

    institution of judicial review in this sense depends upon the

    existence of a written constitution[1].

    In law, judicial review is said to be the power of the court to

    check the legal validity of the action taken by the legislature and

    to limit the over use of the same.

    Article 356: Background

    Case Analysis: S.R.Bommai v. Union of India(1994) 3 SCC 1 adminmain November 24, 2013 Case Analysis No Comment

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    Dr. B.R. Ambedkar was of the view that the Constitution must

    provide for situation of break-down of the Constitutional

    machinery in the State analogous to provisions contained in

    Section 93 of the 1935 Act. If a situation arises, for whatever

    reason, where the government of a State cannot be carried on in

    accordance with the provisions of the Constitution, he said, the

    President of India must be empowered to remedy it. For thatpurpose, he could take over all or any of the functions of the

    government as well as of the State Legislature. He could also

    make such other provisions as he may think necessary

    including suspension of the provisions of the Constitution except

    those relating to High Court. This power, he stated must be

    understood in the context of draft Article 277(A) (Article 355),

    which cast an obligation upon the Union to protect every State

    against external aggression and internal disturbance and to

    ensure that the government of every State is carried on in

    accordance with the provisions of the Constitution. To discharge

    this obligation, he said, the center must be empowered to take

    over the government of the State. At the same time, he said, the

    President is not expected to act in a wanton or arbitrary manner

    but on the basis of a report from the Governor or on the basis of

    other material in his possession, as the case may be.

    AN ANALYSIS OF ARTICLE 356:

    The heading of Article 356 characterizes it as a provision

    providing for failure of Constitutional machinery in State. Clause

    (1), however, does not use the words failure of constitutional

    machinery. Even so, the significance of the title of the Section

    cannot be overlooked. It emphasizes the level, the stage, thesituation in which the power is to be exercised. Clause (1) speaks

    of the President being satisfied that a situation has arisen in

    which the government of the State cannot be carried on in

    accordance with the provisions of this Constitution. If so

    satisfied, he may, by proclamation, assume and exercise the

    several powers mentioned in Sub-clauses (a), (b) and (c). An

    analysis of Clause (1) of the Article yields the following

    ingredients: (a) if the President is satisfied; (b) on receipt of

    report from the Governor of State or otherwise; (c) that a

    situation has arisen in which the government of the State cannot

    be carried on in accordance with the provisions of the

    Constitution; (d) the President may by proclamation, (1) assume

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    to himself all or any of the functions of the Government of the

    State of all or any of the powers of the Governor or any other

    body or authority in the State except the legislature of the State;

    (ii) declare that the powers of the legislature of the State shall be

    exercised by the Parliament or under its authority; and (iii) make

    such incidental or consequential provisions as appear to him to

    be necessary or desirable for giving effect to the objects of theproclamation including provisions for suspending in whole or in

    part the operation of any provisions of this Constitution relating

    to anybody or authority in the State. (The proviso to Clause (1)

    clarifies that nothing in the said clause shall authorize the

    President to assume to himself any of the powers vested in or

    exercisable by a High Court or to suspend in whole or part the

    operation of any provision relating to High Courts.) Clause (2)

    says that any proclamation under Clause (1) can be revoked or

    varied by a subsequent proclamation. Clause (3) provides that

    every proclamation issued under Clause (1) (except a

    proclamation revoking a previous proclamation) shall be laid

    before each House of the Parliament and shallcease to

    operate at the expiration of two months unless before the

    expiration of that period it has been approved by resolutions of

    both Houses of Parliament. The proviso to Clause (3) provides

    for a situation where the Lok Sabha is dissolved on the date of

    the proclamation or is dissolved within two months of suchproclamation. Clause (4) says that a proclamation so approved

    by both Houses of Parliament shall, unless revoked earlier, cease

    to operate on the expiration of period of six months. (By 42nd

    Amendment, the words one year were substituted for the words

    six months but by 44th Amendment, the words six months

    have been restored). The three provisos to Clause (4) provide for

    certain situations which it is not necessary for us to consider for

    the purpose of these cases. Clause (5), as inserted by 38th

    Amendment ran as follows: (5) notwithstanding anything in this

    Constitution, the satisfaction of the President mentioned in

    Clause (1) shall be final and conclusive and shall not be

    questioned in any court on any grounds. By 44th Amendment,

    however, this clause was repealed altogether and in its place a

    new Clause (5) introduced which limits the maximum period, for

    which such a proclamation can be operative, to one year except

    in a case where a proclamation of emergency is in operation. It is

    not necessary to consider Clause (5) also for the purpose ofthese cases.

    Facts:

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    Karnataka Facts

    In the case of Karnataka, the facts were that the Janta Party

    being the majority party in the State Legislature had formed the

    Government under the leadership of Shri S.R. Bommai on August

    30, 1988 following the resignation on August 1, 1988 of the

    earlier Chief Minister Shri Hegde who headed the ministry fromMarch 1985 till his resignation. On 17 April, 1989 one legislator

    presented a letter to the Governor withdrawing his support to the

    Ministry. On the next day he presented to the Governor 19 letters

    allegedly written by 17 Janta Dal legislators, one independent but

    associate legislator and one legislator belonging to the BJP

    which was supporting the ministry, withdrawing their support to

    the ministry. On receipt of these letters, the Governor is said to

    have called the Secretary of the Legislature Department and got

    the authenticity of the signatures on the said letters verified. On

    April 19, 1989, the Governor sent a report to the President stating

    therein that there were dissensions in the Janta Party which had

    led to the resignation of Shri Hegde and even after the formation

    of the new party viz. Janta Dal, there were dissensions and

    defections. He, therefore, recommended to the President that he

    should exercise power under Article 356(1). The Governor did not

    ascertain the view of Shri Bommai either after the receipt of the

    19 letters or before making his report to the President. On thenext day i.e. April 20, 1989, 7 out of the 19 legislators who had

    allegedly sent the letters to the Governor complained that their

    signatures were obtained on the earlier letters by

    misrepresentation and affirmed their support to the Ministry. The

    State Cabinet met on the same day and decided to convene the

    Session of the Assembly within a week i.e. on April 27, 1989. The

    Chief Minister and his Law Minister met the Governor on the

    same day and informed him about the decision to summon the

    Assembly Session. The Chief Minister offered to prove his

    majority on the floor of the House, even by pre-phoning the

    Assembly Session, if needed. To the same effect, the Governor

    however sent yet another report to the President on the same day

    i.e. April 20, 1989, in particular, referring to the letters of seven

    Members pledging their support to the Ministry and withdrawing

    their earlier letters. In the end, he reiterated his opinion that the

    Chief Minister had lost the confidence of the majority in the

    House and repeated his earlier request for action under Article356(1) of the Constitution. On that very day, the President issued

    the Proclamation in dissolving the House. The Proclamation was

    thereafter approved by the Parliament as required by Article

    th

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    356(3).

    A writ petition filed in the High Court challenging the validity of

    dissolution was dismissed by a three Judge Bench inter alia

    holding that the facts stated in the Governors report cannot be

    held to be irrelevant and that the Governors satisfaction that no

    other party was in a position to form the Government had to beaccepted since his personal bona fides were not questioned and

    his satisfaction was based upon reasonable assessment of all

    the relevant facts. The High Court relied upon the test laid down

    in the State of Rajasthan case[2] and held that on the basis of

    materials disclosed, the satisfaction arrived at by the President

    could not be faulted.

    Issues

    The main issues included in the case are-

    1) Whether the presidential proclamation issued under Art.

    356(1) is amenable to judicial review or not? If, Yes then what is

    the extent of the judicial reviews, adding further, what is the

    nature of the presidential satisfaction? Is, it subjective or

    objective.

    First of all it is essential to know that the nature of the power

    conferred by Art. 356 to the president is a conditional power it is

    not an absolute power. There are basic two conditions which

    need to be fulfilled for the issuance of the presidentialproclamation; these conditions are imposed in Article 356 itself.

    Article 356(1) reads as-

    356. (1) If the President, on receipt of a report from the Governor

    1*** of a State or otherwise[3], is satisfied that a situation has arisen

    in which the Government of the State cannot be carried on in

    accordance with the provisions of this Constitution, the Presidentmay by Proclamation

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    (a) Assume to himself all or any of the functions of the

    Government of the State and all or any of the powers vested in or

    exercisable by the Governor 2*** or anybody or authority in the State

    other than the Legislature of the State;

    (b) Declare that the powers of the Legislature of the State shall be

    exercisable by or under the authority of Parliament;

    (c) Make such incidental and consequential provisions as appear

    to the President to be necessary or desirable for giving effect to the

    objects of the Proclamation, including provisions for suspending inwhole or in part the operation of any provisions of this Constitution

    relating to anybody or authority in the State:

    Provided that nothing in this clause shall authorize the President to

    assume to himself any of the powers vested in or exercisable by a

    High Court, or to suspend in whole or in part the operation of any

    provision of this Constitution relating to High Courts.

    More elaborately the two conditions are-

    Firstly, the president should be fully satisfy himself that there is a

    condition aroused in which the government of the state will not

    be able to function in accordance with the provisions of the

    constitution.

    Secondly, the presidential satisfaction should be based on the

    report of the governor or otherwise means that the

    satisfaction of the president should based on the either of the

    report of the governor or the president may otherwise haveinformation through accredited channel of communications and

    have it in custody and on consideration of which the president

    would reach a satisfaction that a situation has arisen in which

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    the Government of a state cannot be carried on in accordance

    with the provisions of the constitution or more briefly the

    materials and record should be self satisfactory in themselves

    for the issuance of such an proclamation which is referred as Dr.

    Ambedkars dead letter[4] for the government of the state.

    Analysis of the issues and relative reasoning

    The whole Issue can be divided to two parts;

    First part is related to the power and extent of courts to judiciallyreview the presidential proclamation.

    Second part deals with the nature of the presidential satisfaction.

    Dealing with the first part court broadened the purview of

    the judicial review as discussed in the case of State of

    Rajasthan v. Union of India[5] concluding that-

    Yes, the proclamation made by the president can be judicially

    reviewed, adding to the extent of the judicial power court says

    that the proclamation is subjected to the judicial review, to an

    extent of examining whether the conditions at the time of

    issuance of the proclamation have been fulfilled or not and that

    condition includes- whether there existed material for the

    satisfaction of the president, that a situation has arisen in which

    the government of the state could not be carried on in

    accordance with the provisions of the constitution.

    Moreover, if the proclamation is found to be in malafide or based

    on wholly irrelevant grounds then the supreme court of the high

    court can strike down the proclamation. The deletion of clause

    (5) from Article 356, removes the clouds of reviewability of the

    action. When called upon, the union of India has to produce thematerial on the basis of which action was taken. Its enquiry is

    limited to see whether the material was relevant to the action.

    Moreover, if any advice was tendered to the president by the

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    council of ministers,[6]then the court will not interfere into the

    matter that what advice was, but the material and record on

    which the advice was tendered to the president.

    Examples;

    Malafide[7]/Bad Faith

    Prof. de Smithin his book on bad faith stated that

    The concept of bad faith eludes precise definition, but in

    relation to the exercise of statutory powers it may be said to

    comprise dishonestly (or fraud) and malice. A power is exercised

    fraudulently if its repository intends to achieve an object other than

    that for which he believes the power to have been conferred. Hisintentions may be to promote another public interest or private

    interest. A power is exercised maliciously if its repository is

    motivated by personal animosity towards those who are directly

    affected by its exercised.

    So, if the material on records for such an proclamation is

    influenced by any kind of malicious feeling including any kind of

    political rivalry or irrelevant materials as in the case of State of

    Rajasthan v. Union Of India[8]. Where the political party in the

    power at the centre tendered such malafide advice against a

    state governed by another political party to the president. But in

    this case court due the enactment of 38 amendment which

    includes clause (5) to article 356 which say that-

    (5) The satisfaction of the president will be final and conclusive andcannot be challenged before any cour[9]t

    And decided the same and doesnt leave any scope of judicial

    review. Subsequently, clause (5) of the article was struck down

    by the enactment of the 44 amendment act. This opens the way

    for the ray of light of judicial review to enter the prison of

    presidential power under article 356(1) if the proclamation is

    made under such malicious minds and irrelevant material onrecords. This was subsequently seen in the case of S.R Bommai

    v. Union of India[10]. In which the bench of nine judges by

    majority of 5:4 broadened or say open up the scope of judicial

    th

    th

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    review.

    Dealing with the second part of the issue court says that

    the presidential satisfaction is a subjective one and it is

    subjected to the materials and records and also the reportof the governor of the state. Moreover, court guided that

    the facts and circumstances relevant to the satisfaction,

    that the government of the state cannot be carried on in

    accordance with the provisions of the constitution, should

    only be the ground of the satisfaction of the president.

    The President cannot exercise these powers under the

    Constitution on wish or whim. He has to have facts,

    circumstances which can lead a person of his status to form an

    intelligent opinion requiring exercise of discretion of such a

    grave nature that the representative of the people who are

    primarily entrusted with the duty of running the affairs of the

    State are removed with a stroke of the pen.

    His action must appear to be called for and justifiable under the

    Constitution if challenged in a Court of Law. No doubt, the Courts

    will be chary to interfere in his discretion or formation of the

    opinion about the situation but if there is no basis or

    justification for the order under the Constitution, the Courts will

    have to perform their duty cast on them under the Constitution.

    While doing so, they will not be entering in the political arena forwhich appeal to electorate is provided for.

    CONCLUSION

    The power conferred to the president by Article 356 is of grave

    nature and should not be used very frequently as used till date

    (over 100 times in more than 20 states). As the fear of the same

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    should take off the efficiency of the state governments as they

    doesnt know that when the dead letter would reach them. Also,

    they must be subjected to the judicial review to an extent of

    checking the legal validity of the proclamation only. Also it is

    submitted that though court have been provided with the power

    but it also has to be limited. As it is said by Justice Kailash Nath

    Katju, Divisional Manager, Aravali Golf Club and Anr. Vs.: ChanderHass and Anr[11]that-

    Judges must know their limits and must not try to run the

    Government. They must have modesty and humility, and not behave

    like Emperors[12].

    Lastly,Dr. Ambedkars stated that the constitution is a document

    given by the people to govern themselves not the bodies formed

    by the constitution. So, the main power should lies with the

    citizens of the country.

    The precedent of the case was followed subsequently in

    Rameshwar Prasad v. Union of India[13].In this case the scope of

    judicial review was broadened more.

    [1]Britannica Encyclopedia

    [2]AIR 1977 SC 1361

    [3]C.A.D Vol IX p. 177

    [4]C.A.D Vol IX p. 1970

    [5]AIR 1977 SC 1361

    [6]Article 74(1)

    [7]HM Seervai, constitutional law of india,volume 3, p.3095

    [8]AIR 1977 SC 1361

    [9]Clause (5) added by 38 amendment(1975) and struck downth

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    by the 44 amendment act(1978)

    [10](1994) 3 SCC 1

    [11]2007 (14) SCALE 1

    [12]JUSTICE RUMA PAL, JUDICIAL OVERSIGHT OROVERREACH: THE ROLE OF THE JUDICIARY IN MODERN

    INDIA,2008

    [13](2006) 2 SCC 1

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