Financial Advisory and Intermediary Services Act: Determination of qualifying criteria and qualifications for financial services providers: AmendmentFINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (ACT NO 37 OF 2002)
No.33052 9
AMENDMENT NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICA1'ONS FOR FINANCIAL SERVICES PROVIDERS, 2008
I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, after consultation with the Advisory Committee on Financial Services Providers, hereby under paragraph 5(1) (a) of Part V of the Determination of Fit and Proper Requirements for Financial Services Providers, 2008, amend Annexure 2 to the Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as set out in the Schedule to this Notice.
This Notice is called the Amendment Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, No. 1 of 2010.
GE ANDERSON, Deputy Registrar ofFinancial Services Providers
10 No. 33052 GOVERNMENT GAZETTE, 26 MARCH 2010
SCHEDULE
AMENDMENTS NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2008
1. Definition
In this Schedule ''the Notice" means the Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as published by Board Notice 105 of 2008 in Government Gazette No. 31514 of 15 October 2008.
2. Amendment of the index of Annexure 2 to the Notice
Annexure 2 of the Schedule to the Notice is hereby amended by the sUbstitution of the index of Annexure 2 for the following:
"ANNEXURE 2: QUALIFICATIONS LIST SECTiON 1 2 List 1: Qualifications recognised for Category I FSPs .....................................•.•.......2 List 2: Specified subject(s) I module(s) I unit standard(s) based qualifications
recognised for Category I FSPs 28 List 3: Qualifications recognised for Category I FSPs for the transitional period
only ...............•.•.•....•..............................•......•.........................•..•......•...•.......29
SECTION 2: ....•......••..•....•.•................•••.•......................•••..•.....•.•...•...•.••..•........•.....31 List 4: Qualifications recognised for Category II & IIA FSPs 31
SECTION 3: 48 List 5: Qualifications recognised for Category III FSPs 48 List 6: Qualifications recognised for Category III FSPs for the transitional
period only 64
SECTION 4: ...•.......•••.••..••..........•.......•....••.••....•..•.........•.....•.....••.•.••••...•.•.•.•...........66 List 7: Qualifications recognised for Category IV FSPs........•.......•....•...••.•...•..........66 List 8: Specified subject(s) I module(s} I unit standard(s) based qualifications
recognised for Category IV FSPs 79 List 9: Qualifications recognised for Category IV FSPs for the transitional
period only .............................•......•..•.............................••..•..•..•............••..• 80~
3. Amendment of Annexure 2 to the Notice Annexure 2 of the Schedule to the Notice is hereby amended by the substitution for Annexure 2 of the following Annexure:
2
SECTION 1
I
Qualification 10 i Category INo. c. !!. ii
---_.- ---- ---_.- ----- ------
Higher Certificate in FSB . . G G G G G G G G G G G G G G G G · Financial Markets and 028 Instruments (Historical Qualification\ --- -_.-
National Certificate: 14653 2 120 S - · · - · · · · · · · - · · · - S - Insurance Administration
i National Certificate: 48783 2 120 G --- j----
G ·· - · . · · · - - · · · . - · - . Financial Services
I Furfher Education and t---g ~- 1-------- i----- -------- ----- ------
G20185 4 120 S S G G S G · · - · · · S - Training Certificate: Banking
National Certificate: 20638 4 120 . · · · · · · · · · · · G · · · - . · Collective Investment Schemes
National Cert~jcate: 1------- 1------
S 1-----
---- '-------------- -----'---
....
!!. ii ---- ----~
1 2 3 4
I 5 6 7 8 9 10 11 12 I 13 14 15 16 17 18 19 KI
, c-c----
I Certificate: Financial 21166 4 120 S G S S G G G G G G G G G G G
I G S S S ·
Products I
I S
National Certificate: 24396 4 140 I · G · · - · · · · · · · · · · - - · Risk Management ,soh---~
National Certificate: 48640 4 - G G · . - · · · · · · · - · · G · Financial Services Management
---- e------ Further Education and 49356 4 150 - . · · · . - · · - · - · · · S · · .. Training Certificate: Medical Claims , Assessina
-.;;-----------
G ------
Further Education and 49835 4 140 · G - · G · · - - · - · · - - · - . Training Certificate: I Retail Insurance 66609
---- ------ ---- --- ---- Further Education and 49929 4 150 G S · · - S · · · · · · - · · · G G Training Certificate: I Short-term Insurance 66610
Further Education and 57613 4 160 · S - · · S - · - - - · - · · - - - Training Certificate: Short-term Risk
I Ivlanaaement -- ---'------ '---------
~ 9 .fTl I\) Q)
Qualification title ID I'll ~ Category INo. < D. ~ if
-------- --,--- ----- 1 2 3 4 5 6 8 9 10 11 12 13 14 15 16 17 18 19 KI
Further Education and 57917 4 1 G . G . . - . . - . - - . . - . . . G Training Certificate: I Wealth Management 66613 !
----_._.-
G5 N/A G G G G G G G G G G G G G G Management (Historical 041 Qualification)
-Assoclateship -----~
G GFSB 5 N/A G G G G G G G G G G G G G G G G G G ! Certificate: Building 042fSoolello, In"''''o of
South Africa (Historical Qualification) National Higher 1213 5 240 G G G G G G G G G G G G G G G G S S G G Certificate: Banking
---------
Diploma: Road 3215 5 240 - G . . . G . - . . - - . . . - . - - . Transport Management Freight
1------- -- _________
liSA Programme: Life 7150- 5 120 G . G G G - G G G G G G G G - . - - G G Insurance 1
f------
r--GCertificate: Banking 11541 5 120 G G G G G G G G G G G G G G G G G G
I --~'---- ---------"-- ________L. __ ------
s: ~ ~ I\) o.... o
5
!2. ;: -------
----- -----
(3Diploma: Banking 14373 5 384 G G G G G G G G G G G G G G G G G G G
I -- ------- -----
Certificate in 17001 5 1 G G G G G G G G G G G G G G G G G G G Management and
ILeadership (CML)
National Certificate: 20186 5 120 I G G G G G G G G G G G G G I G G G G G G (3 Banking I
61589 ! Diploma: Treasury: 20334 5 240 G G G G G ( G G G G G
------------- G G G G G G G G
International Banking
----- ------- f----- Diploma: Accounting 20402 5 252 G G G G G ( G G G G G (:i G G G G G G
---c---
Technician
----
Higher Certificate: 20411 5 120 G S G G G S G G G G G G G G - - - G G Short-terrn Insurance
Higher Certificate: 20411 5F
G - G - G - G G G G G G G G - - - - G . Long-term Insurance
----
~-----
Gl o <m JJ Z s: mz -I Gl te;
S J11 I\) CJl
6
--,--- r------
QualificatIon title ID CD iil Category INo. < Cl. !l!. if
--- ---
~ ----_.-
-Certificate: Local 23616 5 120 I G G G G G G G G G G G G G G G G G G G
Govemment
----- -i3 1--------- National Certificate: 23973 5 120 G G G G G G G G G G G G G G G G G G G Wealth Management
1---- ~Advanced Certificate: 24356 5 284 - . . - . . . . . . . . . . . - - .
International Trade [ (Exports/Imports)
jAcm iG--- ----
G ~ G-Certificate: Practical 36047 5 163 G G G G G G G --G- G G G G G G G Management
i-,-- --:.- -Certificate: Banking 48533 5 120 G G G G G G G G G G G G G G G G G G Services Advice
National Diploma: 49860 5 245~ G G G G G G G G G G G G G G G G G G G Finanoial Servioes Long Term Risk Assessment
f------
iG ----_.- --'c3 ---=.-- -----
National Certificate: 57608 5 120 G G G G G G G G G G G G G G G G G Wealth Management
Certifioate: Banking 57639 5 120 G G G G G G G G G G G G G G G G G G G G (Finanoial Servioes) /
62794 --- _ -'-----,--- '-----'------ --,--
... 01
7
I 0 jID r ... Qualification tItle lD lD Category I
I
----
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
I ------ -------
National Certificate: 57918 5 120 . G . - . 13 - - - - - - - - - - - - Short Term Insurance
c-------
~Certificate: Financial 57998 5 120 S G S S S G S I G G G ( G G S G G S S Planning I
62810 ----------
National Certificate: 58002 5 131 G G G G G G G G G i
G G G G G G G G G G Banking Services I I Advice 62811
Diploma: Business 58341 240 G G G G G G G G G G G G G G G G G ,--- ~5
Management
---------- - National Certificate: 59201 5 162 G G G G G G G G G G G G G G G G G (
Generic Management
--_.-
Registered Financial 59234 5 120 G G G G G G G G G -13 G G G G G G G G (
Planner (RFpTM)
-------
Certificate: Bank Credit 59829 5 120 G G G G G G G G G G G G G G G G G G G I 62813
National Certificate: 61529 5 120 - G . - . G - - . - - - - . - . . . - Loss Adjusting
i,
... (ll
~ 9 .m rIJ OJ
8
c----
!!.
9-'10'11 IT1 2 3 4 5 6 7 8 ] 12 13 14 15 16 18 19 I
! National Certificate: 61589 5 120 G G G G G G G G G G G G G G G G G I~ Gt-G- Banking
------ "<3 ~-- Certificate: 62269 5 120 G G G G G G G G G G G G G G G G G G G Management
. Development I i---_.-
--- ----- --.;----
Bachelor ofCommerce: FSB 6 360 G G G G G G G G G G G G G G G G G G General 029 University of Transkeil Walter Sisulu University National Diploma: 961 6 360 G G G G G G G G G G G G G G G G G G G G Economic Management Analysis
i National Diploma: 977 6 360 G G G G G G G G G G G G G G G G S S G G Banking
1----.;--- National Diploma: Cost 1061 6 360 G G G G G G G G G G G G G G G G G G G G and Management Accounting
i---------------
G G G G -f--National Diploma: 2165 6 360 G G G G G G G G G G G G G G G
Intemal AudITing
'------------ -------- ~-- ----
No. e. !. it
1 2 3 4 I
5 6 7 8 9 10 1'1 12 13 14 15 16 17 18 19 KI
~~~~~~~~ ~~ -~~~~
Bachelor of Social 2961 6 384 G G G G G G G G G G G G G G G G G G G Science i
Bachelor of Commerce: 3095 6 432 G G G G G G G G G G G G G G G G G Accounting
6rr~ G- -~~~~~~~
~~Bachelorof Commerce: 3117 G G G G G G G G G G G G G G G Finance 6432 G.GIGBachelor of Commerce: G G G G G G G G G G G G G G G G G
I Industrial Psychology I I ~~~~~~~~ ~ ~ ~ ~
~-~~~
Bachelor of Commerce: 4737 6 432 G G G G G G G G G G G G G G G G G G G Accounting
Bachelor of Accounting 5535 6 408 G G G G G G G G G G G G G G G G G G G Science I
Bachelor of Commerce 5563 6r G G G G G G G G G G G G G G G G G G G
I
.... Cl)
GJ
10
Qualification title 10 C1l ca Category INo. < Co !t 11
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Baccalaureas 5997 6 432 G G G G G G G G G G G G G G G G G G G G Procurationis
Bachelor of Commerce 6153 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Laws/ 6875/ 6 360 G G G G G G G G G G G G G G G G G G G G Bachelor Legum 6877/
Bachelor of Commerce: 7039 6 430 G G G G G G G G G G G G G G G G S S G G Banking
Bachelor of Commerce: 7263 6 360 G G G G G G G G G G G G G G G G G G G G Economics
Bachelor of 7333 6 360 G G G G G G G G G G G G G G G G G G G G Administration
Bachelor of Commerce 7849 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce: 7895 6 360 G G G G G G G G G G G G G G G G G G G G Monetary Economics
Bachelor of Commerce 8543 6 536 G G G G G G G G G G G G G G G G G G G G
Ul
~ ~ Ul
~
.... II)
11
No. < Co ~ ~
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Bachelor of Economics 8613 6 536 G G G G G G G G G G G G G G G G G G G G
Bachelor of Law 8877 6 480 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce 9843 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce: 9878 6 360 G G G G G G G G G G G G G G G G G G G G Law
Bachelor of Banking 14375 6 504 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce: 14779 6 384 G G G G G G G G G G G G G G G G G G G G Accountancy
Bachelor of Commerce: 14780 6 416 G G G G G G G G G G G G G G G G G G G G Accounting
Bachelor of Commerce 15147 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce 15337 6 384 G G G G G G G G G G G G G G G G G G G G
I\) o
Gl o <m II Z s:: m z --l Gl
~ 9 JTl I'J (])
12
r 0 1Qualification title 10 C1l iil Category INo. < c.
~J!!. ;::;: III
f--~ -----_.- ---, 7 -~~
>--~ ~---~~
~ t--::-~~
Bachelor of 15506 384 G G G G G G G G G G G G G G G G G G G G Accountancy
f--c----~~ -~ ~- f--~~ ~~ ~G- ~=--~~
Bachelor of Commerce: 15594 6 369 G G G G G G G G G G G G G G G G G Law ,
~-~~- f--~~
Bachelor of Science: 16253 6 384 G G G G G G G G G G G G G G G G G G G Actuarial Science
c~-~ 473- ------- '--G 1-<3Bachelor of Commerce: 16386 G G G G G G G G G G G G G G G G G G Investment Management
Bachelor ofCommerce: ~~
16441 6 G G G G G c--= -G G G G G G G G G G ~421 G G G
Agribusiness Management
G ----_.-
Bachelor of Commerce: 16912 6 536 G G G G G G G G G G G G G G G G General Management
I-=-----~~
~ I------~
~Bachelor of Commerce: 16913 6 536 G G G G G G G G G G G G G G G -~~~ <3-
G Banking
-- ~~
T I---Bachelor ofCommerce: 16927 6 568 G G G G G G G G G G G G G G G G G
Agricultural Economics
No. < c. !eo it
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
B.Com (Risk 16936 6 528 G G G G G G G G G G G G G G G G G G G G Management)
------ e----- ----G '<3Diploma in 16991 6 360 G G G G G i
G G G G G G G G G G G Management Leadership (DML)
reIOiOfCOmme",e, 6 386 G G G G G G G G G --- - f---- -
19584 G G G G G G G G G G Accounting Sciences
!
Management Sciences I
-Bachelor of Economics: 19592 6 370 G G G G G G G G G G G G G G G G G G G G Economics and Management ! i
Bachelor of Military 6 360 G G G G G G G G G G G G G ---_.-
19669 G G G G G G Science
I !
G. . G - . - . . - . - . . - (Specialisation in Long- I term insurance)
Diploma: Insurance 20412 6 120 . G - - G - - - - . - - - - - - - - . (Specialisation in Short- term insurance)
Bachelor of Arts (Law) 23375 6 360 G G G G G G G G-~---
G G G G G G G G G G G
I ----'------ ,---- ------~---
G) o <m JJ Z s: m z -I G) » N
~ m
14
Qualification title CD CD Category INo. < Co !eo ;=
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
National Diploma: 23653 6 240 G G G G G G G S S S S S S G G G G G G G Financial Markets
Diploma: Accounting & 24326 6 360 G G G G G G G G G G G G G G G G G G G G Business Administration
Diploma: Marketing 24327 6 350 G G G G G G G G G G G G G G G G G G G G
Diploma: Management 35957 6 420 G G G G G G G G G G G G G G G G G G G G
Certificate: Business 36045 6 120 G G G G G G G G G G G G G G G G G G G G Management
National Certificate: 50481 6 120 G G G G G G G G G G G G G G G G G G G G Financial Markets & Instruments
Bachelor of Commerce: 58005 6 363 G G G G G G G G G G G G G G G G G G G G Banking Management
National Diploma: 57222 6 240 G G G G G G G G G G G G G G G G G G G G Management (Accountancy)
National Certificate: 57695 6 120 G G G G G G G G G G G G G G G G G G G G Financial Planning I
62795 z o w wo 01 I\)
15
!=11l"""ontil. ~~~
- !it-r ~~ ~ ~--~~ ,~----~~
1 234 5 .:{: 8 9 10 11 12 13 14 15 16 17 18 19 KI
~- '59233- G I---:~
Associate Financial '6120 G G G G G G G G G G G G G G G G G Planner (AFpTM)
I ~-
-~
Bachelor in Business 59850 6 360 G G G G G G G G G G G G G G G G G G G G Administration i
j~ -
Advanced Diploma: 62270 6 120 G G G G G G G G G G G G G G G G G G G Management
I Bachelor of Commerce: ~-~~ ---~ - I--~, ~-~~~~ ~~~~- G--~~~~--~~-(3~ ~-- -,~
~--~ ~~- --~
-c3 G i- G ---- ~~-'-G ~---~ ~~~ r~ ~---~
Higher diploma: 62814 6 240 G G G G G G G G G G G G G Banking
I
-~~ ~ ~---~ ~~ -~ ~---~ -~,
~ I---~
I National Diploma: Cost 72220 6 360 G G G G G G G G G G G G G G G G G and Management
i Accounting
National Diploma in 72610 6 360 G G G G G G G G G G G G G G G G G G G G Management
tV
~ m :Il Z s: m ~ tV ~ 9 rn II) Ol
s:» :Ilo J: II) o.... o
16
r- (')
---- ~~~~~-
1 :2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
~~~---~- -- ~~~--f--~~~
certificate: Wealth 73350 6 120 G G G G G G G G G G G G G G G G G G G Management
FSS- ~~~~ ~~~-
Registered Persons 6 N/A G G G G G G G S G G G G G G G G G G G Exam: Specialisation 030 in the Equity Market • Must include the
3 prescribed modules
I--~~~
Registered Persons FSB 6 I N/A G G G G G G G G G G G S G G G G G G G G Exam: Specialisation 031 in the Bond Market
I (Compliance): • Must include the
3 prescribed modules
Registered Persons FSB 6 N/A G G G G G G G S G S G G G G ~~
G G G G G Exam: Specialisation 032 in the Bond Market (Trader) • Must include the
I 4 prescribed modules
-'-------~ ~ ~ ~ ~
17
I (")
No. < Co !!!. ~
~~~~~~ ~~- ~~~~-~~~ ~~~ -~~
1 2 3 4 5 6 7 8 10 11 12 13 14 15 16 17T 18 19
I-----~~~~ ~ ~ ~-~~ -~~ ~~~~--~ ~~-~ ~~-
modules
---_.- "6Registered Persons FSB NjA G G G G G G G G G G G G S G G I G G G G G
Exam: Specialisation 034 I
5 prescribed modules -
S \3- -\3 ~~~~-
G G -------
Registered Persons FSB 6 NjA G G G G G G G G G G G G G G
Exam: Specialisation 035 in the Currency Derivatives Market (Advice): • Must include the
4 prescribed modules
G G ~~~~- ~~~~-
Registered Persons G G G G G G G G S G G G G Exam: Specialisation 036 in the Currency I Derivatives Market (Trader): • Must include the
3 prescribed modules
GRegistered Persons FSB 6 NjA G G G G G G G S ~~~~~ G ~~~.
~~~-~~- ~--~ ~~-'-----
~ 9 Jl1 I\) Ol
s:» :0 o I
!!!. i ..... ----------- --,--
1 2 3 4 5 6 7 8 ---
10 11 12 13 14 15 16 17 18 19 KJ
-EXchange Market: • Must include the
3 prescribed modules
Registered Persons FSB 6 N/A G G G G G G G G S G G G G G G G G G G Exam: Specialisation 038
in the Money Market: • Must include the
3 prescribed modules
Registered Persons FSB 6 N/A G G G G G G G G G G G G G G G G G G G G Exam: Agricultural 039
Products
~odules___ -----
IT: -liSA Programme in FSB G G - G G - G . - - . · - . . . - · G
Advance Insurance 043 Practice: Pensions
FSS-liSA Programme in 120 G G G G G G . . . . - · . . - . . · G G Advance Insurance 044 Practice: Short term insurance liSA Programme in FSB -
G G G G --------- ~-------
6 120 G . . - - . - · . . - - · G G Advance Insurance 045 Practice: Long term insurance
z o
No. ~ c. ~
------- ~.~._~~ ---~
2 T3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
i
Bachelor of Science: 62469 6 360 G G G G G G G G G G G G G G G G G G G G Mathematical Statistics /
17398 f---.;:----------- --~--
I Bachelor of Commerce: FSB 6 - G G G G G G G G G G G G G G G G G G G FinancIal Planning 040
---- -GBachelor of Technology: 1019/ 7 480 G G G G G G G G G G G G G G G G G G G Banking 57202
----- ----- - - c---- ----- ~Bachelor 01 Technology: 1325 7 480 G G G G G G G G G G G G G G G G G Marketing I
1---=-----:-- -- G --- Bachelor 01 Accounting 2559 7 128 G G G G G G G G G G G G G G G G G G G Honours i
I
I Postgraduate Diploma: ---- -----(3 --_._.- ----G
2629 7 128 G G G G G G G G .;:--
G G G G G G G I Finance Banking and
Investment Manaaement j
Bachelor of Commerce 3093 7 120 G G G G G G G G G G G G G G G G G G G G Honours: Accounting
---------- ----~ ____c
I Bachelor of Commerce 3093 7 120 G G G G G G G G G G G G G G G G G G Honours: Specialisation
I in Internal Auditing I
Bachelor of Commerce 7 f---- G G G G G
---_.- ------ 3093 120 G G G G G G G G G G G G G G
Honours (All specialisations) I
GJ
~ m 11 z s: m z -i GJ ~ ~ rn I\:l 0>
s:» 11 () :r I\:l o -' o
20
~ 0
--cJQualification title 10 Cil Category INo. c. ii
1 2 3 4 5 7 ···S-T 9 10 11 12 13 14 15 16 17 18 19 KI
~ ....~ j--......
rs of Commerce 3095 7 120 G G G G G G G G G (; G G G G G G G s: Accounting
Bachelor of Commerce 3137 7 1 G G G G G G G G G G (; G G G G G G G G G Honours: Investment Management
Bachelor of Business 4403 7 576 G G G G G G G G G G G G G G G G Science: All specialisations
Bachelor of Business 7 576 G G G G G G G G G .. _. ...r-a-..4411 G G G G G
Science: Actuarial Science
---------------------_...
~ ._.
------------------------ --------
+i110=- I-:- ICSA Programme in 96 G G G G G G G G G G G G G G G G G G Strategic Management 2 and Corporate Govemance Bachelor of Commerce 7215 7 200 G G G G G G G G G G G G G G G G G G G G Honours: Banking
.._~.
s: ~ ~ II.) o ...10
No. < c. ... -.!E. ii 1----- ----~- ,- ~~~~~ ~---
1 2 3 4 5 6 7 8 9 10 111 12 13 16 17 18 1
1
f-=- ~~~~
G G G G G ~G G G GBachelor of Business 14784 7 544 G G G G G G G G G G G ~ Science: Economics
~.~~~--- ----~- +---=- -c-
Bachelor of Arts 14860 7 160 G G G G G G G G G G G G G I G G G G G Honours: International
i Trade and Finance i~~~~~- ~ i----- ---
Bachelor of Business 15370 i 7 150 G G G G G G G G G G G G G G G G G Management and
i Administration Honours I
160 G G G :}: ---_.-
~~~~- -------
G G 'G G GBachelor of Arts 15475 7 160 G G G G G G G G G G G G G Honours: Trade and Development
'PostGraduate Diploma.: ---_.- -----
G G -~ ~~~~-
-~ G G15497 7 120 G G G G G G G G G G G G G G G Management Financial i
IAccounting I
!
Honours: Agribusiness Management
Bachelor of Commerce 120 G G G G ~~~- ~-- --- ---_.-
16955 7 G G G G G G G G G G G G G G Honours: Investment Management
'-------- ~~- ~ ~~~----.J -----
(j)
~ ~ m
22
en
1 2 3 4 5 6 7 8 9 10 1'1 12 13 14 15 16 17 18 19 KJ
Bachelor in 16994 7 120 G G G G G G G G G G Gi G G G G G G G G G Management /36 Leadership (BML) 0 Bachelor of Commerce 18974 7 160 G G G G G G G G G G G G G G G G G G G G Honours: Financial Management
Bachelor of Commerce 19960 7 120 G G G G G G G S S S S S S S G G G G G G Honours: Financial Analysis and Portfolio Manaaement Bachelor of Commerce 19962 7 120 G G G G G G G G G G G G G G G G G G G G Honours: Financial Management
Advanced Diploma: 20351 7 120 G G G G G G G G G G G G G G G G G G G G Insurance Management
Post-Graduate Diploma: 20391 7 240 G G G G G G G G G G G G G G G G G G G G Account Practice
Post-Graduate 20392 7 480 G G G G G G G G G G G G G G G G G G G G Professional Qualification: Professional Accountant in Business Bachelor of Laws 22993 7 480 G G G G G G G G G G G G G G G G G G G G
Diploma: Company 36050 7 240 G G G G G G G G G G G G G G G G G G G G Direction
(j)
~ ~ (j)
s: ~ ~ t\l o.... o
z 9 w w o (Jl t\l
23
No. < Q. !2. i
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Postgraduate Diploma: 48866 7 160 G G S S S G S- G G G G G G S G G G G G G Financial Planning (Differs according to provider)
"120 i
Advanced Postgraduate 48867 7 G G G G G G G G G G G G G G G G i G G G G Diploma: Financial
I
Planning (Differs accordil1~10 provider) Chartered Accountant: 48913 7 679 G G G G G G G G G G G G G G G G G G G AUditing
Bachelor of 50148 7 120 G G G G G G G G G G G G G G G G G G G Honours: Financial Planning
Bachelor of Technology: 65341
1
7 480 G G G G G G G G G G G G G G G G G G G Internal AUditing
Postgraduate FSB 7 120 - - - - G - G - - - - - - - - - - - - Diploma: 046 Management (Retirement Funds) Certified Financial 59235 7 120 S G S S S G G G G G G G G S G S G G S Planner (CFP®)
j
---------- -------
--
1 2 3 4 5 6 7 8 9 10 "11 13 14 15 16 17 18 19 KJ
r-----
.. - ___ e___
Bachelor ofTechnology: 72429 7 480 G G G <: G G G G G G G G G G G G G G G G Marketing
Doctor of Commerce: 3133 8 360 G G G G G G G G G G G G G G G G G G G G Investment Manaaement
G-Master of Commerce: 3135 8 G G G G c: __ e_ 1---- (3-240 G G G G G G G G G G G G
Investment ~Claement ---- fee___ __ e
Master of Commerce: 4807 8 300 G G G G G G G G G G G G G G G G G G G Specialisation in
I Banking ------
I Doctor of Commerce: 4887 8 144 G G G G G G G G G G G G G G G G G G G G
HSpe~eJlsaliO"-," Insurance Science Master of Business 4909 8 300 G G G G G G G G G G G G G G G G G G G G
I Administration
Master o(Business 5047 8 G G G G G G G G G G -----_.-
120 G G G G G G G G G G Administration
G ---1---- T[M_, of Bus'o.", 9257 8 240 G G G G G G G G G G G G G G G G G
Administration
- ..L-eeee__ .
25
I
!2. ii ~~-,~~
~1 31 4 ~~ '5 6 7 8 9 10 11 12 13 14 15 ~----c~~=
17 18 19
G G I--~~ ~-~ ~~~ ---~~ - I---~
~~~-
Master of Business 19606 8 288 G G G G G G G G G G G G G G G G G G G Administration: Telematic
Master of Business --_.-
G G G G G G G G G G G G G G19608 8 j 120 G G G G G G Management and Administration
Master of Business 36072 8 440 G G G G G G G G G G G G G G G
I
G G ----- +----c ~~
G G ---_.-
Master: Business 36078 8 200 G G G G G G G G G G G G G G G , Administration: General
I-----~ ~ ~~~~1-- 0 ----~~
G -~- --~~-- I--~~
C"'~~ 62271 8 233 G G G G G G G G G G G G G G Administration
=~~- f Si Chartered Financial FSB - - S G S S S G S S S S S S S G S S S G
I Analyst (CFA ) 001 ~ (Foreign Qualification)
A~el'native Investment FSB I-----~ ~- ~~~~-~~
G G G G G G G- . . - - - - - - G - - - - - Specialist (CAIA) 002 {Foreign Qualification}
Chartered Insurance FSB - - - G G . G - - . - - - - - - - . - G
Institute (CII): Certificate 003 in Insurance L{foreign Qualification}
-'----~~ ~~~~~ ~----- ~~~~-
I~~
1:f141 2
I 3 4 5 6 7 8 9 10 11 12 15 16 17 I 18 19 KI
I
Chartered Insurance FSB - - G G G I G . G . - . . - - - . G . - G G Institute (CII): Diploma 004 in Insurance (Foreign Qualification)
i~~--~~~ ~~----~ ~~~
--_.-
Fellowship of the CII FSB - - G G G G G G G G G G G G G G G G G G G (Chartered Insurance 006
IInstitute) tForeian Qualificationl
FSS-I ~~~ 1----- ~~- f-~~ _._~-
Associate ship of the CII - - G G G G G G G G G G G G G G G G G G (Chartered Insurance
007 IInstitute) (Foreign Qualification) Post graduate Diploma FSB 8 120 . . - . G - G . . - . . - - - - - - - Management 008 (Retirement Funds)
~ Internationa.l certificate FSB . - G G G G G G G G G G G G G G G G G G G . I in Financial Advice 009
International Diploma in FSB - . G G G G G G G G G G G G G G G G G G G G Compliance 010
DKChartered Insurance FSB . - G G G G G G G G G G G G G G G G G G G G Institute Certificate in 011 Financial Planning
L ~ ~ ~ ~ ~ ___ L __~~~
!!!. ii
1 2 3 4- 5 6 7 8 9 10 "11 12 13 14 15 16 17 18 19 KI
ACI Dealing Certificate FSB - - - - - - - - - - G - - - G - - - - G - - 012
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28
List 2: Specified subject(s) I module(s) I unit standard(s) based qualifications recognised for Category I FSPs
~ ~ ~ ~
Qualification title 10 a Specified subJectsl modulesl unit standards based qualifications recognised for Category INo. e a.
!!!. if ~~
~~~~~~-
• "This qualification is recognised if it contains the following unit standards: 230071, 230075, 242655, 252203~. 242815, 110028, 242658, 242657, 120127, 13379, 117156, 114759,243137, 252191,7223,14963,12456, 117709,242584,242593.
• To be recognised for short-term insurance the following electives will apply: 120011, 119679,242653, 120114,243137, 117121
· To be recognised for the following electives will apply: 117126, 119261, 11713
• To be recognised for short-term and long-term deposits the following electives will apply: 7223, 7231, 7236, ~, 14759, 117156
• Please note: This SAQA ID for this aualifi~8JiCJ"ls the same as for the National Certificate: Bankin (20185J NQF level 4 National Certificate: 20186 5 120 G - G G - - - G G G G G G G - G G G ? Banking
ThIs qualification is recognised ifit contains the following unit standards: 12886, 12887, 12888, 12937, 12863, 7343,230071,230075, 7334, 7356, 7361, 13948,242614.
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List 3: Qualifications recognised for Cate"ory I FSPs for the transitional period only
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The qualifications included in the list below will only be recognised up to and including 31 December 2009 in accordance to the Fit and Proper R' ~ Fi' 'IS' P. 'd 2008P XreQUirements o,"~~ manc/a erVices rOVlers, art
;: -~ ~~ -~~
1 2 3 5 6 7 8 9 10 1'1 12 13 14 15 16 17 18 19 KI
Postgraduate Certificate FSB . . . . . - - . . . - . - . - - · G . - - in Medicine and Law 013
Certificate Health FSB - - - ,~ - . I - . I . - , . . · . . · · G - - . -
Benefits Examination 014 I I I
SAIM Programme in FSB 72 G G G G I G G G G G G G G G G G ( G G G ~ Business Management 015
I I(UNISA)
Certificate of FSB N/A G G ~- -~~~~
4 . - · - - - - - - - . · · - . - - - Proficiency: Long-term 017 basic (Category B Programme) - ~~~ ~~~~~~~~~~~~~
UNISA Course: FSB 5 30 G - G - · - - - - - · - - · . G G - . Fundamentals of 018 Banking & Risk Manaoement UNISA Certificate in FSB 6 60 G G G G G I G
I G G G G G G G G G G G G G G!
Financial Management 019
UNISA Programme: FSB ~~~
G G G G ~~~
6 96 G G G G G G G G G G G G G Banking 020~~ J
30
5" (")
Provider specific 10 ! Qualifications recognised only for transitional period for Category Iqualification title No. !!. iif ~~r--- ~ ~ ~ ~~~~~ ~~~~~~ ~ ~ ~ ~
11 ~~~~~~~
I 1 2'-3 4 5 6 8 9 10 12 13 14 15 16 17 18 19 KI
~~~~~~~~ ~~~~- i~~~~
UNISA Programme: FSB 108 G G G G G G G G G G G G G G G G G G Risk Management 021
i -----
Programme in 7106- 6 48 G - ! G - . - G G G G G G G . - - - G . Investment analysis and 4
Iportfolio management
Health Benefits - 022 I
UNISA Advanced FSB 7 96 - - . - - - - G - - - . . - - . - - . . Programme: Property 023 Finance
UNISA Advanced FSB 7 108 G - G G G - G G G G G G G G - - G G G G~
Programme: 024 International &Central Ba,n~il1a
~~~~- ~~~~~
UNISA Advanced FSB 7 96 G - G G G - G G G G G G G G . G G G G Programme: Financial 025 Planning & Estates
~~+-~~~~~
Senior Management FSa 7 - G G G G G G G G G G G G G G G G G G G Programme 027
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31 ,jlo 0
List 4: Qualifications recognised for Category II & IIA FSPs
Qualification title 10 No. 0
Category II and IIA r
Cil(I)
< c.. !!. ~
--------
----- ---
Higher Certificate in Financial Markets and FSB 028 . . G G G G G G G G G G G G G G G . Instruments (Historical Qualification)
Bachelor of Commerce: General FSB 029 6 360 G G G G G G G G G G G G G G G University of Transkeil Walter Sisulu University
----------- --- -- National Diploma: Economic Management Analysis 961 6 360 G G G G G G G G ( G G G G G G G
----- National Diploma: Banking 977 j6 360 G G G G G G G G G G G G G G G G
i
National Diploma: Cost and Management 1061 6 360 G G G G G G G G G G G G G G G G Accounting
-----'
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32
r- Cil~ c.
!!. it 2,1 2..2 2_ -, 2,5 2,6 2.7 2.8 2,9 11 2.12 2.13 2.14 IIA KJ
!
--- Bachelor of Social Science 2961 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 3095 6 432 G G G G G G G G G G I G G G G (
1---------- Bachelor of Commerce: Finance 3117 6 432 G G G G G G G G G I G G G G GI
I
Bachelor of Commerce: Industrial Psychology 3255 6 432 G G G G G G G G G G G G G G G
I
Bachelor of Commerce: Economics and Law 4427 6 432 G G : G G G G G G G G G G G G G G I
Bachelor of Commerce: Accounting 4737 6 432 G G G G G G G G G G G G G G G G
1----
Bachelor of Accounting Science 5535 6 408 G G G G G G G G c G G G G G G
rrBachelor of Commerce 5563 G G G G G G G G I G G G G G G G z ~
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33
Qualification title IDNo. () Category II and IiA r- III ii1< Q. !2. s:
2.1 2.2 12.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 .2.11 2.12 2.13 2.14 IIA KI I
Baccalaureas Procurationis 5997 6 432 G G G G G G Cl -G G G G G G G G G
i----- ----- - 0-- ----- ---- 1----- -----~ ------
Bachelor of Commerce 6153 6 360 G G G G G G G G G G G G G G G G
c------ ---- ----
,--- ------
-- -----
Bachelor of Administration 7333 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce 7849 6 360 G G G G G G G G G G G G G G G G
I ! ------ ---- --- ------ ------ ._-- -
of Commerce: Monetary Economics 7895 6 360 G G G G G G G G G G G G G G G G
----- c------ ~Gof Commerce 8543 6 536 G G G G G G G G G G G G G G G
L _____ ! ---, ---
f!:j
34
r- .., ClI ClI< a. !!. ii
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Economics 8613 6 536 G G G G G G G G G G G G G G G G
Bachelor of Law 8877 6 480 G G G G G G G G G G G G G G G G
Bachelor of Commerce 9843 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Law 9878 6 360 G G G G G G G G G G G G G G G G
Bachelor of Banking 14375 6 504 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accountancy 14779 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 14780 6 416 G G G G G G G G G G G G G G G G
Bachelor of Commerce 15147 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce 15337 6 384 G G G G G G G G G G G G G G G G
(f)
~ '-l (f) /\o m JJ :t> Z .--1 I\l Ol
s:: ~ ~ I\l o...... o
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35
r- ., ~) ~c: Co ~!. it
2.1 2.2 2.3 2.4 2.5 2.6 ~!,7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Accountancy 15506 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Law 15594 6 369 G G G G G G G G G G G G G G G G
Bachelor of Science: Actuarial Science 16253 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Investment Management 16386 6 473 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Agribusiness Management 16441 6 421 G G G G G G G G G G G G G G G G
B.Com (General Management) 16912 6 536 G G G G G G G G G G G G G G G G
B.Com (Banking) 16913 6 536 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Marketing 16915 6 536 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Agricultural Economics 16927 6 568 G G G G G G G G G G G G G G G G
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36
I ... Cll Cll< Q. ~ it
-----
2.1 2.2 2.3 24 2.5 2.6 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
B.Com (RiSk Management) 16936 6 528 G G G G G G G G G G G G G
---------
Bachelor of Commerce: Accounting Sciences 19584 6 386 G G G G G G G G G G G G G G G
i
Bachelors of Commerce: Management Sciences 19587 6 370 G G G G G G 13 G G G G G G I
--- ~- ---- 1--- :crBachelor of Economics: Economics and 19592 6 370 G G G G G G G G G G G G Management
Bachelor of Military Science 19669 6 360 G G G G G G G G G G G G G
---
GBachelor of Arts (Law) 23375 6 360 G G l G G G G G G G G G G G G
National Diploma: Financial Markets 23653 6 240 G G G c: G S S S S S S G G G G G
---------- t---- Diploma: Accounting & Business Ad 6 360 G G G G G G G G G G G G G G G
I
37
~(l)
< Q. 2- it
2.1 2.2 2.3 2.41 2•5 2.6 :!.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
---- ····G Diploma: Marketing 24327 6 350 G G G G G G G G G G G G G G G
- f----. ...- ._.... f·_·
---_..
....
National Certificate: Financial Markets & 50481 6 120 G G G G G G G G G G G G G G G G Instruments
- National Diploma: Management (Accountancy) 57222 6 240 G G G G G G G G G G G G G G G G
National Certificate: Financial Planning 57695 '6 120 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Banking Management 58005 6 363 G G G G G G G G G G G G G G G G
f------ lAssociate Financial Planner (AFpTM) 59233 6 120 G G G G G G G G G G G G G G G G
!..
Bachelor in Business Administration 59850 6 360 G G I G G G G G G G G G G G G G G
I---_. -,_... .._---_. __... _ ...
G>
~ m ::j m t\) 0)
s:» JJ (') J: t\) o.... o
38
l; iii< Cl. !!. iif
---------
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.• 12.9 2.10 2.11 2.12 2.13 2.14 IIA KI
fA; .dvanced Diploma: Management 62270 6 120 G G G G G G G G G G G G G G G G
\------ Higher Diploma: Banking 62810 6 240 G G G G G G G G G G G G G G G G
----- l----- Bachelor of Commerce: Banking Management 62812 6 363 G G G G G G G G G G G G G G G G
---- 1---- National Diploma: Marketing 65306 6 360 G G G G G G G G G G G G G ( G
National Diploma: Cost and Management 72220 6 360 G G G G G G G G G G G G G G G G Accounting
National Diploma in Management 72610 6 360 G G G G G G G G G G G G G G G G
Certificate: Weatth Management 73350 6 120 G G G G G I ( G G G G G G G G G G
I
Bachelor of Science: Mathematical Statistics 624691 6 360 G G G G G G G G G G G G G I G G 17398
--
~I iil Co
i iff I 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 12.12 2.13 2.14 IIA KI ;
I IRe9istered Persons Exam: Specialisation in the
I -_._.-
FSB031 6 N/A G G G G G G G G S G G G G G G G iSond Market (Compliance): ! i· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the ~~-~~
;
Must include the 4 prescribed modules
!FSB 033 ~-- ~~ G- S~ GRegistered Persons Exam: Specialisation in the 6 N/A G G I G G G G S G G G G G G
Futures Market • Must include the 5 prescribed modules
-~--~~ ~ ~~~~~ c-~~ ~--~--~~ -~~
Registered Persons Exam: Specialisation in the FSB 034 61N/A G G G G G G G G G S G G G G G G Yield - X Market: ;
· Must include the 5 prescribed modules I - - --------- ~~~- -~~~ ~
--- ,~~ ~~~- ~~------~
Registered Persons Exam: Specialisation in the FSB036 i
6 N/A G G G G G G G G G S G G G G G G Currency Derivatives Market (Trader):
I• Must include the 3 prescribed modules ~~-- ~- -
Registered Persons Exam: Specialisation in the FSB037 [ 6 N/A G G G G G G G G G G G S G G G G Foreign Exchange Market:
I· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB038 6 N/A G G G G G S G G G G G G G G G G Money Market:
·-INiA • Must include the 3 prescribed modules
Registered Persons Exam: Agricultural Products FSB 039 G G G G G G G G G
I
G G G G G G G • Must include the 3 prescribed modules
I ~~~~~~~~~~ '------~~
G) o <m JJ Z s:: m ~
~ 9 fIl I'J m s::» JJ () ::r I'Jo.... o
40
l; ., (II
.._~ .._.
2.1 ! 2.2 2.3 2.4 2.5 2.6 2:7 2.8 2.9 2.10 2.11 [2.12 2.13 2.14111A KI
I !
Bachelor of Commerce: Financial Planning FSB 040 6 - G G G G G <3 G G G G IG G G G G G
!
,--- f--- Bachelor of Technology: Marketing 1325 7 480 G G G G G G G G G G G G G G G G
I of Accounting Honours 2559 7 128 G G G G G G G G G G G G G G G G
...~
--------
Bachelor of Commerce Honours: Specialisation in 3093 7 120 G G G G G G G G G G G G G G G G Internal AUditing
'--------
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!!!. ii 2.1 2.2
-------
2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
~----
-----
-----
Bachelor of Business Science: Actuarial Science 4411 7 576 G G G G G G G G G G G G G G G G j
Postgraduate Diploma: Accounting 5191 7 120 G G G G G 3 G G G G G G G G G G
Bachelor of Lawsl Bachelor Legum 6015 7 480 G G G G G 3 I G G G G G G G G G G
------
~ ~ JTI ~ s: ):­ JJ () J: I\) o... o
42
I 2.31 2.4 2.5 I 2.6
1-4:-::5-:-47=-+-=7:-+-:2;-4-0+-G=-I---=-G--+~G G,--~-t-G~t-~ G-::-~+ G GPostgraduate Certificate: Advanced Taxation
I--~~~~ ---------------+
G G
G G
G G
G G
i--~~~-~~~--
Bachelor of Arts Honours: Trade and Development 15475 7 '160 G
l::----c----::-=---:-----c--------c---+~---c,-------+-----1'----___;~~~~-:- I-~I---I------'I--_____j:--- " --~-- [Bachelor of Business Management and 15370 7 150 G G G G G G G G r~:inistration Honours
IBachelor of Commerce Honours: International 15415 7 160 G Trade and Finance
16400 [7 180 +G----1 G
Graduate Diploma: Management Financial ~ccounting
Bachelor of Commerce Honours: Financial Management Sciences
15497 17 120 G G G
G G G
L- ~~___ -- ---'--__--L---l, __~~~L_ ----.J'---------J_----.J__..l_----.l__-'-_--L_---'-_---'-_---'-_--'-_--'-__-L_~~_,_,L_ ___'
r- iii~ Q. !t it
2.1 2.2 2.3 2.4 2.5 2.6 2.'7 2.8 2.9 ~10 2.11 2.12 2.13 2.14 IIA 1<1-
Bachelor of Commerce Honours: Investment 16955 7 120 G G G G G G Gi G G G G G G G G G Management
----1--
Bachelor in Management Leadership (BML) 16994 7 120/ G G G G I
~-
Bachelor of Commerce Honours: Financial 18974 7 160 G G G G G G G G G G G G G G G G Management
I i
Bachelor of Commerce Honours: Financial 19960 I 7 120 G G G G G S S S S S S S G G G G iAnalysis and Portfolio Management I
i ---~ ------ --
Bachelor of Commerce Honours: Financial 19962 7 120 G G G G G G G G G G G G I G G G G Management I
iAdvanced Diploma: Insurance Management 20351 7 120 G G G G G G G G G G G G G G - G
j
1-------- ---~I ---~-
--------- ~---
Post-Graduate Professional Qualification: 20392 7 480 G G G G G G G G G G G G G G G G Professional Accountant in Business
~L1G ----1---
--~------ -----_._--
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l--- -----~----
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
---------- -
Postgraduate Diploma: Financial Planning 48866 7 160 G S S S S G ( ( G G G S G G G G (Differs according to provider)
Postgraduate Diploma: Financial Planning 48866 7 120 G G G G G G C3 G G G G G G G G G (Differs according to provider) I
I --
Advanced Postgraduate Diploma; Financial 48867 7 120 I G !G S S S G G G G G GI
s G G G G Planning
--
Chartered Accountant: Financial Management 48912 7 698 G G G G G G G G G G G G G G G
e------ Chartered Accountant: Auditing 48913 7 679 G G G G G G G G G G G G G G G G
Bachelor of Commerce Honours: Financial 50148 7 120 S S S S S G G G G G G G G G G G Planning
1------- c----- ---l
Certified Financial Planner (CFP®) 59235 7 120 G S S S G G G G G G G S G G G
f-----------
Professional Postgraduate Qualification: 60654 7 120 G G G G G G G G G G G G IG G G Company Secretarial and Governance Practice z
o
r- ii!I'll.: c.
I !!t ii
-------
GBachelor of Technology: Internal Auditing 65341 1 480 G G G G G G G
I G G G G G G G G
I 'GIBachelor of Technology: ...g, n",u"\:j 72429 1 480 G G G G G G G G G G G G G G G
i
Doctor of Commerce: Investment Management 3133 8 360 G G G G G G G G G G G G G G G G
I !Master of Commerce: Investment Management 3135 8 240 G G G G G IG G G G G G G G G G G
~-- -- ------- --- Master of Commerce: Banking 4807 8 300 G G G G G G G G G G G G G G G G
i
Doctor of Commerce: Insurance Science 4887 8 ' 144 G G G G G G G G G G G G G G G G I
------_.- ---- ----- -----~--
Master of Business Administration 5047 .8 120 G G G G G G G G G G G G G G G G
Ir' of Bus',O$$ Adm','st,.,o, ---_.-
G ---- --- --
9257 8 240 G G G G G G G G G G G G G G G
I --
46
,---------
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
--- j-----
Doctor of Commerce: Banking 16574 8 300 G G G G G G G G G G IG G G G G G
- --- 1-""'(3 -- --_.-
~ G f----
Master of Business Administration: Telematic 19606 18 288 G G G G G G G G G G G G G
---
'Master of Business Administration: Tourism 36072 8 440 G G G G G G G G G G G G G G G G Development
---,------ Master: Business Administration: General 36078 8 200 G G G G G G G G G G G G G G G G
1--- ,----- ---- ----- f----- (3
----- 'GMaster: Business Administration 62271 8 233 G G G G G G G G G G G G G G
1-- - ~-- ------
Chartered Financial Analyst (CFA) FSB001 - - S S S S S S S S S S S S S S S S (Foreign Qualification)
----- f---- iAlternative Investment Specialist (CAIA) FSB 002 - - G G G G G G G G G G G G G G G G (Foreign Qualification)
Fellowship of the CII (Chartered Insurance FSB 006 - - G G G G G G G G G G G G G G G G Institute) (Foreign Qualification)
---'----- ----------'------. L __ -,---,---
47
Category II and IIA r ... ~ (ll
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2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
V\ssociate ship of the CII (Chartered Insurance FSB 007 - - G G G G G G G G G G G G G G G G Institute) (Foreign Qualification)
International Diploma in Compliance FSB 010 - - G G G G G G G G G G G G G G G G ! i I
V\CI Dealing Certificate FSB 012 - - - - - - - - i G - - - G - - - - -
I
(j) o <m :D Z s:: m z -l (j)
~ 9 m I\l (J)
s:: :P :D () I I\l o..... o
48
Qualification title 10 No. 0 Category III
I (;l(l) < l:l. g~ iJf
---
Higher Certificate in Financial Markets and FSB 028 . G G G G G G G G G G G G G G . Instruments (Historical Qualification)
Bachelor of Commerce: General FSB029 6 360 G G G G G G G ( G G G G G G G University of Transkeil Walter Sisulu University
I i
G- f----National Diploma: Economic Management 961 .6 360 G G G G G G G G G G G G G G fAnalysis
National Diploma: Banking 977 6 360 G G G G G G G G G G G G G G
National Diploma: Cost and Management 1061 6 360 G G G G G G G G G G G G G G G IAccounting
INational Diploma: Internal AUditing 2165 6 360 G G G G G G G G G G G G G G G
z o (;J (;J o U1 I\:l
49
[ c-----
13.113.2 ----------
3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
c----- ----
Bachelor of Agricultural Management 2483 6 384 G G G G G G G G G G G G G G G i
[BaChelor of Accounting 2549 6 384 G G G G G G G G G G G G G G G
Bachelor of Social Science 2961 6 384 G G G G G G G G G G G G G G G
IBachelor of Commerce: Accounting 3095 6 432 G G G G G G G G G G G G G G G
Bachelor of Commerce: Finance 3117 6 432 G G G G G G G G G G G G G G G
----------
Bachelor of Commerce: Economics and Law 4427 6 432 G G G G G G G G G G G G G G G
---------
~----
~ ~ JTI I\) 01
50
[; iil< c. !Eo it
.1 3.2 3.3 3A 3.51 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14
I
Bachelor of Commerce 5563 6 384 G G G G G G G G G G G G G G G
I I1------
5997 161432 GBaccalaureas Procurationis G G G G G G G G G G G G G G
Bachelor of Commerce 6153 6 360 G G G G G G G G G G G G G G G
Bachelor of Lawsl Bachelor Legum 68751 360 G G G G G G G G G G G G G G C 6877
Bachelor of Commerce: Banking 7039 430 G G G G G i G G G G G G G G G G
I Bachelor of Commerce: Economics 7263 6 360 G G G G G G G G G G G G G G
I i
Bachelor of Administration 7333 6 360 G G G G G G G G G G G G G G G
Bachelor of Commerce 7849 6 360 G G G G G G G G G G G G G G G
Bachelor of Commerce: Monetary Economics 7895 6 360 G G G G G G G G G G G G G G G I
I I
51
~ ~ ---- ,---~ ~
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
~ ~~~~~ f- t-----~~
Bachelor of Commerce 8543 6 536 G G G G G G G G G G G G G G G i
i~~~- ~---- f--~~ ~~-
Bachelor of Economics 8613 6 536 G G G G G G G G G G G G G G G
i Ii I
-~~ ~~----
Bachelor of Law 8877 6 480 G' G G G G G G G G G G G G G G
c------~~ ~~~~- ~~- -----
~Bachelor of Commerce 9843 6 360 G G G G G G G G G G G G G G
! ii --
G I--
Bachelor of Commerce: Law 9878 6 360 G G G G G G G G G G G G G G
~~~~j I--
Bachelor of Banking 14375 6 504 G G G G G G G G G G G G G G
Bachelor of Commerce: Accountancy 14779 6 384 G G G G G G G G G G G G G G G ,
Bachelor of Commerce: Accounting 14780 6 416 G G G G G G G G G G G G G G G
I i
,- - -~~ ~-- ,~~ ---~~~
~~-'---~~
~ 9 Jl1 til s::» JJ () :I:
~ -' o
52
I r- iaCll < Co
i~ ii ,-----
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 1
3.12 3.13 3.14 KI
~--- ---- --- Bachelor of Commerce 15337 6 384 G G G G G G G G G G G G G G G
19+ I -----"'----
----
Bachelor of Accountancy G G G G G G G G G G G G G G G
1 i I
Bachelor of Commerce: Law 15594 r-'" GI G G G G G G G G G G G G G G
16253 I 6 ------- ~ --1---- --
Bachelor of Science: Actuarial Science 384 G G G G G G G G G G G G G G G I
---I-- Bachelor of Commerce: Investment Management 16386 6 473 G G G G G G G G G G G G G G G
I
G --- f-
-------
B.Com (General Management) 16912 6 536 G G G G G G G G G G G G G G G
I
I--- Bachelor of Commerce: Banking 16913 6 536 G G G G G G G G G G G G G G G
Bachelor of Commerce: Marketing 16915 6 536 G G G G G G G G G G G G G G G
L ____
CfJ
s: ~ ~ N o.... o
Category III
i ~3"--I----
3.2 3.3 3.4 3.5 3.6 :U 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
-- -~-
is.Com (Risk Management) 16936 6 528 G G G G G
I G G G G G G G G G
I
'"G -- --~-
Diploma in Management Leadership (DML) 16991 6 360 G G G G G G G G G G G G G G
i Bachelor of Commerce: Accounting Sciences 19584 6 386 • G G G 1 G G G G G G G G G G G G
I f--- •
Bachelors of Commerce: Management Sciences 19587 6 370 I G G G G G G G G G G G G G G G
I
370-h3 I
-- -- ,----- GBachelor of Economics: Economics and 19592 6 G G G G G G G G G G G G G
Management I I
----_.- -
~--
I
~
National Diploma: Financial Markets 23653 6 240 I G
---~~--
G)
~ 9sn 1\1 O'J
54
i Category III
r- :J: 3.10 3.13 KI3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.11 3.12 3.14 I
1 f---- ------- ---------- 1----
Diploma: Accounting & Business Administration 24326 6 360 G G G G G G G G G G G G G G G
Diploma: Marketing 24327 6 350 G G G G G G G G G G G G G G G
GIDiploma: Management 35957 6 420 G G G G G G G G G G G G G G
I i
ICertificate: Business Management 36045 6 120 G G G G G G G G G G G G G G G i
National Certificate: Financial Markets & 5~.'p: G G G G G G G G G G G G G G G Instruments
--[--
National Certificate: Financial Planning 57695 6 120 G G G G G G G G G G G G G G
-
li3Associate Financial Planner (AFpTt") 59233 6 120 G G G G G G G G G G G G G G
en
Sl ~
55
~ Category III
i" ~~ 9:!l!.
iii 3:1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI 1
Higher Diploma: Banking 59830 6 240 G G G G G G G G G G ( G G G G j
ISachelorlnBusiness Administration I
-----
!Advanced Diploma: Management 62270 6 120 G G G G G G G G G G G G G G G
Higher Diploma: Banking 62810 6 240 G G G G G G G G G G G G G G G
Bachelor of Commerce: Banking Management 62812 6 363 G G G G G G G G G G G G G G G
National Diploma: Marketing 65306 6 360 G G G G G G G G G G G G G G G
G --_.-
National Diploma: Cost and Management 72220 6 360 G G G G G G G G G G G G iAccounting
National Diploma in Management 72610 6 360 G G G G G G G G G G G G G
Certificate: Wealth Management 73350 6 120 G G G G G G G G G G G G G G G
G) o <m JJ z s:: m ~ G) » N
~ m I\) Ol
56
~~~~~~~ ~ ~ ~ ~
-----------
3.1 :j:2Ti3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
~ ~ ~ ~
G G G GRegistered Persons Exam: Specialisation in the FSB030 6 N/A G G G G G G G G G G G Equity Market • Must include the 3 prescribed modules
IRegistered Persons Exam: Specialisation in the ~~~~~
FSB 031 6 N/A G G G G G G G G G G G G G G G Bond Market (Compliance): i· Must include the 3 prescribed modules
i ~~~~~~~-~
I GRegistered Persons Exam: Specialisation in the FSB032 6 N/A G G G G G G G G G G G G G G I
Bond Market (Trader) I
· Must include the 4 prescribed modules f~~~~
GRegistered Persons Exam: in the FSB 033 6 N/A G G G G G G G G G G G G G G Futures Market: • Must include the 5 prescribed modules
Registered Persons Exam: Specialisation in the FSB034 6 N/A G G G G G G G G G G G G G G G Yield - X Market:
Must include the 5 prescribed modules
Registered Persons Exam: Specialisation in the FSB035 6 N/A G G G G G G G G G G G G G G G !Currency Derivatives Market (AdVice): I. Must include the 4 prescribed modules
Registered Persons Exam: Specialisation in the FSBIT G G G G G G G G G G G G G G G Currency Derivatives Market (Trader):
· Must inclUde the 3 prescribed modules -
Registered Persons Exam: Specialisation in the FSB 037 6 IN/A G G G G G G G G G G G G G G G Foreign Exchange Market:
· Must include the 3 prescribed modules ~~~~~~
L. ~
57
Qualification title 10 No. ~I .'" .,'11I l; Ill' < c. !!. if
r-- ~--- ~--- ---- ------ ------ ~
i 3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
I I, ----- ~---- f-GRegistered Persons Exam: Specialisation in the FSB 038 6 N/A G G G G G G G G G G G G G G
Money Market:. Must include the 3 prescribed modules --- ~- f----
Registered Persons Exam: Agricultural Products FSB039 6 N/A G G G G G G G G G G G G G G. Must include the 3 prescribed modules !
L-.-- ------ [BaChelor of Commerce: Financiai Planning FSB040 6 - G G G G G G G G G G G G G G G
be- ----
1
7 480 G G G G G G G G G G G G G G
1_- 480 G G
--- 1------- Bachelor of Technology: Marketing 1325 7 G G G G G G G G G G G G G
I
---
-- - -----
Bachelor of Commerce Honours: Accounting 3093 7 120 G G G G G G G G G G G G G G G
-- ~- - ------- --- __ _----J
Bachelor of Commerce Honours: all 3093 7 120 G G G G G G G G G G G G G G speclalisations
II
~ 9 .m I\) O'l
Qualification title IDNo. n Category III r iilCIl <: Co !!. it
---- I---------
KI3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14
f-- f----- r-G ---- 1------ f G -----
iBachelors of Commerce Honours: Accounting 3095 7 120 G G G G G G G G G G G G
f--c:-Bachelor of Commerce Honours: Investment 3137 7 160 G G G G G G G G G G G G G G Management
------J--- a a -Bachelor of Business Science: Accounting 4403
I 7 576 G G G G G G G G G G G G G
! ! ---- ,----- -----fa --GBachelor of Business Science: Finance 4403 7 576 G G G G G G G G G G G G G
i c----
Bachelor of Business Science: Actuarial Science 4411 7 576 G G G G G G G G G G G G G G G
I ------ ------- a-f----- Postgraduate Diploma: Accounting 5191 7' 120 G G G G G G G G G G G G G G
I
I
r---aIBaChelorOi~lor L.,om 6015 7 480 i G G G G G G G G G G G G G G
7110-217
I
- 1------- --------1-- ICSA Programme in Strategic Management and 96 G G G G G G G G G G G G G G G Corporate Govemance
1 1---- Bachelor of Commerce Honours: Banking 7215 7 200 G G G G G G G G G G G G G G G
z o
~~-
3.1 3.2 3.3 I 3.4 3.5 3.6 :i7fUl3:9 3.10 3.11 3.1213.1313.14 KI I
Postgraduate Certificate: Advanced Taxation 14547 7 240 (3- G G G G G G G G G G G G G G
!
Bachelor of Arts Honours: International Trade 14860 7 160 G G G G G G G G G G G G G G G and Finance
i I
IT. I
Bachelor of Business Management and 15370 G G G G G G G G G G G G G G iAdminlstration Honours
154:- I~-~~~
G t-~
Bachelor 01 Commerce Honours: International 7 160 I G G G G G G G G G G G G G G Trade and Finance
I
160 I G ~f-
----+~ ~~~-
15497 7 120k_
G G G G G G G G G G G G G G ccounting
Bachelor of Commerce Honours: Financial 16400 7 180 I G G G G G G G G G G G G G G G Management Sciences I
~I I Bachelor of Commerce Honours: Agribusiness 16486 7 160 I G G G G G G G G G G G G G G G Management
I
~ 9 f1l I\) Ol
60
r- ... Cl) Cl) < c. ~ ij
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Commerce Honours: Investment 16955 7 120 G G G G G G G G G G G G G G G Management
Bachelor in Management Leadership (BML) 16994 7 120/ G G G G G G G G G G G G G G G 360
Bachelor of Commerce Honours: Financial 18974 7 160 G G G G G G G G G G G G G G G Management
Bachelor of Commerce Honours: Financial 19960 7 120 G G G G G G G G G G G G G G G ~nalysis and Portfolio Management
Bachelor of Commerce Honours: Financial 19962 7 120 G G G G G G G G G G G G G G G Management
Bachelor of Commerce Honours: Information 19970 7 120 G G G G G G G G G G G G G G G Systems
Post-Graduate Diploma in Account Practice 20391 7 240 G G G G G G G G G G G G G G G
Post-Graduate Professional Qualification: 20392 7 480 G G G G G G G G G G G G G G G Professional Accountant in Business
Bachelor of Laws 22993 7 480 G G G G G G G G G G G G G G G
(f)
s:: ~ ~ I\) o..... o
61
r~
< c.. !!. 11
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Diploma: Company Direction 36050 7 240 I G G G G G G G G G G G G G G G
I ~---~~
Postgraduate Diploma: Financial Planning 4881 160/ G G G G G G G G G G G G G G G (Depending on provider) 120
rdvanced Postgraduate Diploma: Financial 48867 7 120 G G G G G G G G G G G G G G G Planning
I - -~~~ ~--~
Chartered Accountant: Financial Management 48912 7 698 G G G G G G G G G G G G G G G I
:t ~~~- -~---I-~~ ~~~-
---~~~-~~
if ~-
Bachelor of Commerce Honours: Financial 50148 ~7 120 G G G G G G G G G G G G Planning i
ICertifieciFinancial Planner (CFPTM) G59235 7 120 G G G G G G G G G G G G G G
Professional Postgraduate Qualification: 60654 7 120 G G G G G G G G G G G G G G G Company Secretarial and Governance
IPractice I--~~ --~~
GBachelor of Technology: Internal Auditing 65341 7 480 G G G G G G G G G G G G G G
z o c.v c.v o 01 I\)
G>
~ ~ j11 I\) 0>
62
r iiiIII
I < c. !!!.. ii
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14
I !
Bachelor of Technology: Marketing 72429 7 480 G G G G G G G G G G G G G G
I Doctor of Commerce: Investment Management 3133 8 360 G G G G G G G G G G G G G G··~
I I
-----
'Master of Banking 4807 8 300 G G G G G G G G G G G G G G G
Doctor of Commerce: Insurance Science 4807 8 144 G G G G G G G G G G G G G
~- ------- f--- Master of Business Administration 4909 8 300 G G G G G G G G G G G G G G
Master of Business Administration 5047 8 120 G G G G G G G G G G G G G G G
f----- I Master of Business Administration 9257 8
1
240 G G G G G G G G G G G G G G G
f----
Doctor of Commerce: Banking 16574 8 300 G G G G G G G ( G G G G G G
1_- ~-
63
< Q. ~ Ii
------- ----- --------
I 3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
G- G G <3-Master of Business Administration: Telematic 19606 8 288 G G G G G G G G G G G
I Master of Business Management and 19608 8
1~ I GfG G G G G G G G G G G G G G
~dmjnistratjon I
~--
General ---- c--- - 1----
Master: Business 36078 8 200 G G G G G G G G G G G G G G G
I-- G I-- 1Master: Business Administration 62271 8 233 G G G G G G G G G G G G G G
I
FSBOof ---
---- ------
Altemative Investment Specialist (CAIA) FSB 002 . - G G G G G G G G G G G G G G G (Foreign Qualification) i
Chartered Insurance Institute (CII): Fellowship FSBOO6 - - G G G G G G G G G G G G G G G (Foreign Qualification)
------ --- ---- --- IAssociateship of the CII (Chartered Insurance FSBOO7 G G G G G G G G G G G G G G G Institute) (Foreign Qualification)
I
~ 9 J1l I\) OJ
64
< Co !2. ii
13.1 1
3 . 2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 i 3.10 3.11 3.12 3.13 3.14 KI
.-------- 1-------- -----
G ----- --- r---- .---
International Diploma in Compliance FSB 010 . . G G G G G G G G G G G G G G
- -- ,---- f\CI Dealing Certificate FSB 012 . . . - . . . - G . - - G - . . -
-----,----
List 6: Qualifications recognised for Category III FSPs for the transitional period only
The qualifications included in the list below will only be recognised up to and including 31 December 2009 in accordance to the Fit and Proper Requirements for Financial Services Providers, 2008 Part X.
Qualification title 10 No. (') Qualifications recognised only 10r transnlonal period 10r Category III
I; ;;l < a. !2. ~
III ,------ --- -----:- c----
3.1 3.2 3.3 3.4 3.5 3.6 3.7' 3.8 3.9 3.10 3.11 3.12 3.13 3.14 Kl
- ,--- i-
-----------~ ---
65
Qualifications recognIsed only for transitional period for Category III 1-
~l1l < Co ~ ~
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
UNISA Programme: Banking FSB 020 Ei 96 G G G G G G G G G G G G G G -
Senior Management Programme FSB 027 7 - G G G G G G G G G G G G G G G
z ~ w w o (]I f\)
G) o <m :D Z s::: m z -l G)
~ 9 m f\) Ol
66
List 7: Qualifications recognised for Category IV FSPs
Qualification title 10 No. Level Credits Category IV KJ 1--------- ----- Higher Certificate in Financial Markets and Instruments FSB 028 - - G - (Historical Qualification) f-- National Certificate: Insurance Administration 14653 2 120 G G
National Certificate: Financial Services 48783 2 120 G G
Certificate: Banking 20185 4 120 G G
------
Certificate: Financial Products 21166 4 120 S G
Further Education and Training Certificate: Long-term 49649 4 140 G G Insurance
Further Education and Training Certificate: Short-term 49929 4 150 G G Insurance
Further Education and Training Certificate: Wealth 57917 4 150 G G Management
Diploma in Business Management (Historical FSB 04J 5 N/A G G Qualification)
Associateshlp Certificate: Building Societies Instit~ FSB042 5 N/A G G South Africa (Historical Qualification)
National Higher Certificate: Banking 1213 5 240 G G
z o til til o 01 I\)
67
------ National Certificate: Banking 1217 5 120 G G
Diploma: Investment Management 3139 5 240 G G
~s~,amm., ". los"an" 7150·1 5 120 G G
- ertificate: Banking 11541 5 120 G G
I
14373 5 384 G G
-- Certificate in Management and Leadership (CML) 17001 5 120 G G
--- National Certificate: Banking 20186/61589 5 120 G G
piploma: Treasury: International Banking 20334 5 240 G G
IDiPloma: Accounting Technician f--
Higher Certificate: Short-term Insurance 20411 5 120 G G
--- Certificate: Banking 21164 5 120 G G
---- - Ice:icat:: Management Development 22151 5 120 G G
G---~ National Certificate: Business Studies 22452 5 120 .
-_.- --- ---- Certificate: Local Government 23616 5 120 G G
Certificate: Practical Management
68
---
!
----
National Certificate: Short-term Insurance 57918 5 120 G G I
Certificate: Financial Planning 57998 5 120 S G
National Certificate: Banking Services Advice 58002 / 62811 5 131 G G
Diploma: Business Management 58341 5 240 G G
National Certificate: Generic Management 59201 5 162 G G
,----------- .-- Registered Financial Planner (RFpTI") 59234 5 120 G G j
Certificate: Bank Credit 59829/ 62813 5 120 G G-
Certificate: Technology Management & Innovation 59449 5 120 G G i !
National Certificate: Banking 61589 5 120 G G
1------
69
r--~~~ ~~
National Diploma: Economic Management Analysis 961 6 360 G G
National Diploma: Banking 977 6 360 G G
~~-~~
of Agricultural Management 2483 G G6 384
r;;;~ of Accounting 2549 6 384 G G
of Social Science 2961 6 384 G G
c~~-~~~~ - of Commerce: Accounting ! 3095 6 432 G G
I~ ~~-
~-~~~~~
Bachelor of Commerce: Economics and Law 4427 6 432 G G
Bachelor of Commerce: Accounting 4737 6 432 G G
Bachelor of Accounting Science 5535 6 408 G G
~~~~~~ ~~-
(j)
~ 9rn I\) ell
70
---- Baccalaureas Procurationis 5997 6 432 G G
Bachelor of Commerce 6153 6 360 G G
----- Bachelor of Laws/ Bachelor Legum 6875/ 6 360 G G
6877
Bachelor of Administration 7333 6 360 G G
f-------
1--- 13--Bachelor of Commerce: Monetary Economics 7895 6 360 G
1
Bachelor of Commerce: Law 9878 6 360 G G
- Bachelor of Banking 14375 6 504 G G
Bachelor of Commerce: Accountancy 14779 6 384 G G z o til til o 01 l\:)
71
Bachelor of Commerce: Accounting 14780 6 416 G G
Bachelor of Commerce 15147
------_.-
.....~
Bachelor of Commerce: Law 15594 6 369 G G
Bachelor of Science: Actuarial Science 16253 6 384 G G
Bachelor of Commerce: Investment Management : 16386 6 473 G G
Bachelor of Commerce: Banking 16913 6 536 G G
_ ..._ ...
........
....
Bachelor of Commerce; Agricultural Economics 16927 6 568 G G
Bachelor of Commerce: Risk Management 16936 6 528 G G
Diploma in Management Leadership (DML) 16991 6 360 G G
Bachelor of Commerce: Accounting Sciences 19584 6 386 G G
(j)
~ 3 m
Bachelors of Commerce: Management Sciences 19587 6 370 G G
Bachelor of Economics: Economics and Management I 19592 6 370 G G
Bachelor of Military Science 19669 6 360 G G
Bachelor of Arts (Law) 23375 6 360 G G
National Diploma: Financial Mar\t;ets 23653 6 240 G G
Diploma: Accounting & Business Administration 24326 6 360 G G
24327Diploma: Marketing 6 350 G
Diploma: Management 35957 6 420 G G
Certificate: Business Management 36045 6 120 G G
National Certificate: Financial Mar\t;ets and Instruments 50481 6 120 G I G
National Diploma: Management (Accountancy) 57222 6 240 G G
INational Certificate: Financial Planning 57695 6 120 G G
IBachelor of Commerce: Banking Management 58005 6 363 G G
.- ~soclateFinancial Planner (AFpTM) 59233 6 120 G G
IHigher Diploma: Banking 59830 6 240 G I G z o w w o U1 tv
lXl...
73
~---
!Advanced Diploma: Management I 62270 i
6 120 G G
Bachelor of Commerce: Banking Management 62812 6 363 G G
I--~~~~
National Diploma: Marketing 65306 6 360 G G
National Diploma: Cost and Management Accounting 72220 6 360 G G
National Diploma in Management 72610 6 360 G G
Certificate: Wealth Management 73350 6 120 G G
Bachelor of Commerce: General FSB029 6 360 G G University of Transkei/ Walter Sisulu University
~ ~~~~ - Bachelor of Science: Mathematical 62469/17398 6 360 G G
~:~~~ered Persons Exam: Specialisation in the EqUity FSB030 I 6 N/A G G
I_tII'IustLngluc:le the 3 prescribed modules ------
Registered Persons Exam: Specialisation in the Bond FSB 031 6 N/A G G Market (Compliance):. Must include the 3 orescrlbed modules
1~:~~~redPe;:Sons Exam: Specialisation in the Bond FSB 032 6 N/A G G t (Trader) ust include the 4 prescribed modules
IRe9istered pe~ons Exam: Specialisation in the Futures FSB033 6 N/A G G Market: • Must ir"l9ude the 5 prescribed modules _
G> o <m :Dz s: mz -l
~ 3 m N Cl>
74
Qualification title (DNa. Level Credits ICategory IV KI
Registered Persons Exam: Specialisation in the Yield - X FSB 034 6 N/A G G Market:
· Must Include the 5 prescribed modules Registered Persons Exam: Specialisation in the Currency FSB035 6 N/A G G Derivatives Market (Advice):
· m~MlJst include the 4 prescribed modules I
Registered Persons Exam: Specialisation in the Currency FSB036 6 N/A G G Derivatives Market (Trader):
'. Must include the 3 orescribed modules f
IRegistered Persons Exam: Specialisation in the Foreign FSB 037 6 N/A G G 'Exchange Market: • Must include the 3 prescribed modules Registered Persons Exam: Specialisation in the Money FSB 038 6 N/A G G Market:
~~~~~~~~~
Bachelor of Commerce: Financial Planning FSB 040 6 - G G
Bachelor of Technology: Banking (1057202) 1019 7 480 G G
Bachelor of Technology: Marketing 1325 7 480 G G
- Bachelor of Accounting Honours 2559 7 128 G G
Post-Graduate Diploma: Finance Banking and Investment 2629 7 128 G G Banking
Bachelor of Commerce Honours: all specialisations 3093 7 120 G G
~~
--------~~~
75
Qualification ti1le IONo. level Credits Category IV KJ
-----
----
Bachelor of Business Science: Actuarial Science 4411 7 576 G G
-+-- --- Postgraduate Diploma: Accounting 5191 I 7 120 G G
I
Bachelor of lE.ws/ Bachelor Legum 6015 7 480 G G
IBachelor of Commerce Honours: Banking 7215 7 200 G G
_._---_._.- ICSA in Strategic Management and 7110-2 7 96 G G Corporate ,... 'w~
Postgraduate C"" """".."', ...." • .",,,"',, laxatiOn 14547 7 240 G G
+- - Bachelor of Business Science: 14784 7 544 G G
-- - Bachelor of Arts Honours: International Trade and 14860 7 160 G G Finance 1---- ---- -+--- Bachelor of Business Management and Administration 15370 7 150 G G Honours ~--
Bachelor of Commerce Honours: International Trade and 15415 7 160 G G Finance
------
Post Diploma: Management Financial 15497 7 120 G G Accounting
Bachelor of Commerce Honours: Financial Management 16400 7 180 G G Sciences ---
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!Quallflcatlan title IDNa. Level Credits CategarylV KI
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Bachelor of Commerce Honours: Financial Analysis and 19960 I 7 120 G G Portfolio Management I, -------------
Bachelor of Commerce Honours: Financial Management 19962 7 120 G G
Post-Graduate Diploma: Account Practice 20391 7 240 G G
Post-Graduate Professional Qualification: Professional 20392 7 480 I G G Accountant in Business
Bachelor of Laws 22993 7 480 G G
Diploma: Direction i 36050 7 240 G G
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Post-Graduate Diploma: Financial Planning (Depending , 48866 7 120/160 G G on provider)
Advanced Postgraduate Diploma: Financial 48867 7 120 G G
Chartered Accountant: Financial Management 48912 7 698 G G
Chartered Accountant: Auditing 48913 7 679 G G
Bachelor of Commerce Honours: Financial Planning 50148 7 120 G G
Certified Financial Planner (CFP®) 59235 7 120 G G
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Qualification title 10 No. LeVel Credits .....·"'l:I... ,i IV KI
-------
Bachelor of Technology: Internal Auditing 65341 7 480 G G
-- Bachelor of Technology: Marketing 72429 7 480 G G
Doctor of Commerce: Investment Management 3133 8 360 G G
- Master of Commerce: Investment Management 3135 8 240 G G
--- Master of Commerce: Specialisation in Banking
I 4807 8 300 G G
I ---
4887 --
Doctor of Commerce: Specialisation in Insurance 8 144 G G Science
IMaster of Business Administration 4909 8 300 G G
I Master of Business Administration G
-- 5047 8 120 G
Doctor of Commerce: Banking 16574 8 300 G G I
Master of Business Administration: Telematic 19606 8 288 G G
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Master: Business Administration 62271 8 233 G G
Chartered Financial Analyst (CFA) FSB 001 - - I S S (Foreign Qualification)
!Chartered Insurance Institute (CII): Certificate in FSB003 - - G G ~nsurance (Foreign Qualification)
Chartered Insurance Institute (CII): Diploma in Insurance FSB 004 - G G (Foreign Qualification)
Chartered Insurance Institute (CII): Advanced diploma in FSB 005 - - G G Insurance (Foreign Qualification)
Chartered Insurance Institute (CII): Fellowship FSB006 - - G G (Foreign Qualification) ------
Associate ship of the CII (Chartered Insurance Institute) FSB007 - - G G (Foreign Qualification)
International Certificate in Financial Advice FSB 009 - - G -
International Diploma in Compliance FSB 010 - - G G I I
UK Chartered Insurance Institute Certificate in Financial FSB 011 - - G G Planning c __________
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List 8: Specified sub)ect(s) / module(s) / unit standard(s) based qualifications recognised for Category IV FSPs
The qualifications included in the list below must contain the subjects I modules I unit standards as specified below in order to be recognised.
Qualification title 10 No. Level Credits w '1 IV KI
Further Education and Training Certificate: Banking 20185 4 120
· This qualification is recognised if it contains the following unit standards: 230071,230075,242655,252203,242815, 110028,242658,242657, 120127,13379,117156, 114759,243137,252191,7223,14963,12456,117709, 242584, 242593.
· To be recognised for the following electives will apply: 120011, 119679,242653, 120114,243137, 117121
· To be recognised for the following electives will apply: 117126, 119261, 11713
· To be recognised for short-term and long-term deposits the follOWing electives will apply: 7223, 7231, 7236, 114759, 117156
· F'letl~tJrl()ttJ:This $AC1AICJforthi~qlJ§llification is the ~ame as for the National Certificate: Banking (20185) NQF level 4 ----
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List 9: Qualifications recognised for Category IV FSPs for the transitional period only
The qualifications included in the fist below wiff only be recognised up to and including 31 DE~ember 2009 in accordance to the Fit and Proper Requirements for Financial Services Providers, 2008 Part X.
~;m~.onml' IDNo. Level CredIts Category IV
ificate of Proficiency: Long-term basic (Category B FSB 017 4 N/A G gramme)
UNISA Certificate in Financial Management 019 6 60 G
UNISA Programme: Banking FSB020 6 96 G
UNISA Programme: Risk Management FSB 021 6 108 G
UNISA Advanced Programme: Bank Credit FSB 026 7 96 G
Senior Management Programme FSB 027 7 N/A G
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