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Stanley Marcus Financial Disclosure Report for 2009

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  • 8/3/2019 Stanley Marcus Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT in Govermnent Act t~/" 1978FOR CALENDAR YEAR 2009I. Person Reporting (last p.ame, flrsi, middle m tliaI) Z. ~ouri" or Organization 3. Date nf Repor!Marcus, S~anley I 1 th Circui~ Cou~ of Appeals 4:26~2010

    4. Title (Ar{icle III judges ind~cmc acnvc or sc~fior slatus; 5a. Report Type (check appropriale t~p) 6. R~porling P~riod~ Nomination. Dale 0t/01,"2009U.S. Circui~Judge-Active ~ Initial ~ Annua! 12/31/20095b. ~ Amc~dcd Rcpo~

    7. Chambers ~r O ff ice Address 8. On the bas is oflhe information contained in ~his Repor~ and anymod ifications per~ainlng thereto, i l is. in my opinio~, in compliance99 NE 4th Street, Room 1235Miami, FL 33132 Reviewing Officer Date

    I 3 , 1 P O R T A N T N O T E S : Tt, e instructions accompanying this form must be followed Complete all parts,checking the NONE box.[br each part where you ha~e no reportabIe i~[~,rmation. Sign on last page.

    ~ NON E (No reportable positions.)POSITION NA M~ OF OROAN1ZATION/ENT1TY

    2.3.

    ~ N O N E (,~ reportable agreements.)DATE P A R T I E S A N D T E R M S

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    F I N A N C I A L D IS C L O S U R E R E P O R T NPage 2 of 9 .~,,rcus, Stanley 4 . . 2 6 / 2 0 1 0

    1 1 1 . N O N - I N V E S T M E N T I N C O M E . (R,porting individual at,d ~7 ............ "pp 1 7-24 o fflling i . . . . .. . . .tions.)A. Fi l ers No n-Investm ent Inco m e

    NONE (No reportable noti-investment it~come,)DATE S O UR C E A N D T Y P E I N C O M E

    (yours, not ~pouses)1. 2009 Adiunct Professor of Law - Brooklyn Law School $ I 0 ,000.002 . 2 0 0 9 Adjtmct Professor of Law - St. Fh~ma~ University School of Law $16 ,500 .003.

    4.

    B . S p o u s e s N o n - I n v e s t m e n t lncol~le - lf y,~u were married during any portion olthe reportlt~g year, complete this section.rDolhtr ~tmount n,t required except fi~r honoraria.)

    ~ (No reportab& non-investment income.)O N EDATE S O UR C E A N D T Y P E

    I. 2009 Temple Beth Am - sal~

    2.

    3.

    4.

    ~ N O N E (Wo reportable reimburseme~ts.)SOURCE ~ LOCATION PURPOSE I T E M S P A I D O R P R O V I D E D

    I. Brooklyn t .aw School A ug us t-O cto be r 2 0 0 9 B ro ok ly n. N Y Teach law school c~ass 200 9 Lodging @ I~LS and t ransporta t ion;Issoc~alCd whh l~aching o1~ dales:13,13-15

    4.

    5.

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    FINANCIAL DISCLOSURE REPORT ,~ .....Persm, Reporting Da~eofRep,,rtPage 3 of 9 ~ l ~ r , . ~ , S l a n l e y 4 / 2 ( / 2 0 1 0

    [~ N O N E (,:Vo reportable gi/ts.)SOURCE DE SCRIPTION V A L U E

    I.2 .3.4 .5,

    V I . L I A B I L I T I E S . a , , . ~ , , a ~ , , h o , , o , ~ . , p . . . . .. . . . d dependhi child,en; $ e ~ . ] ~ I X 3 2 - . 3 of Jilit,g i m s l r u c t i o n s . )N O N E ( N o reportable tittbilities.)

    C R E D I T O R D E S C R I P T I O N V A L U E C O D E1 .2 .3.4 ,5.

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    F IN A N C I A L D IS C L O S U R E R E P O R T N .... fP ..... R e p o r t i n g [ DateorReportIage 4 of 9 M ~ r c . s , S t a n l e y 4 / 2 ( , / 2 0 1 0NONE (No reportable income, assets, or transactions.)

    A. B, C. D.D e s c r i p t i o n e f A s s e t s lncon~c dttting G r o z s v a l u e a l e n d Yransaction~ dttri~g r e p o r t i n g p c r l o d~ i n c l u d i n g t r u s l a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " { X ) " a f t e r e a c h a ~ s c t ~ A m o u n l Type (e.g., V a l u e V a l t t c T y p e ( e . g . , Dam, Value G a i n h l c a m y t ) fe x e m p t f i o l l ~ prior disclosure ~ C o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l . m m / d & v y ~ C o d e 2 C o d e I b u y e r / s e l l e r[ ( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ~ ~ . 1 P ) ( A - H ) l i t p r w a t e

    1 . W achovia - Combined Accounts B I n t e r e s t J T2. Sold 01/23/09 K3. Sold 01/27/09 L4. Sold I 1/13/09 K5. Sold 11/21/096 . T. Rowe Price Sci & Tech Mutual Fund - A Dividend J TIRA7. Vanguard Index 500 Mutual Fund - IRA A Dividend J T8. Fidelity Blue Chip Growth Mutual Fund - A Dividend Sold I 1/23/09 J9. Fidelity SoftW Com Mutual Fund - IRA A Dividend J T

    1 0 . Fidelity Contrafimd Mutual Fund - I R A A D i v i d e n d J T Buy 1 / 2 3 / 0 9t. Vanguard Index 50 0 Mutnal Fund A Dividend J T Buy 02/09/09

    1 2 . A Dividend J T Bny 03/10/091 3 . A Dividend J -r Buy I 1 i 2 3 / 0 91 4 . Vanguard Index Developed Mkts Mntual A Dividend J T Buy I 1 / 2 3 / 0 9Fund1 5 . Vanguard Index Emerging Mkts Mutual A Dividend J T [ 3 u y 1 / 2 3 / 0 9Fund[6 . Bank United Accotulls - CDs and MM A I n t e r e s t L T17. Sold 07/20/09 K

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    N ~ m e o f P e r s o n R e p o r t i n g D a le o f R e p ~ r iFINANCIA.L DISCLOSURE REPORT~ . ~ , m , s , S t a n l e yage 5 of 9 4 / 2 6 , , 2 0 1 0

    N O N E ( N o reportable income, assets, or transactions.)

    t i c u d n g t r u s t ~ s s e t s ) r e p o r t in g p c r h . ~ o f r c p o r l i n g p e r i o d U) " t2) " (t~ . . . . . " {2) " ~ (1~ ~ (2) [ 13~ (t4) (5 )P l a c e " i X ) " a f t e r e a c h a s s e ~ . A m o u n t T y p e { c g . , . V a } u c Value T y p e ( c g . : Date Value ~ Gain I d e m i t y o f

    e x e m p t I ? o m p r io r d i s c lo s u r e t ~ c I d i v . . r e n t , C o d e 2 M et h o d b u y , ~ c l l , m m d ff y y : C o d e 2 C o d e I b u y e r , s e l l e rt A - H ) , o r i n t . ] ( ~ - P ) C o d e 3 r c d c r n p t i o n ) : ( J - P ) ( A - t l ) ( i f p r i v ~ t e

    1 8 . Sold 0D05/09 J1 9 , Sold 08!2t!09 ! K

    2 0 . Buy 07/22/09 L2 1 . T1AA-CREF A Dividend 3~ T2 2 . Sun Trust Accounts ~ CDs and MM D I r ~ t e r e s t K T2 3 . Sold I 0 / 2 6 / 0 9 K

    2 , 1 . Sold 1 / 0 6 / 0 9 M2 5 . Great Florida Bank - CDs D Interest N T2 6 . Sold 12/i 2/09 M2 7 . Buy. , I . / I - . 0 9 M

    2 8 . Metro Bank - CDs A I n t e r e s t L T Buy 01i23!09 K2 9 . Buy 0 1 : 2 9 , 0 9 L3 0 . Prime Money Market Fund RBC Investor A I n t e r e s t J T Buy 1 / 2 4 / 0 9 MClass3 1 . Applc Common Stock A Dividend J T 1 3 u y 1 / 1 9 , 0 9 J3 2 . Kraft Foods h~e. Bonds A I n t e r e s t K T Buy I,t9/09 K33 L-3 Cotnmuifi~:alions Cotp. 13onds A lnlcrcst K T I 3 u y 1 1 . ; I 9 ; 0 9 [ K3 4 . Dalktslcx \Vtrwks & Swr Sys Bonds A lnlercst J "]- [Juy

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    F IN A N C I A L D I SC L O S U R E R E P O R TPage 6 of 9 Marcus, Stanley

    [4/26/2010

    V I I. I N V E S T M E N T S a nd T R U S T S - ~ ....... ~, ~, , l u , , . t r . . . . . . . . .ons (lnclu&,s tl ....... ~.W .......... depe~,dent children; seepp. 34 -60 of ]iling in.~tr,utions.)N O N E ( ; % % reportable income, assets, or transactions.)

    PhlCc "(X)" after each asscl Amoonl Type (e.g.. Value V ; ~ l u c Fypc (e.g.. Date : Value : Gain Identity t)fexempt l?om prior disclosure Code I div.. rein. ~ * o d c 2 Mclh~d b ~iv se ll , mu ~ d d.~ vv ~ C od e 2 Code I buycrl~dlcr ~A-H) ~ ~ar [nt) (J-P) Codc 3 rcdemption~ ~ (J-P) (A-H ) ~ifprivale~ t Q W ) ~ tra~aclitm)

    35 . Seattle Wash GIO RFDG Bonds A Interest K T Bu y i 1~19109 K3 6 . Maryland ST GO Bonds A I n t e r e s t K T Buy 11/30/09 K3 7 . City of Houston Texas Public [mprovemem A Interest K T Buy [ 1 / 2 5 . ; 0 9 KRefinancing Bonds3 8 . Texas ST GO Bonds .4 . I n t e r e s t K T Buy 1 2 . , 0 2 ; 0 9 K3 9 .

    40 . Trust # I :

    4 1 . - Charles Schwab Cash Account A I n t e r e s t Sold 05/28/09 J4 2 .

    43. Trust #2:4 4 . - Charles Schwab cash account A lnlcrcsl Sold 03/10/09 J45 .

    Trust

    47 . - Great Florida Bank CDs C Interest . " , 1 T4 8. Sold 04;27;091 K I4q . Sold 02, 23,09 M

    ] Buy 0 1;2 6 ,0 0 I.0 .

    5 I . [ : } u y 04,27/0t) K I

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    F IN A N C I A L D IS C L O S U R E R E P O R T ,x ..... fP .... Reporting Dale of Rep,,r!Page 7 of 9 ~ , t , ~ m , , ~ , s t a n ~ y 4 / 2 6 / 2 0 , m

    VII. INVESTMENTS and TRUSTS --i ........... ~ , . . . , . . . . . . . . . .,i,,,.~ (lnclude.~ tl ....... CsI ... ... .... .. d dependent childret,; seepl,. 34-60 of filing instructions.N O N E LNo reportable income, assets, or transactions.)

    Description of Assets lneomc during iross vahm at end "Flansacttt~ll5 during rcporling perusal(including try,st asscts) rcporting period of rcporfing pcriod

    Place "(X)" after each asset A:nmmt Type ~c.g., Value Value Y?pe tc.g., : Dale Value Gain , hlcntity ofexempt l?om prior disclosure C~dc I div. rein. Uode 2 Method buy, sell, ,mm/d&v y Code v Code I buvcr..sellcr: (A-H) or inL) (J-P) (ode 3 rcdcmplio~Q (,I-P) (A-H) 0fptivalc

    52 . - Charles Schwab One Trust Account A Interest K T53 . - Sun Trust CD and MM C Interest K T54 . Sold 10/26i09 ! L5 5 . - Wachovia CD and MM A I n t e r e s t Sold ! 1 1 / 2 3 / 0 9 L5 6 . Sold 10/26/09 J57 .

    5 8 .

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    FINANCIAL DISCLOSURE REPORT .~ ......Pt- .....Reporting [ Date of Repor~Page 8 of 9 Marcus, Stanleyt

    4 / 2 6 : 2 0 1 1 )

    VIII. ADDITIONAL INFORMATION OR E XPLANATION S. H,,dicatepart,~fReport.)

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    F IN A N C I A L D IS C L O S U R E R E P O R TX l a r e u s , S ta n l e yage 9 of 9 . 4 , , 2 ~ i / 2 0 1 0

    IX. CE RTI F I CA TI O N.I certify that all information given above (including information pertainiug to m y spouse and m inor or dependent children, tf any) isaccurate, true, and complete to the best of my kn owledge and be lief, and that any information uot reported wa s withheld because it met applicable statutoryprovisions perm itting nun-disclosure.! further certify that earned income from o utside employment an d honoraria and the acceptance of g ifts which have been reported are iocompliance with the provisions of 5 U.S.C. app. 501 ct. seq. 5 U .S.C. 7353, and Judicial Conference regulations.

    .~ignature_

    NOTE : ANY IN DIVIDUAL WH O I~NOW INGLY AN D W ILFUI,LV FALSIFIES OR FAILS TO FILE T i l lS REPORT MAY BE SUBJECT TO CIVILAND CRIMIN AL SANCTION S (5 U.S.C. app. 104)

    F IL IN G I N S T R U C T I O N SMail signed original and 3 ad ditional copics to:

    Comm ittee on Financia! DisclosureAdm inistrative Office of the United States CourtsSuite 2-301(.)t~e Columbus (Tittle, N.E.W ashington, 1).(7. 20544


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