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UCB 20 April 2017 Statistical Analysis Plan Brivaracetam N01199 Confidential Page 1 of 47 STATISTICAL ANALYSIS PLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the long-term safety and efficacy of brivaracetam (ucb 34714) used as adjunctive treatment at a flexible dose up to a maximum of 200mg/day in subjects aged 16 years or older suffering from epilepsy SAP/Amendment Number Date Final SAP SAP Amendment 1 27 January 2014 20 April 2017 Confidentiality Material Confidential This document is the property of UCB and may not – in full or in part – be passed on, reproduced, published, or otherwise used without the express permission of UCB. REDACTED Da Da COPY This document Thi Thi r r cannot nno be used to support any marketing te te 27 J 27 J authorization application and fro fro any e up e up om ep om ep extensions ety ety an an y y y y p t p t or variations thereof.
Transcript
Page 1: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 1 of 47

STATISTICAL ANALYSIS PLAN (SAP)

Study: N01199

Product: Brivaracetam

An open-label, multi-center, follow-up trial to evaluate the long-term safety and efficacy of brivaracetam (ucb 34714) used as adjunctive treatment at a flexible dose up to a maximum of

200mg/day in subjects aged 16 years or older suffering from epilepsy

SAP/Amendment Number Date

Final SAP

SAP Amendment 1

27 January 2014

20 April 2017

Confidentiality Material

Confidential

This document is the property of UCB and may not – in full or in part – be passed on, reproduced, published, or otherwise used without the express permission of UCB.

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Page 2: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 2 of 47

TABLE OF CONTENTS

LIST OF ABBREVIATIONS.................................................................................................... 6

1 INTRODUCTION ............................................................................................................. 8

2 PROTOCOL SUMMARY................................................................................................. 8

2.1 Study objectives ....................................................................................................... 8

2.1.1 Primary objective........................................................................................... 8

2.1.2 Secondary objectives ..................................................................................... 8

2.1.3 Exploratory objectives ................................................................................... 8

2.2 Study variables......................................................................................................... 8

2.2.1 Safety variables.............................................................................................. 8

2.2.1.1 Primary safety variables....................................................................... 8

2.2.1.2 Other safety variables........................................................................... 8

2.2.2 Efficacy variables .......................................................................................... 9

2.2.2.1 Secondary efficacy variables ............................................................... 9

2.2.2.2 Other efficacy variables ....................................................................... 9

2.2.3 Pharmacoeconomic variables ...................................................................... 10

2.3 Study Design and Conduct..................................................................................... 10

2.4 Determination of Sample Size ............................................................................... 13

3 DATA ANALYSIS CONSIDERATIONS ...................................................................... 13

3.1 General presentation of summaries and analyses .................................................. 13

3.2 Analysis time points............................................................................................... 13

3.2.1 First and last dose of BRV........................................................................... 13

3.2.2 Relative day ................................................................................................. 13

3.2.3 Study Entry Visit ......................................................................................... 14

3.2.4 Study periods ............................................................................................... 15

3.2.5 Monthly time intervals................................................................................. 16

3.2.6 Last Value on BRV Treatment .................................................................... 16

3.2.7 Exposure duration and exposure duration cohorts....................................... 17

3.2.8 Study visit cohorts ....................................................................................... 17

3.3 Definition of Baseline Values................................................................................ 17

3.4 Protocol deviations................................................................................................. 17

3.5 Analysis populations.............................................................................................. 18

3.5.1 Safety Population......................................................................................... 18

3.5.2 Efficacy Populations .................................................................................... 18

3.6 Treatment Assignment and Treatment Groups ...................................................... 18

3.7 Coding dictionaries ................................................................................................ 18

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Page 3: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 3 of 47

3.8 Definitions of study-specific derived variables ..................................................... 18

3.8.1 Calculation of seizure frequency/days......................................................... 18

3.8.1.1 Initial seizure data processing............................................................ 18

3.8.1.2 Calculation of adjusted seizure frequency ......................................... 19

3.8.1.3 Calculation of adjusted seizure days.................................................. 19

3.8.2 QOLIE-31-P................................................................................................. 19

3.8.3 HADS........................................................................................................... 20

3.9 Subject site transfers .............................................................................................. 21

4 STATISTICAL/ANALYTICAL ISSUES ....................................................................... 21

4.1 Adjustments for covariates .................................................................................... 21

4.2 Handling of dropouts or missing data.................................................................... 21

4.3 Interim analyses and data monitoring.................................................................... 21

4.4 Multicenter studies................................................................................................. 21

4.5 Multiple comparisons/multiplicity......................................................................... 21

4.6 Use of an “Efficacy Subset” of subjects ................................................................ 22

4.7 Active-control studies intended to show equivalence............................................ 22

4.8 Examination of subgroups ..................................................................................... 22

5 STUDY POPULATION CHARACTERISTICS............................................................. 22

5.1 Subject disposition................................................................................................. 22

5.2 Protocol Deviations................................................................................................ 23

6 DEMOGRAPHICS AND OTHER BASELINE CHARACTERISTICS ........................ 24

6.1 Demographics ........................................................................................................ 24

6.2 Medical and procedure history............................................................................... 25

6.2.1 Medical history diseases .............................................................................. 25

6.2.2 Procedure history and concomitant procedures ........................................... 25

6.3 History of epilepsy................................................................................................. 25

6.3.1 Etiology of epilepsy ..................................................................................... 25

6.3.2 Epileptic seizure profile ............................................................................... 25

6.3.3 Classification of epileptic syndrome............................................................ 25

6.3.4 Focus localization ........................................................................................ 25

6.3.5 History of epileptic seizures ........................................................................ 26

6.3.6 Seizure types experienced during baseline of the previous study ............... 26

6.4 Medications............................................................................................................ 26

6.4.1 Non-AEDs taken at study entry ................................................................... 26

6.4.2 Number of previous AEDs .......................................................................... 27

6.4.3 History of previous AED use....................................................................... 27

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Page 4: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 4 of 47

6.4.4 AEDs taken at study entry ........................................................................... 27

7 MEASUREMENTS OF TREATMENT COMPLIANCE............................................... 27

8 EFFICACY ANALYSES ................................................................................................ 27

8.1 Statistical analyses of secondary efficacy variables .............................................. 27

8.1.1 Partial onset seizure frequency .................................................................... 27

8.1.2 Percent reduction in POS frequency............................................................ 28

8.1.3 Responder rate for POS frequency .............................................................. 28

8.2 Analysis of other efficacy variables....................................................................... 28

8.2.1 Subjects with partial onset seizures ............................................................. 28

8.2.1.1 Specified Month seizure freedom ...................................................... 28

8.2.2 Subjects with All Other Seizure Types........................................................ 29

8.2.2.1 All other type seizure days................................................................. 29

8.2.2.2 Percent reduction in All other type seizure days................................ 29

8.2.2.3 Responder outcome for all other type seizure days ........................... 29

8.2.2.4 Specified month seizure freedom....................................................... 29

8.2.3 QOLIE-31-P................................................................................................. 30

8.2.4 EQ-5D.......................................................................................................... 30

8.2.5 Direct cost parameters ................................................................................. 31

8.2.6 Indirect cost parameters ............................................................................... 31

8.2.7 Socio-professional data................................................................................ 31

9 PHARMACOKINETICS AND PHARMACODYNAMICS .......................................... 31

10 IMMUNOLOGICAL PROCEDURES............................................................................ 31

11 SAFETY ANALYSES..................................................................................................... 32

11.1 Extent of exposure ................................................................................................. 32

11.2 Adverse events ....................................................................................................... 33

11.2.1 Definition of treatment-emergent AE .......................................................... 33

11.2.2 General summaries of TEAEs ..................................................................... 33

11.3 Clinical laboratory evaluations .............................................................................. 34

11.3.1 Hematology and blood chemistry parameters ............................................. 34

11.3.2 Macroscopic urinalysis ................................................................................ 35

11.3.3 Microscopic urinalysis ................................................................................. 36

11.4 Vital signs, physical findings, and other observations related to safety ................ 36

11.4.1 Vital signs .................................................................................................... 36

11.4.2 Electrocardiograms ...................................................................................... 36

11.4.3 Physical examination ................................................................................... 37

11.4.4 Neurological examination............................................................................ 37

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Page 5: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 5 of 47

11.4.5 Psychiatric and mental status....................................................................... 37

11.4.6 HADS........................................................................................................... 37

11.4.7 Columbia-Suicide Severity Rating Scale..................................................... 38

12 REFERENCES ................................................................................................................ 38

13 APPENDICES ................................................................................................................. 39

13.1 QOLIE-31-P total and subscale score calculations................................................ 39

13.2 Subject site transfers .............................................................................................. 41

13.3 PCST criteria.......................................................................................................... 42

13.3.1 Hematology parameters ............................................................................... 42

13.3.2 Blood chemistry parameters ........................................................................ 43

13.3.3 Urinalysis ..................................................................................................... 45

13.3.4 Vital signs and body weight......................................................................... 45

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Page 6: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 6 of 47

LIST OF ABBREVIATIONS

AE adverse eventAED antiepileptic drugAMD antimyoclonic drugALP Alkaline phosphataseALT alanine aminotransferaseAST aspartate aminotransferaseATC Anatomic Therapeutic ClassBMI body mass indexbpm Beats per minuteBRV BrivaracetamBUN blood urea nitrogenCR CL creatinine clearanceCRF case report formC-SSRS Columbia-Suicide Severity Rating ScaleDBP diastolic blood pressureECG electrocardiogramEDV Early Discontinuation VisitEQ-5D EuroQol 5 DimensionsER emergency roomF FemaleFDA Food and Drug AdministrationFEV Full Evaluation VisitFV Final VisitGGT Gamma-glutamyl transpeptidase HADS Hospital Anxiety and Depression ScaleHDL High-density lipoprotein HRQoL Health-Related Quality of LifeILAE International League Against EpilepsyLDL low-density lipoproteinMedDRA Medical Dictionary for Regulatory ActivitiesM MaleMEV Minimal Evaluation VisitN/A Not applicablePBO PlaceboPCST potentially clinically significant treatment-emergentPGS primary generalized seizuresPOS partial onset seizurePT preferred term QOLIE-31-P Patient Weighted Quality of Life in Epilepsy

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Page 7: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 7 of 47

SAP statistical analysis planSBP systolic blood pressureSD standard deviationSEV Supplemental Entry VisitSGOT serum glutamic oxaloacetic transaminaseSGPT serum glutamic pyruvic transaminaseSOC system organ classTEAE treatment-emergent adverse eventULN Upper Limit of NormalV VisitVAS visual analog scaleWBC White Blood CellWHO-DRL World Health Organization Drug Reference ListYEV Yearly Evaluation Visit

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Page 8: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 8 of 47

1 INTRODUCTION

This statistical analysis plan (SAP) defines the scope of statistical analyses and provides a detailed description of statistical methodology for the statistical analyses to support the final clinical study report for N01199.

2 PROTOCOL SUMMARY

2.1 Study objectives

2.1.1 Primary objective

To evaluate the long-term safety and tolerability of brivaracetam (BRV) at individualized doses with a maximum of 200mg/day in subjects suffering from epilepsy

2.1.2 Secondary objectives

To evaluate the maintenance of efficacy over time of BRV (for subjects with partial onset seizures [POS] and subjects with primary generalized seizures [PGS])

2.1.3 Exploratory objectives

Exploratory objectives for subjects with POS/PGS:

To explore medical resource use and indirect cost parameters for the first 2 years

To obtain a description of the subject’s self-reported health status for the first 2 years

To explore the effects of BRV on the subject’s Health-related Quality of Life (HRQoL), anxiety, and depression for the first 2 years

To explore any change in the subject’s socio-professional status for the first 2 years

2.2 Study variables

2.2.1 Safety variables

2.2.1.1 Primary safety variables

Occurrence of a treatment-emergent adverse event (TEAE)

Withdrawal due to adverse event (AE)

Occurrence of a serious adverse event (SAE)

2.2.1.2 Other safety variables

Laboratory tests (hematology, blood chemistry, urinalysis)

Vital signs (systolic blood pressure [SBP], diastolic blood pressure [DBP], pulse rate) and body weight

Electrocardiogram (ECG)

Physical and neurological examinations

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use and indirect cost parameters for the first 2 y

and generalized seizures [PGS])

and generalized seizures [PGS])

any over time of BRV (for subjects with partial onset any over time of BRV (for subjects with partial onset ex

tensio

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y and tolerability of brivaracetam (BRV) at individualized

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y and tolerability of brivaracetam (BRV) at individualized

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Page 9: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 9 of 47

Change in Hospital Anxiety and Depression Scale (HADS) scores from the Baseline of the previous study to each assessment for the first 2 years and to the last Evaluation Period assessment during the first 2 years

2.2.2 Efficacy variables

2.2.2.1 Secondary efficacy variables

For subjects with focal-onset epilepsy:

POS (type I) frequency per 28 days during the Evaluation Period

Percent reduction in POS (type I)frequency per 28 days from Baseline of the previous study to the Evaluation Period

Responder rate for POS (type I) frequency over the Evaluation Period. A responder is defined as a subject with a ≥50% reduction in seizure frequency from the Baseline Period of the previous study

2.2.2.2 Other efficacy variables

For subjects with focal-onset epilepsy:

Percentage of subjects continuously seizure-free for all seizure types (I+II+III) for at least 6 months and at least 12 months during the Evaluation Period

For subjects with generalized epilepsy:

Generalized (type II) seizure days per 28 days during the Evaluation Period

Percent reduction in generalized (type II) seizure days per 28 days from Baseline of the previous study to the Evaluation Period

Responder rate for generalized (type II) seizure days over the Evaluation Period. A responder is defined as a subject with a ≥50% reduction in seizure days from the Baseline Period of the previous study

Percentage of subjects continuously seizure-free for all seizure types (I+II+III) for at least 6 months and at least 12 months during the Evaluation Period

The following will be evaluated separately for subjects with focal-onset epilepsy and subjects with generalized epilepsy:

Change in Patient Weighted Quality of Life in Epilepsy Questionnaire (QOLIE-31-P) scores from Baseline of the previous study to each assessment for the first 2 years and to the last Evaluation Period assessment during the first 2 years

EuroQol 5 Dimensions (EQ-5D) questionnaire response for each assessment for the first 2 years for the Evaluation Period and for the last assessment during the first 2 years of the Evaluation Period

REDACTED s pe

REDACTED s per 28 day

REDACTED r 28 day

Percent reduction in generalized (tyREDACTED

Percent reduction in generalized (type II) seizure dayREDACTED

pe II) seizure dayPercent reduction in generalized (type II) seizure dayPercent reduction in generalized (tyREDACTED

Percent reduction in generalized (type II) seizure dayPercent reduction in generalized (typrevious study to the Evaluation PeriodREDACTED

previous study to the Evaluation Period

COPY free for all seizure ty

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Page 10: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 10 of 47

2.2.3 Pharmacoeconomic variables

Due to the inconsistencies in data captured and collection forms across LTFU studies, the following variables will be provided in subject data listings only, but will not be evaluated or descriptive summarized:

Direct costs (healthcare provider consultations not foreseen by the protocol, concurrent medical procedures, concomitant medications, hospitalizations, and emergency room [ER] visits) during the first 2 years of the Evaluation Period

Indirect costs (work days or school days lost by the subject and days subject received help from a caregiver) during the first 2 years of the Evaluation Period

Socio-professional data for each assessment for the first 2 years and for the last assessment during the first 2 years of the Evaluation Period

2.3 Study Design and Conduct

This is an open-label, long-term follow-up, multicenter, noncomparative, single-arm study of BRV. The primary objective is to evaluate the long-term safety and tolerability of BRV at individualized doses up to a maximum of 200mg/day in subjects with epilepsy. The secondary objective is to evaluate the maintenance of efficacy of BRV. Exploratory objectives are to assess the effects of BRV on subjects’ HRQoL, obtain information on the direct and indirect costs, and explore changes in socio-professional status.

At the time of development of this SAP, the enrollment into N01199 had completed. Study N01199 enrolled subjects 16 years of age and older who had completed N01193, N01252, N01253, or N01254. Subjects from N01252 and N01254 enrolled into long-term follow-up studies, either N01125 or N01199, depending on their country of residence. Studies N01193, N01252, and N01253 enrolled subjects with focal-onset seizures with or without secondary generalization (designated as “POS subjects”). Study N01254 enrolled subjects with focal-onset epilepsy and also a smaller number of subjects with generalized epilepsy (designated as “PGS subjects”).

Subjects from double-blind, placebo-controlled studies N01193 were to enter N01199 at a dose of 20mg/day. Subjects from double-blind, placebo-controlled N01252 were to enter N01199 at a dose of 50mg/day. Subjects from double-blind, placebo-controlled N01253 were to enter N01199 at a dose of 50mg/day or 20mg/day. The starting doses for subjects from double-blind, placebo-controlled, flexible-dose N01254 were based on the blinded dose levels achieved during the Maintenance Period of N01254 but were not to exceed 100mg/day; thus, starting doses for subjects from N01254 were 20mg/day, 50mg/day, or 100mg/day, with most subjects entering N01199 at a dose of 100mg/day.

Subjects who enrolled in the study entered an Evaluation Period during which treatment with BRV was initiated. The dose of BRV could be adjusted based on the individual subject’s seizure control and tolerability. Dose increases could be made in increments of 50mg/day on a weekly basis up to a maximum of 200mg/day; dose decreases could be made in steps of 50mg/day on a weekly basis. Subjects who discontinue treatment with BRV enter a Down-

REDACTED direct and indirect costs, and explore changes in socio-

REDACTED direct and indirect costs, and explore changes in socio-

At the time of development of this SAP, the enrollment into N01199 had completed. Study

REDACTED At the time of development of this SAP, the enrollment into N01199 had completed. StudyN01199 enrolled subjects 16 years of age and older who had completed N0119

REDACTED

N01199 enrolled subjects 16 years of age and older who had completed N0119N01253, or N01254. Subjects from N01252 and N01254 enrolled into long

REDACTED

N01253, or N01254. Subjects from N01252 and N01254 enrolled into longstudies, either N01125 or N01199, depending on their countryREDACTED

studies, either N01125 or N01199, depending on their country

COPY objective is to evaluate the maintenance of efficacy

COPY objective is to evaluate the maintenance of efficacyobjectives are to assess the effects of BRV on subjects’ HRQoL, obtain in

COPY objectives are to assess the effects of BRV on subjects’ HRQoL, obtain indirect and indirect costs, and explore changes in socio-COPY

direct and indirect costs, and explore changes in socio-

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Subjects who enrolled in the study

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cann

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ot 100mg/day100mg/dayca

nnot

100mg/day

be blind, placebo

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levels achieved during the Maintenance Period of N01254 but were not to exceed be

levels achieved during the Maintenance Period of N01254 but were not to exceed

used

N01199 at a dose of 50mg/day

used

N01199 at a dose of 50mg/dayto enter N01199 at a dose of

used

to enter N01199 at a dose of

blind, placeboused

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to . Subjects from double-

to . Subjects from double-

N01199 at a dose of 50mg/dayto N01199 at a dose of 50mg/daysu

pport

Subjects from double-

supp

ort

Subjects from double-blind, placebo

supp

ort

blind, placebo. Subjects from double-su

pport

. Subjects from double-

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N01253, or N01254. Subjects from N01252 and N01254 enrolled into long

marketi

ng N01253, or N01254. Subjects from N01252 and N01254 enrolled into long

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on objectives are to assess the effects of BRV on subjects’ HRQoL, obtain in

direct and indirect costs, and explore changes in socio-

autho

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direct and indirect costs, and explore changes in socio-professional status.

autho

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on

professional status.

At the time of development of this SAP, the enrollment into N01199 had completed. Study

autho

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on

At the time of development of this SAP, the enrollment into N01199 had completed. StudyN01199 enrolled subjects 16 years of age and older who had completed N0119

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of BRV. Exploratory objective is to evaluate the maintenance of efficacy of BRV. Exploratory objective is to evaluate the maintenance of efficacy

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objective is to evaluate the maintenance of efficacy of BRV. Exploratory objective is to evaluate the maintenance of efficacyobjectives are to assess the effects of BRV on subjects’ HRQoL, obtain inap

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and up, multicenter, noncomparative, singleand up, multicenter, noncomparative, single

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Page 11: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 11 of 47

Titration Period during which the dose of BRV is decreased in steps of 50mg/day on a weekly basis with a last down titration step at 20mg/day for 1 week. Subjects who have completed the Down-Titration Period or subjects who discontinue during the Evaluation Period without entering the Down-Titration Period enter a Post-Treatment Period for a minimum of 2 weeks and a maximum of 4 weeks and subsequently, the final visit will occur.

The maximum allowable daily dose for this study was increased from 150mg/day to 200mg/day based on amendment 6 to the protocol. It is recommended that the daily dose be administered in 2 equal intakes.

Dose adjustment to concomitant AEDs may be made at any time during the study and subjects may start new AEDs. Concomitant AEDs may also be discontinued; however, special considerations apply if the discontinuation of such AEDs results in the subject receiving BRV monotherapy. Previously, in the event of excellent efficacy and tolerability of BRV, withdrawal of concomitant AEDs resulting in monotherapy of BRV may have been attempted by the Investigator. With protocol amendment 6, conversion to monotherapy was no longer permitted; however, subjects already on BRV monotherapy are allowed to continue monotherapy treatment.

The visit schedule for this study depends on the previous study from which the subject was enrolled and the numbering of study visits differs depending on the previous study. Study visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or Yearly Evaluation Visits (YEVs) at which a greater number of assessments are performed for all subjects from previous studies. For subjects coming from N01193, study visits at Months 1, 3, 5, 15, and 21 are minimal Evaluation Visits (MEVs) at which few assessments are generally performed. Study visits at Months 2, 4, and 9 are FEVs. For subjects coming from N01252, N01253, and N01254, study visits at Months 1, 3, 9, 15, 21 are MEVs. The study visit at Month 2 is an FEV. In addition, a phone call is scheduled at the end of the Down-Titration period and a Drug-Free Final Visit (FV) is scheduled at the end of the Post-Treatment Period. The study schedule just described is shown in Table 2‒1 .

REDACTED Evaluation Visits (YEVs) at which a greater number of assessments are performed for all

REDACTED Evaluation Visits (YEVs) at which a greater number of assessments are performed for all subjects from previous studies. For subjects coming from N01193, study

REDACTED subjects from previous studies. For subjects coming from N01193, study

minimal Evaluation Visits (MEVs) at which few assessments are

REDACTED

minimal Evaluation Visits (MEVs) at which few assessments are y performed. Study visits at Months 2, 4, and 9 are FEVs. For subjects coming from

REDACTED

y performed. Study visits at Months 2, 4, and 9 are FEVs. For subjects coming from N01252, N01253, and N01254, studyREDACTED

N01252, N01253, and N01254, study visits at Months 1, 3, 9, 15, 21 are MEVs. The studyREDACTED

visits at Months 1, 3, 9, 15, 21 are MEVs. The studyN01252, N01253, and N01254, study visits at Months 1, 3, 9, 15, 21 are MEVs. The studyN01252, N01253, and N01254, studyREDACTED

N01252, N01253, and N01254, study visits at Months 1, 3, 9, 15, 21 are MEVs. The studyN01252, N01253, and N01254, study

COPY depends on the previous study

COPY depends on the previous studyy visits differs depending on the previous study. Study

COPY y visits differs depending on the previous study. Study

COPY visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or Yearl

COPY visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or YearlEvaluation Visits (YEVs) at which a greater number of assessments are performed for all COPY

Evaluation Visits (YEVs) at which a greater number of assessments are performed for all

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schedule just described is shown in an

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schedule just described is shown in

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on visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or Yearl

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on visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or Yearl

Evaluation Visits (YEVs) at which a greater number of assessments are performed for all

autho

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on

Evaluation Visits (YEVs) at which a greater number of assessments are performed for all subjects from previous studies. For subjects coming from N01193, study

autho

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subjects from previous studies. For subjects coming from N01193, studyminimal Evaluation Visits (MEVs) at which few assessments are

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minimal Evaluation Visits (MEVs) at which few assessments are y performed. Study visits at Months 2, 4, and 9 are FEVs. For subjects coming from au

thoriz

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y performed. Study visits at Months 2, 4, and 9 are FEVs. For subjects coming from

appli

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appli

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depends on the previous study

appli

catio

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depends on the previous study from which the subject was

appli

catio

n

from which the subject was depends on the previous study from which the subject was depends on the previous study

appli

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n

depends on the previous study from which the subject was depends on the previous studyy visits differs depending on the previous study. Study

appli

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y visits differs depending on the previous study. Study visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or Yearlap

plica

tion

visits at Months 6, 12, 18, 24, and so forth are either Full Evaluation Visits (FEVs) or Yearl

and the Investigator. With protocol amendment 6, conversion to monotherapy

and the Investigator. With protocol amendment 6, conversion to monotherapy

y on BRV monotherapand y on BRV monotherapy and y are allowedand are allowed

any BRV, withdrawal of concomitant AEDs resulting in monotherapy of BRV may have been

any BRV, withdrawal of concomitant AEDs resulting in monotherapy of BRV may have been

the Investigator. With protocol amendment 6, conversion to monotherapyany

the Investigator. With protocol amendment 6, conversion to monotherapy

exten

sions

an

exten

sions

and

exten

sions

d also be discontinued; however,

exten

sions

also be discontinued; however,

if the discontinuation of such AEDs results in the subject

exten

sions

if the discontinuation of such AEDs results in the subject , in the event of excellent efficacy ex

tensio

ns

, in the event of excellent efficacy and tolerabexten

sions

and tolerab, in the event of excellent efficacy and tolerab, in the event of excellent efficacy exten

sions

, in the event of excellent efficacy and tolerab, in the event of excellent efficacyBRV, withdrawal of concomitant AEDs resulting in monotherapy of BRV may have been ex

tensio

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BRV, withdrawal of concomitant AEDs resulting in monotherapy of BRV may have been

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f.

Page 12: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 12 of 47

Table 2‒1: Study Schedule

Subjects coming from Exploratory Study (N01193)

Subjects coming from Confirmatory Studies (N01252, N01253, N01254)

Month Visit Type of Visit Month Visit Type of Visit

1st year Follow-up 1st year Follow-up

M0 V1 Entry Visit M0 V1 Entry VisitM1 V2 MEV M1 V2 MEVM2 V3 FEV M2 V3 FEVM3 V4 MEV M3 V4 MEVM4 V5 FEV M4M5 V6 MEV M5M6 V7 FEV M6 V5 FEVM7 M7M8 M8M9 V8 FEV M9 V6 MEVM10 M10M11 M11

2nd and subsequent years Follow-up 2nd and subsequent years Follow-up

M12 V9 YEV M12 V7 YEVM15 V10 MEV1 M15 V8 MEV1M18 V11 FEV M18 V9 FEVM21 V12 MEV2 M21 V10 MEV2

FEV=Full Evaluation Visit; MEV=Minimal Evaluation Visit; M=month, V=Visit, YEV=Yearly

Evaluation Visit

All subjects should have a Visit 1 at the start of N01199. Visit 1 will typically correspond to the last visit from the previous study and should be the visit at which study drug is dispensed for N01199. However, some subjects had a delay in treatment with study medication after completion of the previous study. Such subjects may have had an additional Supplemental Entry Visit (SEV) at the time of entry into N01199.

This study will run throughout the duration of the clinical development period ofbrivaracetam, and will continue until a marketing authorization is granted by any Health Authority in an indication for the adjunctive treatment in adults with refractory POS, whether or not secondarily generalized, until the Sponsor decides to close the study, until a managed access program, named patient program, compassionate use program, or similar type of access program is established as allowed per country-specific requirement in addition to legal and regulatory guidelines, or until brivaracetam development is stopped by the Sponsor.

REDACTED

REDACTED

REDACTED

REDACTED

REDACTED

REDACTED

MEV1

REDACTED

MEV1

REDACTED

FEV

REDACTED

FEV

REDACTED

MEV2REDACTED

MEV2REDACTED COPY M10

COPY M10M11

COPY M11

COPY

COPY

This do

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t or not secondarily

docu

ment

or not secondarily

docu

ment access program, named patient program, compassionate

docu

ment access program, named patient program, compassionate

access p

docu

ment

access p

cann

ot brivaracetam, and will continue until a marketing authori

cann

ot brivaracetam, and will continue until a marketing authoriAuthority

cann

ot Authority in an indication

cann

ot in an indicationAuthority in an indicationAuthority

cann

ot Authority in an indicationAuthorityor not secondarilyca

nnot

or not secondarily

be will run throughout the duration of the clinical development period of

be will run throughout the duration of the clinical development period of

brivaracetam, and will continue until a marketing authoribe

brivaracetam, and will continue until a marketing authori

used

Visit (SEV) at the time of entry

used

Visit (SEV) at the time of entry

will run throughout the duration of the clinical development period ofused

will run throughout the duration of the clinical development period of

to completion of the previous studyto completion of the previous study Visit (SEV) at the time of entry

to Visit (SEV) at the time of entry

supp

ort All subjects should have a Visit 1 at the start of N01199. Visit 1 will ty

supp

ort All subjects should have a Visit 1 at the start of N01199. Visit 1 will ty

visit from the previous study and should be the visit at which study

supp

ort

visit from the previous study and should be the visit at which studyfor N01199. However, some subjects had a delay

supp

ort

for N01199. However, some subjects had a delaycompletion of the previous studysu

pport

completion of the previous study

any

All subjects should have a Visit 1 at the start of N01199. Visit 1 will tyany

All subjects should have a Visit 1 at the start of N01199. Visit 1 will ty

marketi

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MEV2

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MEV2

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ng

FEV=Full Evaluation Visit; MEV=Minimal Evaluation Visit; M=month, V=Visit, YEV=Yearly

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FEV=Full Evaluation Visit; MEV=Minimal Evaluation Visit; M=month, V=Visit, YEV=Yearly

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thoriz

ation

2

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on

2nd

autho

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on nd and subsequent years Follow

autho

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on

and subsequent years Follow

autho

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on

M12

autho

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on

M12

autho

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on

autho

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on

autho

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on

autho

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on

autho

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on

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Page 13: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 13 of 47

2.4 Determination of Sample Size

No sample size calculation was done. Sample size was dependent upon recruitment into and completion of preceding studies. At the time of development of this SAP, the study enrollment has been completed; a total of 668 subjects were enrolled into N01199.

3 DATA ANALYSIS CONSIDERATIONS

3.1 General presentation of summaries and analyses

Statistical analysis and generation of tables, figures, subject data listings, and statistical output will be carried out using SAS® Version 9.1 or higher.

Descriptive statistics, such as the mean, standard deviation (SD), median, 25th percentile, 75th percentile, minimum value, and maximum value for quantitative variables, and counts and percentages for categorical variables, will be provided. Denominators for percentages will generally be based on the set of subjects with at least 1 assessment at the time point or at least 1 assessment during the time interval being summarized.

All summaries will be descriptive; no statistical hypothesis testing is planned.

Unless otherwise noted, summaries will present BRV overall, which will include all subjects exposed to BRV during the study.

Subject data listings will be provided and will present source data and key derived variables for statistical analyses.

3.2 Analysis time points

3.2.1 First and last dose of BRV

Unless otherwise noted, all references to the first dose of BRV in this SAP refer to the first dose of BRV during N01199 (ie, not the first dose of BRV from the previous study in which subjects participated in prior to N01199). Unless otherwise noted, all references to the last known dose of BRV in this SAP refer to the last dose of BRV taken across any study periods (ie, not necessarily the last dose of BRV during the Evaluation Period).

3.2.2 Relative day

Relative day will be calculated as the current date minus the date of first dose of study drugfor days prior to the first dose of study drug, and the current date minus the date of first dose of study drug plus 1 for days on or after the day first dose of study drug and prior to or on the day of last study drug dose (eg, the day of first dose will be Day 1 and the day prior to first dose will be Day -1), ie, Day 1 representing the day of first dose of BRV, the previous day is Day -1 and each day prior to that is Day -2, Day -3, etc; subsequent relative days to Day 1 will be Day 2, Day 3, etc. For days after the last dose of BRV, relative day will be calculated as the current date minus the date of last dose of BRV and including a ‘+’ to denote post treatment days (eg, the day after the last dose of BRV will be Day +1). Relative day will not be calculated for partial or missing dates.

REDACTED Subject data listings will be provided and will present source data and key

REDACTED Subject data listings will be provided and will present source data and key

sis time points

REDACTED

sis time points

First and last dose of BRVREDACTED

First and last dose of BRV

COPY Unless otherwise noted, summaries will present BRV overall, which will incl

COPY Unless otherwise noted, summaries will present BRV overall, which will incl

Subject data listings will be provided and will present source data and keyCOPY

Subject data listings will be provided and will present source data and key

This do

cumen

t Day

docu

ment Day

docu

ment

will be Day

docu

ment

will be Dayas the current date minus the date of last dose of BRV and including a ‘+’ to denote post

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as the current date minus the date of last dose of BRV and including a ‘+’ to denote post

cann

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ot of last studydose will be Day

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ot dose will be DayDay ca

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Day -cann

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1 and each day

be drug plus 1 for days on or after the daybe drug plus 1 for days on or after the day

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to Relative day

to Relative day

will be calculated as the current date minus the date of first dose of studyto will be calculated as the current date minus the date of first dose of studysu

pport

RV in this SAP refer to the last dose of BRV taken across

supp

ort RV in this SAP refer to the last dose of BRV taken across

(ie, not necessarily the last dose of BRV during the Evaluation Period).

supp

ort

(ie, not necessarily the last dose of BRV during the Evaluation Period).

supp

ort

Relative daysupp

ort

Relative day

any subjects participated in prior to N01199). Unless otherwise noted, all references to the last

any subjects participated in prior to N01199). Unless otherwise noted, all references to the last

RV in this SAP refer to the last dose of BRV taken across any

RV in this SAP refer to the last dose of BRV taken across

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ng First and last dose of BRV

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ng First and last dose of BRV

Unless otherwise noted, all references

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ng

Unless otherwise noted, all references to the first dose of BRV in this SAP refer to the first

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to the first dose of BRV in this SAP refer to the first dose of BRV during N01199 (ie, not the first dose of BRV from the previous study

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dose of BRV during N01199 (ie, not the first dose of BRV from the previous studysubjects participated in prior to N01199). Unless otherwise noted, all references to the last mark

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subjects participated in prior to N01199). Unless otherwise noted, all references to the last

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Subject data listings will be provided and will present source data and key

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Subject data listings will be provided and will present source data and key

First and last dose of BRVautho

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First and last dose of BRV

appli

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Unless otherwise noted, summaries will present BRV overall, which will incl

Subject data listings will be provided and will present source data and keyap

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Subject data listings will be provided and will present source data and key

and

1 assessment at the time point or at

and

1 assessment at the time point or at

All summaries will be descriptive; no statistical hypothesis testing is planned.an

d

All summaries will be descriptive; no statistical hypothesis testing is planned.

any and percentages for categorical variables, will be provided. Denominators for percentages

any and percentages for categorical variables, will be provided. Denominators for percentages

1 assessment at the time point or at any 1 assessment at the time point or at ex

tensio

ns

25th percentile,

exten

sions

25th percentile,

75th percentile, minimum value, and maximum value for quantitative variables, and counts ex

tensio

ns

75th percentile, minimum value, and maximum value for quantitative variables, and counts and percentages for categorical variables, will be provided. Denominators for percentages ex

tensio

ns

and percentages for categorical variables, will be provided. Denominators for percentages

or sis and generation of tables, figures, subject data listings, and statistical

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Page 14: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 14 of 47

3.2.3 Study Entry Visit

The study Entry Visit (EV) corresponds to assessments performed at the time of entry into N01199. There are 3 groups of subjects to consider:

1. Subjects who immediately entered N01199 after completing the Treatment Periods for N01193, N01252, N01253, and N01254.

2. Subjects who entered the Down-Titration Period of the previous study and entered N01199 during the Down-Titration Period.

3. Subjects who did not immediately enter N01199 and had a gap in treatment with study drug between the previous study and N01199.

Subjects in Categories 1 and 2

Subjects in categories 1 and 2 will generally not have any interruption in study drug dosing during the transition to N01199. For such subjects, selected assessments from the following visits from the previous study will be summarized at EV:

Study Visit (Time Point)

N01193 Visit 4 (Week 7)

N01252/N01253 Visit 7 (Week 12)

N01254 Visit 8 (Week 16)

The following assessments were to be performed for all subjects at the above time points: laboratory parameters, vital signs, and ECGs; the results for these assessments will be summarized at EV. Other assessments were to be performed at the above time points but will not be summarized. QOLIE-31-P, HADS, EQ-5D and social-professional data were only assessed at the above time points for studies N01252, N01253, and N01254.

The body weight recorded at the above study visits for the previous studies will be summarized for EV.

Subjects in Category 3

Some subjects in category 3 have data available from an SEV at the time of entry into N01199. Laboratory parameters, vital signs, and ECGs collected at SEV will be summarized at EV. If one or more of these assessments were not performed at SEV, or if a subject in category 3 does not have an SEV, then the subject will be excluded from EV for the assessments that were not performed, regardless of the duration of time the subject was not receiving the study drug after the previous study.

QOLIE-31-P, HADS, EQ-5D, and socio-professional data will not be summarized at EV for subjects in category 3 regardless of the duration of time the subject was not receiving study drug after the previous study.

REDACTED Visit 8 (Week 16)

REDACTED Visit 8 (Week 16)

The following assessments were to be performed for all

REDACTED The following assessments were to be performed for all

parameters, vital signs, and ECGs; the results for these assessments will be

REDACTED

parameters, vital signs, and ECGs; the results for these assessments will be summarized at EV. Other assessments were to be performed at the above time points but will REDACTED

summarized at EV. Other assessments were to be performed at the above time points but will -P, HADS, EQ-5DREDACTED

-P, HADS, EQ-5D

COPY Visit 7 (Week 12)

COPY Visit 7 (Week 12)

Visit 8 (Week 16)COPY

Visit 8 (Week 16)

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be at EV. If one or more of these assessments were not performed at SEV, or if a subject in

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used

N01199. Laboratory

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used

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to Some subjects in category 3 have data available from an SEV at the time of entryto Some subjects in category 3 have data available from an SEV at the time of entryN01199. Laboratoryto

N01199. Laboratory parameters, vital signs, and ECGs collected at SEV will be summarized to parameters, vital signs, and ECGs collected at SEV will be summarized N01199. Laboratory parameters, vital signs, and ECGs collected at SEV will be summarized N01199. Laboratoryto

N01199. Laboratory parameters, vital signs, and ECGs collected at SEV will be summarized N01199. Laboratory

supp

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assessed at the above time points for studies N01252, N01253, and N01254.

weight recorded at the above studymarketi

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weight recorded at the above study

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Visit 8 (Week 16)

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Visit 8 (Week 16)

The following assessments were to be performed for all

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The following assessments were to be performed for all parameters, vital signs, and ECGs; the results for these assessments will be

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Page 15: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 15 of 47

3.2.4 Study periods

The study is divided into 3 periods: Evaluation Period, Down-Titration Period, and Post-Treatment Period. A subject is classified as “discontinued” if the subject has a termination case report form (CRF) or has an early discontinuation visit (EDV). A subject is classified as “completed” if this subject completes the full extent of the study as defined in the protocol at database lock.

A “discontinued” subject can be potentially slotted into the 3 periods of the study. The following algorithms will be used to slot the subject appropriately into the Evaluation Period, Down-Titration Period, and Post-Treatment Period.

For Evaluation Period, the start date is the date of first dose of BRV, and the following algorithm is used to determine the end date:

If the subject enters the Down-Titration Period, then the date of EDV is the end date;

If the subject does not enter the Down-Titration Period but meets 1 of the following criteria, the Evaluation Period ends on date of last dose of BRV:

Without an EDV but having a termination CRF,

With an EDV and having a termination CRF,

With an EDV and the date of EDV prior to the database lock date and having no termination CRF.

A subject is considered entering Down-Titration Period only if the subject has an EDV and at least 1 dose of study drug after the date of EDV, the start date of Down-Titration Period is set as 1 day after the date of EDV, and the Down-Titration Period ends on date of last dose of BRV. A subject without an EDV but having a termination CRF or with an EDV but without any dosing of study drug after the EDV will not have the Down-Titration Period, and no artificial Down-Titration Period will be created for analysis.

A subject is considered entering the Post-Treatment Period if the subject has at least 1 contact (scheduled visit, unscheduled visit, or telephone contact) after the date of last dose of BRV. The Post-Treatment Period starts 1 day after date of last dose of BRV irrespective of entering the Down-Titration Period, and there is no end date.

A “completed” subject can potentially have Evaluation Period, Down-Titration Period, or Post-Treatment Period. At the time of study termination by the Sponsor, subjects will discontinue the study drug following the down titration process or will be converted without titration to commercial BRV where available; alternatively, subjects may be initiated without down-titration in a managed access program, named patient program, compassionate use program, or similar type of access program as allowed per country specific requirements in addition to legal and regulatory guidelines.

REDACTED With an EDV and the date of EDV prior to the database lock date and

REDACTED With an EDV and the date of EDV prior to the database lock date and having no termination CRF.

REDACTED having no termination CRF.

A subject is considered entering Down

REDACTED

A subject is considered entering Downdose of studyREDACTED

dose of study

COPY a termination CRF,

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to A subject is considered entering the Post

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any ut without any

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With an EDV and the date of EDV prior to the database lock date and having no termination CRF.

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having no termination CRF.

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Page 16: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 16 of 47

3.2.5 Monthly time intervals

A month is defined as 30 days and time intervals based on monthly durations are defined as a multiple of 30 days (eg, 12 months is defined as 360 days). The following definitions of 3-month and 6-month intervals are based on 30-day months where the date of first dose of BRV is Day 1:

Interval Duration DefinitionMonths 1-3 Days 1-90Months 4-6 Days 91-180Months 7-9 Days 181-270Months 10-12 Days 271-360

Months 1-6 Days 1-180Months 7-12 Days 181-360Months 13-18 Days 361-540Months 19-24 Days 541-720

Subsequent 3- and 6-month intervals are defined in a similar manner.

Six-month intervals are defined for the evaluation of direct and indirect cost parameters. Statistical summaries for direct and indirect cost parameters will only present results through the first 2 years of treatment. Three-month intervals will be used for analysis of efficacy outcomes and AEs.

End date is the date of last dose of BRV.

For the analysis of efficacy outcomes, a subject is included in the analysis for a 3-month interval if the end date is on or after the last day of the 3-month interval and the subject diary was completed for at least 1 day during the 3-month interval.

For the analysis of AEs, a subject is included in the analysis for a 3-month interval if the end date is on or after the first day of the 3-month interval.

3.2.6 Last Value on BRV Treatment

Last Value for QOLIE-31-P, HADS, EQ-5D, and socio-professional data is the lastassessment strictly after the date of first dose of BRV and up to and including the YEV at the end of the second year and any EDVs for subjects who did not complete through the YEV at the end of the second year.

Last Value for clinical laboratory parameters, vital signs, and ECGs is the last available result obtained after the first dose of BRV and prior to or on the date of last dose of BRV. All scheduled and unscheduled assessments within this time period will be considered. Last Value will be determined separately for each laboratory parameter.

REDACTED Statistical summaries for direct and indirect cost parameters will only

REDACTED Statistical summaries for direct and indirect cost parameters will only

month intervals will be used for anal

REDACTED month intervals will be used for anal

End date is the date of last dose of BRV.

REDACTED

End date is the date of last dose of BRV.

COPY month intervals are defined for the evaluation of direct and indirect cost paramete

COPY month intervals are defined for the evaluation of direct and indirect cost paramete

Statistical summaries for direct and indirect cost parameters will onlyCOPY Statistical summaries for direct and indirect cost parameters will only

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ment Last Value for clinical laboratory

obtained after the first dose of BRV and prior to or on the date of last dose of BRV. All

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obtained after the first dose of BRV and prior to or on the date of last dose of BRV. All

cann

ot assessment strictly

cann

ot assessment strictlyend of the second year and any EDVs for subjects who did not complete through the YEV at

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ot end of the second year and any EDVs for subjects who did not complete through the YEV at

cann

ot the end of the second

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ot the end of the second

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on month intervals are defined for the evaluation of direct and indirect cost paramete

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Page 17: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 17 of 47

3.2.7 Exposure duration and exposure duration cohorts

At the final analysis, the overall duration of exposure (or On Treatment Period) will be calculated as the date of last dose of BRV minus the date of first dose of BRV plus 1 day.

Each subject will be classified into one or more of the following exposure duration cohorts based on the duration of BRV exposure as calculated above:

All subjects ≥1 day

≥3 months ≥90 days

≥6 months ≥180 days

≥12 months ≥360 days

This categorization will continue in 6-month increments past 12 months up to a time point that will be determined based on cumulative exposure at the time of the database lock.

3.2.8 Study visit cohorts

Study visit cohorts are defined for summaries of QOLIE-31-P, HADS, and EQ-5D. Six-month, 12-month, 18-month, and 24-month cohorts are defined. Subjects will be classified into a study visit cohort if they attend the scheduled visit at the time point defined by the cohort. For example, subjects will be included in the 18-month study visit cohort if they attend the scheduled visit at 18 months (ie, FEV at Month 18). Subjects may be classified in more than 1 cohort. Generally, subjects included in a cohort for a later visit will be included in all earlier study visit cohorts (eg, 6-month and 12-month study visit cohorts for subjects in the 18-month study visit cohort), although this may not be the case in the event of a missed visit or if an unscheduled visit is conducted in lieu of a scheduled visit.

3.3 Definition of Baseline Values

Baseline for all study outcomes will be based on baseline from the previous studies. For assessments performed at scheduled and unscheduled visits, Baseline will generally be the last result obtained or prior to the randomization visit of the previous study. Baseline will be defined separately for each hematology, blood chemistry, and urinalysis parameter.

Baseline for the evaluation of seizure frequency and seizure days will be calculated from the core study seizure diary based on the rules defined in Section 3.8.1.

3.4 Protocol deviations

The criteria for identifying important protocol deviations and the classification of importantprotocol deviations will be defined separately in the Specification of Protocol Deviations document. Whenever possible, criteria for identifying important protocol deviations will be implemented algorithmically to ensure consistency in the classification of important protocol deviations across all subjects.

REDACTED months (ie, FEV at Month

REDACTED months (ie, FEV at Monthmore than 1 cohort. Generally, subjects included in a cohort for a later visit will be included

REDACTED more than 1 cohort. Generally, subjects included in a cohort for a later visit will be included

month and 12

REDACTED month and 12

visit cohort), although this may

REDACTED

visit cohort), although this mayvisit or if an unscheduled visit is conducted in lieu of a scheduled visit. REDACTED

visit or if an unscheduled visit is conducted in lieu of a scheduled visit.

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Page 18: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 18 of 47

3.5 Analysis populations

3.5.1 Safety Population

The Safety Analysis Set will consist of all subjects who took at least 1 dose of study drug.

Summaries of demographics and baseline characteristics, medical history, AEDs, non-AEDs, HADS, , study drug exposure, and safety outcomes will be provided for the Safety Analysis Set.

3.5.2 Efficacy Populations

Efficacy Analysis Sets will consist of all subjects who took at least 1 dose of study drug and have at least 1 seizure diary day during the Evaluation Period. Separate Efficacy Populations are defined for subjects with focal epilepsy from N01193, N01252, N01253, and N01254 and subjects with generalized epilepsy from N01254.

A subject will be excluded from the Efficacy Analysis Set for POS or PGS if either they did not receive at least 1 dose of BRV, or the clinical database indicates that the daily seizure diary was not completed for any days on or after the first dose of BRV and on or prior to the end date of the Evaluation Period (see Section 8).

Seizure outcomes will be summarized for either the Efficacy Analysis Set for POS or the Efficacy Analysis Set for PGS. Summaries of epilepsy history, QOLIE-31-P, and EQ-5D will be provided for the Efficacy Analysis Sets for both POS and PGS.

3.6 Treatment Assignment and Treatment Groups

This is an uncontrolled study in which all subjects receive BRV in doses that are optimally adjusted for each subject. Generally, statistical summaries will present all subjects combined as a single treatment arm unless otherwise indicated.

3.7 Coding dictionaries

Medical history and AEs will be coded using the Medical Dictionary for Regulatory Activities (MedDRA). Medications will be coded using the World Health Organization Drug Reference List (WHO-DRL). Prior and concomitant medical procedures will not be coded.

3.8 Definitions of study-specific derived variables

3.8.1 Calculation of seizure frequency/days

3.8.1.1 Initial seizure data processing

Each seizure code in the clinical database will be mapped to exactly 1 of the following codes based on the 1981 International League Against Epilepsy (ILAE) classification: I, IA, IA1, IA2, IA3, IA4, IB, IB1, IB2, IC, II, IIA, IIB, IIC, IID, IIE, IIF, or III.

With regard to cluster seizures, investigator sites are to report the number of cluster episodes rather than reporting the estimated number of individual seizures. Therefore, no imputation will be applied for the seizure counts corresponding to reports of cluster seizures.

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Page 19: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 19 of 47

3.8.1.2 Calculation of adjusted seizure frequency

The following derivations apply only to subjects with Partial Onset Seizures.

Baseline POS frequency for seizure types I, IA, IB, IC, and for all seizure types (I+II+III) will be obtained from the Baseline Period of the previous double-blind study.

The total number of seizures for seizure types I, IA, IB, and IC, and the total number of seizures for all seizure types (I+II+III) will be calculated overall, by 3-month time intervals, and over the cohort interval for each exposure duration cohort.

All seizure diary during evaluation period will be considered for these calculations.

Twenty-eight day adjusted seizure frequency for seizure types I, IA, IB, and IC, and for all seizure types (I+II+III) will be calculated overall, within each 3-month time interval, and over each exposure duration cohort interval by dividing the total number of seizures for each seizure type by the number of days for which the diary was completed overall, within each 3-month interval, and within each exposure duration cohort interval, and multiplying the resulting value by 28.

3.8.1.3 Calculation of adjusted seizure days

The following derivations apply only to subjects with All Other Seizure Types, based on the 1981 ILAE classification, All Other Seizure Types include the generalized seizure types and unclassified seizure types.

Baseline seizure days for seizure types II, IIA through IIF, and for all seizure types (I+II+III) will be obtained from the Baseline Period of the previous study.

The total number of seizure days for seizure types II, IIA through IIF, and the total number of seizure days for all seizure types (I+II+III) will be calculated overall, by 3 month time intervals, and over the cohort interval for each exposure duration cohort. The same seizure diary data defined in the Section 3.8.1.2 for POS frequency will be considered.

Twenty-eight day adjusted seizure days for seizure types II, IIA through IIF, and for all seizure types (I+II+III) will be calculated overall, within each 3-month time interval, and over each exposure duration cohort interval by dividing the total number of seizure days for each seizure type by the number of days for which the diary was completed overall (ie, over the periods defined in the Section 3.8.1.2), within each 3-month interval, and within each exposure duration cohort interval, and multiplying the resulting value by 28.

3.8.2 QOLIE-31-P

The QOLIE-31-P is an adaptation of the original QOLIE-31 (Cramer et al, 1998). The QOLIE-31-P includes 30 items grouped into 7 multi-item subscales (seizure worry [5 items], overall quality of life [2 items], emotional well-being [5 items], energy/fatigue [4 items], cognitive functioning [6 items], medication effects [3 items], and social function [5 items]) and a health status item. The QOLIE-31-P total score, subscale scores, and health status item score are calculated according to the scoring algorithm described below, with scores ranging from 0 to 100 and higher scores indicating better functioning. In addition to these 31 items,

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Page 20: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 20 of 47

the QOLIE-31-P includes 7 items assessing the degree of “distress” associated with the topic of each subscale (ie, distress items) and 1 item asking about the relative importance of each subscale topic (ie, prioritization item).

Subscale Scores

As a first step to calculating the subscale scores, the individual responses for the 30 subscale items are rescaled to a 0 to 100 scale with higher scores reflecting better functioning; the rescaled values for each item are defined in Section 13.1. Each subscale score is then calculated by summing the rescaled responses for that subscale and dividing by the number of items without a missing response. A subscale score will be calculated only if at least 50% of the items within the subscale are present.

Total Score

Total score is calculated as a weighted sum of the subscale scores based on the weighting in Section 13.1. Total score will be missing if at least 1 subscale score is missing. Total score will range from 0 to 100 with a higher score reflecting better functioning.

Health Status Item

Responses for the health status item is a multiple of 10 ranging from 0 to 100 with a higher score corresponding to a better health status. The health status item response is analyzed without rescaling.

Distress Items

Each subscale includes 1 distress item. The response for each distress item is an integer ranging from 1 to 5. The response for each distress item will be converted to a 0 to 100 scale (ie, 0, 25, 50, 75, and 100) with a higher score corresponding to greater distress.

Prioritization Item

The response for each subscale for the prioritization item is an integer ranging from 1 to 7. The prioritization ranking is analyzed without rescaling.

3.8.3 HADS

The HADS assessment consists of 14 items that are each scored on a 4-point scale ranging from 0 to 3, with a higher score corresponding to worse anxiety or depression. The depression and anxiety scores will be calculated by summing the scores for the items corresponding to each subscale, as described in the Hospital Anxiety and Depression Scale Manual (Snaith and Zigmond, 1994): the depression score is calculated as the sum of all even-numbered items; the anxiety score is calculated as the sum of all odd-numbered items. Scores for each subscale range from 0 to 21, with higher scores corresponding to a greater level of anxiety or depression.

Missing items will be replaced by the mean of non missing items from the same subscale when calculating the above, provided at least 50% of the items (ie, at least 4 of 7 items) within the subscale are present. A subscale score will not be calculated if more than 50% of the items are missing within a subscale. This rule applies separately to the subscale scores for

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Page 21: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 21 of 47

anxiety and depression; for example, it may be possible to calculate the depression score in cases where the anxiety score is not calculated due to non response.

3.9 Subject site transfers

Subjects may have transferred from one site to another through the course of participation in the study. Subjects that transferred from one site to another site, for whatever reason, have generally retained their subject number. However, in some cases, the subject number changed. When this is true, the most recently assigned subject number will be used for analyses and subject data listings. A record of any change in subject numbers will be presented in the Section 13.2.

4 STATISTICAL/ANALYTICAL ISSUES

4.1 Adjustments for covariates

No statistical testing is planned; therefore, this section is not applicable.

4.2 Handling of dropouts or missing data

Seizure frequency (subjects with POS) and seizure days (subjects with PGS) will be calculated over non missing diary days during each study period or time interval as described in Section 3.2.4 and Section 3.2.5 ; diary days for which seizure data were not obtained will not be considered in the calculation of seizure frequency or seizure days. Because the evaluation of efficacy is not the primary objective of this study, and because this is an uncontrolled study in a variable setting, which allows individualized optimization of dosing of BRV and concomitant AEDs, no summaries assessing the impact of missing seizure diary days are planned.

For subjects who prematurely discontinue during the Evaluation Period, the calculation of POS frequency and PGS seizure days will be based on available seizure diary while the subject was receiving BRV. The presence of such dropouts may influence the evaluation of the long-term outcomes for subjects who either do not discontinue or do not discontinue early in the study. Therefore, as described below, selected summaries will be produced by exposure duration cohorts to allow an assessment of long-term outcomes without the potentially confounding influence of earlier discontinuations.

4.3 Interim analyses and data monitoring

Interim summaries may be produced to support regulatory submissions for marketing authorization while this study is ongoing. There are no statistical concerns with such interim assessments for this study design.

4.4 Multicenter studies

Efficacy and safety outcomes will not be assessed for individual investigator sites due to the low expected number for enrollment within each investigator site.

4.5 Multiple comparisons/multiplicity

No statistical testing is planned; therefore, this section is not applicable.

REDACTED objective of this study

REDACTED objective of this study in a variable setting, which allows individualized optimization of dosing

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ort . Therefore, as described below, selected summaries will

supp

ort . Therefore, as described below, selected summaries will

duration cohorts to allow an assessment of long

supp

ort

duration cohorts to allow an assessment of longconfounding influence of earlier discontinuations.su

pport

confounding influence of earlier discontinuations.

any subject was receiving BRV. The presence of such dropouts may

any subject was receiving BRV. The presence of such dropouts may

the long-term outcomes for subjects who either do not discontinue or do not discontinue earlany the long-term outcomes for subjects who either do not discontinue or do not discontinue earl

. Therefore, as described below, selected summaries will an

y

. Therefore, as described below, selected summaries will

marketi

ng

For subjects who prematurely discontinue during the Evaluation Period, the calculation of

marketi

ng

For subjects who prematurely discontinue during the Evaluation Period, the calculation of and PGS seizure day

marketi

ng

and PGS seizure days will be based on available seizure diarymark

eting

s will be based on available seizure diarysubject was receiving BRV. The presence of such dropouts maymark

eting

subject was receiving BRV. The presence of such dropouts may

autho

rizati

on of seizure frequency

autho

rizati

on of seizure frequency

objective of this study

autho

rizati

on

objective of this study in a variable setting, which allows individualized optimization of dosing

autho

rizati

on

in a variable setting, which allows individualized optimization of dosing AEDs, no summaries assessing the impact of missing seizure diary

autho

rizati

on

AEDs, no summaries assessing the impact of missing seizure diary

appli

catio

n s (subjects with PGS) will be

appli

catio

n s (subjects with PGS) will be

period or time interval as described

appli

catio

n

period or time interval as described s for which seizure data were not obtained will ap

plica

tion

s for which seizure data were not obtained will of seizure frequencyap

plica

tion

of seizure frequency or seizure dayappli

catio

n

or seizure dayof seizure frequency or seizure dayof seizure frequencyappli

catio

n

of seizure frequency or seizure dayof seizure frequency

and

No statistical testing is planned; therefore, this section is not applicable.

and

No statistical testing is planned; therefore, this section is not applicable.any No statistical testing is planned; therefore, this section is not applicable.any No statistical testing is planned; therefore, this section is not applicable.ex

tensio

ns or

varia

tions

there

of.

Page 22: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 22 of 47

4.6 Use of an “Efficacy Subset” of subjects

All subjects who receive at least 1 dose of study drug and have at least 1 diary record during the Evaluation Period will be included in efficacy summaries. No additional efficacy subsets are defined for this study.

4.7 Active-control studies intended to show equivalence

This section is not applicable for this study.

4.8 Examination of subgroups

Selected summaries will be provided for the following subgroups as specified within each of the following sections;

Seizure type (Partial Onset Seizures, Primary Generalized Seizures)

Geographic region (Latin America, North America, Asia/Pacific/Other). A mapping of countries to geographic regions is defined as

Geographic Region CountryNorth America Canada, United States, Puerto RicoLatin America Brazil, MexicoAsia/Pacific/Other Australia, Hong Kong, India, Israel, Japan, Singapore,

South Africa, Republic of Korea, Taiwan, Tunisia

Randomized treatment in the previous study (placebo [PBO], BRV) (TEAEs only)

5 STUDY POPULATION CHARACTERISTICS

5.1 Subject disposition

Due to differences in data format across studies, in order to facilitate summary of subject disposition, the reasons for discontinuation for individual studies will be collapsed as follows for summaries:

LTFU Category CRF ReasonADVERSE EVENT ADVERSE EVENTLACK OF EFFICACY LACK OF EFFICACY

LOSS OF EFFICACYLOST TO FOLLOW-UP LOST TO FOLLOW-UPSUBJECT CHOICE CONSENT WITHDRAWN

WITHDRAWAL OF CONSENT FOR PERSONAL REASONS NOT RELATED TO AESWITHDRAWAL OF CONSENT FOR PERSONAL REASONS NOT RELATED TO AES OR LACK OF EFFICACY

OTHER PROTOCOL VIOLATIONOTHER REASONOTHER

REDACTED South Africa, Republic of Korea, Taiwan, Tunisia

REDACTED South Africa, Republic of Korea, Taiwan, Tunisia

REDACTED Randomized treatment in the previous study

REDACTED Randomized treatment in the previous study

STUDY POPULA

REDACTED

STUDY POPULATION CHA

REDACTED

TION CHA

Subject dispositionREDACTED

Subject disposition

COPY Hong Kong, India, I

COPY Hong Kong, India, I

South Africa, Republic of Korea, Taiwan, TunisiaCOPY

South Africa, Republic of Korea, Taiwan, TunisiaCOPY

COPY

This do

cumen

t

docu

ment c

anno

t SUBJECT CHOI

cann

ot SUBJECT CHOIbe

LOST TO FOLLOW

be LOST TO FOLLOW

be

SUBJECT CHOIbe

SUBJECT CHOIbe us

ed

LOST TO FOLLOWused

LOST TO FOLLOWus

ed to

CACYto CACYsu

pport

supp

ort

ADVERSE EVENT supp

ort

ADVERSE EVENT supp

ort

CACYsu

pport

CACYsu

pport

any the reasons for discontinuation for individual studies will be collapsed as follows

any the reasons for discontinuation for individual studies will be collapsed as follows mark

eting

Subject disposition

marketi

ng

Subject disposition

Due to differences in data format across studies, mark

eting

Due to differences in data format across studies, the reasons for discontinuation for individual studies will be collapsed as follows mark

eting

the reasons for discontinuation for individual studies will be collapsed as follows

autho

rizati

on Hong Kong, India, I

autho

rizati

on Hong Kong, India, I

South Africa, Republic of Korea, Taiwan, Tunisia

autho

rizati

on

South Africa, Republic of Korea, Taiwan, Tunisia

autho

rizati

on

Randomized treatment in the previous study

autho

rizati

on

Randomized treatment in the previous study (placebo [PBO], BRV) (TEAEs only

autho

rizati

on

(placebo [PBO], BRV) (TEAEs onlyRandomized treatment in the previous study (placebo [PBO], BRV) (TEAEs onlyRandomized treatment in the previous study

autho

rizati

on

Randomized treatment in the previous study (placebo [PBO], BRV) (TEAEs onlyRandomized treatment in the previous study

TION CHAautho

rizati

on

TION CHA

appli

catio

n Canada, United States, Puerto Rico

appli

catio

n Canada, United States, Puerto Rico

appli

catio

n

appli

catio

n

Hong Kong, India, Iappli

catio

n

Hong Kong, India, Iappli

catio

n and

an

d any

egion (Latin America, North America, Asia/Pacific/Other). A mapping of an

y egion (Latin America, North America, Asia/Pacific/Other). A mapping of ex

tensio

ns Selected summaries will be provided for the following subgroups as specified within each of

exten

sions

Selected summaries will be provided for the following subgroups as specified within each of or

Selected summaries will be provided for the following subgroups as specified within each of or

Selected summaries will be provided for the following subgroups as specified within each of

varia

tions

there

of.

Page 23: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 23 of 47

LTFU Category CRF ReasonMISSING If subject discontinued the study and the termination CRF is

not available

Only 1 primary reason for discontinuation should have been reported. In the event that more than 1 reason is specified in the clinical database, both reasons will be summarized and a footnote will be added to the summary table to indicate that at least 1 subject is counted for multiple reasons for discontinuation.

An overall summary of disposition will be provided for all enrolled subjects (ie, all subjects who signed informed consent). The following will be summarized:

The number of subjects in the Safety Analysis Set

The number of subjects excluded from the Safety Analysis Set

The number of subjects who have completed the study

The number of subjects who have discontinued from the study, including the reason for discontinuation. If subject discontinued the study and the termination CRF is not available, the reason for discontinuation will be reported as “MISSING”.

Additionally, an overall summary of disposition will present the following for subjects in the Safety Analysis Set:

The number of subjects completing the study (final analysis only)

The overall number of subjects discontinuing and the number of subjects discontinuing by primary reason for discontinuation. If subject discontinued the study and the termination CRF is not available, the reason for discontinuation will be reported as “MISSING”.

Overall subject disposition will also be summarized by geographic region and seizure typefor the Safety Analysis Set.

The number of subjects within each geographic region and the number of subjects with each seizure type will be summarized for the Safety Analysis Set.

Kaplan-Meier estimates of the percentage of subjects completing 3, 6, 12, 24, 36, 48, and 60 months of treatment with BRV will be provided. This analysis will be based on the duration of exposure to BRV as defined in Section 3.2.7. Subjects who have permanently discontinued will be analyzed as events on the last day of treatment with study drug; subjects who complete the study will be censored on the last day of treatment with study drug.

The date of first subject in (date of earliest Visit 1), date of last subject out (date of last scheduled or unscheduled visit), number of enrolled subjects, and the number of subjects in each analysis set or seizure type will be summarized overall and by investigator site. Subjects who transferred sites will be summarized according to their original site.

5.2 Protocol Deviations

The number and percentage of subjects with at least 1 important protocol deviation will be summarized overall and by category of protocol deviation for the Safety Analysis Set.

REDACTED The number of subjects completing the study

REDACTED The number of subjects completing the study

The overall number of subjects discontinuing and the number

REDACTED

The overall number of subjects discontinuing and the number reason for discontinuation. I

REDACTED

reason for discontinuation. If subject discontinued the studyREDACTED

f subject discontinued the studyCRF is not available, the reason for discontinuation will be reported as “MISSIREDACTED

CRF is not available, the reason for discontinuation will be reported as “MISSI

COPY of disposition will present the following for subjects in the

COPY of disposition will present the following for subjects in the

This do

cumen

t scheduled or unscheduled visit), number of enrolled subjects, and the number of subjects in

docu

ment scheduled or unscheduled visit), number of enrolled subjects, and the number of subjects in

each anal

docu

ment

each analSubjects who transferr

docu

ment

Subjects who transferr

cann

ot who complete the stud

cann

ot who complete the stud

cann

ot The date of first subject in (date of earl

cann

ot The date of first subject in (date of earlscheduled or unscheduled visit), number of enrolled subjects, and the number of subjects in ca

nnot

scheduled or unscheduled visit), number of enrolled subjects, and the number of subjects in

be discontinued will be analy

be discontinued will be analy

who complete the studbe

who complete the studus

ed months of treatment with BRV will be provided. This anal

used

months of treatment with BRV will be provided. This analduration of exposure to BRV as defined in Section

used

duration of exposure to BRV as defined in Sectiondiscontinued will be analyus

ed

discontinued will be analy

to Meier estimates of the percenta

to Meier estimates of the percenta

months of treatment with BRV will be provided. This analto months of treatment with BRV will be provided. This analsu

pport

The number of subjects within each geographic region and the number of subjects with each

supp

ort The number of subjects within each geographic region and the number of subjects with each

will be summarized for the Safety

supp

ort

will be summarized for the Safety

Meier estimates of the percentasupp

ort

Meier estimates of the percentamonths of treatment with BRV will be provided. This anal

supp

ort

months of treatment with BRV will be provided. This anal

any

The number of subjects within each geographic region and the number of subjects with each any

The number of subjects within each geographic region and the number of subjects with each

marketi

ng f subject discontinued the study

marketi

ng f subject discontinued the study

CRF is not available, the reason for discontinuation will be reported as “MISSI

marketi

ng

CRF is not available, the reason for discontinuation will be reported as “MISSI

marketi

ng

Overall subject disposition will also be summarized

marketi

ng

Overall subject disposition will also be summarized

autho

rizati

on

The number of subjects completing the study

autho

rizati

on

The number of subjects completing the study (final analy

autho

rizati

on

(final analyThe number of subjects completing the study (final analyThe number of subjects completing the study

autho

rizati

on

The number of subjects completing the study (final analyThe number of subjects completing the study

The overall number of subjects discontinuing and the number

autho

rizati

on

The overall number of subjects discontinuing and the numberf subject discontinued the studyau

thoriz

ation

f subject discontinued the study

appli

catio

n who have discontinued from the study

appli

catio

n who have discontinued from the study

and the termination CRF is not

appli

catio

n and the termination CRF is not available, the reason for discontinuation will be reported

appli

catio

n available, the reason for discontinuation will be reported as “MISSING”.

appli

catio

n as “MISSING”.

of disposition will present the following for subjects in the ap

plica

tion

of disposition will present the following for subjects in the

and who have discontinued from the study and who have discontinued from the study, including the reason for and , including the reason for

and the termination CRF is not an

d

and the termination CRF is not

any e

xtens

ions o

r l be provided for all enrolled subjects (ie, all subjects or

l be provided for all enrolled subjects (ie, all subjects varia

tions

l be provided for all enrolled subjects (ie, all subjects varia

tions

l be provided for all enrolled subjects (ie, all subjects

thereo

f.

Page 24: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 24 of 47

6 DEMOGRAPHICS AND OTHER BASELINE CHARACTERISTICS

6.1 Demographics

Demographics summaries will be based on demographic data from follow-up studies for subjects who enrolled in a follow-up study that collected demographic data. Otherwise, demographics summaries will be based on demographic data collected in the previous double-blind study.

Age, age category (<17, 17 to <65, and ≥65 years), gender, racial group and overall racial group (see below), body weight (kg), height (cm), body mass index (BMI) (kg/m2), and BMI category (<18.5, 18.5 to <25, 25 to <30, 30 to <40, ≥40) will be summarized for the Safety Analysis Set. Demographic data will be summarized overall and by subgroup for seizure typeand geographic region.

Racial group was not collected in a consistent manner across studies. For this reason, racial group will be collapsed as follows for statistical summaries:

• Category • CRF Racial Group

• American Indian/Alaskan Native

• American Indian/Alaskan Native

• Asian • Asian, Asian/Pacific Islander, Indian/Pakistani

• Black • Black, African-American

• Native Hawaiian or Other Pacific Islander

• Native Hawaiian or Other Pacific Islander

• White • White, Caucasian, Hispanic

• Other/Mixed • Other, Other/Mixed, Mixed Race

moreover, the overall racial group will be collapsed as follows for statistical summaries:

Category Racial Group from Previous StudyWhite White, Caucasian, HispanicBlack Black, African-AmericanAsian Asian, Native Hawaiian or Other Pacific Islander, Asian/Pacific Islander,

Indian/PakistaniOther American Indian/Alaskan Native, Other, Other/Mixed

All subjects should be classified into one of the above categories.

Racial group, ethnicity (Hispanic or Latino, Not Hispanic or Latino), and racial subgroup (Indian/Pakistani, Japanese, Other) were not collected in a consistent manner across all studies; these variables will be provided in subject data listings if available in the clinical data from the previous study but will not be summarized.

REDACTED Asian, Asian/Pacific Islander, Indian/Pakistani

REDACTED Asian, Asian/Pacific Islander, Indian/Pakistani

Black, African

REDACTED Black, African

Native Hawaiian or Other Pacific Islander

REDACTED

Native Hawaiian or Other Pacific Islander

COPY Indian/Alaskan Native

COPY Indian/Alaskan Native

Asian, Asian/Pacific Islander, Indian/PakistaniCOPY

Asian, Asian/Pacific Islander, Indian/Pakistani

This do

cumen

t Racial group, ethnicit

docu

ment Racial group, ethnicit

(Indian/Pakistani, Japanese, Other) were not collected in a consistent manner across all

docu

ment

(Indian/Pakistani, Japanese, Other) were not collected in a consistent manner across all studies; these variabl

docu

ment

studies; these variabl

cann

ot All subjects

cann

ot All subjects

Racial group, ethnicitcann

ot

Racial group, ethnicit

be us

ed Asian, Native Hawaiian or Other Pacific Islander, Asian/Pacific Islander,

used

Asian, Native Hawaiian or Other Pacific Islander, Asian/Pacific Islander, to Black, Africanto Black, African

Asian, Native Hawaiian or Other Pacific Islander, Asian/Pacific Islander, to

Asian, Native Hawaiian or Other Pacific Islander, Asian/Pacific Islander,

supp

ort

Racial Group from

supp

ort

Racial Group from

supp

ort

White, Caucasian, Hispanicsu

pport

White, Caucasian, HispanicBlack, Africansu

pport

Black, African

any moreover, the overall racial group will be collapsed as follows for statistical summaries:any moreover, the overall racial group will be collapsed as follows for statistical summaries:mark

eting

marketi

ng

• White, Caucasian, Hispanic

marketi

ng

White, Caucasian, Hispanic

•marketi

ng

autho

rizati

on

Asian, Asian/Pacific Islander, Indian/Pakistani

autho

rizati

on

Asian, Asian/Pacific Islander, Indian/Pakistani

Black, African

autho

rizati

on

Black, African

Native Hawaiian or Other Pacific Islanderautho

rizati

on

Native Hawaiian or Other Pacific Islander

appli

catio

n CRF Racial Group

appli

catio

n CRF Racial Group

Indian/Alaskan Nativeap

plica

tion

Indian/Alaskan Native

and Racial group was not collected in a consistent manner across studies. For this reason, racial

and Racial group was not collected in a consistent manner across studies. For this reason, racial an

y Racial group was not collected in a consistent manner across studies. For this reason, racial an

y Racial group was not collected in a consistent manner across studies. For this reason, racial

exten

sions

ears), gender, racial group and overall racial

exten

sions

ears), gender, racial group and overall racial mass index (BMI) (kg/m

exten

sions

mass index (BMI) (kg/m ), and BMI

exten

sions

), and BMI

will be summarized for the Safet

exten

sions

will be summarized for the Safet

subgroup for ex

tensio

ns

subgroup for

or ears), gender, racial group and overall racial or ears), gender, racial group and overall racial va

riatio

ns th

ereof.

Page 25: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 25 of 47

6.2 Medical and procedure history

6.2.1 Medical history diseases

The summary of medical history will be based on the medical history at the time of entry into the previous study.

The number and percentage of subjects with a medical history condition, including both resolved and ongoing conditions at the time of entry into the previous study, will be summarized overall and by primary MedDRA system organ class (SOC) and preferred term (PT) for the Safety Analysis Set.

6.2.2 Procedure history and concomitant procedures

Medical procedures are not coded and will only be provided in subject data listings.

6.3 History of epilepsy

All of the following are summarized using data collected at the time of entry into the previous studies or from the Baseline Period of the previous studies.

6.3.1 Etiology of epilepsy

The number and percentage of subjects with each type of etiology as specified on the CRF (genetic, congenital, etc) from the previous studies will be summarized for the Efficacy Analysis Sets for POS and PGS. A subject will be counted as having a particular etiology if that etiology was either confirmed or suspected based on the investigator's assessment.

6.3.2 Epileptic seizure profile

The number and percentage of subjects experiencing each seizure type at any time prior to study entry will be summarized for the Efficacy Analysis Sets for POS and PGS. The following seizure types will be summarized: I, IA, IA1 through IA4, IB, IB1, IB2, IC, II, IIA through IIF, III, and IV. A subject with a history of a more specific seizure type will be counted in all higher levels of seizure types (eg, a subject with a history of IB1 seizures will be counted for seizure types I, IB, and IB1).

6.3.3 Classification of epileptic syndrome

The number and percentage of subjects with each epileptic syndrome will be summarized for the Efficacy Analysis Sets for POS and PGS. This summary will include the number and percentage of subjects within the following categories: localization-related epilepsy; idiopathic, symptomatic, and cryptogenic localization-related epilepsy; generalized epilepsy; and idiopathic, symptomatic, and cryptogenic generalized epilepsy.

6.3.4 Focus localization

The number and percentage of subjects with each category of focus localization (unknown, frontal, temporal, parietal, occipital) will be summarized for the Efficacy Analysis Set for POS for subjects from N01252, N01253, and N01254. Subjects may be counted in more than 1 category of focus localization. Focus localization data was not collected in N01193.

REDACTED sis Sets for POS and PGS. A subject will be counted as having a particular etiology

REDACTED sis Sets for POS and PGS. A subject will be counted as having a particular etiology was either confirmed or suspected based on the investigator's assessment.

REDACTED was either confirmed or suspected based on the investigator's assessment.

pileptic seizure profile

REDACTED

pileptic seizure profile

The number and percentage of subjects experiencing each seizure tREDACTED

The number and percentage of subjects experiencing each seizure t will be summarized for the Efficacy

REDACTED

will be summarized for the Efficacy

COPY The number and percentage of subjects with each ty

COPY The number and percentage of subjects with each type of etiology

COPY pe of etiologyThe number and percentage of subjects with each type of etiologyThe number and percentage of subjects with each ty

COPY The number and percentage of subjects with each type of etiologyThe number and percentage of subjects with each tyenital, etc) from the previous studies will be summarized for the Efficacy

COPY enital, etc) from the previous studies will be summarized for the Efficacy

sis Sets for POS and PGS. A subject will be counted as having a particular etiologyCOPY

sis Sets for POS and PGS. A subject will be counted as having a particular etiology

This do

cumen

t 6.3.4

docu

ment 6.3.4

The number and perc

docu

ment

The number and perc

cann

ot idiopathic, sy

cann

ot idiopathic, syand idiopathic, sy

cann

ot and idiopathic, sy

6.3.4cann

ot

6.3.4

be percentage of subjects within

be percentage of subjects within

idiopathic, sybe

idiopathic, sy

used

The number and percentage of subjects with each epileptic sy

used

The number and percentage of subjects with each epileptic sy Anal

used

Analys

used

ys

percentage of subjects within used

percentage of subjects within

to The number and percentage of subjects with each epileptic syto The number and percentage of subjects with each epileptic sysu

pport

counted in all higher levels of seizure ty

supp

ort counted in all higher levels of seizure ty

ypes I,

supp

ort ypes I,

supp

ort

Classification of epileptic syndromesupp

ort

Classification of epileptic syndrome

any III, and IV. A subject with a history of a more specific seizure type will be

any III, and IV. A subject with a history of a more specific seizure type will be

counted in all higher levels of seizure tyany counted in all higher levels of seizure ty

ypes I, an

y

ypes I,

marketi

ng The number and percentage of subjects experiencing each seizure t

marketi

ng The number and percentage of subjects experiencing each seizure t

will be summarized for the Efficacy

marketi

ng

will be summarized for the Efficacyypes will be summarized: I, IA, IA1 thr

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ng

ypes will be summarized: I, IA, IA1 thrIII, and IV. A subject with a history of a more specific seizure type will be mark

eting

III, and IV. A subject with a history of a more specific seizure type will be

autho

rizati

on enital, etc) from the previous studies will be summarized for the Efficacy

autho

rizati

on enital, etc) from the previous studies will be summarized for the Efficacy

sis Sets for POS and PGS. A subject will be counted as having a particular etiology

autho

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on

sis Sets for POS and PGS. A subject will be counted as having a particular etiology was either confirmed or suspected based on the investigator's assessment.

autho

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on

was either confirmed or suspected based on the investigator's assessment.

The number and percentage of subjects experiencing each seizure tautho

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on

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appli

catio

n

pe of etiologyap

plica

tion

pe of etiologyenital, etc) from the previous studies will be summarized for the Efficacyap

plica

tion

enital, etc) from the previous studies will be summarized for the Efficacy

and summarized using data collected at the time of entry

and summarized using data collected at the time of entryan

y summarized using data collected at the time of entryan

y summarized using data collected at the time of entry

exten

sions

be provided in subject data listings.

exten

sions

be provided in subject data listings.

or va

riatio

ns

tem organ class (SOC) and preferred term varia

tions

tem organ class (SOC) and preferred term

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f.

Page 26: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 26 of 47

6.3.5 History of epileptic seizures

History of epileptic seizures, including the number and percentage of subjects with a history of status epilepticus and quantitative summaries of epilepsy duration, age at onset of first seizure, and percent of life with epilepsy, will be summarized for the Efficacy Analysis Sets for POS and PGS

6.3.6 Seizure types experienced during baseline of the previous study

The number and percentage of subjects experiencing each seizure type during the Baseline Period will be summarized for the Efficacy Analysis Sets for POS and PGS based on the Baseline seizure diary data from the previous studies. The following seizure types will be summarized: I, IA, IB, IC, II, and IIA through IIF, and III as well.

Subjects will be counted for all higher levels of seizure type categories corresponding to the seizure types or seizure sub-types reported on the CRF.

6.4 Medications

Medications recorded on the Concomitant Medications CRF and the Concomitant Medications (AEDs only) CRF will be classified as either AEDs or non-AEDs based on the preferred drug name search criteria, which are documented outside of the SAP.

The medication is not an AED if it does not meet the search criteria based on preferred drug name, regardless of which CRF is used for reporting the medication. However, further review will be performed for medications that are recorded on the Concomitant Medications (AEDs only) CRF but are not included in the AEDs search criteria;

For non-benzodiazepine medications, if the medication meets the search criteria for an AED based on preferred drug name, then the medication will be classified as an AED regardless of indication and regardless of which CRF the medication is recorded on;

Benzodiazepines (BZD) taken more than once a week (for any indication) will be considered as a concomitant AED.

After medications are classified as AEDs or non-AEDs, the standard date imputation algorithms for start and stop date of the medication and first dose and last dose of BRV in the study will be applied. If an AED was taken at any time during dosing with BRV, then the AED is classified as a concomitant AED.

6.4.1 Non-AEDs taken at study entry

The number and percentage of subjects taking non-AED medications at study entry for the previous double-blind study will be summarized by WHO-DRL primary therapeutic group (Anatomic Therapeutic Class [ATC] level 1), therapeutic subgroup (ATC level 2), and preferred drug name for the Safety Analysis Set.

REDACTED drug name, regardless of which CRF is used for reporting the medication. However,

REDACTED drug name, regardless of which CRF is used for reporting the medication. However, further review will be performed for medications that are recorded on the Concomitant

REDACTED further review will be performed for medications that are recorded on the Concomitant

y) CRF but are not included in the AEDs search

REDACTED

y) CRF but are not included in the AEDs search

-benzodiazepine medications, if the medication meets the search criteria for an REDACTED

-benzodiazepine medications, if the medication meets the search criteria for an AED based on preferred drug name, then the medication will be classified as an AED REDACTED

AED based on preferred drug name, then the medication will be classified as an AED

COPY preferred drug name search criteria, which are documented outside of the SAP.

COPY preferred drug name search criteria, which are documented outside of the SAP.

The medication is not an AED if it does not meet the search criteriCOPY

The medication is not an AED if it does not meet the search criteridrug name, regardless of which CRF is used for reporting the medication. However, COPY

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ng -benzodiazepine medications, if the medication meets the search criteria for an

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ng -benzodiazepine medications, if the medication meets the search criteria for an

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Page 27: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 27 of 47

6.4.2 Number of previous AEDs

The number and percentage of subjects taking an AED within 5 years and discontinued prior to entry into the previous double-blind study will be summarized by WHO-DRL preferred drug name for the POS and PGS Efficacy Analysis Sets based on the following categorization: 0-1 AEDs, 2-4 AEDs, and ≥5 AEDs.

6.4.3 History of previous AED use

The number and percentage of subjects taking an AED within 5 years and discontinued prior to entry into the previous double-blind study will be summarized overall and by WHO-DRLpreferred drug name for the POS and PGS Efficacy Analysis Sets.

6.4.4 AEDs taken at study entry

The number and percentage of subjects taking AEDs at study entry for the previous double-blind study will be summarized by WHO-DRL preferred drug name for the POS and PGS Efficacy Analysis Sets.

6.4.5 Concomitant AEDs

A concomitant AED is an AED which was taken during administration of BRV in N01199 study, regardless of the start and stop date of the AED. The number and percentage of subjects taking concomitant AEDs will be summarized by WHO-DRL preferred drug namefor the POS and PGS Efficacy Analysis Sets.

7 MEASUREMENTS OF TREATMENT COMPLIANCE

Study drug compliance will not be assessed due to the complexities associated with the calculation and interpretation of study drug compliance for this study. Study drug dosing will be provided in subject data listings.

8 EFFICACY ANALYSES

In general, all study outcomes based on seizure frequency will be summarized for the Efficacy Analysis Set for POS and all study outcomes based on seizure days will be summarized for the Efficacy Analysis Set for PGS.

The derivations of 28-day adjusted seizure frequency and 28-day adjusted seizure days are described in detail in Section 3.8.1.2 and Section 3.8.1.3, respectively.

All summaries of efficacy data are descriptive; no statistical testing will be performed.

8.1 Statistical analyses of secondary efficacy variables

The following variables are summarized for the Efficacy Population for POS.

8.1.1 Partial onset seizure frequency

Twenty-eight day adjusted POS frequency will be summarized with quantitative descriptive statistics for all subjects for the Baseline Period, the On Treatment Period, and by 3-month

REDACTED ant AEDs will be summarized by

REDACTED ant AEDs will be summarized bysis Sets.

REDACTED sis Sets.

SUREMENTS OF TREA

REDACTED

SUREMENTS OF TREA

drug compliance will not be assessed due to the complexities associated with the REDACTED

drug compliance will not be assessed due to the complexities associated with the

COPY A concomitant AED is an AED which was taken during administration of BRV

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and

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Page 28: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 28 of 47

time intervals over the On Treatment Period. The summary over the On Treatment Period will include all subjects in the POS Efficacy Analysis Set. Similar summaries will be provided for the full cohort interval and by 3-month time intervals for each exposure duration cohort.

8.1.2 Percent reduction in POS frequency

Percent reduction in POS frequency from Baseline to the On Treatment Period will be calculated as follows, where On Treatment Period Frequency is the 28-day adjusted POS frequency during On Treatment Period and Baseline Period Frequency is the 28-day adjusted POS frequency during the Baseline Period of the previous study.

FrequencyPeriodBaseline

FrequencyPeriodTreatment On FrequencyPeriodBaseline100Reduction%

A similar calculation applies to each 3-month time interval over the On Treatment Period and for the cohort interval for each exposure duration cohort.

Percent reduction from Baseline for POS frequency will be summarized with quantitative descriptive statistics for the On Treatment Period, and by 3-month time intervals over the On Treatment Period. The summary over the On Treatment Period will include all subjects in the POS Efficacy Analysis Set. Similar summaries will be provided for the full cohort interval and by 3-month time intervals for each exposure duration cohort. Percent reduction from Baseline for POS frequency will be summarized in the same manner by geographic region.

8.1.3 Responder rate for POS frequency

Responders over the On Treatment Period are defined as subjects with a 50% or greater reduction in 28-day adjusted POS frequency from Baseline to the On Treatment Period. A similar calculation applies to each 3-month time interval over the On Treatment Period and for the cohort interval for each exposure duration cohort.

The number and percentage of responders for POS frequency will be summarized for the On Treatment Period, and by 3-month time intervals over the On Treatment Period. The summary over the On Treatment Period will include all subjects in the POS Efficacy Analysis Set. Similar summaries will be provided over the full cohort interval and by 3-month time intervals for each exposure duration cohort. Responder rates for POS frequency will be summarized in the same manner by geographic region.

8.2 Analysis of other efficacy variables

8.2.1 Subjects with partial onset seizures

All of the following variables are summarized for the Efficacy Analysis Set for POS.

8.2.1.1 Specified Month seizure freedom

The numbers and percentages of subjects who are seizure free for all seizure types for any continuous 6-month interval, 12-month interval, 18-month interval, and so forth will be summarized overall for the period of time that subjects are being treated with BRV and by

REDACTED will be summarized in the same manner by

REDACTED will be summarized in the same manner by

Responder rate for POS frequency

REDACTED Responder rate for POS frequency

esponders over the On Treatment Period are defined as subjects with a 50% or greater REDACTED

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adjusted POS frequency

COPY over the On Treatment Period will include all subjects in the

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Page 29: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 29 of 47

Exposure Duration Cohort. The overall summary will present the number and percentage of subjects who reported no seizures for the specified duration of seizure freedom and the seizure diary was completed for at least 90% of days within the seizure-free interval. Subjects whose duration of BRV treatment was less than the specified duration of seizure freedom will be considered failures for seizure-freedom. Summaries by exposure duration cohort will present the number and percentage of subjects who reported no seizures for the specified duration of seizure freedom at any time during the cohort interval (eg, through the end of Month 6 for the 6-month cohort) and the seizure diary was completed for at least 90% of days within the seizure-free interval. Percentages are relative to the number of subjects within each Exposure Duration Cohort.

A subject is seizure free for a 6-month interval if the subject did not report any seizures in the 6-month interval and the seizure diary was completed for at least 90% of days within the seizure-free interval. The percentage of days for which seizure diary was completed within a given 6-month interval will be calculated as follows based on a 30-day month:

%ofdaysdiarywasdone=100 × �180 − numberofdaysdiarywasnotdoneintheinterval

180�

A similar calculation applies for 12-month seizure freedom based on 360 days, 18-month seizure freedom based on 540 days, and so forth.

8.2.2 Subjects with All Other Seizure Types

The following variables are summarized for the Efficacy Analysis Set for PGS.

8.2.2.1 All other type seizure days

Twenty-eight day adjusted all other type seizure days will be summarized with quantitative descriptive statistics in the same manner as 28-day adjusted POS frequency.

8.2.2.2 Percent reduction in All other type seizure days

Percent reduction in all other type seizure days from Baseline will be calculated in the same manner as percent reduction in POS frequency as described in Section 8.1.2. This variable will be summarized in the same manner as percent reduction in POS frequency.

8.2.2.3 Responder outcome for all other type seizure days

Responder outcome for all other type seizure days will be derived in a manner similar to the responder outcome for POS frequency as described in Section 8.1.3. This variable will be summarized in the same manner as 50% responder outcome for POS frequency.

8.2.2.4 Specified month seizure freedom

Specified month seizure freedom for subjects in the PGS Efficacy Analysis Set will be derived in a manner similar to specified month seizure freedom for the POS Efficacy Analysis Set as described in Section 8.2.1.1. This variable will be summarized in the same manner as specified month seizure freedom for subjects in the POS Efficacy Analysis Set.

REDACTED The following variables are summarized for the Efficacy

REDACTED The following variables are summarized for the Efficacy

l other type seizure day

REDACTED

l other type seizure day

adjusted all other tyREDACTED

adjusted all other type seizure dayREDACTED

pe seizure day adjusted all other type seizure day adjusted all other tyREDACTED

adjusted all other type seizure day adjusted all other tystatistics in the same manner as 28-REDACTED

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Page 30: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 30 of 47

8.2.3 QOLIE-31-P

The scoring algorithm for QOLIE-31-P is described in Section 13.1. QOLIE-31-P will be summarized for the POS and PGS Efficacy Analysis Sets. QOLIE-31-P is assessed at the following time points for subjects with POS and subjects with PGS (except for mentallyimpaired subjects and subjects coming from N01193): Month 2, Month 6, Month 12, Month 18, and Month 24. QOLIE-31-P is also assessed at EDVs for subjects who discontinue prior to the YEV at the end of the second year. Prior to protocol amendment 6, QOLIE-31-P may have been assessed for more than 2 years after study entry for some subjects. These additional assessments will not be summarized but will be provided in the subject data listings.

Observed values for QOLIE-31-P total score and subscale scores for Seizure Worry, Daily Activities/Social Function, Energy/Fatigue, Emotional Well-Being, Cognitive Function, Medication Effects, Overall Quality of Life, and Health Status will be summarized for Months 2, 6, 12, 18, and 24 and Last Value for the Efficacy Analysis Sets for POS and PGS. For each time point, summary statistics will be presented for the baseline scores for subjects with a change from baseline at the time point in addition to summaries of the observed values and changes from baseline at each time point. Only subjects with a non-missing change from baseline will be summarized at each time point.

For summaries of observed values at each time point, only subjects with a change from Baseline value at that time point will be summarized. Additionally, the mean and SD for each Baseline score will be provided at each post-Baseline time point for subjects included in the summary of change from Baseline.

Similar summaries will be provided for QOLIE-31-P distress items Seizure Worry, Daily Activities/Social Function, Energy/Fatigue, Emotional Well-Being, Cognitive Function, Medication Effects, and Overall Quality of Life.

The rankings of prioritization items (Seizure Worry, Daily Activities/Social Function, Energy/Fatigue, Emotional Well-Being, Cognitive Function, Medication Effects, Overall Quality of Life) will be summarized by visit for the first 2 years of the Evaluation Period, and for Last Value for the first 2 years of the Evaluation Period for the Efficacy populations for POS and PGS. Only observed values will be summarized and only the number of nonmissing values and the means for each item will be presented.

8.2.4 EQ-5D

EQ-5D (EuroQol Group, 2000) will be summarized for the POS and PGS Efficacy Analysis Sets. EQ-5D is assessed at the following time points (except for mentally impaired subjects and subjects coming from N01193): Month 2, Month 6, Month 12, Month 18, and Month 24. EQ-5D is also assessed at EDVs for subjects who discontinue prior to the YEV at the end of the second year. Prior to protocol amendment 6, EQ-5D may have been assessed for more than 2 years after study entry for some subjects. These additional assessments will not be summarized but will be provided in subject data listings.

REDACTED Baseline value at that time point will be summarized. Additionally

REDACTED Baseline value at that time point will be summarized. AdditionallyBaseline score will be provided at each post

REDACTED Baseline score will be provided at each post-Baseline time point for subjects included in the

REDACTED -Baseline time point for subjects included in the

Similar summaries will be provided for QOLIEREDACTED

Similar summaries will be provided for QOLIE/Fatigue, Emotional WellREDACTED

/Fatigue, Emotional Well

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and sis Sets for POS and PGS.

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d

with a change from baseline at the time point in addition to summaries of the observed values

any of Life, and Health Status will be summarized for

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sis Sets for POS and PGS. any

sis Sets for POS and PGS.

exten

sions

additional assessments will not be summarized but will be provided in the subject data

exten

sions

additional assessments will not be summarized but will be provided in the subject data

Seizure Worry

exten

sions

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tensio

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tions

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f.

Page 31: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 31 of 47

EQ-5D dimensions will be summarized for Months 2, 6, 12, 18, and 24 and Last Value for the Efficacy Analysis Sets for POS and PGS. The number and percentage of subjects with each response will be summarized for each dimension and time point. Percentages will be relative to the number of subjects with a response to the dimension at that time point. Additionally, for each dimension and time point, the number and percentage of subjects with each response will be summarized for baseline for subjects with an observed response at that time point. Additionally, each dimension will be summarized for the 6-Month, 12-Month, 18-Month, and 24-Month Study Visit Cohorts, including summaries for baseline for all subjects within each cohort and summaries of observed responses for all time points for each cohort.

Observed values for the EQ-5D visual analog scale (VAS) score will be summarized for Months 2, 6, 12, 18, and 24 and Last Value for the Efficacy Analysis Sets for POS and PGS. For each time point, summary statistics will be presented for the baseline VAS score for subjects with a change from baseline at the time point in addition to summaries of the observed values and changes from baseline at each time point. Only subjects with a non-missing change from baseline will be summarized at each time point.

EQ-5D VAS score will also summarized for the 6-Month, 12-Month, 18-Month, and 24-Month Study Visit Cohorts, including summaries of the baseline scores for all subjects within each study visit cohort and summaries of observed values and changes from baseline for each time point for each study visit cohort.

8.2.5 Direct cost parameters

Direct costs will be assessed based on concurrent medical procedures, healthcare provider consultations not foreseen by protocol, hospital stays, and ER visits.

Direct cost parameters will not be summarized but will be provided in subject data listings.

8.2.6 Indirect cost parameters

The number of school or working days lost will not be summarized but will be provided in subject data listings.

8.2.7 Socio-professional data

Socio-professional data are collected at the following time points: Month 12 and Month 24. Socio-professional data are also collected at EDVs for subjects who discontinue prior to the YEV at the end of the second year. These additional assessments will not be summarized but will be provided in subject data listings.

9 PHARMACOKINETICS AND PHARMACODYNAMICS

Plasma samples for BRV and concomitant AEDs and antimyoclonic drugs (AMDs) will no longer be obtained. No summaries of BRV or concomitant AED/AMD plasma levels will be provided; plasma levels will only be provided in subject data listings.

10 IMMUNOLOGICAL PROCEDURES

This section is not applicable for this study.

REDACTED Direct costs will be assessed based on concurrent medical procedures, healthcare provider

REDACTED Direct costs will be assessed based on concurrent medical procedures, healthcare provider

protocol, hospital stay

REDACTED

protocol, hospital stay

be summarized REDACTED

be summarized

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COPY visit cohort and summaries of observed values and changes from baseline

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docu

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cann

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appli

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subjects with a nonany subjects with a nonex

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Visit Cohorts, including summaries for baseline for all subjects va

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within each cohort and summaries of observed responses for all time points for each cohort.

thereo

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Page 32: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 32 of 47

11 SAFETY ANALYSES

Safety is assessed with AEs, laboratory tests (blood chemistry, hematology, urinalysis, and pregnancy test), vital signs, body weight, ECGs, physical examination, neurological examination, mental status, and psychiatric status. Summary tables will be provided for AEs; blood chemistry, hematology, and urinalysis; vital signs; body weight; and ECGs. No summary tables will be provided for pregnancy testing, physical examination, neurological examination, mental status, or psychiatric status.

All safety summaries will be based on the Safety Analysis Set.

11.1 Extent of exposure

A daily dose will be calculated for each study day from the day of first dose of BRV to the day of last dose of BRV for the purposes of calculating modal dose. Daily dose will be calculated as the sum of the AM and PM dose for each day.

Modal daily doses will be calculated across all study days on or after the day of first dose of BRV and up to and including the day of last dose of BRV. Modal daily dose is the most frequently taken daily dose during this period. In the event of a tie, the modal dose will be set to the lower of the tied doses. Modal daily dose will be categorized as follows:

Category Definition

5 mg/day <20mg/day20mg/day ≥20mg/day to <50mg/day 50mg/day ≥50mg/day to <100mg/day100mg/day ≥100mg/day to <150mg/day150mg/day ≥150mg/day to <200mg/day200mg/day ≥200mg/day

Subject years of exposure will be calculated by summing the exposure duration in days for all subjects being summarized, and dividing the resulting value by 365.25.

Subject years of exposure will be presented overall and by modal dose for the Safety Analysis Set. The subject years of exposure presented by modal dose will be the total subject years of exposure of subjects with that modal dose.

The number and percentage of subjects exposed to BRV will be summarized overall and by modal dose category. The number and percentage of subjects in each Exposure Duration Cohort (≥3 months, ≥6 months, ≥12 months, and so forth) will be summarized.

The number and percentage of subjects within each modal dose category will be summarized for each Exposure Duration Cohorts; percentages will be relative to the total number of subjects in each Exposure Duration Cohort.

In addition to the overall summaries of the above, the above will also be summarized by subgroup for region, and seizure type (Partial Onset Seizures, All Other Seizure Types).

REDACTED to <50mg/day

REDACTED to <50mg/day

50mg/day ≥50mg/day to <100mg/day

REDACTED

50mg/day ≥50mg/day to <100mg/day100mg/day ≥100mg/day

REDACTED

100mg/day ≥100mg/day to <150mg/dayREDACTED

to <150mg/day100mg/day ≥100mg/day to <150mg/day100mg/day ≥100mg/dayREDACTED

100mg/day ≥100mg/day to <150mg/day100mg/day ≥100mg/day150mg/day ≥150mg/dayREDACTED

150mg/day ≥150mg/day

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Page 33: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 33 of 47

11.2 Adverse events

11.2.1 Definition of treatment-emergent AE

AEs will be classified as either pre-study or treatment-emergent. Pre-study AEs are defined as AEs which had onset prior to the date of the first dose of BRV. TEAEs are defined as AEs that had onset on or after the day of first BRV dose. AEs with an incomplete onset date will be classified as TEAEs if the month and year of onset (when only the month and year are specified) is the same as the month and year of the first BRV dose or the year of onset (when only year is specified) is the same as the year of first BRV dose.

11.2.2 General summaries of TEAEs

Pre-treatment AEs will be provided in a subject data listing; no summaries of pre treatment AEs are planned.

An overall summary of AEs will provide the overall number of TEAEs and the numbers and percentages of subjects with at least 1 TEAE, with a TEAE that led to permanent discontinuation of study drug, with a drug-related TEAE, with a severe TEAE, with a treatment-emergent SAE, and with a drug-related treatment-emergent SAE. The number and percentage of subjects who died will also be summarized. This summary will be provided for all subjects in the Safety Analysis Set and also by subgroup for geographic region and seizure type.

The following summaries of TEAEs will be provided by MedDRA SOC and PT. All summaries are for the combined Evaluation, Down-Titration, and Post-Treatment Periods unless otherwise indicated.

Overall Incidence Summaries

Incidence of TEAEs

Incidence of TEAEs by 3-month time interval

Incidence of TEAEs by study period (Evaluation, Down-Titration, Post-Treatment)

Incidence of TEAEs for TEAEs occurring in at least 5% of subjects

Incidence of TEAEs by 3-month time intervals for TEAEs occurring in at least 5% of subjects overall

Incidence of non-serious TEAEs occurring in at least 5% of subjects

The incidence of TEAEs occurring in at least 5% of subjects will be summarized overall as noted above and also by subgroup for geographic region, seizure type, and randomized treatment from the previous double-blind study.

A subject is included in a 3-month interval if the subject was receiving BRV at any time during that interval based on their duration of exposure to BRV (eg, a subject with exposure for 91 days is included in the time interval for Months 1-3 and Months 4-6). Summaries of AEs by 3-month intervals will include all subjects who are classified into each time interval

REDACTED be provided by

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REDACTED summaries are for the combined Evaluation, Down

COPY subgroup for geographic region and

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ear of the first BRV dose or the year of onset (when va

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f.

Page 34: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 34 of 47

as defined above. TEAEs which had onset prior to or on the date of the last dose of BRV are included in summaries by 3-month time intervals.

Maximum Intensity and Causality

Incidence of TEAEs by maximum intensity

Incidence of drug-related TEAEs

Serious Adverse Events

Incidence of treatment-emergent SAEs

Discontinuations due to TEAE

Incidence of TEAEs leading to permanent discontinuation of study drug

TEAEs of interest

AEs of interest will be identified based on MedDRA search criteria, which are documented outside of the SAP. The following summaries will be provided for AEs of interest:

Incidence of TEAEs of interest

Incidence of TEAEs of interest by 3-month time interval

For the summary by maximum intensity, each subject will be counted at most once per SOC or PT according to the maximum intensity of all AEs within that SOC or PT. Severe intensity will be assumed for AEs for which intensity is not specified.

Drug-related AEs are AEs for which the relationship to study drug is specified as Related or AEs for which relationship is not specified.

11.3 Clinical laboratory evaluations

Clinical laboratory parameters (blood chemistry, hematology, urinalysis) are assessed at all FEVs, YEVs, EDVs, and at the FV and may also be assessed at unscheduled visits.

11.3.1 Hematology and blood chemistry parameters

Observed values for each planned hematology and blood chemistry parameter will be summarized for Baseline, Study Entry, and each scheduled visit during the Evaluation Period for which laboratory parameters were assessed, Last Value, EDV, and FV. Change from Baseline will be summarized for all post-Baseline time points including EV. Only laboratory parameters planned per protocol will be summarized; results for laboratory parameters not planned per the protocol will only be provided in subject data listings.

The number and percentage of subjects with an on-treatment potentially clinically significant treatment-emergent (PCST) value, PCST low value, and PCST high value will be summarized. This summary will consider all assessments after the first dose of BRV and prior to or on the date of the last dose of BRV. Percentages will be relative to the number ofsubjects with an on-treatment assessment.

REDACTED of all AEs within that SOC or PT. Severe intensity

REDACTED of all AEs within that SOC or PT. Severe intensityity

REDACTED ity is not specified.

REDACTED is not specified.ity is not specified.ity

REDACTED ity is not specified.ity

related AEs are AEs for which the relationship to study

REDACTED

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AEs for which relationship is not specified.

COPY -month time interval

COPY -month time interval

, each subject will be counted at most once per SOC COPY , each subject will be counted at most once per SOC

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Page 35: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 35 of 47

Additionally, the number and percentage of subjects with a PCST value, PCST low value, and PCST high value will be summarized for Baseline, Study Entry, each visit during the Evaluation Period for which laboratory parameters were scheduled to be assessed, EDV, Last Value, and FV. Percentages for each parameter and time point will be relative to the number of subjects with a value at that time point.

PCST criteria (Sections 13.3.1 and 13.3.2) are based on Food and Drug Administration (FDA) Division of Neuropharmacologic Drug Products guidelines with some UCB-defined additions.

Creatinine clearance, when available from the central laboratory, will be provided in subject data listings only and will not be summarized.

11.3.2 Macroscopic urinalysis

Quantitative urinalysis parameters will be summarized in the same manner as hematology and blood chemistry parameters. Response categories are negative, 1+, 2+, and 3+ for the qualitative urinalysis parameters occult blood, leukocytes, glucose, protein, and ketones and negative and positive for nitrates. Outcome values for these parameters are mapped to the levels Negative, 1+, 2+, and 3+ as follows for purposes of summary tables and the determination of PCST:

Category Definition

Negative “Negative”, “NEGATIVE”, or other outcomes that clearly reflect a negative finding

1+ “1+”, “+” , “Trace”, “TRACE”, or other outcomes that clearly reflect trace amount

2+ “2+” or “++”

3+ “3+”, “+++”, or other outcomes that clearly reflect the data above 3+ (eg, “4+”, “5+” etc) or more than 4 plus signs (eg, “++++”, “+++++”etc)

For qualitative urinalysis parameters (occult blood, leukocytes, glucose, protein, ketones, and nitrates), the number and percentage of subjects with each response category will be summarized for Baseline, Study Entry, each scheduled visit during the Evaluation Period for which urinalysis parameters were scheduled to be assessed, Last Value, EDV, and FV. Percentages for each parameter will be relative to the number of subjects with a result at each time point.

For occult blood, leukocytes, glucose, protein, ketones, and nitrates, the number and percentage of subjects with an on-treatment PCST value, PCST low value, and PCST high value will be summarized. This summary will consider all assessments after the first dose of BRV and prior to or on the date of the last dose of BRV. Percentages will be relative to the number of subjects with an on-treatment assessment.

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Page 36: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 36 of 47

Additionally, for occult blood, leukocytes, glucose, protein, ketones, and nitrates, the number and percentage of subjects with a PCST value, PCST low value, and PCST high value will be summarized for Baseline, Study Entry, each visit during the Evaluation Period for which laboratory parameters were scheduled to be assessed, EDV, Last Value, and FV. Percentages for each parameter and time point will be relative to the number of subjects with a value at that time point.

11.3.3 Microscopic urinalysis

In microscopic urinalysis, a small sample of urine is centrifuged to remove the liquid. The sediment is then examined under a microscope. In the urinalysis laboratory test group, other than urinalysis parameters such as Bilirubin, Blood, Glucose, Ketone, Nitrite, pH, Protein, Specific Gravity, Total protein, Hemoglobin, Beta-HCG, Occult Blood, and Leukocytes, a listing of microscopic analysis parameters will be provided; no summaries of microscopic analysis findings are planned.

11.4 Vital signs, physical findings, and other observations related to safety

11.4.1 Vital signs

Vital signs are assessed at all FEVs, MEVs, YEVs, EDVs, and at FV, and may also be assessed at Unscheduled Visits. Body weight is assessed at all FEVs, YEVs, EDVs, and at FV, and may also be assessed at Unscheduled Visits.

Observed values for SBP, DBP, pulse rate, and body weight will be summarized for Baseline, Study Entry, each visit during the Evaluation Period for which vital signs or body weight were assessed, EDV, Last Value, and FV. Changes from Baseline for SBP, DBP, pulse rate, and body weight will be summarized for all post-Baseline time points.

The number and percentage of subjects with an on-treatment PCST value, PCST low value, and PCST high value will be summarized for SBP, DBP, pulse rate, and body weight. This summary will consider all assessments after the first dose of BRV and prior to or on the date of the last dose of BRV. Percentages will be relative to the number of subjects with an on-treatment assessment.

Additionally, the number and percentage of subjects with a PCST value, PCST low value, and PCST high value will be summarized for the above parameters for Study Entry, each visit during the Evaluation Period for which vital signs or body weight were scheduled to be assessed, Last Value, EDV, and FV. Percentages will be relative to the number of subjects with a value at each time point.

PCST criteria (Section 13.3.4) are based on FDA Division of Neuropharmacologic Drug Products guidelines with some UCB-defined additions.

11.4.2 Electrocardiograms

ECGs are assessed at all YEVs, EDVs, and at FV, and may also be assessed at Unscheduled Visits.

REDACTED also be assessed at Unscheduled Visits.

REDACTED also be assessed at Unscheduled Visits.

Observed values for SBP, DBP, pulse rate, and body

REDACTED Observed values for SBP, DBP, pulse rate, and body

, each visit during the Evaluation Period for which vital signs or body

REDACTED

, each visit during the Evaluation Period for which vital signs or bodywere assessed, EDV, Last Value, and FV. Changes from Baseline for SBP, DBP, pulse rate, REDACTED

were assessed, EDV, Last Value, and FV. Changes from Baseline for SBP, DBP, pulse rate, weight will be summarized for all postREDACTED

weight will be summarized for all post

COPY YEVs, EDVs, and at FV, and may

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, the number and percentage of subjects with a PCST value, PCST low value,

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also be assessed at Unscheduled Visits.

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were assessed, EDV, Last Value, and FV. Changes from Baseline for SBP, DBP, pulse rate,

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YEVs, EDVs, and at FV, and mayap

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YEVs, EDVs, and at FV, and may weight is assessed at all FEVs, YEVs, EDVs, and at ap

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weight is assessed at all FEVs, YEVs, EDVs, and at

and sical findings, and other observations related

and sical findings, and other observations related an

y sical findings, and other observations related an

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exten

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test group, other

exten

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test group, other sis parameters such as Bilirubin, Blood, Glucose, Ketone, Nitrite, pH, Protein,

exten

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sis parameters such as Bilirubin, Blood, Glucose, Ketone, Nitrite, pH, Protein,

HCG, Occult Blood, and L

exten

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HCG, Occult Blood, and Leukocy

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eukocysis parameters will be provided; no summaries of microscopic ex

tensio

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sis parameters will be provided; no summaries of microscopic

or sis, a small sample of urine is centrifuged to remove the liquid. The

or sis, a small sample of urine is centrifuged to remove the liquid. The

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Page 37: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 37 of 47

The number and percentage of subjects with no abnormality, an abnormal but not clinically significant finding, and a clinically significant finding will be summarized overall. This summary will consider all assessments after the first dose of BRV and prior to or on the date of the last dose of BRV. Percentages will be relative to the number of subjects with an on-treatment assessment.

Additionally, the number and percentage of subjects with no abnormality, an abnormal but not clinically significant finding, and a clinically significant finding will be summarized for Baseline, Study Entry, each visit during the Evaluation Period for which an ECG is scheduled to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of subjects with an ECG assessment at each time point. Subjects are counted at most once at each time point based on the worst observed outcome across all abnormalities reported at that time point.

A subject number listing will be provided that identifies subjects with a clinically significant finding after the first dose of BRV for each type of ECG abnormality.

11.4.3 Physical examination

A listing of abnormal physical examination findings will be provided; no summaries of physical examination findings are planned.

11.4.4 Neurological examination

A listing of neurological examination findings will be provided; no summaries of neurological examination findings are planned.

11.4.5 Psychiatric and mental status

A listing of abnormal Psychiatric and Mental Status findings will be provided; no summaries of Psychiatric and Mental Status findings are planned.

11.4.6 HADS

The scoring algorithm for HADS is described in Section 3.8.3.

HADS is assessed at the following time points: Month 2, Month 6, Month 12, Month 18, and Month 24. HADS is not assessed for mentally impaired subjects and subjects from N01193. HADS is also assessed at EDVs for subjects who discontinue prior to the YEV at the end of the second year. Prior to protocol amendment 6, HADS may have been assessed for more than 2 years after study entry for some subjects. These additional assessments will not be summarized but will be provided in subject data listings.

Observed values for HADS depression and anxiety scores will be summarized for Baseline and Last Value for the Safety Analysis Set. Additionally, observed values will be summarized for Baseline and by visit for each study visit cohort. Change from Baseline will be summarized at each visit during the Evaluation Period.

For summaries of observed values at each time point, only subjects with a change from Baseline value at that time point will be summarized. Additionally, the mean and SD for each

REDACTED A listing of neurological examination findings will be provided; no summaries of

REDACTED A listing of neurological examination findings will be provided; no summaries of neurological examination findings are planned.

REDACTED neurological examination findings are planned.

hiatric and mental status

REDACTED

hiatric and mental status

chiatric and Mental Status findings will be provided; no summaries REDACTED

chiatric and Mental Status findings will be provided; no summaries

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used

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used

HADS is also assessed at EDVs for subjects who discontinue prior to the YEV at the end of ye

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used

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ears after studyused

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to Month 24. HADS is not assessed for mentally

to Month 24. HADS is not assessed for mentallyHADS is also assessed at EDVs for subjects who discontinue prior to the YEV at the end of to HADS is also assessed at EDVs for subjects who discontinue prior to the YEV at the end of

supp

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supp

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supp

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HADS is assessed at the following time points: Month 2, Month 6, Month 12, Month 18, and

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Month 24. HADS is not assessed for mentally

any

The scoring algorithm for HADS is described inany

The scoring algorithm for HADS is described in

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autho

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y A subject number listing will be provided that identifies subjects with a clinicallyan

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to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of

exten

sions

to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of subjects with an ECG assessment at each time point. Subjects are counted at most once at

exten

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subjects with an ECG assessment at each time point. Subjects are counted at most once at malities reported at that

exten

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malities reported at that

A subject number listing will be provided that identifies subjects with a clinicallyexten

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or to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of or to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of va

riatio

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ignificant finding will be summarized for

varia

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ignificant finding will be summarized for

scheduled varia

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scheduled to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of

varia

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to be performed, Last Value, EDV, and FV. Percentages will be relative to the number of

thereo

f.

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UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 38 of 47

Baseline score will be provided at each post-Baseline time point for subjects included in the summary of change from Baseline.

11.4.7 Columbia-Suicide Severity Rating Scale

With global amendment 6 to the protocol, the Columbia-Suicide Severity Rating Scale (C-SSRS) was added as an assessment at all study visits. Specific rules are provided to the study sites with regard to the identification of AEs or SAEs based on the outcome of this assessment. Because clinical events of interest will be recorded as AEs or SAEs, no study variable is defined for this assessment and no analyses are planned for the C-SSRS within the context of this study. However, subject data listings of the data for the C-SSRS will be provided. Additional listings will be provided for the subset of subjects with suicidal ideation and the subset of subject with actual suicide attempts.

Suicide ideation includes a “yes” answer to any 1 of the 5 suicidal ideation questions:

Suicide attempt includes response of a “yes” answer to any 1 of the 3 suicide attempt questions:

12 REFERENCES

Cramer JA, Perrine K, Devinsky O, Bryant-Comstock L, Meador K, Hermann B. Development and cross-cultural translations of a 31-item quality of life in epilepsy inventory. Epilepsia 1998, 39(1): 81-88.

EuroQol Group. EQ-5D. A measure of health-related quality of life developed by the EuroQol group. User guide. 8th issue. April 2000.

Snaith RP, Zigmond AS. The hospital anxiety and depression scale manual. London; nferNelson Publishing Company Ltd. 1994.

REDACTED es” answer to an

REDACTED es” answer to an

REDACTED

REDACTED

REDACTED COPY

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docu

ment Snaith RP, Zigmond AS. The hospital anxiety

nferNelson Publishing Company

docu

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nferNelson Publishing Company

cann

ot EuroQol Group. EQ

cann

ot EuroQol Group. EQEuroQol group. User guide. 8th issue. April 200

cann

ot EuroQol group. User guide. 8th issue. April 200

Snaith RP, Zigmond AS. The hospital anxietyca

nnot

Snaith RP, Zigmond AS. The hospital anxiety

be Epilepsia 1998, 39(1): 81

be Epilepsia 1998, 39(1): 81

EuroQol Group. EQbe

EuroQol Group. EQ

used

Cramer JA, Perrine K, Devinsky

used

Cramer JA, Perrine K, DevinskyDevelopment and cross

used

Development and crossEpilepsia 1998, 39(1): 81us

ed

Epilepsia 1998, 39(1): 81

to Cramer JA, Perrine K, Devinskyto Cramer JA, Perrine K, Devinskysu

pport

REFERENCES

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REFERENCES

Cramer JA, Perrine K, Devinskysu

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Cramer JA, Perrine K, Devinskysu

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any

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SSRS will

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SSRS will be

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be provided. Additional listings will be provided for the subset of subjects with suicidal ideation

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provided. Additional listings will be provided for the subset of subjects with suicidal ideation

y 1 of the 5 suicidal ideation questions:exten

sions

y 1 of the 5 suicidal ideation questions:

or SSRS within the

or SSRS within the

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ecause clinical events of interest will be recorded as AEs or SAEs, no study

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ecause clinical events of interest will be recorded as AEs or SAEs, no studySSRS within the va

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Page 39: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

The following information (eg, ) is copyrighted and UCB does not have permission to

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Page 40: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 20 April 2017Statistical Analysis Plan Brivaracetam N01199

Confidential Page 41 of 47

13.2 Subject site transfers

Subjects listed in this section of the appendix had changes to their subject number as a result of site transfer.

CRF# Initial Site Subject # Transfer Site Subject #

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Page 41: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 8 August 2016Statistical Analysis Plan Brivaracetam N01199

Confidential Page 42 of 47

13.3 PCST criteria

13.3.1 Hematology parametersParameter UCB Conventional Units SI Units CF

Hematocrit For 1 m to < 6 m: 25% For 1 m to < 6 m: 0.25 0.01

For 6 m to < 2 y: 27% For 6 m to < 2 y: 0.27

For 2 y to < 4 y: 29% For 2 y to < 4 y: 0.29

For 4 y to < 12 y: 32% (Female[F]); 35% (Male [M]) For 4 y to < 12 y: 0.32 (F); 0.35 (M)

For 12 y: 32% (F); 37% (M) For 12 y: 0.32 (F); 0.37 (M)Hemoglobin For 6 m: 9.7 g/dL For 6 m: 97 g/L 10

For 6 m to < 12 y: 10.0 g/dL For 6 m to < 12 y: 100 g/L

For 12 y: 9.5 g/dL (F); 11.5 g/dL (M) For 12 y: 95 g/L (F); 115 g/L (M)Platelets 75 x 109/L or 700 x 109/L 75 x 109/L or 700 x 109/L Not applicable (N/A)

White Blood Cell (WBC)

For 17 y: < 3.0 x 109/L or > 20 x 109/L; For 17 y: < 3.0 x 109/L or > 20 x 109/L; N/A

For 17 y: < 2.8 x 109/L or > 16 x 109/L; For 17 y: < 2.8 x 109/L or > 16 x 109/L;Red Blood Cell (RBC)

For 17 y: < 2.5 x 106/mm3 For 17 y: < 2.5 x 1012/L 1

For 17 y: < 2.0 x 106/mm3 (F); < 2.5 x 106/mm3 (M) For 17 y: < 2.0 x 1012/L (F); < 2.5 x 1012/L (M)Eosinophils 10% or 0.7 x 109/L 0.10 or 0.7 x 109/L 0.01 or N/A

Neutrophils 15% or 1.0 x 109/L 0.15 or 1.0 x 109/L 0.01 or N/A

Basophils 5% or 0.4 x 109/L 0.05 or 0.4 x 109/L 0.01 or N/A

Monocytes 20% or 1.5 x 109/L 0.20 or 1.5 x 109/L 0.01 or N/A

Lymphocytes For 1 m to < 6 m: 22% or 80% For 1 m to < 6 m: 0.22 or 0.80 0.01

2.1 x 109/L or 8.5 x 109/L 2.1 x 109/L or 8.5 x 109/L N/A

For 6 m to < 2 y: 15% or 80% For 6 m to < 2 y: 0.15 or 0.80 0.01

1.5 x 109/L or 7.5 x 109/L 1.5 x 109/L or 7.5 x 109/L N/A

For 2 y to < 12 y: 12% or 80% For 2 y to < 12 y: 0.12 or 0.80 0.01

1.0 x 109/L or 7.5 x 109/L 1.0 x 109/L or 7.5 x 109/L N/A

For 12 y to 17 y: 10% or 80% For 12 y to 17 y: 0.10 or 0.80 0.01

0.5 x 109/L or 5.5 x 109/L 0.5 x 109/L or 5.5 x 109/L N/A

For 17 y: 10% or 80% For 17 y: 0.10 or 0.80 0.01

0.5 x 109/L or 4.5 x 109/L 0.5 x 109/L or 4.5 x 109/L N/A

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Page 42: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 8 August 2016Statistical Analysis Plan Brivaracetam N01199

Confidential Page 43 of 47

13.3.2 Blood chemistry parameters

Parameter UCB Conventional Units SI Units CFAST (SGOT) > 3 times of ULN > 3 times of ULN N/AALT (SGPT) > 3 times of ULN > 3 times of ULN N/AALP For 17 y: > 2 times of ULN, if normal range

adjusted to the age range; For 17 y: > 2 times of ULN, if normal range

adjusted to the age range; N/A

For 17 y: > 3 times of ULN For 17 y: > 3 times of ULNGGT > 3 times of ULN, if baseline value < 3 times of ULN > 3 times of ULN, if baseline value < 3 times of ULN N/ABUN > 30 mg/dL > 10.71 mmol/L 0.357Urea > 60 mg/dL > 10.02 mmol/L 0.167Creatinine For 17 y: > 1.5 mg/dL; For 17 y: > 132.6 umol/L; 88.4

For 17 y: > 2.0 mg/dL For 17 y: > 176.8 umol/LCreatinine clearance (calc)

For 12 y: 70 ml/min (Schwartz)(a) For 12 y: 70 ml/min (Schwartz)(a) N/A

For 12 y: 70 ml/min (Cockroft)(b) For 12 y: 70 ml/min (Cockroft)(b)

Total bilirubin

> 2.0 mg/dL > 34.2 umol/L 17.1

Glucose 50 mg/dL or 180 mg/dL 2.775 mmol/L or 9.99 mmol/L 0.0555

Total Protein For 1 m to 6 m: 3.6 g/dL or 7.8 g/dL For 1 m to 6 m: 36 g/L or 78 g/L 10

For 6 m to 17 y: 4.7 g/dL or 9.5 g/dL For 6 m to 17 y: 47 g/L or 95 g/L

For 17 y: 4.5 g/dL or 9.0 g/dL For 17 y: 45 g/L or 90 g/LAlbumin For 17 y: 2.4 g/dL or 6.5 g/dL For 17 y: 24 g/L or 65 g/L 10

For 17 y: 2.5 g/dL or 6.5 g/dL For 17 y: 25 g/L or 65 g/LGlobulin For 17 y: 1.2 g/dL or 5.0 g/dL For 17 y: 12 g/L or 50 g/L 10

For 17 y: 1.5 g/dL or 5.0 g/dL For 17 y: 15 g/L or 50 g/LSodium For 17 y: 120 mEq/L or 155 mEq/L For 17 y: 120 mmol/L or 155 mmol/L 1

For 17 y: 115 mEq/L or 155 mEq/L For 17 y: 115 mmol/L or 155 mmol/LPotassium For 17 y: 3.0 mEq/L or 6.5 mEq/L For 17 y: 3.0 mmol/L or 6.5 mmol/L 1

For 17 y: 3.0 mEq/L or 5.8 mEq/L For 17 y: 3.0 mmol/L or 5.8 mmol/LCalcium For 17 y: 7 mg/dL or 11.5 mg/dL For 17 y: 1.75 mmol/L or 2.875 mmol/L 0.25

For 17 y: 7 mg/dL or 15.5 mg/dL For 17 y: 1.75 mmol/L or 3.875 mmol/L

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Page 43: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 8 August 2016Statistical Analysis Plan Brivaracetam N01199

Confidential Page 44 of 47

Uric Acid For < 12 y: 8 mg/dL For < 12 y: 475.84 umol/L 59.48

For 12 y: 8 mg/dL (F); 9.5 mg/dL (M) For 12 y: 475.84 umol/L (F); 565.06 umol/L (M)

Cholesterol 300 mg/dL 7.77 mmol/L 0.0259

HDL 25 mg/dL 0.65 mmol/L 0.0259

LDL 200 mg/dL 5.18 mmol/L 0.0259

Triglycerides 300 mg/dL 3.42 mmol/L 0.0114(a) Schwartz equation (patients <12): Cr Cl ml/min = [Height (cm) * 0.55] / serum creatinine (b) Cockroft equation (patients >12): Male: Cr Cl ml/min = [(140-age) x body weight (kg)] / (72 x serum creatinine),

Female: Cr Cl ml/min = [(140-age) x body weight (kg)] / (72 x serum creatinine)] x 0.85ALT=alanine aminotransferase; ALP=Alkaline phosphatase; AST=aspartate aminotransferase; BUN=blood urea nitrogen; CR CL=creatinine clearance; GGT=Gamma-glutamyl transpeptidase; HDL=High-density lipoprotein; LDL=low-density lipoprotein; SGOT=serum glutamic oxaloacetic transaminase; SGPT=serum glutamic pyruvic transaminase; ULN=Upper Limit of Normal.

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Page 44: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 8 August2016Statistical Analysis Plan Brivaracetam N01199

Confidential Page 45 of 47

13.3.3 Urinalysis

Qualitative urine parameters are generally reported by a descriptive score, which differs among laboratories. For data analysis purpose, a four-point scale is used. Five-point, six-point, or seven-point scales will be collapsed into a four-point scale first. A value is considered possibly clinically significant treatment emergent abnormal if an upward shift of at least 2 degrees from the baseline occurs under investigational treatment. To collapse the results in a five-point scale into a four-point scale, the lowest two positive results will be combined (see example below). For results reported with a scale of more than five-point, please consult your study physician for how to collapse into four-point scale.

Original Five-point Scale Four-point Scale

Negative/None Negative/NoneTrace/Rare/Mild/A Few Trace/1+/Rare/Mild/A Few1+2+/Mod 2+/Mod3+/Sev 3+/Sev

13.3.4 Vital signs and body weight

Pulse rate For 1 m to 12 m: <110 bpm and a decrease of > 20 bpm from baseline or > 180 bpm and an increase of > 20 bpm from baseline

For 12 m to 3 y: < 90 bpm and a decrease of > 20 bpm from baseline or > 150 bpm and an increase of > 20 bpm from baseline

For 3 y to 12 y: < 65 bpm and a decrease of > 20 bpm from baseline or > 130 bpm and an increase of > 20 bpm from baseline

For 12 y to 17 y: < 60 bpm and a decrease of > 20 bpm from baseline or > 120 bpm and an increase of > 20 bpm from baseline

For 17 y: < 50 bpm and a decrease of > 30 bpm from baseline or > 120 bpm and an increase of > 30 bpm from baseline

bpm=Beats per minute.

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Page 45: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 8 August2016Statistical Analysis Plan Brivaracetam N01199

Confidential Page 46 of 47

Systolic blood pressure For 1 m to 12 m: < 60 mmHg and a decrease of > 20 mmHg from baseline or > 110 mmHg and an increase of > 30 mmHg from baseline

For 12 m to 6 y: < 70 mmHg and a decrease of > 20 mmHg from baseline or > 120 mmHg and an increase of > 30 mmHg from baseline

For 6 y to 13 y: < 70 mmHg and a decrease of > 20 mmHg from baseline or > 130 mmHg and an increase of > 30 mmHg from baseline

For 13 y and 17 y: < 90 mmHg and a decrease of > 20 mmHg from baseline or > 140 mmHg and an increase of > 30 mmHg from baseline

For 17 y: < 90 mmHg and a decrease of > 30 mmHg from baseline or > 180 mmHg and an increase of > 40 mmHg from baseline

Diastolic blood pressure For 1 m to 12 m: < 40 mmHg and a decrease of > 15 mmHg from baseline or > 60 mmHg and an increase of > 20 mmHg from baseline

For 12 m to 6 y: < 45 mmHg and a decrease of > 15 mmHg from baseline or > 80 mmHg and an increase of > 20 mmHg from baseline

For 6 y to 13 y: < 50 mmHg and a decrease of > 15 mmHg from baseline or > 85 mmHg and an increase of > 20 mmHg from baseline

For 13 y to 17 y: < 55 mmHg and a decrease of > 20 mmHg from baseline or > 90 mmHg and an increase of > 30 mmHg from baseline

For 17 y: < 50 mmHg and a decrease of > 20 mmHg from baseline or > 105 mmHg and an increase of > 30 mmHg from baseline

Weight For 17 y: < 3% or 97% of the normal body weight growth curve ranges for the age at date of weight assessment (a) and gender;

For 17 y: change of 7% of baseline weight(a) Once the subject reaches 17 years of age use the body curve criteria of a 17 year old regardless of their age in the study.

REDACTED

REDACTED 6 y

REDACTED 6 y: < 45 mmHg and a decrease of > 15 mmHg

REDACTED : < 45 mmHg and a decrease of > 15 mmHg

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Page 46: STATISTICAL ANALYSISPLAN (SAP) · 2018. 9. 18. · STATISTICAL ANALYSISPLAN (SAP) Study: N01199 Product: Brivaracetam An open-label, multi-center, follow-up trial to evaluate the

UCB 8 August2016Statistical Analysis Plan Brivaracetam N01199

Confidential Page 47 of 47

14 AMENDMENT(S) TO THE STATISTICAL ANALYSIS PLAN

Rational for the amendment

The primary purpose for the amendment is (1) remove rules and definitions based on data cutoffs for interim analyses; (2) remove the summary analysis for direct cost parameter and indirect cost parameters, and as well as Socio-professional data.

Change #1 (global)

Removed all rules and definitions based on data cutoffs for interim analyses throughout SAP.

Change #2

Section 8.2.5 Direct cost parameters, Section 8.2.6 Indirect cost parameters, Section 8.2.7 Socio-professional data

Removed all direct/indirect cost parameters and socio-professional data summary analysis.

Change #3

Removed signature page. Using e-signature approval process through Mikado.

REDACTED COPY

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Recommended