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    S

    tatistical

    P

    rocess

    Control

    Guide

    for Business Improvement

    The Society of tor Manufacturers and Traders Limited

    London 2004 .

    SMMT and the S T logo are registered trademarks of SMMT Limited

    No part

    of

    this

    publication may

    be

    reproduced,

    stored in

    any

    information

    retrieval

    system or

    transmitted

    in

    any

    form or

    media

    without the written

    prior permission

    of

    the SMMT.

    www smmt co

    .uk

    4t41 . .1

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    This

    third edition

    has

    been

    prepared

    by

    a

    sub-group of

    the

    SMMT Quality Panel

    Contributors:

    Dale Robertson

    NISSAN M

    OTO

    R M ANUF

    AC

    TURI

    NG

    UK) LTD

    David

    Linehan

    LYNOAKS LTD

    Steve Elvin

    SMMT LTD

    lt is

    based

    upon the

    work carried out

    by

    Neville Mettrick

    and his colleagues

    First

    edition

    1986 reprinted times)

    Second edition 1994

    Third

    edition 2004

    The

    Society

    of Motor

    Manufacturers

    and

    Traders l imited .

    ll

    rights reserved

    Published in 2004 for

    S T

    bv Findlav Publications Ltd Horton Kirby Kent DA4 9LL

    www

    s

    mmt co uk

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    Section 1

    Contributors

    Foreword

    Section 2 Introduction

    2.1 Philosophy

    2.2 Information from data

    2.3 The uses of charting

    2.4 Disturbances state-of-control

    2.5 Specifications

    2.6 Measures of middle

    2.7 Measures of spread

    2.8 Other measures of shape

    2.9 Using calculators to obtain statistical measures

    2.10 A reason for chart sample sizes above one

    Section

    3 Getting Started

    3.1

    The people involved

    3.2 Executive and management considerations

    3.3 Planning for process control

    3.4 A summary of charting

    Section Control Charts in General

    4.1

    Purpose

    4.2 Chart design

    4.3 Chart construction

    4.4 Control lines

    Sect1on 5

    Control

    Charts for Variables

    5.1 Introduction

    5.2

    Sample size

    5.3 Sample selection

    5.4 Special circumstances

    5.5 Mean and range chart Cx R)

    5.6 Mean and standard deviation chart (x s)

    5.7 Median and range chart

    Cx R)

    Section 6 Control Charts for Attributes

    6.1 General

    6.2 Sample size

    6.3 Sample selection

    6.4 p chart for production of detectives

    6.5

    np

    chart for number of detectives

    6.6 c chart for number of defects

    6.7 u chart for production o defects

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    3

    7

    9

    9

    9

    10

    11

    12

    14

    16

    17

    18

    18

    2

    20

    21

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    23

    5

    25

    28

    29

    3

    32

    32

    32

    32

    33

    35

    37

    38

    4

    4

    4

    41

    42

    43

    43

    43

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    Section

    7

    Chart

    Interpretation

    44

    71 Introduction 44

    72 Examination of charts for variables (x R, x R, x s) 44

    73 Examination of charts for attributes p, np, c, u) 45

    7 Pattern recognition 45

    75 Examples of out-of-control patterns 47

    7.6 Other examples of patterns 51

    7.7 Unusual patterns without special disturbances 52

    78 Dealing with disturbances 52

    79 Centring 53

    Section

    Capability

    55

    8. 1 Capability statements 55

    8.2 Capability indexes

    58

    8.3 Setting indexes 59

    8.4 Interpretation of indexes 60

    8.5 Estimation of conforming products 61

    8.6 Example Reaction

    Plan

    following process monitoring 62

    Sect1on

    9

    Summary of the Process

    Improvement

    Stages 64

    Section

    1

    Top1cs

    Related

    to

    Charting

    65

    10 1 The normal distribution 65

    10.2 Introduct ion to analytical methods 68

    Sect1on

    Control Charts for

    Special

    Situation 7

    11.1 Moving mean charts 70

    11.2 Charts for sample size of one 72

    11.3

    Charts for short production runs 74

    11.4 Standardised charts 76

    11.5

    Cusum charts 78

    Sect1on

    2

    Capability

    Estimations

    0

    12.1

    Probability plots 82

    12.2 Distribution information from probability plots 84

    12 .3 Snap-shot capability estimations 84

    12.4 Estimations for non normal distributions 85

    Section 3 Bibliography

    9

    Section 4

    Appendices 92

    Section 5

    Subject Index

    26

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    In the current climate the

    S T

    Quality Panel believes it

    is

    essential that businesses identify

    and

    take advantage of

    improvement opportunities to drive sustainable

    competitiveness .

    To this end the family of Business Improvement Guides

    are designed to provide much needed support for a whole

    variety of businesses whatever their

    size

    .They focus

    on

    achieving business success by meeting the needs of the

    customer through effective

    and

    efficient processes

    utilising improvement

    and

    associated tools

    and

    techniques.

    he S T Business Improvement Guides cover

    Process Management

    Continual Improvement

    ools and Techniques

    Statistical Process Control

    Failure ode and Effects Analysis

    The purpose of this guide is to explain Stat istical Process Co ntr

    ol

    The basic principles contained within this guide will equip the reader

    wi th the knowledge to use this technique. However before carrying

    out any SPC activity you are advised to check with your customer to

    understand if they have any specific requirements.

    www smmt co

    .

    uk

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    2

    Introduction

    2.1 Philosophy

    People

    Supp ers

    have a responsibility to meet or better customers

    expectations.

    Customers

    are the people or machines at the next and later stages

    in any process, they might be in other factories or companies but

    they always include the people

    who

    use the ultimate product.

    Objectives

    ost companies operate

    in

    markets where it

    is

    vital that they are

    competitive and profitable. e ing competitive means being better

    than competitors

    in

    quality, costs and delivery. Being profitable

    entails operating without waste.

    The achievement of competitiveness and profitability requires

    effective and efficient processes. Processes can only be effective

    when they are properly controlled.

    Warning

    Statistical

    and

    other methods are not a panacea, they point only to

    opportunities for control and improvement wh ich w ill not happen

    unless there

    is

    a will

    to succeed.

    2.2

    Information

    from

    data

    The ability of a system to obtain control and susta

    in

    continuous

    improvement depends upon in ormation and how that information

    is

    used.

    it is wasteful if information is used only to highlight the need for

    rectification, it should

    be

    used also to adjust the process setting.

    The waste that

    is

    tolerated by end-of-line inspection control includes:

    the people, facilities, tools, material s and utilities used to

    produce

    defective products.

    the people, facilities, tools, materials and utilities used to

    find defective products.

    the people, facilities, tools, materials

    and

    utilities used to

    replace

    defecti

    ve

    products.

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    Information about the process is essential to control

    process

    stability

    and

    therefore product or service

    consistency

    If process information is not co

    ll

    ected

    and

    used there will

    be

    the

    further waste

    o

    not being able to identify opportunities for

    improvement.

    Much informat

    ion can be

    derived from

    numerical data such as

    measurements counts or ratings. However many people

    are

    not

    as

    adept as they might

    be in

    extracting information from the data .

    Hence these guidelines which describe statistical methods that are

    used

    in

    process control for arranging and interpreti

    ng

    numerical data.

    This part of the guidelines concentrates

    on

    simple

    charting

    methods

    that

    have

    wide application

    in

    commercial

    and

    manufacturing industries. it offers a framework for practi

    cal

    training

    and

    can be

    used

    as an

    on-the-job reference.

    2 3

    The

    Uses of harting

    Process control charts can be used t obtain information about

    process setting

    expressed as the process mean which

    is

    defined in section 5.5

    underlying process

    variability

    expressed

    as

    the process spread which is explained

    in figure 8.2

    the

    capability

    of a process to produce within tolerance

    explained in section 8. 1

    process

    disturbances

    that wi

    ll

    give product va r

    iabi lity and

    inconsistency

    defined in section 2.4 and illustrated in figures 73 to 710

    the effects of

    any

    process change.

    Whatever the information

    it

    s only o value

    i

    it gives rise to

    appropriate action.

    The

    importance of training

    and

    a supportive organisation

    is

    emphasised

    in

    section 3.2 some helpful non-statistical methods

    are

    outlined in section

    10 2 and

    there is more detail in texts referenced

    in

    the Bibliography.

    1

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    2 4

    istu

    r

    bances

    &

    State-of-Control

    Variation among the products o any process is inevitable. lt arises

    from causes which create process disturbances that

    re

    called

    common or special.

    Common disturbances arise from causes that

    re

    inherent

    in the process and to some degree

    affect all products

    of

    the process.

    Examples of causes re variable raw materials, rigid working

    methods, equipment limitations. atmospheric conditions and

    individuals capabilities. These causes re sometimes called

    chance causes, this is misleading because the causes of

    speci l disturbances also c n occur by chance.

    Processes that suffer only from common disturbances

    re

    in

    a

    state of statistical control .

    In other words, the results of

    the process re predictable.

    Charting provides a measure of the effect of common

    disturbances.

    Special disturbances

    arise from causes that

    affect only

    some products

    of the process. They re not inherent in

    the process .

    Examples o causes re material flaws, non-observance of

    instructions, power failures, vandalism and inappropriate

    training. These c uses

    re

    sometimes called assignable

    causes, this

    is

    misleading because causes of common

    disturbances also

    re

    assignable.

    Processes that suffer from specia l disturbances

    re

    out-of

    statistical control because the effects of a disturbance

    re

    not predictable.

    Charting highlights the occurrence of special disturbances.

    iii I. .M

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    Figure 2.1 : Design specificat ions

    A few approach i

    ng

    lower

    Perform

    a

    nce

    limit

    CUSTOMER S

    EX

    PECTATION

    Most at or nea r to

    Economic Optimum

    A few approac hing

    Upper Performance limit

    I

    y

    I

    +

    - -

    +

    t

    T

    I

    _ .

    I I

    I

    I I I I I I I

    I

    I

    I I I I I I I I I I

    Tolera nce band

    lower

    Specification

    limit

    Nomin

    al

    Upp

    er

    Specifica

    t

    ion

    limit

    SUPPLIERS

    S

    TARGET

    2 5

    Speci fi cations

    Engineers design for and customers expect

    an

    idea

    l.

    Des igners

    specify ideal measurements, as targets or nominals.The value that

    is specified should

    be

    the same as the optimum expected by

    customers f igure 2.1

    .

    There

    can be di

    ff iculties for process control if t

    he

    nomina l is not

    specif ied because setting or centring the process section 79) can

    become subjective.

    In the real world, even t he best processes do not resu lt in every

    product

    be

    ing on nomina l. Designers cater for variab il ity by offering a

    tolerance. Product det

    ail

    tolerances are not common

    in

    cert

    ain

    industries. Whether or not tolerance is specified, customers wi ll

    accept va riabi lity if the risk to them is not unreasonabl

    e.

    A design tolerance

    is

    a statement of performance limits or the

    measurement range w ithin which the product w ill function

    satisfactorily. ost often , nom inal is in the m iddle of thi s range.

    At end-of-l in e inspection, performance limits provide the

    criteria for product acceptance or reJection.

    2 www.smmt. co .uk

    I

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    For process control, the limits

    are

    used

    as

    criteria for process

    design and in some methods of expressing process

    capability. Product

    qua

    lity is safeguarded through control

    lines on

    a

    cha

    rt section 4.4).

    Beware of standard tolerances that have been developed as

    a basis for contractual payments to piece-workers and

    supp liers rather than as a basis for customer satisfaction.

    Figure 2 2: The roles of people

    in

    SPC

    EXECUTIVE/MANAGERS

    Nominate co-ord inator/

    facilitators

    Scrap rework

    - CO ORDINATOR

    Administration

    j

    Identifies opportunities

    coaches facil itators c j

    I

    MANAGERS

    Promote

    employee

    4ii41 . .1

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    Wm i.J.M

    2.6

    easures

    of Middle

    Although diagrams u

    sua

    lly give the bes t idea of the shape of a

    distribution, numbers are necessary for comparisons with other

    distributions.

    One such number

    is an

    estimate of the

    middle o

    a distribution,

    sometimes it

    is

    called the

    location or central tendency o

    a

    distribution.

    Three ways of expressing an estimate of the middle of a distribution

    are the

    mode

    the

    median

    and the

    mean.

    The fol lowing example is used

    in

    their descriptions below.

    9 people were tested and the number of ma r

    ks

    per person was

    2

    5

    3 6 4

    3

    8

    5 and 3

    ode

    The mode is

    the value which occurs most often .

    lt does not have a standard designation but i is commonly used.

    There are three 3s, t

    wo

    5s and one of each of the other four

    numbers therefore the mode is

    x

    = 3.

    Median

    The median is

    the middle value when the data

    is

    arranged

    in

    order of magnitude.

    lt is denoted by

    x

    Rearranging the numbers gives 2

    3

    3

    3

    4 5

    5

    6 and

    8

    the

    middle number

    is 4, the refore the median is

    x

    = 4.

    Mean

    The mean

    is

    the

    arithmetic average

    sample mean

    is

    denoted by

    x,

    underlying or population mean

    is

    denoted by

    L

    lt is calculated by adding the values and dividing by their number,

    x

    = 2 +5 + 3 + 6 + 4 + 3 + 8 + 5 + 3 = 39 = 4.33 to

    two

    places)

    9 9

    14 www.smmt.co.uk

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    Asymmetrical dis

    tribution

    Mode= median=

    mean

    A

    non symmetrical dis

    tribution

    Mode Median

    Mean

    The mode, median

    and

    mean

    are

    compared above for a symmetrical

    and

    a non-symmetrical distribution.

    For a

    symmetrical distribution

    such as the normal distribution, all

    three occur at the middle of the distribution .

    The

    effect of a 'tail'

    in

    a

    non symmetrical distribution is

    to pull the

    median away from the mode

    and

    the mean even further.

    In

    both situations the median

    has 50

    of the distribution,indicated

    by 50 of the area under the curve,

    on

    each side of its value.

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    mi .J.M

    Although the mean is the most common way of expressing

    average. there are times wh en the mode or median are pr eferred.

    For example

    Des igners usually follow market su rveys. In practice this

    amounts to fo llowing the mode.

    The median tends to be used in salary negotiations, it seems

    easier to ignore the extremes and to talk about a level which

    has 50 of people above

    and be

    l

    ow

    it.

    The median

    is

    used in some manual

    cha

    rting appl i

    ca

    t ions,

    partly because it

    is

    easi ly

    ca

    lculated and understood

    and

    partly because it avoids t

    he

    need for calculator

    s.

    2.7 Measures

    of Spread

    The spread of a dist ribution is often more important than its average.

    Usually, the setting of or average produced by a machine can

    be adjusted.

    Spread

    w

    i

    ch

    indicates

    va

    riab ility

    is

    inherent in the machine

    and cannot be changed merely by turning a knob.

    Three ways of expressing an est imate of the variabi lity of a

    distribution are range, variance and standard deviation .

    Range

    The range is the m ximum value minus the minimum value . lt is

    designated R.

    it is easily calculated and

    is

    widely used. However, it is not a

    sa

    t isfactory

    es

    t imate of the

    sp

    read of a large distribution because it

    ca

    n be und uly influenced by a si ngle measurement value.

    Variance

    Va rian

    ce

    is the mean square difference of the values from the

    me n

    , sample varian ce is denoted s . underlyi ng or popu lation

    variance

    is

    denoted

    2

    The wider t

    he

    spread of measurement

    s

    the

    larger the values of s' and a .

    6

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    mm

    t.co.uk

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    Standard Deviation

    Standard deviation is the square root of the variance

    The advantage of using standard deviation

    ra

    ther than variance

    is

    that its units are the same as the original data

    and

    the mean.

    If standard deviation

    is

    doubled then the spread of the data

    is

    doubl

    ed and

    if standard deviation

    is

    halved the spread

    is

    halved.

    For normal distributions the spread of data is about six

    standard deviations.

    2 8 Other Measures of Shape

    Measures of middle and spread together provide a summary of a

    distr ibution

    w

    i

    ch

    w ill be adequate for most purposes.

    However there are situations which require other measures to be

    considered in

    pa

    rticu l

    ar

    when tests for special disturbances are

    necessary. The features

    w

    i

    ch

    need to

    be

    considered are:

    Symmet

    r

    ica

    l , =

    0

    or n

    ot

    sk

    ewe

    d

    departure from symmetry which is ca lled skewness

    Pos itive skew

    , is positive

    Negative skew

    , is negative

    c

    is a coefficient of skewness that is quantified y some computer programmes

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    4i#41 . .1

    whether the distribution

    is

    flat-topped or peaked which is

    called

    kurtosis

    a Greek word meaning bulging or convexity) .

    lat-topped (platykurtic)

    ck

    s

    low

    Yis

    negative

    Peaked (leptokurtic)

    Ck

    s

    high

    Yis

    positive

    ck

    and Yare

    different coefficients of kurtosis that are quantified

    by some

    computer

    programmes

    .

    ckreflects the

    shape

    of a distributions tails, Yreflects

    its

    central

    shape and

    Y=

    0 for a

    norma

    l distr

    ibutio

    n.

    Yis

    the Greek capita/letter upsilon, equivalent

    to

    U

    n

    Eng lish.

    2 9

    Using Calculators

    to Obtain Statistical Measures

    ost sc ien t if ic

    ca

    lculators have keys which give the mean and

    standard deviation at the press of a key.

    Relevant keys are often marked x or the mean and

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    The way to get around this difficulty

    is

    t

    make use of a

    mathematical ru le

    ca

    lled the central l m t theorem which says that:

    no matter what is the distribution of individual measurements,

    the distribution of averages of those measurements will increasingly

    approximate to normal as sample size increases.

    For

    practical purposes, the distribution of means of about 5

    individuals wil l approximate to normal if the distribution of

    individuals is symmetric

    al

    for example. only su ffering from

    kurtosis.

    The same applies if the distribution of individuals has a slight

    skew.

    Th e means of larger samples are needed as skew gets more

    extreme, for example, not less than 16 ind ividua ls for an

    exponential distribution.

    Illustration of an exponential distribution

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    3 Getting Started

    3 1 The People Involved

    The executive

    or directors' role is to support the practice of

    statistics in process control, to the extent that they commit

    re sources in the form of skills, time and occasionally facilities

    all of which mean money

    The managers'

    role is to ensure that information is obtained

    from statistics in process control and is used to the best

    advantage

    of

    the business.

    Fact-holders need to be found by the executive and/or by

    management. These people are the lynch-pin of statistics in

    process control. Their principal role is to coach others in the

    methods.

    They wil l

    have

    a knowledge of both statistics and the processes in

    the business. Knowing the business

    is

    the pre-requisite,

    knowledge of stat istics can be obtained from educational

    institutions, from consultants

    and

    from related software packages.

    They are often called SPC facilitators or co-ordinators but they

    might

    have

    other titles and responsibilities . Whatever the title, it

    is

    important that facilitators are in touch with the work-teams.

    lt

    is also important that they have a focus in the shape of a co-

    ordinator

    who

    can

    promote good practice

    and

    provide a special

    li

    nk

    to the executive.

    Work-teams are the people at the sharp-end. Their role is to

    practise the methods and to provide information for

    all

    to

    use

    and improve the business.

    In very small companies say

    two or three people) one individual

    might carry out all the above roles.

    In

    very large compames say tw nty

    or thirty thousand people)

    there might

    be

    a facilitator

    in each

    work area,

    an

    overall co-ordinator

    and others depending upon geography and diversity of processes.

    In-bet een small and large compames the approach will be

    somewhere between the extremes.

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    3.2

    Executive

    and

    Management onsiderations

    The following are abstracts from the experience

    of

    companies

    th t

    have achieved considerable success

    fter

    adopting the use

    of statistics in process control

    Co ordination

    The role of co-ordinator, distinct from facilitato r, might be resourced

    from within an organisation. Where this is not immediately

    practicable, the executive could consider using an outside consultant.

    Strategy

    In any learning activi ty it

    is

    advisable first to 'crawl', then to 'wa lk'

    so that running is a natural and easy progression . In other words,

    gear activit i

    es

    to the organisation's ab

    il

    ity to handle the informat ion

    that will become available.

    Training must start at the top,

    so

    that executives recognise the

    imp lications and managers understand the information that wi ll arise

    from the work-teams.

    Strategic targets

    As with any aspect o business strategy, the executive should

    expect to receive progress reports aga inst targets. Ideal ly the

    targets will

    have

    been set after realistic assessment of the best that

    comparable organisations

    have

    to offer.

    When targets are not met, problems often rest with management.

    mpowennent

    People

    can be

    discouraged

    by

    being exposed to information that

    leaves them helpless. The remedy is empowerment at all levels in an

    organisation, in other words, give people authority to make decisions.

    Th is demands an educated wo rk-force and clearly defined process

    ownership.

    Leadership

    A more posit ive response

    to

    process control and improvement

    is

    obtained from people

    who

    work

    in

    teams

    with

    a recognised leader,

    rather than a 'supervisor'.

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    # . .M

    3 3

    Planning for

    Process ontrol

    A process

    is

    often thought of only as something to do with making a

    product. In fact, it can be any activity that produces a result such as

    a design, a purchase, a sale or a se rvice. Also, it

    can be an

    individual s activity or a company s activity which

    is

    made up of

    many individuals activities. Whatever the resu lt or sca le, a process

    has

    input

    and

    output

    elements

    Identify process elements

    To control a process, it

    is

    first advisable to identify and record its

    scope, its inputs and its outputs .

    In

    other word

    s,

    pl

    ann

    in

    g for

    process control involves understanding the factors that contr ib ute to

    the result.

    Th e record is best developed col lectively by everybody involved in

    the process. Some simple analytica l methods that will help are

    referred to

    in

    section 10 .2 and advanced techniques can be found by

    reference to the Bibliography (section 1

    3 .

    Identify measures

    Ca

    re should be taken

    to

    ensure that the measurements are

    appropriate for the business processes to ultimately ensu re that

    customer and business requirements are monitored. Effective

    monitoring

    usually requires objective measurement and measuring

    eq uipment must be

    ca

    librated.

    The most informative way of presenting measured or counted data

    is to use a su itab

    le

    cont ro l chart.

    ote

    : Processes are covered

    in

    greater depth in the SMMT

    publication Process Management A Guide For Business

    Improvement . See ins

    id

    e the back cover.

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    3 4 A

    Summary

    of

    Charting

    The process o charti

    ng

    is illustrated in figure 3.1. it is a simple

    process but there ca n be pit alls that need to be avoided.

    Ultimately control charts will provide the fo llowing benefits

    Do

    Plan the introduction

    Nominate

    facilitators and a co-ordinator

    Nominate process

    owners

    Train

    everybody involved

    Remember th

    e purpo se is

    proce

    ss

    improvement

    Follow

    the sequence in Fgure 2.2

    Identify and eliminate all causes

    of

    disturbances

    Recognise successful work-te ams

    Don

    t

    Start unless you are comm

    itt

    ed

    Identify

    process

    contro

    l with

    single

    ndividuals

    Measure success by the number of charts

    Use control

    lines to

    indicate acceptance

    lim its

    Confuse

    being

    in-control with capability

    Assume that early information tells

    the

    whole story

    A cost effective and powerful tool

    in

    pr

    ocess

    con

    t

    ro

    l they

    are

    simple

    and

    su pport empowerment of the work team.

    Th

    e abili ty to dist

    in

    g

    ui

    sh between specia l and common

    disturbances and provide a common language for communication

    of process

    be

    h

    aviour.

    Init

    ia

    lly a m

    ea

    ns of target ing special disturbances but when the

    process is predictable the charts show common disturbances as

    a

    chal

    lenge with greater rewards.

    Object ive evidence of the effect of process change ca used by

    people materials faci lit ies methods and the environment.

    www.smm

    t.c

    o

    .u

    k 23

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    . .1

    Figure 3

    :

    The application of charting

    secti

    on 3.3

    section 5.3)

    section 6.3)

    L T ~

    Collect

    data

    Construct

    co

    ntrol chart

    section 4.4

    L r ~

    section 7.2

    secti

    on 7.3

    [

    Pattern in control?

    [

    Pattern centred?

    I

    section 7.9

    [

    =J

    s e c t i o n

    8.1

    ssess capability

    I

    = :1

    s e c t i o n 8.4

    rocess capab

    l

    e?

    [

    =r=

    Jsection 5.4

    ontinue charting

    =r=

    J

    section 7

    .8

    educe common disturbances

    24 www.smmt.co.uk

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    4. Control

    Charts

    in General

    4.1 PURPOS

    Control charts are one of many tools used

    in

    process control.

    Process control is

    a key way

    to

    achieve, maintain and improve

    quality in products and services.

    The stages of process improvement are illustrated

    in

    section 9

    where a customer

    is

    the next operation, the next factory,

    the ultimate product user

    and

    any people or machines

    in

    between.

    The charts signal the existence of process variation

    and

    should lead

    the process owner to react to adverse situations when the process is

    out of control not predictable) or

    incapable not able to meet tolerance) or

    not centred not set on nominal).

    Also, charts

    can

    help

    in

    identification

    o

    causes of variation because

    they distinguish between the two types of process disturbance

    which

    are

    special disturbances that affect some products and

    common disturbances which affect all products.

    When disturbances are identified, the work team w ill use other

    techniques to f ind causes and then to take improvement action.

    Charts have a further use in monitoring the effectiveness of actions.

    Charts add

    va

    lue even when the process

    is

    in control, capable and

    centred at this stage the opportunity is to delight the customer.

    mi .UM

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    N

    C )

    I

    3

    "

    "'

    -2

    '

    g

    a:

    Location geography)

    Process operation/machine)

    Component

    I

    part number)

    Feature

    Checking media

    Specification

    Sample

    GRAPH

    PAPER

    "''"( sjl_:r

    h t l l

    ' ~ ~ t

    1 ~ i ~ ~ ~ i w r t r ~

    \1

    IU

    3

    X

    2

    LCL

    '

    >

    UCL

    1

    =>

    0

    R

    'C'

    ::>

    256

    3 2 243

    286 28

    1 2

    77

    315

    46 59 43 4 38

    mean load x) = 302.40

    UCLx =x+ a =302.40 +

    3(35.46)

    =409.16

    LCLx =x - a=302.40 -

    3(35.46)

    =195.64

    Un its

    422 32

    7

    292

    28

    1 3

    5 333 29

    4

    1 7 95 35 24 28 39

    mean

    range

    R)

    =40.14

    UCL, =D,R=3267(4014) =1

    31.15

    a =Rd , =

    40/1.128

    =

    35.46

    This method is applicable wh n measurements are infrequent

    The example below uses

    two

    measurements to determine range.

    There

    are

    variants that use three or more measurements and

    introduce additiona l uncertainties of interpretation.

    In

    all

    cases. the

    charts are sometimes called 'individuals and moving range charts'.

    The charts can be drawn

    on

    conventional x&R chart paper see

    Appendix B, page 94.

    Individual un it measurements are plotted.

    Range values are ca lculated and plotted. In the example in figure

    11. 3, they are the difference between one unit measurement

    and

    the ne xt, which means that there is one less range value

    than individual me

    as

    ur

    em

    en

    t

    s.

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    Mean and control line positions are calculated from about

    20 measurements.

    For

    the individuals plot, the mean line

    is

    at the average of the

    measurements and upper

    and lo

    wer control lines

    are

    drawn at the

    mean 3a

    u can be calculated from the mean range

    s

    ee figure 5.3). the constant d,) used in

    the calcu lation

    is

    that for sample size

    2.

    For the ranges plot, mean and control lines are calculated and drawn

    in

    the same way

    as

    for a conventional range chart (see section 5.5).

    The

    constant (D

    .)

    used in control line calculation is that for

    sa

    mple size

    2.

    Chart interpretation is set out

    in

    sections

    7 1

    to 7.9.

    Charts r sample size of one must be interpreted with

    caution because

    range plots are not independent, each measurement after the

    first affects

    two

    range

    va

    lues and the charts

    are

    not

    as

    sensitive

    to process change as conventional x R charts.

    the mean and control lines should reflect the underlying

    distribution, this is possible but not probable wi th much

    le

    ss

    than 125 measurements.

    interpretation assumes a normal distribution of data

    (see section 10 1

    ),

    thi s is more likely when the data consists of

    averages of larger sized samples according

    to

    a mathematical

    rule called the central limit theorem .

    Note the central limit theorem states that:

    no matter what is the distribution of individual measurements, the

    distribution of averages of those measurements wi

    ll

    increasingly,

    approximate to normal as sample size increases.

    4i41 . .1

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    I. .

    11 3 Charts for Short Production Runs

    This method

    is

    applicable to processes that produce several similar

    products,

    each in

    low volume but often

    an

    overall large quantity.

    For example, a simple plate is produced in batches to order, each

    w ith a flange height (18mm, 12mm, 6mm, etc) specified by the

    customer.

    A conventional run chart could look like the actual results

    in

    Figure

    10 .3.

    Such a cha rt and the alternati

    ve

    of a separate chart

    for

    each

    plate would

    be

    of little use

    in

    monito ri ng the process.

    A soluti

    on

    to the problem

    is

    to zero the plate measurements

    by

    subtracting the nominal for the plate from each measurement.

    A plot of these values

    is ill

    ustrated as the zeroed results

    in

    figure

    11.3.

    The control lines shown

    in

    figure 11.3 are positioned at nominal

    3s and s has been calculated from the first 25 zeroed values

    - see Appendix C, page 99.

    The plots

    in

    the il lustrations are of indiv

    id ual

    measurements and

    therefore the cont ro l lines could be positioned also by using the

    zeroed values and the method described for charts of sample

    size one (section

    11.2 .

    For samples above one, a conventional

    x R

    chart (section 5.5 is

    used with alues that are zeroed sample ~ e n s (means minus

    nom inal and of course, the process mean

    x) is

    zero.

    Subject to the limitations applying

    to

    charts for

    sa

    mple size of

    one (section

    11.2 ,

    chart interpretation

    is

    set out in section

    71.

    7

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    25

    20

    E

    E

    15

    c:

    0

    v

    c:

    10

    D

    r

    16.5

    18

    1 5

    11 3:111ustration of a control chart for short production runs

    8mm unit 1

    2mm

    un it _ _

    6mm

    unit

    19 17 17

    .5

    16

    .5

    19 5

    18

    18 18

    18 18 18 18

    1

    0.5

    1

    5

    1 5

    0

    7 5

    1

    1 5

    2

    ctual results

    19 5

    1

    6 5 19

    17.5

    18

    .5

    16

    18 18 18

    18 18 18

    1 5

    1 5 0

    .5 0.5 2

    11

    12

    .5

    8 5

    15

    12 5 13 5

    12

    1

    5 5

    0

    .5

    12 12

    0.5 3.5

    12

    3

    4.5

    6

    12

    0.5

    1 1 5

    1

    12

    1 5

    20

    .5

    17 20

    19

    19

    .5

    18

    18 18 18

    18

    2.5

    1

    1 5

    11

    13 13

    .5

    12

    .5

    10 5 13

    .5

    11

    .5

    12 12 12 12 12

    12 12

    1

    1

    1

    5

    0.5

    1

    5

    1 5 0

    .5

    7.5 5.5 4

    1 5 0 5 2

    UCL

    17 17

    .5

    18

    .5

    18 18 18

    1 0.5 0.5

    19

    17

    18 18

    1

    6

    Zeroed results

    www.smmt.co.

    uk

    75

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    li5ii UM

    11 4

    Standardised harts

    Standardise d charts are use d to monitor a process when

    measurements are influenced

    by

    factors independent of the

    process.

    The same items checked

    by

    different people or using different

    facilities often give results that differ according to the person or

    facility, even though the item being checked does not cha nge.

    Th is method is used to standardise results when it is

    impracticable to standardise the people or the facilities

    The results from each person or facility are converted onto a scale

    whe

    re the process mean

    is

    zero and the control chart LC L

    and

    UCL

    are 3CT and

    3CT

    respective l

    y

    The first step is

    to

    determine the mean and standard deviation

    of the first 25 results from each person or facility.

    A plot is th

    en

    made of their actual results minus the mean of

    their re sults divided by the standard deviation of their results.

    Thi

    s plotted

    va

    lue is kno

    wn as

    the standardi

    se

    d deviate or Z value of the

    sam

    pl

    e

    ave

    rage.

    The top picture in figure 11 4 illustrates the combined results of

    noise tests on the same product at

    two

    different locations.

    Although the pattern suggests an out-of-control situation (see figure

    710), it does not indicate any special disturbances.

    In the middle picture, the results have been separated by site, the

    mean and standard deviation of each set has been calculated and

    the resu lts have been converted to

    z

    values .

    t the bottom is a standa rdi sed chart w here Z values are plotted.

    For the first time it

    can

    be seen that the process aimed at

    ach

    ieving consistency in product noise suffers from specia l

    disturbances.

    76 www smmt co

    uk

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    '

    ;

    '

    C

    c;

    z

    u

    Q;

    0

    ;:;

    '

    :s

    c;

    z

    120

    100

    80

    60

    40

    20

    40

    20

    6

    5

    Fi

    gur

    e

    11

    .4: Ill

    us

    tr

    a

    t i

    on

    of a st

    nd r

    di

    sed cha

    rt

    UCL

    LCL

    Combined results

    Separated results

    W W H

    0.09 0.09 0.09 0.95 1.21 0.35 0.09 0.35 0.95 035 0 .35 0.78 0.09 1.21 3.98 0.09 0.35 0.35 0.52 1.21 0.09 0.09 -0

    .3

    5 1l

    .3

    5 0.09

    - - - - - - - - - - - - - - - - - - ~ ~ - - - - - - - - - - - - - - - - - - -

    ~

    ~

    2

    - 1 ~ . .

    V 17

    -2

    ~ . . L L

    z - 3 ~ ~

    4

    - 5

    6

    Standardised

    re

    sults

    4ifii I. .M

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    Wi#4 1. .1

    11 5

    Cusum

    Charts

    Both attribute and variable cusum charts

    are

    used for monitoring and

    for retrospective investigation of processes where changes in mean

    values have particular importance, for example:

    when any deviation from optimum must be detected.

    when the point of any change needs to be identified.

    Cusum charts

    are

    especially useful in relatively stable continuous

    processes such

    as

    motor vehicle paint plants and the petrochemical

    industry.

    The practical detail of cusum charts and their interpretation is

    set out in BS5703 obtainable from

    th

    British Standards

    Institut ion

    Of particular interest in the standard

    is

    the description of masks that help the

    identification of changes and patterns on cusum charts.

    The illustrations in figure

    11 5

    compare the appearance of a cusum

    chart with that of a conventional run chart for the same data.

    Change in the process mean is indicated on the cusum chart

    by change in the

    slope

    of the plot, rather than change in the

    level

    of the plot

    as

    on conventional charts.

    In

    ideal applications, the advantages of cusum charts are:

    special disturbances have less influence on indications of change.

    the timing of

    any change in mean value is usually easier to

    es timate.

    out-of-control indications often occur with less sample information.

    averages over particular sequences can be

    read

    directly from

    the chart.

    trends and process cycles are more easily recognised.

    The main disadvantages of cusum charts are:

    their maintenance demands adept people wi th a high level

    of training.

    they are not appropriate w n variability is an important matter.

    78

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    25

    2

    Q

    ;;

    15

    ;

    c

    C

    1

    c::

    ::::J

    5

    0

    3

    2

    r=

    k- 1

    H

    0

    Week

    214

    igure 11 5: Illustrations of a cusum chart and a conventional run chart

    17

    292

    119

    1 5

    2245

    1 15

    2

    Con

    venti

    onal

    run chart

    157

    118

    96 161 1

    39 9 1 6 14

    3

    41

    5 6

    667

    8 6

    897

    1 3 1146

    149 1 8 116 136 169 182

    131

    135 94 1 2 122 155 168 117

    238 2474 2576 2698 2853

    3 21 3138

    Indications of mean level relative to target

    H

    orizontal

    on

    target

    Slope down

    below

    target

    25

    167

    151

    153

    137

    1299 1436

    2 5

    142

    191

    128

    3329 3457

    Slope up

    above

    target

    3

    98

    84

    152

    179

    3636

    157

    138

    15

    133

    143

    124

    1

    36 119

    1663

    1787 1923

    2 42

    1

    87 2

    1

    174

    118 173 197

    38

    1

    3928 41 1 4298

    100 -ro-r.-ro-r.-ro-r.-ro-ro-ro-ro-ro-..-,-,-,,-,.-,

    Week 1 15

    Cusum

    chart

    2

    25

    3

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    4ii I.UI

    12

    Capability

    Estimations

    Capability

    is

    a measure of how well customers' requirements

    are

    met.

    The topic is explained more fully in sections 8.1

    to

    8.5.

    Figure 121: llustration of

    a

    probability plot

    This illustration shows a straight best-fit line

    and

    values at points where the best-fit line intersects

    with other lines

    INTERSECTION

    W

    ITH

    -

    50

    LSL

    =

    0 Lf=50

    VALUE

    - 26

    0.05

    Th

    ese

    va l

    ues

    can

    be

    used to

    ca

    lc

    ul

    ate a 'sna ps hot'

    es

    t imate of capabi lity (see section 1

    2.3

    )

    - -

    - -

    - -

    Class

    Tally chart

    I

    Li Li

    x. -

    -

    I I I I I

    I

    I I

    140

    130

    120

    110

    90 1 99

    I

    I I I I I I

    1

    125

    100

    100

    80 1 89

    I ll I

    I I I I I

    8 124 99.2

    90

    70

    1 79

    I I I

    I I I I

    11 116

    92.8

    80

    60 I

    69

    I I I I

    ll

    I

    I I

    23 105

    84.0

    70

    50

    I

    59

    I I I I I I I

    ////

    39 82 65.6

    60

    40 I 49

    HH

    I

    HH

    I

    HH

    I

    HH

    I I

    I I

    21 43

    34.4

    50

    30 I 39

    I I I

    I I I

    I

    12 22 17.6

    40

    20 I 29

    I 1 I

    I I I I I

    7

    10 8.0

    30

    10 19 ll

    3 3 2.4

    20

    10

    0

    - 10

    I I I I I I I

    - 20

    lo-'

    --26

    I I I I I I I I

    30 -

    -

    0

    0

    -

    -

    5cr

    8

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    100

    t5

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    12.1

    robability

    lots

    Estimat

    es

    of cap ability need data who

    se

    distribution is known.

    probability plots are a simple way of finding out about data distribution.

    Ideally, estimations should be made from about 125

    measurements. Th

    ey

    can be adequate with

    as

    f w

    as

    30

    measurements, however it is always advisable to confirm resu lts

    as more data becomes avai lable.

    Data

    can

    be recorded, arranged, plotted and summarised on a

    customised form see secti

    on

    14) or using a commercial form

    such

    as

    Chartwell ref.5571 only for the plot or without a special

    form (see Betteley et

    al

    referenced

    in

    the Bibliography, section 1

    3).

    A data

    se

    t of measurements is arranged in a tally chart and

    cumulative frequencies CL.f ) are calculated.

    I is the Greek capital letter sig ma eqiva lent to S in English, here

    it means sum of fs

    so

    far .

    Cumulative frequencies are plotted against their class upper

    boundary xJ on a probability paper and a best-f it line is drawn

    through the plots

    as

    shown in figure 12.1 which illustrates use of

    a normal probability paper.

    Probability paper does not allow a plot to be made at Lf = 100,

    so to make use of the data, a plot is made at the average of the

    two

    highest classes x,

    and

    Lf values.

    When the best-fit line through plots

    on

    normal probab

    il

    ity paper is

    straight, it indicates that the data comes from a normal distribution,

    which

    is

    the case of figure 12 .1 and in figu

    re

    A on page 83.

    T

    he

    normal distribution is explained on page 65.

    82 www.smmt.co. uk

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    Figure 12

    :

    Distribution Information from Probability Plots

    Figure A Normal distribution

    A straight line

    Figure B Two distributions

    A kin

    ked

    or two off-set

    lines

    from products

    off different

    machines

    that have

    been

    mixed after

    production

    Figure D Doubly truncated distribution

    Starts vertical and bends

    through an

    S

    sha pe

    from data

    with

    missing high

    and

    low

    values

    suc h

    as from

    a midd le

    grade batch

    Figure C Truncated distribution

    A

    diagonal

    line t

    hat

    bends

    to the

    vertical

    from data with

    missing high values

    such as

    from a

    sma

    ll

    grade

    batch

    Figure E

    Skewed

    distribu ti on

    A

    smooth

    curve

    from

    data where

    mean

    mode

    and

    median are

    different.

    See

    page s 86 to 89

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    Wi5 1. .1

    12 2 Distribution Information from Probability Plots

    Figures A to E indicate normal

    and

    non normal or unusual

    distributions of data wh en it

    is

    plotted on normal probability paper.

    Capability statistics

    and

    control charts for non normal distributions

    must

    be

    interpreted with caution.

    In statistics, the term normal refers to a particu l

    ar

    distribution

    (section 10.1) non normal means other distributions, it does not

    mean abnormal.

    12 3 Snap Shot

    Capab

    ility

    Estimations

    Apart from giving a simple picture of data distribution

    a probability plot can be used for snap-shot capabi lity estimations.

    The method does not readily identify special disturbances and it

    gives no idea

    of

    variation occurring over t ime.

    In

    the example in figure 12.1 , the plot suggests a not-capable and

    not-centred process.

    The specification limits, LSL and USL, are 0 and 100 respect ively

    therefore TOLERANCE is

    100

    0 = 100 and NOM INAL = LSL

    +

    tolerance/2 = 0 + 100/2 = 50

    The difference between -5a and 5a is 134 -26) = 160 = 10a

    therefore

    PROCESS

    SPREAD is 160/10 x 6 = 96

    u

    is the Greek lo

    wer

    case letter sigma equivalent to s in English, here it

    signifies a standard deviation, process spread

    is

    six standard deviations and

    is

    illustrated in figure 8.2.

    The CAPABILITY INDEX is tolerance/process spread = 100/96 = 104

    and the PROCESS MEAN

    is

    54 which is above the nominal.

    See

    sections 8.1 to 8.5 for explanation

    and

    interpretation of capability indexes.

    8

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    12.4

    Capability

    Estimations for

    non

    normal Distributions

    Figure 12 3:111ustration of a distribution truncated t zero

    ode

    Mean

    3

    sta

    ndard dev iations

    r o e s s

    sp

    read------- - -

    If prel imina ry work ind icates that a distribution is non normal, there

    are

    four approaches which might be adopted.

    First and most important

    investigate the data more thoroughly.

    Many non normal distributions only reflect measurement practice

    such

    as:

    not considering the p

    ola

    ri

    y

    of measurements, for example, the

    so

    called one-sided distributions described

    on

    page

    86

    not reporting results above or below particular values.

    www smmt co uk

    85

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    reporting results beyond the precision o the measurement

    method.

    having differing standards of measurement for example from

    sh ift

    to

    shift.

    reporting combined results

    o

    differently set machines.

    The effect of investigations is often to improve process consistency

    and

    to

    determine that the underlying distribution is

    in

    fact normal.

    Second where reasonable,

    treat all or part of the distribution as normal.

    In

    particular for those special cases such

    as

    ovality taper and run-out

    which are often referred to as one-sided distributions and have

    nominal at zero.

    The mean of the distribution shown

    in

    figure 12.3

    has

    little practical

    use however the tail to the right of its mode is approximately

    norma l

    Note: The mode is the value which occurs most often. lt does not

    have a standard designation but x is commonly used.

    When a distribution is truncated at zero Proce

    ss

    Spread is three

    standard deviations plus the width zero to the mode.

    When the mode of a distribution is at zero its Proce

    ss

    Spread is

    effectively half that of a normal distribution

    in

    other words three

    standard deviations.

    The mode instead of t he mean and only those measurements n

    the approximately normal t ail are used to calculate the

    standard deviation.

    86 www.smmt.co.uk

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    Third if necessary

    determine if a distribution other than normal will fit the data.

    Probability plotting usually provides the easiest method

    of confirming another distribution and of estimating Process Spread.

    Several techniques are described

    in

    various academic texts

    see Betteley

    et al

    and others referenced

    in

    the Bibliography).

    Amongst them

    is

    the use of probability pape

    rs

    other than the normal

    paper, for example, the paper illustrated

    in

    figure 12.4 and

    in

    Appendix J page 124 wi ll give a straight best-fit line if the

    distribution is an extreme skew.

    When Process Spread is determined for a non normal

    distribution, it is the value of the interval between the 0.13 and

    99.87 percentile lines which

    are

    the vertical broken lines

    in

    figure 12.4.

    Horizontal lines are drawn from the vertica l lines/best-f it line

    intersections, the Process Spread is the distance between them

    on the vertical axis scale w hich is 95.5 84.5 = 110 in figure 12.4.

    Finally

    if there

    is

    a very large amount of data that

    is

    thousands of results),

    simply studying a histogram will usually give sufficient information

    about Process Spread and its relationship to the tolerance band.

    www.smmt.co.uk 8

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    Figure 12.4: Illustration of a paper used for extreme sk w distributions

    also see AppendixJ , page 124

    100

    99

    99

    .

    99 99

    87

    99

    90 70

    50

    30

    20

    10

    98

    I

    I

    97

    96

    :

    - -

    - -

    - -- - -

    r

    - - - -

    95

    94

    I

    I

    93

    92

    I

    I

    91

    90

    89

    I

    :

    I

    88

    87

    :

    I

    86

    85

    84

    83

    I

    -

    ..

    I

    I

    82

    81

    I

    I

    88 www.smmt.

    co.

    uk

    10 30

    Lf

    i.,...o-

    _

    -

    . .

    1..-o

    50

    70 80

    90

    95 97

    9f

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    13 Bibliography

    The terms and symbols in this guide are widely accepted

    in

    manufacturing industr

    y.

    However, readers should

    no

    te that the texts

    below sometimes use different conventions.

    Dietrich, E and Schulze, A 1999) Statistical Procedures for Machine and

    Process Qualification, ASQ Quality Press, ISBN 87389 447 2

    A comprehensive text for machine and process qualification.

    Dietrich, E and Schulze, A 1998) Guidelines for the Evaluation of

    Measurement Systems Hanser Publishers, I

    SB

    N

    3

    446

    19572

    6

    Explains how to manage the acceptance

    o

    measurement systems and

    production facilities

    s

    well

    s

    process evaluation.

    Betteley,G, Mettrick,NB, Sweeney,E and W ilson, D 1994) Using

    Statistics

    in

    Industry, NewYork: Prentice

    Hall

    Comprehensive work place reference text.

    Oakland,JS 1984) Statistical process control: A Practical Guide,

    Oxford: Heinemann

    A brief overview o process capability and the main control charts.

    Walpole,RF and Myers,RH 1993) Probability and Statistics for

    Engineers and Scientists, 5th edition, New York: Macmi llan

    A brief account

    o

    the main types

    o

    control chart.

    Grant,EL and Leavenworth, RS 1988) Sta tistical Quality Control, 6th

    edition, NewYork: McGraw

    Hi

    Technical details o the main types o control chart.

    Montgomery, DC 1985) Introduction to Statistical Quality Control,

    New York: Wiley

    Detailed treatment

    o

    process capability and the main control charts.

    Mitra,A 1993) Fundamentals of Quality Control and Improvement,

    NewYork: MacMillan

    Detailed treatment o process capability

    9 www.smmt.co.uk

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    14 Appendices

    Constants for variables control charts

    Control chart forms reduced from A3 size

    A worked example

    is

    shown

    on

    facing pages for

    e ch

    form

    B Mean and range process control chart

    C Mean and standard deviation process control chart

    Median and range process control chart

    E

    p chart for proportion

    o

    detectives

    F

    np chart for number

    o

    defectives

    G u chart for proportion of defects

    H

    c chart for number of defects

    Normal probability paper

    J Probability paper for extreme skew distribution

    9 www smmt co uk

    9

    94

    99

    1 2

    1 6

    11

    114

    118

    122

    124

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    Appendix A Constants for Variables Control Charts

    '

    '

    '

    '

    '

    -'=

    '

    g

    :

    '

    '

    '

    '

    :

    :

    =

    -'=

    '=

    c:

    8

    E

    a:

    8

    8

    g

    c:

    c: c:

    f3

    8

    8

    8 8

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    i

    cs:>

    CJ1

    0>

    :

    i

    '

    c c

    l

    t

    SHIFT

    DATE

    TIME

    BY

    0>

    '

    .

    .

    ,

    c:

    -2

    LX

    x

    R

    ,,,

    I I

    1

    2

    3

    r

    4

    :;

    Mean of

    x

    alues;

    x

    x hart

    UCL

    ;

    x

    A

    1

    R

    x

    chart

    LCL

    ; x-A

    1

    R

    1: ;.

    ._ L

    I.

    I I

    I

    c

    I ,. I

    I -'

    )_fi

    ' ,_n

    l

    I t I 1 I .,,

    /I

    .Zh

    1

    .m

    . ] . ,

    Standard deviation ; R/d

    1

    1

    /

    /

    l :T7

    I

    A

    J

    I

    J

    ll

    ,-

    ...

    f:l

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    t

    0 )

    i

    3

    0

    i=

    A

    c:

    "'

    "'

    '

    . 2_

    MEAN AND

    RANGE

    (x R) PROCESS

    CONTROL CHART

    location

    (geog

    r

    aphy)

    Process

    (ope

    r

    ation

    /machine)

    Component

    part

    number)

    Feature

    Checking

    media

    Specification NOM I

    NA

    L

    I

    TOLER

    ANCE

    Sample SIZE

    I FREQUE NCY

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    i

    3

    0

    C:

    '

    0

    w

    l

    J

    '

    : J

    -f;

    :::

    '

    i

    E:

    '

    1.\_lC

    SHIFT

    A

    DATE

    TIME

    BY

    il

    R

    Mean of x

    alues =

    x

    x

    h art UCL =x AR

    x

    hart

    LCL

    =

    x-AR

    Standard

    devi

    at

    ion =

    Rd

    2

    ..

    '

    A A

    ,.

    .

    '

    1

    \

    f

    ~ l - f

    l:

    c.

    cc

    '

    ..

    /

    /

    ,.....

    '

    -

    ";:

    '

    l

    I.

    Mean of

    R value

    s= R

    n A,

    03

    o,

    d,

    R chart UCL =

    D

    4

    R

    2

    1.880

    0

    3.267

    1.128

    3

    1.187

    0

    2.574

    1.693

    R chart

    LCL

    =

    D3R

    4

    0.796

    0

    2

    .28

    2 2.059

    5

    0.691

    0

    2.114 2.326

    n = s mple size

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    i

    3

    0

    c n

    Q

    g>

    Cl

    t:

    '

    c::

    SHIFT

    D TE

    TIME

    BY

    il

    R

    Mean

    of

    x

    alues =

    x

    Mean of

    R

    values = R

    il

    chart UCL =

    x

    A

    2

    R

    Rchart UCL = D

    4

    R

    x hart

    LCL

    =x-

    A

    2

    R

    Rchart

    LCL

    = D3R

    Standard

    deviation = Rd

    2

    n A,

    03

    o

    d,

    2 1880 0

    3.267 1.128

    3

    1.187

    0

    2

    574

    1.693

    4

    0.796 0

    2

    282

    2

    059

    5

    069

    0

    2

    114

    2

    326

    n= s mple

    size

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    0

    0>

    3

    ;:;

    0

    ~

    '-

    E

    '

    c

    c::

    c

    '-

    e

    '-

    '

    "'

    ,

    '

    Q

    .,:\

    r ,.

    '

    ...

    :

    v x

    1 '

    1v

    1

    ""

    -

    p CHART (proportion

    of

    detectives)

    PROCESS

    CONTROL

    Location (geography) il{o)

    Process (operation/

    machine) +1111

    b.1fk

    Component (part

    number)

    o A . 1 f l { l J . I . \ b t - ( t i ~

    Feature

    1.11.11. r, -

    ,tldto1

    Checking

    media

    s

    ~ - . 1 ~ p t

    Specification

    1 .

    ( ttl

    ' '

    Sample TARGET

    SIZE

    0

    \

    -

    I

    l

    FREQUENCY

    h .,t,.

    .,

    1--

    >

    C

    C

    I

    0..

    x

    m

    I

    0

    0

    :1

    Ill

    0

    ...

    V

    0

    C

    0

    c

    I

    ~

    0

    ;.

    11

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    i

    :::

    '=

    '

    0

    ...J

    SHIFT

    DATE

    TIME

    BY

    n

    sample size)

    I faulty

    units)

    :], l

    P(= f+ n)

    .

    L

    Mean of p

    values

    =

    p

    Mean

    of

    n

    values

    =

    n

    (

    "

    t-,

    0

    ;

    v

    't t,

    r ::

    \

    (, 1 :

    I

    o.o

    10

    I

    I

    t-4-

    I

    /

    /

    /

    '

    '

    '

    rl l

    J

    1

    j

    1C

    V

    h

    ' l

    Ll t

    Upper control line

    =

    p

    +

    P (l- p)

    I

    c

    1'.(

    I

    lower

    control

    line

    =p- 3 p (lii- p)

    I

    Draw LCL at zero

    ) :

    when this calculation

    gives a negative result

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    I

    3

    :"

    "

    E

    "'

    < >

    "'-

    1:

    "'-

    '

    .

    ; ;

    "

    '

    c

    p

    CHART

    (proportion of defectives)

    PROC

    E

    SS CONTROL

    Loca t ion geog raphy)

    Proces

    s ope ration/

    mac

    hine)

    Component

    part

    numbe

    r)

    Feature

    Checking

    media

    Specification

    I

    Sample

    TARGET SIZE

    I R

    EQUENCY

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    0

    3

    3

    ....

    i::

    Q.

    e;

    '

    '

    .s

    ''

    '

    ,

    '

    '

    ...

    0

    '

    Q

    e;

    '

    -

    :;

    i

    w

    .

    _ ....-

    .,0

    '\.

    '1

    3t

    1t

    (

    np CHART number of defectives)

    PROCESS CONTROL

    location geograp hy)

    ' .,,

    .,

    Process (operation/

    machine)

    l l(pil14

    Component (part number)

    s

    ~ - . A t A

    Feature

    J

    ' . V ~ U . S

    Checking media

    s

    .

    . - . . , \ '

    Specification

    1

    -]; \ ' i t O l \ t J ~ . . f

    Sample TA

    R

    GET SIZ

    E

    1 A ~ < . C

    ...

    ,

    }.

    .

    '

    I

    I

    FREQUENCY

    t-Mi\1

    -

    >

    'C

    'C

    ID

    l

    c..

    )( '

    ..,

    I

    l

    'C

    ( )

    r

    Dl

    l

    0'

    ...

    z

    c

    3

    C

    ID

    ...

    -

    r

    I ll

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    '

    ::::>

    .g

    < 0

    e s

    ~ ~ ~

    -' '

    '

    g

    _ . s ~

    S:C::

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    N

    j

    :1.

    . 2

    .

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    n uw

    '

    '

    ~

    c -

    .... 5 QJ

    . 2 E

    ~ ' '

    '' '

    ~ ~

    :""'

    ~ i

    DD

    ~

    k ~

    M

    M

    +

    ~

    ,.. _

    11

    11

    .,

    .,

    :.

    ~

    E

    0

    c

    0

    0

    a .

    ::

    .

    0

    :::>

    ....

    DD

    k

    11

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    Appendix G - u Chart for Proportion of Defects

    _,

    0

    a:

    z

    0

    u

    '

    '

    J

    u

    0

    a:

    114 www.smmt.co.uk

    >-

    '-'

    z

    LU

    :::;

    c::J

    LU

    u..

    "'

    0

    c

    =

    S

    ' '

    ..

    : i : f : Q

    E

    ..c a. '

    ' ' ' '

    0

    afdwes

    u

    Jun

    Jad

    spa;ap)

    n

    r:

    ..

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    a

    l. 11

    -

    I ; f T

    SHIFT

    D TE

    1

    ' .1 v

    TIME

    Y

    sample size)

    1

    c faults) '' ' '

    u

    =c+n)

    Meanofuvalues u I :- - I Uppercontrolline V

    3ff

    I c f

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    C l

    i

    a

    < >

    0

    C:

    '

    .,

    c

    '

    ...

    ':>.

    '

    u CHART (proportion

    of

    defects)

    PROCESS CONTROL

    Location

    geography)

    Process (operation/machine)

    Component pa rt numbe r)

    Feature

    Checking media

    Specification

    I

    Sample

    TARGET SIZE

    1 FREQUE

    NCY

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    i

    C:

    '

    -....

    SHI T

    D TE

    TIME

    BY

    n sample size)

    c

    faults)

    I c

    +

    n

    Meanofuvalues =u I I Uppercontrolline =ii 3{ I I

    _ I I /u I I raw LCL t zero

    Mean of n values ower control line i

    \ f f

    when th1s calculatiOn

    n

    g1ves

    a

    negat1ve

    result

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    Appendix H c Chart for Number of Defects

    0

    a:

    .....

    z

    0

    ' '

    Cl)

    Cl)

    UJ

    ' '

    a:

    a

    '

    a;

    ti

    c::

    .;

    ...,

    E

    E

    c::

    t

    .,

    .e

    E

    =

    a

    i3

    E

    .,

    ' '

    .,

    :c

    E

    '

    X

    c

    ' '

    >

    -

    ffi

    ::::>

    d

    UJ

    s:

    UJ

    N

    u

    =

    5

    ;;;

    o;

    Q

    E

    a

    .,

    Cl) Cl)

    I

    - I

    I

    I

    I

    \

    I

    ]

    1

    '

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    f\

    I

    ).-

    I

    I

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    I

    I\

    I

    I

    I

    I

    >i

    I I

    afdwes

    o

    SJIUn fe ut

    saa;ap o ;aqwnu)

    J

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    i

    3

    I

    c-

    I I

    raw

    LCL

    at zero

    lower control line =c - 3\ c / .r

    M '

    when th s calculatiOn

    giVes a negat ve result

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    0

    a

    1-

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    3

    a

    >

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    SHIFT

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    TIME

    Y

    c faults)

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    c

    value

    s c

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    Upper

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    3F ~ - - - - - - - - -

    c- I I

    raw LCLat zero

    lower

    control line

    c 3\

    c

    when th s

    calculatiOn

    . . g ves

    a negative result

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    Appendix I Normal Probability Paper

    C P BLITV SSESSMENT

    for fe ture it norm l distribution

    f

    r

    r

    x

    s

    the

    cl ss upper bound ry

    f

    f

    Class Ta lly chart I

    Lf

    I I

    I I

    I I

    I I

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    I I I I I

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    t

    f

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    __

    5

    rr

    MEASURED VALUES

    1

    6

    11

    16

    21

    26

    31

    36 41 46 51

    56

    61

    66

    7 76

    81

    86 91

    96

    1 1

    1 6

    111 116 121

    2 7 12

    17

    22 27

    32

    37 42 47 52 57

    62

    67

    72 JJ

    82

    87 92

    97

    1 2 1 7

    112 117

    122

    3 8 13 18

    23 28 33

    38

    43 48

    53

    58 63

    68 73

    78

    83

    93 98 1 3 1 8

    113 118 123

    4 9 14 19 24 29 34 39 44

    9

    54

    59

    64

    69 74

    79 8 89

    94 99

    1 4 1 9

    114

    119 124

    5 1

    15

    2 25 3

    35

    4 45

    5

    55 6 65 7 75

    8 85

    9 95

    1

    1 5 11 115 12 125

    122

    www.smmt.co.uk

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    4Mii UM

    REPORT

    Date

    t5rr

    -

    -

    -

    -

    -

    -

    elete

    s

    appropriate

    - -

    CAPABLE

    I

    NOTCAPABLE

    I

    SffiiNG

    ON NOM INAL I

    SETIING OFF

    NOMINAL

    -

    -

    - -

    -

    -

    99.87

    99

    .5 99

    98

    95 90

    80

    70 60 50

    40 30

    20

    1

    5 2 1.0 0.5 0.13

    0.

    00

    3 -

    -

    I

    I

    I

    I

    0.

    13

    0.5 1.0 2

    1

    20

    30

    40

    50

    60 70

    80 90 95 98 99

    99.5

    99

    .87

    99

    .

    997

    l:l

    INFORMATION SUMMARY

    Uppe r spe cification limit u

    Nomin

    al

    N

    L

    ower

    sp

    ec

    ifi

    ca

    tion

    lim

    it

    L

    Xu

    at line/ +50 intersection

    A

    Xu at line 5a intersection B

    Differ

    ence

    I= A - B) c

    rr estimate (=C/10

    rr

    Tolerance band(=U L T

    Process

    sprea d(=

    6rr

    p

    Caoabilitv ind ex(= T P)

    c

    Pr

    ocess mean X

    Process settin Q = NI

    above

    specification

    be

    l

    ow

    specificati

    on

    www.smmt.co.uk 123

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    Appendix J Probability Paper for Extreme Skew Distribution

    C P BLITY SSESSMENT

    .;;

    =

    f r

    fe wre

    with norm l

    distribution

    r

    xu

    s

    the cl ss

    upper

    bound ry

    Class

    Ta lly chart I

    l:l Lf

    I

    I

    I I I I

    I

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    I I I I

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    I I

    I I I

    I I

    I I

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    I I I I I I I

    I I I

    I I I

    I

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    I I

    I I I I I

    I I I I I I I I

    I I

    1

    ME SURED

    V LUES

    I

    6 11 16 21 26

    31

    36

    41

    46

    51

    56 61 66 71 76

    81

    86 91 96 101

    1 6

    111

    116

    121

    2 7

    12

    17

    22

    27

    32 37

    42 47

    52

    57

    62 67

    72

    77

    82

    87

    92

    97

    1 2 1 7

    112 117 2i

    3 8

    13 18 23 28

    33

    38

    43

    48 53 58 63 68 73

    78

    83 88 93 98 1 3 1 8 113 118

    2

    :

    4 9 14

    19

    24 29

    34 39 44

    49

    54

    59

    64 69

    74

    79 84 89 94 99 1 4 1 9 114 119

    12

    5

    1 15

    2 25

    3

    35 4 45

    5 55

    6 65 7 75

    8 85 9

    95

    1 1 5

    11 115 12

    m

    124 www smmt co uk

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    4ff4 1. .1

    EPO

    RT

    geography)

    rocess

    or ope ration)

    t

    or machine)

    ro

    du

    ct or component)

    erformed by

    D

    ate

    as appropriate

    CAPABL

    E

    NOT CAPABLE

    SETTING

    ON NO

    MIN

    AL

    SETTI

    NG OFF

    NOMIN

    AL

    t

    t

    t

    r

    I

    _

    9987 99 90 70 50 30

    20

    10

    05 or-olr

    0 13 0 05 0 01

    I

    I

    I

    I

    I

    I

    I

    I

    I

    1 10

    30 50

    70

    80

    90

    95 97 98

    99

    99.5

    99.7

    99.8

    99.87 99.95 99

    .9

    9

    L

    l l:f

    t

    INFOR M

    ATION SU MM

    AR Y

    r

    Up

    pe r specificatio n limit

    u

    Nominal

    N

    Lower specification limit L

    Xu

    at line /99.87 pe rcentile

    A

    Xu t line/0.13 pe rcent ile B

    Pr

    ocess spr

    ead

    I=A-

    B

    p

    Tolerance band I=U-

    L

    T

    Capability index I=T/PI

    C

    Proc ess mode

    X

    Pr

    ocess sett

    in

    g I=x-

    NI

    above speci fi ca tion

    below specificat ion

    www.smmt.co.uk 125

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    15 Subject Index

    Topics and Terms age Topics nd Terms age

    AMM 71

    customers

    9

    assignable causes detectives charts 40

    attributes charts 28 42 defects charts 40

    average movement of the mean

    71

    distribution

    65

    c chart 43, 118 disturbances

    capability estimation snap-shot)

    84 disturbance elimination

    52

    capa bility indexes

    85 executive role

    20

    capability index interpretation 60 expectation

    12

    centring

    53

    facilitators

    20

    chance causes fact-holders

    20

    chart design 28 frequency table illustrated)

    66

    chart for moving mean

    71

    histogram illustrated)

    66

    67

    chart for sample size of one

    7 individuals and moving range chart

    7

    chart for small batch runs

    74

    limits

    12 , 60

    chart pattern interpretation 44

    management ro le

    20

    chart pattern chance occurrence

    52 mean

    and

    range chart

    35, 94

    chart scales

    29 mean and standard deviation chart

    37

    99

    charting purpose

    25

    mean

    14

    charting strategy

    21

    median

    and

    range chart

    38 102

    charting summary

    23 mode

    14

    Cm Cp and Pp

    58

    nominal

    12

    Cmk, Cpk and Ppk

    59 non normal distribution

    85

    co-ordinators

    20 non normal process spread

    87

    common disturbances

    normal

    84

    control lines

    30 normal distribution check for)

    67

    cusum chart

    78

    np

    chart

    43

    110

    126 www.smmt.co.uk

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    Topics and Terms age Topics nd Terms

    age

    one-sided distribution

    86

    sigma limits

    61

    optimum

    12

    skewed distribution 83

    p chart

    42 106

    special disturbances

    performance limits

    12

    specification limits

    12

    probability paper

    82

    standard deviation of process 57

    probability plot interpretation 84

    standard deviation of

    sa

    mple 99

    probability plots

    82

    standard tolerances

    13

    process

    capa

    bility

    55

    standardised chart

    76

    process control 22

    standardised deviate

    76

    process elements 22

    statistical control

    process spread

    84 suppliers

    9

    R 5

    tally chart illustrated) 66

    R

    R

    bar)

    6

    targets

    12

    range 5

    tolerance

    12

    s

    37

    truncated distribution 85

    s

    s

    bar)

    37

    u chart

    43

    114

    lower case Greek sigma) 57

    variab les charts

    28 32

    sigma circumflex)

    57

    variab les charts constants

    93

    sample size for attributes

    40

    work-teams

    20

    sample size for variables 32

    x

    x bar) 5

    sample size of one charts 72

    x double bar) 6

    sampl ing of attributes

    40

    x x wavy bar or x tilde) 38

    sample of variables 32

    x

    x bar wavy bar) 9

    setting 53

    Z values

    59

    setting indexes

    59

    Z values interpretation

    62

    short production

    run

    chart 74

    www.smmt.co.uk

    27

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    Other publications available

    from the S T

    Continual Improvement Tools Techniques

    A Guide For Business Improvement

    Process anagement

    A Guide For Business Improvement

    Failure M ode And Effects Analysis

    A Guide For Business Improvement

    To order or find out more, contact:

    Publications, The Society of otor Manufacturers Traders Ltd,

    Forbes House, Halkin Street, London SW X 70S

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    +44 (0)20 7344 1612/1611

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