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Strategic Environmental Assessment and International System Development

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SEA Process and International System Development March 2014 Cedric Guo Charles Clark Colin Dykes James Noakes Jamie Lynch Juan Ospina-Lopez Lorna Meek Samuel Nwogbo Shahadat Hossain Shakil
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Page 1: Strategic Environmental Assessment and International System Development

SEA Process and International System

Development

March 2014

Cedric GuoCharles ClarkColin DykesJames NoakesJamie LynchJuan Ospina-LopezLorna MeekSamuel NwogboShahadat Hossain Shakil

Page 2: Strategic Environmental Assessment and International System Development

1. The extent to which SEA has become a central component of national decision-making

2. Identification of gaps between SEA theory and practice

Aims

Page 3: Strategic Environmental Assessment and International System Development

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Countries

Page 4: Strategic Environmental Assessment and International System Development

� First aim divided in the following topics:◦Mandatory and applicable to all sectors?◦Clear process/procedure?◦Best practice guidance available?◦Does SEA influence decision making?

� Second aim divided in the following topics:◦Proactive or reactive?◦What PPP level?◦Who is conducting SEA? Same as who is creating PPP?

� Alternative revision under IAIA performance criteria.� Results will be presented in colour code:

Colour Result

SEA system meet the criteria

Some aspects of the SEA system do not meet the criteria

SEA system does not meet the criteria

Methodology

Page 5: Strategic Environmental Assessment and International System Development

� Mandatory and applicable to all sectors?

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Topic areas

Eng Fra Ire Net Aus Can Chi Col SA

Mandatory? Yes Yes Yes Yes Yes Yes Yes No No

All sectors? Somesectors

Some sectors

Some sectors

Yes Only fisheries

Yes Some sectors

No No

Page 6: Strategic Environmental Assessment and International System Development

� Clear process/procedure? � Best practice guidance available?

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Topic areas

Eng Fra Ire Net Aus Can Chi Col SA

Process / procedure?

Yes Yes Yes Yes Yes Yes Yes Yes No

Best practice guideline?

Yes To some extent

To some extent

Yes To some extent

To some extent

To some extent

To some extent

Yes

Page 7: Strategic Environmental Assessment and International System Development

� Does SEA influence decision-making?

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Topic areas

Eng Fra Ire Net Aus Can Chi Col SA

Influencedecision making?

To some extent

To some extent

To some extent

Yes To some extent

To some extent

To some extent

To some extent

To some extent

Page 8: Strategic Environmental Assessment and International System Development

� Proactive or reactive?

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Topic areas

Eng Fra Ire Net Aus Can Chi Col SA

Proactiveor reactive?

Generally proactive

Proactive Trying to be proactive

Proactive Trying to be proactive

Trying to be proactive

Trying to be proactive

Trying to be proactive

Trying to be proactive

Page 9: Strategic Environmental Assessment and International System Development

� What PPP level?

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Topic areas

Eng Fra Ire Net Aus Can Chi Col SA

PPP level

Plans and Progs.

Plans and Progs.

Plans and Progs.

Policy, Plans and Progs.

Mainly Plans and Progs., but provision for Policy also

Policy, Plans and Progs.

Plans and Progs.

Policy, Plans and Progs.

Limited but considered to an extent in all.

Page 10: Strategic Environmental Assessment and International System Development

� Who is conducting SEA? Same as who is creating PPP?

England

France

Australia

Canada

Colombia

China

South Africa

Republic of Ireland

Netherlands

Topic areas

Eng Fra Ire Net Aus Can Chi Col SA

Who is conducting SEA? Same as who is creating the PPP?

Largely local authority. Increasing external consultants post-directive.

External body

Yes unless external consultant isemployed by authority

Separate authorities and process oversight by independent committees

Yes Yes, the associated dept (1 of 3)

Same compiling the plan is responsible verification

Mainly Ministry of Env.

Public sectorYes

Page 11: Strategic Environmental Assessment and International System Development

IAIA performance criteria

Topic areas England France Ireland Netherland Australia Canada China ColombiaSouth

Africa

Integrated? Yes Yes Yes Yes Partially Yes Partially yes

Partially Somewhat

Sustainability-led?

Yes- though not always well defined

Partially Not really Yes Focused on ESD not alternatives

Yes No Focused in Env. issues

Not really

Focused? To some extent

To some extent

To some extent

Yes To some extent

To some extent

To some extent

To some extent

Not really

Accountable? Yes Yes Yes Yes Yes To some extent

No Yes To some extent

Participative? Yes though not always effective

Yes Yes Yes Yes Yes No Yes -Public participation limited

Limited

Iterative? Yes To some extent

To some extent

Yes To some extent

To some extent

To some extent

To some extent

Limited experience

Page 12: Strategic Environmental Assessment and International System Development

� SEA mainly voluntary. Legislation is still evolving. � Canada and Netherland apply SEA to all sectors.

South Africa least developed SEA in terms of provision and coverage.

� Basic guideline developed in all countries. Netherland and England leading countries in terms of legislation and guidance.

� SEA truly influence decision making only in Netherland. SEA still considered as a routine procedure with less weight than economic and social factors during decision making processes.

� Netherlands has the least gaps between theory and practice.

� China and Ireland failed to fulfil completely any criteria.

� Prevalent gap across countries: SEA being carried out by the same organisation as is creating the PPP.

Conclusion

Page 13: Strategic Environmental Assessment and International System Development

References� European Commission (2009) Study concerning the report on the application and effectiveness of the SEA

Directive (2001/42/EC), Available at: http://ec.europa.eu/environment/eia/pdf/study0309.pdf, Accessed 16 March 2014

� European Conference of Ministers of Transport (2004) Assessment and Decision Making for Sustainable Transport, Paris: OECD Publications Service

� European Environment Agency (2004) Implementation of Strategic Environmental Assessment (SEA) in the transport sector, Available at: http://www.eea.europa.eu/data-and-maps/indicators/implementation-of-strategic-environmental-assessment, Accessed 25 February 2014

� Dalal-Clayton B and Sadler Barry,(1999), Strategic Environmental Assessment: A Rapidly Evolving Approach Environmental Planning Issues Number 18, International Institute for Environment and Development( IIED),London.

� Partidario M.R, (2003), Strategic Environmental Assessment -Current Practices, Future demands and Capacity-Building Needs, International Association for Impact Assessment (IAIA) IAIA’03 Pre-Meeting Training Course, Lisbon.

� Marsden S,(1999), Legislative EA in the Netherlands-The E-Test as a strategic and Integrative Instrument, European Environment. 9, 90–100

� Verheem R and Tonk J, (1998), Present status of SEA in The Netherlands-Background paper for the 1998 Japan International Workshop on SEA.

� NCEA, (2011), Factsheets on Environmental Assessment, Netherlands Commission for Environmental Assessment (NCEA) http://www.eia.nl/en Accessed on 15/03/2014.

� https://www.environment.gov.za/sites/default/files/docs/series10_strategic_environmental_assessment.pdf� Alfonso-Piña (2010). Las posibilidades de la Evaluación Estratégica Ambiental (EAE) integrada: elementos

para la reflexión sobre la sostenibilidad urbana en Colombia. Desafíos – Universidad del Rosario, Bogotá. 22 (2). Pp. 181-237.

� Gómez, J. (2010). La EAE en Colombia: su adopción, criterios para la estructuración de su procedimientoadministrativo y su aplicación a los planes de ordenamiento territorial. Revista Científica, Bogotá DC. 12 (xx). Pp. 48-62

� OECD (2006). Appliying Strategic Environmental Assessment: Good practice guidance for Development Co-operatio.

� Guevara, G., (2014). Evaluación ambiental estratégica para cuencas prioritarias de los Andes colombianos: dilemas, desafíos y necesidades. Acta biol. Colomb. 2014. 19(1). Pp 11-24.

� Inter-American Development Bank (2002) SÍNTESIS DEL ESTUDIO DE INSERCIÓN DE LA GESTIÓN AMBIENTAL EN LAS POLÍTICAS SECTORIALES: El caso de la industria y energía en Colombia

Page 14: Strategic Environmental Assessment and International System Development

References� Departamento Nacional de Planeación – DNP (2006). Plan Nacional de Desarrollo 2006 – 2010. Bogotá DC.,

Colombia.� The World Bank – WB (2012). Strategic Environmental Assessment in the World Bank: Learning from

recent experience and challenges. Washington, DC. � WB (2005). Integrating Environmental Considerations in Policy Formulation: Lessons from Policy-Based SEA

Experience. Washington, DC. � Inter-American Development Bank – IDB (2012). Redwood, J., Managing the Environmental and Social

Impacts of Major IDB-Financed Road Improvement Project in Colombia: The Case of the Pasto-MocoaHighway.

� Bina, O. (2008) Context and Systems: Thinking more broadly about Effectiveness in Strategic Environmental Assessment in China. Environmental Management, 42, p. 717-733.

� Bina, O., Wu, J., Brown, L. and Partidário, M. R. (2011) An Inquiry into the Concept of SEA Effectiveness: Towards Criteria for Chinese Practice. Environmental Impact Assessment Review, 31, p. 572-581.

� He, J., Sun, S., Bao, C., Chen, F. and Jiang, D. (2011) Experts’ Perspective on the Performance of Chinese Technical Guidelines for Plan Environmental Impact Assessment. Environmental Impact Assessment Review, 31, p. 587-592.

� IAIA, (2012). Strategic Environmental Assessment Performance Criteria. [online] Available at: http://www.iaia.org/publicdocuments/special-publications/sp1.pdf [Accessed 13 March 2014].

� Lam, K., Chen, Y. and Wu., J. (2009) Strategic Environmental Assessment in China: Opportunities, Issues and Challenges. Journal of Environmental Assessment Policy and Management, 11(4), p. 369-385.

� Ministry of Environmental Protection of the People’s Republic of China (MEP), (2009). The Regulations for Plan Environmental Impact Assessment (in Chinese). [online] Available at: http://zfs.mep.gov.cn/fg/xzhg/200908/t20090825_158090.htm [ Accessed 13 March 2014].

� Ministry of Environmental Protection of the People’s Republic of China (MEP), (2003). Technical Guidelines for Plan Environmental Impact Assessment (on trial). [online] Available at: http://kjs.mep.gov.cn/hjbhbz/bzwb/other/pjjsdz/200309/W020110127326292205745.pdf [Accessed 13 March 2014].

� National People’s Congress of People’s Republic of China (NPC), (2003). The Law for Environmental Impact Assessment of People’s Republic of China (in Chinese). [online] Available at: http://zfs.mep.gov.cn/fl/200210/t20021028_84000.htm [Accessed 13 March 2014].

� Wu, J., Chang, I., Bina, O., Lam, K. and Xu, H. (2011) Strategic Environmental Assessment Implementation in China – Five Years Review and Prospects. Environmental Impact Assessment Review, 31, p. 77-84.

� Zhu, D. and Ru, J. (2008) Strategic Environmental Assessment in China: Motivations, Politics, and Effectiveness. Journal of Environmental Management, 88, p. 615-626.

Page 15: Strategic Environmental Assessment and International System Development

References� Ashe, J. and Marsden, S. (2011). SEA in Australia. In B. Sadler et al., eds. Handbook of

Strategic Environmental Assessment. Oxfordshire, UK: Earthscan, pp. 21–35.� Department of Sustainability, Environment, Water, Population and Communities. (2013a). A

Guide to Undertaking Strategic Assessments. Canberra, Australia: Commonwealth of Australia.

� Department of Sustainability, Environment, Water, Population and Communities. (2013b). Strategic Assessment Prospectus. Canberra, Australia: Commonwealth of Australia.

� Marsden, S. (2013). Protecting Heritage on Australia’s Coasts: A Role for Strategic Environmental Assessment? Journal of Environmental Assessment Policy and Management, 15(03), p.1350014 (21 pages).

� Marsden, S. and Ashe, J. (2006). Strategic Environmental Assessment Legislation in Australian States and Territories. Australasian Journal of Environmental Management, 13(4), pp.205–215.

� Therivel, R., Walsh, F., 2006. The strategic environmental assessment directive in the UK: 1 year onwards. Environmental impact assessment review, 26 (7). pp- 663-675.

� ODPM (Office of the Deputy Prime Minister), Scottish Executive, Welsh Assembly Government, and Department of the Environment, Northern Ireland, 2006. A Practical Guide to the Strategic Environmental Assessment Directive

� DCLG (Department for Communities and Local Government), 2010. Towards a more efficient and effective use of strategic environmental assessment and sustainability appraisal in spatial planning: summary.

� EPA (2012) review of effectiveness of SEA in Ireland� EPA (2012) SEA effectiveness review in Ireland: Action plan 2012-2016� Noble, B. F. (2009). Promise and dismay: the state of strategic environmental assessment

systems and practices in Canada. Environmental Impact Assessment Review, 29(1), 66-75.� Noble, B. F. (2003). Auditing strategic environmental assessment practice in Canada.

Journal of Environmental Assessment Policy and Management, 5(02), 127-147.� CEAA (2010) Cabinet Directive on the Environmental Assessment of Policy, Plan and

Program Proposals.


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