To: From:
[email protected], [email protected], [email protected]
Cc: [email protected] Subject: Private PAIR Correspondence Notification for Customer Number 24739
Feb 23,201205:23:03 AM
Dear PAIR Customer:
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076 UNITED STATES
The following USPTO patent application(s) associated with your Customer Number, 24739 , have new outgoing correspondence. This correspondence is now available for viewing in Private PAIR.
The official date of notification of the outgoing correspondence will be indicated on the form PTOL-90 accompanying the correspondence.
Disclaimer: The list of documents shown below is provided as a courtesy and is not part of the official file wrapper. The content of the images shown in PAIR is the official record.
Application 11472884
Document ISSUE.NTF
Mailroom Date 02/22/2012
Attorney Docket No. P2074
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Thank you for prompt attention to this notice,
UNITED STATES PATENT AND TRADEMARK OFFICE
PATENT APPLICATION INFORMATION RETRIEVAL SYSTEM
UNITED STATES PATENT AND TRADEMARK OFFICE
APPLICATION NO. ISSUE DATE
111472,884 03/13/2012
24739 7590 02/22/2012
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
PATENT NO.
8135699
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
ISSUE NOTIFICATION
The projected patent number and issue date are specified above.
Determination of Patent Term Adjustment under 35 U.S.C. 154 (b) (application filed on or after May 29,2000)
The Patent Term Adjustment is 232 day(s). Any patent to issue from the above-identified application will include an indication of the adjustment on the front page.
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval (PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at (571)-272-4200.
APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
Puneet K. Gupta, Newark, CA; Mark A. Boys, Aromas, CA;
IR103 (Rev. 10/09)
PART B - FEE(S) TRANSMITTAL
Complete and send this form, together with applicable fee(s), to: Mail Mail Stop' ISSUE FEE Commissioner for Patents P.O. Box 1450
orE.ax Alexandria, Virginia 22313·1450 (571)·273-2885
INSTRUCTIONS: This fonn should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unle~s corrected helow or directed otherwise in Block 1, hy (a) specifying a new correspondence addres~; andlor (h) indicating a ~eparate "FEE ADDRK<;S" for maintenance fee notifications.
CURRlli\"l' CORRESPONDENCE ADDRESS (Note: Use Block l for any cbange of address, Note: A certificate of mailing can only be used for domestic mailings of the Fee(~) Transmittal. This certincate cannot he used for any other accompanying papers. Each additional paper, such as an assignment or formal drawing, must have its own certificate of mailing or transmiSSIon.
24739 7590 11I1612011
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE 0 WATSONVILLE, CA 95076
APPLlCATIONNO. FILING DATE
111472,884 06/2112006
Certificate of Mailing or TraIlSmission I hereby certify that this Fee(s) Transmittal is being deposited with the United States Postal Service with sufficient postage foc first class mail in an enveLope addressed to the Mail Stop ISSUE fEE address above, or being facsimile transmitted to the U.sPTO (~71) 273-2885, on the date indicated below.
FIRST NAV!ED INVENTOR
Puneet K. Gupta ]12074 5656
TITLE OF INVENTION: SUMMARIZATION SYSTEMS Al'ID NIETHODS
APPIN. TYPE SMALL ENTITY ISSUE FEE DUE
nonprovisiomll YES $870
EX.lI,MINER ARTUNlT
PHAN, TUAL'l"KHAKH D 2163
I. Change of correspondence addre,Ss or indication of "Fee Address" (37 CFRLJ(3).
o Change of corresp'ondence address (or Change of Correspoudence Addres~ foml PTO/SBIl22) attached.
o "Fee Address" indication (or "Fee Address" Indication form PTO/SB/47; Rev 03-02 or more recent) attached. ese of a Customer Number is required.
PUBLICATION FEE DUE PREV. PAID ISSUEFEE TOTAL fEE(S) DUE
$300 $0
CLASS-SUBCLASS
707-708000
2. For printing on the patent front page. list
(1) the names of up to 3 registereu patent attomeys or agents OR, alternatively,
(2) the l1allle of a single firm (having as a member a registered attorney or agent) and the names of up to 2 registered patent attomeys or agents. if no l1ame is listed, no name will be printed.
$1170
DATE DUE
0211612012
3. ASSIGNEE NAL'VlE .AND RESIDENCE DATA TO BE l'RIN'lED ON Hili PATENT (print or lype)
PLEASE N01E: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
(A) NAME OF ASSIGl\r;E (B) RESIDENCE: (CITY and STATE OR COUNTRY)
Please cheek the appmpriat~ assignee calegory Of categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
4a. The following fee(s) are submitted:
~sueFee ~lication Pee (No small entity discount permitted)
o Advance Order- #of Copies ________ _
5. Chunge in Entity Status (from status indicated above)
08. Applicant claims SMALL H\ffITY statm. !;ee -:17 CPR 1.27.
4b. Payment of I'ee(s): (Please fIrst reapply any previously paid issue fee shown above)
o A check is enclosed.
9 P.!Jrnent by credit card. Forn~ fl'O-2D38 is attached.
lJ:I1he Director is hereby authorized to charge the required [ee(s), any detlciency, or ccedit any overpayment. to Deposit Account Number (enclose an extra copy of this fonn).
Db. Applicant is no longer claiming SMAIL ENTITY statu •. See 37 CFR 1.27(g)(2).
Authorized Signature --Lt.~~~:""~~C.-..()-AI"""':"-~~-==------- Date ~_1J .... 2 ____ -~[),--9---*,-----=-:Z=-o~/--,,":<,c.=._
Typed or printed name -J,.-~~~'-C''"--l-C;;';''--J-"'-'-----IVg.~,--,"----- Regis!ration~o. :3 S; D71 This collection of information is required by 37 CFR 1.31 L The illfomlation is required to obtain or retain a benefit by the public which is to file. (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.l4. This colledioll is estimated to take 12 minutes to complete, including gathering, preparing, and subnulting the completed apf'lication form to the USPTO. Time will vary dependilll? upon the individual case. Any comments on the amount of time you require to complete this fann andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Paten! and Trademark Office, U.S. Department of Commeccc, P.O. Box 1450, Alexandna, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORlVlS TO THIS ADDRESS. SEND TO: Commissioner for Patents, p.o. Box 1450, Alexandria. Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of inforIlli1tion unless it displays a valid OMB control number.
PTOL-85 (Rev. O'lJI I) Approved for use through 0813112013. OMB 0651-0033 us. Patent and Trademark Office; u.s. DEPARTMEt''-T OF COMMERCE
Electronic Patent Application Fee Transmittal
Application Number: 11472884
Filing Date: 21-Jun-2006
Title of Invention: SUMMARIZATION SYSTEMS AND METHODS
First Named Inventor/Applicant Name: Puneet K. Gupta
Filer: Donald Rex Boys/Sheri Beasley
Attorney Docket Number: P2074
Filed as Small Entity
Utility under 35 USC 111 (a) Filing Fees
Description Fee Code Quantity Amount Sub-Total in
USD($)
Basic Filing:
Pages:
Claims:
Miscellaneous-Filing:
Petition:
Patent-Appeals-and-Interference:
Post-Allowance-and-Post-Issuance:
Utility Appl issue fee 2501 1 870 870
Publ. Fee- early, voluntary, or normal 1504 1 300 300
Description Fee Code Quantity Amount Sub-Total in
USD($)
Extension-of-Time:
Miscellaneous:
Total in USD ($) 1170
Electronic Acknowledgement Receipt
EFSID: 12039117
Application Number: 11472884
International Application Number:
Confirmation Number: 5656
Title of Invention: SUMMARIZATION SYSTEMS AND METHODS
First Named Inventor/Applicant Name: Puneet K. Gupta
Customer Number: 24739
Filer: Donald Rex Boys/Sheri Beasley
Filer Authorized By: Donald Rex Boys
Attorney Docket Number: P2074
Receipt Date: 09-FEB-2012
Filing Date: 21-JUN-2006
TimeStamp: 14:36:37
Application Type: Utility under 35 USC 111 (a)
Payment information:
Submitted with Payment yes
Payment Type Deposit Account
Payment was successfully received in RAM $1170
RAM confirmation Number 889
Deposit Account 500534
Authorized User
File Listing:
Document I Document Description I
File Name I
File Size(Bytes)/ I Multi ,I Pages Number Message Digest Part /.zip (ifappl.)
64366
1 Issue Fee Payment (PTO-8SB) ISSUE.pdf no 1 2c843b733d597ab0264ca90aSdl dSc0128
9c657
Warnings:
Information:
31782
2 Fee Worksheet (SB06) fee-info.pdf no 2 9d249c13befl c0049bcd6370Sf1 bdfcl fcSb
9528
Warnings:
Information:
Total Files Size (in bytes) 96148
This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents, characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a Post Card, as described in MPEP 503.
New A~~lications Under 35 U.S.c. 111 If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International A~~lication under 35 U.S.c. 371 If a timely submission to enter the national stage of an international application is compliant with the conditions of 35 U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International A~~lication Filed with the USPTO as a Receiving Office If a new international application is being filed and the international application includes the necessary components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of the application.
UNITED STAlES P A lENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
NOTICE OF ALLOWANCE AND FEE(S) DUE
24739 7590 11116/2011
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUIlE D WATSONVILLE, CA 95076
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
DATE MAILED: 11/16/2011
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
111472,884 0612112006 Puneet K, Gupta P2074 5656
TITLE OF INVENTION: SUMMARIZATION SYSTEMS AND METHODS
APPLN. TYPE SMALL ENTITY ISSUE FEE DUE PUBLICATION FEE DUE PREV. PAID ISSUE FEE TOTAL FEE(S) DUE DATE DUE
nonprovisional YES $870 $300 $0 $1170 02/16/2012
THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT. PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS. THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.c. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW DUE.
HOW TO REPLY TO THIS NOTICE:
I, Review the SMALL ENTITY status shown above,
If the SMALL ENTITY is shown as YES, verify your current SMALL ENTITY status:
A, If the status is the same, pay the TOTAL FEE(S) DUE shown above,
B, If the status above is to be removed, check box 5b on Part B -Fee(s) Transmittal and pay the PUBLICATION FEE (if required) and twice the amount of the ISSUE FEE shown above, or
If the SMALL ENTITY is shown as NO:
A, Pay TOTAL FEE(S) DUE shown above, or
B, If applicant claimed SMALL ENTITY status before, or is now claiming SMALL ENTITY status, check box Sa on Part B - Fee(s) Transmittal and pay the PUBLICATION FEE (if required) and 112 the ISSUE FEE shown above,
II, PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office (USPTO) with your ISSUE FEE and PUBLICATION FEE (if required), If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted, If an equivalent of Part B is filed, a request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing the paper as an equivalent of Part B,
III, All communications regarding this application must give the application number, Please direct all communications prior to issuance to Mail Stop ISSUE FEE unless advised to the contrary,
IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
Page I of3 PTOL-85 (Rev, 02/11)
PART B - FEE(S) TRANSMITTAL
Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE Commissioner for Patents P.O. Box 1450
or Fax Alexandria, Virginia 22313-1450 (571)-273-2885
INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for maintenance fee notifications.
CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
24739 7590 11116/2011
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUIIE D WATSONVILLE, CA 95076
APPLICATION NO. FILING DATE
1lI472,884 0612112006
Note: A certificate of mailing can only be used for domestic mailings of the Fee(s) Transmittal. This certificate cannot be used for any other accompanying papers. Each additional paper, such as an assignment or formal drawing, must have its own certificate of mailing or transmission.
Certificate of Mailing or Transmission I hereby certify that this Fee(s) Transmittal is being deposited with the United States Postal Service with sufficient postage for first class mail in an envelope addressed to the Mail Stop ISSUE FEE address above, or being facsimile transmitted to the USPTO (571) 273-2885, on the date indicated below.
(Depositor's name)
(Signature)
(Date)
FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
Puneet K. Gupta P2074 5656
TITLE OF INVENTION: SUMMARIZATION SYSTEMS AND METHODS
APPLN. TYPE SMALL ENTITY ISSUE FEE DUE
nonprovisional YES $870
EXAMINER ART UNIT
PHAN, TUANKHANH D 2163
1. Change of correspondence address or indication of "Fee Address" (37 CFR 1.363).
o Change of correspondence address (or Change of Correspondence Address form PTO/SBIl22) attached.
o "Fee Address" indication (or "Fee Address" Indication form PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer Number is required.
PUBLICATION FEE DUE PREVo PAID ISSUE FEE TOTAL FEE(S) DUE DATE DUE
$300 $0
CLASS-SUBCLASS
707-708000
2. For printing on the patent front page, list
(I) the names of up to 3 registered patent attorneys or agents OR, alternatively,
(2) the name of a single firm (having as a member a registered attorney or agent) and the names of up to 2 registered patent attorneys or agents. If no name is listed, no name will be printed.
$1170 02/16/2012
2 ________________________ _
3 ________________________ _
3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
(A) NAME OF ASSIGNEE (B) RESIDENCE: (CITY and STATE OR COUNTRY)
Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
4a. The following fee(s) are submitted: 4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
o Issue Fee o A check is enclosed.
o Publication Fee (No small entity discount permitted) o Payment by credit card. Form PTO-2038 is attached.
o Advance Order - # of Copies _________ __ o The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment, to Deposit Account Number (enclose an extra copy of this form).
5. Change in Entity Status (from status indicated above)
o a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27. o b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in interest as shown by the records of the United States Patent and Trademark Office.
Authorized Signature _______________________ _ Date _____________________ __
Typed or printed name ______________________ __ Registration No. ________________ _
This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.c. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, Virginia 22313-1450.
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTOL-85 (Rev. 02/11) Approved for use through 08/3112013. OMB 0651-0033 U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
UNITED STAlES P A lENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
111472,884 0612112006
24739 7590 11116/2011
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUIlE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneet K. Gupta
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
DATE MAILED: 11/16/2011
Determination of Patent Term Adjustment under 35 U.S.C. 154 (b) (application filed on or after May 29,2000)
The Patent Term Adjustment to date is 211 day(s). If the issue fee is paid on the date that is three months after the mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half months) after the mailing date of this notice, the Patent Term Adjustment will be 211 day(s).
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval (PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
Page 3 of3 PTOL-85 (Rev. 02/11)
Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C 2(b )(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may result in termination of proceedings or abandonment of the application or expiration of the patent.
The information provided by you in this form will be subject to the following routine uses:
1. The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may be disclosed to the Department of Justice to determine whether disclosure of these records is required by the Freedom of Information Act.
2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of the record.
4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C 552a(m).
5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C 181) and for review pursuant to the Atomic Energy Act (42 U.S.C 218(c)).
7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records management practices and programs, under authority of 44 U.S.C 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant to 35 U.S.C 122(b) or issuance of a patent pursuant to 35 U.S.C 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were terminated and which application is referenced by either a published application, an application open to public inspection or an issued patent.
9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
Application No. Applicant(s)
Notice of A 110 wability 11/472,884 GUPTA ET AL. Examiner Art Unit
TUAN-KHANH PHAN 2163
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-Ali claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
1. [8J This communication is responsive to Amendment filed 8/30/2011.
2. D An election was made by the applicant in response to a restriction requirement set forth during the interview on __ ; the restriction requirement and election have been incorporated into this action.
3. [8J The allowed claim(s) is/are 1-
4. D Acknowledgment is made of a claim for foreign priority under 35 U.s.C. § 119(a)-(d) or (f).
a) D All b) D Some* c) D None of the:
1. D Certified copies of the priority documents have been received.
2. D Certified copies of the priority documents have been received in Application No. __ .
3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
International Bureau (PCT Rule 17.2(a)).
* Certified copies not received: __ .
Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements noted below. Failure to timely comply will result in ABANDONMENT of this application. THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
5. D A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
6. D CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
(a) D including changes required by the Notice of Draftsperson's Patent Drawing Review ( PTO-948) attached
1) D hereto or 2) D to Paper No.lMail Date __ .
(b) D including changes required by the attached Examiner's Amendment I Comment or in the Office action of Paper No.lMail Date __ .
Identifying indicia such as the application number (see 37 CFR 1.84{c» should be written on the drawings in the front (not the back) of each sheet. Replacement sheet{s) should be labeled as such in the header according to 37 CFR 1.121 (d).
7. D DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
AUachment(s) 1. [8J Notice of References Cited (PTO-892)
2. D Notice of Draftperson's Patent Drawing Review (PTO-948)
3. D Information Disclosure Statements (PTO/SB/08), Paper No.lMail Date __
4. D Examiner's Comment Regarding Requirement for Deposit of Biological Material
IT. P./ Examiner, Art Unit 2163
U.S. Patent and Trademark Office
5. D Notice of Informal Patent Application
6. D Interview Summary (PTO-413), Paper No.lMail Date __ .
7. D Examiner's Amendment/Comment
8. [8J Examiner's Statement of Reasons for Allowance
9. D Other __ .
/Wilson Lee/ Primary Examiner, Art Unit 2163
PTOL-37 (Rev. 03-11) Notice of Allowability Part of Paper No.lMail Date 20111102
Application/Control Number: 11/472,884
Art Unit: 2163
DETAILED ACTION
This action is responsive to the following communication: Amendment filed
8/30/2011.
Claim 1 is independent claim.
Allowable Subject Matter
Claim 1 is allowed.
Page 2
The following is an examiner's statement of reasons for allowance: claim 1 when
considered as a whole, is allowable over the prior art of record. Specifically, prior art of
record fails to clearly teach or fairly suggest the combination of following limitations:
a summarizer function creating a summary simultaneously while receiving the
content, the summary having a format, condensing the summary on a scale of
percentage of the whole of the content while maintaining the subject matter and
meanings of the original; and
a storage facility for data repository storing a text copy of the received content
and the summary created as separate files, associated and cross-referenced using the
source information wherein the software detects a shift of content during summarization
and the format of the summary is revised based upon the detected shift.
Conclusion
The prior art made of record and not relied upon is considered pertinent to
applicant's disclosure:
Li et al. (US Pub. 2006/0212897).
Application/Control Number: 11/472,884
Art Unit: 2163
Hidaka et al. (US Pub. 2006/0184366).
Page 3
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IT. P./ Examiner, Art Unit 2163
/Wilson Lee/ Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
11/472,884 GUPTA ET AL. Notice of References Cited
Examiner Art Unit
TUAN-KHANH PHAN 2163 Page 1 of 1
U.S. PATENT DOCUMENTS
* Document Number Date
Country Code-Number-Kind Code MM-YYYY Name Classification
A US-
* B US-2006/0184366 A 1 08-2006 Hidaka et al. 704/240
* C US-2006/0212897 A 1 09-2006 Li et al. 725/032
D US-
E US-
F US-
G US-
H US-
I US-
J US-
K US-
L US-
M US-
FOREIGN PATENT DOCUMENTS
* Document Number Date
Country Code-Number-Kind Code MM-YYYY Country Name Classification
N
0
P
Q
R
S
T
NON-PATENT DOCUMENTS
* Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
U
V
W
X
*A copy of this reference IS not being furnished with this Office action. (See MPEP § 707.05(a).) Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
U.s. Patent and Trademark Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper No. 20111102
EAST Search History
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11/2/20118:15:08 PM C:\ Users\ tphan7\ Documents\ EAST\ Workspaces\ 11472884.wsp
file:IIICIIU sers/tphan7 IDocuments/e-Red%20FolderIl14 72884lEASTSearchHistory .114 72884_Accessible Version.htm[ 1112/2011 8: 15: 11 PM]
Application/Control No. Appl icant( s )/Patent Under Reexam i nation
Index of Claims 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
181 Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final
1 Original 04/16/2008104/02/2009109/28/2009102/27/2010 1 02/23/2011 111/02/2011 1
1 1
1 1 if
1 if
1 if
1 if
1 if
1 = 1 1 1
U.S. Patent and Trademark Office Part of Paper No. : 20t t t t 02
Application/Control No. Applicant(s)/Patent Under Reexamination
Issue Classification 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
ORIGINAL INTERNATIONAL CLASSIFICATION
CLASS SUBCLASS CLAIMED NON-CLAIMED
707 708 G 0 6 F 7/00 (2006.01.01)
CROSS REFERENCE(S)
CLASS SUBCLASS (ONE SUBCLASS PER BLOCK)
707 705
704 240
725 32
348 211.12
181 Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
Final Original Final Original Final Original Final Original Final Original Final Original Final Original Final Original
1 1
ITUAN-KHANH PHANI Examiner.Art Unit 2163 11/2/2011 Total Claims Allowed:
1 (Assistant Examiner) (Date)
!Wilson Leel Primary Examiner, Art Unit 2163 11/5/11 O.G. Print Claim(s) O.G. Print Figure
(Primary Examiner) (Date) 1 5
u.s. Patent and Trademark Office Part of Paper No. 20111102
ApplicationlControl No. Appl icant( s )/Patent Under Reexam i nation
Search Notes 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
SEARCHED
Class Subclass Date Examiner 707 708 11/2/2011 TKP 348 all 11/2/2011 TKP 715 all 11/2/2011 TKP 709 all 11/2/2011 TKP
SEARCH NOTES
Search Notes Date Examiner Plus search 11/2/2011 TKP EAST search 11/2/2011 TKP assigneelinventor search 11/2/2011 TKP Updated Search 11/2/2011 TKP
INTERFERENCE SEARCH
Class Subclass Date Examiner 704 all 11/2/2011 TKP 725 all 11/2/2011 TKP
U.S. Patent and Trademark Office Part of Paper No. : 70820t t t t 02
To: From:
[email protected], [email protected], [email protected]
Cc: [email protected] Subject: Private PAIR Correspondence Notification for Customer Number 24739
Nov 16,2011 05:20:03 AM
Dear PAIR Customer:
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076 UNITED STATES
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Application 11472884
Document NOA 892
Mailroom Date 11/16/2011 11/16/2011
Attorney Docket No. P2074 P2074
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PATENT APPLICATION INFORMATION RETRIEVAL SYSTEM
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE Art Unit: 2163 Examiner: Phan, Tuankhanh D
InRe: Case: Serial No.: Filed:
Puneet K. Gupta P2074 111472,884 June 21, 2006
Subject: Summarization Systems and Methods
Commissioner for Patents PO Box 1450 Alexandria, VA 22313-1450
Dear Sir:
Response E
- 2 -
In the Claims
All of the claims standing for examination are reproduced below with appropriate status
indication.
1. (Currently amended) A summarization system executed by sofi.Nare stored on a
computer readable medium of an Internet connected server, comprising:
an Internet-connected server comprising a computerized appliance having a
coupled non-transitory, machine-readable storage medium;
software executing on the computerized appliance from the non-transitory,
machine-readable medium, the software providing:
a function of the sofuvare for receiving a live or recorded stream of voice content
having subject matter and meanings to be summarized, along with source information
identifying a location where the material was originally acquired;
a converter function of the sofi'Nare for converting the acquired material to
machine-readable text form, ifnot in that form when acquired;
a summarizer function of the sofi'tvare for creating a summary simultaneously
while receiving the content, the summary having a format, condensing the summary on a
scale of percentage of the whole of the content while maintaining the subject matter and
meanings of the original; and
a storage facility for data repository storing a text copy of the received content
and the summary created as separate files, associated and cross-referenced using the
source information;
wherein the software detects a shift of content during summarization and the
format of the summary is revised based upon the detected shift.
- 3 -
REMARKS
This response is to the Office Action mailed on 03/03/2011.
From the action:
This action is non final action in response to communication filed on 09 July
2010. Claim 1 is pending in the application. Claim 1 is rejected.
Applicant's response:
Acknowledged
From the action:
Response to Amendment
The Request for Continued Examination, filed on 7/09/2010, has been entered and
acknowledged by the Examiner. Claim 1 is pending.
Applicant's response:
Acknowledged
From the action:
Response to Arguments
Applicant's arguments with respect to claim 1 have been considered but are moot
in view of the new ground(s) of rejection.
Applicant's response:
Acknowledged
- 4 -
From the action:
Claim Rejections - 35 USC § 101
Claim 1 recites a system; however the components of the system are merely
software per se. A system claims must recite physical structure thus enabling it to be
properly categorized in one of the statutory categories of invention. Since the components
of the system claim 1 is software per se and do not contain any physical components, the
systems cannot be categorized in one of the statutory categories of invention and is thus
nonstatutory.
Applicant's response:
The applicant has amended claim 1 to recite that the system comprises a server
comprising a computerized appliance (a component of the system that is not software)
and a coupled non-transitory, machine-readable storage medium (also a component of the
system that is not software), and software executing on the computerized appliance from
the non-transitory, machine-readable medium. The system is distinguished from the art
cited and applied by the functions of the software. This system is quite definitely NOT
all software.
From the action:
Claim Rejections - 35 USC § 102
Claim 1 is rejected under 35 U.S.C. 102(b) as being anticipated by Florencio et al.
(US Pat. 6,549,577), hereinafter Florencio.
Regarding claim 1, Florencio discloses a summarization system executed by
software stored on a computer-readable medium of an Internet-connected server,
compnsmg:
a function of the software for receiving a live or recorded stream of voice content
having subject matter and meanings to be summarized, along with source information
identifying a location where the material was originally acquired (Figure 2, "111"
receiving stream of media content);
- 5 -
a converter function of the software for converting the acquired material to
machine-readable form, ifnot in that form when acquired (Figure 2, "128" a converter for
format converting);
a summarizer function of the software for creating a summary simultaneously
while receiving the content, the summary having a format, condensing the summary on a
scale of percentage of the whole of the content while maintaining the subject matter and
meanings of the original (Figure 2, "142" and "143", a resizer to summarize the content);
and
a storage facility for storing a copy of the received content and the summary
created as separate files, associated and cross-referenced using the source information,
wherein the software detects a shift of content during summarization and the format of
the summary is revised based upon the detected shift (Figure 3, "360" "370" detecting a
change in content or format to revise the resizing operation).
Applicant's response:
The applicant asserts that this a fifth response to a series of actions in the present
case, and that this is surely enough time for the examiner to find and assert art that has
some real bearing on the claimed subject matter. The 102 reference Florencio in this
action is a system for allocating resources in a video stream decoder. There is no
teaching whatsoever of the summarization functions recited by the applicant in the one
claim standing for examination.
To overcome the 101 rejection the applicant has amended claim 1 to recite:
1. (Currently amended) A summarization system, comprising:
an Internet-connected server comprising a computerized appliance having a
coupled non-transitory, machine-readable storage medium;
software executing on the computerized appliance from the non-transitory,
machine-readable medium, the software providing:
- 6 -
a function receiving a live or recorded stream of voice content having subject
matter and meanings to be summarized, along with source information identifying a
location where the material was originally acquired;
a converter function converting the acquired material to machine-readable text
form, if not in that form when acquired;
a summarizer function creating a summary simultaneously while receiving the
content, the summary having a format, condensing the summary on a scale of percentage
of the whole of the content while maintaining the subject matter and meanings of the
original; and
a data repository storing a text copy of the received content and the summary
created as separate files, associated and cross-referenced using the source information;
wherein the software detects a shift of content during summarization and the
format of the summary is revised based upon the detected shift.
For the recited "a function receiving a live or recorded stream of voice content ... "
the examiner cites an input buffer receiving a video stream. The claim clearly recites that
the incoming stream is VOICE. A video stream may indeed have a voice component, but
it is NOT a voice stream.
For the "converter function converting the acquired material to machine-readable
text form, if not in that form when acquired ... " the examiner provides a block to scan line
converter in the reference, which does not convert voice to machine-readable text form.
For the recited "summarizer function creating a summary simultaneously while
receiving the content, the summary having a format, condensing the summary on a scale
of percentage of the whole of the content while maintaining the subject matter and
meanings of the original" the examiner applies Florencio Figure 2, "142" and "143", a
resizer to summarize the content. This "resizer" of Florencio is not a summarizer that
considers subject matter and meanings.
- 7 -
For the recited "data repository storing a copy of the received content and the
summary created as separate files, associated and cross-referenced using the source
information, wherein the software detects a shift of content during summarization and the
format of the summary is revised based upon the detected shift" the examiner applies
Florencio Figure 3, "360" "370" detecting a change in content or format to revise the
resizing operation. The examiner's wording" ... detecting a change in content or format
to revise" is convenient, in that the claim does NOT recite detecting a shift in format at
all. The claim only recites detecting a shift in content, which is the text content of the
summary. And in this application the examiner ignores the recited limitations of storing
the original and summarized text as separate files associated and cross-referenced using
the source information.
There are two possibilities for this rejection that is so completely off the mark.
One is that the examiner simply does not understand the invention, even in context of the
specification, which is to be consulted for the meaning of the limitations of the claim, or
the examiner does understand the invention, and is of the opinion that the claim language
is not specific enough to clearly recite the subject matter believed to be patentable. If the
first possibility is true, then the examiner needs to solicit help in the office to be able to
understand the invention. If the second is true, then a better approach might be to simply
say so, and cite specific instances of language that the examiner considers to be vague,
and the proper rejection might be a 112 rejection, instead of applying art that is so far
removed from the meaning of the claim.
In any case the claim, as amended, is clearly patentable over Florencio, which
teaches no limitation of the claim.
- 8 -
Summary
As claim 16, as amended and argued above, has been shown to be patentable over
the art presented by the Examiner, applicant respectfully requests reconsideration and the
case be passed quickly to issue.
If any fees are due beyond fees paid with this amendment, authorization is made
to deduct those fees from deposit account 50-0534. If any time extension is needed
beyond any extension requested with this amendment, such extension is hereby
requested.
Central Coast Patent Agency, Inc. 3 Hangar Way, Suite D Watsonville, CA 95076 (831) 768-1755
Respectfully Submitted Puneet K. Gupta
By /1)onaCd 9l. 910!J4/ Donald R. Boys Reg. No. 35,074
PTO/SB/22 (10-08) Approved for use through 10/31/2008. OMB 0651-0031
U.S. Patent and Trademark Office; U.S. DEPARMENT OF COMMERCE Under the paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless if displays a valid OMB control number.
PETITION FOR EXTENSION OF TIME UNDER 37 CFR 1.136(a)
FY 2009
Docket Number (Optional)
P2074 (Fees pursuant to the Consolidated Appropriations Act, 2005 (H.R. 4818}.)
Application Number 11/472,884 Filed 06/21/2006
For Puneet K. Gupta
Art Unit 2163 Examiner Tuankhanh D. Phan
This is a request under the provisions of 37 CFR 1.136(a) to extend the period for filing a reply in the above identified application.
The requested extension and fee are as follows (check time period desired and enter the appropriate fee below):
[2]
D D
Fee Small Entity Fee
D One month (37 CFR 1.17(a)(1)) $130 $65
D Two months (37 CFR 1.17(a)(2)) $490 $245
0 Three months (37 CFR 1.17(a)(3)) $1110 $555
D Four months (37 CFR 1.17(a)(4)) $1730 $865
D Five months (37 CFR 1.17(a)(5)) $2350 $1175
Applicant claims small entity status. See 37 CFR 1.27.
A check in the amount of the fee is enclosed.
Payment by credit card. Form PTO-2038 is attached.
$
$
$ 555.00
$
$
D The Director has already been authorized to charge fees in this application to a Deposit Account.
[a The Director is hereby authorized to charge any fees which may be required, or credit any overpayment, to Deposit Accou nt N umber --=5:....:0_-0.:...;5.:...;3=--4=----_____ -----'
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attorney or agent of record. Registration Number _3_5_,0_7_4 ______ _
attorney or agent under 37 CFR 1.34. Registration number if acting under 37 CFR 1.34 ________ _
/Donald R. Boys/ 08/30/2011
Signature Date
Donald R. Boys 831-768-1755
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Electronic Patent Application Fee Transmittal
Application Number: 11472884
Filing Date: 21-Jun-2006
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Filer: Donald Rex Boys/Sheri Beasley
Attorney Docket Number: P2074
Filed as Small Entity
Utility under 35 USC 111 (a) Filing Fees
Description Fee Code Quantity Amount Sub-Total in
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Miscellaneous-Filing:
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Patent-Appeals-and-Interference:
Post-Allowance-and-Post-Issuance:
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Total in USD ($) 555
Electronic Acknowledgement Receipt
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Application Number: 11472884
International Application Number:
Confirmation Number: 5656
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Customer Number: 24739
Filer: Donald Rex Boys/Sheri Beasley
Filer Authorized By: Donald Rex Boys
Attorney Docket Number: P2074
Receipt Date: 30-AUG-2011
Filing Date: 21-JUN-2006
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File Listing:
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107566
1 Amend mentiReq. Reconsideration-Aher
2074oar5.pdf no 8 Non-Final Reject
08209fd731546e53023211 eae3d9c28bfcl 85c8
Warnings:
Information:
881042
2 Extension of Time Extension.pdf no 1 9b7 e65c4dOd854b42c8d4 78193f4e2712d
dle7c
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29639
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• If the difference in column 1 is less than zero, enter "0" in column 2. TOTAL TOTAL
APPLICATION AS AMENDED - PART II OTHER THAN
(Column 1) (Column 2) (Column 3) SMALL ENTITY OR SMALL ENTITY
CLAIMS HIGHEST
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ADDITIONAL RATE ($)
ADDITIONAL f-- AFTER PREVIOUSLY EXTRA FEE ($) FEE ($) Z AMENDMENT PAID FOR W
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(37 CFR 1.16(h))
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CLAIMS HIGHEST REMAINING NUMBER PRESENT
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UNITED STAlES P A lENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
111472,884 06/2112006
24739 7590 03103/2011
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneet K. Gupta
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
NOTIFICATION DATE DELIVERY MODE
03/03/2011 ELECTRONIC
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail addressees):
[email protected] [email protected] [email protected]
PTOL-90A (Rev. 04/07)
Application No. Applicant(s)
11/472,884 GUPTA ET AL.
Office Action Summary Examiner Art Unit
Tuan'Khanh Phan 2163
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -Period for Reply
A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE;J MONTH(S) OR THIRTY (30) DAYS, WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed after SIX (6) MONTHS from the mailing date of this communication. If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133). Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any earned patent term adjustment. See 37 CFR 1.704(b).
Status
1)iZI Responsive to communication(s) filed on 09 Julv 2010.
2a)0 This action is FINAL. 2b)iZI This action is non-final.
3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11,453 O.G. 213.
Disposition of Claims
4)iZI Claim(s) 1 is/are pending in the application.
4a) Of the above claim(s) __ is/are withdrawn from consideration.
5)0 Claim(s) __ is/are allowed.
6)iZI Claim(s) 1 is/are rejected.
7)0 Claim(s) __ is/are objected to.
8)0 Claim(s) __ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. § 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a)O All b)O Some * c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. __ .
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.
Attachment{s)
1) iZI Notice of References Cited (PTO·892)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO·948)
4) 0 Interview Summary (PTO·413) Paper No(s)/Mail Date. __ .
5) 0 Notice of Informal Patent Application 3) 0 Information Disclosure Statement(s) (PTO/S8/08) Paper No(s)/Mail Date __ .
U.s. Patent and Trademark Office
PTOL·326 (Rev. 08·06)
6) 0 Other: __ .
Office Action Summary Part of Paper No.lMail Date 20110222
Application/Control Number: 11/472,884
Art Unit: 2163
DETAILED ACTION
Response to Amendment
Page 2
The Request for Continued Examination, filed on 7/09/2010, has been entered
and acknowledged by the Examiner. Claim 1 is pending.
Response to Arguments
Applicant's arguments with respect to claim 1 have been considered but are moot
in view of the new ground(s) of rejection.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
a. Based on Supreme Court precedent and recent Federal Circuit decisions on
the process claims in light of Bilski, the method claims or a § 101 process must (1) be
tied to another statutory class (a particular machine or apparatus) or (2) transform
underlying subject matter (such as an article or materials) to a different state or thing. If
neither of these requirements is met by the claim, the method is not a patent eligible
process under § 101 and should be rejected as being directed to non-statutory subject
matter. A method claim that would not qualify as a statutory process would be a claim
that recited purely mental steps. Thus, to qualify as a § 101 statutory process, the claim
should positively recite the other statutory class (the thing or product) to which it is tied,
for example by identifying the apparatus that accomplishes the method steps, or
positively recite the subject matter that is being transformed, for example by identifying
the material that is being changed to a different state. Further, "Identifying the
Application/Control Number: 11/472,884
Art Unit: 2163
Page 3
apparatus" requires that the process claim or method claim explicitly recites the
particular machine or apparatus, or recite a step that inherently involves the use
of a particular machine or apparatus.
Claim 1 recites a system; however the components of the system are merely
software per se. A system claims must recite physical structure thus enabling it to be
properly categorized in one of the statutory categories of invention. Since the
components of the system claim 1 is software per se and do not contain any physical
components, the systems cannot be categorized in one of the statutory categories of
invention and is thus nonstatutory.
Claim Rejections - 35 USC § 102
The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that
form the basis for the rejections under this section made in this Office action:
A person shall be entitled to a patent unless -
(b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States.
Claim 1 is rejected under 35 U.S.C. 1 02(b) as being anticipated by Florencio et
al. (US Pat. 6,549,577), hereinafter Florencio.
Regarding claim 1, Florencio discloses a summarization system executed by
software stored on a computer-readable medium of an Internet-connected server,
comprising:
a function of the software for receiving a live or recorded stream of voice content
having subject matter and meanings to be summarized, along with source information
identifying a location where the material was originally acquired (Figure 2, "111"
Application/Control Number: 11/472,884
Art Unit: 2163
receiving stream of media content);
a converter function of the software for converting the acquired material to
Page 4
machine-readable form, if not in that form when acquired (Figure 2, "128" a converter
for format converting);
a summarizer function of the software for creating a summary simultaneously
while receiving the content, the summary having a format, condensing the summary on
a scale of percentage of the whole of the content while maintaining the subject matter
and meanings of the original (Figure 2, "142" and "143", a resizer to summarize the
content); and
a storage facility for storing a copy of the received content and the summary
created as separate files, associated and cross-referenced using the source
information, wherein the software detects a shift of content during summarization and
the format of the summary is revised based upon the detected shift (Figure 3, "360"
"370" detecting a change in content or format to revise the resizing operation).
Conclusion
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to Tuan·Khanh Phan whose telephone number is
(571 )270-3047. The examiner can normally be reached on 4/5/9.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Don Wong can be reached on 571-272-1834. The fax phone number for the
organization where this application or proceeding is assigned is 571-273-8300.
Application/Control Number: 11/472,884
Art Unit: 2163
Page 5
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/T. P./ Examiner, Art Unit 2163 /Hung T Vy/ Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
11/472,884 GUPTA ET AL. Notice of References Cited
Examiner Art Unit
Tuan'Khanh Phan 2163 Page 1 of 1
U.S. PATENT DOCUMENTS
* Document Number Date
Name Classification Country Code-Number-Kind Code MM-YYYY
* A US-6,549,577 B2 04-2003 Florencio et al. 375/240.21
B US-
C US-
D US-
E US-
F US-
G US-
H US-
I US-
J US-
K US-
L US-
M US-
FOREIGN PATENT DOCUMENTS
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0
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T
NON-PATENT DOCUMENTS
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U.S. Patent and Trademark Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper No. 20110222
Application/Control No. Applicant(s)/Patent Under Reexamination
Index of Claims 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
D Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final
1 Original 04/16/2008104/02/2009109/28/2009102/27/2010 1 02/23/2011 1
1 1 1
1 1 if
1 if
1 if
1 if
1 if
1 1 1 1
U.S. Patent and Trademark Office Part of Paper No. : 20110222
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Application 11472884
Document CTNF 892
Mailroom Date 03/03/2011 03/03/2011
Attorney Docket No. P2074 P2074
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Application 11472884
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Docket Number P2074 I Art I 2163 Number Date (if applicable) Unit
First Named Puneet K. Gupta
Examiner Tuankhanh 0, Phan
Inventor Name
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IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
InRe: Case: Serial No.: Filed:
Art Unit: 2163
Puneet K. Gupta et al. P2074 111472,884 0612112006
Examiner: Phan, Tuankhanh D.
Subject: Summarization Systems and Methods
Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450
Dear Sir:
Response D
-2-
In the claims:
All of the claims standing for examination are presented below with appropriate status
indication.
1. (Currently amended) A summarization system executed by software stored on a
computer-readable medium of an Internet-connected server, comprising:
a function of the software for acquiring receiving a live or recorded stream of
voice content material having subject matter and meanings to be summarized, along with
source information identifying the ~location where the material was originally acquired;
a converter function of the software for converting the acquired material to
machine-readable form, if not in that form when acquired;
a summarizer function of the software for creating a summary from the acquired
material simultaneously while receiving the content, the summary having a format,
condensing the material summary on a scale of percentage of the whole of the material
content while maintaining the subject matter and meanings of the original; and
a storage facility for storing a copy of the acquired material received content and
the summary created as separate files, associated and cross-referenced using the source
information;
wherein the software detects a shift of content during summarization and the
format of the summary is revised based upon the detected shift.
- 3 -
Remarks
The present Response is to the Office Action mailed 03/0912010, made final.
Claim 1 is presented for examination.
Response to Arguments
Applicant's arguments filed 04/0712010 have been fully considered but they are
not persuasive.
Issue: The Applicants argue that Wilmot fails to teach or suggest; "a function of
the software for acquiring material having subject matter and meanings to be
summarized, along with source information identifying the location where the material
was acquired; and a storage function for storing a copy of the acquired material and the
summary created as separate files, associated and cross-referenced using the source
information. Applicant argues that the source information, as claimed, is important
especially when cross- referencing summaries to the original material, at its original
source; i.e. where it was acquired.
Response: The examiner respectfully disagrees with the Applicants because the
text converter of Wilmot et al. as disclosed in ~ [0030], line 4 that could be necessary
developing using programming and engineering techniques to implement software
functions (~[0019]) in view of Hwang for a function acquiring material (~ [0030], lines
16-20) to summarize a text summary and the relevant textual summary with contents that
can be later retrieved (Wilmot et al ~ [0030], lines 4-9). Thus, Applicants' argument is not
persuasive and claim 1 stands rejected.
Claim Rejections - 35 USC § 103
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Hwang et al. (US Pub. 2002/0078090),
hereinafter Hwang.
-4-
Regarding claim 1, Wilmot et al. disclose a summarization system executed by
software stored on a computer-readable medium of an Internet-connected server,
compnsmg:
a function of the software for acquiring material having subject matter and
meanings to be summarized (~ [0030], lines 3-7; inputting material with for providing
text summary), along with source information identifying the location where the material
was acquired (~ [0030], lines 4-8; the text summary with a link);
a converter function of the software for converting the acquired material to
machine-readable form, if not in that form when acquired (Wilmot et al.,~ [0030], line 4,
a text converter);
a summarizer function of the software for creating a summary from the acquired
material, condensing the material on a scale of percentage of the whole of the material
while maintaining the subject matter and meanings of the original (Wilmot et al., ~
[0030], lines 4-9; a summary for text summary and the relevant textual summary and
contents that can be retrieved); and
a storage facility for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(Wilmot et al., ~ [0030]; an index for files associated with source information being
stored in database);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized and condensing on a scale of percentage. However, in the same field of
endeavor, Hwang discloses an acquiring material to be converted and summarized and
condensing the material on a scale of percentage (~ [0033]; lines 16-20). It would have
been obvious to one of ordinary skill in the art at the time the invention was made to
incorporate scanning function disclosed by Hwang into the conversion system taught by
Wilmot et al. for the motivation of setting a threshold of matching degree, so that the
sufficiency of processing document is archived.
- 5 -
Applicant's response:
Applicant herein amends the claim to reflect the teaching demonstrated in
applicant's Fig. 5. Applicant's specification teaches at act 507 voice input continues while
summarization continues. At act 508 a determination is made whether the content being
received and parsed for summary is shifting in theme, perhaps requiring some
modification or reorganization in the rendered summary text. If not in act 508, then the
process loops back to act 507 and then back to act 508 repeatedly until there is some shift
in theme or new content that shifts away from the current summarized content. It is
important to note herein that it is certainly possible that a summary may be completed
without determining a positive at act 508. However, it is highly likely that a summary
begun before all of the text has been acquired will need some revision before
presentation. For example, with voice input is likely that a salient or important point may
be brought up out of order of importance later in the input stream. This feature accounts
for that possibility and enables the system to reprioritize the summary points. At act 508,
if there is some shifting of content that might warrant a revision of the format of a
summary and/or the text reserved for that summary then at act 509, the system may
perform a revision or an adjustment to what has already been rendered as text and
reserved for summary presentation.
Applicant argues the art produced, thus far, by the Examiner fails to teach or
suggest claim 1, as amended. Applicant believes that claim 1 is patentable over the art.
- 6 -
Summary
As all of the claims, as amended and argued above, have been shown to be
patentable over the art presented by the Examiner, applicant respectfully requests
reconsideration and the case be passed quickly to issue.
If any fees are due beyond fees paid with this amendment, authorization is made
to deduct those fees from deposit account 50-0534. If any time extension is needed
beyond any extension requested with this amendment, such extension is hereby requested.
Central Coast Patent Agency, Inc. 3 Hangar Way, Suite D Watsonville, CA 95076 831-768-1755
Respectfully submitted, Puneet K. Gupta
By L:Oonald [fl. 9J0!J4/ Donald R. Boys Reg. No. 35,074
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Application Number 11/472,884 Filed 06/21/2006
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Application Number: 11472884
Filing Date: 21-Jun-2006
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
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UNITED STAlES P A lENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
111472,884 06/2112006
24739 7590 03109/2010
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneet K. Gupta
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
NOTIFICATION DATE DELIVERY MODE
03/09/2010 ELECTRONIC
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail addressees):
[email protected] [email protected]
PTOL-90A (Rev. 04/07)
Application No. Applicant(s)
11/472,884 GUPTA ET AL.
Office Action Summary Examiner Art Unit
Tuan·Khanh Phan 2163
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --Period for Reply
A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ~ MONTH(S) OR THIRTY (30) DAYS, WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION. - Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication. - If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. - Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any earned patent term adjustment. See 37 CFR 1.704(b).
Status
1)1ZI Responsive to communication(s) filed on 07 January 2010.
2a)1ZI This action is FINAL. 2b)0 This action is non-final.
3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quay/e, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)1ZI Claim(s) 1 is/are pending in the application.
4a) Of the above claim(s) __ is/are withdrawn from consideration.
5)0 Claim(s) __ is/are allowed.
6)1ZI Claim(s) 1 is/are rejected.
7)0 Claim(s) __ is/are objected to.
8)0 Claim(s) __ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. § 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a)O All b)O Some * c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. __ .
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.
Attachment(s)
1) 0 Notice of References Cited (PTO-B92)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO-94B)
4) 0 Interview Summary (PTO-413) Paper No(s)/Mail Date. __ .
5) 0 Notice of Informal Patent Application 3) 0 Information Disclosure Statement(s) (PTO/SB/OB) Paper No(s)/Mail Date __ .
U.s. Patent and Trademark Office
PTOL-326 (Rev. OB-06)
6) 0 Other: __ .
Office Action Summary Part of Paper No.lMail Date 20100227
Application/Control Number: 11/472,884
Art Unit: 2163
DETAILED ACTION
Response to Amendment
Page 2
The Amendment, filed on 01/07/2010, has been entered and acknowledged by
the Examiner. Claim1 is pending.
Response to Arguments
Applicant's arguments filed 04/07/2010 have been fully considered but they are
not persuasive.
Issue: The Applicants argue that Wilmot fails to teach or suggest; "a function of
the software for acquiring material having subject matter and meanings to be
summarized, along with source information identifying the location where the material
was acquired; and a storage function for storing a copy of the acquired material and the
summary created as separate files, associated and cross-referenced using the source
information. Applicant argues that the source information, as claimed, is important
especially when cross- referencing summaries to the original material, at its original
source; i.e. where it was acquired.
Response: The examiner respectfully disagrees with the Applicants because the
text converter of Wilmot et al. as disclosed in ,-r [0030], line 4 that could be necessary
developing using programming and engineering techniques to implement software
functions (,-r[0019]) in view of Hwang for a function acquiring material (,-r [0030], lines 16-
20) to summarize a text summary and the relevant textual summary with contents that
can be later retrieved (Wilmot et ai., ,-r [0030], lines 4-9). Thus, Applicants' argument is
not persuasive and claim 1 stands rejected.
Application/Control Number: 11/472,884
Art Unit: 2163
Claim Rejections - 35 USC § 103
Page 3
The following is a quotation of 35 U.S.C. 1 03(a) which forms the basis for all
obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Hwang et al. (US Pub. 2002/0078090),
hereinafter Hwang.
Regarding claim 1, Wilmot et al. disclose a summarization system executed by
software stored on a computer-readable medium of an Internet-connected server,
comprising:
a function of the software for acquiring material having subject matter and
meanings to be summarized (,-r [0030], lines 3-7; inputting material with for providing
text summary), along with source information identifying the location where the
material was acquired (,-r [0030], lines 4-8; the text summary with a link);
a converter function of the software for converting the acquired material to
machine-readable form, if not in that form when acquired (Wilmot et ai., ,-r [0030], line 4,
a text converter);
a summarizer function of the software for creating a summary from the acquired
material, condensing the material on a scale of percentage of the whole of the material
while maintaining the subject matter and meanings of the original (Wilmot et ai., ,-r
Application/Control Number: 11/472,884
Art Unit: 2163
Page 4
[0030], lines 4-9; a summary for text summary and the relevant textual summary
and contents that can be retrieved); and
a storage facility for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(Wilmot et ai., ,-r [0030]; an index for files associated with source information being
stored in database);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized and condensing on a scale of percentage. However, in the same field of
endeavor, Hwang discloses an acquiring material to be converted and summarized and
condensing the material on a scale of percentage (,-r [0033]; lines 16-20). It would have
been obvious to one of ordinary skill in the art at the time the invention was made to
incorporate scanning function disclosed by Hwang into the conversion system taught by
Wilmot et al. for the motivation of setting a threshold of matching degree, so that the
sufficiency of processing document is archived.
Conclusion
THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time
policy as set forth in 37 CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE
MONTHS from the mailing date of this action. In the event a first reply is filed within
TWO MONTHS of the mailing date of this final action and the advisory action is not
mailed until after the end of the THREE-MONTH shortened statutory period, then the
shortened statutory period will expire on the date the advisory action is mailed, and any
Application/Control Number: 11/472,884
Art Unit: 2163
Page 5
extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
the advisory action. In no event, however, will the statutory period for reply expire later
than SIX MONTHS from the mailing date of this final action.
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to Tuan·Khanh Phan whose telephone number is
(571 )270-3047. The examiner can normally be reached on 4/5/9.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Don Wong can be reached on 571-272-1834. The fax phone number for the
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TKP /Hung T Vy/ Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
Index of Claims 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
D Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final 1 Original 04/16/2008104/02/2009109/28/2009102/27/20101 1 1 1 1
1 1 if 1 if 1 if 1 if 1 1 1 1 1
u.s. Patent and Trademark Office Part of Paper No.: 20100227
To: From:
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Cc: [email protected] Subject: Private PAIR Correspondence Notification for Customer Number 24739
Mar 09,201006:01 :16 AM
Dear PAIR Customer:
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076 UNITED STATES
The following USPTO patent application(s) associated with your Customer Number, 24739 , have new outgoing correspondence. This correspondence is now available for viewing in Private PAIR.
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Application 11472884
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Mailroom Date 03/09/2010
Attorney Docket No. P2074
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UNITED STATES PATENT AND TRADEMARK OFFICE
PATENT APPLICATION INFORMATION RETRIEVAL SYSTEM
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
In Re: Case: Serial No.: Filed:
Art Unit: 2163
Puneet K. Gupta et al. P2074 11/472,884 06/21/2006
Examiner: Phan, Tuankhanh D.
Subject: Summarization Systems and Methods
Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450
Dear Sir:
Response C
- 2 -
In the claims:
All of the claims standing for examination are presented below with appropriate status
indication.
1. (Currently amended) A server side summarization system executed by software stored
on a computer-readable medium of an Internet-connected server, comprising:
a function of the software for acquiring material having subject matter and
meanings to be summarized, along with source information identifying the location ef...t:hs
where the material was acquired;
a converter function of the software for converting the acquired material to
machine-readable form, if not in that form when acquired;
a computerized summarizer function of the software for creating a summary from
the acquired material, condensing the material on a scale of percentage of the whole of
the material while maintaining the subject matter and meanings of the original; and
a storage function facility for storing a copy of the acquired material and the
summary created as separate files, associated and cross-referenced using the source
information.
- 3 -
Remarks
The present Response is to the Office Action mailed 10107/2009. Claim 1 is
presented for examination.
Claim Rejections - 35 USC § 101
a. Based on Supreme Court precedent and recent Federal Circuit decisions on the
process claims in light of Bilski, the method claims or a § 101 process must (1) be tied to
another statutory class (a particular machine or apparatus) or (2) transform underlying
subject matter (such as an article or materials) to a different state or thing. If neither of
these requirements is met by the claim, the method is not a patent eligible process under §
101 and should be rejected as being directed to non-statutory subject matter. A method
claim that would not qualify as a statutory process would be a claim that recited purely
mental steps. Thus, to qualify as a § 101 statutory process, the claim should positively
recite the other statutory class (the thing or product) to which it is tied,for example by
identifying the apparatus that accomplishes the method steps, or positively recite the
subject matter that is being transformed, for example by identifying the material that is
being changed to a different state. Further, "Identifying the apparatus" requires that the
process claim or method claim explicitly recites the particular machine or apparatus,
or recite a step that inherently involves the use of a particular machine or apparatus.
b. Claim 1 recites a system; however the components of the system are merely
software per se. A system claims much recite physical structure thus enabling it to be
properly categorized in one of the statutory categories of invention. Since the components
of the system claim 1 is software per se and do not contain any physical components, the
systems cannot be categorized in one of the statutory categories of invention and is thus
nonstatutory.
Applicant's response:
Applicant herein amends claim 1 to recite that the system is provided by executing
- 4 -
software stored on a computer-readable medium of an Internet-connected server. The
summarizing functions in the body of the claim performed by the software. Applicant
believes claim 1, as amended, is tied to another statutory class (a particular machine or
apparatus) and therefore is statutory.
Claim Rejections - 35 USC § 103
Claim 1 is rejected under 35 U.S.c. 103(a) as being unpatentable over Wilmot et
aI. (PG Pub. 2002/0147592), in view of Hwang et aI. (US Pub. 2002/0078090),
hereinafter Hwang.
Regarding claim 1, Wilmot et aI. disclose a server-side summarization system,
compnsmg:
a function for acquiring material having subject matter and meanings to be
summarized (<JI [0030], lines 3-7; inputting material with for providing text summary),
along with source information identifying the location of the material (<JI [0030], lines 4-8;
the text summary with a link);
Wilmot et aI. do not explicitly disclose a function for acquiring material to be
summarized and condensing on a scale of percentage. However, in the same field of
endeavor, Hwang discloses an acquiring material to be converted and summarized and
condensing the material on a scale of percentage (<JI [0033]; lines 16-20). It would have
been obvious to one of ordinary skill in the art at the time the invention was made to
incorporate scanning function disclosed by Hwang into the conversion system taught by
Wilmot et aI. for the motivation of setting a threshold of matching degree, so that the
sufficiency of processing document is archived.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (Wilmot et aI., <JI [0030], line 4, a text converter);
a computerized summarizer for creating a summary from the acquired material,
condensing the material on a scale of percentage of the whole of the material while
maintaining the subject matter and meanings of the original (Wilmot et aI., <JI [0030], lines
- 5 -
4-9; a summary for text summary and the relevant textual summary and contents
that can be retrieved); and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(Wilmot et aI., <JI [0030]; an index for files associated with source information being
stored in database).
Applicant's response:
Applicant herein amends claim 1 to specifically recite that the location
information refers to the location where the material was acquired. In applicant's
invention documents may be stored on a data network where the system locates the
document on the network, for example by URL, summarizes the document directly from
the source and then presents the summarized document to a user.
Applicant argues that Wilmot fails to teach or suggest; "a function of the software
for acquiring material having subject matter and meanings to be summarized, along with
source information identifying the location where the material was acquired; and a
storage function for storing a copy of the acquired material and the summary created as
separate files, associated and cross-referenced using the source information. Applicant
argues that the source information, as claimed, is important especially when cross
referencing summaries to the original material, at its original source; i.e. where it was
acquired.
Applicant believes that claim 1 is patentable over the art provided by the
Examiner at least for the argument provided regarding Wilmont, above.
- 6 -
Summary
As all of the claims, as amended and argued above, have been shown to be
patentable over the art presented by the Examiner, applicant respectfully requests
reconsideration and the case be passed quickly to issue.
If any fees are due beyond fees paid with this amendment, authorization is made
to deduct those fees from deposit account 50-0534. If any time extension is needed
beyond any extension requested with this amendment, such extension is hereby requested.
Central Coast Patent Agency, Inc. 3 Hangar Way, Suite D Watsonville, CA 95076 831-768-1755
Respectfully submitted, Puneet K. Gupta
By L:Oonald [fl. 9J0!J4/ Donald R. Boys Reg. No. 35,074
Electronic Acknowledgement Receipt
EFSID: 6770904
Application Number: 11472884
International Application Number:
Confirmation Number: 5656
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Customer Number: 24739
Filer: Donald Rex Boys/Sheri Beasley
Filer Authorized By: Donald Rex Boys
Attorney Docket Number: P2074
Receipt Date: 07-JAN-2010
Filing Date: 21-JUN-2006
TimeStamp: 17:33:02
Application Type: Utility under 35 USC 111 (a)
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UNITED STAlES P A lENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
111472,884 06/2112006
24739 7590 10107/2009
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneet K. Gupta
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
NOTIFICATION DATE DELIVERY MODE
10/07/2009 ELECTRONIC
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail addressees):
[email protected] [email protected]
PTOL-90A (Rev. 04/07)
Application No. Applicant(s)
11/472,884 GUPTA ET AL.
Office Action Summary Examiner Art Unit
TUAN-KHANH PHAN 2163
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --Period for Reply
A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ~ MONTH(S) OR THIRTY (30) DAYS, WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION. - Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication. - If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. - Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any earned patent term adjustment. See 37 CFR 1.704(b).
Status
1)1ZI Responsive to communication(s) filed on 13 July 2009.
2a)0 This action is FINAL. 2b)1ZI This action is non-final.
3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)1ZI Claim(s) 1 is/are pending in the application.
4a) Of the above claim(s) __ is/are withdrawn from consideration.
5)0 Claim(s) __ is/are allowed.
6)1ZI Claim(s) 1 is/are rejected.
7)0 Claim(s) __ is/are objected to.
8)0 Claim(s) __ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. § 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a)O All b)O Some * c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. __ .
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.
Attachment(s)
1) IZI Notice of References Cited (PTO-B92)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO-94B)
4) 0 Interview Summary (PTO-413) Paper No(s)/Mail Date. __ .
5) 0 Notice of Informal Patent Application 3) 0 Information Disclosure Statement(s) (PTO/SB/OB) Paper No(s)/Mail Date __ .
U.s. Patent and Trademark Office
PTOL-326 (Rev. OB-06)
6) 0 Other: __ .
Office Action Summary Part of Paper No.lMail Date 20090919
Application/Control Number: 11/472,884
Art Unit: 2163
DETAILED ACTION
Response to Amendment
Page 2
The Request for continued Examination, filed on 7/13/09, has been entered and
acknowledged by the Examiner. Claim 1 is pending.
Response to Arguments
Applicant's arguments with respect to claim 1 have been considered but are moot
in view of the new ground(s) of rejection.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
a. Based on Supreme Court precedent and recent Federal Circuit decisions on
the process claims in light of Bilski, the method claims or a § 101 process must (1) be
tied to another statutory class (a particular machine or apparatus) or (2) transform
underlying subject matter (such as an article or materials) to a different state or thing. If
neither of these requirements is met by the claim, the method is not a patent eligible
process under § 101 and should be rejected as being directed to non-statutory subject
matter. A method claim that would not qualify as a statutory process would be a claim
that recited purely mental steps. Thus, to qualify as a § 101 statutory process, the claim
should positively recite the other statutory class (the thing or product) to which it is tied,
for example by identifying the apparatus that accomplishes the method steps, or
positively recite the subject matter that is being transformed, for example by identifying
the material that is being changed to a different state. Further, "Identifying the
Application/Control Number: 11/472,884
Art Unit: 2163
Page 3
apparatus" requires that the process claim or method claim explicitly recites the
particular machine or apparatus, or recite a step that inherently involves the use
of a particular machine or apparatus.
b. Claim 1 recites a system; however the components of the system are merely
software per se. A system claims much recite physical structure thus enabling it to be
properly categorized in one of the statutory categories of invention. Since the
components of the system claim 1 is software per se and do not contain any physical
components, the systems cannot be categorized in one of the statutory categories of
invention and is thus nonstatutory.
Claim Rejections - 35 USC § 103
The following is a quotation of 35 U.S.C. 1 03(a) which forms the basis for all
obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Hwang et al. (US Pub. 2002/0078090),
hereinafter Hwang.
Regarding claim 1, Wilmot et al. disclose a server-side summarization system,
comprising:
a function for acquiring material having subject matter and meanings to be
summarized (,-r [0030], lines 3-7; inputting material with for providing text
Application/Control Number: 11/472,884
Art Unit: 2163
Page 4
summary), along with source information identifying the location of the material (,-r
[0030], lines 4-8; the text summary with a link);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized and condensing on a scale of percentage. However, in the same field of
endeavor, Hwang discloses an acquiring material to be converted and summarized and
condensing the material on a scale of percentage (,-r [0033]; lines 16-20). It would have
been obvious to one of ordinary skill in the art at the time the invention was made to
incorporate scanning function disclosed by Hwang into the conversion system taught by
Wilmot et al. for the motivation of setting a threshold of matching degree, so that the
sufficiency of processing document is archived.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (Wilmot et ai., ,-r [0030], line 4, a text converter);
a computerized summarizer for creating a summary from the acquired material,
condensing the material on a scale of percentage of the whole of the material while
maintaining the subject matter and meanings of the original (Wilmot et ai., ,-r [0030],
lines 4-9; a summary for text summary and the relevant textual summary and
contents that can be retrieved); and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(Wilmot et ai., ,-r [0030]; an index for files associated with source information being
stored in database).
Application/Control Number: 11/472,884
Art Unit: 2163
Conclusion
Page 5
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to TUAN-KHANH PHAN whose telephone number is
(571 )270-3047. The examiner can normally be reached on 4/5/9.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
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TKP /Hung T Vy/
Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
11/472,884 GUPTA ET AL. Notice of References Cited
Examiner Art Unit
TUAN-KHANH PHAN 2163 Page 1 of 1
u.s. PATENT DOCUMENTS
* Document Number
Country Code-Number-Kind Code Date
MM-YYYY Name Classification
* A US-2002/0078090 A 1 06-2002 Hwang et al. 707/513
B US-
C US-
D US-
E US-
F US-
G US-
H US-
I US-
J US-
K US-
L US-
M US-
FOREIGN PATENT DOCUMENTS
* Document Number Date
Country Code-Number-Kind Code MM-YYYY Country Name Classification
N
0
P
Q
R
S
T
NON-PATENT DOCUMENTS
* Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
U
V
W
X
*A copy of this reference IS not bemg furnished with this Office action. (See MPEP § 707.05(a).) Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
u.s. Patent and Trademark Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper No. 20090919
Application/Control No. Applicant(s)/Patent Under Reexamination
Index of Claims 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
D Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final 1 Original 04/16/20081 04/02/20091 09/28/20091 1 1 1 1 1
1 1 if 1 if 1 if 1 1 1 1 1 1
u.s. Patent and Trademark Office Part of Paper No.: 20090919
To: From:
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Oct 07,200905:51 :29 AM
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Application 11472884
Document CTNF 892
Mailroom Date 10107/2009 10107/2009
Attorney Docket No. P2074 P2074
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Application 11/472,884
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Docket Number P2074 I Art I 2163 Number Date (if applicable) Unit
First Named Puneet K. Gupta
Examiner Tuankhanh 0, Phan
Inventor Name
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IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
InRe: Case: Serial No.: Filed:
Art Unit: 2163
Puneet K. Gupta et al. P2074 111472,884 0612112006
Examiner: Phan, Tuankhanh D.
Subject: Summarization Systems and Methods
Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450
Dear Sir:
Response B
-2-
In the claims:
All of the claims standing for examination are presented below with appropriate status
indication.
1. (Currently amended) A server-side summarization system comprising:
a function for acquiring material having subj ect matter and meanings to be
summarized, along with source information a1:3ffilt identifying the location of the material;
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired;
a computerized summarizer for creating a summary from the acquired material,
reducing the bulk of condensing the material on a scale of percentage of the whole of the
material while maintaining meanings and aspects the subj ect matter and meanings of the
original; and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information.
- 3 -
REMARKS
The present Response is to the Office Action mailed 01/13/2009, made final.
Claim 1 is presented for examination.
Response to Arguments
From the action:
Applicant's arguments filed 8/25/2008 have been fully considered but they are not
persuaSIve.
Issue: The Applicant argues that Wilmot does not teach text summarization, but
an indexing function which pulls sections out of the text and associates the text with a
voice portion of the text. Plus, Wilmot means the original voice file, not source
information about the material being acquired and summarized as claimed.
Response: The examiner respectfully disagrees with the Applicant because the
source of information about the material being acquired and summarized of claimed
invention is equivalent to the source of information which can be audio, speech, or
information materials (~ [0006]) to be acquired. Thus, Applicant's argument is not
persuaSIve.
Applicant's response:
Applicant herein amends claim 1 in order to clarify the subj ect matter of the
limitations for a reasonable interpretation and application of the art by the Examiner.
From the action:
Claim Rejections - 35 USC § 103
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Abbruzzese et al. (US Pat. 5,557,515).
Regarding claim 1, Wilmot et al. disclose a server-side summarization system,
comprising: getting material to be summarized (~ [0030], lines 3-7; inputting material
-4-
with for providing text summary), along with source information about the material (~
[0030], lines 4-8; the text summary);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized. However, in the same field of endeavor, Abbruzzese et al. disclose an
acquiring material to be converted and summarized (Figure 13. scanning function; Col.
14, lines 62-67). It would have been obvious to one of ordinary skill in the art at the time
the invention was made to incorporate scanning function disclosed by Abbruzzese et al.
into the conversion system taught by Wilmot et al. for the motivation of enhancing both
image and voice conversions, so that capability of processing an image document is not
limited.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (Wilmot et aI., ~ [0030], line 4, a text converter);
a computerized summarizer for creating a summary from the acquired material,
reducing the bulk of the material while maintaining meanings and aspects of the original
(Wilmot et aI., ~ [0030], lines 4-9; a summary for text summary and the relevant
textual summary and contents that can be retrieved); and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(Wilmot et aI., ~ [0030]; an index for files associated with source information being
stored in database).
Applicant's response:
Applicant herein amends claim 1 to recite:
1. A server-side summarization system comprising:
a function for acquiring material having subject matter and meanings to be
summarized, along with source information identifYing the location of the material;
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired;
a computerized summarizer for creating a summary from the acquired material,
- 5 -
condensing the material on a scale of percentage of the whole of the material while
maintaining the subject matter and meanings of the original; and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information.
Applicant argues that Wilmot fails to teach or suggest; "a function for acquiring
material having subject matter and meanings to be summarized, along with source
information identifying the location of the material; and a storage function for storing a
copy of the acquired material and the summary created as separate files, associated and
cross-referenced using the source information. The portion of Abbruzzese referenced by
the Examiner is a limited teaching of OCR scanning an incoming fax. In this instance
there would be absolutely no incentive to identify the source of the document, as once a
fax is received it is local.
The Examiner states that the source of information about the material being
acquired and summarized of claimed invention is equivalent to the source of information
which can be audio, speech, or information materials in the art of Wilmot. Applicant has
clarified the claim to recite that the source information identifies the location of the
material. Applicant's invention teaches that material may be acquired locally, on one of a
plurality of available networks and servers. Therefore, the source information, as claimed
is important, especially when cross-referencing summaries to the original material, at its
original source.
Applicant believes Wilmot does not teach text summarization, as claimed in
applicant's invention. In applicant's invention the summary condenses the material on a
scale of percentage of the whole of the material while maintaining the subject matter and
meanings of the original material. Applicant's specification teaches a user can select the
level of summarization he wishes to extract from the source document. The level is
selected via the use of a percentage slider bar to indicate a percentage level of desired
summarization. The server aided by software navigates to the document and downloads
the full text version and summarizes the document according to configured user
- 6 -
preferences if any. If the user has not indicated exact preferences then a default
summarization template may be used instead. In one embodiment, a percentage-based
summarization scale 215 is provided within interface 200. Summarization scale 215
enables a user to pre-select a percentage of summarization for a document. Scale 215 may
be graduated from 0% to 100 % and a slider button on the scale may be manipulated to
set a specific percentage.
Wilmot clearly teaches an indexing function which merely converts voice signals
into text, the text representing every word of the portions of the voice file, and associates
the text with the voice file, as received. In this manner the document is searchable in
sections, but the sections are not summarized, from a bulk form, nor is the text document
of Wilmot. Merely chopping up a document into searchable portions, wherein when the
portions reassembled reproduce the original document, does not constitute
"summarization" as understood in the art, and as taught and claimed in applicant's
invention.
Further, applicant's claim limitation of "storing a copy of the acquired material
and the summary created as separate files, associated and cross-referenced using the
source information." has not been shown in the art. The source information referred to in
[0030] of Wilmot means the original voice file, not source information about the material
being acquired and summarized, as claimed. Therefore, the "information from the
original session" as espoused by the Examiner does not equate to the source information
about the material being acquired and summarized, as claimed. Therefore, Applicant
believes claim 1, as amended, is easily patentable over the art provided by the Examiner.
-7 -
Summary
As claim 1, as amended and argued above, has been shown to be patentable over
the art presented by the Examiner, applicant respectfully requests reconsideration and the
case be passed quickly to issue.
If any fees are due beyond fees paid with this amendment, authorization is made
to deduct those fees from deposit account 50-0534. If any time extension is needed
beyond any extension requested with this amendment, such extension is hereby requested.
Central Coast Patent Agency, Inc. 3 Hangar Way, Suite D Watsonville, CA 95076 831-768-1755
Respectfully submitted, Puneet K. Gupta
By L:Oonald [fl. 9J0!J4/ Donald R. Boys Reg. No. 35,074
Electronic Patent Application Fee Transmittal
Application Number: 11472884
Filing Date: 21-Jun-2006
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Filer: Donald Rex Boys/Sheri Beasley
Attorney Docket Number: P2074
Filed as Small Entity
Utility under 35 USC 111 (a) Filing Fees
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Miscellaneous-Filing:
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Description Fee Code Quantity Amount Sub-Total in
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Request for continued examination 2801 1 405 405
Total in USD ($) 405
Electronic Acknowledgement Receipt
EFSID: 5690904
Application Number: 11472884
International Application Number:
Confirmation Number: 5656
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Customer Number: 24739
Filer: Donald Rex Boys/Sheri Beasley
Filer Authorized By: Donald Rex Boys
Attorney Docket Number: P2074
Receipt Date: 13-JUL-2009
Filing Date: 21-JUN-2006
TimeStamp: 16:52:11
Application Type: Utility under 35 USC 111 (a)
Payment information:
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Payment was successfully received in RAM $405
RAM confirmation Number 3305
Deposit Account 500534
Authorized User
File Listing:
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UNITED STAlES P A lENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
111472,884 06/2112006
24739 7590 04/13/2009
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneet K. Gupta
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
MAIL DATE DELIVERY MODE
04/13/2009 PAPER
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
PTOL-90A (Rev. 04/07)
Application No. Applicant(s)
11/472,884 GUPTA ET AL.
Office Action Summary Examiner Art Unit
TUAN-KHANH PHAN 2163
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --Period for Reply
A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ~ MONTH(S) OR THIRTY (30) DAYS, WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION. - Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication. - If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. - Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any earned patent term adjustment. See 37 CFR 1.704(b).
Status
1)1ZI Responsive to communication(s) filed on 25 August 2008.
2a)1ZI This action is FINAL. 2b)0 This action is non-final.
3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quay/e, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)1ZI Claim(s) 1 is/are pending in the application.
4a) Of the above claim(s) __ is/are withdrawn from consideration.
5)0 Claim(s) __ is/are allowed.
6)1ZI Claim(s) 1 is/are rejected.
7)0 Claim(s) __ is/are objected to.
8)0 Claim(s) __ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. § 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a)O All b)O Some * c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. __ .
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.
Attachment(s)
1) 0 Notice of References Cited (PTO-B92)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO-94B)
4) 0 Interview Summary (PTO-413) Paper No(s)/Mail Date. __ .
5) 0 Notice of Informal Patent Application 3) 0 Information Disclosure Statement(s) (PTO/SB/OB) Paper No(s)/Mail Date __ .
U.s. Patent and Trademark Office
PTOL-326 (Rev. OB-06)
6) 0 Other: __ .
Office Action Summary Part of Paper No.lMail Date 20090402
Application/Control Number: 11/472,884
Art Unit: 2163
DETAILED ACTION
Response to Amendment
Page 2
The Amendment, filed on 8/25/2008, has been entered and acknowledged by the
Examiner. Claim 1 is pending.
In a communication with the Applicant's representative, the examiner indicated to
disregard the Office Action, mailed out 11/17/2008, due to an error.
Response to Arguments
Applicant's arguments filed 8/25/2008 have been fully considered but they are
not persuasive.
Issue: The Applicant argues that Wilmot does not teach text summarization, but
an indexing function which pulls sections out of the text and associates the text with a
voice portion of the text. Plus, Wilmot means the original voice file, not source
information about the material being acquired and summarized as claimed.
Response: The examiner respectfully disagrees with the Applicant because the
source of information about the material being acquired and summarized of claimed
invention is equivalent to the source of information which can be audio, speech, or
information materials (,-r [0006]) to be acquired. Thus, Applicant's argument is not
persuasive.
Claim Rejections - 35 USC § 103
The following is a quotation of 35 U.S.C. 1 03(a) which forms the basis for all
obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the
Application/Control Number: 11/472,884
Art Unit: 2163
Page 3
invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Abbruzzese et al. (US Pat. 5,557,515).
Regarding claim 1, Wilmot et al. disclose a server-side summarization system,
comprising: getting material to be summarized (,-r [0030], lines 3-7; inputting material
with for providing text summary), along with source information about the material (,-r
[0030], lines 4-8; the text summary);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized. However, in the same field of endeavor, Abbruzzese et al. disclose an
acquiring material to be converted and summarized (Figure 13. scanning function; Col.
14, lines 62-67). It would have been obvious to one of ordinary skill in the art at the time
the invention was made to incorporate scanning function disclosed by Abbruzzese et al.
into the conversion system taught by Wilmot et al. for the motivation of enhancing both
image and voice conversions, so that capability of processing an image document is not
limited.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (Wilmot et ai., ,-r [0030], line 4, a text converter);
a computerized summarizer for creating a summary from the acquired material,
reducing the bulk of the material while maintaining meanings and aspects of the original
(Wilmot et ai., ,-r [0030], lines 4-9; a summary for text summary and the relevant
textual summary and contents that can be retrieved); and
Application/Control Number: 11/472,884
Art Unit: 2163
Page 4
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(Wilmot et ai., ,-r [0030]; an index for files associated with source information being
stored in database).
Conclusion
THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time
policy as set forth in 37 CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE
MONTHS from the mailing date of this action. In the event a first reply is filed within
TWO MONTHS of the mailing date of this final action and the advisory action is not
mailed until after the end of the THREE-MONTH shortened statutory period, then the
shortened statutory period will expire on the date the advisory action is mailed, and any
extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
the advisory action. In no event, however, will the statutory period for reply expire later
than SIX MONTHS from the mailing date of this final action.
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to TUAN-KHANH PHAN whose telephone number is
(571 )270-3047. The examiner can normally be reached on 4/5/9.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Don Wong can be reached on 571-272-1834. The fax phone number for the
organization where this application or proceeding is assigned is 571-273-8300.
Application/Control Number: 11/472,884
Art Unit: 2163
Page 5
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TKP
/Hung T Vy/
Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
Index of Claims 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
D Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final 1 Original 04/16/2008104/02/20091 1 1 1 1 1 1
1 1 if 1 if 1 1 1 1 1 1 1
u.s. Patent and Trademark Office Part of Paper No.: 20090402
UNITED STAlES P A lENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
111472,884 06/2112006
24739 7590 11117/2008
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneet K. Gupta
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN, TUANKHANH D
ART UNIT PAPER NUMBER
2163
MAIL DATE DELIVERY MODE
11117/2008 PAPER
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
PTOL-90A (Rev. 04/07)
Application No. Applicant(s)
11/472,884 GUPTA ET AL.
Office Action Summary Examiner Art Unit
TUAN-KHANH PHAN 2163
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --Period for Reply
A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ~ MONTH(S) OR THIRTY (30) DAYS, WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION. - Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication. - If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. - Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any earned patent term adjustment. See 37 CFR 1.704(b).
Status
1)1ZI Responsive to communication(s) filed on 21 June 2006.
2a)0 This action is FINAL. 2b)1ZI This action is non-final.
3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quay/e, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)1ZI Claim(s) 1 is/are pending in the application.
4a) Of the above claim(s) __ is/are withdrawn from consideration.
5)0 Claim(s) __ is/are allowed.
6)0 Claim(s) 1 is/are rejected.
7)0 Claim(s) __ is/are objected to.
8)0 Claim(s) __ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on __ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. § 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
a)O All b)O Some * c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. __ .
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.
Attachment(s)
1) IZI Notice of References Cited (PTO-B92)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO-94B)
4) 0 Interview Summary (PTO-413) Paper No(s)/Mail Date. __ .
5) 0 Notice of Informal Patent Application 3) 0 Information Disclosure Statement(s) (PTO/SB/OB) Paper No(s)/Mail Date __ .
U.s. Patent and Trademark Office
PTOL-326 (Rev. OB-06)
6) 0 Other: __ .
Office Action Summary Part of Paper No.lMail Date 200B0416
Application/Control Number: 11/472,884 Art Unit: 2163
DETAILED ACTION
Specifications
The specification is objected to as failing to provide proper antecedent basis for
the claimed subject matter. See 37 CFR 1.75(d)(1) and MPEP § 608.01 (0). Correction
of the following is required: the specification does not reasonable provide enablement
for how to summarize a material. In addition, the specification does not reasonable
provide enablement for a machine-readable form - what is a machine-readable form.
Claim Rejections - 35 USC § 103
The following is a quotation of 35 U.S.C. 1 03(a) which forms the basis for all
obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Abbruzzese et al. (US Pat. 5,557,515).
Regarding claim 1, Wilmot et al. disclose a server-side summarization system,
comprising: getting material to be summarized (,-r [0030], lines 3-7; inputting material
with for providing text summary), along with source information about the material (,-r
[0030], lines 4-8; the text summary);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized. However, in the same field of endeavor, Abbruzzese et al. disclose an
acquiring material to be converted and summarized (Figure 13. scanning function; Col.
14, lines 62-67). It would have been obvious to one of ordinary skill in the art at the time
Application/Control Number: 11/472,884 Art Unit: 2163
the invention was made to incorporate scanning function disclosed by Abbruzzese et al.
into the conversion system taught by Wilmot et al. for the motivation of enhancing both
image and voice conversions, so that capability of processing an image document is not
limited.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (,-r [0030], line 4, a text converter);
a summarizer for creating a summary from the acquired material (,-r [0030], lines
4-9; a summary for text summary and the relevant segments that can be
retrieved); and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(,-r [0030]; an index for indexing can be categorized and detailed - indexed is
equivalent to cross-referenced using the information from the original session).
Conclusion
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to TUAN-KHANH PHAN whose telephone number is
(571 )270-3047. The examiner can normally be reached on 4/5/9.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Don Wong can be reached on 571-272-1834. The fax phone number for the
organization where this application or proceeding is assigned is 571-273-8300.
Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for
Application/Control Number: 11/472,884 Art Unit: 2163
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
TKP
/Hung T Vy/
Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
11/472,884 GUPTA ET AL. Notice of References Cited
Examiner Art Unit
TUAN-KHANH PHAN 2163 Page 1 of 1
u.s. PATENT DOCUMENTS
* Document Number
Country Code-Number-Kind Code Date
MM-YYYY Name Classification
* A US-5,235,651 A 08-1993 Nafarieh, Asghar 382/290
* B US-5,557,515 A 09-1996 Abbruzzese et al. 705/9
* C US-2002/0147592 A1 10-2002 Wilmot et al. 704/270.1
* D US-2005/0177739 A 1 08-2005 Ferlitsch et al. 713/189
E US-
F US-
G US-
H US-
I US-
J US-
K US-
L US-
M US-
FOREIGN PATENT DOCUMENTS
* Document Number Date
Country Code-Number-Kind Code MM-YYYY Country Name Classification
N
0
P
Q
R
S
T
NON-PATENT DOCUMENTS
* Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
U
V
W
X
*A copy of this reference IS not bemg furnished with this Office action. (See MPEP § 707.05(a).) Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
u.s. Patent and Trademark Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper No. 20080416
EAST Search History
Ref Hits Search Query DBs Default Plurals Time Stamp # Operator
L20 40 summariz$4 with source with material and USPGPUB; OR ON 2008/10/3010:08 conver$7 and stor$$ USPAT
L19 1 summariz$4 with source with material and USPGPUB; OR ON 2008/10/3010:08 conver$7 and summarizer USPAT
L18 79 summariz$4 with source with material and USPGPUB; OR ON 2008/10/3010:08 conver$7 USPAT
L17 1 summariz$4 with source with material USPGPUB; OR ON 2008/10/3010:08 same converter USPAT
L16 145 summariz$4 with source with material USPGPUB; OR ON 2008/10/3010:07 USPAT
L15 2 auditing adj function adj3 document USPGPUB; OR ON 2008/10/3010:07 USPAT
L14 2 linguistic adj search adj capa$9 USPGPUB; OR ON 2008/10/3010:05 USPAT
L13 1 "5235651" .pn. USPGPUB; OR ON 2008/10/3010:04 USPAT
L12 10 (optical adj character adj rec$7) same USPGPUB; OR ON 2008/10/3010:02 digitiz$ same image USPAT
L10 74 (optical adj character adj rec$7) same USPGPUB; OR ON 2008/10/3010:01 image USPAT
L9 167 optical adj character adj rec$7 USPGPUB; OR ON 2008/10/3010:01 USPAT
L8 12 computeriz$4 adj system same (specific adj USPGPUB; OR ON 2008/10/3009:57 information) same database USPAT
L7 622 computeriz$4 adj system same information USPGPUB; OR ON 2008/10/3009:57 same database USPAT
L6 15 summariz$6 adj system same information USPGPUB; OR ON 2008/10/3009:55 same database USPAT
L5 155 summariz$6 adj system same information USPGPUB; OR ON 2008/10/3009:55 USPAT
L4 7 summariz$6 adj system same source same USPGPUB; OR ON 2008/10/3009:54 information USPAT
L3 834 summariz$6 adj system USPGPUB; OR ON 2008/10/3009:54 USPAT
10/30/200810:12:19 AM Page 1 C:\ Documents and Settings\tphan7\My Documents\ EAST\ Workspaces\ 11472884.wsp
BIB DATA SHEET
SERIAL NUMBER FILING or 371(c) DATE
11/472,884 06/21/2006
RULE
APPLICANTS Puneet K. Gupta, Newark, CA; Mark A. Boys, Aromas, CA;
** CONTINUING DATA *************************
** FOREIGN APPLICATIONS *************************
CLASS
709
Page 1 of 1
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.o. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov
CONFIRMATION NO. 5656
GROUP ART UNIT ATTORNEY DOCKET NO.
2163 P2074
** IF REQUIRED, FOREIGN FILING LICENSE GRANTED ** ** SMALL ENTITY ** 07/20/2006
Foreign Priority claimed DYes ~No STATE OR SHEETS TOTAL INDEPENDENT 35 USC t t9(a-d) conditions met DYes D No D Metafter
Allowance COUNTRY DRAWINGS CLAIMS CLAIMS Verified and ITUAN-KHANH 0 TKP
CA 5 1 1 PHANI Acknowledged Examiner's Signature Initials
ADDRESS
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076 UNITED STATES
TITLE
Summarization systems and methods
D All Fees
FEES: Authority has been given in Paper D 1.16 Fees (Filing)
FILING FEE D 1.17 Fees (Processing Ext. of time)
RECEIVED No. to charge/credit DEPOSIT ACCOUNT
500 No. for following: D 1.18 Fees (Issue)
D Other
D Credit
BIB (Rev. 05/07).
Application/Control No. Applicant(s)/Patent Under Reexamination
Index of Claims 11472884 GUPTA ET AL.
Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
D Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final
1 Original 04/16/2008 1 1 1 1 1 1 1 1
1 1 if
1 1 1 1 1 1 1 1
u.s. Patent and Trademark Office Part of Paper No.: 20080416
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
InRe: Case: Serial No.: Filed:
Art Unit: 2163
Puneet K. Gupta et al. P2074 111472,884 06/2112006
Examiner: Phan, Tuankhanh D.
Subject: Summarization Systems and Methods
Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450
Dear Sir:
Response A
-2-
In the specification:
Please amend the paragraph beginning on page 2, line 25 to page 3, line 7, as follows:
--In one embodiment an enterprise node 102 in network 100 provides document
summarization services through a Web Server (WS) 110 that is connected to backbone
106. WS 110 is accessible to clients subscribing to or otherwise authorized to access
document summarization services, and executes summarization software (SSW) 111.
SSW 111 in this embodiment is a server-based application suite that automatically
creates document summaries for users who summit submit documents or provide location
information for documents to server 110, enabling server access to such documents.
SSW 111 also performs other tasks, which are related to summary management and
distribution, which may be at user request and direction.--
- 3 -
In the claims:
1. (Currently amended) A server-side summarization system comprising:
a function for acquiring material to be summarized, along with source information
about the material;
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired;
a computerized summarizer for creating a summary from the acquired material,.
reducing the bulk of the material while maintaining meanings and aspects of the original;
and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information.
-4-
REMARKS
The present response is to the Office Action mailed in the above-referenced case
on April 24, 2008. Claim 1 is presented for examination.
Specifications
The specification is objected to as failing to provide proper antecedent basis for
the claimed subject matter. See 37 CFR 1.7S(d)(I) and MPEP § 608.01(0). Correction of
the following is required: the specification does not reasonable (sic) provide enablement
for how to summarize a material. In addition, the specification does not reasonable (sic)
provide enablement for a machine-readable form -what is a machine-readable form?
Applicant's response
Applicant's claim 1, as amended is reproduced below:
1. (Currently amended) A server-side summarization system comprising:
a function for acquiring material to be summarized, along with source information
about the material;
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired;
a computerized summarizer for creating a summary from the acquired material,
reducing the bulk of the material while maintaining meanings and aspects of the original;
and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information.
Applicant herein amends claim 1 to specifically recite a computerized summarizer
and converting the acquired material to a form readable by the computerized summarizer.
Applicant believes the claim, as amended, is easily supported in the text of the disclosure
- 5 -
of applicant's invention. Applicant urges that the meaning of "machine-readable" is a
notoriously well-know language and meaning in the United States Patent Office, and is
encountered and understood by examiners frequently. It means simply a form like ASCII
text that a computer recognizes. As far as Summarization is concerned, the concept is
described in the specification, and commercially-available summarizers are available.
Claim Rejections - 35 USC § 103
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Abbruzzese et al. (US Pat. 5,557,515).
Examiner's rejection
Regarding claim 1, Wilmot et al. disclose a server-side summarization system,
comprising: getting material to be summarized (~ [0030], lines 3-7; inputting material
with for providing text summary), along with source information about the material
(~[0030], lines 4-8; the text summary);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized. However, in the same field of endeavor, Abbruzzese et al. disclose an
acquiring material to be converted and summarized (Figure 13. scanning function; Col.
14, lines 62-67). It would have been obvious to one of ordinary skill in the art at the time
the invention was made to incorporate scanning function disclosed by Abbruzzese et al.
into the conversion system taught by Wilmot et al. for the motivation of enhancing both
image and voice conversions, so that capability of processing an image document is not
limited.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (~ [0030], line 4, a text converter);
a summarizer for creating a summary from the acquired material (~ [0030], lines
4-9; a summary for text summary and the relevant segments that can be retrieved); and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
- 6-
(~[0030]; an index for indexing can be categorized and detailed - indexed is equivalent to
cross-referenced using the information from the original session).
Applicant's response
Applicant is confused as to what reference teaches what limitation of applicant's
claim 1. The Examiner states that Wilmot teaches the some portions, introduces
Abbruzzese to teach a scanning function, then continues to recite claim elements and
portions of a reference without identifying which reference is being used. For the sake of
the present invention, applicant assumes the Examiner means to reference Wilmot in the
last several paragraphs of the rejection, which applicant cannot adequately point out
because the Examiner did not number the pages of the Office Action.
Applicant argues that Wilmot fails to teach or suggest; "a function for acquiring
material to be summarized, along with source information about the material; and a
storage function for storing a copy of the acquired material and the summary created as
separate files, associated and cross-referenced using the source information. Applicant
reproduces paragraph [0030] relied upon by the Examiner to teach said limitation.
[0030} FIG. 6 illustrates a meeting scenario that could be utilized with a system in
accordance with the present invention. In the meeting scenario, audio is input into the
speech to text converter 402" which provides the text. The text index indexes the text as
before described and the text summary and the relevant audio segments can be retrieved
from the text of the storage 408". The meeting scenario provides for (a) listening to the
relevant portions of a recorded meeting or phone conferences by accessing a session
server using a computer; (b) obtaining the words or phrases that are being lookedfor;
(c) observing a textual summary of what was found; and (d) listening to the contents that
a person is interested in. The benefits of the first meeting scenario are that relevant
contents can be selected by seeing a textual summary; contents can be easily
categorized; and it is possible to retrieve important details which were not noticed
during the original session.
- 7 -
Applicant believes Wilmot does not teach text summarization, as claimed in
applicant's invention. In applicant's invention the summary reduces the bulk of the
information summarized without losing the most important meanings and aspects of the
original. Wilmot clearly teaches an indexing function which merely pulls sections out of
the text, intact, and associates the text with a voice portion of the text, as received. In
this manner the document is searchable in sections, but the sections are not summarized,
from a bulk form, nor is the text document of Wilmot. Merely chopping up a document
into searchable portions, wherein when the portions reassembled reproduce the original
document, does not constitute "summarization" as understood in the art, and as taught
and claimed in applicant's invention.
Further, applicant's claim limitation of "storing a copy of the acquired material
and the summary created as separate files, associated and cross-referenced using the
source information." has not been shown in the art. The source information referred to in
[0030] of Wilmot means the original voice file, not source information about the material
being acquired and summarized, as claimed. Therefore, the "information from the
original session" as espoused by the Examiner does not equate to the source information
about the material being acquired and summarized, as claimed.
Applicant believes claim 1, as amended, is easily patentable over the art by the
Examiner.
- 8 -
Summary
It is therefore respectfully requested that this application be reconsidered, the claims
be allowed, and that this case be passed quickly to issue. If there are any time extensions
needed beyond any extension specifically requested with this amendment, such extension of
time is hereby requested. If there are any fees due beyond any fees paid with this
amendment, authorization is given to deduct such fees from deposit account 50-0534.
Central Coast Patent Agency, Inc. 3 Hangar Way, Suite D Watsonville, CA 95076 831-768-1755
Respectfully submitted, Puneet K. Gupta
By L:Oona1d [fl. fiJ0!J4/ Donald R. Boys Reg. No. 35,074
Electronic Patent Application Fee Transmittal
Application Number: 11472884
Filing Date: 21-Jun-2006
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Filer: Donald Rex Boys/Sheri Beasley
Attorney Docket Number: P2074
Filed as Small Entity
Utility under 35 USC 111 (a) Filing Fees
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Extension - 1 month with $0 paid 2251 1 60 60
Description Fee Code Quantity Amount Sub-Total in
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Miscellaneous:
Total in USD ($) 60
Electronic Acknowledgement Receipt
EFSID: 3835726
Application Number: 11472884
International Application Number:
Confirmation Number: 5656
Title of Invention: Summarization systems and methods
First Named Inventor/Applicant Name: Puneet K. Gupta
Customer Number: 24739
Filer: Donald Rex Boys/Sheri Beasley
Filer Authorized By: Donald Rex Boys
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Receipt Date: 25-AUG-2008
Filing Date: 21-JUN-2006
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PETITION FOR EXTENSION OF TIME UNDER 37 CFR 1.136{a)
FY2008
Docket Number (Optional)
P2074 {Fees pursuant to the Consoliclatecl Appropriations Act, 200~ (ff.R. 4818).}
Application Number 11/472,884 Filed 06/21/2006
For Puneet K. Gupta et al.
Art Unit 2163 Examiner Tuankhanh D. Phan
This is a request under the provisions of 37 CFR 1.136(a) to extend the period for filing a reply in the above identified application.
The requested extension and fee are as follows (check time period desired and enter the appropriate fee below):
[{] One month (37 CFR 1.17(a)(1))
D Two months (37 CFR 1.17(a)(2))
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D Five months (37 CFR 1.17{a)(5))
[{] Applicant claims small entity status. See 37 CFR 1.27.
o A check in the amount of the fee is enclosed.
Fee
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D Payment by credit card. Form PTO-2038 is attached.
Small Entity: Fee
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attorney or agent of record. Registration Number _3_5.....:....,0_7_4 _____ _
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08/25/2008 Signature Date
Donald R. Boys 831-768-1755 Typed or printed name Telephone Number
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D Total of forms are submitted. ThiS collechan of mformatlon IS required by 37 CFR 1.136(a). The mformalion IS reqUired to obtain or retam a benefit by the publiC WhiCh IS to f[le (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is eslimated to take 6 minutes to complete. including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO; Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
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PATENT APPLICATION FEE DETERMINATION RECORD Application or Docket Number Filing Date
Substitute for Form PTO-875 11/472,884 06/21/2006 D To be Mailed
APPLICATION AS FILED - PART I OTHER THAN
(Column 1) (Column 2) SMALL ENTITY IZI OR SMALL ENTITY
FOR NUMBER FILED NUMBER EXTRA RATE ($) FEE ($) RATE ($) FEE ($)
D BASIC FEE N/A N/A N/A N/A (37 CFR 1.16(a), (b), or (e))
D SEARCH FEE (37 CFR 1.16(k), (i), or (m))
N/A N/A N/A N/A
D EXAMINATION FEE (37 CFR 1.16(0), (p), or (q))
N/A N/A N/A N/A
TOTAL CLAIMS . X $ = OR X $ = (37 CFR 1.16(i)) minus 20 =
INDEPENDENT CLAIMS . X $ = X $ = (37 CFR 1.16(h)) minus 3 =
If the specification and drawings exceed 1 00
DAPPLICATION SIZE FEE sheets of paper, the application size fee due is $250 ($125 for small entity) for each
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D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))
• If the difference in column 1 is less than zero, enter "0" in column 2. TOTAL TOTAL
APPLICATION AS AMENDED - PART II OTHER THAN
(Column 1) (Column 2) (Column 3) SMALL ENTITY OR SMALL ENTITY
CLAIMS HIGHEST
08/25/2008 REMAINING NUMBER PRESENT RATE ($)
ADDITIONAL RATE ($)
ADDITIONAL I- AFTER PREVIOUSLY EXTRA FEE ($) FEE ($) Z AMENDMENT PAID FOR W
Total (37 CFR ~ 1.16(1)) • 1 Minus •• 20 = 0 X $25 = 0 OR X $ = 0
Independent Z • 1 Minus ***3 = 0 X $105 = 0 OR X $ = W 37 CFR 1.16 hll
~ D Application Size Fee (37 CFR 1.16(s)) « D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j)) OR
TOTAL TOTAL ADD'L 0 OR ADD'L FEE FEE
(Column 1) (Column 2) (Column 3)
CLAIMS HIGHEST REMAINING NUMBER PRESENT
RATE ($) ADDITIONAL
RATE ($) ADDITIONAL
AFTER PREVIOUSLY EXTRA FEE ($) FEE ($)
I-AMENDMENT PAID FOR
Z Total (37 CFR · Minus .. = X $ = OR X $ = W 1.161111
~ Independent · Minus ... = X $ = OR X $ = 0 (37 CFR 1.16(h))
Z D Application Size Fee (37 CFR 1.16(s)) W ~ D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j)) « OR
TOTAL TOTAL ADD'L OR ADD'L FEE FEE
* If the entry in column 1 is less than the entry in column 2, write "0" in column 3. Legal Instrument Examiner: •• If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20". IKIM WATSON SAUNDERSI ••• If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
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If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
-- .\; Application/Control No. Applicant(s)/Patent Under
11/472,884 Reexamination
Notice of References Cited GUPTA ET AL.
Examiner Art Unit
TUAN·KHANH PHAN 2163 Page 1 of 1
U.S. PATENT DOCUMENTS
* Document Number Date
Name Country COde·Number·Kind Code MM·YYYY Classification
* A US-5,235,651 A 08-1993 Nafarieh, Asghar 382/290
* 8 US-5,557,515 A 09-1996 Abbruzzese et al. 705/9
* C US-2002/0147592 A1 10-2002 Wilmot et al. 704/270.1
* D US-2005/0177739 A 1 08-2005 Ferlitsch et al. 713/189
E US-
F US-
G US·
H US-
I US-
J US-
K US-
L US-
M US-
FOREIGN PATENT DOCUMENTS
* Document Number Date
Country Name Classification Country Code·Number·Kind Code MM-YYYY
N
0
P
Q
R
S
T
NON-PATENT DOCUMENTS
* Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
U
V
W
X
A copy of thiS reference IS not being furnished With thiS Office action. (See MPEP § 707.05(a),) Dates in MM·YYYY format are publication dates, Classifications may be US or foreign,
U,S, Palent and Trademark Office
PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper No. 20080416
UNITED STATES PATENT AND TRADEMARK OFFICE
APPLICATION NO. FILING DATE
11/472,884 06/21/2006
24739 7590 04/2412008
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076
FIRST NAMED INVENTOR
Puneel K. Gupta
UNITEO STATES OEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.O. Box 1450 AlcxWldria. Virginia 22313·1450 www.uspto.gov
ATTORNEY DOCKET NO. CONFIRMATION NO.
P2074 5656
EXAMINER
PHAN. TUANKHANH D
ART UNIT PAPER NUMBER
2163
MAIL DATE DELIVERY MODE
04/24/2008 PAPER
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
PTOL·90A (Rev. 04/07)
Application No. Applicant(s)
11/472,884 GUPTA ET AL.
Office Action Summary Examiner Art Unit
TUAN-KHANH PHAN 2163
.- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address •• Period for Reply
A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE J. MONTH(S) OR THIRTY (30) DAYS, WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event. however. maya reply be timely filed after SIX (6) MONTHS from the mailing date of this communication. If NO period for reply is specified above. the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. Failure to reply within the set or extended period for reply will. by statute. cause the application to become ABANDONED (35 U.S.C. § 133). Any reply received by the Office later than three months after the mailing date of this communication. even if timely filed. may reduce any earned patent term adjustment. See 37 CFR 1.704(b).
Status
1)[8] Responsive to communication(s) filed on 21 June 2006.
2a)0 This action is FINAL. 2b)[8] This action is non-final.
3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quay/e, 1935 C.D. 11,453 O.G. 213.
Disposition of Claims
4)[8] Claim(s) 1 is/are pending in the application.
4a) Of the above claim(s) __ is/are withdrawn from consideration.
5)0 Claim(s) __ is/are allowed.
6)0 Claim(s) 1 is/are rejected.
7)0 Claim(s) __ is/are objected to.
8)0 Claim(s) __ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on __ is/ are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152 ..
Priority under 35 U.S.C. § 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (t).
a)O All b)O Some * c)O None of:
1.0 Certified copies of the priority documents have been received.
2.0 Certified copies of the priority documents have been received in Application No. __ .
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)) .
.. See the attached detailed Office action for a list of the certified copies not received.
Attachment(s)
1) [8] Notice of References Cited (PTO-892)
2) 0 Notice of Draftsperson's Patent Drawing Review (PTO-948)
3) 0 Information Disclosure Statement(s) (PTO/SB/08) Paper No(s)/Mail Date __ .
4) 0 Interview Summary (PT0-413) Paper No(s)/Mail Date. .
5) 0 Notice of Informal Patent Application 6) 0 Other: __ .
u.S. Patent and Trademark OffICe PTOL-326 (Rev. 08-06) Office Action Summary Part of Paper No.lMail Date 20080416
Application/Control Number: 11/472,884 Art Unit: 2163
DETAILED ACTION
Specifications
The specification is objected to as failing to provide proper antecedent basis for
the claimed subject matter. See 37 CFR 1.75(d)(1) and MPEP § 608.01 (0). Correction
of the following is required: the specification does not reasonable provide enablement
for how to summarize a material. In addition, the specification does not reasonable
provide enablement for a machine-readable form - what is a machine-readable form.
Claim Rejections· 35 USC § 103
The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
Claim 1 is rejected under 35 U.S.C. 103(a) as being unpatentable over Wilmot et
al. (PG Pub. 2002/0147592), in view of Abbruzzese et al. (US Pat. 5,557,515).
Regarding claim 1, Wilmot et al. disclose a server-side summarization system,
comprising: getting material to be summarized (11 [0030], lines 3-7; inputting material
with for providing text summary), along with source information about the material (11
[0030], lines 4-8; the text summary);
Wilmot et al. do not explicitly disclose a function for acquiring material to be
summarized. However, in the same field of endeavor, Abbruzzese et al. disclose an
acquiring material to be converted and summarized (Figure 13. scanning function; Col.
14, lines 62-67). It would have been obvious to one of ordinary skill in the art at the time
Application/Control Number: 11/472,884 Art Unit: 2163
the invention was made to incorporate scanning function disclosed by Abbruzzese et al.
into the conversion system taught by Wilmot et al. for the motivation of enhancing both
image and voice conversions, so that capability of processing an image document is not
limited.
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired (11 [0030], line 4, a text converter);
a summarizer for creating a summary from the acquired material (1l [0030], lines
4-9; a summary for text summary and the relevant segments that can be
retrieved); and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information
(1l [0030]; an index for indexing can be categorized and detailed - indexed is
equivalent to cross-referenced using the information from the original session).
Conclusion
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to TUAN-KHANH PHAN whose telephone number is
(571)270-3047. The examiner can normally be reached on 4/5/9.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Don Wong can be reached on 571-272-1834. The fax phone number for the
organization where this application or proceeding is assigned is 571-273-8300.
Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for
Application/Control Number: 11/472,884 Art Unit: 2163
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system,' contact the Electronic
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system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
TKP
/Hung T Vy/
Primary Examiner, Art Unit 2163
Application/Control No. Applicant(s)/Patent Under Reexamination
Index of Claims 11472884 GUPTA ET AL.
I I I II I Examiner Art Unit
TUAN-KHANH PHAN 2163
Rejected Cancelled N Non-Elected A Appeal
= Allowed Restricted Interference o Objected
D Claims renumbered in the same order as presented by applicant D CPA D T.D. D R.1.47
CLAIM DATE Final 1 Original 04/16/20081 1 1 1 1 1 1 1
I 1 ,/ I I I I I 1 1 1
U.S. Patent and Trademar1\ Office Part of Paper No.: 20080416
... Page 1 of 1
UNITED STATES PATENT AND TRADEMARK OFFICE
BIB DATA SHEET
SERIAL NUMBER FILING or 371 (c) DATE
11/472,884 06/21/2006
RULE
APPLICANTS Puneet K. Gupta, Newark, CA; Mark A. Boys, Aromas, CA;
** CONTINUING DATA *************************
** FOREIGN APPLICATIONS *************************
CLASS
709
UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS
P.O. 80. 1450 Alexandria. Virginia 22313-1450 www.usptO.gov
CONFIRMATION NO. 5656
GROUP ART UNIT ATTORNEY DOCKET NO.
2163 P2074
** IF REQUIRED, FOREIGN FILING LICENSE GRANTED ** ** SMALL ENTITY ** 07/20/2006
Foreign Priority claimed OVes ~NO STATE OR SHEETS . TOTAL INDEPENDENT 35 USC 119(a-d) conditions met 0 Ves 0 No o Metafter
Allowance COUNTRY DRAWINGS CLAIMS CLAIMS Verified and fTUAN-KHANH 0 TKP
CA 5 1 1 PHANI Acknowledged Examiners S'gna!ure liil'!iaTS .
ADDRESS
CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA 95076 UNITED STATES
TITLE
Summarization systems and methods
10 All Fees
FEES: Authority has been given in Paper 10 1.16 Fees (Filing)
FILING FEE 10 1.17 Fees (Processing Ext. of time) RECEIVED No. to charge/credit DEPOSIT ACCOUNT
500 No. for following: 101.18 Fees (Issue)
10 Other
10 Credit
BIB (Rev. OSl07).
EAST Search History
I Ref I Hits I Search Query DBs Default Plurals Time Stamp # Operator I
-~
L20 40 summariz$4 with source with material and US~PGPUB; OR ON I 2008/10/30 10:08 i
I conver$7 and stor$$ USPAT
I Ll9 1 summariz$4 with source with material and US~PGPUB; OR ON 2008/10/30 10:08 I
I conver$7 and summarizer USPAT I
I I I Ll8
I
79 summariz$4 with source with material and US~PGPUB; OR ON 2008/10/30 10:08 conver$7 USPAT
I I 2008/10/30 10:08 I Ll7 1 summariz$4 with source with material US~PGPUB; OR ON
same converter USPAT I I
Ll6 145 summariz$4 with source with material US~PGPUB; OR ON 2008/10/30 10:07 : USPAT ,
Ll5 2 auditing adj function adj3 document US-PGPUB; OR ON 2008/10/30 10:07 i USPAT I
Ll4 2 linguistic adj search adj capa$9 US-PGPUB; OR ON 2008/10/30 10:05 i , USPAT
I
L13 1 15235651".pn. US-PGPUB; OR ON 2008/10/30 10:04 ! USPAT ,
Ll2 10 (optical adj character adj rec$7) same US-PGPUB; OR ON 2008/10/30 10:02 I digitiz$ same image USPAT I
LlO 74 (optical adj character adj rec$7) same US-PGPUB; OR ON 2008/10/30 10:01 !
image USPAT
L9 167 optical adj character adj rec$7 US-PGPUB; OR ON 2008/10/30 10:01 i USPAT
L8 12 computeriz$4 adj system same (specific adj US-PGPUB; OR ON 2008/10/3009:57 information) same database USPAT
I L7 622 I computeriz$4 adj system same information US-PGPUB; OR ON I 2008/10/30 09:57 :
I I same database USPAT
I 2008/10/30 09:55 i I L6 15 I summariz$6 adj system same information US-PGPUB; OR ON same database USPAT I
L5 155 summariz$6 adj system same information US-PGPUBi OR ON 2008/10/30 09:55 : USPAT I
I L4 7 summariz$6 adj system same source same US~PGPUB; OR ON I 2008/10';30 09:54 !
information USPAT I :
I L3 834 summariz$6 adj system US-PGPUB; OR ON 2008/10/30 09:54 i USPAT
--~
C: \Documents and Settings\tphan 7\My Documents\EAST\ Workspaces\114 72884. wsp
UNITED STATES PATENT AND TR-IDEMARK OFFIGE
APPLICATION NUMBER FILING OR 371 (c) DATE
11/472,884 06/21/2006
24739 CENTRAL COAST PATENT AGENCY, INC 3 HANGAR WAY SUITE D WATSONVILLE, CA95076
Title: Summarization systems and methods
Publication No. US-2007 -0299859-A 1 Publication Date: 12/27/2007
UNITED STATES DEPART:vIENT OF COMMERCE United States Patent and Trademark Office Add",,, COMMISSIC!I\ER FOR PA'l'1':N'l'S
PO Box 14';0 Alexandria, Virginia 22313-1450 wV/w.uspto.gov
FIRST NAMED APPLICANT ATTY. DOCKET NO.lTITLE
Puneet K. Gupta P2074
CONFIRMATION NO. 5656
NOTICE OF PUBLICATION OF APPLICATION
The above-identified application will be electronically published as a patent application publication pursuant to 37 CFR 1.211, et seq. The patent application publication number and publication date are set forth above.
The publication may be accessed through the USPTO's publically available Searchable Databases via the Internet at www.uspto.gov. The direct link to access the publication is currently http://www.uspto.gov/patftl.
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..\
PTO/SB/05 (09-04) Approved for use through 07/31/2006. OMB 0651-0032
U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995 no Dersons are required to respond to a collection of information unless it disolavs a valid OMB control number.
q 0 UTILITY Attomey Docket No. P2074
PATENT APPLICATION First Inventor Puneet K. Gupta
TRANSMITTAL Title Summarization Systems and Methods
\.. (Only for new nonprovisional applications under 37 CPR 1.53(b)) Express Mail Label No. EV751714040US O~
Commissioner for Patents Q. APPLICATION ELEMENTS ADDRESS TO: P.O. Box 1450 .~
See MPEP chapter 600 concerning utility patent application contents. Alexandria VA 22313-1450 ~~ 1.1Z] Fee Transmittal Form (e.g., PTO/SB/17) ~~ ACCOMPANYING APPLICATION PARTS ~...:..
2.0 (Submit an original and a duplicate for fee processing)
C\J Applicant claims small entity status. 9. 0 Assignment Papers (cover sheet & document(s»
.,..... T'""
See 37 CFR 1.27. .,.....
3.0 Specification [Total Pages 22 I Name of Assignee Both the claims and abstract must start on a new page IForinfonnation on the preferred Ilrrangement. see MPEiP 608.011a))
4.1Z] Drawlng(s) (35 U.S.C. 113) [Total Sheets 5 J
5. Oath or Declaration [Total Sheets 2 I 10. 0 37 CFR 3.73(b) Statement [l]Powerof a. ~ Newly executed (original or copy) (when there is an assignee) Attorney b. A copy from a prior application (37 CFR 1.63(d»
Oor continuation/divisional with Box 18 completed) 11. 0 English Translation Document (if applicable) i. !;;!ELETION OF INVENTOR(§l
Signed statement attached deleting inventor(s) 12. 0 Inf0Ej'tion Disclosure Statement (PTO/SB/oa or PTO-1449) name in the prior application, see 37 CFR Copies of citations attached 1 .63(d)(2) and 1.33(b).
6·0 Application Data Sheet. See 37 CFR 1.76 13.0 Preliminary Amendment
7.0 CD-ROM or CD-R in duplicate, large table or 14. [ZJ Return Receipt Postcard (MPEP 503)
caputer Program (Appendix) Landscape Table on CD (Should be specifically itemized)
8. Nucleotide and/or Amino Acid Sequence Submission 15. 0 Certified Copy of Priority Document(s) (if foreign priority is claimed) (if aPOable, items a. - c. are required)
a. Computer Readable Form (CRF) 16. 0 Nonpublicatlon Request under 35 U.S.C. 122(b)(2)(B)(i). b. Specification Sequence Listing on:
Applicant must attach form PTO/SBl35 or equivalent.
0 i. CD-ROM or CD-R (2 copies); or 17. IZ1 Other: Check for fees
ii.O Paper
c.O Statements verifying identity of above copies
18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in the first sentence of the specification following the title, or in an Application Data Sheet under 37 CFR 1.76:
o Continuation 0 Divisional o Continuation-in-part (CIP) of prior application No.: .................................
Prior application information: Examiner Art Unit
19. CORRESPONDENCE ADDRESS
[(] The address aSsociated with Customer Number: I 24739 I OR D Correspondence address below
Name
Address
City I State Zip Code
Country I Telephone Fax
Signature /!J)onaid fJl. 9J0q,6/ I Date 06/21/2006 Name
Donald R. Boys Registration No. I 35074 . (PrinUTvoe) (Attorney/Agent)
This collection of Infonnation is required by 37 CFR 1.53(b). The infonnation is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, induding gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this fonn and/or suggestions for reduclng this burden, should be sent to the Chief Infonnation Officer. U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caO 1-80O-PT()'9199 and select option 2 .
= ...... o £ 0) _ PTO/SS/17 (12-04) I\J = Approved for use through 07/31/2006, OMS 0651-0032 ...... - U,S. Patent and Trademarit Office; U.S. DEPARTMENT OF COMMERCE o ~".I~~t..,hA_P",..,".A .. rw." .. rk .. R .. AII..,'_'t:!i_. "_".A ... t:t .. n_' .. 1.!l!l .. !'i .. "_n.n.A.""' .. n .. A .. "'_rA .. r ... An.'.'ir.AII;;.t.n_rArA_M_".tI .. t";;."'_m;;.;IIAd ... i"_n.n,;;,' .. in..,'n;;.;rm .. "' .. ti .. "n_'_ln_I"_,",_'" _it tI_i_""_I"' .. v_" _$I iiiv"' .. litl_O .. M .. R .. r..n"_trn_1 "."_M .. h,,,r
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Reissue
Provisional 2. EXCESS CLAIM FEES Fee Desc'rlptlon
FILING FEES SEARCH FEES Small Entity Small Entity
.E!!..{Il.E!!..{ll .E!!..{Il ~
300 150 500 250
200 100 100 50
200 100 300 150 300
200
150
100
500
o 250
o
EXAMINATION FEES Small Entity
.E!!..{Il EHJt}
200 100
130 65
160 80
600
o 300
o
Each claim over 20 or, for Reissues, each claim over 20 and more than in the original patent Each independent claim over 3 or, for Reissues, each independent claim more than in the original patent Multiple dependent claims
Total Claims Extra Claims .E!!..{Il Fee Paid ($) Multiple Dependent Claims
Fees Paid (S)
500
Small Entity .E!!!.W .E!!1ll
50 25 200 100 360 180
1 - 20 or HP = ° x _-:2:.:5:--_ = _---'0'--_ .E!!..{Il Fee Paid ($)
HP = highest number of total claims paid for. if greater than 20
Indep. Claims Extra Claims .E!!..{Il o -3 or HP 0 x 100
Fee Paid ($)
= ° HP = highest number of independent claims paid for. if greater than 3
3. APPLICATION SIZE FEE If the specification and drawings exceed 100 sheets of paper, the application size fee due is $250 ($125 for small entity)
for each additional 50 sheets or fraction thereof. See 35 U.S.C. 41(a)(1)(0) and 37 CFR 1.16(s). Total Sheets Extra Sheets Number of each additional 50 or fraction thereof .E!!..{Il
27 - 100 = ° 150 = ° (round up to a whole number) x 125
4. OTHER FEE(S) Non-English Specification, $130 fee (no small entity discount)
Other:
SUBMITTED BY
Signature 35074 Telephone
Name (PrintfType) Donald R. Boys Date
= Fee Paid ($)
o Fees Paid (S)
831-726-1457
06/21/2006
This colleetion of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is govemed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S, Department of Commerce. P.O. Box 1450. Alexandria. VA 22313-1450, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313·1450.
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Certificate of Express Mailing
"Express Mail" Mailing Label Number: EV751714040US Date of Deposit: 06/21/2006 Ref: Case Docket No.: P2074 First Named Inventor: Puneet K. Gupta et al. Serial Number: NA Filing Date: 06/2112006 Title of Case: Summarization Systems and Methods
I hereby certify that the attached papers are being deposited with the United States Postal Service "Express Mail Post Office to Addressee" service under 37 C.F .R. 1.10 on the date indicated above and addressed to the Commissioner for Patents, Alexandria, VA 22313-1450.
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Sheri Beasley
(Typed or printed name of person mailing paper or fee)
or fee)
..\
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q 0 UTILITY Attomey Docket No. P2074
PATENT APPLICATION First Inventor Puneet K. Gupta
TRANSMITTAL Title Summarization Systems and Methods
\.. (Only for new nonprovisional applications under 37 CPR 1.53(b)) Express Mail Label No. EV751714040US O~
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2.0 (Submit an original and a duplicate for fee processing)
C\J Applicant claims small entity status. 9. 0 Assignment Papers (cover sheet & document(s»
.,..... T'""
See 37 CFR 1.27. .,.....
3.0 Specification [Total Pages 22 I Name of Assignee Both the claims and abstract must start on a new page IForinfonnation on the preferred Ilrrangement. see MPEiP 608.011a))
4.1Z] Drawlng(s) (35 U.S.C. 113) [Total Sheets 5 J
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[(] The address aSsociated with Customer Number: I 24739 I OR D Correspondence address below
Name
Address
City I State Zip Code
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Signature /!J)onaid fJl. 9J0q,6/ I Date 06/21/2006 Name
Donald R. Boys Registration No. I 35074 . (PrinUTvoe) (Attorney/Agent)
This collection of Infonnation is required by 37 CFR 1.53(b). The infonnation is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, induding gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this fonn and/or suggestions for reduclng this burden, should be sent to the Chief Infonnation Officer. U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caO 1-80O-PT()'9199 and select option 2 .
= ...... o £ 0) _ PTO/SS/17 (12-04) I\J = Approved for use through 07/31/2006, OMS 0651-0032 ...... - U,S. Patent and Trademarit Office; U.S. DEPARTMENT OF COMMERCE o ~".I~~t..,hA_P",..,".A .. rw." .. rk .. R .. AII..,'_'t:!i_. "_".A ... t:t .. n_' .. 1.!l!l .. !'i .. "_n.n.A.""' .. n .. A .. "'_rA .. r ... An.'.'ir.AII;;.t.n_rArA_M_".tI .. t";;."'_m;;.;IIAd ... i"_n.n,;;,' .. in..,'n;;.;rm .. "' .. ti .. "n_'_ln_I"_,",_'" _it tI_i_""_I"' .. v_" _$I iiiv"' .. litl_O .. M .. R .. r..n"_trn_1 "."_M .. h,,,r
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Effective on 1210812004. I - _______ ~~!e!.~'..!!.!5!.~!!!.--------l Fiifil pursuant to the Consolida/ee1 Appropriations Act. 2005 (H.R. 4818). ..
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1. BASIC FILING, SEARCH, AND EXAMINATION FEES
Application Type'
Utility
Design
Plant
Reissue
Provisional 2. EXCESS CLAIM FEES Fee Desc'rlptlon
FILING FEES SEARCH FEES Small Entity Small Entity
.E!!..{Il.E!!..{ll .E!!..{Il ~
300 150 500 250
200 100 100 50
200 100 300 150 300
200
150
100
500
o 250
o
EXAMINATION FEES Small Entity
.E!!..{Il EHJt}
200 100
130 65
160 80
600
o 300
o
Each claim over 20 or, for Reissues, each claim over 20 and more than in the original patent Each independent claim over 3 or, for Reissues, each independent claim more than in the original patent Multiple dependent claims
Total Claims Extra Claims .E!!..{Il Fee Paid ($) Multiple Dependent Claims
Fees Paid (S)
500
Small Entity .E!!!.W .E!!1ll
50 25 200 100 360 180
1 - 20 or HP = ° x _-:2:.:5:--_ = _---'0'--_ .E!!..{Il Fee Paid ($)
HP = highest number of total claims paid for. if greater than 20
Indep. Claims Extra Claims .E!!..{Il o -3 or HP 0 x 100
Fee Paid ($)
= ° HP = highest number of independent claims paid for. if greater than 3
3. APPLICATION SIZE FEE If the specification and drawings exceed 100 sheets of paper, the application size fee due is $250 ($125 for small entity)
for each additional 50 sheets or fraction thereof. See 35 U.S.C. 41(a)(1)(0) and 37 CFR 1.16(s). Total Sheets Extra Sheets Number of each additional 50 or fraction thereof .E!!..{Il
27 - 100 = ° 150 = ° (round up to a whole number) x 125
4. OTHER FEE(S) Non-English Specification, $130 fee (no small entity discount)
Other:
SUBMITTED BY
Signature 35074 Telephone
Name (PrintfType) Donald R. Boys Date
= Fee Paid ($)
o Fees Paid (S)
831-726-1457
06/21/2006
This colleetion of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is govemed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S, Department of Commerce. P.O. Box 1450. Alexandria. VA 22313-1450, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313·1450.
/fyou need aSSistance in completing the form, call1-800-PT0-9199 and se/ectoption 2.
Certificate of Express Mailing
"Express Mail" Mailing Label Number: EV751714040US Date of Deposit: 06/21/2006 Ref: Case Docket No.: P2074 First Named Inventor: Puneet K. Gupta et al. Serial Number: NA Filing Date: 06/2112006 Title of Case: Summarization Systems and Methods
I hereby certify that the attached papers are being deposited with the United States Postal Service "Express Mail Post Office to Addressee" service under 37 C.F .R. 1.10 on the date indicated above and addressed to the Commissioner for Patents, Alexandria, VA 22313-1450.
1. Utility patent application transmittal. 2. Fee Transmittal. 3. Duplicate Fee Transmittal. 4. 22 sheets of specification. 5. 5 sheets of drawings. 6. Declaration and Power of Attorney. 7. Check for fees in the amount of $500.00. 8. Certificate of express mailing. 9. Postcard listing contents.
Sheri Beasley
(Typed or printed name of person mailing paper or fee)
or fee)
5
SUMMARIZATION SYSTEMS AND METHODS
BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention is in the area of computerized and network-enabled
systems, and pertains more particularly to systems for receiving and processing
10 information, and returning summaries of various sorts for various purposes.
2. Discussion of the State of the Art.
Computerized summarization systems of various sorts are well-known in the art,
and typically consist of a means of entering information, and treating the entered
15 information in machine-readable format to reduce the bulk of the information without
losing the most important meanings and aspects of the original.
20
SUMMARY OF THE INVENTION
In an embodiment of the present invention a server-side summarization system is
provided, comprising a function for acquiring material to be summarized, along with
source information about the material, a converter for converting the acquired material to
25 machine-readable form, if not in that form when acquired, a summarizer for creating a
summary from the acquired material, and a storage function for storing a copy of the
acquired material and the summary created as separate files, associated and cross
referenced using the source information.
30
5
- 2-
BRIEF DESCRIPTION OF THE DRAWING FIGURES
Fig. 1 is an architectural overview of a network environment practicing document
summarization according to an embodiment of the present invention.
Fig. 2 is an exemplary screen shot of a browser window illustrating a
summarization user interface according to an embodiment of the present invention.
Fig. 3 is a process flow chart illustrating acts for summarizing a document
according to embodiments of the present invention.
Fig. 4 is an exemplary screen shot of the user interface of Fig. 2 illustrating a
10 voice to text summarization feature according to an embodiment of the present invention.
15
Fig. 5 is a process flow chart illustrating acts for summarizing voice to text in
near real time according to an embodiment of the present invention.
DETAILED DESCRIPTION OF EMBODIMENTS OF THE INVENTION
Fig. 1 is an architectural overview of a network 100 wherein document
summarization may be practiced according to embodiments of the present invention.
Network 100 is represented by a cloud and further defined by a network backbone 106,
20 and in a preferred embodiment is the well-known Internet network. Backbone 106
within network 100 represents all of the lines, equipment and access points making up
the network as a whole. It will be appreciated by the skilled artisan that network 100
may include connected sub networks which may include local area networks (LANs),
wide area networks (WANs) and private or public Intranets.
25 In one embodiment an enterprise node 102 in network 100 provides document
summarization services through a Web Server (WS) 110 that is connected to backbone
- 3-
106. WS 110 is accessible to clients subscribing to or otherwise authorized to access
document summarization services, and executes summarization software (SSW) 111.
SSW 111 in this embodiment is a server-based application suite that automatically
creates document summaries for users who summit documents or provide location
5 information for documents to server 110, enabling server access to such documents.
SSW 111 also performs other tasks, which are related to summary management and
distribution, which may be at user request and direction.
A client 10 1 has connection to backbone 106 by one of several possible network
access methods. In this example client 101 has a desktop computer 107a connected by a
10 broad-band Internet link to backbone 106. The connection may be digital services line
(DSL), integrated services digital network (ISDN), cable, satellite, or some other network
connection apparatus and method. Computer 107a may be a laptop computer or any
other network-capable appliance with a display and a browser application that may
access server 110. Computer 107a executes browser application 112a which provides
15 general network access and navigation. A broadband connection is preferred, but a
dialup Internet access connection may be used without departing from the spirit and
scope of the present invention wherein network 100 is the Internet. The connecting
network may be any telephony carrier network including the public switched telephone
network (PSTN) or a wireless carrier network.
20 Computer 107a in this example has an optical character recognition (OCR)
scanner 109a connected as a peripheral device. Scanner 109a may be used in one
embodiment to scan documents onto computer 107a for upload to server 110 for
summarizing. Also in one embodiment documents available to computer 107a may be
summarized by server 110 without requiring upload to the server. Client 101 also
25 maintains a network-connected server 108a that is accessible to other users over the
network. Client 101 may therefore be an enterprise providing services and/or products to
customers. A client 103 and a client 105 are illustrated and also have network connection
to backbone 106 as described above. Client 103 is similar to station 101 in that a
-4-
computer 1 07b running a browser instance 112b is provided as well as an OCR scanner
109b. Client 103 may be an enterprise as was described above with respect to client 101.
Furthermore, client 105 is similarly adapted as described above with respect to client 101
including a computer 107d, a scanner 109d, a BR instance 112d running on computer
5 107d and an enterprise server 108c.
Clients, 103, and 105 may subscribe to the services provided by enterprise 102
and may access those services by accessing server 110 with browser interfaces 112a,
112b, and 112d. A browser plug-in such as an active x control, a java-based plug-in, a
direct x plug-in, asynchronous JavaScript and XML, (AJAX), or some other plug-in
10 component may be temporarily or permanently downloaded to each of computers 107a,
107b, and 107d when server 110 is accessed and the user is authenticated for first time
use of the service. In the case of clients, 103, and 105, document summarization as
provided by SSW III may be performed on any electronic documents that may be
uploaded to the server from a network-capable appliance such as from computers 107a,
15 107b, and 107d. Document summarization may also be performed on documents that are
resident on a connecting appliance like computer 107a without requiring the documents
to be uploaded. In this case, the documents for summarizing may be dragged and
dropped into a shared folder that server 110 is authorized to access over network 100.
As described further above each station 101, 103, and 105 have enterprise servers
20 108a, 108b, and 108c adapted to hold and serve enterprise documents internally and to
serve electronic information pages using hypertext markup language (HTML) or an
extension such as SHTML, XML, or the like. Internal documents may include HTML
based information pages addressed in the server, and other document types that may be
stored at the servers. These may include extensions such as .doc, .pdf, or any known
25 extension for any known word processing application used to create those documents. In
this example, clients 101, 103, and 105 may authorize server 110 aided by software III
to search and summarize any documents or electronic information pages maintained in
-5-
those enterprise servers 1 08a-l 08c. Server 110 accesses those servers over network 100
based on a request from the appropriate client 101, 103, or 105.
Document summaries created from resident documents accessed remotely by
server 110 may be stored on the same system that holds the documents that were
5 summarized. Server 110 may associate those summaries to the full-text versions of those
documents and may provide notification of the existence of a summary version of a full
text document to anyone operating on the network that has requested access to a
document that has a summary version associated with it.
In one embodiment, server 110 may keep stored document summaries on its own
10 data storage system and may provide network links to those summaries. The links may
be associated with the full text versions of the summaries at any accessible location of
those documents. It is emphasized that documents and their summaries need not be
stored on a same computing system, server, or hard drive. It is also emphasized that links
to the stored summaries may be placed in a Web page, in a full text document that has
15 been summarized, or simply in an accessible file folder represented as a shortcut icon that
is executable as long as the searched system has connection to the network.
A client 104 includes a computing system 107c and a connected OCR scanner
109c. Computing system 107c has a browser application 112c adapted for browsing the
network. Client 104 may be a private consumer rather than an enterprise maintaining a
20 document and/or Web server. Client 104 may subscribe to services offered through
server 110 and may have documents summarized in the same manners described with
respect to the other enterprise clients. For example client 104 may scan documents into
computing system 107c and have them summarized on the computing system if the
system is online and connected to server 110.
25 In one embodiment, the scanned documents may be uploaded to server 110 for
summarizing. Word documents such as those with the extensions .doc, .pdf, or other
known extensions may be uploaded to server 110 from computer 107c for summarizing.
-6-
Those same documents may be summarized on computing system I07c by dragging them
from their original folder and dropping them into a shared folder made accessible to
server 110 or a special window that may be part of a browser plug-in adapted to enable
server 110 to gain limited control over the computer for the purpose of summarizing
5 those documents.
A user operating computer l07c and in session with server 110 using browser
II2c may request a summary of a document available through an electronic information
page hosted on a network-connected server such as one illustrated in this example as
Web server (WS) 109. In this case, the user submits a universal resource locator (URL)
10 including universal resource indicator (URI) to the electronic document and the server
downloads the document in order to summarize the document. The server may then send
the summary document to the user or make it available to the user at the server depending
on enterprise rules and whether the requested document has been made freely available
for download. The server might also summarize an electronic information page that is
15 accessible by URL.
In one embodiment, server 110 with the aid of SSW 111 may access documents
available through the network and summarize those documents storing the summaries in
a searchable data storage facility. Links may be made available to those documents
through a search engine as a result of a keyword or phrase entry and submission through
20 the search interface. For example, a third party search service may provide search result
pages containing links to electronic information pages containing documents that have
been summarized in the past. Clickable links to those document summaries may be
provided along with the links to the full text documents on the search result page.
As more documents are summarized the search results served will provide more
25 summary links to those full text documents. There may be some rules in place to
determine which documents available through the network should be summarized, such
as for example, popularity (frequently accessed), class (education, technical paper, etc.),
and so on. Research papers and other technology white papers may be good candidates
-7-
for document summaries. User guides, product manuals, tutorials, public information
works, and other frequently accessed materials may be good candidates for summarizing.
Each document summary accessed from a search results page may also contain a
hyperlink to the full text version of the document summary. Summary formats may vary
5 according to the nature of a document. Summary outlines, searchable indexes, graphics
slide shows, and other tools may be provided to help a user determine whether to access a
full document or not.
Fig. 2 is an illustration of an interactive summarization user interface 200
according to an embodiment ofthe present invention. Interface 200 is provided in this
10 example in the form of a browser window. In one embodiment, a browser plug-in may
be provided to enable some or all of the capabilities of the service of the present
invention, such as folder sharing. The server may perform local document summarizing
on the user appliance if the user authorizes the process. In one embodiment, executable
controls may also be temporarily downloaded to interface 200 if required, to perform
15 certain server-side functions on the user device. Those controls may be discarded after /
the user logs off from the server.
In this example interface 200 is currently online and logged into an enterprise
server providing the service of the present invention, such as s~rver 110 of Fig. 1.
Interface 200 has a toolbar 204 similar to any browser interface and may contain user-
20 actionable icons and drop-down menus typical of a browser interface including text entry
fields for entering URLs for navigation and for entering keywords or phrases for
initiating data searches. A search window is illustrated in this example just below toolbar
204. A configuration icon 205 is provided to enable a first time user to configure the
service of the invention for use. Configuration options may vary according to service
25 plan.
Interface 200 has a file browse window 203 for finding documents for
summarizing that are stored locally on the computing appliance or on a connected storage
medium. Window 203 may also be used to find previously created document summaries.
-8-
A data entry field 209 is provided on interface 200 and adapted for enabling a user to
enter a URL and/or document path to a full text document that the user wants a summary
of. A user may populate the entry field manually or a shortcut may be copied and pasted
into the field. An icon labeled summarize 206 is provided adjacent to field 209. When
5 the field is populated the user clicks on summarize to submit the network path to the
service. In addition, user can select the level of summarization he wishes to extract from
the source document. The level is selected via the use of a percentage slider bar to
indicate a percentage level of desired summarization. The server aided by software
navigates to the document and downloads the full text version and summarizes the
10 document according to configured user preferences if any. If the user has not indicated
exact preferences then a default summarization template may be used instead .. In one
embodiment, a percentage-based summarization scale 215 is provided within interface
200. Summarization scale 215 enables a user to pre-select a percentage of summarization
for a document. Scale 215 may be graduated from 0% to 100 % and a slider button on
15 the scale may be manipulated to set a specific percentage.
Once the document has been acquired and summarized, then the summary version
of the document may be sent to the user and may be displayed in a window 201 adapted
for the purpose. In this example, page 1 of a .pdf file 207 is displayed. The user may
scroll normally ifthere is more of the summary document than can be displayed on the
20 screen. If the service already has a summarized version of a document that the user has
provided the network path to, then the service may notify the user that a summary of the
document is currently available for display. Once a summary is displayed, the user may
save the summary locally and perform other common editing and file tasks that may be
available with normal word processing software. Options 208 are provided in this
25 example and may include drop-down menus file, edit, document, tools, view, forward,
send, and collaborate. The option 208 labeled tools may include file converters or plug
in viewers for certain document types. The option 208 labeled view may offer different
types of views of the summary based on any considerations. For example, a user may
- 9-
whish to view only a broad outline of the subject matter contained in the full text version
of a document.
The user may activate, forward or deliver the document to a third party through
email, file share program, or through some other resident application used to send
5 messages and attachments. The user may select, collaborate and set up a session with
one or more other connected appliances for the purpose of sharing the user screen and
document display with other users. Icons 214 are provided conveniently within window
201 and are adapted to provide further options. One of icons 214 labeled index may
allow the user to view an index of summarized documents currently available for view.
10 One of icons 214 labeled full text enables the user to immediately retrieve a full text
version of the summary from the server if desired. An icon 214 labeled view last enables
the user to view the last summary acquired.
Interface 200 has a second scrollable sidebar area 202 adapted to contain more
options. A window 210 is provided within area 202 and adapted to show a user the
15 aggregate of document" summaries previously created for the user. The window labeled
mydocuments contains summary documents 211 that are available for viewing.
Summary documents 211 may include links to the full text versions of those documents.
The folder may be maintained at the server and made accessible to the user in
personalized fashion such that only the user has authorization to access the folder.
20 Sidebar 202 also supports a scanner interface for acquiring documents by OCR
scanner for summarizing. In this example, a page 213 of a document scanning into the
computing appliance is illustrated. Jfthe user is connected to the server while scanning is
taking place the service may begin summarizing finished scans as soon as they are
completely scanned onto the appliance. The summarization process is flexible. If
25 subsequent scanned and parsed pages indicate a shift in any completed portion of the
summary that completed portion may be modified. This particular feature of the present
invention provides for extracting an organized summary from an otherwise unorganized
full text document. In other words, the summary software of the invention may be
5
-10 -
enabled to detennine some priority in arrangement of different sections of a document
depending upon what content a user is looking for. Interface 212 may support a single
document scanner or a multiple document scanner without departing from the spirit and
scope of the invention.
Through interface 200, a user may submit documents to the service over the
network for summarizing or the user may allow the server to summarize documents on
the user appliance without requiring any document transfer. After a session is complete,
any downloaded utilities or plug-ins may be disposed of or rendered unusable. In another
embodiment, a persistent browser plug-in may be provided using activeXTM, directX™,
10 Java™ bean, or one of many other known executables. The service of the invention is
intended to support a variety of operating platfonns including Windows™, Apple TM,
Linux™, and any other known operating platfonns.
In an embodiment where the user is an operator of an enterprise station having a
large cache of documents to summarize, the URL to the server or folder containing the
15 documents may be submitted to the service at which time the server may navigate to the
URL and search and summarize all of the documents in the cache. Multiple documents
hosted by a server, contained in a file folder or referenced by a navigable directory may
be summarized in one session. There are many possibilities. Using the invention in this
way enables an enterprise to create and distribute many summary documents. One
20 example may be a contract having many documents sections sent to a prospective buyer
as a series of document summaries. The buyer may access the full-page versions at will
if desired or may simply rely on summary versions for sections of lesser concern.
Fig. 3 is a process flow chart 300 illustrating acts for summarizing a document
according to embodiments of the invention. At act 301 a user operating a network-
25 capable appliance launches the network browser on the appliance. At act 302 the user
connects to the server and logs onto the service by clicking on a plug-in icon
conveniently placed into the browser. In one embodiment, there is no plug-in
downloaded until the user navigates to and logs onto the server. In this case, the
-11-
functionality for having documents summarized locally by the server over the network
may be downloaded as an executable control, that executes and displays a user interface
in the browser like interface 200 described earlier.
At act 303 the user determines if the document for summarizing is online. If at
5 act 303 the target document for summarizing is online, then at act 304, the user provides
the correct network path to the document by manually typing the path or by copying and
pasting a shortcut to the document into a data field provided. At act 305, the user may
click on summarize to have the service navigate to the URL retrieve the document and
summarize it for the user. Step 305 includes making the summary version available to
10 the user by sending it to the user over the network or by placing in a server-side folder
personalized to the user wherein the user may access and download the document.
At act 306, the user has the option of sending the created summary to another user
or users. If the user decides to send the summary to a third party or parties in act 306,
then at act 307 the user clicks on forward or send to launch a preferred email application
15 or some other communications application capable of handling attachments. If at act 306
the user does not want to forward or send the application then at act 311 the process ends.
The user may view, edit and perform other tasks with the summarized document.
If at act 303 the user determines that the document to be summarized is not
online, then the process proceeds to act 309 where the user determines if the document is
20 in local storage. Local storage means that the document is on a storage medium
accessible locally to the station or appliance the user is operating. The storage may be
internal or peripherally accessible to the network-connected appliance. At act 309 if the
document is in local storage, then the process resolves back to act 304 where the user
may submit the document to the server through a file share utility or the user may select
25 the document and drags it into a special share folder accessible to the summarizing
software running server side.
-12 -
In one embodiment, the user may copy a shortcut to the document and submit the
shortcut to the server so that the server may navigate to the document. In the latter cases
the appliance hosting the document would have a network address such as a URL or URL
and machine address. In a wireless embodiment, the server may be a corporate server
5 connected to a local WAN and may have access to a local network supporting the hosting
machine. There are many possibilities. At act 305, the document is summarized
according to a default protocol or customized protocol if the user has pre-configured any
preferences.
Still possible is that at act 309, the user determines that the document is not in
10 local storage but may be acquired such as by scanning. In this case, the user acquires in
the document at act 310. In some cases, a peripheral scanning device may be made
accessible to the summarization software through the appliance operated by the user. An
example might be a networked and shared enterprise scanning device capable of
independent storing and, perhaps serving scanned documents. In the latter case, the
15 device may have a network address or URL and the service may be authorized to access
the scanning device over the network. Thus enabled, the server may also summarize the
document at the scanning device. Likewise, the scanning device may be enabled to serve
the full text document directly to the server upon request where it may be summarized at
the server and sent to the authorizing user or otherwise made available to the authorizing
20 user.
At act 306, after the document has been summarized, an option for sending the
summarized version of the document to another party or parties may be presented to the
user that ordered the summary. The summarized version might be sent by proxy from the
server or if the summarized version is available on the users appliance then the user may
25 send the document at the time the document displays on the user appliance. If at act 306
the user decides not to send a copy to another party or parties, then the process may end
at act 311. If at act 306 the user decides to send the summary version to one or more
parties, then at act 307 the user may click to send launching a default application. The
-13 -
default application may be an email application.afile sharing application, or some other
messaging application capable of handling attachments. In one embodiment, a user may
authorize the summary document to be distributed by proxy the user providing the
recipient address or list of recipient addresses to the server.
5 At act 308, the summary document is sent to one or more intended recipients over
the network. As described above, the document may be sent directly by the user or by
proxy without the user actually taking possession of the document. After the document is
distributed, the process may end for that document at act 311. A user may, of course,
perform many other document management tasks such as ordering a re-summarization of
10 a document according to an alternate criterion.
It will be apparent to one with skill in the art of network communication between
nodes connected to an Internet or other network that the process of this example may
include more or fewer acts than illustrated herein without departing from the spirit and
scope of the present invention. For example, an optional act for editing a summary
15 version of a full text document may be provided before act 306 if the summarized version
is on the appliance of the user and if the summary version is an editable version. In some
cases the summaries may be read only depending upon enterprise rules taking into
account user preferences.
Act 306 may not be performed at all and other tasks not mentioned here may be
20 contemplated without departing from the spirit and scope of the present invention. For
example, an act may be provided before act 305 for pre-selecting a specific percentage of
summarization for a document using a summarization scale like scale 215 described
above. In this case, the act of pre-selecting a summary percentage may be inserted after
acts 304 and 310, or after act 302 in this process. Pre-selection of a summary percentage
25 is optional and a default percentage may be observed unless overridden by a user using
the summarization scale. (not to limit the scope by illustrating the act at a certain position
in the figure.).
-14 -
Fig. 4 is a representation of a screen shot of the user interface 200 of Fig. 2
illustrating a voice to text summarization feature according to an embodiment of the
invention. In one embodiment of the invention, a voice to text summarization feature is
provided that enables near real-time summarization of documents acquired by voice or
5 audio input and translated to text using voice-to-text software.
Interface 200 contains many of the same elements described with respect to Fig. 2
above. Elements in this example that have already been described and that are not
changed from their description in this example shall not be re-introduced. Screen 201
contains an icon 400 labeled voice input. Icon 400 may be selected to enable audio input
10 into voice-to-text software provided on the user appliance or, in one embodiment, at the
server. The voice-to text software is adapted as is generally known to translate the voice
input to text.
In one embodiment, the user appliance is enabled for voice input to text
translation. In this case, the voice input may be provided to the appliance anytime while
15 online or offline and a text rendition of the voice input may be created for eventual
summarizing by the service of the present invention. In another embodiment, the voice
to-text capability is provided server-side with the summarization software. In this
embodiment, the user may call the server from the user appliance that is supporting
interface 200 or from any a voice-capable appliance associated with and verifiably
20 registered with the service. The user may then provide the voice input to the server.
Voice over Internet protocol (VoIP) may be used to carry the voice input to the server
sever. In another variation of this embodiment, the user's voice is recorded and
converted to voice extensible markup language VXML or some other voice markup
language and then recreated at the server as synthesized voice input that is then translated
25 into text at the server.
In one embodiment text summarizing may begin at the server once sufficient
voice input has been translated into text at the server and before all of the voice input has
been received at the server. In an example of this embodiment, a user may speak into the
-15 -
connected appliance and at the server summarization begins almost immediately. In this
case, the summarization text rendered is considered temporary and revisable as more
input is received and main themes are added and perhaps reprioritized for summary
rendition. Once a user is finished with voice input, a signal that the input stream has
5 completed enables the summarizing engine to finalize the summary version of the full
text translation. A user option is presented within screen 201 for only rendering
summary text instead of a full text version of the document. In this case, the text
rendered that ultimately will not be a part of the summary version is not discarded until
the final summary version is decided or finalized. At that point the unneeded text may be
10 discarded.
In this example, a voice-to-text (VTT) summary version of a translated document
is displayed in screen 201 once it has been finalized by the system. A window 402 is
provided in the browser sidebar area that is very similar to window 210 of Fig. 2 accept
that it contains voice-to-text rendered summary documents 403 that were acquired
15 through voice input. One with skill in the art of voice communications will appreciate
that voice to text rendering may be performed over a network.
In one embodiment, the VTT software is local to the user appliance and the text
translation is completed locally. In this case, the voice summarization may also begin
before the voice input has finished as long as the user is connected to the server while the
20 process continues. In this case, the text rendered may be submitted to the service over
the network as it is being rendered and the summary may be created at the server. In
another case, the server has access to a shared folder, or a special component of the VTT
software that enables the summarizing engine to cooperate with the local instance of VTT
software over the network. In this case the summary may be created by the server but
25 rendered locally on the user appliance.
In one possible example, a user may attend a lecture equipped with a powerful
handheld voice and network-capable appliance. In this case the user records the lecture
live. The appliance may be connected wirelessly to the server hosting the summarization
-16 -
software. As the lecture is recorded the voice is translated into text and then
summarized. when the lecture is complete, the user already has a summary text document
highlighting the important parts of the lecture to use as notes. The lecture may be
recorded off line, translated locally and then summarized when the user next connects to
5 the server-based document summarizing service.
Fig. 5 is a process flow chart 500 illustrating acts for summarizing voice to text in
near real time according to an embodiment of the invention. At act 501, a user selects a
voice to text summarizing option. In one embodiment, act 501 occurs while the user is
connected online to the service of the present invention. At act 502, a voice input
10 mechanism is activated, for example, a microphone and VTT software. At act 503, a
voice-to-text translation engine is activated to begin translating the voice input and the
voice input begins. The VTT software may, in one embodiment, be locally stored and
executable from the user appliance.
At act 504, the VTT software begins rendering text from the voice input. At act
15 505, the service determines whether there is enough rendered text to begin
summarization. If progress is not sufficient to begin summarizing, then the process loops
back until there is sufficient text to begin. At act 505 once there is sufficient text
rendered for summarizing, then at act 506 the document summarization process begins.
It is important to note herein that all of the voice input is translated into text, but only
20 some of the translated text will be included in the summary version. The user may elect
to render both a full and summary version of the voice input session, or just to render a
summary version discarding the text that is not required for the summary.
At act 507 voice input continues while summarization continues. At act 508 a
determination is made whether the content being received and parsed for summary is
25 shifting in theme, perhaps requiring some modification or reorganization in the rendered
summary text. If not in act 508, then the process loops back to act 507 and then back to
act 508 repeatedly until there is some shift in theme or new content that shifts away from
the current summarized content. It is important to note herein that it is certainly possible
-17 -
that a summary may be completed without determining a positive at act 508. However, it
is highly likely that a summary begun before all of the text has been acquired will need
some revision before presentation. For example, with voice input is likely that a salient
or important point may be brought up out of order of importance later in the input stream.
5 This feature accounts for that possibility and enables the system to reprioritize the
summary points. At act 508, if there is some shifting of content that might warrant a
revision of the format of a summary and/or the text reserved for that summary then at act
509, the system may perform a revision or an adjustment to what has already been
rendered as text and reserved for summary presentation.
10 At act 510, the system determines if the voice input has completed for a current
session. If not, the process loops back to act 508 to determine if there is any shifting
content that may require an adjustment to form, format or text already reserved for the
summary document. If at act 510 it is determined that voice input is complete for that
session, then at act 511, the summary rendering is finalized and the summary version is
15 created for display, editing and other task considerations. At act 512, the summary
document has been rendered so the process may terminate for that session. It is noted
herein that the system continually revises its summary form, format and text while voice
input continues and different themes, point, and ideas are interpreted until all of the input
has been interpreted, at which time the complete summary is available. If at any time the
20 session is interrupted, the summary version may still be created and presented based on
the data that has been received.
In one embodiment, a user may add to a summary document by calling it up from
storage and initiating a voice session associated with document editing. In this case, the
summarizing engine may pick up where it left off and continue to build and revise the
25 summary document as necessary based on the new content added. This particular feature
of near-real-time summarization of translated voice is not available with current
document summarization applications. By providing prioritization rules that also
recognize key words and phrases that are used to describe importance, the engine can
-18 -
create a prioritized and organized summary almost immediately after the voice input
session has completed. For example, the phrase "This is a key component" may be
interpreted as it is used in association with one or more paragraphs just received. "The
most important aspect" might also be recognized as a prioritization key in summarizing
5 so that whatever text is associated with the phrase retains the priority in the summary
document. The phrase, "A more important aspect is" ... or "More importantly" ... can
also be integrated into a prioritization scheme to help create more organized summaries
than would otherwise be rendered. This feature, although applicable to summaries
created only from text documents, is particularly useful for creating summaries from
10 rendered speech as the organization of voice input is typically not as evident as it is in a
prepared text document.
It will be apparent to one with skill in the art that a capability of summarizing
VTT renderings is not required in order to practice the present invention. However, the
feature enables broadening of the types of input that may be summarized not limiting to
15 complete text documents. In an additional embodiment, summarizing may be practiced
according to the present invention in near real time wherein the input is a typing session.
For example, a user may be creating a document while connected to the service in a
session so that whenever the user stops typing input, a latest version of the summary may
be presented following generally the process of Fig. 5 where the input is text input
20 instead of voice input. Furthermore, a summary document may be voice synthesized and
played back to a user or sent to the user as an executable voice file. There are many
possibilities.
In another aspect of the invention enterprise server 110 is coupled to a data
repository 113 (see Fig. 1) of considerable capacity, and all, or selected documents
25 received and summarized are stored in this repository and cross-referenced. In an
embodiment of the invention summaries may be provided free-of-charge to clients who
access the service, but in exchange for information that facilitates the function of cross
referencing documents and associated summaries stored. As an example, students in
-19 -
universities may be solicited to use the service for processing documents they may be
assigned as reading/studying material in their courses in University, and the students
receive the summaries free by providing such information as the University, the Professor
or teacher. the course number or numbers, the name of the book or identity of other
5 source of material that they submit for summarization, and so forth; any and all
information about the information to be summarized.
In this example server 110 and/or repository 113 is enabled by software to store
the information documents and the summaries, and to organize the information cross
referenced. After a period of time preparing and storing and providing such summaries
10 back to requesting clients, it may be that a client might request a summary for a
document that has already been summarized, and the document and its summary in
several forms may be in repository 113. The server software may search the repository
as a prelude in any request for summarization, and if the document is already there with
summaries, may simply access the already-available material.
15 At another point in time the cross-referenced information stored in repository 113
may become so comprehensive that clients from universities may be able to access
enterprise 102 and request a catalogue of contents based on a course number at a
university, a professor's name, and the like, and the available information may be readily
provided. Professors and teachers may also access information from such a cross-
20 referenced source as an aid in their teaching work loads.
In addition, user generated feedback (including comments, reviews, and other
addendums or types of feedback) may be stored on the server and linked to the respective
summarized document.
In another aspect, similar to the example above, cross-referenced data may be
25 categorized into a broad variety of subsets by application, by origin, by almost any useful
criteria, and the developed collection then becomes very useful to a wide variety of
companies, government organizations, politicians, religious leaders, and the like.
-20 -
The methods and apparatus of the present invention may be practiced using all of
or some of the components described without departing from the spirit and scope of the
present invention. The invention may be practiced over the Internet network and any
connected sub networks including wireless cells having a routed connection to the
5 Internet. The spirit and scope of the present invention shall be limited only by the claims
that follow.
- 21 -
What is claimed is:
1. A server-side summarization system, comprising:
5 a function for acquiring material to be summarized, along with source information
10
about the material;
a converter for converting the acquired material to machine-readable form, if not
in that form when acquired;
a summarizer for creating a summary from the acquired material; and
a storage function for storing a copy of the acquired material and the summary
created as separate files, associated and cross-referenced using the source information.
- 22-
ABSTRACT OF THE DISCLOSURE
A server-side summarization system includes a function for acquiring material to
5 be summarized, along with source information about the material, a converter for
converting the acquired material to machine-readable form, if not in that form when
acquired, a summarizer for creating a summary from the acquired material, and a storage
function for storing a copy of the acquired material and the summary created as separate
files, associated and cross-referenced using the source information.
10
101
~
{100
103\ 102 \
...... c.ii~~tis·~~~~\. 1 09 /··E-';-tern~fse······m ... \ i ai 111
i) ilsswl I __ I ,-
wp : , (
108b
109d
Fig. 1
r l03
........... \ 109b
104 ~~ ------------> .)
: . , I
I -4 APH~---I1111 ... : t, Client ........ _,' 109c '''' ..... _------------------
204 {200 I
(gJ http://docportallmainlsummarize ..... ) / r 205 206 ~ Ella [8] olC)lxl% ./' ~ I Configuration I 209 ~ \ 11l .I
Search I IP File I II Browse I Enter URLlPathl II Summarize J r--
2
11 file edit \ document tools view forward send collaborate r ~ "' I" mydocuments \ I Index I DOD 207
"-203 Summarized Document pp. 1
"-DOD I Full Text)
,DCJ ~ IView Last) \:'-i .,I r-" 20
8
. 211
214) r I Aguire I '" "
-2
.~
2 01
'r-~ pdf. ~ ~- ij ~ -\... ,,)
r-
,~ on line ru e:J1 I ~
Local Intranet
Fig. 2
301
305
Launch Browser
Summarize Document
307
Click to Launch Default
Fig. 3
300
J
or URL
308
,200 ~ http://docportal/mainisummarize ...... E1B~ 0101 XI % 1""""\ I Configuration I !J: I.
Search I I P File I II Browse I Enter URL/Pathl II Summarize I -
4
'Ct file edit document tools view forward send collaborate r . ~ ..... ....... vtt -summarIes Only render summary text ~ I Index I ODD -
VTT Summary ( Full Text I DDD 8
.J? D \ __ IView Last)
~ I VjJnPutl r I Aguire I '\ -403
-
r 400
401 01
,~./"ij -:;;. r
on line U (:II II":]
~I I ~. Local Intranet
Fig. 4
501
Select VTT
Finalize and Create Summary
Engine Activated
Render Voice as
Text
Fig. 5
502
500
J 504
506
509
510
Begin to Summarize
Rendered Text
Revise Summarized
Portion
06/19/2006 05:06 5107917979
DECLARATION AND POWER OF ATTORNEY FOR PATENT APPLICATION
ATTORNEY DOCKET NO.P2074
PAGE 02
As a below named inventor, I hereby declare that: My residence, post office address and citizenship are as stated below next to my name. I believe 1 am the original, first and sale inventor (if only one name is listed below) or an original, fi.rst 1Ulc;J joint inventor (if plural names arc listed below) of the subject matter which is claimed and for which II. patent is sought on the invention entitled: Summari7.atil)Q Syst.ems $ud Methods .
the specificl¢on of which (check one) ~ is attacbe<.i hereto. o was filed 01'1: __
o Application $e.riaJ No. __ o and was amended on __
(If applicable) I hereby state that I bave reviewed and understand the contents of tile above-identified specification, jncluding the
claims, as amended by any amendment referred. to above:. I acknowledge the duty to disclose infonnarioll which is material to the examination of this applicatiotl in accordan~ with Title 37, Code of Fcdcral Regulations, s 1.56 (a), In the case that the present application is a continuation-in-part application. I further acknowledge the duty to disclose material infonnation as defined in 37 CPR s 1.56(a) which became available between the filing date of the prior appllCalion and the filing date of the present application. J hereby claim foreign priority benefits under Title 35, United Slates Code s 119 of any foreign applications for patent or inventor's certificate listed below and have also identified below any foreign application for patent or inventor's certificate having a filing date bd'orc that of the application on whjch priority is claimed: . Prior Foreign Application(s)
(Number) (Country) (DaylMonthNcar Filed)
(Number) (COUDtry) (DaylMonth/Ycar Filed) I hcreby claim the benefit under Title 35, United States Codes, 120 and 119 ofany United States application(s) listed below and, insofar as the subject matter of each of the claims of this application is not disclosed in the prior United Statt:S application in the manner provided by the first paragraph of Title 35, Linited States Code, 5112, I acknowlc:dgo the duty (.() disclose material information as defined in Title 37, Code of Federal Regulations, sJ 56(a) which occurred between the filing date ofthc priorapplicariOI) and the national or PCT international filing date of this application.
(Application Serial No.): __ (Filing Date); __ (Status): (Applicarion Serial No.): __ (Filing Date): __ (Status): --(Application Seri.al No.); __ (Filing Date): _ (Status); ~~_ (Application Serial No.); __ (Filing Date): __ (Status); _~_ (Application Serial No.); __ (Filing Date): ~~ (Status): __ _
POWER OF A TIORNEY: As a named inventor, I hereby appoint:
rg] Practitioners at customer number: 24739
OR
o Practitioners: Name: Registration number
to prosecute this application and transact all business in the Patent and Trademark Office connected therewith..
Please send an correspondence practitioners at
l2J The practitioners at the customer number indicated above
o Customer number: 24739
BEST AVAILABLE C(Jf'Y
06/19/2006 05:06 5107917979
Page 2 DE(;LARATION AND POWER OF ATTORNEY FOR PATlNT APPLICA'tlON
AITORNEY DOCKET NO. ~
PAGE 03
( hereby declare that all statements made herein of my own knowledge are true and that all statements made on infomlation and belief arc: believed to be true; and ftmher that these statements were made with the kn.Qwledge that willful false statements and the like so made arc punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of the United States Code and that such willful false statements may jeopardize the validity ofthc application or any patent issued thereon.
FU", nam' Of~" 0' fl'" lnvento!: l>.J~~'. 1st mventor's sIgnature: ~A' ~ Residence: 36109 Crvs\a] ~I?rihgl\ Drive Ne . k; A 94560 US Citizenship: India Post Office Address: Same::
Declaration and Power of Attorney. Page 2
BEST AVAILABLE CCtPY
PATENT APPLICATION' SERIAL NO. ------~~--~--~
06/26/2006 LWOHDIM1 00000105 11472884
01 FC:2011 150.00 OP 02 FC:2111 250.00 OP . '03 FC:2311 100.00 OP
PTO~1556
: . (5/87)
U.S. DEPARTMENT OF COMMER~E PATENT AND TRADEMARK OFFICE
FEE RECORD' SHEET
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!z ... AMENDMENT. PAID FOR FEE'($) FEE($} W Total · . Mi!1Us, .. , . = XS25
:\~ (37.CfR UCI(1l1 ': , O~ )($50 =. In~ep endent .. Minus .- :: X100 )(20(). Z (Jl.'CfR ','l1li>>> ~ OR I :: Po
W ~lCatlixl ;Size FeG (37 CFR 1.16(s» :E ,-
« . '
(37 CfR 1.169) +360= J
!=fRST PRESENT AnON Of MUlT~A.E DEPENDf;NT a.AlM ' '.180= OR' ,
TOTAL. OR
. 'TOTAL ADO'lFEE AOO'lFEE ..
"
• If ~ entry In coIurm 11s less than the ~ntIY In'COIumn'2, write "0" In CQlum" ;l. . . , , . '
... If the "Hig~ Number, f)reviously Paid Fo(, IN THIS SPACE Is less !han 20, enter "20". . . . ~ .
~·lfthe. "Highest Number Previously Paid For" IN.l:HIS SPACE \siess t!lan 3, enter"3".· ' . '.' The '1:tkihesa Number'Previous/V Paid Fo,.. .. (Total or'independent) Is the highest number round in the appropriate box.!n OQlumn 1. . .
Tbls ~ of,bifofmatJon Is requl!"ed by S7 CFR 1.16. The Information Is I'equlred to ~In Or retilJn'a'~ the. 'blic which Is to file. (an'd by the . • .. .. ..... ,-.! .. ~ •• P'!. . ...
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. 1f)qU iteed ~noe In OOfI'¥)ietIng the ronn. catJ .1.8~Tcj.9199 and ~optjon 2.