Table of ContentsGO TX Overview

System Masters

System Users

System Instruments

System Risk

GO TX Overview

Getting StartedTo start using GO TX, information about the following activities need to be done

Preloading of data by Indigo TX

Bank masters

Depository participant masters

Stock masters

Settlement calendars

Getting StartedLoading of master data by broker

Broker offices

Users of the system

Investors

Participant’s bank accounts

Participant’s DP accounts

Setting of rules and parameters by the broker

System parameters

System risk parameters

Exchange risk parameters

Stock risk groups

Investor risk categories

GO TX System Hierarchy

Only one office at the top level (the Head or National Office)

Multiple offices at subsequent levels

GO TX System HierarchyParticipant defines the number of levels in the hierarchy

3 Default levels:

National

Regional

Branch

UsersEmployees are referred to as ‘Users’

Types of users

Traders

Office Supervisor at each office hierarchy level

National Level

Branch Level

Risk Supervisor

Head office only

Back Office Supervisor

Head office only

System Administrator

Head office only

Levels System Administrator screens have three levels of viewing

My Level: Displays the data of the logged-in system administrator and offices below.

i.e. Results for all offices of the participant is displayed.

My Office: Displays the data of the office to which the system administrator belongs.

i.e. Results for the participant’s head office alone is displayed.

Other: Displays the data of a particular office, by selecting an Office ID.

i.e. Results for a particular office of the participant is displayed.

Log on

Access through User ID and Password

Restricted number of attempts

Automatic session expiry

Change PasswordForce Change of Password on first time logon

Reset password to be requested in case of expiry

System Masters

Participant Bank

List of banks registered with the participant

Add a bank

Delete a bank

System Parameters

GO TX settings for broker

View trade dates

Parameters may be updated as per broker requirement

Maximum logon attempts

Dormancy factor

Password validity (days)

Password re-use

Settlement Calendar

Participant can only View settlement calendar

Exchange Holiday

Participant can only view the exchange holidays

System Users

Office Master

Create offices for the participant

3 levels of offices

View office details

Modify / Delete Office details

Activate / Suspend Office

User MaintenanceDisplay the list of users in an office

Add / Update a user

View a user’s details

Suspend or activate a user

Menu Maintenance

View the available menus for a user

Customize the menus

Restrict access according to the roles assigned

Registration Approval

Registration requests

Client additional requests – Bank, DP, Product

Request Status & Request history

Verification Details

Investor MaintenanceView list of investors

View investor profile

Investor information

Personal information

Bank information

Depository information

Identity proof information

Photo card identity information

Add investor

Update investor details

User Password

Reset User passwords

Enter the user code

Enter the new password

Re-enter the new password

Investor Password

Reset the investor’s password

System to generate the password immediately

System Instruments

Equity

Displays the stocks traded on the exchange

View stock information

System Risk

System Risk

Global level parameters

Applicable for all investors for a participant

Parameter value can be changed after trading hours

Not all parameters are applicable for CSE

Exchange Risk

Margin for the participant

Provided by Exchange

Parameters

Buy/Sell exposure limit

Gross Exposure limit

Net Exposure limit

Equity Group Risk

Risk parameters defined for a group of stocks

Add stock group

Set risk parameters for each group

Cannot be updated during trading hours

Investor Category Risk

Categories pre-defined in the system

Parameters defined for a category

Each investor assigned a category

Category parameters can be modified

Investor Risk

Override the risk category for an individual

Set parameters for the individual

Provide additional credit

Change an investor’s category

Trader Risk

Mandatory for each Trader

Limits set on

Buy/Sell exposure

Gross exposure

Net exposure