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the Best: The Impacts of the Best: The Impacts of Avoiding Avoiding Lead Group Accountability in Lead Group Accountability in Comprehensive Planning Comprehensive Planning What happens when left to What happens when left to chance? chance? Environment & Public Policy Conference Environment & Public Policy Conference June 28, 2006 June 28, 2006 Sue Senecah, Ph.D. Sue Senecah, Ph.D. State University of New York State University of New York College of Environmental Science & Forestry College of Environmental Science & Forestry Syracuse, NY USA Syracuse, NY USA
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Page 1: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Talking the Talk & Hoping for the Best: Talking the Talk & Hoping for the Best: The Impacts of Avoiding The Impacts of Avoiding

Lead Group Accountability in Lead Group Accountability in Comprehensive Planning Comprehensive Planning

What happens when left to chance?What happens when left to chance?

Environment & Public Policy ConferenceEnvironment & Public Policy ConferenceJune 28, 2006June 28, 2006

Sue Senecah, Ph.D.Sue Senecah, Ph.D.State University of New York State University of New York

College of Environmental Science & ForestryCollege of Environmental Science & ForestrySyracuse, NY USASyracuse, NY USA

Page 2: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.
Page 3: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

My Plan TodayMy Plan Today

Collaborative GovernanceCollaborative Governance Internal Process AccountabilityInternal Process Accountability One Local Comprehensive Planning One Local Comprehensive Planning

ProcessProcess Dysfunctional ImpactsDysfunctional Impacts Our ChallengeOur Challenge

Page 4: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

What is a What is a Comprehensive Master Plan?Comprehensive Master Plan?

Road map, Strategies, & Tools to achieve Road map, Strategies, & Tools to achieve a community’s desired futurea community’s desired future

Page 5: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Critical aspects of successful Critical aspects of successful comprehensive master planningcomprehensive master planning

Engaged communityEngaged community = vision of desired future = vision of desired future

Community’s vision = support and boldnessCommunity’s vision = support and boldness

Support and boldness = confidence to make Support and boldness = confidence to make zoning changeszoning changes

Zoning Changes = Zoning Changes = envisioned futureenvisioned future

Page 6: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Critical Value-based IssuesCritical Value-based Issues

Moratoriums on development?Moratoriums on development?Zoning changes?Zoning changes? Zoning at all?Zoning at all?Land Use?Land Use? Emergency Services?Emergency Services?

Preserving “rural character”?Preserving “rural character”?Water quality?Water quality? Infrastructure?Infrastructure?

Aging Population?Aging Population?Affordable Housing?Affordable Housing? Economy? Economy?

Historic Preservation?Historic Preservation? Recreation?Recreation?Natural Resources/biodiversity?Natural Resources/biodiversity?

Aesthetics?Aesthetics?

Page 7: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Challenges to Challenges to Small Government BodiesSmall Government Bodies

Elected officials are often not full time and Elected officials are often not full time and not paid much, if at allnot paid much, if at all

Education and experience variesEducation and experience varies Often lack training in management, Often lack training in management,

decision making skills, collaboration, decision making skills, collaboration, securing funding, etc.securing funding, etc.

Page 8: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Challenges to Challenges to Small Government BodiesSmall Government Bodies

Zoning Board members are appointed by Zoning Board members are appointed by the Town Supervisor = political aspectthe Town Supervisor = political aspect

Local politics can be cut throat and brutalLocal politics can be cut throat and brutal ““Working with the public” is great to claim Working with the public” is great to claim

if on your side; if not sure, avoid.if on your side; if not sure, avoid. Towns are small = there is no “away” & Towns are small = there is no “away” &

people have long memoriespeople have long memories

Page 9: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Collaborative GovernanceCollaborative GovernanceCritical FactorCritical Factor

Internal capacity for collaboration before Internal capacity for collaboration before engaging external capacity for engaging external capacity for collaborationcollaboration

Within the governance bodiesWithin the governance bodies

Within the planning groupWithin the planning group

Page 10: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Typically, a group is established to Typically, a group is established to lead the planning effort lead the planning effort

What if the members are unfamiliar with good What if the members are unfamiliar with good internal process for how to effectively conduct internal process for how to effectively conduct their own business with each other as a planning their own business with each other as a planning group?group?

What are the implications for group member What are the implications for group member motivation, trust, creativity, and satisfaction? motivation, trust, creativity, and satisfaction?

What are the implications for the quality of the What are the implications for the quality of the comprehensive master plan?comprehensive master plan?

What are the implications for community What are the implications for community implementation of the plan?implementation of the plan?

Page 11: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Collaborative GovernanceCollaborative Governance

One critical need is:One critical need is:

Building & Supporting local government Building & Supporting local government capacity to engage in collaborative capacity to engage in collaborative governancegovernance

greater accountabilitygreater accountability

William & Flora Hewlett FoundationWilliam & Flora Hewlett Foundation

Collaborative Governance: A Guide for Collaborative Governance: A Guide for GrantmakersGrantmakers

Page 12: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

AccountabilityAccountability

The obligation to account for or take The obligation to account for or take responsibility for actionsresponsibility for actions

To “walk the talk”To “walk the talk”

To be able to answer for the lead planning To be able to answer for the lead planning group’s internal actions/decisions group’s internal actions/decisions

Page 13: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Internal AccountabilityInternal Accountability

Greater Community

Community Networks

Steering Committee

Page 14: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

ChallengesChallenges

How to encourage/support/train internal capacity How to encourage/support/train internal capacity in accountability?in accountability?

1. to unlearn assumptions of government 1. to unlearn assumptions of government being “provider” of materials & servicesbeing “provider” of materials & services

2. to learn new attitudes, assumptions and 2. to learn new attitudes, assumptions and skills for governance bodies to be partners & skills for governance bodies to be partners & facilitatorsfacilitators

Page 15: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

When the Lead Planning Group When the Lead Planning Group Lacks Capacity to Make Itself Lacks Capacity to Make Itself

Accountable to ItselfAccountable to Itself

What does group dysfunction look like?What does group dysfunction look like?

Focus of this research is on the internal Focus of this research is on the internal dynamics of a group of community members dynamics of a group of community members and elected officials leading comprehensive and elected officials leading comprehensive master planning efforts in two towns. master planning efforts in two towns.

Data is based on interviews with lead planning Data is based on interviews with lead planning group members over the course of their group members over the course of their processes 2003-2006. processes 2003-2006.

Page 16: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal Accountability

Sub-indicator = ProcessSub-indicator = Process Lack of Planning process road mapLack of Planning process road map

• Tasks generated, done, and ignoredTasks generated, done, and ignored• Talented & skilled citizens chased away by Talented & skilled citizens chased away by

ignoring them or dismissing their contributionsignoring them or dismissing their contributions• Remaining volunteers rebelRemaining volunteers rebel• Lack of explicit process plan, action, & follow-Lack of explicit process plan, action, & follow-

throughthrough Without an internal road map, “planning” Without an internal road map, “planning”

becomes the “doing” so not much gets done.becomes the “doing” so not much gets done.

Page 17: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal Accountability

Sub-indicator = ProcessSub-indicator = Process

Lack of Steering Committee StructureLack of Steering Committee Structure• SC arbitrarily createdSC arbitrarily created• Inequitable appointments Inequitable appointments • No guidance for membershipNo guidance for membership

Some members required to received appointment by Town Board; Some members required to received appointment by Town Board; others notothers not

Members forced to resign behind the scenesMembers forced to resign behind the scenes Members move out of Town but remain on SCMembers move out of Town but remain on SC

• Potential network members ignored or ideas dismissedPotential network members ignored or ideas dismissed e.g., historical societies, civic groups, churchese.g., historical societies, civic groups, churches

• Refusal to create Steering Committee operating procedures = Refusal to create Steering Committee operating procedures = “uncomfortable with that conversation”“uncomfortable with that conversation”

• Previous decisions ignored or flippedPrevious decisions ignored or flipped

Page 18: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal Accountability

Sub-indicator = ProcessSub-indicator = Process Missed Opportunities for ResourcesMissed Opportunities for Resources

Accessible funding not pursuedAccessible funding not pursued Grant writing offers turned downGrant writing offers turned down Grant writing assignments ignoredGrant writing assignments ignored Internships cancelledInternships cancelled

Page 19: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal Accountability

Sub-indicator =Sub-indicator =Linkage w/ CommunityLinkage w/ Community

Media coverage dwindles to nothingMedia coverage dwindles to nothing Web site stalled or superficialWeb site stalled or superficial Public record of process not kept upPublic record of process not kept up SC meeting notes are sparse & sterileSC meeting notes are sparse & sterile Open meeting laws routinely violatedOpen meeting laws routinely violated Promises to the public not keptPromises to the public not kept Process co-opted for other personal and Process co-opted for other personal and

political agendaspolitical agendas

Page 20: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal Accountability

Sub-indicator =Sub-indicator =Linkage w/ CommunityLinkage w/ Community

Consultant not held accountable for unmet Consultant not held accountable for unmet promises of community capacity building promises of community capacity building and community involvementand community involvement

Focus shifts inward among increasingly Focus shifts inward among increasingly shrinking group; community ignoredshrinking group; community ignored

SC boundaries become more impermeableSC boundaries become more impermeable What is unfamiliar is sabotaged: lack of What is unfamiliar is sabotaged: lack of

member confidence to take risksmember confidence to take risks

Page 21: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal AccountabilitySub-indicator = Turf Wars & Sub-indicator = Turf Wars &

Unrestrained PoliticsUnrestrained Politics Zero sum power dynamicsZero sum power dynamics Personal political agendas for elected officePersonal political agendas for elected office JealousyJealousy Interpersonal strife: sabotage & back bitingInterpersonal strife: sabotage & back biting Subcommittee chairs don’t involve Subcommittee chairs don’t involve

membersmembers Subcommittees dwindle to one personSubcommittees dwindle to one person

Page 22: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Primary Dysfunction IndicatorPrimary Dysfunction IndicatorLack of Internal AccountabilityLack of Internal Accountability

Sub-indicator = ClimateSub-indicator = Climate SC meeting climate is tense, position-SC meeting climate is tense, position-

based, adversarialbased, adversarial Little social dimensionLittle social dimension Meetings last several hoursMeetings last several hours Primary & Secondary Tension persists Primary & Secondary Tension persists

(involving roles & power)(involving roles & power) Informal learning replaced with competitionInformal learning replaced with competition No way to address tender issuesNo way to address tender issues

Page 23: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

And yet, . . .And yet, . . .

Nontraditional Nontraditional

measures of success enduremeasures of success endure

in the face of in the face of

dysfunctiondysfunction

Page 24: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Sprouts from the Seeds of Sprouts from the Seeds of Collaborative Governance:Collaborative Governance:Lessons for Best PracticesLessons for Best Practices

Execute a Commitment to CollaborationExecute a Commitment to Collaboration Make it public to make it accountableMake it public to make it accountable Build governance capacityBuild governance capacity Build in internal Build in internal processprocess accountability indicators accountability indicators

& measures (in addition to content timelines)& measures (in addition to content timelines) Build in Build in process process monitoring/assessment points & monitoring/assessment points &

mechanismsmechanisms A stitch in time saves nine!A stitch in time saves nine!

Page 25: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Value of Recognizing Value of Recognizing Process DysfunctionProcess Dysfunction

Critical significance of Critical significance of making internal group accountability explicitmaking internal group accountability explicit assessing and building collaborative capacity-assessing and building collaborative capacity-

building within the lead groupbuilding within the lead group supporting capacity of the group to engage in supporting capacity of the group to engage in

ongoing collaboration with the communityongoing collaboration with the community Potential to improve community Potential to improve community

relationships, plans, and implementationrelationships, plans, and implementation

Page 26: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

The ChallengeThe Challenge

How a community makes its decisions is a How a community makes its decisions is a critical indicator of its sustainabilitycritical indicator of its sustainability..

What can we contribute? What can we contribute?

How can we contribute?How can we contribute?

Page 27: Talking the Talk & Hoping for the Best: The Impacts of Avoiding Lead Group Accountability in Comprehensive Planning What happens when left to chance? Environment.

Start with what they knowStart with what they know

Build with what they haveBuild with what they have

But with the best leadersBut with the best leaders

When the work is doneWhen the work is done

The task accomplishedThe task accomplished

The people will sayThe people will say

““We have done this ourselves!We have done this ourselves!

• ~Lao Tsu (700 BCE)~Lao Tsu (700 BCE)


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