TECHNOLOGY SOLUTIONS MATRIX �WOODBURY P J FINANCIAL
(800) 800-2638 II www.joinwoodburyfinancial.com
RUNNING YOUR BUSINESS OPERATIONS
SYSTEM/SERVICE
ADVISOR PORTAL
CLIENT CENTRAL
COMMISSION
REPORT CENTER
DOCUMENT
MANAGEMENT
PRIMARY USE
Integrated website solution for your home office and technology interactions.
System for creating and maintaining books and records for clients and accounts.
Commission reporting tool.
Storage and retrieval of filed documents including client, accounting, HR, operations, and associated person folders.
DESCRIPTION
Website that connects the Advisor and staff with Home Office solutions. Access technology solutions, support items, compliance tools, and product information from one location.
Client-based record keeping system. Client data is centrally stored, eliminating the need to re-enter address changes and other client-level updates.
Access commission information and reports detailing in-progress commissions, revenue, direct deposit, and trails. Commission information is provided onscreen for quick, easy viewing with an option to export the data.
• A flexible, web-based document/image management and workflowsystem
• Allows users to easily archive,access and share information via astandard web browser
• Content files such as scannedimages, PDF documents andMicrosoft files (Excel, Word, etc.) canbe saved and indexed
BENEFITS
• One login for home officeinteractions and technologysolutions
• Personalized dashboard for easynavigation
• Client-based recordkeeping
• Client signs the W9 and customeragreement only once
• Performs real-time error checking
• Enter only the pertinent detailsof the account; the systemassembles the registration wordingautomatically
• View your commission details inprogress
• Export information into MicrosoftExcel
• Generate PDF reports
• OSJ can view information abouthis/her entire branch
• Remote access to files
• Reduces paperwork/saves officespace
DEVELOPER
Internal
Internal
Internal
• Meets disaster recovery0 requirements
ocupace
• Simplifies branch office audits
• Meets record keeping requirements
• Allows for elimination of paper files
Member of Advisor Group
COST
Included in Technology Fee
Included in Technology Fee
Included in Technology Fee
• $33 per month,per Advisor
• $5 per month extra1 GB of storage fornon-BD documents
TECHNOLOGY SOLUTIONS MATRIX �WOODBURY P J FINANCIAL
(800) 800-2638 II www.joinwoodburyfinancial.com
RUNNING YOUR BUSINESS OPERATIONS {CONT'D)
SYSTEM/SERVICE
SALES FORCE
SERVICE NET
WEBSITE VENDORS
PRIMARY USE
Submit and track service, technology and support requests
Provides customized web presence for advisors and their practices.
DESCRIPTION
ServiceNet is an online service request and tracking system providing the ability to submit service requests directly to the Home Office.
Advisors may use one of the firm's approved website vendors to host a securities-related website. Currently, there are three approved website hosting vendors.
BENEFITS
• Reduces telephone hold times
• Provides complete processingtransparency and documentationby Home Office
• Email notifications on open issues
• 24/7 access to view/trackresolution
• Allows advisors to market toprospects and communicate withcurrent clients
• Vendor automatically routescontent to Advertising Compliancefor review
• Once approved by AdvertisingCompliance, live-website contentautomatically goes live
TECHNOLOGY SOLUTIONS MATRIX �WOODBURY P J FINANCIAL
(800) 800-2638 II www.joinwoodburyfinancial.com
DRIVING YOUR PRODUCTIVITY (CONT'D)
SYSTEM/SERVICE
FOREFIELD
MARKETING
LIBRARY
MYNOTIFICATIONS
MYSUBSCRIPTIONS
MY SUCCESSION
PLAN
PRIMARY USE
Access to marketing resources, including newsletters, seminar presentations, concept pieces and client alerts.
Customized email notification system.
Enables viewing
and processing of
subscription services
within the Advisor
Portal
Connecting advisors for succession, acquisition and continuity planning.
DESCRIPTION
Forefield is one of the industry's leading providers of marketing content for financial advisors.
• Effectively market and communicatewith clients and prospects
• Features over 3,000 pre-approvedresources, including FINRAreviewed content such as seminarpresentations, concept pieces andnewsletters
Emails are sent on a daily basis, notifying you of events of your choosing. MyNotifications enables you to customize the delivery location of your choosing -your email, an assistant's email, a group of emails, or all of the above.
Control selections and manage all
subscription items offered by the
broker-dealer.
Buy or sell a full or partial business or locate another advisor to be a part of a business
continuity plan.
mysuccessionplan.com
BENEFITS
• Save time by using pre-approvedmaterials
• Fully customizable, branded toyour business, and displaying youridentity
• Library is constantly updated withthe most current material to provide to your clients and prospects
• Ability to use email features tosend and manage content acrossvarious client and prospect groups
• Subscribe to notifications of yourchoosing
• Customize notifications to specificoffice staff to keep the right personupdated on a status
• Archive copies of notifications thathave been sent to your email
• Easily see pricing for a subscriptionservice
• Enroll in new services without amanual enrollment form
• View all subscription options anddescriptions
• Form a successful continuity plan
• Expert assistance with the site and your
succession, acquisition and continuityplanning needs.
TECHNOLOGY SOLUTIONS MATRIX �WOODBURY P J FINANCIAL
(800) 800-2638 II www.joinwoodburyfinancial.com
MANAGING CLIENTS (CONT'D)
SYSTEM/SERVICE
NETX360®
ONEVIEW
PRIMARY USE
Access Pershing brokerage account information.
Client data aggregation and reporting tool.
DESCRIPTION
Pershing's complete solution makes it easier for you to support and grow your brokerage business. In addition, service solutions, market data, tools, and analytical capabilities available throughout NetX360® will help you identify potential revenue-generating opportunities from both new and existing clients.
A web-based consolidated portfolio accounting and performance reporting system.
BENEFITS
• Access brokerage account information in real-time
• Ability to place trades, submit order changes and cancellations, andcheck statuses
